Journals Library
Health Technology Assessment
Volume 26 • Issue 16 • February 2022
ISSN 1366-5278
Arthroscopic hip surgery compared with
personalised hip therapy in people over
16 years old with femoroacetabular
impingement syndrome: UK FASHIoN RCT
Damian R Griffin, Edward J Dickenson, Felix Achana, James Griffin, Joanna Smith,
Peter DH Wall, Alba Realpe, Nick Parsons, Rachel Hobson, Jeremy Fry, Marcus Jepson,
Stavros Petrou, Charles Hutchinson, Nadine Foster and Jenny Donovan
DOI 10.3310/FXII0508
Arthroscopic hip surgery compared with
personalised hip therapy in people over
16 years old with femoroacetabular
impingement syndrome: UK FASHIoN RCT
Damian R Griffin ,1,2* Edward J Dickenson ,1,2
Felix Achana ,1 James Griffin ,1 Joanna Smith,2
Peter DH Wall ,1,2 Alba Realpe ,1 Nick Parsons ,1
Rachel Hobson ,1 Jeremy Fry,3 Marcus Jepson ,4
Stavros Petrou ,1 Charles Hutchinson ,1,2
Nadine Foster 5 and Jenny Donovan 4
1Warwick
Medical School, University of Warwick, Coventry, UK
Hospitals of Coventry and Warwickshire NHS Trust, Coventry, UK
3Lay person, Reading, UK
4Bristol Medical School, University of Bristol, Bristol, UK
5Arthritis Research UK Primary Care Centre, Research Institute for Primary Care and
Health Sciences NIHR, Keele University, Keele, UK
2University
*Corresponding author
Declared competing interests of authors: Damian R Griffin is a surgeon with a hip preservation
practice that includes treating femoroacetabular impingement syndrome and hip arthroscopy, and
he reports consulting and teaching fees from Stryker UK (Newbury, UK) and Smith & Nephew UK
(Watford, UK), outside the submitted work. Joanna Smith is a physiotherapist who treats patients with
femoroacetabular impingement syndrome. Peter DH Wall is a hip surgeon who treats patients with
femoroacetabular impingement syndrome. Nadine Foster is a member of Clinical Trial Units that were
funded by the National Institute for Health Research until 2021 and was a member of the Health
Technology Assessment Primary Care, Community and Preventive Interventions Panel (2010–15).
Jenny Donovan reports membership of the Rapid Trials and Add-on Studies Board (2012 to present)
and the Health Technology Assessment Commissioning Committee (2006–12).
Published February 2022
DOI: 10.3310/FXII0508
This report should be referenced as follows:
Griffin DR, Dickenson EJ, Achana F, Griffin J, Smith J, Wall PDH, et al. Arthroscopic hip surgery
compared with personalised hip therapy in people over 16 years old with femoroacetabular
impingement syndrome: UK FASHIoN RCT. Health Technol Assess 2022;26(16).
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ISSN 1366-5278 (Print)
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Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued
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DOI: 10.3310/FXII0508
Health Technology Assessment 2022 Vol. 26 No. 16
Abstract
Arthroscopic hip surgery compared with personalised hip
therapy in people over 16 years old with femoroacetabular
impingement syndrome: UK FASHIoN RCT
Damian R Griffin ,1,2* Edward J Dickenson ,1,2 Felix Achana ,1
James Griffin ,1 Joanna Smith,2 Peter DH Wall ,1,2 Alba Realpe ,1
Nick Parsons ,1 Rachel Hobson ,1 Jeremy Fry,3 Marcus Jepson ,4
Stavros Petrou ,1 Charles Hutchinson ,1,2 Nadine Foster 5
and Jenny Donovan 4
1Warwick
Medical School, University of Warwick, Coventry, UK
Hospitals of Coventry and Warwickshire NHS Trust, Coventry, UK
3Lay person, Reading, UK
4Bristol Medical School, University of Bristol, Bristol, UK
5Arthritis Research UK Primary Care Centre, Research Institute for Primary Care and Health Sciences
NIHR, Keele University, Keele, UK
2University
*Corresponding author damian.griffin@warwick.ac.uk
Background: Femoroacetabular impingement syndrome is an important cause of hip pain in young
adults. It can be treated by arthroscopic hip surgery or with physiotherapist-led conservative care.
Objective: To compare the clinical effectiveness and cost-effectiveness of hip arthroscopy with best
conservative care.
Design: The UK FASHIoN (full trial of arthroscopic surgery for hip impingement compared with
non-operative care) trial was a pragmatic, multicentre, randomised controlled trial that was carried
out at 23 NHS hospitals.
Participants: Participants were included if they had femoroacetabular impingement, were aged
≥ 16 years old, had hip pain with radiographic features of cam or pincer morphology (but no osteoarthritis)
and were believed to be likely to benefit from hip arthroscopy.
Intervention: Participants were randomly allocated (1 : 1) to receive hip arthroscopy followed by
postoperative physiotherapy, or personalised hip therapy (i.e. an individualised physiotherapist-led
programme of conservative care). Randomisation was stratified by impingement type and recruiting
centre using a central telephone randomisation service. Outcome assessment and analysis were masked.
Main outcome measure: The primary outcome was hip-related quality of life, measured by the
patient-reported International Hip Outcome Tool (iHOT-33) 12 months after randomisation, and
analysed by intention to treat.
Results: Between July 2012 and July 2016, 648 eligible patients were identified and 348 participants
were recruited. In total, 171 participants were allocated to receive hip arthroscopy and 177 participants
were allocated to receive personalised hip therapy. Three further patients were excluded from the trial
after randomisation because they did not meet the eligibility criteria. Follow-up at the primary outcome
assessment was 92% (N = 319; hip arthroscopy, n = 157; personalised hip therapy, n = 162). At 12 months,
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
vii
ABSTRACT
mean International Hip Outcome Tool (iHOT-33) score had improved from 39.2 (standard deviation 20.9)
points to 58.8 (standard deviation 27.2) points for participants in the hip arthroscopy group, and from
35.6 (standard deviation 18.2) points to 49.7 (standard deviation 25.5) points for participants in
personalised hip therapy group. In the primary analysis, the mean difference in International Hip
Outcome Tool scores, adjusted for impingement type, sex, baseline International Hip Outcome Tool
score and centre, was 6.8 (95% confidence interval 1.7 to 12.0) points in favour of hip arthroscopy
(p = 0.0093). This estimate of treatment effect exceeded the minimum clinically important difference
(6.1 points). Five (83%) of six serious adverse events in the hip arthroscopy group were related to
treatment and one serious adverse event in the personalised hip therapy group was not. Thirty-eight
(24%) personalised hip therapy patients chose to have hip arthroscopy between 1 and 3 years after
randomisation. Nineteen (12%) hip arthroscopy patients had a revision arthroscopy. Eleven (7%) personalised
hip therapy patients and three (2%) hip arthroscopy patients had a hip replacement within 3 years.
Limitations: Study participants and treating clinicians were not blinded to the intervention arm.
Delays were encountered in participants accessing treatment, particularly surgery. Follow-up lasted
for 3 years.
Conclusion: Hip arthroscopy and personalised hip therapy both improved hip-related quality of life for
patients with femoroacetabular impingement syndrome. Hip arthroscopy led to a greater improvement
in quality of life than personalised hip therapy, and this difference was clinically significant at 12 months.
This study does not demonstrate cost-effectiveness of hip arthroscopy compared with personalised hip
therapy within the first 12 months. Further follow-up will reveal whether or not the clinical benefits of
hip arthroscopy are maintained and whether or not it is cost-effective in the long term.
Trial registration: Current Controlled Trials ISRCTN64081839.
Funding: This project was funded by the National Institute for Health Research (NIHR) Health
Technology Assessment programme and will be published in full in Health Technology Assessment;
Vol. 26, No. 16. See the NIHR Journals Library website for further project information.
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DOI: 10.3310/FXII0508
Health Technology Assessment 2022 Vol. 26 No. 16
Contents
List of tables
xiii
List of figures
xvii
List of boxes
xix
List of abbreviations
xxi
Plain English summary
xxiii
Scientific summary
xxv
Chapter 1 Introduction
Background
Summary of a feasibility and pilot trial
Define eligibility criteria
Define a protocol for hip arthroscopy for FAI syndrome
Define a protocol for best conservative care (comparator)
Define willingness of centres and patients to be recruited to a randomised controlled trial
Understand and optimise recruitment
Estimate recruitment rate
Selection of appropriate outcome measures
Develop and test trial procedures
Conclusion of the feasibility study and pilot trial
Relevance of project
Null hypothesis
Objectives
Chapter 2 Methods
Trial design
Participants
Inclusion criteria
Exclusion criteria
Screening and recruitment
Consent
Qualitative research intervention
Randomisation
Sequence generation
Blinding
Post randomisation withdrawals
Interventions
Arthroscopic surgery
Preoperative protocol
Perioperative protocol
Postoperative protocol
Fidelity assessment
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Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
ix
CONTENTS
Personalised hip therapy
Training physiotherapists
Pre treatment
Treatment
Post treatment
Fidelity assessment
Treatment crossover
Outcomes
Primary outcome
Secondary outcome measures
Follow-up
Adverse event management
Risks and benefits
Arthroscopic surgery
Personalised hip therapy
Statistical analysis
Sample size
Analysis plan
Software
Data validation
Missing data
Interim analyses
Exploratory analysis
Economic evaluation
Overview
Measurement of resource use and costs
Measurement of outcomes
Cost-effectiveness analysis methods
Research Ethics Committee approval
Trial Management Group
Trial Steering Committee
Data Monitoring Committee
Patient and public involvement
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Chapter 3 Qualitative research to improve recruitment and to assess outcomes
Understanding recruitment as it happened
Randomised controlled trial set up
Recruiter training
Mapping of eligibility and recruitment pathways
Findings
Interviewing clinicians and research associates responsible for recruitment
Findings
Views on equipoise
Analysing audio-recorded recruitment appointments
Procedure
Analytic approach
Findings
Coding reliability
Diagnostic consultations
Recruitment consultations
Patient questions, concerns and preferences
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DOI: 10.3310/FXII0508
Health Technology Assessment 2022 Vol. 26 No. 16
Action plans to promote informed consent and improve recruitment
Improving screening of eligible patients
Facilitating recruiting sites’ participation and engagement
Training site teams on recruitment strategies and trial-specific information
Evaluation of the qualitative recruitment intervention
Recruitment rates overview
Research associates’ survey on recruiter training activities
Recruitment training activities
Study procedures
Study documentation
Discussion and conclusions
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Chapter 4 Results
Screening
Recruitment
Participant characteristics
Treatment allocation and adherence
Interventions
Arthroscopic surgery
Personalised hip therapy
Outcome data completeness
Outcomes
Primary outcome
Secondary outcomes
Per-protocol analyses
Missing outcome analyses
Subgroup analyses
Sensitivity analyses
Complications
Complications at the 6-week assessment
Complications reported at the 6- and 12-month follow-up time points
Three-year follow-up: further procedures or physiotherapy
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Chapter 5 Economic evaluation results
Study population
Assessment of resource use and costs results
Cost of personalised hip therapy
Resource use and cost of arthroscopic surgery for FAI
Follow-up resource use and costs
Private health expenditure, lost income and other costs
Total economic costs
Benefit payments
Health-related quality of life
Cost-effectiveness results
Base-case analysis results
Sensitivity analyses results
Subgroup analyses results
Long-term modelling
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Chapter 6 Discussion
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Chapter 7 Conclusion
87
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
xi
CONTENTS
Acknowledgements
89
References
91
Appendix 1 Case report forms
99
Appendix 2 Results
191
Appendix 3 Health economics
199
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DOI: 10.3310/FXII0508
Health Technology Assessment 2022 Vol. 26 No. 16
List of tables
TABLE 1 Data collection time points
13
TABLE 2 Sample size calculations for variable combinations of power and SD estimates
16
TABLE 3 List of sensitivity analyses considered
22
TABLE 4 Contrast on recruitment pathway characteristics between regular and
struggling sites
27
TABLE 5 Characteristics of the audio-recording sample
35
TABLE 6 Numbers of eligible, approached and recruited participants by site
50
TABLE 7 Baseline demographic and clinical characteristics of all patients summarised
by treatment group
51
TABLE 8 Treatment adherence (randomised treatment vs. treatment received) at
12 months post randomisation
54
TABLE 9 Summary of timing from day of randomisation to date at which
intervention started, for those who received allocated treatment
54
TABLE 10 Number of participants treated by each surgeon
55
TABLE 11 Grading of surgical quality
56
TABLE 12 Number of sessions delivered, and participants treated, by each PHT
therapist (N = 47)
57
TABLE 13 Number of PHT sessions attended
57
TABLE 14 Follow-up status at time points in the FASHIoN trial
58
TABLE 15 Summary of timing of follow-up assessments, by treatment arm
58
TABLE 16 Summary statistics, unadjusted and adjusted treatment effects at all time
points based on an intention-to-treat analysis: iHOT-33
59
TABLE 17 Summary statistics, unadjusted and adjusted treatment effects at all time
points based on an intention-to-treat analysis: EQ-5D-5L and SF-12
62
TABLE 18 Summary statistics, unadjusted and adjusted treatment effects at all time
points based on a per-treatment analysis: iHOT-33
62
TABLE 19 Participants included in second per-protocol analysis, including the results
of the quality review panel
63
TABLE 20 Summary statistics, unadjusted and adjusted treatment effects at all time
points based on the second per-protocol analysis: iHOT-33
63
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Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
xiii
LIST OF TABLES
TABLE 21 Means and SDs of the primary outcome at all time points and estimated
treatment effects after adjustment, using a multiple imputation approach to missing
iHOT-33 overall scores
63
TABLE 22 Results of the subgroup analysis of the iHOT-33 showing means and SDs
at 12 months post randomisation and estimated treatment effects after adjustment
64
TABLE 23 Patient-reported complications at 6 weeks post intervention
64
TABLE 24 Patient-reported AEs at 12 months
65
TABLE 25 Number and description of SAEs by treatment arm
66
TABLE 26 Number and details of further surgical procedures at 3 years post
randomisation, by treatment arm
66
TABLE 27 Number and details of further physiotherapy sessions at 3 years post
randomisation, by treatment arm
66
TABLE 28 Completion rates for resource use variables and quality-of-life outcomes
68
TABLE 29 Summary of PHT attendance and costs by type of consultation,
impingement and missed appointments
69
TABLE 30 Summary characteristics of patients in the surgery arm of the trial by
whether or not they were included in the surgery micro-costing study
71
TABLE 31 Costs associated with the delivery of hip arthroscopy by resource
category and study centre
72
TABLE 32 Total economic costs
75
TABLE 33 Summary of health utility scores generated from patient-reported
health-related quality-of-life measures at baseline and at 6 and 12 months
post randomisation
77
TABLE 34 Cost-effectiveness results for the within-trial economic analysis with a
1-year time horizon
80
TABLE 35 Incremental net (monetary) benefit of surgery compared with PHT for FAI
at cost-effectiveness thresholds of £20,000, £30,000 and £50,000 per QALY gained
82
TABLE 36 Randomised patients summarised by treatment group and centre
191
TABLE 37 Randomised patients summarised by randomisation strata (recruiting site
and FAI type)
192
TABLE 38 Withdrawal details summarised by treatment group
193
TABLE 39 Hip arthroscopy procedure details (for those who received surgery)
193
TABLE 40 Personalised hip therapy session details (for those who attended at least
one PHT session)
195
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Health Technology Assessment 2022 Vol. 26 No. 16
TABLE 41 Exercises delivered during PHT sessions, by frequency
196
TABLE 42 Data completeness of outcome measures at baseline and at 6 and
12 months
197
TABLE 43 Unit cost of operating room/surgery staff
199
TABLE 44 Unit cost of disposal surgical equipment
200
TABLE 45 Patient-reported health service use
202
TABLE 46 Source of unit costs of primary and secondary care services
(NHS and private)
208
TABLE 47 Costs associated with reported health and social care service use
211
TABLE 48 Patient self-reports of private health-care utilisation
218
TABLE 49 Private health-care costs
220
TABLE 50 Additional costs
222
TABLE 51 Benefit payments received during follow-up
223
TABLE 52 Summary of EQ-5D-3L responses from the feasibility study sample (n = 97)
226
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Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
xv
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Health Technology Assessment 2022 Vol. 26 No. 16
List of figures
FIGURE 1 Six-step model for recruitment to the FASHIoN trial
25
FIGURE 2 Recruitment pathway in accordance with the protocol: the FASHIoN trial
27
FIGURE 3 Percentage of time dedicated to specific recruitment tasks in diagnostic
consultations
36
FIGURE 4 Percentage of time dedicated to specific recruitment tasks in recruitment
consultations
37
FIGURE 5 Target vs. actual cumulative recruitment: the FASHIoN trial
43
FIGURE 6 The FASHIoN study CONSORT flow diagram
49
FIGURE 7 Delay from day of randomisation to date at which intervention started,
for those who received allocated treatment
55
FIGURE 8 Box plots of iHOT-33 baseline and follow-up scores
59
FIGURE 9 Overall trend in iHOT-33 unadjusted mean scores and 95% CIs
60
FIGURE 10 Box plots of EQ-5D-5L baseline and follow-up scores
60
FIGURE 11 Box plots of EQ-5D VAS baseline and follow-up scores
61
FIGURE 12 Box plots of SF-12 (physical component score) baseline and follow-up scores
61
FIGURE 13 Box plots of SF-12 (mental component score) baseline and follow-up scores
62
FIGURE 14 Base-case analysis comparing the cost-effectiveness of arthroscopic
surgery with PHT for FAI
81
FIGURE 15 Sensitivity analysis 1: unadjusted analysis based on multiple imputed
data sets under the missing-at-random assumption
228
FIGURE 16 Sensitivity analysis 2: complete-case (adjusted) analysis
229
FIGURE 17 Sensitivity analysis 3: per-protocol (adjusted) analysis based on
imputed data
229
FIGURE 18 Sensitivity analysis 4: adjusted analysis based on imputed data with
the cost of surgery changed from £3045 to £2680 based on HRG code HT15Z
(Minor Hip Procedures for Trauma, elective long stay)
230
FIGURE 19 Sensitivity analysis 5: adjusted analysis based on imputed data with
the cost of surgery changed from £3045 to £5811 based on HRG code HT12A
(Very Major Hip Procedures for Trauma with CC Score 12 +, elective long stay)
230
FIGURE 20 Sensitivity analysis 6: adjusted analysis based on imputed data
231
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Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
xvii
LIST OF FIGURES
FIGURE 21 Sensitivity analysis 8: adjusted analysis based on imputed data
231
FIGURE 22 Subgroup of patients recruited into the feasibility study (unadjusted
analysis based on multiple imputed data sets)
232
FIGURE 23 Subgroup of patients recruited into the main study sample (unadjusted
analysis based on multiple imputed data sets) with QALYs generated using the
interim EQ-5D-5L to EQ-5D-3L UK crosswalk tariffs
232
FIGURE 24 Subgroup of patients recruited into the main study sample (unadjusted
analysis based on multiple imputed data sets) with QALYs generated using the new
UK EQ-5D-5L tariffs derived by Devlin et al.
233
FIGURE 25 Subgroup of patients with cam FAI syndrome
233
FIGURE 26 Subgroup of patients with mixed or pincer (non-cam) FAI syndrome
234
FIGURE 27 Restricted analysis to women
234
FIGURE 28 Restricted analysis to men
235
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DOI: 10.3310/FXII0508
Health Technology Assessment 2022 Vol. 26 No. 16
List of boxes
BOX 1 Most common patient questions, expressions of concern and preferences
40
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Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
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List of abbreviations
AE
adverse event
MRI
magnetic resonance imaging
BNF
British National Formulary
NICE
CI
confidence interval
National Institute for Health and
Care Excellence
PHT
personalised hip therapy
PI
principal investigator
CONSORT Consolidated Standards of
Reporting Trials
CRF
case report form
PSSRU
CSP
Chartered Society of
Physiotherapy
Personal Social Services Research
Unit
QALY
quality-adjusted life-year
DMC
Data Monitoring Committee
QRI
EQ-5D
EuroQol-5 Dimensions
qualitative recruitment
intervention
EQ-5D-3L
EuroQol-5 Dimensions,
three-level version
R&D
research and development
RA
research associate
RCT
randomised controlled trial
SAE
serious adverse event
SD
standard deviation
SE
standard error
SF-6D
Short Form questionnaire-6
Dimensions
SF-12
Short Form questionnaire-12
items
SOP
standard operating procedure
TMG
Trial Management Group
TSC
Trial Steering Committee
VAS
visual analogue scale
WCTU
Warwick Clinical Trials Unit
EQ-5D-5L
EuroQol-5 Dimensions, five-level
version
FAI
femoroacetabular impingement
GP
general practitioner
HRG
Healthcare Resource Group
ICER
incremental cost-effectiveness
ratio
iHOT-33
International Hip Outcome
Tool-33
IQR
interquartile range
MAHORN
Multicenter Arthroscopy of the
Hip Outcomes Research Network
MCID
minimum clinically important
difference
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
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Plain English summary
I
n some people, the ball and the socket of the hip joint develop so that they do not fit together
properly. This is called hip impingement, and is an important cause of hip and groin pain in young
and middle-aged adults. Treatments include physiotherapy and surgery. Physiotherapy typically involves
a programme of 6–10 outpatient consultations that aim to strengthen the muscles around the hip:
we called this personalised hip therapy. Surgery can be carried out by a keyhole operation, called a hip
arthroscopy, which aims to reshape the hip to prevent impingement. Surgery is normally followed by
some physiotherapy. We performed a research study to compare the results of hip arthroscopy and
personalised hip therapy in people with hip impingement.
A total of 348 people with painful hip impingement in 23 hospitals in the UK agreed to take part.
About half were treated with hip arthroscopy and half with personalised hip therapy. We used
questionnaires to ask participants about pain in the hip and their ability to do everyday things at
6 months and 1 year after entering the study. At 2 and 3 years, we asked if patients required any
additional treatments.
We found that both groups improved, but those treated with hip arthroscopy improved a moderate
amount more than those treated with personalised hip therapy. However, these improvements were
not cost-effective compared with personalised hip therapy at 1 year.
We need to see whether or not this difference continues after several years, but the results, so far,
suggest that if a person has painful hip impingement, then hip arthroscopy offers greater improvements
than personalised hip therapy.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
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Scientific summary
Background
Femoroacetabular impingement (FAI) syndrome is a painful disorder of the hip. FAI syndrome is caused
by a premature contact between the femur and acetabulum during hip movements. This premature
contact typically occurs as a result of certain hip shapes, for example cam or pincer morphology.
Cam morphology refers to a flattening or convexity at the femoral head–neck junction, whereas pincer
morphology refers to a focal or global overcoverage of the femoral head by the acetabulum. FAI
syndrome leads to progressive damage within the joint, including the acetabular labrum and articular
cartilage, and is associated with the development of osteoarthritis of the hip.
Surgery has become an established treatment for FAI syndrome and hip arthroscopy, in particular,
is widespread. The aim of surgery is to reshape the hip joint to prevent impingement. Intra-articular
injury, such as a cartilage and labral damage, can be resected, repaired or reconstructed. Non-operative
treatments for FAI syndrome include exercise-based packages of conservative care delivered by
a physiotherapist.
Many case series report improvement in patients with FAI syndrome after open or arthroscopic
surgery, or physiotherapy. However, a 2014 Cochrane review of surgery for treating FAI syndrome
showed that there was no randomised controlled trial (RCT) evidence to support these treatments
[Wall PD, Brown JS, Parsons N, Buchbinder R, Costa ML, Griffin D. Surgery for treating hip
impingement (femoroacetabular impingement). Cochrane Database Syst Rev 2014;9:CD010796].
