Abstract
Massive and water-rich planets should be ubiquitous in the universe. Many of these worlds are expected to be subject to important irradiation from their host star, and display supercritical water layers surrounded by extended steam atmospheres. Irradiated ocean planets with such inflated hydrospheres have been recently shown to be good candidates for matching the mass–radius distribution of sub-Neptunes. Here we describe a model that computes a realistic structure for water-rich planets by combining an interior model with an updated equation of state (EOS) for water, and an atmospheric model that takes into account radiative transfer. We find that the use of inappropriate EOSs can lead to the overestimation of the planetary radius by up to ∼10%, depending on the planet size and composition. Our model has been applied to the GJ 9827 system as a test case and indicates Earth- or Venus-like interiors for planets b and c, respectively. Planet d could be an irradiated ocean planet with a water mass fraction (WMF) of ∼20% ± 10%. We also provide fits for the mass–radius relationships, allowing one to directly retrieve a wide range of planetary compositions, without the requirement to run the model. Our calculations finally suggest that highly irradiated planets lost their H/He content through atmospheric loss processes, and that the leftover material led to either super-Earths or sub-Neptunes, depending on the WMF.
1. Introduction
Since oxygen is the third most abundant element in the protosolar nebula (Anders & Grevesse 1989; Lodders et al. 2009), this naturally makes water the most abundant volatile compound in planetary bodies of our solar system, if one excepts the hydrogen and helium present in the envelopes of the giant planets (Encrenaz 2008; Bockelée-Morvan & Biver 2017; Grasset et al. 2017).
Water-rich worlds (Europa, Titan, Enceladus, Pluto, Triton, etc.) are ubiquitous in our solar system, and the building blocks of Uranus and Neptune are also supposed to be water rich (Mousis et al. 2018). These properties led astronomers to consider the possible existence of massive water-rich planets around other stars, i.e., the so-called ocean planets (Léger et al. 2004). Those planets would have grown from ice-rich building embryos formed beyond the snowline in protoplanetary disks, and would have subsequently migrated inward up to their current orbital location near to their host star (Raymond et al. 2018a, 2018b). This motivated the implementation of an H2O layer to existing internal-structure models, in which the liquid water had a simple prescription for the temperature profile (often isothermal), which often led to the coexistence of liquid water with high-pressure ices (Fortney et al. 2007; Sotin et al. 2007; Valencia et al. 2007; Zeng & Sasselov 2013; Zeng et al. 2019). At that time, it was believed that the temperature structure had a minor impact on the radii, as is the case for telluric planets (Valencia et al. 2006; Fortney et al. 2007).
However, exoplanets considered today as good candidates for being water-rich worlds are also subject to important irradiation from their host star due to their short orbital periods. For such conditions at the surface of the planet, assuming an adiabatic temperature gradient produces a very shallow P(T) profile (Thomas & Madhusudhan 2016). As a consequence, water is not in a condensed phase, but rather in supercritical state in most of their hydrospheres, making ocean planets way more inflated with an adiabatic prescription compared to an isothermal one (Haldemann et al. 2020; Mousis et al. 2020; Turbet et al. 2020).
The inflated hydrospheres of irradiated supercritical ocean planets have been recently shown to be good candidates to account for the large radii of sub-Neptune planets (Mousis et al. 2020). They could also provide a possible explanation for the bimodal distribution of super-Earth and sub-Neptune populations, also known as the Fulton gap (Fulton et al. 2017). These physical properties, along with the availability of several sets of thermodynamic data for H2O (Duan & Zhang 2006; Wagner et al. 2011; Mazevet et al. 2019; Journaux et al. 2020), has recently motivated the modeling of the equation of state (EOS) of water in conditions relevant to planetary interiors, from 0 to a few TPa, the latter value corresponding to a Jupiter-mass planet fully made of water (Mazevet et al. 2019; Haldemann et al. 2020; Turbet et al. 2020).
For the sake of precision, mass–radius relationships of supercritical ocean planets must be calculated via the simultaneous use of atmosphere and interior-structure models that are both connected at their boundaries. For example, Turbet et al. (2020) focused on planets of masses 0.2–2 and water contents of 0.01–5 wt% when investigating the presence of water in the planets of the TRAPPIST-1 system. They added an irradiated steam atmosphere on top of rocky cores, using the tabulated mass–radius relationships of Zeng et al. (2016). These latter were computed at a 1 bar surface pressure, and might become invalid in the case of heavy H2O layers (surface pressures considered up to 10 GPa). In the approach presented in Mousis et al. (2020), the atmosphere model from Marcq et al. (2019) only considers the uppermost part of the hydrosphere up to a given pressure. The rest of the interior structure, including extreme phases of H2O, is computed via an interior model (Brugger et al. 2017), allowing the computation of planets with any water content. The aim of our work is to update this model by using state-of-the-art EOSs, and to include a better connection between the atmosphere and the interior models.
To do so, we combine the three parts of an hypothetical supercritical planet (refractory interior, condensed-fluid H2O layer, and steam atmosphere) in a self-consistent framework to provide analytical descriptions of mass–radius relationships, which depend on the planetary mass, water mass fraction (WMF) and the equilibrium temperature. Such a derivation will allow estimating the WMF of irradiated ocean exoplanets from ground- or space-based mass–radius observations.
We also discuss the possible existence of these supercritical planets in light of hydrodynamic and Jeans' atmospheric escapes, and provide the mass–radius domains where escape is efficient. We finally use our model to compute the WMF of exoplanets b, c, and d of the system GJ 9827, chosen as a test case, and find that planet d could be a planet in a supercritical state made of 20% ± 10% H2O by mass.
Section 2 reviews the model from Mousis et al. (2020), presenting its main features, inputs and outputs. Section 3 details the work that has been made to update the model's EOS and make a consistent connection between the interior and the atmosphere model, and Section 4 is dedicated to a discussion regarding atmospheric escape. Results are shown in Section 5 in the form of mass–radius relationships, and ternary diagrams, and a conclusion is made in Section 6.
2. Underlying Interior and Atmospheric Models
We follow the approach of Mousis et al. (2020) consisting of coupling a super-Earth interior model derived from Brugger et al. (2017) and the atmospheric model described in Marcq et al. (2017, 2019). Here we recall the basic assumptions of these models.
2.1. Interior Model
Our model iteratively solves the equations describing the interior of a planet:




