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Evolutionary multi-objective optimization for RIS-aided MU-MISO communication systems

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Abstract

We study a multi-user multiple-input single-output downlink system aided by a reconfigurable intelligent surface (RIS). Users’ sum rate and transmit power are two important performance indicators in such systems. However, most existing works only optimize one of them, resulting in severe performance degradation of the other. Motivated by this, in this paper, we formulate a multi-objective optimization problem to maximize the sum rate of users and minimize the transmit power simultaneously. According to our early work on fitness landscape analysis of sum rate maximization problems, the proposed problem is inferred to be multi-modal. To solve this non-convex and multi-modal problem, we propose a novel multi-objective evolutionary hybrid beamforming (MEHB) framework to find different trade-off solutions between the two conflicting objectives. In particular, we employ different kinds of multi-objective evolutionary algorithms and multi-modal multi-objective evolutionary algorithms as the baseline of MEHB framework, so as to design the passive beamforming. And the active beamforming at the base station is optimized by the classical zero-forcing method. The simulation results have verified the effectiveness of the dominance-based evolutionary algorithms in handling hybrid beamforming problems.

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The data underlying this study are available from the corresponding author upon reasonable request.

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Acknowledgements

This work is supported in part by the National Natural Science Foundation of China under Grant No. 61701216, Shenzhen Science, Technology, and Innovation Commission Basic Research Project under Grant No. JCYJ20180507181527806, Guangdong Provincial Key Laboratory under Grant No. 2020B121201001, Guangdong Innovative and Entrepreneurial Research Team Program under Grant No. 2016ZT06G587, and Shenzhen Sci-Tech Fund under Grant No. KYTDPT20181011104007.

Funding

This study was funded in part by the National Natural Science Foundation of China under Grant No. 61701216, Shenzhen Science, Technology, and Innovation Commission Basic Research Project under Grant No. JCYJ20180507181527806, Guangdong Provincial Key Laboratory under Grant No. 2020B121201001, Guangdong Innovative and Entrepreneurial Research Team Program under Grant No. 2016ZT06G587, and Shenzhen Sci-Tech Fund under Grant No. KYTDPT20181011104007.

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Correspondence to Jin Zhang.

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Li, M., Yan, B. & Zhang, J. Evolutionary multi-objective optimization for RIS-aided MU-MISO communication systems. Soft Comput 27, 8091–8106 (2023). https://doi.org/10.1007/s00500-023-08002-5

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