Our aim was to assess the effectiveness of hip arthroscopy in treating patients with FAI syndrome.
In a feasibility study, we established that patients were prepared to be recruited, and that surgeons
were in equipoise and willing to recruit patients to a trial that compared hip arthroscopy with best
conservative care. In this pragmatic, multicentre RCT, we assessed the clinical effectiveness and costeffectiveness of hip arthroscopy compared with best conservative care in patients with FAI syndrome.
Methods
We conducted a pragmatic, multicentre, two-arm, assessor-blind RCT. An initial feasibility study was
treated as an internal pilot so that participants who took part were included in the main trial
recruitment. The study was performed in 23 NHS hospitals in the UK.
Participants were recruited from the specialist hip arthroscopy services at 23 NHS hospitals. Participating
surgeons identified eligible patients during routine diagnostic consultations. Assessments included history,
clinical examination, plain radiographs and cross-sectional imaging [i.e. magnetic resonance imaging (MRI)
or computerised tomography, or both]. The surgeon classified patients as having cam impingement (defined
as an alpha angle of > 55°), pincer impingement (defined as a lateral centre-edge angle of > 40° or a
positive crossover sign) or mixed-type impingement (i.e. a combination of both).
Qualitative research to understand recruitment as it occurred was integrated into the trial. Findings
were used to design a recruiter training and centre support programme that was implemented to
optimise recruitment.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
xxv
SCIENTIFIC SUMMARY
Inclusion and exclusion criteria
Patients were eligible to participate if they had hip pain, had radiographic features of cam or pincer
morphology, were aged ≥ 16 years old and were able to give informed consent, and if the treating
surgeon believed that they were likely to benefit from hip arthroscopy. Patients were excluded if they had
hip osteoarthritis (i.e. Tönnis grade > 1 or loss of > 2 mm of superior joint space on an anteroposterior
radiograph), a history of hip pathology (such as Perthes’ disease, slipped upper femoral epiphysis or
avascular necrosis) or of previous hip injury (such as acetabular fracture, hip dislocation or femoral neck
fracture) or if they had already had undergone shape-changing surgery (open or arthroscopic) of the hip.
Patients with bilateral FAI syndrome were eligible and the most symptomatic hip was randomised and
followed. Trained research associates (RAs) approached eligible patients to explain the trial and to invite
them to participate. All participants gave written informed consent.
Interventions
Surgical intervention
Hip arthroscopy was performed by a senior surgeon who was trained and experienced in hip arthroscopy.
Trial surgeons reported that they performed a mean of 12 [standard deviation (SD) 55] hip arthroscopies
per year during the study. Shape abnormalities and consequent labral and cartilage pathology were treated.
Adequacy of bony reshaping was assessed by intraoperative image intensifier views or by arthroscopic
visualisation of a satisfactory impingement free range of movement of the hip, or both. Patients were
referred to outpatient physiotherapy services for a course of rehabilitation, as per usual care for that
surgeon. These postoperative physiotherapists were distinct from those providing conservative care
to avoid contamination between groups. Patients had a scan of their hip at least 6 weeks after surgery.
A panel of international experts assessed the fidelity of the surgery. They reviewed operation notes,
intraoperative images and postoperative scans to subjectively assess whether or not adequate surgery,
according to the protocol, had been undertaken.
Best conservative care
Personalised hip therapy (PHT) is a package of physiotherapist-led rehabilitation for FAI syndrome.
Although the name for this intervention is new, the care offered was based on a consensus of what
physiotherapists, physicians and surgeons regarded as best conservative care for FAI syndrome. Care
was delivered by at least one physiotherapist at each centre who was trained formally in this protocol
via a 1-day workshop and supported to deliver PHT through refresher workshops. At their initial
assessment, participants received a PHT information pack that described what to expect during the
course of their treatment. Participants then had between 6 and 10 contacts with the physiotherapist
over 12–24 weeks. Some of the contacts were conducted by either telephone or e-mail if geographical
distance prevented all contacts being carried out face to face. Exercise diaries were available for
physiotherapists to monitor compliance. Physiotherapists recorded full details of their advice and
treatments, number and type of treatment contacts, and any non-attendance on case report forms
(CRFs). These CRFs were reviewed for accuracy in comparison to the usual physiotherapy records at
each treatment centre and then assessed for fidelity to the protocol by a panel comprising members
of the core group who developed the protocol for PHT.
Outcomes
The primary outcome was hip-related quality of life measured by the International Hip Outcome
Tool-33 (iHOT-33) at 12 months after randomisation. The instrument has been validated in a relevant
population for this trial and has a minimum clinically important difference (MCID) of 6.1 points.
Secondary outcomes were health-related quality of life measured using the EuroQol-5 Dimensions,
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five-level version (EQ-5D-5L) and the Short Form questionnaire-12 items (SF-12) v2, adverse events
and resource use. Patients reported complications 6 weeks following the start of their intervention.
iHOT-33, EQ-5D-5L, SF-12, complications and health-care resource use were collected by questionnaires
that were administered centrally. Scores for these measures were collected at the time of consent and
again by postal questionnaire at 6 and 12 months after randomisation. Information on further procedures
was collected at 2 and 3 years post randomisation.
Randomisation
Participants were randomised (1 : 1) to receive either hip arthroscopy or best conservative care using a
minimisation algorithm for centre and type of impingement. All baseline data were collected prior to
randomisation, which was performed by the recruiting RA. Allocation concealment was ensured by
using a secure telephone randomisation service. It was not possible to blind patients or the treating
clinicians to their allocation. Researchers who collected outcome assessments and analysed the results
were blind to allocation.
Analyses
The planned sample size was 172 participants in each group, based on a SD iHOT-33 score of 16 points
and a MCID of 6.1 points, giving a standardised effect size of 0.38. We designed the trial to have 90%
power to detect an effect of this size at a two-sided 5% significance level, allowing for up to 15% loss to
follow-up at the primary outcome time point.
The primary analysis investigated differences in the primary outcome measure (i.e. iHOT-33 score)
between the two treatment groups at 12 months after randomisation on an intention-to-treat basis.
We assessed the primary outcome 12 months from randomisation rather than from intervention because
this was a pragmatic trial design of two different treatment strategies. A mixed-effects regression analysis
was used to assess the effects of the interventions on 12-month iHOT-33 scores, after adjusting for the
fixed effects of impingement type, sex and baseline iHOT-33 score, with recruiting centre included as
a random effect to model any potential associations within the recruiting centres. No interim analyses
were planned.
Our primary inferences were drawn from an intention-to-treat analysis, irrespective of compliance
and without imputation for missing data. Prespecified subgroup analyses were performed for different
impingement types (i.e. cam, pincer and mixed) and for patients aged < 40 years and > 40 years.
An economic evaluation was conducted from a UK NHS and Personal Social Services perspective.
Economic costs associated with the delivery of the two interventions were estimated. Resource
use questions completed by participants at each assessment point provided a profile of all hospital
inpatient and outpatient service use, community health and social care encounters, prescribed
medications and NHS supplies, such as crutches and home adaptations.
Results
A total of 648 patients attending the participating surgeons’ hip clinics between 20 July 2012 and
15 July 2016, were deemed eligible of whom 351 (54%) agreed to participate. Three participants
were randomised but subsequently found not to meet the eligibility criteria and, therefore, were
excluded from further analysis. In total, 171 participants were allocated to hip arthroscopy and
177 to PHT.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
xxvii
SCIENTIFIC SUMMARY
Participants in the two groups were well matched in terms of both demographics and pre-randomisation
hip-related quality of life, having had symptoms for approximately 3 years. Fourteen (8%) participants
who were allocated to PHT had all or part of this intervention, but then, at their request, went on to
have hip arthroscopy within 12 months after randomisation. No patients allocated to hip arthroscopy
had PHT. The median time from randomisation to treatment was 122 [interquartile range (IQR) 80–185]
days for hip arthroscopy and 37 (IQR 22–60) days for PHT. Twenty-seven (16%) participants allocated
hip arthroscopy did not receive it by the 12-month time point. Of those participants who did receive hip
arthroscopy, 84% (121/144) had postoperative MRI and their case was assessed by the surgical review
panel. Among these participants, surgery was deemed to have been performed with high fidelity for
87% (105/12) and to be unsatisfactory for 13% (16/121). The most common reason for unsatisfactory
surgery was an inadequate bony resection (n = 7) and a sharp transition from the femoral head to neck
(n = 5) as a result of reshaping surgery. Five per cent (9/177) of participants allocated to PHT did not
receive any treatment by 12 months. Of those participants who received PHT, 69% (107/154) were
judged to have received the intervention to a high fidelity. The most common reason for lack of PHT
fidelity was participants not receiving the minimum of six PHT sessions (34/46, 74%).
A total of 319 (92%) participants completed questionnaires at 12 months after randomisation; seven
participants withdrew from follow-up and 22 participants were lost to follow-up. The iHOT-33 score
increased between baseline and 6 months and between 6 and 12 months, indicating an improvement in
hip-related quality of life. In the primary intention-to-treat analysis at 12 months, the adjusted estimate of
treatment effect measured with the iHOT-33 was 6.8 [95% confidence interval (CI) 1.7 to 12.0; p = 0.009]
in favour of hip arthroscopy compared with PHT.
In the as-treated (per-protocol) analysis at 12 months, including participants who received PHT
(n = 154) or hip arthroscopy (n = 144), the adjusted estimate of the between-group difference on the
iHOT-33 was 8.2 (95% CI 2.8 to 13.6) points in favour of hip arthroscopy. In the exploratory secondary
analysis based on those participants whose treatment was deemed to have been of high fidelity
(hip arthroscopy, n = 105; PHT, n = 107), the adjusted estimate of between-group difference on the
iHOT-33 was 5.8 (95% CI –0.7 to 12.2) points in favour of hip arthroscopy.
In the prespecified subgroup analysis, the between-group difference on the iHOT-33 was 5.0 (95% CI
–1.2 to 11.3) points in participants aged < 40 years and 10.9 (95% CI 1.7 to 20.1) points in participants
aged > 40 years. In addition, in the prespecified subgroup analysis, the between-group difference on the
iHOT-33 was 8.3 (95% CI 2.5 to 14.2) points in participants with cam morphology, 1.1 (95% CI –11.5 to
13.7) points in participants with mixed cam and pincer morphology and 4.0 (95% CI –14.6 to 22.7) points
in participants with pincer morphology, in favour of hip arthroscopy. There were no statistically significant
between-group differences in SF-12 or EQ-5D-5L scores at 6 or 12 months post randomisation.
At 6 weeks post intervention, the most frequently reported complication was muscle soreness. At
12 months, seven serious adverse events had been reported. Six of these serious adverse events were
among the participants in the hip arthroscopy group (one failed discharge from the day surgery unit
and required an overnight admission, one scrotal haematoma necessitated the patient’s readmission,
two superficial wound infections required treatment with oral antibiotics, one deep wound infection
led to further surgery and ultimately a total hip replacement, and one participant had a fall that was
unrelated to the hip arthroscopy). One participant in the PHT group developed biliary sepsis that was
unrelated to PHT.
The level of missing item-level data was low (iHOT-33 0.6%) for all patient-reported outcome measures
at all time points. After imputation for missing data, the adjusted estimate of treatment effect was
almost unchanged at 6.6 (95% CI 1.7 to 11.4) points in favour of hip arthroscopy. There was no
difference in iHOT-33 scores at 12 months for hip arthroscopy patients treated within 6 months
of randomisation or later (0.9, 95% CI –10.7 to 8.8). The mean cost of hip arthroscopy was £3042
(35% staff time, 28% surgical devices and anaesthetic drugs, 19% theatre running costs and 18%
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bed-day costs). Participants in the PHT group attended a mean of six physiotherapy sessions (average
duration of 30 minutes), generating a mean total treatment cost of £155 per participant. The adjusted
incremental cost of hip arthroscopy compared with PHT during the 12-month follow-up was £2483,
with incremental quality-adjusted life-years (QALYs) of –0.018 (representing a net QALY loss).
Conclusion
We have shown that offering hip arthroscopy to patients with FAI syndrome leads to better clinical
outcomes at 12 months than best conservative care. However, this improvement comes at a cost.
Our study does not demonstrate cost-effectiveness of hip arthroscopy compared with conservative
care within the first 12 months, and further follow-up is required (5 and 10 years are planned) to
establish clinical effectiveness and cost-effectiveness in the longer term. Future work should include
characterisation of those patients who gain most from surgery compared to best conservative care.
A qualitative recruitment intervention was able to maximise recruitment of eligible participants by
improving research nurse and clinicians communication with patients.
Trial registration
This trial is registered as ISRCTN64081839.
Funding
This project was funded by the National Institute for Health Research (NIHR) Health Technology
Assessment programme and will be published in full in Health Technology Assessment; Vol. 26, No. 16.
See the NIHR Journals Library website for further project information.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
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Chapter 1 Introduction
F
urther reading on this trial is available in the trial protocol by Griffin et al.,1 trial feasibility reports
by Griffin et al.2,3 and Wall,4 trial non-operative intervention report by Wall et al.5 and trial results
article by Griffin et al.6
Background
Until recently, there was little understanding of the causes of hip pain in young adults. A proportion of
young adults with hip pain have established osteoarthritis, inflammatory arthritis, avascular necrosis,
fractures or childhood hip disease, but the majority have no specific diagnosis. Over the last decade,
there has been increasing recognition of femoroacetabular impingement (FAI) syndrome, which seems
to account for a large proportion of the previously undiagnosed cases of hip pain in young adults.7,8
Subtle deformities in the shape of the hip (ball and socket joint) combine to cause impingement between
the femoral head (ball) or neck and the anterior rim of the acetabulum (socket), most often in flexion
and internal rotation.7,9 Excess contact force leads to damage to the acetabular labrum (fibrocartilage
rim of the socket) and the adjacent acetabular cartilage surface.7 FAI seems to be associated with
progressive articular degeneration of the acetabulum and may account for a significant proportion of
so-called idiopathic osteoarthritis, although this remains unproven.9 The shape abnormalities of the hip
joint are typically divided into the following three categories:9
1. cam-type impingement (in which the femoral head is oval rather than round, or there is prominent
bone on the femoral neck)
2. pincer-type impingement (in which the rim of the acetabulum is too prominent in one or more areas
of its circumference)
3. mixed-type hip impingement (which is a combination of cam and pincer types).
Surgery can be performed to improve bone shapes to prevent impingement between the femoral
neck and rim of the acetabulum. In the case of cam-type FAI syndrome, this usually involves the
removal of bone at the femoral head–neck junction. In the case of pincer-type FAI syndrome, it
may involve the removal of bone at the rim of the acetabulum. At the same time as bony shape
improvement, any soft tissue damage to the cartilage or labrum as a result of the FAI syndrome is
debrided, repaired or reconstructed. Surgery can be undertaken using either keyhole (arthroscopic)
surgery or more traditional open surgery to access the hip joint and correct the hip shape abnormalities
associated with FAI syndrome.
Surgery for FAI syndrome has evolved more quickly than our understanding of the epidemiology or
natural history of the condition, and is becoming an established treatment.10–12 The risks of complications
from open surgery are greater than those for arthroscopic surgery, and current evidence suggests that
the outcomes of arthroscopic treatment for the symptoms of FAI syndrome are comparable to open
surgery.13,14 Consequently, hip arthroscopy for FAI syndrome is a rapidly growing new cost pressure for
health providers.15 However, a Cochrane review highlighted the absence of randomised controlled trials
(RCTs) comparing FAI surgery with conservative care, such as physiotherapist-led exercise.16
Multicentre RCTs are acknowledged to be the best design for evaluating the effectiveness of healthcare interventions, as they provide robust evidence.17,18 However, there are often major challenges in
performing RCTs of surgical technologies19 and there were concerns that a RCT of hip arthroscopy
in FAI syndrome might not be feasible.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
1
INTRODUCTION
Summary of a feasibility and pilot trial
A feasibility and pilot study commissioned by the Health Technology Assessment programme (reference
10/41/02) was completed.2,3 It comprised (1) a pre-pilot phase, including patient and clinician surveys
and interviews, and a systematic review of non-operative care; (2) a workload survey of hip arthroscopy
for FAI; (3) development of best conventional care and arthroscopic surgery protocols; (4) a pilot RCT to
measure recruitment rate; and (5) an integrated programme of qualitative research to understand and
optimise recruitment.2,3
The feasibility study followed the commissioning brief and specifically addressed the following
parameters to inform the design of the proposed full-scale RCT.
Define eligibility criteria
The eligibility criteria were initially designed in collaboration with the Multicenter Arthroscopy of the
Hip Outcomes Research Network (MAHORN), which is an academic group of highly experienced hip
arthroscopists within the International Society for Hip Arthroscopy (Moffat, UK) (URL: www.isha.net).
These criteria were then discussed with a further sample of 14 UK specialist hip surgeons with
experience of treating patients with FAI syndrome. In individual interviews, a variety of clinical
scenarios were presented and the surgeons were asked to describe decision-making for treatment.
Minor modifications were made to the eligibility criteria. These criteria were then tested during the
recruitment of real patients during the pilot RCT and were found to be easy to apply, with little
disagreement among clinicians.
Define a protocol for hip arthroscopy for FAI syndrome
A draft protocol for arthroscopic treatment of FAI was developed in a consensus conference with
MAHORN members. This draft was circulated among the sample of 14 UK hip surgeons for feedback.
After editing, it was recirculated and approved by all. The protocol was then tested in 21 participants
randomised to surgery in the pilot trial. We also developed a method to measure fidelity by intraoperative
photographs and postoperative magnetic resonance imaging (MRI), which was assessed by a panel of
independent international experts. We showed that this approach was acceptable to surgeons and
demonstrated complete adherence to protocol in six of seven operations at the first panel conference.
Define a protocol for best conservative care (comparator)
We performed a systematic review of non-operative care for FAI.20 This revealed little evidence of a
standard for best conservative care, even though many NHS commissioners describe the failure of
conservative care as a prerequisite for surgery.21 There was some evidence that physiotherapy-led
non-operative care is most frequently used.20 This is complemented by established theory and evidence
supporting treatment effects for physiotherapy in other painful musculoskeletal conditions, including
osteoarthritis and back pain.22,23
We used a combination of consensus methods (e.g. Delphi and nominal group techniques) among
physiotherapists to agree a protocol for ‘best conservative care’.5 We advertised to relevant networks
of the Chartered Society of Physiotherapy (CSP) (London, UK) through their interactive communication
system (interactiveCSP) and in the Frontline magazine24 (a twice-monthly magazine posted to 52,000
CSP members in the UK). These advertisements invited physiotherapists to help develop a consensus
for a best conservative care treatment protocol for FAI syndrome. Electronic invitations were also sent
to physiotherapists in the USA and Australia who were known to us through previous collaborative
work on FAI syndrome. To encourage a process of ‘snowball sampling’ within the international
community, these therapists were encouraged to invite colleagues with experience and interest in
managing FAI syndrome to join in the consensus process.
We developed a physiotherapy-led four-component protocol to be delivered over 12 weeks, with a
minimum of six one-to-one treatment sessions.5 The protocol included (1) a detailed patient assessment;
2
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(2) education and advice about FAI syndrome; (3) help with pain relief, including hip joint steroid injections
if required; and (4) an exercise programme that has the key features of individualisation, supervision
and progression. We used a patient focus group to choose the most acceptable name for this protocol
of best conservative care. The group made it clear that we should express that this was a coherent and
valid alternative to surgery and different from the physiotherapy likely to have been received already,
and recommended the name personalised hip therapy (PHT).
In the development of PHT, we struck a balance between the need for a meaningful comparator for hip
arthroscopy, the need to ensure that PHT is different from previous physiotherapy that FAI syndrome
patients’ may have experienced and the need for PHT to be deliverable in the NHS outside a trial. UK
physiotherapists and patients felt that PHT was ‘best’ in that not all patients currently receive such a
comprehensive package, but ‘conventional’ in that all its elements are widely used and the package is
deliverable within usual constraints in the NHS. We tested the protocol and a logbook approach to
assessing fidelity in 21 participants randomised to PHT in the pilot trial. The protocol was acceptable
to patients and physiotherapists, and we demonstrated complete adherence in seven of the first
eight participants.
Define willingness of centres and patients to be recruited to a randomised controlled trial
We performed a survey of all orthopaedic surgery departments in NHS hospital trusts in the UK.
Clinical directors of those departments reported that 120 consultant surgeons were treating FAI
syndrome. We contacted all 120 surgeons who reported having performed 2399 operations for FAI
in 2011/12. A total of 1908 operations were performed by hip arthroscopy and 491 operations were
open surgery.3 Thirty-four hospital trusts had a workload of 20 or more hip arthroscopies for FAI
syndrome in 1 year. We interviewed 18 of the highest-volume surgeons to explore their views about
a trial comparing hip arthroscopy with best conservative care in patients with FAI syndrome. One
surgeon felt that he could not participate in a trial because he was certain that surgery worked, five
surgeons had a bias towards surgery but recognised the need for a trial and were prepared to
randomise patients, and 12 surgeons expressed equipoise and were keen to take part in a trial.
We purposively sampled 18 patients who had been treated for FAI syndrome. Fourteen of these patients
had received arthroscopic surgery and five had received physical therapy and steroid injections (one
patient had both). These patients had a semistructured interview with a qualitative researcher who had
not been involved in their care to explore their experiences of diagnosis and treatment, and their views
on the proposed trial. The majority of the patients were young and physically active. Symptoms of FAI
syndrome had affected their work, recreation and day-to-day activities, and many reported a great
sense of relief when a diagnosis was made. Patients said that both surgical and conservative care would
be acceptable. The majority of patients saw surgery as the solution for a condition that they perceived
as mainly caused by abnormal bone shapes. On the other hand, non-operative care was perceived
as attractive if it might be successful and could avoid the risks of surgery. Some patients commented
that they had not been offered a non-operative option and saw this as a positive addition to available
treatments. Patients were enthusiastic about research in this field, and about being involved, but had
reservations about some of the language involved, for instance ‘trial’, ‘random’ and ‘50 : 50 chance’
implied a lack of personalised care. All of these patients said that they would have been prepared to
take part in a RCT as long as the treatment options and uncertainty around them had been fully explained,
the treatment they received had been personalised for them and they were assured that their care would
be continued whatever happened in the research.
Our findings in these in-depth interviews were broadly consistent with Palmer et al.’s25 questionnaire
survey of 30 surgeons who performed FAI surgery and 31 patients with a diagnosis of FAI syndrome.
In Palmer et al.’s25 study, 71% of surgeons and 90% of patients felt that a trial of this question
was appropriate.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
3
INTRODUCTION
We concluded that surgeons in most centres in the UK that perform hip arthroscopy for FAI syndrome,
and their patients, would be willing to be included in a RCT.
Understand and optimise recruitment
An important objective of the pilot trial was to explore likely issues in recruitment and to develop
optimum procedures for the full trial.
We interviewed all principal investigators (PIs) and research associates (RAs) during the pilot trial
to ensure that the study was being described and recruitment procedures were being followed in
accordance with the study protocol, and to identify when they were not. We developed training
packages to correct common problems. We identified structural features associated with successful
recruitment, such as running targeted clinics, having a dedicated RA in attendance and ensuring that
referred patients arrived with expectations of receiving treatment for FAI syndrome, rather than being
told they had been referred for surgery. This learning was shared across all sites.
We recorded and analysed 87 diagnostic and recruitment consultations with 60 new patients during
the pilot trial. We identified where improvements could be made in presenting trial information and in
engaging patients to consider participation, guided by our previous work.26,27 The analysis was targeted
at the recruitment levels at specific sites, with individual confidential feedback for recruiters on good
practice and areas for improvement, and with anonymised findings being fed back to all sites.