which correspond to the Gauss theorem, hydrostatic equilibrium, adiabatic profile with use of the Adams–Williamson equation, and the EOS of the considered medium, respectively. g, P, T, and ρ are gravity, pressure, temperature, and density profiles, respectively. m is the mass encapsulated within the radius r, G is the gravitational constant, and γ is the Grüneisen parameter. The Grüneisen parameter is key to computing the thermal profile of the planet, and the literature sometimes refers to the adiabatic gradient instead, expressed as follows (Kippenhahn et al. 2012; Mazevet et al. 2019; Haldemann et al. 2020):

where S is the entropy, and c the speed of sound.
The interior model can display up to five distinct layers, depending on the planet's characteristics:
- 1.a core made of metallic Fe and FeS alloy;
- 2.a lower mantle made of bridgmanite and periclase;
- 3.an upper mantle made of olivine and enstatite;
- 4.an ice VII phase;
- 5.a hydrosphere covering the whole fluid region of H2O.
The Vinet EOS (Vinet et al. 1989) with thermal Debye correction is used for all solid phases:

with

where ,
, R is the ideal gas constant, and Mmol is the molar mass of the considered material. All quantities with an index 0 are reference parameters obtained by a fit on experimental data, given in Table 1. The EOS used by Mousis et al. (2020) to solve Equation (4) is the one formulated by Duan & Zhang (2006), valid up to 10 GPa and 2573.15 K.
Table 1. List of Thermodynamic and Compositional Parameters used in the Interior Model
Layer | Core | Lower Mantle | Upper Mantle | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|
Phases | Iron-rich phase | Perovskite | Periclase | Olivine | Enstatite | ||||||
Composition (%) | 100 | 79.5 | 20.5 | 41 | 59 | ||||||
Components | Fe | FeS | FeSiO3 | MgSiO3 | FeO | MgO | Fe2SiO4 | Mg2SiO4 | Fe2Si2O6 | Mg2Si2O6 | |
Composition (%) | 87 | 13 | 10 | 90 | 10 | 90 | 10 | 90 | 10 | 90 | |
Molar mass (g mol−1) | Mmol | 55.8457 | 87.9117 | 131.9294 | 100.3887 | 71.8451 | 40.3044 | 203.7745 | 140.6931 | 263.8588 | 200.7774 |
Reference density (kg m−3) |
![]() | 8340 | 4900 | 5178 | 4108 | 5864 | 3584 | 4404 | 3222 | 4014 | 3215 |
Reference temperature (K) | T0 | 300 | 300 | 300 | 300 | 300 | |||||
Reference bulk modulus (GPa) | K0 | 135 | 254.7 | 157 | 128 | 105.8 | |||||
Pressure derivative of bulk modulus |
![]() | 6 | 4.3 | 4 | 4.3 | 8.5 | |||||
Reference Debye temperature (K) |
![]() | 474 | 736 | 936 | 757 | 710 | |||||
Reference Grüneisen parameter |
![]() | 1.36 | 2.23 | 1.45 | 1.11 | 1.009 | |||||
Adiabatic power exponent | q | 0.91 | 1.83 | 3 | 0.54 | 1 |
Note. Thermodynamic data are summarized in Table 1 of Sotin et al. (2007), and compositional data are the results of model calibration for Earth by Stacey (2005) and Sotin et al. (2007).
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All thermodynamic and compositional parameters of mineral layers are taken equal to those of Earth (Stacey 2005; Sotin et al. 2007, 2010), and summarized in Table 1. We refer the reader to Brugger et al. (2017) to get all the computational details.
Mousis et al. (2020) computed the Grüneisen parameter for water via a bilinear interpolation in a grid generated from the python library of the IAPWS formulation,
3
computing the Grüneisen parameter in the form with ρ and T varying in the 316–2500 kg m−3 and 650–10,000 K ranges, respectively. An important issue is that the density range is very limited, since this quantity can easily vary from ∼10 kg m−3 at the planetary surface to ∼5000 kg m−3 at the center of a 100% water planet of 1 M⊕, implying that the computation of γ is erroneous at the top and at the bottom of the hydrosphere. A solution for overcoming this limitation is provided in Section 3.2.
Apart from compositional inputs, the main physical inputs of the model are the core mass fraction (CMF) xcore and WMF ; the mantle mass fraction is then
. Pressure and temperature profiles are integrated from outside, and require the inputs of the boundary pressure Pb and boundary temperature Tb. Finally, the model also requires the input of the planet's mass Mb (subscript b denotes the mass encapsulated within the boundary of the interior model, excluding the contribution of any potential atmosphere). Once defined, these input parameters allow for the computation of the planet's internal structure and associated boundary radius. In the case of the Earth (
,
,
), the model computes a radius Rb equal to 0.992
, which is less than 1% of error, indicating that errors from the model are negligible compared to errors on measurements. In the following, subscript b refers to quantities at the boundary between the interior model and the atmospheric model, such as bulk mass Mb, radius Rb, gravity gb, pressure Pb and temperature Tb.
2.2. Atmospheric Model
The atmospheric model generates the properties of a 1D spherical atmosphere of H2O by integrating the thermodynamic profiles from bottom to top. The model takes as inputs the planet's mass and radius, as well as the thermodynamic conditions at its bottom. We choose to connect the atmospheric model with the interior model at a pressure P = (slightly above the critical pressure
bar) and at a temperature T = Tb.
profiles are then integrated upward via the prescription from Kasting (1988) in the case of an adiabat at hydrostatic equilibrium. Once the temperature reaches the top temperature of the atmospheric layer, here set to
K, an isothermal radiative mesosphere at
is assumed. Figure 1 shows several (P,T) profiles representing the whole hydrospheres of planets (under Mazevet et al. (2019, hereafter Ma19+) parameterization, see Section 3.2) for masses and irradiation temperatures in the range 1–20
and
400–1300 K (see Equation (10)), respectively.
Figure 1. (P,T) profiles for 100% H2O planets of masses 1–20
, and irradiation temperatures
400–1300 K with the Ma19+ parameterization (see Section 3.2). Cases corresponding to smallest masses and highest temperatures are not shown, as their surface gravities are below the limit fixed in Section 3.3. Phase transitions of H2O are taken from Wagner et al. (2011) at low temperatures (solid turquoise lines) and from Nettelmann et al. (2011) at high temperatures (dashed turquoise lines), with labels IF (ionic fluid), SI (superionic), P (plasma), and iN for the ice N.
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Standard image High-resolution imageThe atmosphere transition radius is controlled by the altitude of the top of the H2O clouds, corresponding to the top of the moist convective layer, assumed to be at a pressure . We choose this limit as the observable transiting radius, assuming that results are similar for cloudy and cloud-free atmospheres (Turbet et al. 2019, 2020). The EOS is taken from the NBS/NRC steam tables (Haar et al. 1984), implying the atmosphere is not treated as an ideal gas. The discontinuities in (P, T) profiles occurring for
K are due to the limited range of these tables, but the height of this region (P = 100–300 bar) is negligible compared to the thickness of the atmosphere. Increasing the Ttop temperature will impact the final structure of the atmosphere, decreasing both the thickness of the atmosphere and the interior. Numerical tests with Ttop varying from 200 K to
decrease the final radius of the planet by, at most, ∼200 km for the cases considered in this study. It corresponds to a difference of 2% in radius at most, but this difference is mainly below 1%.
Shortwave and thermal fluxes are then computed using four-stream approximation. Gaseous (line and continuum) absorptions are computed using the k-correlated method on 38 spectral bands in the thermal infrared, and 36 in the visible domain. Absorption coefficients are exactly the same as those in Leconte et al. (2013) and Turbet et al. (2019), which includes several databases specifically designed for H2O-dominated atmospheres. Rayleigh opacity is also included. This method computes the total outgoing long-wave radiation (OLR, in W m−2) of the planet that gives the temperature that the planet would have if it was a blackbody:

