Sorafenib Response in Hepatocellular Carcinoma: MicroRNAs as Tuning Forks
Shruthi Kanthajea, Ankita Makola, and Anuradha Chakrabortia*,
a
Department of Experimental Medicine and Biotechnology,
Postgraduate Institute of Medical Education and Research, Chandigarh, India-160012
*Corresponding author Email: superoxide14@gmail.com
Running title: miRNAs as regulators of sorafenib response in HCC
Abstract:
Hepatocellular carcinoma (HCC), the primary liver malignancy attributes towards the second
foremost cause of cancer related mortality. The targeted chemotherapeutic agent, sorafenib is
known to exhibit a statistically significant but limited overall survival advantage in advanced
HCC. However, the individual patient response towards sorafenib varies drastically with
most of them demonstrating stable disease (SD), few with partial response (PR) and very rare
complete response (CR). Progressive disease (PD) despite the treatment has also been
demonstrated in many patients indicating drug resistance. These varied responses have been
linked with the modulation of several signaling pathways, intracellularly. Notably, the
regulation of these pathways through diverse operating biomolecules including microRNAs
(miRNAs) is studied recently. miRNAs are tiny, non-coding RNA molecules that regulate the
expression of several target genes. Besides, miRNAs are known to have an evident role in
HCC carcinogenesis to progression. Interestingly, miRNAs have also been identified to play
This article has been accepted for publication and undergone full peer review but has not
been through the copyediting, typesetting, pagination and proofreading process which may
lead to differences between this version and the Version of Record. Please cite this article as
doi: 10.1111/hepr.12991
This article is protected by copyright. All rights reserved.
differential roles in terms of sorafenib response in HCC such as biomarkers, functional
modulation of cellular response to sorafenib, hence, they are also being therapeutically
evaluated. This review outlines the role of the reported miRNAs in different aspects of
sorafenib response in HCC.
Keywords: Hepatocellular carcinoma, microRNAs, resistance, sorafenib.
Introduction:
Hepatocellular carcinoma (HCC) is the prime cause of cancer related mortality next only to
lung cancer and has mortality to incidence ratio of 0.95 indicating poor survival rates1. The
disease is manageable in its initial stages with different curative treatment modalities
including surgical resection, transplantation, loco-regional therapies like radio frequency
ablation (RFA) or transarterial chemoembolization (TACE)2. However, HCC is typically
asymptomatic in nature and when diagnosed, patients mostly present at advanced stages with
poor hepatic reserve, hence are not suitable candidates for these therapies3. Conventional
chemotherapy also exhibits limited survival benefit in case of metastatic HCC providing
palliative care. Sorafenib is the only targeted therapy which shows a moderate survival
benefit over supportive care during advanced stages of HCC4.
However, different patients exhibit varied responses towards sorafenib and thus biomarkers
to predict these responses as well as underlying mechanisms are the focus of research lately.
A glance into the mechanistic aspect reveals the modulation of various signaling pathways
which might be regulated by several biomolecules including microRNAs (miRNAs).
Deregulation i.e. either up or down-regulation of various miRNAs has been reported in
several in vitro, in vivo, and on patient studies demonstrating to be responsible for varied
This article is protected by copyright. All rights reserved.
sorafenib response.
In this review, we summarize the role of miRNAs as biomarkers,
regulatory molecules, and their therapeutic potential for sorafenib response in HCC.
Micro RNAs (miRNAs):
miRNAs are the small, non-coding, single stranded, evolutionarily conserved RNA molecules
of 18-25 nucleotides, which regulate the expression of target genes. miRNAs have come a
long way, from the first miRNA (lin-4) discovered in C. elegans5. They are expressed in
different classes of life including viruses, bacteria, plants, and mammals6,7. In humans,
miRNAs account for around 5% of the genome transcribing in 1,881 distinct miRNA
molecules identified to date, regulating 30 – 80% of genes8-10.
The generation of mature miRNA comprises of two steps, involving the synthesis of primary
miRNA (pri-miRNA) which is cleaved inside the nucleus leading to the formation of
precursor miRNA (pre-miRNA). This pre-miRNA is transported to the cytosol to generate
mature miRNA which incorporates into RNA-induced silencing complex (RISC), negatively
regulating the expression of its target mRNA. The silencing mechanism followed depends on
the extent of complementarity between the miRNA and mRNA target which may lead to
either degradation of target or inhibition at the translational level8,11.
miRNAs have an evident role in several biological activities and pathological conditions
including cancer12. Literature suggests, miRNA expression profiles vary significantly
between non-tumor and tumor tissues, and are documented in various cancers13,14. However,
the complex expression patterns of miRNAs specific to tissue type or differentiation state
poses difficulties in the classification of miRNAs as oncogenes or tumor suppressors15.
Additionally, multiple targets can be regulated by a single miRNA and single target gene can
be modulated by several miRNAs16. Further, the modulated miRNA profiles as a cause or
This article is protected by copyright. All rights reserved.
consequence of cancer or an indirect effect of other altered cellular mechanisms are not
always explicable17.
Further, miRNAs are secreted from the host cells as a means of cell to cell communication18.
Several studies have demonstrated that miRNAs are highly stable in body fluids (blood,
saliva, urine, breast milk etc). These secreted miRNAs are often packed into
exosomes/microvesicles, bound by high-density lipoprotein (HDL) or AGO2 protein. All
these packed structures protect miRNAs from degradation and establish stability19,20. These
circulating miRNAs are also differentially expressed in healthy and diseased states signifying
their prominence in the field of biomarkers21, 22.
Similarly, miRNAs affect drug response directly or indirectly by regulating the expression of
genes involved in drug transportation, metabolism, and downstream signaling pathways.
Further, single nucleotide polymorphisms (SNPs) in miRNA encoding genes may be
responsible for inter-individual differences in drug response23. In the next section, the role of
miRNAs in different aspects of sorafenib response in HCC is discussed.