Common difficulties with recruitment that were identified included poorly balanced presentations of
treatment options (where surgery was presented at greater length and more favourably than PHT),
graphic descriptions of surgery that may have put patients off that option or discouraged participation,
presenting trial information in an order that was confusing for patients and surgeons going beyond
their protocol brief to explain the trial, rather than referring patients to the trial recruiter for this
information. Analysis of the consultations led to the development of a six-step model for the
presentation of trial information to optimise recruitment.3,28
Estimate recruitment rate
Ten clinical centres participated in the pilot trial and nine opened to recruitment within 6 months.
At one site, local research and development (R&D) approval was delayed until just before the end of
the pilot and so no one was recruited.
Of the 144 potentially eligible patients with hip problems identified at the pre-clinic screening of
referral letters, 60 met the inclusion criteria after assessment and were approached for randomisation.
The most frequent reasons for exclusion were a diagnosis other than FAI (53/84) and a judgement that
the patient would not benefit from arthroscopic surgery (21/84). Forty-two patients (70% of those
eligible) consented to take part in the pilot RCT. Among those who declined (n = 18), the most common
reasons were a preference for surgery (n = 11) and a preference not to have surgery (n = 3). The mean
duration and recruitment rate across all sites was 4.5 months and one patient per centre per month,
respectively. The lead site recruited for the longest period (9.3 months) and recruited the largest
number of patients (2.1 patients per month).
Selection of appropriate outcome measures
A variety of outcome measures have been used to study patients with FAI syndrome. Some, such as
the Western Ontario and McMaster Universities Arthritis Index (WOMAC®) and the Harris Hip Score,
were intended for older patients with symptoms of severe arthritis and are most suitable to measure
the effect of hip replacement surgery.29,30 These measures tend to exhibit ceiling effects and are not
sensitive to change after treatment in patients with FAI syndrome.30,31
The Non-Arthritic Hip Score is a self-administered instrument to measure hip-related pain and function
in younger patients without arthritis. The score is valid compared with other measures of hip
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performance, is internally consistent and is reproducible.32 However, it is not patient derived, raising
concern that it may not measure what is most important to patients.
The International Hip Outcome Tool-33 (iHOT-33) is a patient-derived hip-specific patient-reported
instrument that measures health-related quality of life in young, active patients with hip disorders.
It was developed by a large international collaboration of patients and clinicians led by MAHORN over
5 years. It comprises 33 items, each measured on a visual analogue scale (VAS), to assess functional
limitations, sports activities, and job-related and emotional concerns. Importantly, these items were
generated and refined by patients, reflecting their most important concerns. The instrument generates
a single score in the range of 0 to 100. People with no hip complaints usually score ≥ 95. A diverse
international population of younger adults with a variety of hip pathologies had a mean score of 66, with a
standard deviation (SD) of 19.3 (Damian R Griffin, University of Warwick, 2021, personal communication).
The iHOT-33 has been validated for use in patients with FAI syndrome and is sensitive to change after
treatment. The minimum clinically important difference (MCID) has been determined using an anchor
and distribution-based approach in a group of 27 young active patients who were independent of the
development population. Clinical change was determined using a global rating scale that asked patients
whether their hip condition had improved, had deteriorated or had not changed since the previous
assessment, using a single VAS. The MCID was 6.1 points.33,34
The iHOT-33 and EQ-5D-5L have been adopted as the principal outcome measures by the UK
Non-Arthroplasty Hip Registry. This registry is led by the British Hip Society (London, UK) and its use
in all patients having arthroscopic FAI surgery is required by the National Institute for Health and Care
Excellence (NICE).15
In our pilot study, we tested the Non-Arthritic Hip Score and iHOT-33 as potential primary outcome
measures, and found both to be easy to use and acceptable to patients. The extensive patient involvement
in item generation, the availability of an independently determined MCID and the use of iHOT-33 as the
principal outcome measure for the UK Non-Arthroplasty Hip Registry led us to choose iHOT-33 as the
most appropriate primary outcome measure for a full trial.
Develop and test trial procedures
Protocols, eligibility criteria, patient information material and case report forms (CRFs) were designed
for the pilot RCT and were available for the full trial. We interviewed 18 patients who had been treated
for FAI syndrome to develop patient information sheets. These patient information sheets were scrutinised
by a panel of expert patients with FAI syndrome who helped to improve the content and presentation
so that they addressed patients’ key concerns and information needs, and provided explanations with
appropriate language and detail. Twenty-eight clinicians, including surgeons, physicians and physiotherapists,
also contributed to developing these procedures and documents.
Research Ethics Committee and national R&D approvals were granted for the pilot trial promptly and
without any significant concerns. The majority of the recruitment sites were then able to complete
local approval within 1 month of our site initiation visits. Typical causes for a delay to approval were
identified within the first few sites, allowing these to be addressed in subsequent sites at a much
earlier stage. This may help considerably to ensure that further sites in a full trial can obtain local R&D
approval more quickly.
Conclusion of the feasibility study and pilot trial
We showed that a robust RCT of hip arthroscopy compared with best conservative care for patients
with FAI syndrome was feasible, that patients and clinicians were willing to participate, that we were
able to obtain ethics and R&D approval at multiple sites, and that the trial procedures we developed
worked well. The pilot trial recruited successfully (70% recruitment rate) to the protocol that will
be used for the full trial and these patients were, therefore, included in the full trial analysis.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
5
INTRODUCTION
Relevance of project
Young adults with hip pain are now often aware of the diagnosis of FAI syndrome. There are many
descriptions in scientific literature, popular press and on the internet, but there is an overwhelming
focus on the benefits of surgery, with little regard to other treatments.7,20 With limited evidence of
effectiveness and a significant increase in the cost of arthroscopic surgery (with an NHS tariff for hip
arthroscopy of £5200), a number of NHS care commissioners have begun to limit the funding for this
procedure. In some areas, hip arthroscopy is not commissioned at all and in others, only patients
who have failed to respond to non-operative treatments are allowed access to arthroscopic surgery.21
Provision of non-operative alternatives to surgery for FAI syndrome is inconsistent, and the evidence
and guidance for this conservative care is weak.20 PHT is a credible physiotherapy-led ‘best conventional
care’ protocol for FAI syndrome, developed for the pilot trial through clinical consensus informed by
existing literature.5 This trial will establish the best treatment for patients with FAI syndrome, taking into
account clinical effectiveness, costs and risks. This will allow clinicians within the NHS to offer treatment
for FAI syndrome that is in patients’ best interests. Establishing the comparative cost-effectiveness of
arthroscopy and PHT will help NHS commissioners to make funding decisions based on robust evidence
and to avoid the current situation of unjustified variation in provision.
Null hypothesis
Our null hypothesis was that there is no difference in the iHOT-33 questionnaire score 12 months
following randomisation between adults diagnosed with FAI syndrome treated with arthroscopic hip
surgery and adults diagnosed with FAI syndrome treated with best conservative care.
Objectives
The primary objective was to measure the clinical effectiveness of hip arthroscopy compared with best
conservative care for patients with FAI syndrome, assessed by patient-reported hip-specific quality of
life after 1 year.
The secondary objectives were to:
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compare differences in general health status and in health-related quality of life after 12 months
between treatment groups
compare, in a longitudinal analysis, the pattern of clinical change over 36 months
compare patient satisfaction with treatment and outcome after 1 year
compare the number and severity of adverse events (AEs) after treatment
compare the need for further procedures up to 3 years after initial treatment
compare the cost-effectiveness of hip arthroscopy for FAI with best conservative care, within the
trial and for a patient’s lifetime
develop and report processes to optimise recruitment in a RCT or surgery compared with
non-operative care
measure the fidelity of delivery of interventions.
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Chapter 2 Methods
T
his trial was conducted in accordance with the Medical Research Council’s Good Clinical Practice
principles and guidelines, the Declaration of Helsinki,35 Warwick Clinical Trials Unit (WCTU)
(Coventry, UK) standard operating procedures (SOPs), relevant UK legislation and the trial protocol.
Ethics approval was granted on 1 May 2014 (reference 14/WM/0124) by the Edgbaston Research
Ethics Committee (current approved protocol version 4.0, 18 August 2017). The trial was registered
as ISRCTN64081839. This project was funded by the National Institute for Health Research Health
Technology Assessment programme (feasibility and pilot trial grant number 10/41/02, full trial grant
number 13/103/02).
Trial design
We conducted a multicentre, pragmatic, assessor-blinded parallel-arm 1 : 1 RCT of hip arthroscopy
compared with conservative care for FAI syndrome, assessing patient pain, function, general health,
quality of life, satisfaction and cost-effectiveness. There was an integrated qualitative recruitment
intervention (QRI) that included interviews with recruiters and patients, and observations of
recruitment appointments, to ensure that patients had the opportunity to fully consider participation
in the trial.28
We hypothesised that arthroscopic surgery is superior to conservative care at 12 months for
self-reported hip pain and function for patients with FAI syndrome. The trial was conducted on
consenting patients treated in the NHS. Hospitals participating in the FASHIoN trial had an organised
hip arthroscopy service that treated at least 20 patients with arthroscopic surgery for FAI syndrome
per year.
Participants
We recruited a cohort of typical patients with FAI syndrome deemed suitable for arthroscopic surgery.
This cohort included patients who may have already received a course of physiotherapy.
Inclusion criteria
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Age ≥ 16 years (with no upper age limit).
Symptoms of hip pain (including clicking, catching or giving way).
Radiographic evidence of pincer- and/or cam-type FAI morphology on plain radiographs and
cross-sectional imaging, defined as:
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cam morphology – an alpha angle > 55°36
pincer morphology – a lateral centre-edge angle of > 40° or a crossover sign on the
anteroposterior radiograph of the pelvis.37
The treating surgeon believes the patient would benefit from arthroscopic FAI surgery.
The patient is able to give written informed consent and to participate fully in the interventions and
follow-up procedures.
Exclusion criteria
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Evidence of pre-existing osteoarthritis, defined as Tönnis grade > 138 or a > 2-mm loss of superior
joint space width on an anteroposterior pelvic radiograph.39
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
7
METHODS
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Previous significant hip pathology, such as Perthes’ disease, slipped upper femoral epiphysis or
avascular necrosis.
Previous hip injury, such as acetabular fracture, hip dislocation or femoral neck fracture.
Previous shape-changing surgery (open or arthroscopic) in the hip being considered for treatment.
Screening and recruitment
Participants were recruited from among the patients presenting to young adult hip clinics in each of
the centres. Patients who complained of hip pain and who did not already have a diagnosis of hip
osteoarthritis were identified as potential participants by screening referral letters to collaborating
surgeons. Research nurses/associates kept accurate screening logs to identify whether or not these
potential participants met the eligibility criteria. Prior to their appointment, these patients were
approached to seek consent for recording of their clinic consultations.
Surgeons assessed patients as usual, taking a history, examining the patient and performing appropriate
imaging investigations. Patients in whom a diagnosis of FAI syndrome was made and who met the
eligibility criteria received a description of the condition from their surgeon and an explanation that
there were two possible treatments: (1) an operation or (2) a package of PHT. Patients were given
patient information about FAI syndrome and the trial. Patients were then invited to a trial information
consultation to discuss what action they would like to take.
Patients attended a trial information consultation with a trained clinical researcher. Information was
again provided about FAI, FAI’s possible treatments and the trial. Patients were given an opportunity
to ask questions. Patients were then invited to give their consent to become participants in the trial.
Patients who wanted to take more time to consider were given an opportunity to do so. Patients who
agreed to take part completed baseline questionnaires at this consultation.
Consent
Written informed consent was obtained by a researcher delegated and trained by the research team.
In general, patients had at least 1 month from initial consultation to the day of surgery or start of PHT
so that there was sufficient time for patients to consider taking part in the trial.
Qualitative research intervention
To optimise recruitment and informed consent, trained qualitative researchers listened to recordings
of the surgeons’ and RA/nurses’ trial information consultations to identify communication patterns that
facilitated or hindered patient recruitment.28 In-depth interviews with the recruiters were undertaken
to identify clear obstacles and hidden challenges to recruitment, including the influence of patient
preferences and equipoise.40 Research teams were interviewed to identify clinician equipoise, patient
pathways from eligibility to consent and staff training needs at each participating site.28 Findings were
fed back to the chief investigator and Trial Management Group (TMG) so that practice could be reviewed
and any necessary changes (including additional training) implemented. The number of eligible patients
and the percentages of these patients who were approached and consented to randomisation were
monitored at each site.
This research was linked to the Quintet programme of research within the Medical Research Council
ConDuCT-II (Collaboration and innovation in Difficult and Complex randomised controlled Trials II)
Trial Methodology Hub (Bristol, UK).
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Randomisation
Participants were randomised, in a 1 : 1 ratio, to arthroscopic surgery or PHT using a computergenerated sequence. Allocation was made by the research nurse/associate via a centralised telephone
randomisation service provided remotely by WCTU. Allocation concealment was ensured, as the
randomisation programme did not release the randomisation code until the patient had been recruited
into the trial. Research nurses/associates who recruited participants ensured that they were referred
for the allocated intervention.
Sequence generation
To improve the baseline balance between intervention group samples, a minimisation (adaptive
stratified sampling) algorithm was implemented using study site and impingement type (i.e. cam,
pincer or mixed) as factors.
Blinding
The patients could not be blind to their treatment. The treating surgeons were not blind to the
treatment, but took no part in outcome assessment for the trial. The functional outcome data were
collected and entered onto the trial central database via postal questionnaire by a research assistant
who was blind to the treatment allocation. The statistical analysis was also performed blind.
Post randomisation withdrawals
Participants could withdraw from the trial treatment and/or the whole trial at any time without
prejudice. If a participant decided to change from the treatment to which they were allocated, they
were followed up and data collected as per the protocol until the end of the trial. However, every
effort was made to minimise crossovers from both intervention arms. It was made clear to study
participants and clinicians that it was important for the integrity of the trial that everyone followed
their allocated treatment. For those participants who decided to move to the other intervention arm,
the numbers, direction and reasons for moving were recorded and reported in line with CONSORT
(Consolidated Standards of Reporting Trials) guidance. The QRI investigated how and why participants
made their decision. The QRI team provided training for physiotherapists and surgeons so that they
were equipped to answer patients’ questions about the trial during treatment. During the pilot trial,
we found that this reduced the risk of participants losing confidence in the trial and breaching protocol.
Interventions
The two interventions commenced as soon as possible after randomisation. We recorded the dates of
randomisation and the start of allocated treatment. As this was a pragmatic trial, participants were not
prohibited from undergoing any additional/concomitant care.
Arthroscopic surgery
An operative protocol was established during and implemented in the pilot trial. The agreed protocol was
typical of the surgical techniques used by the majority of surgeons around the world, and representative
of those used in the UK. The surgeons delivering the intervention were all NHS consultants.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
9
METHODS
Preoperative protocol
Patients underwent routine preoperative care, which included an assessment of their general health
and suitability for a general anaesthetic.
Perioperative protocol
Arthroscopic hip surgery was performed under general anaesthesia with the patient in a lateral or
supine position. Arthroscopic portals were established in the central and peripheral compartment
under radiographic guidance and in accordance with the surgeon’s usual practice. Shape abnormalities
and consequent labral and cartilage pathology was treated. Bony resections at the acetabular rim and
the head–neck junction were assessed by intraoperative image intensifier radiograph and/or satisfactory
impingement free range of movement of the hip.
Postoperative protocol
Patients were allowed home when they could walk safely with crutches (usually within 24 hours).
On discharge, all patients were referred to outpatient physiotherapy services for a course of rehabilitation,
as per usual care for that surgeon. We did not specify a protocol for this postoperative physiotherapy,
but recorded it using a treatment log. Postoperative physiotherapists were distinct from those providing
PHT to avoid contamination between groups. Patients also had a postoperative MRI, which included a
proton density volume acquisition sequence (for MRI protocol see Appendix 1).
Fidelity assessment
To ensure the fidelity of the surgery and to identify participants for a secondary analysis, a panel of
international experts reviewed operation notes, intraoperative images and postoperative MRI scan to
assess whether or not adequate surgery was undertaken (see Appendix 2). This panel included Mark
Philippon (USA; then chairperson of the Research Committee of the International Society for Hip
Arthroscopy), Martin Beck (Switzerland; one of the investigators credited with developing the early
understanding of FAI), John O’Donnell (Australia; past president of the International Society of Hip
Arthroscopy) and Professor Charles Hutchinson (UK; an expert in musculoskeletal radiology). The
fidelity assessment process was tested in the pilot trial. The panel rated each surgical case as
satisfactory, borderline satisfactory and unsatisfactory (see Appendix 1).
Personalised hip therapy
Personalised hip therapy was a package of physiotherapy-led best conservative care for FAI syndrome.5
It was developed during the feasibility study and ‘road-tested’ during the pilot trial.3 Although the name
for this intervention was new, the care being offered represented a consensus of what physiotherapists,
physicians and surgeons in the NHS provided and regard as ‘best conventional care’. PHT was delivered by
at least one qualified physiotherapist at each site. To prevent contamination of the treatment groups, the
physiotherapists who delivered PHT were distinct from those who delivered postoperative physiotherapy.
Training physiotherapists
Personalised hip therapy physiotherapists were trained in a FASHIoN PHT workshop and supported by
the physiotherapy lead and research facilitator (NF and JS).
We developed and tested the 1-day workshop during our pilot trial. Following the initial PHT workshops
during the feasibility study, the remaining workshops were delivered through the recruitment period
from November 2014 to March 2016. The workshops included lectures, presentations, discussion of real
cases and working through PHT progressions. A PHT manual and exercise sheets (for patients) were
provided to all the PHT physiotherapists (see Appendix 1). Ongoing training and support was provided
by the physiotherapy research facilitator and this included an initial site visit and monitoring visits. The
purpose of the initial visit was to ensure that the treating physiotherapist fully understood the detail of
PHT. The first visit was scheduled to occur after the first patients were randomised to PHT and before
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they had started treatment. Monitoring visits provided opportunities for further training and to conduct
a source verification audit (see Fidelity assessment). Although PHT offered a framework to deliver best
conservative care, the treatment was not a fully standardised regime. Physiotherapists were trained and
encouraged to tailor their treatment to each patient, focusing on deficiencies identified in their assessment
and based on the patients’ progression.
Pre treatment
Participants received a PHT information pack (see Appendix 1) that described what to expect during
the course of their treatment. The first core component of PHT was an assessment of pain, function
and range of hip motion.
Treatment
Personalised hip therapy had three further core components: (1) an exercise programme that had the
key features of individualisation, progression and supervision; (2) education; and (3) help with pain
relief (which may have included one X-ray or ultrasound-guided intra-articular steroid injection if pain
prevented performance of the exercise programme). The intervention was delivered over a minimum of
12 weeks, with a minimum of six patient contacts. Some of the patient contacts were permissible using
either telephone/e-mail for whom geographical distance prevented all contacts being carried out face to
face. The number and frequency of the treatment sessions was at the discretion of the physiotherapist
and was informed by the patients’ deficiencies and progression.
Post treatment
Typically, PHT was delivered over a minimum of 12 weeks. However, in situations in which the patient
needed additional review, support or guidance, further sessions with the physiotherapists were
permitted up to a maximum of 10 sessions over 6 months.
Fidelity assessment
To assess the accuracy of the PHT CRFs a source verification audit was undertaken to compare the
physiotherapists’ hospital notes and the PHT CRF. Source verification was undertaken at each site and
with 10% of cases sampled. The CRFs were graded as either a satisfactory or unsatisfactory reflection
of the hospital notes. The source verification was undertaken by the physiotherapy research facilitator
(JS). The findings of the source verification audit were fed back to the fidelity assessment panel.
The PHT CRFs were assessed to determine the fidelity of each intervention and to identify participants
for a secondary analysis. This assessment was completed by the panel that developed the protocol
for PHT, including Nadine Foster (Senior Academic Research Physiotherapist), Ivor Hughes and
David Robinson (UK; Extended Scope Musculoskeletal Physiotherapists) and Peter DH Wall (Academic
Orthopaedic Surgeon).
Treatment was rated as satisfactory, borderline or unsatisfactory. The panel assessed whether or not
a sufficient number of treatments had occurred (at least six sessions in 12 weeks, but fewer than
10 sessions in 6 months), whether or not the treatment included all four core components of PHT and
whether or not the exercise programme was individualised, supervised and progressive.
Treatment crossover
Crossover of participants between interventions can be problematic in trials of this nature. To minimise
this, care was taken prior to enrolment in the trial to ensure that potential participants:
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were willing to receive either intervention
understood that both treatments were thought to provide benefit
were willing to remain with their allocation for 12 months
understood that both interventions may take 6 months to improve symptoms.39,41
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
11
METHODS
In instances where patients were not satisfied with how their treatment was progressing prior to
reaching the primary outcome, they were able to have a further consultation with their treating
surgeon where they were treated in their best interests.
Outcomes
Baseline data were collected from participants once consent was obtained and prior to randomisation.
Follow-up questionnaires were administered centrally by a data clerk via post. If participants failed to
respond, they were contacted via telephone, e-mail or via their next of kin, where necessary.
Primary outcome
The primary outcome was hip pain, function and hip-related quality of life measured using the iHOT-33
at 12 months following randomisation. The iHOT-33 is a validated hip-specific patient-reported outcome
tool that measures health-related quality of life in young, active patients with hip disorders.31 The iHOT-33
consists of the following domains: symptoms and functional limitations, sports and recreational activities,
job-related concerns and social, emotional and lifestyle concerns.
We chose it following our feasibility and pilot study, as it is more sensitive to change than other hip
outcome tools, it does not show evidence of floor or ceiling effects in patients undergoing hip arthroscopy
and patients were involved extensively in item generation and, therefore, we can be confident that it
measures what is most important to patients. The iHOT-33 has an independently determined MCID.
The iHOT-33 is also used as the principal outcome measure for the UK Non-Arthroplasty Hip Registry,
which is mandated for arthroscopic FAI surgery by NICE.15,31
Secondary outcome measures
Health-related quality of life: EuroQol-5 Dimensions, five-level version
The EQ-5D-5L is a validated measure of health-related quality of life, consisting of a five-dimension
health status classification system and a separate VAS. EQ-5D-5L is applicable to a wide range of
health conditions and treatments, and provides a simple descriptive profile and a single index value
for health status.42 Responses were converted into health utility scores using established algorithms.43
General health: Short Form questionnaire-12 items
The Short Form questionnaire-12 items (SF-12) is a validated and widely-used health-related qualityof-life measure that is used for hip conditions and treatments.44 SF-12 is able to produce the physical
and mental component scales originally developed from the Short Form questionnaire-36 items with
considerable accuracy, but with far less respondent burden.45 Responses were converted into health
utility scores using established algorithms.46
Patient satisfaction
Patient satisfaction was measured using questions that our team (NF) had used in previous trials with
musculoskeletal pain patients.47 We measured two distinct dimensions of satisfaction in all participants
during follow-up: (1) ‘overall, how satisfied are you with the treatment you received?’ and (2) ‘overall,
how satisfied are you with the results of your treatment?’ Responses were on a five-point Likert scale.
Qualitative assessment of outcome
We conducted in-depth one-to-one interviews with a purposively selected sample of 25–30 participants
in each of the trial groups. These samples included older and younger, male and female, more and less
active, and more and less satisfied participants recruited at different trial sites. The qualitative interviews
supplement the quantitative outcomes. Interviews explored experiences of the trial processes, the
treatments and the consequences of treatment to participants’ lives, health and well-being.
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Adverse events
We recorded the number and type of AEs up to 12 months. Any AEs were reported on the appropriate
CRF and returned to WCTU. Any serious adverse events (SAEs) were faxed to WCTU, within 24 hours
of the local investigator becoming aware, where the chief investigator determined causality and
expectedness. SAEs deemed unexpected and related to the trial were reported to the Research Ethics
Committee within 15 days.