with being the Stefan–Boltzmann constant. In order to quantify the irradiation of the planet by its host star, we define the irradiance temperature

where Teff and are the host star's effective temperature and radius, respectively, and a is the semimajor axis of the planet. The atmospheric model computes the Bond albedo from the atmosphere's reflectance (Pluriel et al. 2019) assuming a G-type star linking both temperatures:

The literature often approximates Tirr to the equilibrium temperature Teq, which is the temperature the planet would have for an albedo A = 0 (all the incoming heat is absorbed and re-emitted by the planet). Since it is the observable quantity, our results will be presented in term of Tirr. Equation (10) assumes that the planet is in radiative equilibrium with its host star. Any heating source in the planet's interior would add an additional term in the radiative equilibrium of the planet with its host star, increasing the effective temperature of the planet for the same received irradiation (Nettelmann et al. 2011). In this work, we model the structure of planets that have either no interior heating source, or that had time to cool off.
For a given planetary mass, boundary radius and irradiation temperature, the atmospheric thickness and boundary temperature are retrieved from the atmospheric model. The latter is then used to compute the interior structure, and the former is taken into account to compute the total (transiting) radius.
3. Model Update
This section presents the improvements made to the existing model to push its physical limitations further. Since we are interested in planets with substantial amounts of water, we define a specific CMF, which is only related to the mass budget of the rocky part:

where xcore is the "true" CMF. will be used to compare planets that have different WMFs, but with similar refractory contents. For example,
corresponds to an Earthlike CMF, regardless the amount of water present in the planet.
3.1. Used EOSs
The choice of the EOS is critical, as it strongly impacts the estimate of the mass–radius relationships. Three EOS are then considered in this study:
- 1.EOS from the latest revision of the IAPWS-95 formulation from Wagner & Pruß (2002) 4 (hereafter WP02). This reference EOS gives an analytical expression of the specific Helmholtz free energy
. Any thermodynamic quantity (pressure, heat capacity, internal energy, entropy, etc.) can be computed by taking the right derivative of f, and those quantities have analytical expressions.
- 2.EOS from Duan & Zhang (2006) (hereafter DZ06). This EOS is corrected around the critical point, and gives an analytical expression for pressure as function of density and temperature
.
- 3.EOS from Ma19. This formulation was developed for planetary interiors by extending the IAPWS-95 EOS with ingredients from statistical physics allowing a transition to plasma and superionic states. The authors created a Fortran implementation 5 that computes pressure, specific Helmholtz free energy, specific internal energy and specific heat capacity for a given couple
.
The validity ranges of the different EOSs, which rely on the availability of experimental data, are given in Table 2. Extended ranges proposed by WP02 and DZ06 are also indicated because the mathematical expressions of their EOSs allow for extrapolations beyond the corresponding validity ranges. However, they become invalid when phase transition occurs (e.g., dissociation of water). Other EOSs exist in the literature, covering various regions of the phase diagram of water, or are being used for specific purposes. Our choice of EOSs among others is discussed in Section 6.
Table 2. Validity Ranges of the Different EOSs
EOS | Valid | Extended |
---|---|---|
WP02 |
![]() |
![]() |
![]() |
![]() | |
DZ06 |
![]() |
![]() |
![]() |
![]() | |
Ma19 |
![]() | not specified |
![]() | not specified |
Note.
a Limit given by Duan et al. (1996).Download table as: ASCIITypeset image
Figure 2 shows the profiles derived from the considered EOSs at different temperatures. All EOSs present minor differences in their validity range, regardless of the considered temperature. Ma19 find that WP02 overestimates the pressure beyond its extended range. For a given pressure in a planet's interior, this would underestimate the density, and then overestimate the total radius of the planet. A more pronounced deviation is visible for DZ06 above its validity range. Around the critical point (
m−3, mostly visible at 650 K), WP02 is closer to DZ06, compared to Ma19, as expected. In the low-density limit, all EOSs behave following the ideal gas law
, which has a characteristic slope of 1 in a log–log scale.
Figure 2. Pressure as function of density calculated with WP02 (blue), DZ06 (red), and Ma19 (green) in the cases of two different temperatures. The solid horizontal lines indicate the range of validity for WP02 and DZ06, and the dashed horizontal lines give the extended range. The black dotted line corresponds to the ideal gas law for water steam.
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Standard image High-resolution image3.2. Grüneisen Parameter for Fluids
The Grüneisen parameter γ, already introduced in Equation (3), has many definitions. For solids, it gives the rate of change in phonon frequencies relative to a change in volume V (Grüneisen 1912):