Sorafenib in HCC:
Sorafenib is an oral multikinase inhibitor originally demonstrated to target Raf-1, wt BRAF,
V599E mutant BRAF, VEGFR-2/3, Flt3, PDGFR-β, and c-KIT inhibiting both proliferation
as well as angiogenesis24. Studies have also reported that RAF independent signaling
pathways, particularly apoptotic and cell cycle progression pathways can also be targeted by
sorafenib25,26. Till now, sorafenib has been established as an FDA approved treatment
alternative for advanced stages of renal cell carcinoma (2005), HCC (2007), and thyroid
cancer (2013)27-29. The applicability of sorafenib was recognized by two global placebo
controlled clinical trials: sorafenib hepatocellular carcinoma assessment randomized protocol
This article is protected by copyright. All rights reserved.
(SHARP) and Asia-Pacific (AP) which demonstrated 2.8 months and 2.3 months of absolute
enhancement in survival over placebo respectively28, 30. Further, the outcome of sorafenib has
been assessed for a broader population, in a worldwide, non-interventional study of patients
with unresectable HCC, global investigation of therapeutic decisions in hepatocellular
carcinoma and of its treatment with sorafenib (GIDEON) which involved >3000 patients
from around 39 countries. The preliminary results of this study indicated that Child-Pugh
class A (CP-A) cirrhotic patients treated with sorafenib had similar outcomes to that of the
SHARP trial, and second interim analysis established that both CP-A, as well as CP-B
patients had similar sorafenib safety profiles31,32. However, the individual patient response
towards sorafenib varies drastically as reported in SHARP trials; 2% of patients had a partial
response (PR), 71% had stable disease (SD) and according to AP trials; 3.3% had PR, 54%
had SD, and 46% had progressive disease (PD)28,30. This implies that appreciably higher
number of patients treated with sorafenib experience HCC progression and complete
response (CR) is very rare33-35. One of the explanations for these varied responses may be
genetic heterogeneity of HCC patients36. Many other mechanisms also account for this
observed response such as switching to compensatory pathways, epithelial-mesenchymal
transition (EMT), tumor stem cells, hindering pro-apoptotic signals, tumor microenvironment
etc37. Interestingly, different biomolecules including miRNAs have been studied recently for
their role in the regulation of these mechanisms. Next sections of the review summarize the
global miRNA profiling studies, miRNAs as sorafenib response biomarkers, the mechanistic
aspect, and therapeutic potential of miRNAs for sorafenib response in HCC.
miRNA profiling studies:
Advances in high throughput techniques have improved our understanding of transcriptome
status including miRNAs and their target genes expression profile. These profiling studies of
This article is protected by copyright. All rights reserved.
tumor samples have shown to serve as signature profiles for particular cancer, different stages
of cancer or response to treatment.
Several miRNA profiling studies have been performed in HCC cell lines, in vivo and on
patients of HCC to elucidate the role of miRNAs in response to sorafenib. Initially, Zhou et
al., conducted expression profiling of 754 miRNAs in HepG2 cells treated with two different
concentrations of sorafenib and found 12 significantly up-regulated along with 2 downregulated miRNAs38. He et al., and Tang et al., performed miRNA microarray (754 miRNAs)
in parental and sorafenib resistant Huh7 cell lines. They found that 16 miRNAs were
significantly higher and 8 miRNAs were lower in Huh7-SR cells39,40. Further, in another
study, miRNA PCR array for 940 human miRNAs in Huh7 and PLC/PRF/5 (parental and
sorafenib resistant) cell lines was performed. The authors found that 31 miRNAs were
elevated and 30 were alleviated in resistant cells41. 14 miRNAs were found to be commonly
deregulated in at least 2 studies (miR-30a-3p, miR-219-1-3p, miR-548c-5p, miR-664, miR1260, miR-1274a, miR-1290, miR-1291, miR-222, miR-10a, miR-34a, miR-195, miR-7, and
miR-548b-5p). Out of 14 miRNAs, 12 miRNAs were found to be deregulated in the same
direction in at least two studies.
There are two in vivo studies on miRNA profiling till now in relation to sorafenib therapy for
HCC. One study was conducted to understand the mechanistic basis of sorafenib resistance in
vivo and miRNA profiling was performed as a part of the study in orthotopic mouse models
of HCC with sorafenib resistance. They have listed the deregulated miRNAs under four
major pathways: axonal guidance, EMT, STAT3, and Wnt signaling42. Another study was
done in ACI rats with primary HCC and lung metastasis after sorafenib treatment, revealed
that miR-383 and miR-34 were up-regulated and miR-122 as well as one novel miRNA was
down-regulated43. This is the only study where the miRNAs were mapped to rat miRNA
This article is protected by copyright. All rights reserved.
rather than human miRNA database. The details of above deregulated miRNAs can be found
in table 1.
Further, Vaira et al., analyzed miRNA expression in tissue samples isolated from HCC
patients pre-treatment of sorafenib and performed a follow up for the response. A total of 700
mature miRNAs were analyzed using miRNA microarray and found 35 miRNAs associated
with time to progression (TTP) and progression free survival (PFS), while 25 miRNAs were
associated with overall survival (OS)44. Oberhag et al., also performed miRNA expression
profiling of 818 miRNAs in FEPE liver biopsy samples of 19 HCC patients treated with
sorafenib. However, they did not observe any statistically significant results in their small
cohort of subjects45.