Resource utilisation
Information on health-care resource use was collected by incorporating questions within the patient
follow-up questionnaires. We confirmed the feasibility and acceptability of this approach in our pilot
trial. In addition, patient self-reported information on service use has been shown to be accurate in
terms of the intensity of use of different services.48
Need for further procedures
We recorded any further treatments performed in both groups, such as hip arthroscopy, open hip
preservation surgery, hip replacement or additional ‘out-of-trial’ physiotherapy. We ascertained the
need for further procedures by questionnaire at 2 and 3 years. In addition, we also propose a 5- and
10-year no-cost ascertainment of hip replacement by linkage to the UK National Joint Registry and
Hospital Episode Statistic databases.
Follow-up
The follow-up schedule is outlined in Table 1. The primary outcome was collected 12 months
following randomisation.
Adverse event management
Adverse events are defined as any untoward medical occurrence in a clinical trial patient that do not
necessarily have a causal relationship with the treatment. All AEs were listed on the appropriate CRF
and returned to the FASHIoN trial central office.
TABLE 1 Data collection time points
Time point
Data collection
Baseline
Demographics, physical activity (UCLA Activity Scale),49 iHOT-33, SF-12, EQ-5D-5L, preoperative
imaging and economics questionnaire
Intervention
Operation notes and photographs or PHT log, complications records 6 weeks post start of
intervention and postoperative MRI (surgery intervention only)
6 months
iHOT-33, SF-12, EQ-5D-5L, resource utilisation and AEs
12 months
(primary outcome)
iHOT-33, SF-12, EQ-5D-5L, patient satisfaction, resource utilisation and AEs
2 years
iHOT-33, EQ-5D-5L and further procedures questionnaire
3 years
iHOT-33, EQ-5D-5L and further procedures questionnaire
5 and 10 years
Linkage to the National Joint Registry and Hospital Episode Statistics to identify need for
hip replacement
UCLA, University of California, Los Angeles.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
13
METHODS
Serious adverse events are defined as any untoward and unexpected medical occurrences that:
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result in death
are life-threatening
require hospitalisation or prolongation of existing inpatients’ hospitalisation
result in persistent or significant disability or incapacity
are a congenital anomaly or birth defect
are important medical conditions that, although not included in the above, may require medical or
surgical intervention to prevent any of the outcomes listed above.
All SAEs were entered onto the reporting form and faxed to WCTU within 24 hours of the investigator
becoming aware of them. Once received, causality and expectedness was confirmed by the chief
investigator. The Research Ethics Committee were notified, within 15 days, of SAEs that were deemed
to be unexpected and related to the trial. All such events were reported to the Trial Steering
Committee (TSC) and Data Monitoring Committee (DMC) at their next meeting.
Serious adverse events that were expected as part of both interventions are listed in Risks and Benefits
below. All participants who experienced SAEs were followed up as per protocol until the end of the
study period.
Risks and benefits
Both interventions were thought to provide benefit in patients with FAI syndrome. The short-term
risks of the study related to the two interventions. These risks are described below and informed the
expected SAEs.
Arthroscopic surgery
Hip arthroscopy requires a general anaesthetic. The risk of complications from hip arthroscopy is about
1–2% and these include the following:
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Infection, which is thought to occur in less than 1 in 1000 patients.
Bleeding, possibly causing bruising or a local haematoma.
Traction-related complications. (To perform hip arthroscopy, traction is required to separate the hip
joint surfaces. Sometimes after the procedure, the pressure from the traction can cause some
numbness in the leg, but the numbness usually resolves within a few hours or days.)
Osteonecrosis. (During surgery, the blood supply to the hip joint could be damaged; however, there
are no reported cases of osteonecrosis following arthroscopic FAI surgery.)
Femoral neck fractures. (This is also a very rare complication and would require a further procedure
to fix the fracture.)
Personalised hip therapy
There are some small risks with pain medications and joint injection. However, the main risk is muscle
soreness and transient increases in pain from the exercises that were undertaken.
Statistical analysis
The primary analysis was the difference, at 12 months, in hip-related quality of life (using the iHOT-33)
between the two treatment groups, blinded, on an intention-to-treat basis and presented as the mean
difference between the trial groups with a 95% confidence interval (CI). The iHOT-33 data were assumed
to be normally distributed after appropriate variance-stabilising transformation.
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The minimisation randomisation procedure should have ensured treatment group balance across
recruiting sites. We had no reason to expect that clustering effects would be important for this study,
but the possibility of such effects was explored as part of the analysis. We planned to account for
clustering by generalising a conventional linear (fixed-effects) regression approach to a mixed-effects
modelling approach where patients are naturally grouped by recruiting sites (random effects) and, if
amenable to analysis, also by physiotherapist and surgeon. This model formally incorporated terms that
allowed for possible heterogeneity in responses for patients due to the recruiting centre, in addition to
the fixed effects of the treatment groups and patient characteristics that may prove to be important
moderators of treatment effect, such as age, sex and FAI type. The analysis was conducted using
specialist mixed-effects modelling functions available in the software packages Stata® release 14 (StataCorp
LP, College Station, TX, USA) and R (The R Foundation for Statistical Computing, Vienna, Austria). All tests
were two sided and were considered to provide evidence for a statistically significant difference if p-values
were < 0.05 (i.e. a 5% significance level).
Secondary analyses was performed using the above strategy for other approximately normally
distributed outcome measures, including iHOT-33 at 6 months, SF-12 (and computed subscales) and
EQ-5D-5L. Differences in dichotomous outcome variables, such as AEs, complications related to the
trial interventions and the need for further procedures, were compared between groups using chi-squared
tests (or Fisher’s exact test) and mixed-effects logistic regression analysis, adjusting for the stratifying
variables, with differences between trial intervention groups quantified as odds ratios (and 95% CIs).
The temporal patterns of AEs were presented graphically and, where appropriate, a time-to-event
analysis (Kaplan–Meier survival analysis) to assess the overall risk and risk within individual classes
of AEs. Ordinal scores for patient satisfaction were compared between intervention groups using
proportional odds logistic regression analysis, assuming that the estimated intervention effect between
any pair of categories is equivalent.
Our inferences were drawn from the intention-to-treat analysis. We performed two exploratory
secondary analyses. One exploratory analysis compared patients who received surgery with those who
received conservative care. A second exploratory analysis compared patients randomised to surgery
and PHT and who received treatment deemed to be of a high fidelity by the respective review panels.
We performed a subgroup analysis by FAI type because it was possible that treatment effect is moderated
by type. We anticipated that adequate steps were taken to prevent crossovers from being a major issue
in this study. Therefore, we expected the main intention-to-treat analysis to provide definitive results.
An independent DMC monitored crossovers and adherence to treatment and advised on appropriate
modifications to the statistical analysis plan as the full progressed.
The feasibility and pilot studies2,3 were designed explicitly to assess feasibility and measure recruitment
rates, and not to estimate treatment effectiveness. Data from the pilot were pooled with data from the
full trial, and analysed together.
Sample size
The development work for iHOT-33 reported a mean iHOT-33 score of 66 (SD 19.3) in a heterogeneous
population with a variety of hip pathologies. The baseline iHOT-33 data from our pilot trial suggests
that the target population of patients being considered for hip arthroscopy for FAI in the UK have lower
scores with less variability than the heterogeneous population, with a mean score of 33 (SD 16).
During our feasibility study, we estimated the likely effect size of hip arthroscopy compared with best
conventional care for FAI to be 0.5. The MCID for iHOT-33 in this population is 6.1 points. Our sample
size calculation is, therefore, based on a SD of 16 and a MCID of 6.1 (i.e. a standardised effect
difference between groups at 12 months of 0.38).
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
15
METHODS
Table 2 shows the expected sample size for scenarios with 80% and 90% power to detect an effect
of this size, at a 5% significance level, assuming an approximately normal distribution of the iHOT-33
score. Table 2 also shows sample sizes for small to moderate (0.32) and moderate (0.47) effect differences,
which are broadly consistent with other pragmatic RCTs measuring clinical effectiveness.
A systematic review of observational studies50 reported effect sizes of hip arthroscopy for FAI of
between 0.67 and 2.95 up to 5 years after surgery, but these are likely to be overestimates of the real
effect we might measure in this trial. These observational studies were uncontrolled studies, and we
anticipate that our best conventional care protocol will provide some benefit.
We have, therefore, adopted a conservative approach, seeking to demonstrate an effect difference
between groups equal to the MCID. We proposed to recruit sufficient patients to be able to analyse
292 patients at the 12-month follow-up. Allowing for 15% loss to follow-up, we aimed to recruit a
sample of 344 participants (i.e. 172 participants in each group). This would provide 90% power to
detect a difference of 6.1 iHOT-33 points, if that is the true difference.
Analysis plan
A full statistical analysis plan was developed and approved by the trial statistician(s) and the chief
investigator. This plan was also reviewed by the DMC once finalised, in line with the SOPs at WCTU.
Software
All routine interim data reports and final statistical analyses were conducted using Stata 14. A bespoke
secure database was created by the programing team at WCTU to enter, store and maintain all trial data
and monitor them for accuracy and integrity. A secure Open Database Connectivity data link was used to
obtain data when necessary, and data export was restricted to only those members of the trial team who
required access for analysis purposes.
Data validation
A FASHIoN data monitoring plan was developed at the outset of the study. The plan covered all
aspects of data collection, including data entry, receipt, storage, checking, security and transfer.
Monitoring of data collection was also conducted by the independent DMC, which received regular
reports on data quality and completeness as part of its ongoing support to the study. Prior to the final
analysis, data were checked for outliers and missing data. Outcome data were validated using defined
score ranges for each measure. Any queries were reported to the trial co-ordinator who liaised with
the relevant recruiting centre, if appropriate. All subsequent changes to the data were recorded in
accordance with the relevant SOP and the FASHIoN data management plan.
TABLE 2 Sample size calculations for variable combinations of power and SD estimates
Power
SD
80%
90%
Standardised effect difference
13.3
144
192
0.47
16.0
218
292
0.38
19.3
316
422
0.32
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Missing data
Data were not available because of withdrawal of patients, lack of completion of individual data items
and loss to follow-up. Reasons for missing data were ascertained and reported as far as possible. Any
patterns of missing data were carefully considered, including, in particular, whether or not data could
be treated as missing completely at random. No formal statistical testing was planned to assess missing
data, but model assumptions were checked and patterns explored. If judged appropriate, missing data
in the primary outcome (iHOT-33) were imputed using an imputation procedure in Stata (from the mi
set of commands). Any imputed data were on an individual item level, as opposed to an overall score
level. Reasons for ineligibility, non-compliance, withdrawal or other protocol violations and deviations
are stated, and any patterns summarised, in Chapter 4.
Interim analyses
There were no pre-planned interim data analysis for the FASHIoN study, and the study sample size and
design were powered only for the final analysis.
Exploratory analysis
A post hoc unplanned exploratory analysis was undertaken to investigate the effect of the timing
of treatment on the primary outcome, an issue that was not identified prior to study design and
conception. The most appropriate approach was to include an additional binary covariate in the model,
which indicated whether treatment was early (< 12 weeks) or late (> 12 weeks) and assess whether
or not the inclusion of this covariate improved the model fit and had an impact on the size and
interpretation of the treatment effect.
Economic evaluation
Overview
A prospective within-trial cost–utility analysis was conducted to estimate the cost-effectiveness
of arthroscopic surgery compared with PHT as treatment options for FAI syndrome. Costs were
expressed in GBP (2016 price year) and health outcomes in quality-adjusted life-years (QALYs).
The base-case analysis was based on the intention-to-treat population and conducted from the
perspective of UK NHS and Personal Social Services. The time horizon covered the period from
randomisation to end of follow-up at 12 months post randomisation. Costs and outcomes were
not discounted because of the short 1-year time horizon adopted for this within-trial evaluation.
Sensitivity and subgroup analyses were conducted to investigate the likely impact of alternative data
inputs and assumptions on cost-effectiveness, and identify subgroups most likely to benefit from
treatment. Findings are reported in accordance with the CHEERS (Consolidated Health Economic
Evaluation Reporting Standards) guidelines.51
Measurement of resource use and costs
Data were collected on (1) resource use and costs associated with delivery of the interventions,
(2) health and social care service use during the 12 months of follow-up and (3) broader societal
resource use and costs (e.g. private medical costs and lost productivity costs, such as lost income
over the 12 months of follow-up).
Cost of personalised hip therapy
Personalised hip therapy was delivered to trial participants primarily by experienced physiotherapists
(grade 7 and above) within NHS hospital outpatient clinics. The number and duration of PHT sessions
attended were recorded for all patients who received this intervention. The unit cost of a band 7
hospital physiotherapist (including qualifications and overheads) was obtained from the Personal Social
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
17
METHODS
Services Research Unit (PSSRU) Unit Costs of Health and Social Care 201652 and was £55 per hour.
Unit costs were multiplied by duration of physiotherapy contact (in minutes) and summed across
sessions attended to give total treatment costs per patient. Indirect costs associated with delivery of
the intervention, such as use of the treatment room facility, administrative support and overheads,
are taken into account in PSSRU unit cost calculations and, therefore, separate costs for these were
not included in our estimate of PHT costs.
Cost of surgery
A micro-costing exercise was undertaken to estimate resource use and costs associated with delivery
of arthroscopic surgery for FAI. Resource use data were collected for a subsample of trial participants
who had received the surgery using a specially designed costing questionnaire that captured the
following items:
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duration of surgery
post-surgical inpatient length of stay
number, specialty and grade of clinical staff involved in the surgical procedure
quantity and type of disposable arthroscopic equipment and/or implants used.
Surgery time was defined from start of anaesthesia to time patient left the operating room on
completion of surgery. Inpatient length of stay was counted as 1 day if the patient was admitted and
discharged on the same day, 2 days if the patient was discharged the next day and so on, which is in
line with NHS reference costing methodology.53 Anaesthetic drugs and associated consumables, such as
syringes and needles, were collected separately during a sample of operations and assumed to be the
same for all patients who had the surgery.
Total cost of surgery was calculated for each patient by summing across the following five categories:
(1) staff time, (2) theatre use in hours, (3) disposal surgical equipment, (4) anaesthetic drugs and disposables
and (5) post-surgery inpatient bed-days. Operating room/theatre running costs were estimated based
on data published by Information Services Division (Edinburgh, UK).54 The Scottish data reported
total number of theatre hours used and total allocated costs across NHS hospitals in Scotland for the
2015–16 financial year. Allocated costs are defined to include expenditure on non-clinical staff, property
and equipment maintenance, domestics and cleaning, utilities, fittings and capital expenditure, and
excluded clinical staff costs.55 The hourly running cost of an operating room/theatre was obtained by
dividing the total allocated costs per year by the total theatre time (in hours) per year.
Unit costs of clinical staff time were obtained from the PSSRU Unit Costs of Health and Social Care 201652
compendium. As stated above, these unit costs already factor in direct cost of staff salaries and employer
oncosts and training costs, as well revenue and capital overheads, administrative support, office space
and work-related travel. The cost of disposal surgical equipment and implants were primarily obtained
from the 2016 online edition of the NHS supply chain catalogue.56 When cost data were not available
from the NHS catalogue, procurement department unit costs from the University Hospital Coventry
and Warwickshire (Coventry, UK) were applied (Felix Achana, University of Warwick, 2012, personal
communication). Cost of anaesthetic drugs were obtained from the prescription costs analysis database.53
Resource use during follow-up
Health and social care service use were collected from trial participants for the 3-month period prior
to randomisation (to establish baseline data) and the 1-year period post randomisation. Resource use
data were collected at three assessment points (i.e. baseline and 6 and 12 months post randomisation)
and included:
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details of hospital inpatient and day case admissions
details of outpatient and accident and emergency attendances
primary/community care encounters
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use of personal social care services (e.g. Meals on Wheels, laundry services and social care contacts)
prescribed and over-the-counter medication use
supplied or self-purchased walking aids, such as crutches and walking sticks, and adaptations to
home or work environments
any other additional costs incurred by patients and their families as a result of their hip pain,
including private medical costs and out-of-pocket expenditures (e.g. travel costs by patients and
family members), child care costs and lost income.
Resource inputs were valued by attaching unit costs derived from national compendia to resource inputs.
Hospital-based services included inpatient admissions, day care, outpatient and accident and
emergency attendances, and diagnostic tests and scans. Unit costs for these services were obtained
primarily from the 2015/16 NHS reference costs main schedules.57 Per diem costs were calculated for
each inpatient admission as a weighted average of Healthcare Resource Group (HRG) codes of related
procedures and/or clinical conditions. For example, the average cost per day for inpatient stay in an
orthopaedic ward with procedures carried out on the hip/leg was calculated as a sum total of the
weighted average of lower limb orthopaedics (trauma) HRG codes divided by average length of stay
across elective and non-elective inpatient services.
Primary and community health and social care services included face-to-face or telephone contacts
and/or home visits by a general practice doctor, practice nurse, community physiotherapy or other
community health or social care professionals. Consultation costs were derived from the PSSRU Unit
Costs of Health and Social Care 201652 compendium.
The cost of private physiotherapy and other private medical costs were obtained from online sources
and referenced appropriately in the unit cost tables.
The cost of prescribed medication was obtained primarily from the prescription cost analysis database53
and electronic searches of the British National Formulary (BNF) 2016 edition.58 Typical dosage and
duration of treatment reported in the BNF for each medication were used in calculating quantity of
individual preparations if the daily dose and/or duration of the course of medication were not reported.
The quantity of over-the-counter medicines were rounded to the nearest pack and unit costs obtained
from online sources.
The cost of walking aids and adaptations were either provided by the patients themselves (if selfpurchased) or taken from the NHS supply chain catalogue56 if supplied by a health provider during the
trial follow-up period. It was assumed that walking aids, such as crutches, sticks, grab rails, dressing
aids and specially adapted shoes, were supplied as part of treatment if the cost of purchase were not
provided by trial participants.
Patient-level costs were generated for each resource variable by multiplying the quantity reported by
the respective unit cost weighted by duration of contact, when appropriate. Summary statistics were
generated for resource use variables by treatment allocation and assessment point. Between-treatment
group differences in resource use and costs at each assessment point were compared using the
two-sample t-test. Statistical significance was assessed at the 5% significance level. Standard errors
(SEs) are reported for treatment group means and bootstrap 95% CIs for the between-group differences
in mean resource use and cost estimates.
Measurement of outcomes
The health-related quality of life of trial participants was assessed at baseline and at 6 and 12 months
post randomisation using the EuroQol-5 Dimensions, three-level version (EQ-5D-3L) in the feasibility
study, the EQ-5D-5L in the main trial and the SF-12 in both feasibility and main trial samples.59–61
Responses to each health dimension were categorised as optimal or suboptimal with respect to
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
19
METHODS
function, with optimal level of function indicating no impairment (e.g. ‘no problem’ on the EQ-5D-3L
dimensions) and suboptimal indicating any functional impairment. Between-group differences in optimal
and suboptimal level of function for each health dimension were compared for each outcome measure
using chi-squared tests.
The responses to each health-related quality-of-life instrument were converted into health-related qualityof-life weights (also referred to as utility weights) using established algorithms for each instrument. Utility
values were generated using the UK value set for the EQ-5D-3L, the interim crosswalk value set for
mapping from the EQ-5D-5L to the EQ-5D-3L, the newly published EQ-5D-5L tariffs for the EQ-5D-5L
and the Short Form questionnaire-6 Dimensions (SF-6D) tariff based on SF-12 responses.46,62–64
Quality-adjusted life-years were generated for each patient using the area under the baseline-adjusted
utility curve, assuming linear interpolation between the three utility measurements. QALYs were
generated for patients in the feasibility sample using utilities derived from EQ-5D-3L and SF-6D tariffs
and for those in the main study sample using the EQ-5D-5L crosswalk tariff, the new UK EQ-5D-5L
tariff and the SF-6D tarrif.46,62–64 Health utility values and QALYs accrued over the 12-month follow-up
were summarised by treatment group and assessment point and presented as means and associated
SEs. Between-group differences were compared using the two-sample t-test, similar to the summary
analyses of resource inputs and costs.
Cost-effectiveness analysis methods
Missing data
Multiple imputation by chain equations implemented through the MICE package in R was used to
handle missing costs and health utility data at each assessment point. Multiple imputation avoids
problems associated complete-case analyses, is consistent with good practice and requires data to
be missing at random only.65 Appropriateness of this missing-at-random assumption was assessed by
comparing the characteristics of patients with and without missing costs and health-related quality-oflife data at each follow-up time point. Imputations were generated separately by treatment group, as
recommended by Faria et al.,66 using the predictive mean matching method, which has the advantage of
preserving non-linear relationships and correlations between variables within the data. Twenty imputed
data sets were generated and the analyses were fitted to each imputed data set. The results from the
20 data sets were then combined using Rubin’s rules. The imputation, analysis and pooling of results
steps were performed simultaneously within the MICE package. The imputed data were used to inform
the base case and all subgroup and sensitivity analyses, with the exception of one sensitivity analysis,
which was conducted using only complete data.
Base-case cost-effectiveness analysis
The base case took the form of an intention-to-treat analysis conducted from a UK health and social
service perspective. Health outcomes were expressed in QALYs using utilities generated from the
EQ-5D-3L (for feasibility study participants) and the EQ-5D-5L to EQ-5D-3L crosswalk tariff (for the main
trial participants). Total costs accrued over 12 months of follow-up were calculated for each patient by
summing the delivery costs of the intervention(s) received (irrespective of treatment allocation) and a sum
total of follow-up costs reported at the 6- and 12-month assessment points relevant to the perspective of
interest. For example, if a patient allocated to the surgery arm of the trial had PHT rather than surgery,
then the treatment costs assigned would be the costs associated with delivery of the PHT intervention.
The cost of PHT was calculated by multiplying the unit cost of physiotherapy with the duration of
contact (in minutes) and summed across all sessions attended. The cost of surgery was obtained from
the micro-costing exercise carried out to estimate resource use and costs associated with the delivery
of hip arthroscopy. Patients who had surgery were assigned treatment costs simulated from a normal
distribution, with mean and variance estimates obtained from the surgery costing exercise. To avoid
double counting treatment costs, self-reports of outpatient physiotherapy attendance (for treatment of
lower limb problems) during follow-up were excluded from the total cost calculations for those in the
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PHT group (as these would have been included in the estimation of PHT costs). Similarly, self-reports
of orthopaedic inpatient admissions (for the category ‘your hip/leg’) by those who had the surgery
were excluded if one admission episode was reported during follow-up. When more than one orthopaedic
inpatient stay was reported during follow-up, then the first admission episode was excluded in the total
cost calculations and the remainder countered as repeat admissions.
Broader societal costs were also calculated (and used in sensitivity analyses) by adding to the health
and social care costs, private medical costs and relevant indirect costs, such as lost income and
purchase of specialised equipment.
Two seemingly unrelated normal error regressions were fitted to the data using the systems fit
implementation in R. These regressions were used to simultaneously estimate incremental costs
and benefits of surgery compared with PHT while accounting for correlation between the two.
The regressions controlled for treatment allocation, age, sex, recruitment site, type of impingement,
baseline costs (regression equation for costs only) and baseline health-related quality of life (regression
equation for outcomes). The incremental cost-effectiveness ratio (ICER) was calculated by dividing
the between-group difference in adjusted mean total costs by the difference in adjusted mean
QALYs. The cost-effectiveness of hip arthroscopy was determined by comparing the ICER value with
cost-effectiveness thresholds of £20,000 and £30,000 per QALY gained, in accordance with NICE
recommendations,67 and to the recent empirical £13,000 per QALY estimate suggested by Claxton
et al.68 The incremental net (monetary) benefit of the surgery compared with PHT was calculated for
a range of cost-effectiveness thresholds. Net benefit values reflect the opportunity cost of (or the
benefits forgone from) adopting a new treatment when resources could be put to use elsewhere.