By averaging over all lattice frequencies, it is possible to obtain a thermodynamic definition (using the internal energy U and entropy S) of the Grüneisen parameter (Arp et al. 1984) via the following expression:

γ relates a pressure (or density) variation to a temperature change. Although initially defined for solids, the meaning of γ holds for fluids. In planetary interiors, adiabatic heat exchange is mostly driven by convective heat transfer (Stacey & Hodgkinson 2019). At planetary scales, the Grüneisen parameter can thus be used for both solids and fluids. From identities in Equation (13), γ can be expressed using other thermodynamic constants such as the thermal expansion coefficient α, the isothermal bulk modulus KT , and the specific isochoric heat capacity cV :

γ is assumed to be temperature independent in the solid phase, and its value is fitted from experimental data, taking into account small density variations. In this study, we use the Helmholtz free energy F given in Wagner & Pruß (WP02) and Ma19. In the IAPWS-95 release, the specific Helmholtz free energy f in its dimensionless form ϕ is divided into its ideal part (superscript ◦) and a residual (superscript r) via the following expression:

with and
,
and Tc
being the supercritical density and temperature, respectively. After defining the derivatives of the ideal and residual parts:


where integers m and n define the order of the derivative with respect to τ and δ, respectively. From these expressions, one can derive:

where is the formulation of the Grüneisen parameter computed following the approach of WP02.
The fortran implementation of Ma19 computes , along with other useful quantities such as
and the specific isochoric heat capacity cV
. In this case, the Grüneisen parameter is expressed as

where is the formulation of the Grüneisen parameter derived from the quantities calculated via the approach of Ma19.
In the case of an ideal gas, one can derive the theoretical value , where l is the number of degrees of freedom for a given molecule. For H2O,
, since l = 6 (3 rotational and 3 vibrational degrees of freedom).
The Grüneisen parameter is crucial for computing the adiabatic temperature gradient inside a planet's interior. However, because temperature a has low impact on EOSs used in the solid phase, it is possible to assume isothermal layers in interior models when thermodynamic data are lacking, and generate internal structures close to reality (Zeng et al. 2019). In the case of fluids (here H2O), temperature rises sharply with depth. This strongly impacts the EOS and leads to different phase changes that are not visible in the case of isothermal profiles.
Each computation for the interior model can be performed by using any of the three EOSs (WP02, DZ06, Ma19) to solve Equation (4), and the WP02 or Ma19 EOS to solve Equation (3) (i.e., computing γ with the EOS from WP02 or Ma19). In the following, we will use the name of the EOS used to solve Equation (4), and add + or − depending on the EOS used to compute the Grüneisen parameter, (Ma19) or
(WP02) respectively. For example, Ma19- indicates that the Ma19 EOS was used to solve Equation (4), and that the WP02 approach was used to solve Equation (3).
Figure 3 shows the values of and
in the H2O phase diagram. Since γ is integrated to obtain the temperature gradient, a small difference leads to different paths in the (P,T) plane. The indiscernability between the WP02- and the Ma19- profiles shows that the internal structure (and thus mass–radius relationships) is more impacted by the temperature profile than the difference in the EOS in the case of a water layer. The difference in temperature between the Ma19+ and Ma19-/WP02- profiles is as high as ∼2000 K, which also results in a difference of ∼200 kg m−3 in density at the center of the planet.
Figure 3. Color maps showing (top panel) and
(bottom panel) in the H2O phase diagram. The phase diagram of water is identical to the one shown in Figure 1. Ma19+, Ma19-, and WP02- are the (P,T) profiles defined in the case of a 1
planet fully made of H2O, with the atmospheric part shown with short dashes. Ma19- and WP02- interiors are almost indistinguishable, hence are represented by the same color, and all atmospheric profiles are identical, although the gravity at the boundary is different for each case.
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Standard image High-resolution image3.3. Connection between Interior and Atmospheric Models
Atmospheric properties (OLR, albedo, mass and thickness) are all quantities that evolve smoothly. To enable a smooth connection between the two models, we implemented a trilinear interpolation module that can estimate atmospheric properties for a planet whose physical parameters gb, Mb, and Tb are in the 3–30 m s−2, 0.2–20 , and 750–4500 K ranges, respectively. This allows us to correct the slight deviations from nodes of the grid, and trilinear interpolation ensures that properties computed at a node are exactly those at the node, which would not be the case if a polynomial fit was performed on data. Details of the connection between the two models are given in Appendix A.
Figure 4 shows Tirr as a function of Tp for a set of fixed gb and Mb. Due to a strong greenhouse (or blanketing) effect from the steam atmosphere, most cases lead to K. As previously stated, this consequence discards any EOS that does not hold for such high temperatures. A second observation is that at low temperatures, one input an irradiation temperature Tirr that can correspond to two different planet temperatures Tp (and atmospheric properties). Since our work focuses on highly irradiated exoplanets, we will only investigate cases with
K to bypass this degeneracy.
Figure 4. Irradiation temperature Tirr as a function of the planet's temperature Tp. Several curves are obtained due to different values of gb and Mb in the available parameter range. The coldest planets exhibit a degeneracy, as the same amount of irradiation is consistent with two different atmospheric structures. As shown by the color bar, when taking the "hot" solution for Tp, the temperature at the bottom of the atmosphere Tb is >2000 K.
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Standard image High-resolution image4. Atmospheric Escape
Planetary atmospheres are subject to two types of instabilities: hydrostatic and thermal escape. The former is encountered when the gravity at a given height is insufficient to retain the gas. In this case, the atmosphere cannot exist in hydrostatic equilibrium and atmospheric models fail to produce static profiles. The choice of gb > 3 m s−2 is arbitrary, but allows us to avoid these cases. The latter occurs when the thermal energy of gas molecules exceeds the gravitational potential, allowing their escape. Escape rates are then computed, indicating which molecules can remain in an atmosphere. Several mechanisms of nonthermal escape exist as well, involving collisions between atoms and ions producing kinetic energy that leads to knock offs (Hunten 1982), but they rely on processes that are beyond the scope of this study.
4.1. Jeans Escape
One widely known process of atmospheric escape is the Jeans escape. Gas molecules have a velocity distribution given by the Maxwell–Boltzmann distribution, which displays an infinite extension in the velocity space, meaning that some particles have velocities greater than the escape velocity. By integrating this distribution, one can derive the Jeans particle flux (particles per time unit per surface unit) escaping the atmosphere at the exobase (Jeans 1925):