Comparing all in vitro, in vivo and on patient miRNA profiling studies, miR-34a was found
to be up-regulated in at least 3 studies38,41,43 and miR-122 was down-regulated in two
studies41,43 during sorafenib resistance. Further miR-1290 was found to be differentially
regulated in at least 4 studies38,40-42, however, the direction of deregulation observed was not
the same.
miRNAs play a central role as regulatory molecules, thus miRNA expression signatures can
be extremely useful in predicting and understanding drug response when carried out in large
cohorts.
miRNAs as biomarkers:
Tissue biomarkers are of particular significance as they can be very specific to the disease of
interest and carry contextual information pertaining to the disease46. miRNAs as tissue
biomarkers have been assessed in two different studies in the context of sorafenib response in
HCC. A study was conducted on fine needle aspiration biopsy (FNAB) samples from 20
This article is protected by copyright. All rights reserved.
HCC patients before the treatment of sorafenib for 14 commonly deregulated miRNAs in
HCC. The follow-up study unveiled that an elevated expression of miR-224 was coupled with
increased PFS and OS47. Similarly, in another study performed in liver biopsy samples of
HCC patients collected prior to sorafenib treatment, demonstrated increased levels of miR425-3p predictive of extended TTP and PFS44.
Although tissue biomarkers have ameliorated diagnosis and also survival of cancer patients to
a great extent, it is limited by its invasiveness and burdensome procedures48. Previously, it
was discovered that miRNAs are secreted extracellularly into the bloodstream and these
circulating miRNAs possess outstanding stability, raising possibilities of their potential as
diagnostic biomarkers49. Yamamoto et al., were the first to demonstrate the deregulation of
miRNAs in HCC patient’s sera50. Lately, several studies have established the differential
levels of circulating miRNAs in different aspects of HCC including sorafenib response.
Nishida et al., conducted a study to clarify the role of 179 known secretory miRNAs in the
sera of HCC patients to predict the early response to sorafenib treatment. They found that the
patients with PR had the highest and those with PD had the lowest levels of two miRNAs
(miR-181a-5p and miR-339-5p)51. Further, Yoon et al., performed a study to identify pretreatment circulatory miRNA levels of miR-21, miR-18a, miR-221, miR-139-5p, miR-224,
and miR-10b-3p in association with positive radiological responses in sorafenib treated HCC
patients (n=24). It was found that miR-10b-3p was up-regulated in HCC patients with
significantly shorter survival after the treatment of sorafenib. However, this study did not find
a significant association of any miRNAs with the non-responders and responders for
sorafenib52. Similarly, in another study, the expression of miR-423-5p was estimated in the
sera of 39 HCC patients before and after the treatment of sorafenib. An increased expression
of miR-423-5p was observed after sorafenib treatment and 75 % of these patients recorded an
This article is protected by copyright. All rights reserved.
SD or PR53. The list of miRNAs as biomarkers for sorafenib response in HCC can be seen in
table 2.
Thus, miRNAs as circulating biomarkers is an upcoming area of research in the field of
diagnosis and prognosis of cancer. Further, the above studies bring out the fact they could
also be used to predict and monitor the efficacy of anticancer treatments.
miRNAs influencing sorafenib response and their mechanism of action:
Several experimental evidences suggest the regulatory role of different miRNAs in the
modulation of drug response related genes and drug target genes 54. This section summarizes
the different signaling pathways affecting sorafenib response in HCC and the influence of
different miRNAs on the same (Figure 2).
miRNAs increasing sorafenib sensitivity:
Various studies have reported different miRNAs and the mechanism by which they increase
the sensitivity of HCC cells to sorafenib. Of all miRNAs, miR-122, the highest expressed
miRNA in normal liver, is most studied in this perspective55. miR-122 is significantly
decreased in sorafenib resistant HCC cells and over-expression of the same can enhance
sorafenib sensitivity41. The mechanisms include, negative regulation of insulin like growth
factor 1 receptor (IGF-1R), serum response factor (SRF), and
disintegrin and
metalloproteinase domain-containing protein 10 (ADAM10)48,56, inhibition of stemness via
regulating glycolysis through targeting pyruvate dehydrogenase kinase 4 (PDK4)57, targeting
solute carrier family 7 member 1 (SLC7a1), a transporter of arginine thereby increasing
intracellular arginine levels resulting in apoptosis58, and increasing the apoptosis specifically
in hepatitis B virus (HBV) infected HCC cells by targeting polypeptide Nacetylgalactosaminyltransferase 10 (GALNT10)59. Similarly, miR-34a is a negative regulator
This article is protected by copyright. All rights reserved.
of neurogenic locus notch homolog protein 1 precursor (NOTCH-1) signaling pathway and
may be involved in increasing sorafenib sensitivity. Notch-1 signaling pathway promotes cell
survival and impedes apoptotic signals and increased expression of the same is said to reduce
sorafenib activity60. Additionally, the same miRNA was demonstrated to target B-cell
lymphoma 2 (BCL2) and sensitize human HCC cells to sorafenib treatment61. Further, certain
miRNAs like miR-27b, miR-193b, and let-7 are known to modulate different pathways
involved in apoptosis thereby increasing sorafenib sensitivity. miR-27b regulates P53
dependent apoptosis62, let-7 negatively regulates B-cell lymphoma-extra large (BCL-XL)
expression63 and miR-193b is known to target anti- apoptotic protein myeloid leukemia cell
differentiation protein (MCL1)64. Interestingly, miR-193b is specifically demonstrated to
sensitize HBV infected HCC cells to sorafenib and full length hepatitis C virus (HCV) is
shown to increase its expression64,65. Moreover, miR-486 and miR-367-3p regulate cell
proliferation and invasion via targeting CITRON, Claudin10 (CLDN10) and androgen
receptor signals thus increasing the efficacy of sorafenib66,67. Apart from these mechanisms
few miRNAs also exploit other cellular pathways to increase sorafenib sensitivity. miR-3383p sensitizes HCC cells to sorafenib in vitro and in mice models possibly by directly
targeting hypoxia inducing factor α (HIF1α) and hence increasing the cell death68. Likewise,
up-regulation of miR-137 targets adenine nucleotide translocator 2 (ANT2) in HCC
enhancing sorafenib sensitivity and alters cancer initiating cell phenotypes69.