A positive net benefit would suggest that, on average, the new treatment provides net gain compared
with the alternative, and can be considered cost-effective at the given cost-effectiveness threshold.
Uncertainty around the mean cost-effectiveness estimates was characterised through a Monte Carlo
method.69 This involved simulating 1000 replicates of the ICER from a joint distribution of the incremental
costs and QALYs and plotting the simulated ICERs on the cost-effectiveness plane. Cost-effectiveness
acceptability curves were also plotted to give graphical displays of the probability that surgery is
cost-effective across a wide range of cost-effectiveness thresholds.
Sensitivity analyses
Sensitivity analyses were conducted to investigate aspects of study design and data collection for
which alternative methods existed, but where there was uncertainty regarding which method or
approach was best. For example, the cost of surgery was estimated based on data from a subsample
of patients who had the surgery in the study. Surgery costs could also be obtained through the HRG
case-mix method. Other sensitivity analyses included broadening the perspective of the analysis to
capture wider societal costs and their impact on relative cost-effectiveness of the interventions.
A list of all sensitivity analyses carried out are presented in Table 3.
Subgroup analyses
Heterogeneity in cost-effectiveness estimates was explored through the following subgroup analyses:
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type of impingement (cam vs. mixed/pincer)
sex (female vs. male).
Longer-term modelling
Given the known limitations of within-trial economic evaluations, the study protocol had allowed for
long-term economic modelling to be conducted if the within-trial economic evaluation suggested
surgery to be clinically effective and likely to be a cost-effective treatment for FAI.70 The model would
have estimated the long-term (i.e. lifetime) costs and consequences of surgery and assessed whether or
not any short-term benefits are sustained over the medium to long term.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
21
METHODS
TABLE 3 List of sensitivity analyses considered
Sensitivity analysis
Description of changes to base case considered in sensitivity analysis
1
Unadjusted analysis
2
Complete-case analysis
3
Per protocol sample 1: restricted analysis to patients who received allocated treatment
4
Per protocol sample 2: restricted analysis to patients whose surgery or PHT was deemed to be
of good quality, as assessed by clinical panel
5
Altering the cost of surgery from £3042 (estimate from the micro-costing) to £2680 based on
HRG code HT15Z (Minor Hip Procedures for Trauma, elective long stay)
6
Altering the cost of surgery from £3042 (estimate from the micro-costing) to £5811 based on
HRG code HT12A (Very Major Hip Procedures for Trauma with CC Score 12+, elective long stay)
7
Adopting a societal perspective that includes both direct health and social care costs and
broader societal costs
8
Use QALYs generated using the SF-6D utility algorithm
Research Ethics Committee approval
The trial obtained approval from the Nation Research Ethics Committee West Midlands – Edgbaston
(14/WM/0124) on 1 May 2014 and has been registered with the International Standard Randomised
Controlled Trial Number ISRCTN64081839.
Trial Management Group
The TMG oversaw the study and included a multidisciplinary team of clinicians and researchers who
had considerable expertise in all aspects of design, running, quality assurance and analysis of the trial.
The TMG team met monthly to assess the study progress. The TMG comprised:
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Professor Damian Griffin (chief investigator, trauma and orthopaedic surgeon)
Mrs Rachel Hobson (study manager)
Ms Jaclyn Brown (senior project manager)
Dr Nick Parsons (statistics)
Mr James Griffin (statistics)
Professor Stavros Petrou (health economics)
Mr Felix Achana (health economics)
Professor Nadine Foster (PHT lead)
Mr Peter Wall (co-applicant, orthopaedic registrar)
Dr Marcus Jepson (qualitative research)
Dr Alba Realpe (qualitative research fellow)
Mr Edward Dickenson (surgical research fellow)
Professor Charles Hutchinson (co-applicant, imaging)
Joanna Smith (physiotherapy research fellow)
Siobhan Stevens (clinical trial administrator).
Trial Steering Committee
A TSC with an independent chairperson and a ‘lay’ representative was set up. Meetings were held at
regular intervals determined by need, but no less than once per year.
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The remit of the TSC was to:
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monitor and supervise the progress of the trial towards its interim and overall objectives
review, at regular intervals, relevant information from other sources
consider the recommendations of the DMC
inform the funding body on the progress of the trial.
The TSC comprised:
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Professor Ashley Blom (chairperson)
Alan Girling (independent member)
Mr Richard Villar (independent member)
Professor Damian Griffin (chief investigator)
Mrs Rachel Hobson (study manager)
Dr Nick Parsons (statistician)
James Griffin (trial statistician)
Mr Jeremy Fry (lay representative)
Mr David Ralph (lay representative)
Mrs Ceri Jones (research network representative)
Mr Matthew Gane (sponsor representative).
Data Monitoring Committee
All data collected in this trial were entered into a secure trial database held at WCTU. All data
collected were anonymised after the collection of baseline demographic data and all participants were
given a unique trial number. Identifiable participant data were held in a locked filing cabinet and coded
with a trial participant number to tag identifiable data to the outcome data. The WCTU quality
assurance manager undertook audits of trial records in accordance with WCTU SOPs.
A DMC was established and comprised members who were independent of the sponsor and who did
not have competing interests. The DMC reviewed trial progress, interim data and safety aspects of
the trial. The DMC also reviewed the statistical analysis plan. Any recommendations were fed back
to the TSC by the DMC chairperson. Outcomes were not analysed until all primary outcome data
were collected.
The DMC comprised:
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Professor Lee Shepstone (chairperson)
Professor Simon Donell
Dr Nicholas Mohtadi.
Patient and public involvement
Patients were heavily involved in the development of the trial protocol during the feasibility and pilot
studies. Patient groups helped generate the patient information sheet and a patient representative
sat on the TSC. Patient representatives helped to inform the trial dissemination plan, including website
information, Plain English Summary, a video [URL: https://warwickorthopaedics.org/hip/2018/ukfashion.php
(accessed 27 September 2021)] and a dissemination event. Additional patients were invited to attend the
trial dissemination event and contributed to extensive discussion. Patients contributed to this report and
are listed as authors.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
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Chapter 3 Qualitative research to improve
recruitment and to assess outcomes
T
his chapter reports an integrated qualitative research intervention conducted in parallel with the
main trial. The intervention was based on the Quintet recruitment intervention.71 This research
followed up the work we undertook during the pilot trial and expanded the scope to cover all
participating sites in the full trial.28
In the following sections, we report the two phases of the QRI. The first phase aimed at understanding
recruitment to a trial as it happened. The second phase was the implementation of action plans
developed on the basis of the first phase results. A third section of the chapter contains an evaluation
of the QRI, comprising a report on the achieved recruitment rates and the results of a survey of
FASHIoN recruiters after the recruitment period finished.
Understanding recruitment as it happened
Optimal procedures for site set up and recruiter training were identified at the end of the internal
pilot. The TMG used these procedures to guide site teams in setting up their site for participation in
the full trial. The details are described below.
Randomised controlled trial set up
We identified system features associated with successful recruitment, including:
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having a dedicated RA in attendance at clinics
dividing recruitment information between the recruitment surgeon and the RA
ensuring that referred patients arrived with expectations of receiving treatment for FAI,
not necessarily having surgery
running specific clinics for the target population.
During site initiation visits, the TMG and site research teams discussed how feasible these activities
were at their site. Staff at most sites organised clinics that allowed RAs to be present and share the
screening and approaching tasks with the recruiting surgeon. Referral letters and information about
their diagnosis were modified to manage patient expectations. However, not many sites were able to
host specific clinics for the target population.
Recruiter training
Analysis of pilot recruitment consultations pioneered in previous work72–76 led to the development of a
six-step model (Figure 1). The objectives of the model were to improve informed consent and encourage
participation in the FASHIoN trial.3 This model guided the development of a recruiter training programme,
which is explained in Action plans to promote informed consent and improve recruitment.
Respond to patients’ concerns
Explain
FAI
Reassure
about
receiving
treatment
Establish
uncertainty
Explain
trial aims
Give balanced
description of
treatment
strategies
Explain trial
procedures
Show conf idence and a relaxed manner
FIGURE 1 Six-step model for recruitment to the FASHIoN trial.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
25
QUALITATIVE RESEARCH TO IMPROVE RECRUITMENT AND TO ASSESS OUTCOMES
After sites started recruitment, the QRI team used various methods to describe recruitment as it
happened. The QRI team contributed to monitoring and supporting recruitment by providing feedback
on their findings to the chief investigator and TMG, which provided the basis for a plan of action to
improve it.71 These methods were:
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mapping eligibility and recruitment pathways
interviewing clinicians and RAs responsible for recruitment
analysing audio-recorded recruitment appointments.
The QRI methods were not necessarily employed sequentially. The ethnographic nature of the QRI
meant that the research was moulded to fit the needs of the project and was completed when
theoretical saturation was reached (i.e. new data collection did not materially add to the findings).
Observation of investigator meetings was carried out informally as one member of the QRI team (AR)
worked closely with the TMG.
Qualitative research data were collected at 20 participating sites that recruited patients for the RCT.
Two sites were excluded from this report, as they had only started recruitment 2 months before the
end of the trial. In the following sections, we will report the data sets, analytic approach and results of
each of the three QRI components.
Mapping of eligibility and recruitment pathways
A comprehensive logging process of potential RCT participants through screening and eligibility was
put in place to ensure compliance with the CONSORT checklist. These data were made available to the
TMG and qualitative researcher (AR) on a monthly basis. This information was complemented with
information from weekly trial co-ordination meetings. Trial staff often shared with the QRI team
information obtained during their individual contact with participant sites recruiters, such RAs, PIs or
R&D personnel.
We also obtained information about recruitment pathways from in-depth, semistructured, face-to-face
and telephone interviews with site research staff. Soon after recruitment started at sites, we invited
PIs and RAs recruiting patients to the FASHIoN trial to an interview. We targeted new staff at pilot
sites and research teams at sites new to the trial. More details about these interviews are provided in
Interviews with clinicians and research associates responsible for recruitment.
Aggregated data from these sources were used to develop site-specific flow charts of the most likely
patient pathways. These pathways were assessed for their complexity and compliance with the
protocol-planned patient pathway (Figure 2). We aimed at identifying variations between centres,
finding steps where patients could be ‘lost’ to the RCT and, when possible, working with site research
teams to modify the pathway to facilitate recruitment.
Findings
Patient pathways from eligibility to recruitment varied across participating sites, which was reflected in
different numbers of patients screened, approached and consented to be trial participants. Differences
between sites are expected in a pragmatic trial; however, these differences were relevant to trial
recruitment success. Therefore, we decided to compare regular sites and sites that struggled to recruit.
Struggling sites were defined as sites that had a recruitment rate (i.e. the number of eligible patients
recruited per centre per month) smaller than the target rate of 0.5 patients recruited per month.
Table 4 highlights contrasting aspects of the recruitment pathway between the two site categories.
Patients were referred from other orthopaedic units and musculoskeletal triage systems. Most patients
had a multitude of contacts with different professionals and very rarely came directly from general
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Referral of patient with suspected FAI
History and examination
Conf irm eligibility
Diagnostic consultation
Recruitment consultation
Randomisation
Hip arthroscopy
PHT
12-month follow-up
FIGURE 2 Recruitment pathway in accordance with the protocol: the FASHIoN trial.
TABLE 4 Contrast on recruitment pathway characteristics between regular and struggling sites
Site
Characteristic
Regular site
Accurate screening logs (e.g. databases included potential participants that need follow-up at a later date)
Follow-up of patients who had gone for further tests and procedures
Collaborative decision-making process for eligibility
An ‘active’ RA helping clinics with eligibility, approach and follow-up
Struggling
site
Multiple contacts with other clinicians before referral
Complex cases
Inconsistent screening logs (e.g. registering only patients who were eligible or all patients in clinics
independently of diagnosis)
No accurate follow-up (e.g. previous patients added as new in screening logs)
Surgeon-only decision-making for eligibility
A ‘passive’ RA who waits for surgeons’ directions
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
27
QUALITATIVE RESEARCH TO IMPROVE RECRUITMENT AND TO ASSESS OUTCOMES
practitioners (GPs). In fact, struggling sites reported receiving a number of ‘complex cases’. These cases
were generally referrals from other orthopaedic surgeons who had advised patients to have hip
arthroscopy. This type of referral concerned recruiting surgeons, in particular, because patients had
waited a long time to receive surgery, for example one PI said:
The patient’s mind has already been made up by people they’ve seen before me and generally by the
nature of the condition, they’ve often seen a lot of people before they get to my clinic.
PI site 21
Adding to long waiting times, often suspected FAI patients did not have the correct imaging at the first
appointment with the consultant. It was not possible for orthopaedic surgeons to confirm patients’
eligibility to participate in the FASHIoN trial and usually further tests had to be ordered. This meant
that approaching patients about the trial had to be postponed until their diagnosis was confirmed. In
addition, some patients had to be treated or, at least, examined for concurrent symptoms, as explained
by one RA:
We have had a few [patients with] FAI but they have got trochanteric bursitis, or we have got ones with
the back pain, so they first have to investigate that, and then they come back.
RA site 8
Although potential participants had been identified during screening and recorded on the screening
log, some of these prospective participants were not then approached at follow-up clinics. The TMG
published a list of patients waiting for FAI to be confirmed and asked RAs to find out their final
diagnosis. This step in the recruitment pathway helped to identify a few eligible patients, among
many others, who did not fulfil the eligibility criteria.
Other misunderstandings and errors in screening logs were made in the first 6 months of recruitment.
For example, although a high-volume centre was registering every patient attending an orthopaedic
clinic, independently of their diagnosis, other sites reported only patients who agreed to become
FASHIoN trial participants. To avoid further errors, the screening logs were redesigned to facilitate a
standard registration of eligible and approached patients.
In relation to the decision about who to approach, some regular sites’ research teams collaborated
in the decision process, whereas struggling sites relied on the recruiting surgeon’s decision alone.
The following quotations exemplified this contrast. The first quotation is from a site that recruited well,
the second from one that was less successful:
So prior to the clinic on that Monday, I go through all the notes of the patients and have a look at their
referral letters to see, because some of the referral letters, the GP or whoever else has referred them,
may suggest that they suspect that there’s an impingement. So if there are any of those, I flag that up to
[the surgeon] and I see if they’ve had an MRI done.
RA site 17
[The surgeon] is quite happy to discuss all the patients at the beginning of the morning to make sure
we’ve found the right ones, you know, [the surgeon] checks them all through.
RA site 21
Research associates in regular sites had an active role in detecting potential participants and confirming
their eligibility with recruiting surgeons. During the induction, RAs were trained to identify potential
patients based on the referral letters by the trial clinical research fellow (EJD). Surgeons and RAs would
look at their clinic list together and decide who to approach. Teams took ownership of the trial and
often talked in collective terms about their activities, as exemplified in the quotations above. These
teams created a reliable recruitment system that was repeated consistently.
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In contrast, recruiting surgeons at struggling sites usually had the responsibility to check patient eligibility
and introduce the study to potential participants. Surgeons would then instruct RAs to contact the
potential trial participant at a later date. RAs often contacted patients by telephone. Occasionally,
RAs would be contacted on the same day and would be able to talk to the patient. Sites often did
not have a reliable recruitment system or a settled recruiting team. The following quotations illustrate
these difficulties:
What tends to happen is [recruiting surgeon] sees them in clinic, he has a chat with them. He then e-mails
me and says ‘I’ve seen Mr Smith, can you contact him? He is appropriate for the study’.
RA site 3
So he’ll e-mail me . . . He’ll introduce the study to the patients and he’s got information sheets that he
passes on then I then approach the patient by phone call or letter.
RA site 14
Research associates who become proficient and confident at identifying potential participants had a
pivotal role in organising recruitment. Their actions reduced the impact of contacts with other
professionals (e.g. registrars) who interfered in the recruitment path:
The registrars will discuss [potential participants] with [consultant surgeon] first and I always make sure
they have. I never take that for granted, because [consultant surgeon] is who has to sign the actual form.
RA site 10
Some recruiting surgeons would ask RAs to be present while they talked to patients about the trial,
whereas other surgeons would spend time talking to patients alone first and then ask if they would like
to talk to the RA. We recorded reluctance from surgeons to share recruitment responsibilities, as
illustrated in this quotation:
I’m struggling with this trial in that you have to stop at a point to hand over to the research nurse.
PI site 11
We observed that recruiting surgeons contributed to promote patient equipoise when they worked with
RAs to have a separate consultation with patients. A RA from a site that recruited consistently said:
The surgeon presents the [interventions] both as equally beneficial to the patient.
RA, site 12
Finally, often RAs at regular sites embraced the use of the six-step model enthusiastically, whereas in
struggling sites the model was perceived as less useful. This is a quotation from an RA in relation to
the model:
And I don’t read [the model] out word for word but it kind of makes sure you’re doing things in the right
order and with the right stresses and, and going the right way. So yes, I find [the model] quite useful.
RA, site 2
Interviewing clinicians and research associates responsible for recruitment
In-depth, semistructured, face-to-face and telephone interviews were conducted with PIs and RAs
recruiting patients to the FASHIoN trial. Staff at new participating sites and those new staff at pilot
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
29
QUALITATIVE RESEARCH TO IMPROVE RECRUITMENT AND TO ASSESS OUTCOMES
sites were invited to take part. Interviewees were encouraged to express their own views about the
RCT and any recruitment challenges expected or experienced. The interview topic guide covered:
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personal views about the evidence supporting the trial and their equipoise
the patient pathway from eligibility to recruitment
how interviewees feel the protocol fits their clinical settings
interviewees’ views on recording consultations with patients
any adjustments interviewees thought were needed to the trial procedures.
The recordings were transcribed and analysed thematically by Alba Realpe, using techniques of
constant comparison and case study approaches. Themes were compared, looking for shared or
disparate views among research team members. Coding was carried out using the qualitative data
analysis software NVivo (QSR International, Warrington, UK). Detailed descriptive accounts of the
themes and cases were produced. The initial coding was checked by other QRI researcher (MJ), with
inconsistencies resolved by discussion. The cases were presented to the chief investigator and TMG,
and were used to plan specific actions and support for participating sites.
Findings
Data interpretation focused on learning about recruitment difficulties that sites experienced, with the
purpose of finding solutions in collaboration with the TMG. Reported difficulties coincided with those
reported in past research,40 which was used to classify findings in three axial themes: (1) logistic
difficulties, (2) recruitment experience and skills and (3) engagement with the trial.
Logistic difficulties
Sites readily reported logistic issues that had an impact on their recruitment performance. This
category is related to the detailed organisation and implementation of the recruitment process at the
participating site. The most frequent issues in this category are reported as follows.
Infrequent scheduled clinics
Annual leave, academic breaks, different site locations and bank holidays had an effect on the number
of patients available to surgeons because clinics were held on specific days of the week (e.g. Mondays).
For example, one RA said that ‘we’ve been struggling getting going because there’s been holidays’
(RA site 19). More struggling sites (n = 6) reported this issue than regular sites (n = 2).
Clinic cancellation impact on future recruitment
When clinics were cancelled, waiting lists became longer than expected and recruitment to the trial
stopped. For example, in one site clinics were held without the knowledge of research support staff
and in another site recruitment was postponed to stop clinics over-running.
Low staffing levels imposed pressures on principal investigators
Low staffing levels was a relevant issue for senior consultants who relied on registrars and junior
doctors in teaching hospitals:
[The surgeon] has also had problems with not having registrars or fellows to help in the clinic.
RA site 8
Consequently, RA attendance to clinics became a key factor for recruitment success because they were
able to take on research activities, such as screening logs and trial-specific paperwork.
Lack of young hip-only clinics
Finding eligible patients in generic orthopaedic clinics was difficult because clinics included revision
surgery or other lower limb conditions. To overcome this limitation, site staff rescheduled new patients
into young hip-only clinics. However, not all sites had systems that allowed such flexibility. Indeed,
struggling sites had fewer young hip-only clinics than regular sites.
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Lack of a private room to talk to potential participants
This issue was often reported as a major recruitment difficulty because, in accordance with the TMG
recommendations and protocol, patients ideally should be approached soon after talking to their
surgeon. Finding a private room to talk to patients had logistic implications for teams running busy
clinics. For example, one RA described a situation in a clinic:
I had to hang around outside a room waiting for a patient to come out.
RA site 21
Another RA felt that she had to battle with colleagues and management until she was ‘able to have a
room to myself and talk to patients’ (RA site 12).
Concerns with processes after trial consent
Site teams reported a few cases (n = 3) of patients deciding to opt out of the trial after randomisation.
There were also difficulties with long waiting times for having the hip surgery and postoperative MRI.
Recruitment experience and skills
Recruitment experience and skills refers to the site teams’ reported barriers to recruitment derived
from their experience approaching patients to this trial, such as patient responses to the trial and how
to respond to them. The main issues in this category were as follows.
Uneven levels of experience conducting randomised controlled trials in orthopaedics
Having experience conducting RCTs in orthopaedics helped teams to have recruitment success in
this particular trial. Seven regular site teams and one struggling site team reported having carried
out RCTs before. However, of the eight research-naive teams that took part, four achieved their
recruiting targets.
Principal investigator’s lack of knowledge of the non-surgical arm
Eight PIs reported having difficulties explaining PHT to patients. The PIs did not know the
physiotherapy protocol and one surgeon expressed some doubts about offering this treatment:
We don’t know what a normal physiotherapy would be for this condition.
PI site 11
This issue was relevant, as five of the eight PIs were at sites that struggled to recruit.
Strong patient preferences for surgery
Site teams reported the issue of patients preferring surgery. On the one hand, struggling sites found
that patients were less inclined to take part in the trial because they had already had physiotherapy or
were in physical occupations (e.g. police, fire fighter). It was reported that these patients thought that
they required a more invasive treatment (e.g. surgery). For example, a recruiter explains:
We get quite a lot of dancers so I’ve seen one or two dancers who’ve come and they just want to get back
to dancing, and they feel that surgery will just resolve it all.
RA site 14
On the other hand, regular site teams cited patients preferring not to be in the trial because of
specific personal circumstances (e.g. moving abroad) or information bias from referral surgeons.
Although the issue of having previous physiotherapy was also brought up in these sites, it was often
successfully challenged.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
31
QUALITATIVE RESEARCH TO IMPROVE RECRUITMENT AND TO ASSESS OUTCOMES
Lack of opportunities to practise recruitment skills
Recruiters reported requiring practise to develop an effective approach, but lack of, or only sporadic,
potential participants made this practise difficult to maintain.
Having to consent to audio-record consultations
Recruiters mentioned being uncomfortable about asking for consent to record recruitment consultations.
In part, this was because of the extra logistics involved, such as having a working audio-recorder ready,
but mainly recruiters felt uncomfortable for approaching potential trial participants before they discussed
their diagnosis with the treating surgeon.
Having to explain randomisation to patients
Recruiters thought that patients often found randomisation unacceptable. For some RAs, the problem
was that patients preferred not to have their treatment selected at random. For other RAs, the
difficulty was based on misunderstandings:
[After explaining about randomisation] the next following question is, ‘so which do I get to pick?’ [laughs].
RA site 12
Engagement with the trial
Engagement with the TMG set apart regular and struggling sites. Although most regular sites were
approached to take part in the FASHIoN trial and, therefore, communication between the main site
research team and site teams was established early on, other site teams submitted a request through
the National Institute for Health Research portfolio and, therefore, staff at struggling sites in this
group expected to receive most of the support from their local R&D group. As a consequence, their
communication with the main site research team was scarce.
Overall, recruiters expressed positive views of the FASHIoN trial, independent of how well their site
team recruited, as illustrated by the following quotation:
I’ve found FASHIoN, you know, a particularly nice project to work on. It seems to be very well set up and
organised and a very supportive team, which has been really good.
