Abstract
Anomaly detection is critical to process modeling, monitoring, and control since successful execution of these engineering tasks depends on access to validated data. The industrial process is uncertain in several situations, and the available information is formalized in terms of intervals. This article deals with the diagnostic of uncertain systems by multivariate static analysis. Linear Principal Component Analysis (PCA) and nonlinear Kernel PCA (KPCA) are generally used to deal with certain systems; they exploit single-valued variables. While in real situations these data are marred by uncertainties, these uncertainties cause difficulties in making decision in relation to the presence of defects. Thus, we have studied a recent and robust solution which consists in capturing the variability of multivariate observations by interval variables. In the first part, we treated a fault detection strategy based on interval PCA in the case of static linear systems. It includes first of all a comparative study between the deferent methods of detection of faults with interval PCA in which we proposed a new detection statistics of faults. In the second part, we studied a fault detection strategy based on interval KPCA method; we propose a reduction approach to solve the problem of nonlinearity and uncertainty and the problem of large data. The proposed fault detection methods are illustrated by synthetic data with an in-depth study and comparison using simulations of the air quality monitoring network and the Tennessee Eastman process.
Similar content being viewed by others
Explore related subjects
Discover the latest articles, news and stories from top researchers in related subjects.Abbreviations
- VAR:
-
The variance
- COV:
-
The covariance
- Moy:
-
The average
- M :
-
Number of system variables
- \(N\) :
-
Number of samples
- \(\ell\) :
-
Number of selected
- R :
-
Number of reduced of samples
- \(\left[ X \right]\) :
-
Interval data matrix
- \(X^{{\text{m}}}\) :
-
Center matrix
- \(X^{{\text{r}}}\) :
-
Range matrix
- \(X_{{\text{R}}}\) :
-
The reduced data matrix
- \({\text{LB}}\) :
-
Lower bound
- \({\text{UB}}\) :
-
Upper bound
- \(\overline{K}^{{\text{R}}}\) :
-
Reduced kernel matrix for UB
- \(\underline{K}^{{\text{R}}}\) :
-
Reduced kernel matrix for LB
- \(K_{{{\text{Rmr}}}}\) :
-
Reduced kernel matrix based on center and range
References
Bounoua W, et al (2019) Online monitoring scheme. Using principal component analysis through Kullback-Leibler. Divergence analysis. Technique for fault detection. Trans Inst Meas Control 57–101.
Russell EL, Chiang LH, Braatz RD (2012) Data-driven methods for fault detection and diagnosis in chemical processes. Springer, New York
Pearson K (1901) On lines and planes of closest fit to systems of points in space. Lond Edinb Dublin Phylosophical Mag J Sci 6:559–572
Hotelling H (1947) Techniques of statis-tical analysis- multivariate quality control-illustrated by air testing of sample bombsights. Mcgraw-Hill, New York, pp 11–148
Jolliffe IT (2002) Principal component analysis. Springer series in statistics. Springer, New York
Jackson JE (1991) A users guide to principal components and sons. Wiley, New Jersey
Rao CR (1964) The use and interpretation of principal component analysis in applied research. Sankhyā Indian J Stat 26:329–358
Harkat MF, Mourot G, Ragot J (2006) An improved pca scheme for sensor fdi: Application to an air quality monitoring network. J Process Control 16:625–634
Ku W, Storer R, Storer H, Georgakis C (1995) Disturbance detection and isolation by dynamic principal component analysis. Chemom Intell Lab 30:179
Qin SJ (2003) Statistical process monitoring: basics and beyond. J Chemom 17:480–502
Tulsyan A, Barton PI (2017) Interval enclosures for reachable sets of chemical kinetic flow systems. Part 1: Sparse transformation. Chem Eng Sci 166:334–344
D’Urso P, Giordani P (2004) A least squares approach to principal component analysis for interval valued data. Chemometr Itell Lab Syst 70(179):192
Gioia P, Lauro C (2006) Principal component analysis on interval data. Comput Satat 21:343–363
Irpino A (2006) “Spaghetti” PCA analysis: an extension of principal components analysis to time dependent interval data. Pattern Recognit Lett. 27:504–513
Cazes P et al (1997) Extension de l’analyse en composantes principales à des données de type intervalle. Stat Appl 45(3):5–24
Chouakria A (1998) Extension des méthodes d'analyse factorielle à des données de type intervalle. Ph.D. dissertation, Université Paris-Dauphine, vol 6. pp 414,415,424,425
Lauro CN, Palumbo F (2000) Principal component analysis of interval data: a symbolic data analysis approach. Comput Stat 15(1):73–78
Le-Rademacher J, Billard L (2012) Symbolic covariance principal component analysis and visualization for interval-valued data. J Comput Graph Stat 21(2):413–432
Ait-Izem T, et al (2017a) Approche neuronale d’ACP par intervalle appliquèe au diagnosti. In: (Quali 12 ème coninternational pluridisciplinaire en qualité, sûreté de fonctionnement et développement durable, Bourges- France
Ait-Izem T et al (2017) Sensor fault detection based on principal component analysis for interval-valued data. Qual Eng 11:1–13
Plumbo F, Lauro NC (2003) A PCA for interval-valued data based on midpoints and radii. In New developments in psychometrics. Springer, Tokyo