where ne is the particle number density at the top of the atmosphere (exobase) and is the escape velocity (we assume
and
).
is the escape parameter, with
the average thermal velocity of molecules of mean molar mass μ at the exobase temperature Texo, and Rg
is the ideal gas constant.
We wish to provide an estimate of the physical characteristics of the planets that would lose more than a fraction of water content over a typical timescale of
. This condition is met when

with being the Avogadro number. Solving Equation (21) with Earth's properties (
,
,
) yields
. Due to the exponential term, the result is not very sensitive to changes in parameters, including the exact location of the exobase. Assuming
, this condition can be rewritten as

with G being the gravitational constant. This estimate is consistent with today's composition of planets of the solar system (see Figure 8). Equation (22) gives an indication of the properties of the planets that are subject to H2 or H2O escape, implying that their atmospheres should be dominated by heavier molecules (H2O, CO2, O2, CH4, etc.) or be rocky planets, respectively.
4.2. Hydrodynamic Escape
Hydrodynamic escape, also referred to as hydrodynamic blowoff, occurs when upper layers of the atmosphere are heated by intercepting the high-energy irradiation (far UV, extreme UV and X-ray fluxes, the sum of which is often called the XUV flux) from the host star. This heating induces an upward flow of gas, leading to mass loss at a rate (Erkaev et al. 2007; Owen & Wu 2013)

where LXUV is the host star XUV luminosity, a is the planet's orbital distance and is a conversion factor between incident irradiation energy and mechanical blowoff energy. Note that Equation (23) is only true in the energy-limited case. Heating occurs by absorption of high-energy photons by molecules which are dissociated in the upper atmosphere, meaning that blowoff can be limited by (i) the number of photons as one photon breaks one molecule, and (ii) the recombination time as a dissociated molecule may recombine before being able to absorb the XUV irradiation again. Boundaries between these regimes have been explored by Owen & Alvarez (2016), who showed that the sub-Neptune population undergoes mostly energy-limited mass loss, validating the use of Equation (23) in our case.
For our estimate, we use the X-ray and UV luminosities obtained by fits on observational data for M to F type stars by Sanz-Forcada et al. (2011):


where τ is the host star age in gigayears and (Sanz-Forcada et al. 2011). To estimate the XUV luminosity, the star's bolometric luminosity is assumed constant, a hypothesis supported by the stellar evolution tracks of Baraffe et al. (2015). Integrating the XUV luminosity in the saturation regime (
) and beyond gives the finite quantity
W for a solar type star.
Again, we look for planets that could lose more than 10% of their mass over a 1 Gyr period due to atmospheric blowoff:

Combining Equation (9) and Stefan–Boltzmann's law gives

Substituting this expression in Equation (26) yields the condition:

This condition only gives an indication of the planets that are subject to substantial hydrodynamic escape. All arbitrary quantities such as (Owen & Jackson 2012; Bolmont et al. 2017) and EXUV are affected by a power of 1/3, resulting in a low dependency on the chosen values.
The nature of escaping particles is not considered in Equation (28), meaning the computed quantity is the total lost mass. Bolmont et al. (2017) developed a method to quantify the hydrodynamic outflow rF (how many atoms of oxygen leave for each hydrogen atom). Based on their work, we compute , indicating substantial loss of both H and O, with an accumulation of O2. Mass loss of water content and accumulation of O2 have several implications for the habitability of exoplanets (Ribas et al. 2016; Schaefer et al. 2016). The power laws for mass is 1 and
in the cases of Equations (22) and (28), respectively. This implies that hydrodynamic escape is more efficient for less dense planets. In contrast, Jeans escape is dominant in the case of denser planets. The power law for Tirr is −1 and
in the cases of Equations (22) and (28), respectively, implying that hydrodynamic escape will take over Jeans escape at higher irradiation temperatures. As shown in Figure 5, Equations (22) and (28) leave a window for planets that lost their H2 reservoir but kept heavier volatiles from which they formed (Zeng et al. 2019). This result highlights the consistency between the possible existence of irradiated ocean planets and atmospheric escape.
Figure 5. Mass–radius relationships for planets with Earthlike properties regarding their rocky part (see Table 1), and computed with , for multiple temperatures and water contents. Colors correspond to the three used EOSs: DZ06 (red), WP02 (blue), and Ma19 (green). Dashed lines correspond to regions where the atmospheric model is extrapolated beyond the available grid (see Appendix B). Filled circles correspond to cases where both P and γ remain in the range of validity of the used EOSs. Open circles correspond to cases where P or γ are computed in the extended range. Crosses correspond to cases where P or γ are in the extrapolated range. Shaded areas correspond to H2 (gray), H2O (pink), and hydrodynamic escape (shaded) (see Section 4).
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Standard image High-resolution image5. Results
The aim of this paper is to quantify the impact of the choice of EOS and γ computation on mass–radius relationships. With three EOSs and two γ parameterizations, six cases are considered: WP02±, DZ06±, and Ma19±, with the ± sign standing for and
. For each case, three validity domains are explored: the true validity range, extended range, or extrapolated range. A case is valid when the (P,T) profile remains strictly in the true validity range of the used EOS and γ computation. It is extended if the EOS and/or γ computation reaches the extended range. If either the EOS or γ reaches the extrapolated region, the whole case is considered extrapolated. For example, the Ma19+ parameterization (see Figure 5) is always valid due to the important validity range of Ma19 EOS and
computation. On the other hand, the Ma19- parameterization is always extrapolated because the computed
is out of its validity and extended range.
5.1. Mass–Radius Relationships and Choice of EOS
Figure 5 presents computed mass–radius relationships for the parameterization and assumes Earthlike properties for the rocky part (see Table 1). As predicted from the shape of EOSs curves, WP02 and DZ06 EOSs underestimate the density and thus produce larger planets. This effect is accentuated for more-massive planets with a larger amount of water, corresponding to cases where water pressure reaches the highest values. The radius is also overestimated for low-mass planets, because the hydrosphere becomes extended due to the low gravity, implying that a slight underestimation of the density can still lead to a substantial difference in radius. These results show the incontestable asset of the EOS developed by Ma19, and rule out the possibility of using the WP02 or DZ06 EOSs to produce reliable mass–radius relationships for planets with substantial amounts of water. To remain in the true validity ranges of the WP02 or DZ06 EOSs, one should consider a few percent of water content at most in the planet.
As discussed in Section 3.2, is always lower than
in Earth-sized planets fully made of water. As a result, (P,T) profiles for
parameterizations are steeper than for
parameterizations (see Figure 3), meaning the interior is colder for
. In turn, colder planets will be denser and thus smaller. The impact of the choice between
and
is shown in Figure 6, where the relative difference on the radius between Ma19+ and Ma19- parameterizations is presented. In all cases, the relative difference between the models is 10% at most.
Figure 6. Relative difference on radius between Ma19+ and Ma19- parameterizations showing the large impact of the temperature profile on mass–radius relationships.
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Standard image High-resolution imageAs the mass of a planet increases, its gravity becomes more important, and its hydrosphere (interior structure and atmosphere) consequently thinner. Thinner hydrospheres, especially in the case of massive planets, lead to smaller relative differences in radii. Moreover, values of and
become closer (and even equal) in the 101–102 GPa pressure range (see Figure 3), thus reducing the radii differences between the Ma19+ and Ma19- parameterizations even more significantly.
The value of γ increases when the (P,T) curves of a hydrosphere approach the liquid–ice VII transition, which leads to a more important temperature gradient that prevents the formation of high-pressure ices. This observation is in major disagreement with models assuming isothermal hydrospheres (Valencia et al. 2006; Seager et al. 2007; Valencia et al. 2007; Zeng & Sasselov 2013; Brugger et al. 2017; Zeng et al. 2019), a hypothesis often justified by assuming that temperature has a secondary impact on EOSs, which remains a valid statement for solid phases but not in the case of the hydrosphere. A correct treatment of the temperature gradient (Mousis et al. 2020) leads to the presence of high-temperature phases for H2O (ionic, superionic, plasma), which are more dilated, significantly impacting the mass–radius relationships.