Further, sorafenib can also alter the expression of certain miRNAs. Sorafenib slows down
macrophage driven HCC growth by alleviating the expression of miR-101 resulting in the
reduced tumor growth factor β (TGF-β) and mannose receptor c type 1, CD206 release in M2
cells and up-regulation of dual specificity protein phophatase 1 (DUSP1) expression70.
Sorafenib elevates miR-423-5p which further increases the effectivity of sorafenib by
This article is protected by copyright. All rights reserved.
inducing autophagy and decreasing cell proliferation53. miR-1274a is up-regulated in HCC
cells treated with sorafenib, and it targets ADAM9 gene and hence increases antitumor
immunity and sorafenib activity38. Sorafenib also increases cellular expression of miR-125a
inhibiting cell proliferation by suppressing sirtuin-7, a NAD(+)-dependent deacetylase71.
miRNAs decreasing sorafenib sensitivity:
In contrast to above studies, there are several miRNAs which act conversely and decrease
sorafenib sensitivity.
PI3K/ AKT pathway is the most studied compensatory pathway,
activation of which has been linked to sorafenib resistance. Various miRNAs like miR-21,
miR-153, miR-10a-5p, miR-216a, miR-217, miR-93, and miR-494 are reported to target
phosphatase and tensin homolog, PTEN, thereby accelerating PI3K/AKT pathway and
influencing autophagy positively resulting in sorafenib resistance39,40,72-75. Besides, few of
these miRNAs like, miR-93 also targets cyclin dependent kinase 1A (CDKN1A) inhibiting
apoptosis74 and miR-216/217a also acts as a positive feedback regulator of TGF-β pathway75.
Further, miR-379 is known to increase the expression of multi drug resistant protein (MRP2)
thereby influencing the drug transport which may be one of the reasons of sorafenib
resistance76. miR-181 targets ras association domain containing protein1 (RASSF1) of
MAPK pathway and reduces the sensitivity of sorafenib77.
From the above studies it is clear that through modulation of several cellular mechanisms
miRNAs may serve to increase/decrease the efficacy of sorafenib. This suggests that some of
these miRNA may hold a therapeutic potential to boost sorafenib response in HCC patients.
Therapeutic potential of miRNAs:
There are no studies to our knowledge which have tested the therapeutic potential of miRNAs
in relation to sorafenib response in HCC, clinically. However, there are few reports in which
This article is protected by copyright. All rights reserved.
miRNAs have been modulated directly (in vivo) or indirectly (in vitro/in vivo) to increase the
efficacy of sorafenib.
In this regard, Tang et al., used AD5-lncRNA encoding antisense regions for 6 miRNAs
(miR-21, miR-216a, miR-153, miR-494, miR-217, and miR-10a-5p). This was the first
attempt to target multiple miRNAs and this enhanced the effect of sorafenib in animal models
reducing tumor weight by 43.6%40. In another study, miR-122 packaged in exosomes of miR122 treated adipose tissue derived mesenchymal stem cells (MSCs), increased
chemosensitivity of sorafenib in vitro and in vivo78. Further, anti-miR-21 oligonucleotides
tested in animal models, significantly reduced tumor size by 51.5% and combinational
therapy of sorafenib with the same resulted in a further reduction of tumor size by 74.5%39.
Additionally, miR-27b encapsulated in liposomes was found to enhance drug response in
HCC for both doxorubicin and sorafenib in vivo62.
Further, certain nutrients and chemicals have been shown to enhance the expression of certain
miRNAs which in turn can increase the sorafenib response. Rhamnetin, a flavonoid from sea
buckthorn, acts as a promising sensitizer of sorafenib and overcomes multi drug resistance in
HCC by regulating miR-34 and NOTCH1 expression60. Chemical compounds such as
PD407824 (wee1-kinase inhibitor) and ellipticine (DNA topoisomerase inhibitor) were used
in Hep3B cells to enhance miR-122 and increase sorafenib sensitivity58. Similarly, matrine
(alkaloid in chinese medicine) along with sorafenib via suppressing miR-21 leads to
enhanced cytopathic effects against HCC cells72.
Conclusion:
Sorafenib remains the primary choice of targeted therapy for the management of advanced
HCC.
Hence, understanding the mechanisms of soarfenib response and resistance is
This article is protected by copyright. All rights reserved.
important to improve the survival of HCC patients. miRNAs as a prominent family of gene
regulators, are implicated to have a paramount role in various physiological and pathological
conditions. Thus, critical comprehension of miRNAs and their target genes may improve our
current understanding of several intricate mechanisms in carcinogenesis, metastasis, and
specifically sorafenib response in HCC. However, as most of the existing reports are either
in vitro or in vivo, further studies are required to be performed in patients, especially in large
cohorts before miRNAs can become a part of therapeutics clinically.
Acknowledgement:
We acknowledge Indian council of medical research (ICMR), India for providing senior
research fellowship (SRF) to SK and AM.
REFERENCES
1
Torre LA, Bray F, Siegel RL, Ferlay J, Lortet-Tieulent J, Jemal A.Global cancer
statistics, 2012.CA Cancer J Clin.2015;65:87-108.
2
Heimbach J, Kulik LM, Finn R, Sirlin CB, Abecassis M, Roberts LR, et al.Aasld
guidelines for the treatment of hepatocellular carcinoma.Hepatology.2017.
3
Fong ZV, Tanabe KK.The clinical management of hepatocellular carcinoma in the
United States,Europe, and Asia:a comprehensive and evidence-based comparison and
review.Cancer.2014;120:2824-38.
4
Deng GL, Zeng S, Shen H.Chemotherapy and target therapy for hepatocellular
carcinoma:New advances and challenges.World J Hepatol.2015;7:787-98.