RA site 21
Recruiters also remarked on the type of patients and their reactions to the trial:
It’s a really interesting patient group being, sort of, bit younger to what we normally look at with hips
because I work on another hip trial which is mainly looking at the hip fractures . . . this has been lovely to
be able to chat to a younger group of patients, sort of who are a similar age to myself as well which is
always interesting.
RA site 16
Recruiters noticed patients’ positive reaction to information-sharing about their condition:
Because for some of them it’s the first time they would have had information, printed information in front
of them, that really tells them about the condition. So they appreciate that.
RA site 20
Similarly, recruiters reported patients being pleased with having an extra consultation with the research
nurse and an opportunity to ask further questions:
They know that we’re not rushing them; that they can ask anything.
RA site 2
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Yeah, more in the men than the women and sort of then explaining why we leave it to the research
nurses to discuss the trials rather than the surgeon. And they like that and they think that is a good way
of doing things. I haven’t had any sort of bad comments about me coming in to discuss the trial and not
[recruiting surgeon] and I haven’t had any comments made towards them saying we don’t know which
works best.
RA site 16
Positive patient reactions to the trial contributed to easing recruiters’ concerns about offering this trial
to patients, especially in relation to having physiotherapy instead of surgery. Clinical equipoise is
discussed below.
Views on equipoise
Most recruiting surgeons expressed their agreement about the lack of strong scientific evidence in
favour or against hip arthroscopy. Surgeons supported the conduct of a RCT in this area.
Being surgeons, most recruiters preferred surgical intervention for FAI syndrome, but reported that
they were able to ‘suspend’ their clinical judgement. Some recruiters seemed rather comfortable
offering the trial to patients:
I feel [FAI] patients don’t get enough physiotherapy.
PI site 20
I’ve got no qualms about offering [patients] [PHT] at the start of the study.
PI site 21
Other recruiters (two PIs and eight RAs) expressed concerns because they believed that those in the
surgical arm were worse off:
If the physio[therapy] didn’t work you’ve always got the option of the arthroscopy, but then if you opt for
the arthroscopy, OK they can say there’s still the physio afterwards but then you’ve put yourself through
all that trauma.
RA site 11
Finally, other recruiters assumed a laissez-faire attitude to patient trial participation decisions:
I mean basically I have got my own electronic [list], which has got their phone numbers and address and
everything on it and then as I work through they either become consented, which one lady has, or they
drop out as not interested.
RA site 3
Different levels of equipoise were observed at regular and struggling sites. Most revealing was the lack
of surgeon engagement in struggling sites:
I feel the consultants probably need to be more on board with it and sell it a bit more. So that’s been
challenging because we’re new to research . . . I’m not usually a very pushy person but I feel that I have to
do that to the patient as well as a consultant, in a nice way, you know.
RA site 14
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
33
QUALITATIVE RESEARCH TO IMPROVE RECRUITMENT AND TO ASSESS OUTCOMES
Analysing audio-recorded recruitment appointments
The third and last component of the QRI (i.e. analysing the audio-recordings of recruitment appointments)
had the following objectives:
l
l
to identify communication practices that encourage or hinder patient participation into the trial
to use this information to develop training materials and support for research teams’ recruitment efforts.
During the pilot, we hypothesised that using a six-step model of recruitment encouraged participation
in this trial. Therefore, the six-step model was the benchmark for the analysis of communication
practices in the full trial. We assessed whether or not recruiters used the six-step on their recruitment
consultations and, if so, whether or not this use influenced conversion of patients into trial participants.
Procedure
Participating sites were asked to produce as many recordings as possible of two pivotal appointments
in the recruitment to this trial. The first appointment to be recorded, named the ‘diagnostic consultation’,
was the appointment when patients were told about their diagnosis. We advised recruiting surgeons to
present the trial using the first four steps of the recruitment model (i.e. explain the condition, reassure
about receiving treatment, introduce uncertainty and explain study purpose), to answer patient questions
and to invite patients to talk to RAs about the trial.
The second appointment was the ‘recruitment consultation’, defined as the appointment at which
randomisation was discussed. The training of RAs emphasised using the six-step model to structure
information given to patients about the trial during the recruitment appointment.
The TMG explained and promoted the QRI at site initiation visits. All materials for recording consultations
(i.e. patient information sheets, consent forms for audio-recording, digital audio recorders and instructions
for the operation of the recorder and the naming and transferring of data to the QRI team) were given to
a main contact within the site team, generally the RA assigned to the trial.
Prior to their consultation with the surgeon, RAs gave patients who could potentially become trial
participants at clinics the patient information sheet for the audio-recording of consultations to read.
If patients agreed to become trial participants, they were asked to sign a consent form. RAs then
proceeded to record the following appointments as per protocol. The recordings were then anonymised
and sent securely to the QRI researcher for analysis.
A coding manual was developed and applied directly to the audio-recordings (not transcripts) using
NVivo software. After the analysis, the QRI researchers decided what confidential feedback would be
given to the recruiters. Teams were assured that the feedback to them was going to be confidential
and positive (not critical). Other issues were fed back to the RCT chief investigator/TMG, or were used
anonymously in training programmes.
Analytic approach
The sample was purposively selected to include patients who agreed and did not agree to take part
in the FASHIoN trial. Good-quality recordings of recruitment consultations (and diagnostic consultations,
when available) were analysed with a modified version of the Quanti-Qualitative Appointment Timing
method that has been pioneered in previous studies.75
Using the Quanti-Qualitative Appointment Timing approach, we determined the percentage of time
recruiters spent in each of the six steps of the recruitment model and the sequence in which they were
used by recording when a recruiter used a step for the first time. We then evaluated appointment
content for unbalances and untoward emphases that may upset patient equipoise using focused
conversation analysis. In addition, patient questions, concerns and preferences were coded and
frequencies tabulated.
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Two coders tested the reliability of the coding system (i.e. inter-rater reliability). Consultations of
six individual patients were coded and Cohen’s kappas calculated. After reliability checks were satisfactory,
we applied the coding to the remaining consultations.
Findings
We received 153 audio-recordings corresponding to 129 individual patients from 11 sites between
September 2014 and March 2016. Table 5 contains the characteristics of the audio-recordings, patients
and clinicians in this sample. Patient and recruiter characteristics did not differ from those of the trial
participants as a whole.
Recordings selected for analysis comprised a combination of patients who agreed to take part in the
trial (n = 44) and those who declined (n = 29). The average length of recruitment consultations was
16 minutes 50 seconds and the average length of diagnostic consultation was 7 minutes 57 seconds.
The minimum number of recordings per site was two and the maximum 22. Other recordings were
excluded because they were incomplete (n = 17), patients in the recordings were not eligible (n = 12),
patient diagnosis was uncertain (n = 8) or the recording included more than one recruiter (n = 9).
Coding reliability
The QRI researcher and an independent qualitative researcher achieved substantial agreement
(κ = 0.67) in the coding of a subsample of six consultations. Both the QRI researcher and the
independent qualitative reached almost perfect agreement when identifying statements explaining
details of hip arthroscopy, PHT and randomisation (κ > 0.8). Coders disagreed more often (κ < 0.4)
when identifying statements of reassurance (step 2) and uncertainty (step 3), in part, because
reassurance was seldom used and uncertainty often appeared paired with study purpose (step 4).
Diagnostic consultations
We received 34 diagnostic consultations and in 22 of these consultations patients became trial
participants. The remaining 12 participants declined participation. We observed two different approaches
TABLE 5 Characteristics of the audio-recording sample
Audio-recording characteristic
Total
Collected, n
153
Selected for analysis, n
107
Excluded, n
46
Diagnostic and recruitment consultation pairs, n
34
Recruitment consultation by surgeon, n
13
Recruitment consultation by RA, n
26
Individual patients, n
78
Males, n
42
Females, n
36
Average age (years)
34.8
Individual recruiters, n
RAs (nursing or physiotherapy background)
18
Orthopaedic surgeons
12
Average number of recordings submitted
3
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QUALITATIVE RESEARCH TO IMPROVE RECRUITMENT AND TO ASSESS OUTCOMES
to diagnostic consultations. Some surgeons spent time going through trial information with patients,
whereas others made a brief intervention and handed over the potential participant to the RAs.
Figure 3 shows the distribution of the time spent on different elements of the consultation, comparing
consultations in which the patient agreed to participate with those in which they did not. Recruiting
surgeons spent more time framing the decision using the first four steps of the model in trial participant
consultations than in non-participant consultations. This was also the case in relation to answering
patient questions and providing information about PHT, hip arthroscopy and RCT procedures. These
recruiters spent less time dealing with patient concerns and preferences than their colleagues in
non-participant consultations.
In relation to the sequence in which information was given, we observed that surgeons used the first
four steps before explaining study procedures in 16 consultations and in 10 of these of consultations
patients became trial participants. When the sequence was reversed, four out of five patients took
part in the study. Surgeons did not mention randomisation in 13 consultations and in eight of these
consultations patients became trial participants.
These results suggested that surgeons managed to convert patients into participants more often when
they framed the decision of trial participation, answered patient questions about their medical condition
and treatment alternatives, and did not go into much detail about study procedures or randomisation.
Recruitment consultations
Our results indicate that the majority of recruiters used the model to structure their consultations, as
per training. On average, 72.8% (SD 16.5%) of the consultation time was spent introducing information
based on the six-step model. The remaining time was spent taking medical history, giving instructions
and chit-chat.
Figure 4 shows time distributions of recruitment consultations. More time was spent talking about
study procedures and the non-surgical arm in trial participant consultations than in non-participant
consultations. Furthermore, patients appeared to have fewer questions, concerns and preferences in
the former than in the latter.
Most recruiters (n = 47, 64%) used the information delivery sequence suggested by the model.
Recruiters framed patient decisions using the first four steps of the model and then proceeded to
60
Percentage of time
50
Preferences
Concerns
Questions
RCT
Hip arthroscopy
PHT
Framework
40
30
20
10
0
Trial participant
Non-participant
Recruitment tasks
FIGURE 3 Percentage of time dedicated to specific recruitment tasks in diagnostic consultations.
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Health Technology Assessment 2022 Vol. 26 No. 16
DOI: 10.3310/FXII0508
90
80
Percentage of time
70
60
Preferences
Concerns
Questions
RCT
Hip arthroscopy
PHT
Framework
50
40
30
20
10
0
Trial participant
Non-participant
Recruitment tasks
FIGURE 4 Percentage of time dedicated to specific recruitment tasks in recruitment consultations.
introduce information about randomisation. Recruiters did not use this framework in 20 cases (27%).
However, independent of the chosen sequence, 50% of approached patients became trial participants.
In relation to the content of recruitment consultations, we observed little variation on topics because
recruiters were provided with extensive training. The content of consultations became highly
standardised in a script available to recruiters in cue cards (see Training site teams on recruitment
strategies and trial-specific information).
Our observations and recruiters’ reports indicated that recruitment to this trial depended on two
pivotal aspects of recruitment: (1) recruiters needed to make an argument in favour of PHT and
(2) recruiters needed to describe randomisation in a way that was acceptable to potential participants.
Making an argument in favour of PHT was especially challenging when patients have had previous
hip-specific physiotherapy. Recruiters succeeded at promoting patient equipoise when they knew details
about PHT and were equipped to answer patient questions about this treatment arm. Recruiters used
their knowledge to dispel misconceptions or calibrate treatment expectations by given details about
how a treatment may affect the person at an individual level.
The following extract is an example of how this strategy worked. The recruiter offers an interpretation
of patient preference and confronts this assumption based on her own clinical experience, which the
patient accepts:
Patient: Yeah and it’s funny maybe I don’t get that when I – and I find like picking up my son if I go like
that hhh I don’t have any power, I don’t have any – is that sort of thing
Recruiter: [Inaudible]
Patient: But I think . . .
Recruiter: The thing is, if you just must think, because if you think about the surgery as mechanical . . .
just taking the bump away and then it’s away . . . but I also work in the clinic follow-up of people
post surgery
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
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QUALITATIVE RESEARCH TO IMPROVE RECRUITMENT AND TO ASSESS OUTCOMES
Patient: Hmmm
Recruiter: And I did find that some of the high-level sports people it’s taking us a year to a year and a
half to actually get them – and some people you don’t, some people are always off, so you do get worse
off so ehm . . . after surgery it’s not all just straightforward
Patient: No, no, I understand.
Contrast between previous physiotherapy and the new PHT arm could not always be achieved, either
because recruiters used statements that were too general or irrelevant to patient needs, or simply
because they did not know how different these approaches really were. The following extract
exemplifies this type of exchange. The patient declares that he has already had physiotherapy and the
recruiter attempts an open question but changes it for a closed one. The patient rejects the assumption
and emphasises the difference. The recruiter moves to explain general aspects of PHT, but the patient
rejects this. The recruiter persists but gives up at the end:
Patient: I[ve already said] I had months of physio already though
Recruiter: Ahh yeah What kind of phys[io] is that through your GP?
Patient: No it was through the army
Recruiter: OK
Patient: Private physio
Recruiter: Right ahh . . . So what the physio is doing ahh is . . . the physio is a personalised hip therapy
programme so you’d come to the hospital and see Mr [surgeon]’s specialist physio who deals with just
hips, nothing else ehm which is where you get the personalised structure from ahh and what she would
do with you is work with you to build up your muscles ehm and your hip [flexes]
Patient: I’ve already been doing [that]
Recruiter: And everything around . . . yeah ehm look at how ehm where your pelvis is positioned? So if
you tilt your pelvis slightly forward, slightly back to get you in a good postural positioning [laughs] I’m
preaching to a convert here, ain’t I?
Describing randomisation in a way that was acceptable to patients often challenged recruiters’
equipoise. At times, conversations became awkward, hindering recruitment. The following extract
illustrates this effect:
Patient: I’d still do your study but I go the surgical route
Recruiter: That’s a – that’s another proble(h)m ehmm . . . to make it a fair test ahh . . . we . . . randomly
allocated . . . your . . . option . . . so I don’t get a say in what you get, you don’t get a say and Mr [surgeon]
doesn’t get a say
Patient: [Sniggers]
Recruiter: So leave it to chance of which option you’d be given
Patient: I can’t do that because I want to go back
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Recruiter: I know
Patient: I’m in [timescale]
Recruiter: Have they said what sort of, what sort of
Patient: 6 months to a year from when I get my discharge papers
Recruiter: That’s your window of getting back in?
Patient: No that’s how long I’ve gotta wait 6 months to a year
Recruiter: OK
Patient: Before I can reapply
Recruiter: OK
Patient: So I want to get my fitness back.
Laughter in the patient response can be interpreted as responding to the awkward discussion about
the surgeon not having a say, which the recruiter framed as ‘another problem’. The patient continues to
be concerned about the timescale of their treatment and uses this reason to opt out of the trial.
Finally, we noticed that step 2 of the model (i.e. reassurance about receiving treatment) was seldom
used by recruiters. Only 23 of the 73 recordings contained reassuring-type statements and most of
the patients from these recordings became participants (74%). Recruiters expressed concerns about
using reassuring-type statements, as they may have been construed as undue influence or coercion.
Nevertheless, it can be argued these statements were ethically valid because the FASHIoN trial was a
superiority trial and, therefore, it was assumed that both treatments were effective. An example of a
reassuring statement is as follows:
[Surgeons] know that both [treatments] work, treatment, trial or whatever, you’re going to get treatment
anyway, so physio and surgery, they both work.
RA site 4
Patient questions, concerns and preferences
Box 1 shows a sample of the list of common patient questions, expressions of concern and preferences
that we collected during our analysis. Patient questions were more often recorded in trial participant
consultations, whereas there were more expressions of concerns and preferences in non-participant
consultations. This trend was expected, as patients in the latter group may not have been in equipoise.
Our observations of the recruitment process as it happened informed decisions about what support
and training the QRI team and TMG could offer to site teams. These activities are described below.
Action plans to promote informed consent and improve recruitment
The QRI team worked closely with the FASHIoN team, creating action plans as soon as information
from Phase I was available. The plans were implemented by the trial team and the QRI researcher
assigned to the trial. This method is consistent with the QRI described by Donovan et al.71
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
39
QUALITATIVE RESEARCH TO IMPROVE RECRUITMENT AND TO ASSESS OUTCOMES
BOX 1 Most common patient questions, expressions of concern and preferences
Topic
Patient questions
How did I get FAI?
Could it get much worse if left untreated?
How long does it take to recover from hip arthroscopy?
How many times would I have to come here [for PHT]?
How does treatment get decided?
Patient concerns
I’m confused, the other doctor showed me a tear.
I’m just in absolute agony at all times.
If it is my abnormal hip shape, what difference physio is going to make?
I don’t like the idea of the computer choosing which way.
HR is working to possibly getting me back to work because I don’t get sick pay.
Patient preferences
I’m intrigued by both [treatments] really.
I need to be in control of this [decision].
I’m sick of having [physio]therapy.
Physiotherapy is more suitable for me right now.
HR, human resources.
The results of Phase I indicated that sites that recruited well and those that struggled confronted
similar challenges and, therefore, the trial team sought to standardise procedures as much as possible.
Action plans focused on the following three objectives:
1. improving screening of eligible patients
2. facilitating recruitment site teams’ participation and engagement
3. training site teams on recruitment strategies and trial-specific information.
Improving screening of eligible patients
A simplified screening form was introduced to correct screening misunderstandings and to obtain
accurate estimates of patient recruitment. RAs received detailed instructions on how to fill out the
new screening logs.
Research associates were asked to submit screening data and upcoming recruitment clinic dates on
monthly basis, including whether or not a RA would be available to attend clinics. This information was
reported during the monthly TMG meetings.
Reports to the TMG included an approach percentage and a conversion percentage for each site. The
approach percentage was the percentage of eligible patients who had been asked to take part in the
trial. The conversion percentage was based on the number of approached patients who became trial
participants. These two percentages allowed the trial team to identify where potential problems in the
flow of patients may be. For example, two sites recruited 0.6 patients per month; however, the sites
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differed on their approach and conversion percentages. One site had a low approach percentage
because patients travelled from Ireland to receive treatment and, therefore, these patients were
ineligible to participate in the trial. The other site had a nearly 100% approach, but it did not convert
patients to participants. There was not much that could be done with the composition of clinics in the
first site, but the second team was offered further training on talking to patients about the trial.
The majority of participating site teams responded positively to these changes and RAs developed
their own systems to report their recruitment numbers regularly. Screened patients almost doubled
between September and January (n = 352) and the following 4 months after these changes were
implemented (n = 681). The number of approaches and recruitment conversions increased slightly from
27 to 30 at the same sites.
Facilitating recruiting sites’ participation and engagement
Information collected through interviews and screening logs for each site was organised into cases.
Each case detailed team structure and number of patients screened, eligible, approached and recruited,
as well as a description of any particular difficulties at logistic, engagement or skill level. Cases were
discussed with the chief investigator and TMG in weekly meetings. A summary was presented and
strategies to address particular issues discussed during the TMG monthly meetings.
Logistics/organisational difficulties
l
l
l
l
l
Contact R&D group to guarantee time allocation for a research assistant to attend clinics regularly.
Request screening logs and clinic dates monthly from sites through an Microsoft Excel® datasheet
(Microsoft Corporation, Redmond, WA, USA).
Provide further training on eligibility criteria.
Alert PIs and other management personnel about delays in setting up a site.
Deploy clinical fellows to cover clinics when RAs are not available.
Engagement with the trial
l
l
l
l
l
Regular contact between trial co-ordinator and RAs.
Regular telephone contact with PIs led by the clinical research fellow and the chief investigator.
Monthly e-mail newsletters with recruitment rates and other news about the trial.
Token incentives for successful recruiters, such as chocolate boxes and coffee vouchers.
Branded stationery with trial logo [e.g. water bottles, pens, Post-it® slips (3M, Saint Paul, MN, USA)
and mugs].
Generic and trial-specific recruitment skill level was an important aspect that required optimisation
across sites. Improving recruiters’ skills became a main target of the recruitment intervention, as
explained in the next section.
Training site teams on recruitment strategies and trial-specific information
A comprehensive training programme was designed to support site teams in optimising their
recruitment opportunities. Different activities were organised from the start to the end of the
recruitment period. These activities responded to observations of common barriers and good practice
across sites. A list of activities in chronological order is presented below.
Recruiters’ workshop
At the beginning of the full trial, a half-day training event was offered to PIs and RAs from the 13 sites
that were opened to recruit. The workshop aim was to equip site teams with knowledge and techniques
that they could adapt to recruitment processes at their sites. The CI and trial team presented key aspects
of conducting the trial, including a detailed description of the protocol, eligibility criteria, treatment
specifics and study procedures. The QRI team taught the six-step model and illustrated how to deal with
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Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
41
QUALITATIVE RESEARCH TO IMPROVE RECRUITMENT AND TO ASSESS OUTCOMES
common issues using case examples. Research teams had the opportunity to ask questions and discuss
issues raised. Trial teams received the presentation materials and a manual that contained examples of
good recruitment practice collected during the pilot trial.
Six-step model manual
A document explaining the six-step model for recruitment to the FASHIoN trial was distributed with
the study file. The document contained a description of each step and provided examples extracted
from the pilot recordings modelling good practice. The manual was an abbreviated version of the
published article that RAs could consult for easy recall.28
Training the trainer
The clinical research fellow of the study (EJD), who was an orthopaedic surgeon in training, was
responsible for delivering RA training on this specific trial. The QRI team worked closely with the
clinical fellow, who received specific and intensive training at the beginning of the trial. His recruitment
consultations were recorded and analysed, and feedback was discussed at these early stages. The
clinical fellow also shadowed the chief investigator when approaching potential participants at clinics
in the main site. The clinical fellow became an accomplished recruiter and was involved in all training
events that were conducted during the full trial. He offered support through telephone and e-mail
contact to RAs at participating sites.
One-to-one training
The clinical research fellow met in person with RAs at either the first site recruitment clinic or soon after.
The purpose of this meeting was to discuss the recruitment strategy and build confidence in approaching
patients. RAs had the opportunity to shadow the trainer or receive instant feedback from his observations.
The clinical fellow and RA would discuss the strengths and weakness of the approach and further training
contacts were planned, if required. When a face-to-face meeting could not be arranged, the clinical
research fellow offered to role play over the telephone before the RA started recruitment.
Feedback on audio-recordings
Research associates who submitted recordings received individual written feedback from the QRI
researcher. The feedback focused on issues related to phrases or vocabulary that could hinder
recruitment. Discussions between RAs and researchers were positive, building on strengths, addressing
misunderstanding and avoiding criticisms. This feedback offer was optional and not every RA received it.
Teleconferences
Two 1-hour teleconferences with RAs were conducted at the mid-point in the recruitment period.
The calls aimed at increasing awareness of common recruitment issues and problem-solving by sharing
experiences with each other. In the first teleconference, common patient questions and preference
statements found on the QRI analysis of audio-recordings were used to facilitate discussion. The second
teleconference focused on increasing RAs’ knowledge of the trial treatments and, therefore, their ability
to answer questions. Most of the RAs attended these teleconferences.
Teleconference summary leaflet
After the first teleconference, a guide was distributed to sites, which contained the most common
patient questions, concerns and preference statements and suggestions to address them.
Newsletter supplement
A supplement to the newsletter, containing a summary of the main characteristics of the trial
treatments, was distributed to teams following the second teleconference. The content was created
and checked by the clinical team running the trial.
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Note cards
Pocket-sized note cards containing key trial information messages organised according to the six-step
model of recruitment were created. These cards were the result of the extensive analysis of recruitment
consultations and were introduced as a memory aid for RAs. The note cards were distributed in the last
few months of recruitment.