In the following, we use and Ma19 to compute the mass–radius relationships. Indeed, the pressure and temperature ranges in the hydrospheres of sub-Neptune-like planets lie well in the region for which the Ma19 formulation was developed. Also, due to the blanketing effect of the atmosphere, even the coldest planets irradiated at
K have a temperature of more than 2000 K at the 300 bar interface (see Figure 4), which corresponds to the pressure at which the atmospheric and internal models are connected. This interface is already located well above the range of validity of
.
5.2. Planetary Composition
Mass–radius relationships only provide an estimate of a possible exoplanet's composition. A more precise assessment is achieved via the use of compositional ternary diagrams. For a given planet's mass and irradiation temperature, such a diagram shows the radius as a function of the planet's WMF and CMF. Possible compositions as thus retrieved from the contour at the level of the planet's measured radius. Computations presented here use only the central value of the mass of each planet, thus not taking into account the measurement error on the planet's mass.
Possible compositions of the three planets of the GJ 9827 system are shown in Figure 7, based on the planets' parameter measurements made by Rice et al. (2019). Planet b exhibits an Earthlike interior without the need to invoke a significant steam atmosphere. The presence of a thick steam atmosphere is quite consistent with the low-density measurements made for planet c, with a water content ranging from 1% to 8%. Physical properties (mass, radius, and temperature) of planet c lead to important Jeans escape (with our criterion in Equation (21), see Figure 8), suggesting the absence of H2 and He in the atmosphere. Moreover, planet c is unlikely to accrete a substantial amount of H2 and He due to its low mass. Although planet d is consistent with a Jupiter-like interior due to their similar bulk densities, again, its high irradiation temperature suggests the presence of a H2–He free atmosphere. Isochrones used by Rice et al. (2019) fix a lower limit of 5 Gyr on the age of the system, which makes an H2–He atmosphere less likely as Jeans escape would remove them. Applying our model to the current measurements yields a WMF in the 5%–30% range for planet d. These results are summarized in Table 3.
Figure 7. From top to bottom: possible compositions of planets b, c, and d of the GJ 9827 system (Rice et al. 2019) in the forms of compositional ternary diagrams. Ternary diagrams were computed for the central masses of the planets, and contours are plotted for the measured radius and 1σ error bar.
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Standard image High-resolution imageTable 3. Planetary Parameters of the GJ 9827 System Used as Inputs for the Model, and Estimated WMFs using Ternary Diagrams (Figure 7)
Planet | b | c | d |
---|---|---|---|
![]() | 4.91 ± 0.49 | 0.84 ± 0.66 | 4.04 ± 0.83 |
![]() | 1.58 ± 0.03 | 1.24 ± 0.03 | 2.02 ± 0.05 |
Tirr (K) | 1184 | 820 | 686 |
WMF (%) | 0–5 | 1–5 | 5–30 |
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Ternary diagrams presented here do not take into account the uncertainty on each planet's mass, and were computed for the central value only. If a planet's mass is slightly higher (respectively lower), its density increases (respectively decreases), while the estimated WMF diminishes (respectively grows). This implies that the mass and radius of a planet must be measured with extreme accuracy to constrain the WMF properly. Additional constraints can be applied from observational data such as the stellar elemental ratios (Fe/Si, Mg/Si) that could help in constraining the core to mantle mass ratio (Brugger et al. 2017), and methods such as Markov Chain Monte Carlo can be performed to simultaneously determine all parameters (Acuña et al. 2021).
Figure 8 represents the computed mass–radius relationships for WMFs of 0.2, 0.5, and 1. In this figure, the condition for substantial atmospheric loss due to Jeans escape is derived by solving Equation (21) for each planet. One already known effect is that steam atmospheres are very extended (Mousis et al. 2020), allowing the computation of compositions without invoking small H2–He envelopes (1%–5% by mass). The second effect is heating due to the adiabatic gradient, which decreases the density, and then increases the radius. In the 10–20 range, the radius of a planet with a WMF of 50% made of liquid H2O is equal to that of a planet with a WMF of 20% constituted of supercritical H2O. Also, the radius of a planet fully made of liquid H2O is equivalent to that of a planet with half of its mass constituted of supercritical H2O. This shows how important the error on the computation of WMF can be, depending on the physical assumptions made. In the figures presented in Mousis et al. (2020), where the DZ06 EOS was used, the model was able to match Neptune's mass (17
) and radius (3.88
) with a 95% H2O interior at 300 K. With the Ma19 EOS, a 100% water planet presents a radius of 3.25
at
K and 3.6
at
K.
Figure 8. Comparison between mass–radius relationships computed with the Ma19+ model and those existing in literature. Our mass–radius relationships were computed for WMFs of 20%, 50%, and 100% with no metallic core, and temperatures of 400, 600, 800, and 1000 K. Thin solid lines and thin dashed lines are from Zeng et al. (2016) and Brugger et al. (2017), respectively. Empty triangles, solid circles, and stars correspond to planets subject to no atmospheric escape, to escape of H2 only, and to escape of both H2 and H2O (Jeans or blowoff), respectively. Planetary data are taken from the NASA Exoplanet Archive (https://exoplanetarchive.ipac.caltech.edu) and updated to 2020 July.
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Standard image High-resolution image5.3. Analytical Expression of Mass–Radius Relationships
All produced mass–radius relationships are very well approximated by an equation of the form