5
Lee RC, Feinbaum RL, Ambros V.The C. elegans heterochronic gene lin-4 encodes
small RNAs with antisense complementarity to lin-14.Cell.1993;75:843-54.
6
Furuse Y, Finethy R, Saka HA, Xet-Mull AM, Sisk DM, Smith KL, et al.Search for
microRNAs expressed by intracellular bacterial pathogens in infected mammalian cells.PLoS
One.2014;9:e106434.
7
Axtell MJ, Westholm JO, Lai EC.Vive la difference:biogenesis and evolution of
microRNAs in plants and animals.Genome Biol.2011;12:221.
This article is protected by copyright. All rights reserved.
8
Bartel
DP.MicroRNAs:genomics,biogenesis,mechanism,and
function.Cell.2004;116:281-97.
9
Fromm B, Billipp T, Peck LE, Johansen M, Tarver JE, King BL, et al.A Uniform
System for the Annotation of Vertebrate microRNA Genes and the Evolution of the Human
microRNAome.Annu Rev Genet.2015;49:213-42.
10
Lu J, Clark AG.Impact of microRNA regulation on variation in human gene
expression.Genome Res.2012;22:1243-54.
11
Ambros V.The functions of animal microRNAs.Nature.2004;431:350-5.
12
Felekkis K, Touvana E, Stefanou C, Deltas C.microRNAs:a newly described class of
encoded molecules that play a role in health and disease.Hippokratia.2010;14:236-40.
13
Lee YS, Dutta A.MicroRNAs in cancer.Annu Rev Pathol.2009;4:199-227.
14
Rupaimoole R, Calin GA, Lopez-Berestein G, Sood AK.miRNA Deregulation in
Cancer Cells and the Tumor Microenvironment.Cancer Discov.2016;6:235-46.
15
Zhang B, Pan X, Cobb GP, Anderson TA.microRNAs as oncogenes and tumor
suppressors.Dev Biol.2007;302:1-12.
16
Pasquinelli AE.MicroRNAs and their targets:recognition,regulation and an emerging
reciprocal relationship.Nat Rev Genet.2012;13:271-82.
17
Macfarlane
LA,
Murphy
PR.MicroRNA:Biogenesis,Function
and
Role
in
Cancer.Curr Genomics.2010;11:537-61.
18
Chen X, Liang H, Zhang J, Zen K, Zhang CY.Secreted microRNAs:a new form of
intercellular communication.Trends Cell Biol.2012;22:125-32.
19
Zhang J, Li S, Li L, Li M, Guo C, Yao J, et al.Exosome and exosomal microRNA:
trafficking,sorting,and function.Genomics Proteomics Bioinformatics.2015;13:17-24.
20
Yu X, Odenthal M, Fries JW.Exosomes as miRNA Carriers:Formation-Function-
Future.Int J Mol Sci.2016;17.
21
Witwer KW.Circulating microRNA biomarker studies:pitfalls and potential
solutions.Clin Chem.2015;61:56-63.
22
Larrea E, Sole C, Manterola L, Goicoechea I, Armesto M, Arestin M, et al.New
Concepts in Cancer Biomarkers:Circulating miRNAs in Liquid Biopsies.Int J Mol
Sci.2016;17.
23
Li MP, Hu YD, Hu XL, Zhang YJ, Yang YL, Jiang C, et al.MiRNAs and miRNA
Polymorphisms Modify Drug Response.Int J Environ Res Public Health.2016;13.
This article is protected by copyright. All rights reserved.
24
Wilhelm SM, Carter C, Tang L, Wilkie D, McNabola A, Rong H, et al.BAY 43-9006
exhibits broad spectrum oral antitumor activity and targets the RAF/MEK/ERK pathway and
receptor tyrosine kinases involved in tumor progression and angiogenesis.Cancer
Res.2004;64:7099-109.
25
Yu C, Bruzek LM, Meng XW, Gores GJ, Carter CA, Kaufmann SH, et al.The role of
Mcl-1 downregulation in the proapoptotic activity of the multikinase inhibitor BAY 439006.Oncogene.2005;24:6861-9.
26
Sonntag R, Gassler N, Bangen JM, Trautwein C, Liedtke C.Pro-apoptotic Sorafenib
signaling in murine hepatocytes depends on malignancy and is associated with PUMA
expression in vitro and in vivo.Cell Death Dis.2014;5:e1030.
27
Escudier B, Eisen T, Stadler WM, Szczylik C, Oudard S, Staehler M, et al.Sorafenib
for treatment of renal cell carcinoma:Final efficacy and safety results of the phase III
treatment approaches in renal cancer global evaluation trial.J Clin Oncol.2009;27:3312-8.
28
Llovet JM, Ricci S, Mazzaferro V, Hilgard P, Gane E, Blanc JF, et al.Sorafenib in
advanced hepatocellular carcinoma.N Engl J Med.2008;359:378-90.
29
Brose MS, Nutting CM, Jarzab B, Elisei R, Siena S, Bastholt L, et al.Sorafenib in
radioactive iodine-refractory,locally advanced or metastatic differentiated thyroid cancer:a
randomised,double-blind,phase 3 trial.Lancet.2014;384:319-28.
30
Cheng AL, Kang YK, Chen Z, Tsao CJ, Qin S, Kim JS, et al.Efficacy and safety of
sorafenib in patients in the Asia-Pacific region with advanced hepatocellular carcinoma:a
phase III randomised,double-blind,placebo-controlled trial.Lancet Oncol.2009;10:25-34.
31
Lencioni R, Kudo M, Ye SL, Bronowicki JP, Chen XP, Dagher L, et al.First interim
analysis of the GIDEON (Global Investigation of therapeutic decisions in hepatocellular
carcinoma and of its treatment with sorafeNib) non-interventional study.Int J Clin
Pract.2012;66:675-83.