Evaluation of the qualitative recruitment intervention
The evaluation of the QRI comprised two data sets. The first data set was the overall trajectory of
recruitment rates after action plans from the QRI were implemented. The second data set was the
results of a survey of the RAs who participated in recruiter training activities. The survey asked RAs
what work well in the trial and what could have been improved for future trials.
Recruitment rates overview
The FASHIoN RCT aimed to recruit 344 participants. Recruitment was planned to take place across
25 centres over a 20-month period. Centres would be open and recruiting 6 months after recruitment
started. Forty-two patients had already been recruited in the internal pilot. The main RCT, therefore,
needed to recruit an additional 302 patients.
Recruitment targets were set, assuming centres would comply with this schedule. Figure 5 shows
the original recruitment target line. However, there were considerable delays in opening centres,
which had an impact on recruitment targets. An amended recruitment target line was estimated
based on the actual numbers of centres open per month for the main trial. The recruitment target of
302 patients was achieved in 22 months and included 23 centres.
375
Cumulative number of participants recruited
350
325
300
275
250
225
Actual
Original target
Amended target
200
175
150
125
100
75
50
25
July 2016
April 2016
May 2016
June 2016
November 2015
December 2015
January 2016
February 2016
March 2016
September 2015
October 2015
July 2015
August 2015
April 2015
May 2015
June 2015
September 2014
October 2014
November 2014
December 2014
January 2015
February 2015
March 2015
0
Date
FIGURE 5 Target vs. actual cumulative recruitment: the FASHIoN trial.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
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QUALITATIVE RESEARCH TO IMPROVE RECRUITMENT AND TO ASSESS OUTCOMES
Recruitment figures roughly followed the amended target line until March 2015, after which the actual
recruitment figures started to exceed the amended target. Recruitment rates steadily remained above
the amended target for the remainder of the recruitment period.
Research associates’ survey on recruiter training activities
We conducted an online survey of FASHIoN trial RAs at the end of the recruitment period. The main
aim of this survey was to gather views of a diverse group of recruiters about the strengths and
weakness of recruitment training and trial conduct. We also sought advice about how to improve the
design of future orthopaedic trials.
Procedure
We sent an invitation with a link to an online survey to the e-mail addresses of all RAs in the FASHIoN
site delegation logs. Questions focused on three aspects of the FASHIoN trial:
1. recruitment training activities
2. study procedures (e.g. trial manager visits and attending clinics)
3. study documentation (e.g. trial file, patient information sheet and CRFs).
Research associates scored each trial aspect for its usefulness or quality on a five-point Likert scale.
RAs were also asked to comment on what they would keep or remove from the FASHIoN trial
activities. RAs compared the FASHIoN trial with other surgical and orthopaedic trials that they were
working on and, finally, they provided details of role and experience. We sent the questionnaire
4 weeks after the recruitment period had finished. The survey ran for 6 weeks and two reminders
were sent to those who had not replied.
Answers were aggregated and presented in tables organised by the online platform. A summary of the
main findings is presented below.
Findings
We sent the invitation to 38 individual e-mails and received replies from 27 RAs: the response rate
was 71%. Non-respondents were mainly staff who had a brief involvement with the trial, had covered
annual leave, were RA managers or had left their role. We are confident that those who replied were
directly involved in talking to potential participants in this trial.
The majority of RAs had a clinical background (only three RAs did not). There were 18 nurses and five
physiotherapists. Experience as a recruiter to research studies varied. Forty-eight per cent (n = 13) of
recruiters had < 2 years in the role, whereas others had been recruiting for up to 10 years. Seven of
the most experienced recruiters were senior research nurses and managed other research nurses.
More than half (66%) of recruiters had recruited for other orthopaedic trials and spent most of their
working time on this role. RAs were involved with a range of studies (from 2 to > 20). Eight (29%)
recruiters were working on the FASHIoN trial exclusively.
Recruitment training activities
We asked recruiters how useful they found each of the seven training activities described in Phase II.
We obtained many ‘not applicable’ responses recorded in activities that happened once. The results
are as follows.
One-to-one training
One-to-one training refers to meetings between the clinical research fellow and RAs at the first
recruitment visit. Seventy-seven per cent of RAs rated this training as overwhelmingly useful and only
six RAs said that it was not applicable. In the comments, one RA wrote:
It is good to receive one-to-one training. It is also good to hear from a clinician rather than someone with
an admin background, as they understand the interventions more.
44
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Health Technology Assessment 2022 Vol. 26 No. 16
Six-step model manual
The six-step model manual provided details of the six-step model to good recruitment practices.
Eighty-one per cent of RAs found the manual useful or very useful, three RAs said that it was only
moderately useful and two RAs said that it was not applicable.
Recruiters’ workshop
The recruiters’ workshop was a half-day training event that was offered at the beginning of the
recruitment period. Forty-seven per cent of RAs considered the workshop useful, but 53% of RAs said
that it was not applicable.
Feedback on audio-recordings
Individual feedback was offered to RAs who submitted audio-recordings. Thirty-eight per cent of RAs
did not receive this type of feedback. Views on how useful this activity was varied from not useful at
all (7%) to extremely useful (19%).
Teleconferences
Two teleconferences were conducted at the mid-point of the recruitment period. The teleconferences
were considered as not applicable to nine (35%) RAs in this sample. Eleven (44%) RAs found the
teleconferences very or extremely useful and six (22%) RAs did not find them useful.
Teleconference summary leaflet
A summary leaflet of the first conference was distributed to sites. RA views of the leaflet mirrored
their views of the two teleconferences (see Teleconferences). Twelve (46%) RAs thought that the leaflet
was very or extremely useful, seven RAs (25%) thought that the leaflet was not useful and seven RAs
(25%) marked it as not applicable.
Note cards
Note cards, containing key trial information, were introduced in the last few months of the trial as a
result of extensive analysis of audio-recordings. Consequently, the note cards were not applicable to
five (18%) RAs. All RAs who received the note cards found the cards useful, with 70% of RAs saying
that they found the cards very or extremely useful and three (11%) RAs saying that they found the
cards moderately useful.
Study procedures
In relation to how difficult or easy the study procedures were, the survey covered all aspects, from
setting up the trial to follow-up procedures. Procedures catalogued as easy or neutral included
communicating with the TMG, working with the local PI, completing CRFs and obtaining clinical data
about participants. A small number of RAs reported difficulty in setting up the study, attending clinics,
identifying eligible patients, approaching eligible patients and obtaining informed consent.
Two aspects of the study procedures that were rated as difficult by RAs were (1) having a separate
recruitment consultation after the diagnostic consultation (n = 7, 28%) and (2) recording consultations
(n = 7, 28%). Notably, the RAs said that these difficulties differed from other trials in which they had
been involved. However, overall, RAs were satisfied with the study procedures.
Research associates were very satisfied with the trial management support, specifically in relation to
dealing with treatment-specific queries, general trial queries and telephone and e-mail contact with the
trial team. A RA made the following comment:
The trial management team were excellent in this study. Easily accessible and very helpful and professional.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
45
QUALITATIVE RESEARCH TO IMPROVE RECRUITMENT AND TO ASSESS OUTCOMES
Study documentation
Research associates’ ratings of study documentation (including information about FAI and treatments,
the trial site file, the patient information sheet, screening logs, CRFs, the trial manual and the
newsletter) ranged from good to excellent in all questions. A comment from one RA reads:
Having worked on many studies now, I appreciate how hard is to design and produce such high quality
of documentation.
When we asked RAs to compare FASHIoN trial procedures and documentation with that of other trials
they had been working on, ratings ranged from good to excellent. We noticed a few not applicable
responses from RAs who had not worked in other trials.
Overall, RAs reported satisfaction with study procedures and documentation, as well as with the
range of recruitment training activities. The trial was well resourced in terms of staff and budget,
and this allowed consistent communication between the trial and site teams and resulted in highly
professional documentation.
Emphasis on RAs talking to patients in a separate recruitment appointment and the use of a recruiter
training programme made the FASHIoN trial somewhat different from other orthopaedic trials. It is not
surprising that RAs found these extra activities more challenging than other common trial procedures.
For example, there were suggestions to remove recordings from future trials, as RAs found recordings
awkward and feedback was inconsistent and may have felt critical at times. However, RAs appreciated
the note cards, which could not have been created without data from these recordings. Another strength
of our approach was having a variety of activities for recruiting staff who usually have a high turnover.
This meant that recruiters were well supported, as evidenced in their feedback.
Discussion and conclusions
We reported various processes aimed at optimising recruitment to the FASHIoN trial. The first phase
of the recruitment intervention provided an understanding of the reasons for recruitment rate
differences between sites that recruited well and sites that struggled. Equipped with this knowledge,
the TMG and QRI teams modified or created processes to support sites in improving or maintaining
their recruitment rates (e.g. monthly monitoring of screening logs and extensive RA training).
Recruitment rates were maintained and the recruitment target sample was achieved, albeit a few
months later than estimated. In the remainder of this discussion, we will discuss some limitations of
these findings, then we will consider the relationship between this work and prior QRIs.
There are two limiting conditions to the conclusions that we can draw from our findings. First, the
recruitment intervention was applied to only one specific RCT dealing with one specific patient group.
Therefore, action plans may be applicable to this trial only, for example whether or not the six-step
model can be adapted to other RCTs remains an open question. Second, we obtained a large number
of audio-recordings of consultations; however, most sites perceived these recordings as a barrier to
conducting the trial, which was more prominent on sites that struggled to recruit. It is possible that
our data collection had an embedded bias towards positive results because of hard-to-reach struggling
sites. Efforts to overcome this shortcoming were made by including audio-recordings as an integral
part of the recruitment process at the site initiation.
Findings from the FASHIoN trial QRI did not differ from other QRIs reported in the literature.40,76
For example, our classification of the main recruitment issues reported in Phase I reflected those found
in the qualitative research synthesis of Donovan et al.40 Recruiters readily identified organisational
difficulties and patients’ preferences as key barriers to recruitment, but hidden issues emerged in
relation to how comfortable recruiters were recruiting to this particular trial and their different levels
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Health Technology Assessment 2022 Vol. 26 No. 16
of equipoise. Another expected finding echoed previous research that focused on the importance of
research teams working together.76 Our view is that the TMG imparted strong messages about how to
recruit, but good communication and relationships within the research teams made these messages
bear fruit in terms of achieving recruitment targets.
Perhaps the most innovative aspects of this QRI were the recruitment training plan and the final
survey evaluation. The six-step model provided a guide to create a comprehensive training programme
and additional resources to address lack of recruitment experience and skills. We found evidence that
the majority of recruiters used a structured model of recruitment in their conversation with patients
and through the survey it was possible to discern which resources RAs valued the most.
More generally, this report shows that recruitment interventions tend to be multilayered and complex,
and, as in the FASHIoN trial, interventions required the full support of, and commitment from, the
TMG and participating site teams to be successful. What stands out in this work is how feasible it is to
not only construct a well-crafted message promoting patient equipoise, but also to get a large number
of researchers to use this message in their recruitment consultations. The effort of understanding and
intervening on recruitment is worthwhile when answering important clinical questions.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
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47
Health Technology Assessment 2022 Vol. 26 No. 16
DOI: 10.3310/FXII0508
Chapter 4 Results
Screening
A total of 6028 patients attending the participating surgeons’ hip clinics were screened between
20 July 2012 and 15 July 2016 (Figure 6).
Adult patients referred with non-arthritic hip symptoms (hip pain and without
diagnosis of osteoarthritis or for consideration of a total hip replacement)
(n = 6028)
Did not meet inclusion criteria
(n = 4984)
• No symptoms of hip pain, n = 9
• No radiographic evidence of FAI, n = 4549
• Surgeon believes no benefit of surgery, n = 378
• FAI diagnosis not confirmed, n = 48
Patients who the treating surgeon believes
would benefit from arthroscopic FAI surgery
(n = 1044)
Did not meet remaining inclusion
(n = 50)
• Aged < 16 years, n = 37
• Unable to give written consent, n = 13
Met exclusion criteria
(n = 330)
• Unable to participate in interventions, n = 119
• Previous significant hip pathology, n = 48
• Previous hip injury, n = 16
• Osteoarthritis or loss of superior joint space width, n = 55
• Previous shape changing hip surgery, n = 92
Reason not given
(n = 16)
Eligible patients
(n = 648)
Eligible patients not invited to a randomisation
consultation
(n = 29)
Patients declined
(n = 268)
• Patient prefers surgery, n = 158
• Patient prefers PHT, n = 47
• Patient prefers no treatment, n = 15
• Patient prefers no research involvement, n = 30
• Other reason, n = 7
• No reason given, n = 11
Patients randomised
(n = 351)
Allocated to personalised hip therapy
(n = 178)
Received
• PHT only, n = 154
• PHT and surgery, n = 14
• No intervention, n = 9
• Post-randomisation exclusion, n = 1
• Returned 12-month questionnaire, n = 162
• Lost to follow-up, n = 11
• Withdrew, n = 4
Allocated to arthroscopic surgery
(n = 173)
Received
• Arthroscopic surgery only, n = 144
• No intervention, n = 27
• Post-randomisation exclusion, n = 2
• Returned 12-month questionnaire, n = 157
• Lost to follow-up, n = 11
• Withdrew, n = 3
FIGURE 6 The FASHIoN study CONSORT flow diagram.
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Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
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49
RESULTS
Recruitment
The number of patients approached and recruited by site is shown in Table 6. Overall, 94% of
eligible participants were approached, 61% of whom consented to participate in the trial. In total,
351 participants were recruited. There were three participants who were randomised; however, post
randomisation, these participants were found to not meet the inclusion criteria and were excluded
and withdrawn from the study (referred to as post-randomisation exclusions). For the remainder of
the report, data are presented for the 348 participants who were not post-randomisation exclusions.
In total, 171 patients were allocated to hip arthroscopy and 177 patients were allocated to PHT.
TABLE 6 Numbers of eligible, approached and recruited participants by site
Approach
percentage
(approached/
eligible, %)
Success
percentage
(recruited/
approached, %)
Number of
months open
Number of
participants
eligible
Number of
participants
approached
University Hospitals
Coventry and
Warwickshire
44
115
112
78
97
69
Yeovil District
Hospital
42
38
37
22
97
59
Royal Devon and
Exeter Hospital
41
22
22
18
100
82
Royal Orthopaedic
Hospital
41
93
93
39
100
42
Wrightington Hospital
37
27
18
12
67
67
The Royal Cornwall
15
11
9
7
82
78
Elective Orthopaedic
Centre
6
7
7
2
100
29
Northumbria
Healthcare NHS
Foundation Trust
36
57
55
14
96
25
The Royal London
15
8
8
5
100
63
Doncaster and
Bassetlaw Teaching
Hospital NHS
Foundation Trust
36
32
28
16
88
57
Royal National
Orthopaedic Hospital
35
15
13
10
87
77
Frimley Park Hospital
33
35
35
23
100
66
The Robert Jones
and Agnes Hunt
Orthopaedic Hospital
29
44
44
32
100
73
South Tees Hospitals
NHS Foundation Trust
15
36
31
8
86
26
University College
Hospital
14
15
15
8
100
53
Guys’ and St Thomas’
Hospital
13
31
31
11
100
35
Cardiff and Vale
Hospitals
13
12
12
11
100
92
Site
50
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Number of
participants
recruited
Health Technology Assessment 2022 Vol. 26 No. 16
DOI: 10.3310/FXII0508
TABLE 6 Numbers of eligible, approached and recruited participants by site (continued )
Site
Number of
months open
Number of
participants
eligible
Number of
participants
approached
Number of
participants
recruited
Approach
percentage
(approached/
eligible, %)
Success
percentage
(recruited/
approached, %)
Glasgow Royal
Infirmary
11
5
5
5
100
100
Wrexham Maelor
Hospital
13
4
4
4
100
100
King’s College
Hospital
13
22
22
13
100
59
North Bristol NHS
Trust
10
13
13
7
100
54
Spire Manchester
Hospital
4
4
4
3
100
75
646
618
348
96
56
Total
Screening data for only the main phase of study are presented.
Participant characteristics
The two treatment groups of consented participants were well matched in terms of both demographics
and pre-randomisation hip-related quality of life (Table 7), with both groups of participants having had
symptoms for approximately 3 years.
TABLE 7 Baseline demographic and clinical characteristics of all patients summarised by treatment group
Treatment group
Characteristic
Surgery (N = 171)a
PHT (N = 177)a
Total
Age (years)
Mean
35.4
35.2
35.3
9.7
9.4
9.6
Median
35.8
34.7
35.5
Minimum
16.7
16.4
16
Maximum
66.4
68.4
68.4
SD
Hip side considered for treatment, n (%)
Left
75 (44)
74 (42)
149 (43)
Right
95 (56)
103 (58)
198 (57)
71 (42)
64 (36)
136 (39)
100 (58)
113 (64)
215 (61)
Yes
31 (18)
25 (14)
56 (16)
No
136 (80)
151 (85)
287 (82)
Sex, n (%)
Female
Male
Current smoking status, n (%)
continued
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51
RESULTS
TABLE 7 Baseline demographic and clinical characteristics of all patients summarised by treatment group (continued )
Treatment group
Characteristic
Surgery (N = 171)a
PHT (N = 177)a
Total
If yes, how many cigarettes smoked, on average, per day
Mean
10
SD
5.4
Median
10
4.6
10
5.1
10
10
10
Minimum
2
2
2
Maximum
20
20
20
17
14
16
If yes, total number of years as a smoker
Mean
SD
Median
9.7
8.1
9.1
15
15
15
Minimum
1
1
1
Maximum
36
26
36
Mean
37
40
39
SD
36.6
40.8
38.6
Median
24
24
24
Minimum
0
4
0
Maximum
228
240
240
Duration (months) of hip symptoms
Impingement type, n (%)
Cam
129 (75)
133 (75)
262 (75)
Mixed
29 (17)
30 (17)
59 (17)
Pincer
13 (8)
14 (8)
27 (8)
Units of alcohol consumed in an average week
Mean
6.2
6.0
6.1
SD
8.6
7.7
8.1
Median
2
3
3
Minimum
0
0
0
Maximum
40
40
40
Diabetes, n (%)
Yes
No
2 (1)
165 (96)
4 (2)
171 (97)
6 (2)
336 (97)
Chronic renal failure, n (%)
Yes
No
1 (1)
0 (0)
1 (< 1)
166 (96)
176 (99)
342 (97)
Mean
4.3
4.4
4.3
SD
2.5
2.5
2.5
Median
5
5
5
Minimum
1
1
1
Maximum
9
9
9
Physical activity (UCLA Activity Scale)
52
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Health Technology Assessment 2022 Vol. 26 No. 16
DOI: 10.3310/FXII0508
TABLE 7 Baseline demographic and clinical characteristics of all patients summarised by treatment group (continued )
Treatment group
Characteristic
Surgery (N = 171)a
PHT (N = 177)a
Total
Hip-related quality of life (iHOT-33 score)
Mean
39
36
37
SD
20.9
18.2
20.0
Median
38
33
37
Minimum
0
2
0
Maximum
82
80
82
44
44
44
SF-12: physical component score
Mean
SD
7.6
5.9
6.8
Median
44
44
44
Minimum
24
29
24
Maximum
61
63
63
42
42
42
SF-12: mental component score
Mean
SD
7.1
7.3
7.2
Median
43
43
43
Minimum
24
18
18
Maximum
61
57
61
EQ-5D-3L/EQ-5D-5L index score
Mean
0.576
0.557
0.566
SD
0.26
0.25
0.25
Median
0.689
0.642
0.654
–0.239
–0.181
–0.239
Minimum
Maximum
1
1
1
Mean
67
67
67
SD
20.2
18.7
19.4
Median
70
70
70
Minimum
5
10
5
Maximum
100
100
100
EQ-5D-5L VAS
UCLA, University of California, Los Angeles.
a Where numbers do not total to treatment group this indicates that data were missing.
Treatment allocation and adherence
The adherence to treatment allocation is displayed in Table 8 with reasons for not adhering to
allocation given in Appendix 2. With respect to treatment adherence, adherence to PHT was considered
to be attending at least one session with the PHT physiotherapist.
Fourteen participants who were allocated to PHT had all or part of this intervention, but then, at their
request, went on to have hip arthroscopy within 12 months after randomisation. No patients allocated
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53
RESULTS
TABLE 8 Treatment adherence (randomised treatment vs. treatment received) at
12 months post randomisation
Treatment allocated, n (%)
Treatment received
Surgery
Surgery only
144 (84)
0 (0)
144
PHT only
0 (0)
154 (87)
154
PHT and surgery
0 (0)
14 (8)
14
27 (16)
9 (5)
36
Neither trial treatment
Total
171
PHT
Total
177
348
to hip arthroscopy had PHT. Twenty-seven participants allocated to surgery did not receive surgery
within the 12-month follow-up period.
Patients allocated to PHT were able to commence their treatment a mean of 48 days after randomisation,
whereas patients allocated surgery did not commence their treatment until a mean of 132 days after
randomisation (Table 9 and Figure 7).
Interventions
Arthroscopic surgery
Surgeons
Surgery was delivered by 1 out of 27 consultants registered with the General Medical Council and on
the specialty trauma and orthopaedic register. Surgeons had been on the specialty register for a mean
of 11 (SD 7) years. Trial surgeons had been performing hip arthroscopy as a consultant for a mean of
9 (SD 3.6) years, having received the following dedicated hip preservation training: specialist registrar
(n = 13), courses (n = 24), fellowship (n = 14, mean duration 9 months) and travelling fellowship (n = 8,
mean duration 1.6 months). Six surgeons were directors of hip preservation fellowships and 17 surgeons
were faculty on dedicated hip arthroscopy courses. Trial surgeons performed a mean of 112 (SD 55) hip
arthroscopies per year, of which 81 (SD 45) were for FAI syndrome. Each surgeon treated a mean of
5.3 (SD 5.3) patients with surgery within the FASHIoN trial (Table 10).
TABLE 9 Summary of timing from day of randomisation to date at which
intervention started, for those who received allocated treatment
Days between date of randomisation and
date of intervention
Surgery group
PHT group
Mean
132
48
n
144
154
71
43
122
37
Minimum
11
0
Maximum
359
245
SD
Median
54
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Health Technology Assessment 2022 Vol. 26 No. 16
DOI: 10.3310/FXII0508
(a)
40
Per cent
30
20
10
0
0
50
100
150
200
250
300
350
300
350
Days between randomisation and date of surgery
(b)
40
Per cent
30
20
10
0
0
50
100
150
200
250
Days between randomisation and date of f irst PHT session
FIGURE 7 Delay from day of randomisation to date at which intervention started, for those who received allocated
treatment. (a) Surgery; and (b) PHT.
TABLE 10 Number of participants treated by each surgeon
Number of participants treated
Mean
5
SD
5
Median
3
Minimum
1
Maximum
21
Surgery performed
A total of 144 patients received arthroscopic hip surgery. Twenty-seven patients allocated to hip
arthroscopy did not have surgery in the 12-month follow-up period. A total of 121 patients received
postoperative MRI. In 141 operations the surgeon examined the central compartment of the hip (note
that three patients had no details available) and in 140 operations the peripheral compartment of the
hip was examined (note that four patients had no details available). A cam reshaping was undertaken in
isolation in 103 patients, a pincer reshaping in eight patients, cam and pincer reshaping in 27 patients,
and in four patients no reshaping was undertaken, as the hip was found to be degenerate. In two patients
the reshaping was not detailed.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
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55
RESULTS
Postoperative rehabilitation
A total of 141 patients received the surgeons’ routine postoperative rehabilitation. There was a high
degree of heterogeneity in the postoperative rehabilitation protocols between sites. Details on the
postoperative rehabilitation are available in Appendix 2. Postoperative rehabilitation was most typically
structured in stages over several months and included:
l
l
l
l
an immediate postoperative phase that restored hip movement as pain improved
a phase to restore static stability and movement
a phase to restore dynamic stability and movement
sports-specific training.