where log denotes the decimal logarithm, and Rp and Mp are normalized to Earth units. a, b, c, and d are coefficients obtained by fits, and have one value for each composition and each temperature Tirr. For each fitted curve, we define the mean absolute error between the data and fit as

Values of the MAE are 0.01%–1% for all fits, indicating a good accuracy. The largest deviation between one point and the fitted curve is of 2.3%, meaning the deviation between data and fit can be neglected. Fitted coefficients vary smoothly with respect to the three parameters
, allowing a good interpolation of the intermediate values. The produced grid uses the compositional parameters for the core and mantle calibrated for Earth (see Table 1), and data may be different if Fe/Si or Mg/Si ratios are different.
6. Discussion and Conclusion
This work aimed at describing a model that computes a realistic structure for water-rich planets. This was achieved by combining an interior model with an updated EOS for water, and an atmospheric model that takes into account radiative transfer.
Various EOSs were investigated, and we find that results are identical when all of them are used within their validity range. However, the pressure profile rises sharply for planets with substantial amounts of water, invalidating the use of the WP02 and DZ06 EOSs for WMF >5%. The blanketing effect due to the presence of the atmosphere leads to boundary temperatures greater than 2000 K, leaving even less room for the DZ06 EOS to work properly. Both invalid EOSs lead to the common result of overestimating the planetary radius by up to ∼10%. Inexact computation of the Grüneisen parameter yields another ∼10% of error on the radius, at most. This requires the use of an EOS that holds for pressures up to a few TPa and temperatures of 104 K (conditions at the center of a pure water sphere of 1 Jupiter mass), such as Ma19.
Other EOSs exist in the literature, such as those proposed by Brown (2018) and Haldemann et al. (2020), which are functions either fitted or derived from the Gibbs or Helmholtz free energy. The range of validity for the EOS of Brown (2018) is less extended than that of Ma19, justifying our choice of EOS. Haldemann et al. (2020) presents a unified EOS for water from the connection of already existing EOSs in their validity range, including Ma19. This EOS is then consistent with ours in the range of temperature and pressure explored here. The implementation of such an EOS is interesting for future works, especially when combining high-pressure ices.
It should be noted that the most accurate EOS possible is not sufficient to produce precise mass–radius relationships for such planets. Assuming an adiabatic profile for the atmosphere (i.e., not taking into account radiative transfer) results in more extended atmospheres, as heat is transported solely by convection. Isothermal water layers seem closer to reality, but they produce the same mass–radius relationships as for liquid water (Zeng et al. 2016; Brugger et al. 2017; Haldemann et al. 2020). Atmospheric models are essential for computing the atmosphere thickness and the energy that is transported to the interior.
Derived MR relationships produce radii that match those of the population of sub-Neptunes (1.75–3.5 ) well. This population corresponds to the second peak of the bimodal distribution of planet radii highlighted by Fulton et al. (2017), thus suggesting that irradiated ocean planets are good candidates to represent such planets (Mousis et al. 2020). This bimodal distribution in planet radii has been predicted by Owen & Wu (2013) and Lopez & Fortney (2013) who investigated the atmospheric mass loss for Jupiter-like planets. However, the authors focused mainly on the loss of the envelope of a H/He-rich atmosphere. More recently, Owen (2019) pointed out the need to extend this work to steam atmospheres. Our calculations aimed to do so in a very simplistic manner. Due to its greater density, we find that water is much less subject to atmospheric escape than H/He. This suggests that highly irradiated planets could have lost their H/He content through atmospheric loss processes, and the remaining matter led to either super-Earths (
1–1.75
) or sub-Neptunes (
1.75–3.5
), depending on the final WMF.
The data grid can be used to assess a planet's composition once its mass and radius are known. Interpolating between the values can provide better precision. For a very precise computation, the full model is required since compositional parameters such as Fe/Si and Mg/Si ratios are required as well and depend on the star spectral analysis.
Tabulated mass–radius relationships and the coefficients obtained by fit for analytical curves can be found at 10.5281/zenodo.4552188 or https://archive.lam.fr/GSP/MSEI/IOPmodel. Explored parameter ranges are large enough to constrain planetary compositions for any WMF and CMF and interpolate between given values without the need for the full model. We used the GJ 9827 system as a test case for our new relationships. Measured masses and radii of planets b and c of the GJ 9827 system indicate Earthlike or Venus-like interiors. We find that planet d could be an irradiated ocean planet with a WMF of 20% ± 10%.
In the present model, only H2O as a volatile is considered. Other volatiles such as CO2, CH4, or N2 are expected to have similar densities as H2O, thus producing similar mass–radius relationships. However, using a different gas will highly impact radiative transfer. Efficient radiative transfer for gases such as N2 could keep the interior cold enough for maintaining a liquid water ocean, as is the case for the Earth. An atmosphere dominated by gases such as H2O or CO2 leads to important blanketing, resulting in a Venus-like case.
Atmospheric escape has motivated our focus on H/He-free atmospheres. The addition of H2 to the atmosphere is the scope of future work. The addition of O2 as the product of water photodissociation will be considered as well.
O.M. and M.D. acknowledge support from CNES. We thank the anonymous referee for useful comments that helped improving the clarity of our paper and added important discussion.
Appendix A: Connection of Internal and Atmospheric Models
The iterative process at work in our interior model is the following:
- 1.first, an arbitrary density profile
is given;
- 2.
- 3.the computed density profile
is used to compute the next iteration
until convergence is reached.
Apart from the compositional and thermodynamic parameterizations, the model takes as inputs the mass within the boundary Mb, the boundary pressure fixed to and the boundary temperature Tb, and produces the planet's radius at the boundary Rb (also giving gb). The atmospheric model takes as inputs the planet's boundary conditions (Mb, gb, Tb, and
bar) and gives the atmosphere's mass, thickness (at 0.1 Pa), and irradiation temperature
. To connect the two models, we implemented the atmospheric data grid with trilinear interpolation directly inside the MSEI model, which require a second iteration process that finds Tb that matches the input Tirr. The corresponding numerical scheme is given in Figure 9.
Figure 9. Numerical scheme used to produce mass–radius relationships. Quantities in red are fixed parameters that do not change throughout the computation.
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Standard image High-resolution imageAppendix B: Trilinear Interpolation
Considering a data grid that gives values of a function f(x) at specific points x, linear interpolation is a method that allows estimation of values of f between two points xa and xb by assuming f is linear, giving the formula:

The right-hand side shows the opposite-length-weight average of the closest available data points (value has the weight of the length from xa
, and value
has the weight of the length from xb
, hence "opposite"). The concept of weight average is especially useful as we can generalize this method to D-linear interpolation. Consider a D-dimensional box (or hyperrectangle or D-orthotope), the
vertices of which have coordinates
, a D-dimensional vector, and values of the function f at each vertex are known. The value of
within the box can be estimated by taking the average of
at vertices, weighted by the opposite vertex D-volume.
For a bilinear interpolation, the 2-volume is a surface. For trilinear interpolation, the 3-volume of a physical function actually has the unit of
. In our case, the atmospheric model of Marcq et al. (2019) gives OLR, A (albedo), Ma (computed by integrating the
profile), and Ra as a function of Mb, gb, and Tb.
Mathematically, D-linear interpolation has two main flaws and two limitations:
- 1.the derivative is poorly estimated within the box, and the interpolated function is not differentiable at facets;
- 2.as the method is an averaging of the closest vertices, it will be of limited use for rapidly varying functions;
- 3.values of f must exist at all vertices, if one or more are unavailable, the interpolation fails;
- 4.all facets of the box must be orthogonal to each other (i.e., the box is defined by only two opposite vertices, the minimum and maximum value for each variable).
These limitations can be resolved by other types of interpolation, or more efficiently by the fit of a function based on physical arguments, as was cleverly done in Turbet et al. (2020). In our case, values produced by the model are evolving smoothly and with regular tendencies. The strength of D-linear interpolation is that at a specific node of the data grid, the D-linear interpolation gives exact values of this node.
Note that extrapolation outside the data range is possible. We allow our model to extrapolate beyond the available grid, but these cases are marked as "extrapolated," and assumed incorrect. In the worst case, the extrapolation can return an albedo greater than 1, which would result in an imaginary irradiation temperature according to Equation (10).
Footnotes
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- 4
- 5