32
Lencioni R, Kudo M, Ye SL, Bronowicki JP, Chen XP, Dagher L, et al.GIDEON
(Global Investigation of therapeutic DEcisions in hepatocellular carcinoma and Of its
treatment with sorafeNib):second interim analysis.Int J Clin Pract.2014;68:609-17.
33
He AR, Goldenberg AS.Treating hepatocellular carcinoma progression following
first-line
sorafenib:therapeutic
options
and
clinical
observations.Therap
Adv
Gastroenterol.2013;6:447-58.
This article is protected by copyright. All rights reserved.
34
Elleuch N, Ennaifer R, Romdhane H, Cheikh M, Hefaiedh R, Bougassas W, et
al.Complete radiological response after sorafenib treatment for advanced hepato-cellular
carcinoma.Tunis Med.2015;93:350-2.
35
Huan HB, Lau WY, Xia F, Ma KS, Bie P.Complete response to sorafenib in a patient
with recurrent hepatocellular carcinoma.World J Gastroenterol.2014;20:14505-9.
36
Turner NC, Reis-Filho JS.Genetic heterogeneity and cancer drug resistance.Lancet
Oncol.2012;13:e178-85.
37
Zhai B, Sun XY.Mechanisms of resistance to sorafenib and the corresponding
strategies in hepatocellular carcinoma.World J Hepatol.2013;5:345-52.
38
Zhou C, Liu J, Li Y, Liu L, Zhang X, Ma CY, et al.microRNA-1274a, a modulator of
sorafenib induced a disintegrin and metalloproteinase 9 (ADAM9) down-regulation in
hepatocellular carcinoma.FEBS Lett.2011;585:1828-34.
39
He C, Dong X, Zhai B, Jiang X, Dong D, Li B, et al.MiR-21 mediates sorafenib
resistance of hepatocellular carcinoma cells by inhibiting autophagy via the PTEN/Akt
pathway.Oncotarget.2015;6:28867-81.
40
Tang S, Tan G, Jiang X, Han P, Zhai B, Dong X, et al.An artificial lncRNA targeting
multiple
miRNAs
overcomes
sorafenib
resistance
in
hepatocellular
carcinoma
cells.Oncotarget.2016;7:73257-69.
41
Xu Y, Huang J, Ma L, Shan J, Shen J, Yang Z, et al.MicroRNA-122 confers sorafenib
resistance to hepatocellular carcinoma cells by targeting IGF-1R to regulate RAS/RAF/ERK
signaling pathways.Cancer Lett.2016;371:171-81.
42
Kuczynski EA, Yin M, Bar-Zion A, Lee CR, Butz H, Man S, et al.Co-option of Liver
Vessels and Not Sprouting Angiogenesis Drives Acquired Sorafenib Resistance in
Hepatocellular Carcinoma.J Natl Cancer Inst.2016;108.
43
Shi Y, Huang A.Effects of sorafenib on lung metastasis in rats with hepatocellular
carcinoma: the role of microRNAs.Tumour Biol.2015;36:8455-63.
44
Vaira V, Roncalli M, Carnaghi C, Faversani A, Maggioni M, Augello C, et
al.MicroRNA-425-3p predicts response to sorafenib therapy in patients with hepatocellular
carcinoma.Liver Int.2015;35:1077-86.
45
Peveling-Oberhag J, Doring C, Hartmann S, Filmann N, Mertens A, Piiper A, et
al.Feasibility of global miRNA analysis from fine-needle biopsy FFPE material in patients
with hepatocellular carcinoma treated with sorafenib.Clin Sci (Lond).2015;128:29-37.
This article is protected by copyright. All rights reserved.
46
Carvajal-Hausdorf DE, Schalper KA, Neumeister VM, Rimm DL.Quantitative
measurement of cancer tissue biomarkers in the lab and in the clinic.Lab Invest.2015;95:38596.
47
Gyongyosi B, Vegh E, Jaray B, Szekely E, Fassan M, Bodoky G, et al.Pretreatment
MicroRNA Level and Outcome in Sorafenib-treated Hepatocellular Carcinoma.J Histochem
Cytochem.2014;62:547-55.
48
Sawyers CL.The cancer biomarker problem.Nature.2008;452:548-52.
49
Chen X, Ba Y, Ma L, Cai X, Yin Y, Wang K, et al.Characterization of microRNAs in
serum:a novel class of biomarkers for diagnosis of cancer and other diseases.Cell
Res.2008;18:997-1006.
50
Yamamoto Y, Kosaka N, Tanaka M, Koizumi F, Kanai Y, Mizutani T, et
al.MicroRNA-500
as
a
potential
diagnostic
marker
for
hepatocellular
carcinoma.Biomarkers.2009;14:529-38.
51
Nishida N, Arizumi T, Hagiwara S, Ida H, Sakurai T, Kudo M.MicroRNAs for the
Prediction of Early Response to Sorafenib Treatment in Human Hepatocellular
Carcinoma.Liver Cancer.2017;6:113-25.
52
Yoon EL, Yeon JE, Ko E, Lee HJ, Je JH, Yoo YJ, et al.An Explorative Analysis for
the Role of Serum miR-10b-3p Levels in Predicting Response to Sorafenib in Patients with
Advanced Hepatocellular Carcinoma.J Korean Med Sci.2017;32:212-20.
53
Stiuso P, Potenza N, Lombardi A, Ferrandino I, Monaco A, Zappavigna S, et
al.MicroRNA-423-5p Promotes Autophagy in Cancer Cells and Is Increased in Serum From
Hepatocarcinoma Patients Treated With Sorafenib.Mol Ther Nucleic Acids.2015;4:e233.
54
Zhang W, Dolan ME.The emerging role of microRNAs in drug responses.Curr Opin
Mol Ther.2010;12:695-702.
