Abstract
We study a multi-user multiple-input single-output downlink system aided by a reconfigurable intelligent surface (RIS). Users’ sum rate and transmit power are two important performance indicators in such systems. However, most existing works only optimize one of them, resulting in severe performance degradation of the other. Motivated by this, in this paper, we formulate a multi-objective optimization problem to maximize the sum rate of users and minimize the transmit power simultaneously. According to our early work on fitness landscape analysis of sum rate maximization problems, the proposed problem is inferred to be multi-modal. To solve this non-convex and multi-modal problem, we propose a novel multi-objective evolutionary hybrid beamforming (MEHB) framework to find different trade-off solutions between the two conflicting objectives. In particular, we employ different kinds of multi-objective evolutionary algorithms and multi-modal multi-objective evolutionary algorithms as the baseline of MEHB framework, so as to design the passive beamforming. And the active beamforming at the base station is optimized by the classical zero-forcing method. The simulation results have verified the effectiveness of the dominance-based evolutionary algorithms in handling hybrid beamforming problems.
Similar content being viewed by others
Explore related subjects
Discover the latest articles, news and stories from top researchers in related subjects.Availability of data and materials
The data underlying this study are available from the corresponding author upon reasonable request.
References
Bakkouri I, Afdel K (2020) Computer-aided diagnosis (cad) system based on multi-layer feature fusion network for skin lesion recognition in dermoscopy images. Multimedia Tools Appl 79(29):20,483-20,518
Bakkouri I, Afdel K (2022) Mlca2f: Multi-level context attentional feature fusion for covid-19 lesion segmentation from ct scans. Signal Image Video Process, pp 1–8
Chen HT, Taylor AJ, Yu N (2016) A review of metasurfaces: physics and applications. Rep Prog Phys 79(7):076,401
Chen J, Liang YC, Pei Y, et al (2019) Intelligent reflecting surface: a programmable wireless environment for physical layer security. IEEE Access 7:82599–82612
Cheng R, Jin Y, Olhofer M et al (2016) A reference vector guided evolutionary algorithm for many-objective optimization. IEEE Trans Evol Comput 20(5):773–791. https://doi.org/10.1109/TEVC.2016.2519378
Coello CC, Lechuga MS (2002) Mopso: A proposal for multiple objective particle swarm optimization. In: Proceedings of the 2002 congress on evolutionary computation. CEC’02 (Cat. No. 02TH8600), IEEE, pp 1051–1056
Deb K, Tiwari S (2005) Omni-optimizer: A procedure for single and multi-objective optimization. In: International conference on evolutionary multi-criterion optimization, Springer, pp 47–61
Deb K, Pratap A, Agarwal S et al (2002) A fast and elitist multiobjective genetic algorithm: Nsga-ii. IEEE Trans Evol Comput 6(2):182–197. https://doi.org/10.1109/4235.996017
Di B, Song L, Li Y (2016) Sub-channel assignment, power allocation, and user scheduling for non-orthogonal multiple access networks. IEEE Trans Wireless Commun 15(11):7686–7698
Di B, Zhang H, Song L et al (2020) Hybrid beamforming for reconfigurable intelligent surface based multi-user communications: Achievable rates with limited discrete phase shifts. IEEE J Select Areas Commun 38(8):1809–1822
Gong YJ, Chen WN, Zhan ZH et al (2015) Distributed evolutionary algorithms and their models: a survey of the state-of-the-art. Appl Soft Comput 34:286–300
Guo H, Liang YC, Chen J et al (2020) Weighted sum-rate maximization for reconfigurable intelligent surface aided wireless networks. IEEE Trans Wireless Commun 19(5):3064–3076
He C, Tian Y, Jin Y et al (2017) A radial space division based evolutionary algorithm for many-objective optimization. Appl Soft Comput 61:603–621
He C, Cheng R, Zhang C et al (2020) Evolutionary large-scale multiobjective optimization for ratio error estimation of voltage transformers. IEEE Trans Evol Comput 24(5):868–881
Huang C, Zappone A, Debbah M et al (2018) Achievable rate maximization by passive intelligent mirrors. 2018 IEEE Int Conf Acoust. Speech and Signal Processing (ICASSP), IEEE, pp 3714–3718
Justesen PD (2009) Multi-objective optimization using evolutionary algorithms. Department of Computer Science, University of Aarhus, Denmark, p 33
Khalili A, Zargari S, Wu Q et al (2021) Multi-objective resource allocation for IRS-Aided SWIPT. IEEE Trans Wireless Commun Lett 10(6):1324–1328. https://doi.org/10.1109/LWC.2021.3065844
p Kramer O (2017) Genetic algorithms. In: Genetic algorithm essentials. Springer, pp 11–19
Li K, Deb K, Zhang Q et al (2015) An evolutionary many-objective optimization algorithm based on dominance and decomposition. IEEE Trans Evol Comput 19(5):694–716. https://doi.org/10.1109/TEVC.2014.2373386
Lin Q, Lin W, Zhu Z et al (2020) Multimodal multiobjective evolutionary optimization with dual clustering in decision and objective spaces. IEEE Tran Evol Comput 25(1):130–144
Liu Y, Ishibuchi H, Nojima Y, et al (2018) A double-niched evolutionary algorithm and its behavior on polygon-based problems. In: International conference on parallel problem solving from nature, Springer, pp 262–273
Ma X, Guo S, Zhang H et al (2021) Joint beamforming and reflecting design in reconfigurable intelligent surface-aided multi-user communication systems. IEEE Trans Wireless Commun 20(5):3269–3283. https://doi.org/10.1109/TWC.2020.3048780