Ait-Izem T et al (2018) On the application of interval pca to process monitoring: a robust strategy for sensor fdi with new efficient control statistics. J Process Control 13:29–46
Jaffel I et al (2016) Moving window KPCA with reduced complexity for nonlinear dynamic process monitoring. ISA Trans 64:184–192
Taouali O et al (2015) New fault detection method based In reduced kernel principal component analysis(RKPCA). Int J Adv Manuf Technol 15:1547–1552
Harakat MF (2003) Détection et localisation de défauts par analyse en composantes principales. Thèse de doctorat de l’Institut National Polytechnique de Lorraine
Harakat MF (2003) Détection et localisation de défauts par analyse en composantes principales. Thèse de doctorat l’Institut National Polytechnique de Lorraine
Costa AQ, Pimentel B, Souza R (2010) K-means clustering for symbolic interval data based on aggregated kernel functions, tools with artificial intelligence (ICTAI). In: 22nd IEEE international conference IEEE. pp 375–379
Costa A, Pimentel B, Souza R (2013) Clustering interval data through kernel-induced feature space. J Intell Inf Syst 40:109–140
Pimentel B, Costa A, Souza R (2011) A partitioning method for symbolic interval data based on kernelized metric. In: Proceedings of the 20th ACM. International conference on Information and knowledg management, ACM. pp 2189–2191
Hamrouni I et al (2020) Fault detection of uncertain nonlinear process using reduced interval kernel principal component analysis (RIKPCA). Int J Adv Manuf Technol
Lahdhiri H et al (2017) Nonlinear process monitoring based on new reduced Rank-KPCA method. Stoch Environ Res Risk Assess 16:1833–1848
Jaffel I, Taouali O, Harkat MF (2016) Fault detection and isolation in nonlinear. Systems with partial reduced kernel principal component analysis method. Trans Inst Meas Control 40:1289–1296
Chakour C, Benyounes A, Boudiaf M (2018) Diagnosis of uncertain nonlinear systems using interval kernel principal components analysis: application to a weather station. ISA Trans 83:126–141
Harkat MF et al (2019) Fault detection of uncertain nonlinear process using interval-valued data-driven approach. Chem Eng Sci 205:36–45
Mansouri M et al (2020) Data-driven and model-based methods for fault detection and diagnosis [Rapport]. Elsevier, New York
Wang H, Guan R, Wu J (2012) CIPCA: complete-information-based principal component analysis for interval-valued data. Neurocomputing 86:158–169
Ait Izem T, et al (2015) Vertices and centers principal component analysis for fault detection and isolation. In: 2nd International conference on automationcontrol, engineering and computer science, Sousse-Tunisia
Box G (1954) Some theorems on quadratic forms applied in the study of analysis of variance problems, I. Effect of inequality of variance in the one-way classification. Ann Math Stat 20:290–302
Carlos F, Alaca S, Joe Q (2010) Reconstruction-based contribution for monitoring with kernel principal component analysis. Trans Inst Meas Control 17:7849–7857
Yanjie L, et al (2020) The instrument fault dection and identification based on Kernel principal component analysis and coupling analysis in process industry. Trans Inst Meas Control
Scholkopf B et al (1998) Kernel pca pattern reconstruction via approximate pre-image. ICANN 98:147–152
Aizerman M, Braverman E, Rozonoer L (1964) Theoretical foundations of the potential function method in pattern recognition learning. Autom Remote Control 98:821–837
Choi SW et al (2005) Fault detection and identification of nonlinear processes based on kernel PCA. Chemom Intell Lab Syst 75:55–67
Harkat MF (2018) Fault detection of uncertain nonlinear process using interval-valued data-driven approach. Chem Eng Sci 14
Nomikos P, MacGregor JF (1995) Multivariate SPC charts for monitoring batch processes. Technometrics 37:41–59
Alcala CF, Qin SJ (2010) Reconstruction based conntribution for process monitoring with kernel principal component analysis. Ind Eng Chem Res 19:7849–7857
Cui P, Li J, Wang G (2008) Improved kernel principal component analysis for fault detection. Expert Syst Appl 23:1210–1219
Author information
Authors and Affiliations
Corresponding author
Ethics declarations
Conflict of interest
The authors declare that they have no known competing financial interests or personal relationships that could have appeared to influence the work reported in this paper.
Additional information
Publisher's Note
Springer Nature remains neutral with regard to jurisdictional claims in published maps and institutional affiliations.
Appendix
Rights and permissions
Springer Nature or its licensor (e.g. a society or other partner) holds exclusive rights to this article under a publishing agreement with the author(s) or other rightsholder(s); author self-archiving of the accepted manuscript version of this article is solely governed by the terms of such publishing agreement and applicable law.
About this article
Cite this article
Hamrouni, I., Lahdhiri, H., Ben Abdellafou, K. et al. Anomaly detection for process monitoring based on machine learning technique. Neural Comput & Applic 35, 4073–4097 (2023). https://doi.org/10.1007/s00521-022-07901-2
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s00521-022-07901-2