55
Hou J, Lin L, Zhou W, Wang Z, Ding G, Dong Q, et al.Identification of miRNomes in
human liver and hepatocellular carcinoma reveals miR-199a/b-3p as therapeutic target for
hepatocellular carcinoma.Cancer Cell.2011;19:232-43.
56
Bai S, Nasser MW, Wang B, Hsu SH, Datta J, Kutay H, et al.MicroRNA-122 inhibits
tumorigenic properties of hepatocellular carcinoma cells and sensitizes these cells to
sorafenib.J Biol Chem.2009;284:32015-27.
57
in
Song K, Kwon H, Han C, Zhang J, Dash S, Lim K, et al.Active glycolytic metabolism
CD133(+)
hepatocellular
cancer
stem
cells:regulation
by
MIR-
122.Oncotarget.2015;6:40822-35.
This article is protected by copyright. All rights reserved.
58
Kishikawa T, Otsuka M, Tan PS, Ohno M, Sun X, Yoshikawa T, et al.Decreased
miR122
in
hepatocellular
carcinoma
leads
to
chemoresistance
with
increased
arginine.Oncotarget.2015;6:8339-52.
59
Wu Q, Liu HO, Liu YD, Liu WS, Pan D, Zhang WJ, et al.Decreased expression of
hepatocyte nuclear factor 4alpha (Hnf4alpha)/microRNA-122 (miR-122) axis in hepatitis B
virus-associated hepatocellular carcinoma enhances potential oncogenic GALNT10 protein
activity.J Biol Chem.2015;2901170-85.
60
Jia H, Yang Q, Wang T, Cao Y, Jiang QY, Ma HD, et al.Rhamnetin induces
sensitization of hepatocellular carcinoma cells to a small molecular kinase inhibitor or
chemotherapeutic agents.Biochim Biophys Acta.2016;1860:1417-30.
61
Yang F, Li QJ, Gong ZB, Zhou L, You N, Wang S, et al.MicroRNA-34a targets Bcl-2
and sensitizes human hepatocellular carcinoma cells to sorafenib treatment.Technol Cancer
Res Treat.2014;13:77-86.
62
Mu W, Hu C, Zhang H, Qu Z, Cen J, Qiu Z, et al.miR-27b synergizes with anticancer
drugs via p53 activation and CYP1B1 suppression.Cell Res.2015;25:477-95.
63
Shimizu S, Takehara T, Hikita H, Kodama T, Miyagi T, Hosui A, et al.The let-7
family of microRNAs inhibits Bcl-xL expression and potentiates sorafenib-induced apoptosis
in human hepatocellular carcinoma.J Hepatol.2010;52:698-704.
64
Braconi C, Valeri N, Gasparini P, Huang N, Taccioli C, Nuovo G, et al.Hepatitis C
virus proteins modulate microRNA expression and chemosensitivity in malignant
hepatocytes.Clin Cancer Res.2010;16:957-66.
65
Mao K, Zhang J, He C, Xu K, Liu J, Sun J, et al.Restoration of miR-193b sensitizes
Hepatitis
B
virus-associated
hepatocellular
carcinoma
to
sorafenib.Cancer
Lett.2014;352:245-52.
66
Sun H, Cui C, Xiao F, Wang H, Xu J, Shi X, et al.miR-486 regulates metastasis and
chemosensitivity in hepatocellular carcinoma by targeting CLDN10 and CITRON.Hepatol
Res.2015;45:1312-22.
67
Xu J, Lin H, Li G, Sun Y, Chen J, Shi L, et al.The miR-367-3p Increases Sorafenib
Chemotherapy Efficacy to Suppress Hepatocellular Carcinoma Metastasis through Altering
the Androgen Receptor Signals.EBioMedicine.2016;12:55-67.
68
Xu H, Zhao L, Fang Q, Sun J, Zhang S, Zhan C, et al.MiR-338-3p inhibits
hepatocarcinoma cells and sensitizes these cells to sorafenib by targeting hypoxia-induced
factor 1alpha.PLoS One.2014;9:e115565.
This article is protected by copyright. All rights reserved.
69
Lu AQ, Lv B, Qiu F, Wang XY, Cao XH.Upregulation of miR-137 reverses sorafenib
resistance and cancer-initiating cell phenotypes by degrading ANT2 in hepatocellular
carcinoma.Oncol Rep.2017;37:2071-8.
70
Wei X, Tang C, Lu X, Liu R, Zhou M, He D, et al.MiR-101 targets DUSP1 to
regulate the TGF-beta secretion in sorafenib inhibits macrophage-induced growth of
hepatocarcinoma.Oncotarget.2015;6:18389-405.
71
Potenza N, Mosca N, Zappavigna S, Castiello F, Panella M, Ferri C, et al.MicroRNA-
125a-5p Is a Downstream Effector of Sorafenib in Its Antiproliferative Activity Toward
Human Hepatocellular Carcinoma Cells.J Cell Physiol.2017;232:1907-13.
72
Lin Y, Lin L, Jin Y, Wang D, Tan Y, Zheng C.Combination of Matrine and Sorafenib
Decreases
the
Aggressive
Phenotypes
of
Hepatocellular
Carcinoma
Cells.Chemotherapy.2014;60:112-8.
73
Liu K, Liu S, Zhang W, Jia B, Tan L, Jin Z, et al.miR-494 promotes cell
proliferation,migration and invasion, and increased sorafenib resistance in hepatocellular
carcinoma by targeting PTEN.Oncol Rep.2015;34:1003-10.
74
Ohta K, Hoshino H, Wang J, Ono S, Iida Y, Hata K, et al.MicroRNA-93 activates c-
Met/PI3K/Akt pathway activity in hepatocellular carcinoma by directly inhibiting PTEN and
CDKN1A.Oncotarget.2015;6:3211-24.
75
Xia H, Ooi LL, Hui KM.MicroRNA-216a/217-induced epithelial-mesenchymal
transition targets PTEN and SMAD7 to promote drug resistance and recurrence of liver
cancer.Hepatology.2013;58:629-41.