Miettinen K (2012) Nonlinear multiobjective optimization, vol 12. Springer Science & Business Media
Mohseni-Bonab SM, Rabiee A, Mohammadi-ivatloo B (2015) Voltage stability constrained multi-objective optimal reactive power dispatch under load and wind power uncertainties: A stochastic approach. Renew Energy 85:598–609. https://doi.org/10.1016/j.renene.2015.07.021
Nadeem QUA, Kammoun A, Chaaban A, et al (2019) Intelligent reflecting surface assisted wireless communication: modeling and channel estimation. arXiv preprint arXiv:1906.02360
Ray T, Mamun MM, Singh HK (2022) A simple evolutionary algorithm for multi-modal multi-objective optimization. arXiv preprint arXiv:2201.06718
Schaffer J (1985) Multiple objective optimization with vector evaluated genetic algorithms, pp 93–100
Schutze O, Vasile M, Coello CAC (2011) Computing the set of epsilon-efficient solutions in multiobjective space mission design. J Aerospace Comput Inf Commun 8(3):53–70
Semenkin E, Semenkina M (2012) Self-configuring genetic algorithm with modified uniform crossover operator. In: International conference in swarm intelligence, Springer, pp 414–421
Tanabe R, Ishibuchi H (2018) A decomposition-based evolutionary algorithm for multi-modal multi-objective optimization. In: International conference on parallel problem solving from nature, Springer, pp 249–261
Tse D, Viswanath P (2005) Fundamentals of wireless communication. Cambridge University Press, Cambridge
While L, Hingston P, Barone L et al (2006) A faster algorithm for calculating hypervolume. IEEE Trans Evol Comput 10(1):29–38
Wu Q, Zhang R (2019) Beamforming optimization for intelligent reflecting surface with discrete phase shifts. ICASSP 2019–2019 IEEE Int Conf Acoust. Speech and Signal Processing (ICASSP), IEEE, pp 7830–7833
Wu Q, Zhang R (2019) Intelligent reflecting surface enhanced wireless network via joint active and passive beamforming. IEEE Trans Wireless Commun 18(11):5394–5409
Wu Q, Zhang R (2019) Towards smart and reconfigurable environment: intelligent reflecting surface aided wireless network. IEEE Commun Mag 58(1):106–112
Wu Q, Zhang S, Zheng B et al (2021) Intelligent reflecting surface-aided wireless communications: a tutorial. IEEE Trans Commun 69(5):3313–3351
Yan B, Zhao Q, Zhang J, et al (2021) Hybrid beamforming for RIS-aided communications: fitness landscape analysis and niching genetic algorithm. arXiv e-prints arXiv:2109.09054. [cs.NE]
Yu X, Xu D, Schober R (2019) MISO wireless communication systems via intelligent reflecting surfaces. In: 2019 IEEE/CIC international conference on communications in China (ICCC), IEEE, pp 735–740
Yue C, Qu B, Liang J (2017) A multiobjective particle swarm optimizer using ring topology for solving multimodal multiobjective problems. IEEE Trans Evol Comput 22(5):805–817
Zhang Q, Li H (2007) Moea/d: a multiobjective evolutionary algorithm based on decomposition. IEEE Trans Evol Comput 11(6):712–731. https://doi.org/10.1109/TEVC.2007.892759
Zhang X, Tian Y, Cheng R et al (2015) An efficient approach to nondominated sorting for evolutionary multiobjective optimization. IEEE Trans Evol Comput 19(2):201–213. https://doi.org/10.1109/TEVC.2014.2308305
Zhang X, Zheng X, Cheng R et al (2018) A competitive mechanism based multi-objective particle swarm optimizer with fast convergence. Inf Sci 427:63–76. https://doi.org/10.1016/j.ins.2017.10.037www.sciencedirect.com/science/article/pii/S0020025517310344
Zhou A, Jin Y, Zhang Q, et al (2006) Combining model-based and genetics-based offspring generation for multi-objective optimization using a convergence criterion. In: 2006 IEEE international conference on evolutionary computation, IEEE, pp 892–899
Zhou A, Qu BY, Li H et al (2011) Multiobjective evolutionary algorithms: a survey of the state of the art. Swarm Evol Comput 1(1):32–49
Acknowledgements
This work is supported in part by the National Natural Science Foundation of China under Grant No. 61701216, Shenzhen Science, Technology, and Innovation Commission Basic Research Project under Grant No. JCYJ20180507181527806, Guangdong Provincial Key Laboratory under Grant No. 2020B121201001, Guangdong Innovative and Entrepreneurial Research Team Program under Grant No. 2016ZT06G587, and Shenzhen Sci-Tech Fund under Grant No. KYTDPT20181011104007.
Funding
This study was funded in part by the National Natural Science Foundation of China under Grant No. 61701216, Shenzhen Science, Technology, and Innovation Commission Basic Research Project under Grant No. JCYJ20180507181527806, Guangdong Provincial Key Laboratory under Grant No. 2020B121201001, Guangdong Innovative and Entrepreneurial Research Team Program under Grant No. 2016ZT06G587, and Shenzhen Sci-Tech Fund under Grant No. KYTDPT20181011104007.
Author information
Authors and Affiliations
Contributions
In the study, all authors have an equal contribution to complete the work successfully with the considered idea.
Corresponding author
Ethics declarations
Ethical approval
This article does not contain any studies with human participants performed by any of the authors.
Conflict of interest
The authors declare that they have no conflict of interest.
Additional information
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Rights and permissions
Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.
About this article
Cite this article
Li, M., Yan, B. & Zhang, J. Evolutionary multi-objective optimization for RIS-aided MU-MISO communication systems. Soft Comput 27, 8091–8106 (2023). https://doi.org/10.1007/s00500-023-08002-5
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s00500-023-08002-5