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Calibrating transition-metal energy levels and oxygen bands in first-principles calculations: Accurate prediction of redox potentials and charge transfer in lithium transition-metal oxides

Dong-Hwa Seo (서동화), Alexander Urban, and Gerbrand Ceder
Phys. Rev. B 92, 115118 – Published 8 September 2015

Abstract

Transition-metal (TM) oxides play an increasingly important role in technology today, including applications such as catalysis, solar energy harvesting, and energy storage. In many of these applications, the details of their electronic structure near the Fermi level are critically important for their properties. We propose a first-principles–based computational methodology for the accurate prediction of oxygen charge transfer in TM oxides and lithium TM (Li-TM) oxides. To obtain accurate electronic structures, the Heyd-Scuseria-Ernzerhof (HSE06) hybrid functional is adopted, and the amount of exact Hartree-Fock exchange (mixing parameter) is adjusted to reproduce reference band gaps. We show that the HSE06 functional with optimal mixing parameter yields not only improved electronic densities of states, but also better energetics (Li-intercalation voltages) for LiCoO2 and LiNiO2 as compared to the generalized gradient approximation (GGA), Hubbard U corrected GGA (GGA+U), and standard HSE06. We find that the optimal mixing parameters for TM oxides are system specific and correlate with the covalency (ionicity) of the TM species. The strong covalent (ionic) nature of TM-O bonding leads to lower (higher) optimal mixing parameters. We find that optimized HSE06 functionals predict stronger hybridization of the Co3d and O2p orbitals as compared to GGA, resulting in a greater contribution from oxygen states to charge compensation upon delithiation in LiCoO2. We also find that the band gaps of Li-TM oxides increase linearly with the mixing parameter, enabling the straightforward determination of optimal mixing parameters based on GGA (α=0.0) and HSE06 (α=0.25) calculations. Our results also show that G0W0@GGA+U band gaps of TM oxides (MO,M=Mn,Co,Ni) and LiCoO2 agree well with experimental references, suggesting that G0W0 calculations can be used as a reference for the calibration of the mixing parameter in cases when no experimental band gap has been reported.

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  • Received 29 June 2015

DOI:https://doi.org/10.1103/PhysRevB.92.115118

©2015 American Physical Society

Authors & Affiliations

Dong-Hwa Seo (서동화)1, Alexander Urban1, and Gerbrand Ceder1,2,3,*

  • 1Department of Materials Science and Engineering, Massachusetts Institute of Technology, Cambridge, Massachusetts 02139, USA
  • 2Department of Materials Science and Engineering, University of California Berkeley, Berkeley, California 94720, USA
  • 3Materials Science Division, Lawrence Berkeley National Laboratory, Berkeley, California 94720, USA

  • *Corresponding author: gceder@berkeley.edu

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Issue

Vol. 92, Iss. 11 — 15 September 2015

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Images

  • Figure 1
    Figure 1

    Density of states (DOS) of (a) MnO, (b) NiO, and (c) CoO as predicted by GGA, GGA+U, HSE with optimal mixing parameter, and G0W0@GGA+U in comparison to the experimental reference (PES-BIS).

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  • Figure 2
    Figure 2

    Computed and experimental O K-edge EELS spectra of (a) MnO and (b) NiO (GGA+U, HSE06 with optimal mixing parameter, and experimental reference).

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  • Figure 3
    Figure 3

    (a) Density of states (DOS) of LiCoO2 and (b) O K-edge EELS spectra of LiCoO2 as predicted by various electronic structure methods in comparison to the experimental references.

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  • Figure 4
    Figure 4

    Band gaps of (a) LiCoO2 and CoO2 and (b) LiNiO2 and NiO2 as predicted by HSE with increasing mixing parameter. The short (blue) horizontal lines indicate band gaps calculated with G0W0@GGA+U. The solid lines indicate the linear trend of band gaps with increasing fraction of exact HF exchange.

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  • Figure 5
    Figure 5

    Average voltage of Li1xCoO2 (0x1) as a function of the HSE mixing parameter. The (blue and red) short horizontal lines indicate the voltages calculated with the optimal mixing parameters of LiCoO2 (0.17) and CoO2 (0.24). The (red) dashed line indicates the experimental average voltage of Li1xCoO2 (0x1), and the black line indicates the linear trend with increasing fraction of exact HF exchange.

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  • Figure 6
    Figure 6

    Computed voltage profiles of Li1xCoO2 (0x1), as predicted by GGA, GGA+U, and HSE with different mixing parameters in comparison to the experimental reference.

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  • Figure 7
    Figure 7

    Average voltage of Li1xNiO2 (0x1) as a function of alpha value. The dashed (red) line indicates the experimental average voltage of Li1xNiO2 (0x1), and the solid (black) line indicates the linear trend with increasing fraction of exact exchange. The short (blue and red) horizontal lines indicate the voltages calculated with the optimal mixing parameters of LiNiO2 (0.18) and NiO2 (0.25).

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  • Figure 8
    Figure 8

    Projected density of states (pDOS) of the Co3d orbitals (black) and O2p orbitals (red) in LiCoO2 predicted by GGA, HSE06 (α=0.17), HSE06 (α=0.25), and GGA+U. The Fermi energy is located at 0 eV.

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  • Figure 9
    Figure 9

    Ratio of the O2ppDOS to the Co3dpDOS (black square) in the energy range from 0 eV to 2eV as a function of the mixing parameter. The ratio predicted by GGA+U (red circle) is also shown.

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