76
Rigalli JP, Ciriaci N, Arias A, Ceballos MP, Villanueva SS, Luquita MG, et
al.Regulation of multidrug resistance proteins by genistein in a hepatocarcinoma cell line:
impact on sorafenib cytotoxicity.PLoS One.2015;10:e0119502.
77
lncAzumi J, Tsubota T, Sakabe T, Shiota G.miR-181a induces sorafenib resistance of
hepatocellular carcinoma cells through downregulation of RASSF1 expression.Cancer
Sci.2016;107:1256-62.
78
Lou G, Song X, Yang F, Wu S, Wang J, Chen Z, et al.Exosomes derived from miR-
122-modified adipose tissue-derived MSCs increase chemosensitivity of hepatocellular
carcinoma.J Hematol Oncol.2015;8:122.
This article is protected by copyright. All rights reserved.
Figure 1: Signaling pathways involving microRNAs effecting sorafenib response in
HCC.
miRNAs increasing the senitivity of sorafenib;
miRNAs decreasing the
senitivity of sorafenib
This article is protected by copyright. All rights reserved.
S.
No
1
Source
Discription
Method
HepG2
cell
Treated (0.05µM and
1µM) versus untreated
MiRNA
PCR array
(Applied
Biosystems)
2
Huh-7
Parental versus
resistant
3
Huh-7
Parental versus
and
resistant
PLC/PRF
5
4
CB17
SCID
mouse
model
Control, sensitive and
late resistant tumor
5
ACI rats
Primary HCC tumors
versus metastatic lung
tumors
Deregulated miRNAs
miR-30a-3p, miR-194, miR-219-1-3p,
miR-522, miR-548c-5p, miR-629, miR664, miR-1260, miR-1274a/b, miR1290, miR-1291 (↑); miR-222, miR548-5p (↓)
MiRNA
Let-7b/c, miR-10a/b-5p, miR-34a, miRPCR array
21, miR-30a-3p, miR-195, miR-216a,
(Applied
mir-219-1-3p, mir-223, miR-616, miRBiosystems) 664, miR-1260, miR-1274a, miR-1281
(↑);
miR-17-5p, miR-18a, miR-133b, miR222, miR328, miR-548b-5p, miR-6755p, miR-1290 (↓)
miRNA
miR-502-3p, miR-10a, miR-195, miRmicroarray
105, miR-29a, miR-625, miR-10b, miR(Agilent
181a, mir-34a, miR-126, miR-361-3p,
technologies) miR-22*, miR-34b, miR-186, miR1290, mir-151-5p, miR-22, miR-222,
miR-582-5p, mir-423-5p, miR-224,
miR-371-5p, miR-140-5p, miR-29a/b,
mir-424, miR-1181, miR-455-3p, miR874, miR-96, miR-140-3p (↑);
miR-101, miR-130b, miR-923_v12.0,
miR-99b, miR-324-5p, miR-29b-1*,
miR-1914*, miR-20a, miR-30a*, miR1207-5p, miR-188-5p, miR-93, miR122, miR-1225-5p, miR-20b, miR-17,
miR-484, miR-483-5p, miR-18b, miR-7,
miR-1202, miR-18a, miR-636, miR19b-1*, miR-421, miR-1229, miR-92a1*, miR-1288, miR-622, miR-431* (↓)
miRNA
miR-106a-5p, miR-141-3p, miR-143-3p,
sequencing
miR-181d-5p, miR-192-5p, miR-194-5p,
(Hi-SeqmiR-199b-5p, miR-2467-3p, miR-323a2500
3p, miR-34c-5p, miR-3609, miR-362Illumina,
5p, miR-410-3p, miR-1292-5p, miRCA)
1290, miR-4421
miRNA deep
sequencing
miR-383-5p, miR-34a-5p (↑);
(Hi-Seq
miR-122-3p/5p, novel_miR_59(↓)
2000 BGI,
China)
Reference
Zhou et al.,
FEBS letter,
201138
Tang et al.,
oncotarget,
201640
He et al.,
oncotarget,
201539
Xu et al.,
Cancer
letters,
201641
Kuczynski
et al., J Natl
Cancer Inst,
201642
Shi et al.,
Tumor Biol,
201543
Table 1: miRNA global profiling studies in vitro and in vivo; [(↑): up-regulated; (↓): down-regulated)]
This article is protected by copyright. All rights reserved.
miRNA
Up/downregulation Sample details
Significance
Reference
miR-224
Up
FNAB samples;
n=20; samples
collected before the
treatment of sorafenib
and followup
Predictive of
increased PFS
and OS
Gyongyosi
et al., 2014
miR-425-3p
Up
Liver biopsy;
Predictive of
n=26(training set);
extended TTP
n=58 (validation set) ; and PFS
samples collected
before the treatment
of sorafenib and
followup
Vaira et al.,
2015
miR-181a-5p
and miR-3395p
Up(PR);down(PD)
Serum; n=16;(training Predictive of
set); n=53(validation PR and PD
set); samples
collected before the
treatment of sorafenib
and followup
Nishida et
al., 2017
miR-10b-3p
up
Serum; n=24;
samples collected
before the treatment
of sorafenib and
followup
Predictive of
shorter
survival
Yoon et al.,
2017
miR-423-5p
Up (after the
treatment of
sorafenib)
Serum; n=39;
samples collected
before and after
treatment of sorafenib
and followup
Predictive of
SD or PR
Stiuso et
al., 2015
Table 2: miRNAs as biomarkers for sorafenib response in HCC [FNAB: fine needle
aspiration biopsy; PFS: progression free survival; OS: overall survival; TTP: time to
progression; PR: partial response; PD: progressive disease; SD: stable disease]
This article is protected by copyright. All rights reserved.