Surgical fidelity
Of those who received surgery, 84% (121/144) had a postoperative MRI and their case was assessed by
the surgical review panel. Of these cases, 87% (105/121) were deemed satisfactory and 13% (16/121)
were deemed unsatisfactory. The most common reason for unsatisfactory surgery was an inadequate
bony resection (n = 7) and a sharp transition from the femoral head to neck (n = 5) as a result of
reshaping surgery. Table 11 reports the grading for postoperative hip shape (see also Appendix 1).
Personalised hip therapy
Physiotherapists
Personalised hip therapy was delivered at 23 hospitals by a total of 47 chartered physiotherapists who
were registered with the Health and Care Professions Council (London, UK). In terms of clinical experience,
experience ranged from NHS Agenda for Change band 5 to band 8a (band 5, n = 1; band 6, n = 11;
band 7, n = 19; band 8a, n = 5; band unknown, n = 11). Agenda for Change is the current NHS grading
and pay system in which a band 5 physiotherapist is usually a recently qualified physiotherapist or one
with < 3 years of experience and a band 8a physiotherapist represents a specialist physiotherapist or an
extended scope practitioner.
All PHT physiotherapists treated patients with musculoskeletal conditions within their normal clinical
practice. Forty-one (90%) physiotherapists had previously treated patients with FAI syndrome
before involvement in the trial. All physiotherapists attended at least one of eight workshops held
between 2012 and March 2016. Physiotherapists delivered a median of seven PHT sessions and
each physiotherapist treated a median of two patients (Table 12). Typically, each site had two trained
PHT physiotherapists and they often changed jobs and, therefore, the median number of participants
treated by each PHT physiotherapist was smaller than that of participants operated on by each surgeon.
Personalised hip therapy delivered
The physiotherapists delivered a total of 947 PHT treatment contacts for trial participants, of which
878 (93%) were face-to-face contacts, 31 (3%) were telephone contacts and 4 (0.4%) were contacts
via e-mail. For 34 (3%) contacts, physiotherapists did not record the mode of contact on the CRF.
Analysis of the CRF data highlighted that 72 (65%) patients randomised to the PHT intervention
received six or more treatment contacts in accordance with the PHT protocol. Fifty-six (35%) patients
TABLE 11 Grading of surgical quality
Grade
1 (satisfactory)
2 (borderline)
3 (inadequate)
4 (no change)
Head sphericity
80
29
9
2
Head–neck junction
73
38
7
2
109
7
0
2
Rim morphology
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Health Technology Assessment 2022 Vol. 26 No. 16
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TABLE 12 Number of sessions delivered, and participants treated, by each PHT therapist (N = 47)
Number of sessions delivered
Number of participants treated
Mean
16
3
SD
27
4.1
Median
7
2
Minimum
1
1
Maximum
187
28
received fewer than six treatment sessions. Of these patients, nine (16%) were formally discharged by
the physiotherapist and 47 (84%) were not. Only 20 (11%) participants failed to attend any session of
their PHT treatment, with a further 23 (13%) participants receiving fewer than three treatment contacts
(Table 13 and Appendix 2).
Treatment sessions lasted a mean of 30 minutes (SD 11 minutes), with the first assessment and
treatment session usually lasting longer. The content of treatment sessions included assessment or
reassessment (in 88% of treatment sessions), education and advice (in 77% of sessions) and help
with pain relief (in 74% of treatment sessions). There was evidence that the participant’s exercise
programme was supervised in clinic in 78% of treatment sessions and that exercise diaries were used
with 46% of participants to support monitoring of exercise behaviour at home, although in 4% of cases
the exercise diary was forgotten by participants at further treatment sessions.
In terms of the specific content of the PHT exercise prescription for participants, for 158 PHT
participants there was a total of 3657 exercises recorded on the CRFs from 947 treatment sessions
(highlighting that most participants were prescribed three or four different exercises at each treatment
session). A detailed summary of the frequency of each exercise prescribed is provided in Appendix 2.
The five most frequent exercises prescribed were (1) bridge (n = 337), (2) clam (n = 326), (3) bent
knee fall out (n = 226), (4) straight leg raise through hip abduction in side lying (n = 186) and (5) hip
extension in four-point kneeling (n = 172). These five most commonly prescribed exercises (i.e. exercises 4,
7, 3, 8 and 5, respectively) aim to establish pelvic control while strengthening the gluteus maximus and
gluteus medius. Other frequently prescribed exercises were stretches targeting the hip flexors and
external rotators (see Appendix 2).
TABLE 13 Number of PHT sessions attended
Number of sessions attended
Count, n (%)
Cumulative, n (%)
1
17 (11)
17 (11)
2
6 (4)
23 (15)
3
10 (6)
33 (21)
4
13 (8)
46 (29)
5
10 (6)
56 (35)
6
32 (20)
88 (56)
7
18 (11)
106 (67)
8
20 (13)
126 (80)
9
14 (9)
140 (89)
10
16 (10)
156 (99)
2 (1)
158 (100)
11
Total
158
158
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57
RESULTS
Personalised hip therapy fidelity
A source verification audit was undertaken, with 19 sites visited. Seventy-three (41%) study patients’
physiotherapy treatment notes were reviewed and compared with the data recorded on CRFs. All
CRFs were judged to accurately reflect the treatment documented in the treatment record. These data
were then shared with the central fidelity review panel on a per case basis.
Of the patients who received PHT (n = 154), 107 (69%) were judged to have received the intervention
to a high fidelity. The most common reason for the low fidelity of PHT was participants not receiving
the minimum of six therapy sessions (34/47, 72%). Other reasons for the low fidelity of PHT were no
progression of exercises by the physiotherapist (11/47, 23%) and the patient not complying with the
exercise programme (2/47, 4%).
Outcome data completeness
A total of 319 (92%) participants completed questionnaires at 12 months after randomisation, seven
participants withdrew from follow-up questionnaire completion and 22 participants were lost to
follow-up (Table 14). Table 15 highlights the timings of follow-up assessments by treatment group.
Appendix 2, Table 46, reports the completeness of the questionnaire data at different time points.
TABLE 14 Follow-up status at time points in the FASHIoN trial
6-month follow-up, n (%)
12-month follow-up, n (%)
Follow-up status
Surgery group
PHT group
Total
Surgery group
PHT group
Total
Completed questionnaire
160 (92)
154 (87)
314 (89)
158 (92)
163 (92)
321 (92)
Loss to follow-up
8 (5)
19 (11)
27 (8)
10 (6)
10 (6)
20 (6)
Consent withdrawn
3 (2)
4 (2)
7 (2)
3 (2)
4 (2)
7 (2)
TABLE 15 Summary of timing of follow-up assessments, by treatment arm
Treatment group
Timing of follow-up assessment
Surgery
PHT
Days between date of randomisation and date of 6-month follow-up form
Mean
190
190
n
161
154
36
35
SD
Median
186
185
Minimum
71
83
Maximum
307
296
Days between date of randomisation and date of 12-month follow-up form
Mean
370
379
n
158
163
SD
30.7
54.5
Median
362
364
Minimum
292
264
Maximum
470
812
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Outcomes
Primary outcome
The iHOT-33 score increased between baseline and 12 months in both groups (Table 16 and Figures 8
and 9). iHOT-33 scores improved from a mean of 36 points at baseline to 50 points at 12 months in the
PHT group and from a mean of 39 points at baseline to 59 points at 12 months in the hip arthroscopy
group. In the primary intention-to-treat analysis at 12 months, the adjusted estimate of treatment effect
measured with iHOT-33 was 6.8 (95% CI 1.7 to 12.0) in favour of the hip arthroscopy group compared
with the PHT group. The p-value of 0.009 indicates that there is evidence for a statistically significant
difference (the 95% CI includes the prespecified MCID and does not include zero).
Secondary outcomes
There were no were significant differences between treatment groups at 6 or 12 months in the
EuroQol-5 Dimensions (EQ-5D) or SF-12 (Figures 10–13 and Table 17).
Per-protocol analyses
Two per-protocol analyses were conducted. The first per-protocol analysis was for patients who
received surgery only (n = 144) or PHT only (n = 154), irrespective of the quality of the treatment
they received (Table 18). The adjusted estimate of treatment effect measured with iHOT-33 was 8.2
(95% CI 2.8 to 13.6) in favour of hip arthroscopy.
TABLE 16 Summary statistics, unadjusted and adjusted treatment effects at all time points based on an intention-to-treat
analysis: iHOT-33
Treatment group
Surgery
PHT
Difference (95% CI)
Time point
Mean (SD)
n
Mean (SD)
n
Raw
Adjusteda
p-value
6 months
46.6 (25)
161
45.6 (23)
154
1.0
–0.7 (–5.2 to 3.7)
0.743
12 months
58.8 (27)
158
49.7 (25)
163
9.1
6.8 (1.7 to 12.0)
0.009
a Mixed-effects regression model based on intention-to-treat analysis approach with allocated treatment group,
impingement type, sex and baseline iHOT-33 score as fixed effects, and recruiting site as a random effect.
100
iHOT-33 score
80
60
40
20
0
Surgery
PHT
Baseline
Surgery
PHT
6 months
Surgery
PHT
12 months
FIGURE 8 Box plots of iHOT-33 baseline and follow-up scores.
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59
RESULTS
100
Mean (95% CI) iHOT-33 score
90
80
70
Surgery
60
50
PHT
40
30
20
10
0
0
2
4
6
8
Months post randomisation
10
12
FIGURE 9 Overall trend in iHOT-33 unadjusted mean scores and 95% CIs.
EQ-5D-3L/EQ-5D-5L index score
1.0
0.5
0.0
–0.5
Surgery
PHT
Baseline
Surgery
PHT
6 months
Surgery
PHT
12 months
FIGURE 10 Box plots of EQ-5D-5L baseline and follow-up scores.
A second exploratory per-protocol analysis was conducted that included only those participants who
received their allocated intervention and whose treatment was deemed to be of a satisfactory quality
by the respective review panels. In this analysis, 95 surgical cases and 106 PHT participants were
included (Table 19). In this exploratory per-protocol analysis, the adjusted estimate of treatment effect
measured with the iHOT-33 was favour of surgery (Table 20).
Missing outcome analyses
There was a low level of missing item-level data in all patient-reported outcome measures at all time
points. After imputation for missing data, the adjusted estimate of treatment effect was similar at
6.6 (95% CI 1.7 to 11.4) points in favour of hip arthroscopy (Table 21).
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100
EQ-5D VAS
80
60
40
20
0
Surgery
PHT
Baseline
Surgery
PHT
Surgery
6 months
PHT
12 months
FIGURE 11 Box plots of EQ-5D VAS baseline and follow-up scores.
70
SF-12 physical subscale
60
50
40
30
20
Surgery
PHT
Baseline
Surgery
PHT
6 months
Surgery
PHT
12 months
FIGURE 12 Box plots of SF-12 (physical component score) baseline and follow-up scores.
Subgroup analyses
Planned subgroup analyses were conducted for those participants with cam, pincer and mixed-type FAI
syndrome and those aged < 40 years and ≥ 40 years.
There was no evidence of a subgroup effect, with the adjusted estimate of treatment effect measured
by the iHOT-33 being as follows: 5.0 (95% CI –1.2 to 11.3) in participants aged < 40 years, 10.9
(95% CI 1.7 to 20.1) in participants aged ≥ 40 years, 8.3 (95% CI 2.5 to 14.2) in participants with cam
morphology, 1.1 (95% CI –11.5 to 13.7) in participants with mixed cam and pincer morphology and
4.0 (95% CI –14.6 to 22.7) in participants with pincer morphology, in favour of surgery (Table 22).
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
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61
RESULTS
SF-12 mental subscale
60
50
40
30
20
Surgery
PHT
Surgery
Baseline
PHT
Surgery
6 months
PHT
12 months
FIGURE 13 Box plots of SF-12 (mental component score) baseline and follow-up scores.
TABLE 17 Summary statistics, unadjusted and adjusted treatment effects at all time points based on an intention-to-treat
analysis: EQ-5D-5L and SF-12
Treatment group
Outcome
EQ-5D-5L score
EQ-5D VAS score
SF-12 physical
component score
SF-12 mental
component score
Time point
(months)
Surgery
PHT
Difference (95% CI)
Mean (SD)
n
Mean (SD)
n
Raw
Adjusteda
p-value
6
0.544
(0.26)
144
0.573
(0.23)
147
–0.029
–0.042
(–0.088 to 0.005)
0.081
12
0.615
(0.25)
152
0.578
(0.24)
147
0.037
0.020
(–0.027 to 0.067)
0.397
6
67.8
145
70.3
145
–2.5
–2.1 (–5.7 to 1.4)
0.241
12
71.9
150
69.2
145
2.7
2.6 (–1.2 to 6.4)
0.180
6
43.4
146
44.2
142
–0.8
–0.7 (–2.1 to 0.7)
0.304
12
45.1
145
44.1
132
1.0
1.1 (–0.2 to 2.5)
0.099
6
42.1
146
42.1
142
–0.1
–0.1 (–1.5 to 1.3)
0.929
12
43.2
145
42.6
132
0.6
0.4 (–1.2 to 2.0)
0.589
a Mixed-effects regression model based on an intention-to-treat analysis approach with allocated treatment group,
impingement type, sex and baseline iHOT-33 score as fixed effects, and recruiting site as a random effect.
TABLE 18 Summary statistics, unadjusted and adjusted treatment effects at all time points based on a per-treatment
analysis: iHOT-33
Treatment group
Surgery
PHT
Difference (95% CI)
Time point
Mean (SD)
n
Mean (SD)
n
Raw
Adjusteda
p-value
12 months
58.5 (27.9)
140
49.3 (25.4)
147
9.2
8.2 (2.8 to 13.6)
0.003
a Mixed-effects regression model based on an intention-to-treat analysis approach with allocated treatment group,
impingement type, sex and baseline iHOT-33 score as fixed effects, and recruiting site as a random effect.
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TABLE 19 Participants included in second per-protocol analysis, including the results of the quality review panel
Treatment allocated, n (%)
Treatment received
Surgery
PHT
Total
Adequate
95 (56)
106 (60)
201 (58)
Not adequate
45 (26)
39 (22)
84 (24)
Received other treatment
27 (16)
23 (13)
50 (14)
4 (2)
9 (5)
13 (4)
Missing review
Total
171
177
348
TABLE 20 Summary statistics, unadjusted and adjusted treatment effects at all time points based on the second
per-protocol analysis: iHOT-33
Treatment group
Surgery
PHT
Difference (95% CI)
Time point
Mean (SD)
n
Mean (SD)
n
Raw
Adjusteda
p-value
12 months
56.9 (28.2)
92
49.3 (25.9)
104
7.6
6.9 (0.26 to 13.4)
0.041
a Mixed-effects regression model based on an intention-to-treat analysis approach with allocated treatment group,
impingement type, sex and baseline iHOT-33 score as fixed effects, and recruiting site as a random effect.
TABLE 21 Means and SDs of the primary outcome at all time points and estimated treatment effects after adjustment,
using a multiple imputation approach to missing iHOT-33 overall scores
Treatment group
Surgery
PHT
Difference (95% CI)
Time point
Mean (SD)
n
Mean (SD)
n
Raw
Adjusteda
p-value
12 months
58.7 (26.2)
171
49.8 (24.6)
177
8.9
6.6 (1.7 to 11.4)
0.008
a Mixed-effects regression model based on an intention-to-treat analysis approach with allocated treatment group,
impingement type, sex and baseline iHOT-33 score as fixed effects, and recruiting site as a random effect.
Sensitivity analyses
In a post hoc analysis, there was no significant difference in iHOT-33 score at 12 months for patients
in the hip arthroscopy group who were treated within 6 months of randomisation compared with those
treated ≥ 6 months after randomisation (0.9, 95% CI −10.7 to 8.8).
Complications
Complications at the 6-week assessment
A total of 138 and 146 participants following surgery and PHT, respectively, returned a 6-week
complication log. The most commonly reported complication in both groups was muscle soreness
(Table 23). Eight (6%) patients reported a superficial wound infection following surgery, but antibiotics
were prescribed in only four (3%) cases. Thirty-five (24%) participants reported groin, leg or foot
numbness after surgery.
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Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
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63
RESULTS
TABLE 22 Results of the subgroup analysis of the iHOT-33 showing means and SDs at 12 months post randomisation
and estimated treatment effects after adjustment
Treatment group
Surgery
PHT
Difference (95% CI)
Raw
Adjusteda
p-valueb
Mean (SD)
n
Mean (SD)
n
< 40 years
59.1 (26.6)
103
50.0 (24.5)
117
9.1
≥ 40 years
58.1 (28.4)
55
48.8 (27.9)
46
9.3
10.9 (1.7 to 20.1)
Cam
59.4 (27.7)
120
49.1 (24.3)
124
10.4
8.3 (2.5 to 14.2)
Mixed
56.3 (22.4)
26
51.5 (31.1)
27
4.8
1.1 (–11.5 to 13.7)
Pincer
57.3 (33.4)
12
51.8 (25.4)
12
5.5
4.0 (–14.6 to 22.7)
Subgroup
Age group
5.0 (–1.2 to 11.3)
0.302
Impingement type
0.567
a Mixed-effects regression model based on an intention-to-treat analysis approach with allocated treatment group,
impingement type, sex and baseline iHOT-33 score as fixed effects, and recruiting site as a random effect.
b p-values are of the interaction term between the variable of interest and treatment in the model.
TABLE 23 Patient-reported complications at 6 weeks post intervention
Treatment group, n (%)
Complication
Patient-reported superficial wound infection
Requiring antibiotic prescription
Deep-wound infection
Requiring further surgery
Patient-reported numbness in groin, leg or foot
Surgery (N = 138)
PHT (N = 146)
8 (6)
n/a
4 (3)
n/a
0
n/a
0
n/a
35 (24)
n/a
Hip fracture
0
n/a
Further surgery following hip arthroscopy
0
n/a
Problems with pain medication
Problems with hip joint injections
Muscle soreness from exercises
10 (7)
0
57 (41)
7 (5)
5 (3)
68 (47)
Deep-vein thrombosis
0
0
Unscheduled hospital appointments
5 (4)
2 (1)
11 (8)
9 (6)
Other complications related to intervention
6 (4)
3 (12)
Other complications not related to intervention
5 (4)
10 (7)
2 (2)
5 (3)
Persistent hip-related symptoms
Of which patient reported lower back pain
n/a, not applicable.
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Complications reported at the 6- and 12-month follow-up time points
Complications at 12 months post randomisation are reported in Table 24.
At 12 months, seven SAEs had been reported, six of which were in patients who received surgery
(Table 25). Two patients allocated to surgery required hospitalisation and four required further medical
intervention. One patient who received PHT required hospitalisation.
Three-year follow-up: further procedures or physiotherapy
In the 24-month period from 12 to 36 months post randomisation, about one-third of all patients had
a further procedure and about half had further physiotherapy sessions (Tables 26 and 27). A (further)
one-quarter of PHT patients chose to have a hip arthroscopy and 12% of hip arthroscopy patients had
a further hip arthroscopy. Two per cent and 7% of the patients in surgery and PHT groups, respectively,
had a hip replacement.
TABLE 24 Patient-reported AEs at 12 months
Treatment group
AE
Surgery (n = 138a)
PHT (n = 146b)
p-valuec
Numbness in groin,
leg or foot
35
n/a
n/a
Superficial wound
problems
9 (4 required antibiotics)
n/a
n/a
Deep infection
1
n/a
n/a
Fracture
0
n/a
n/a
Deep-vein
thrombosis
0
n/a
n/a
Muscle soreness
at 6 weeks post
intervention
58
69
0.404
Hip pain or stiffness
at 6 weeks post
intervention
13
8
0.258
Unscheduled hospital
appointments
13
6
0.096
Other complications
related to
intervention
8 (2 numbness proximal thigh,
1 scrotal infection, 1 scrotal bruising,
1 labial swelling, 1 ankle pain,
1 erratic INR, 1 nausea secondary to
analgesia and 1 numbness to tip of
tongue for 2 weeks post operation)d
1 (muscle spasms)
0.0168
Other complications
not related to
intervention
10 (3 knee pain, 2 lower back pain,
1 shingles, 1 UTI, 1 essential
thrombocythaemia, 1 hernia surgery
and 1 contralateral foot pain)
18 (7 lower back pain, 2 knee pain,
2 road traffic collisions, 2 abdominal
pain under investigation, 1 viral
illness, 1 endometriosis, 1 chronic
pain referred to rheumatologist,
1 skin discolouration and 1 multiple
sclerosis)
0.168
INR, international normalised ratio; n/a, not applicable; UTI, urinary tract infection.
a Six patients did not complete the complication form.
b Eight patients did not return the complication form.
c p-values based on Fisher’s exact test.
d There were nine other complications related to the intervention in eight patients.
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Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
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RESULTS
TABLE 25 Number and description of SAEs by treatment arm
Treatment group
SAE
p-valuea
Surgery (n = 138)
6 (1 failed discharge from day surgery unit required overnight admission, 1 scrotal
haematoma required readmission, 2 superficial wound infection required oral
antibiotics, 1 deep infection required further surgery and ultimately a total hip
replacement and 1 fall unrelated to surgery)
0.060
PHT (n = 146)
1 (biliary sepsis unrelated to PHT)
a p-values based on Fisher’s exact test.
TABLE 26 Number and details of further surgical procedures at 3 years post randomisation, by treatment arm
Surgical procedure
Surgery (N = 154), n (%)
PHT (N = 157), n (%)
Any procedure
46 (30)
51 (32)
Hip arthroscopy
19 (12)
38 (24)
Hip replacement
3 (2)
11 (7)
24 (16)
6 (4)
1 (1)
1 (1)
Hip injection
Other procedure
TABLE 27 Number and details of further physiotherapy sessions at 3 years post randomisation, by treatment arm
Physiotherapy session
Surgery (N = 154), n
PHT (N = 157), n
Any treatment
91
78
NHS treatment
74
60
Private treatment
17
18
Exercises
66
52
Other
25
26
If yes, setting
If yes, type of treatment
If yes, number (SD) of sessions
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Health Technology Assessment 2022 Vol. 26 No. 16
Chapter 5 Economic evaluation results
Study population
The study sample comprised a total of 351 patients, of whom 173 patients were randomised to receive
surgery and 178 patients were randomised to receive PHT. Three patients (two from the surgery
group and one from the PHT group) were excluded post randomisation. The final sample, therefore,
consisted of 348 patients (surgery group, n = 171; PHT group, n = 177). At baseline, completion rates
for resource use data were between 96.5% and 99.8% in the surgery group and between 98.9% and
99.4% in the PHT group. At the 6-month assessment point, completion rates for resource use data
were between 82% and 84% in the surgery group and between 78% and 81% in the PHT group.
At the 12-month assessment point, completion rates for resource use data were between 83% and
87% in the surgery group and between 73% and 78% in the PHT group (Table 28). Health utility
values were derived from the EQ-5D-3L/EQ-5D-5L and the SF-6D (via SF-12) and were available from
> 98%, 79% and > 74% of patients from both groups at baseline, the 6-month assessment point and
the 12-month assessment point, respectively.
Assessment of resource use and costs results
Cost of personalised hip therapy
Table 29 summarises PHT attendance by type of consultation, impingement classification, missed
appointments and recruitment site. A total of 1219 physiotherapy appointments were offered to
166 (94%) of the 177 patients in the PHT group. Of these patients, 909 (75%) were face-to-face
consultations, 38 (3%) were telephone consultations, seven (0.6%) were e-mail contacts and 256
(21.2%) were recorded as unknown or missed appointments. A total of 166 (94%) of the 177 PHT
patients had at least one physiotherapy contact, 105 (59%) had six or more contacts (as recommended
in the treatment protocol for PHT) and 11 (6.2%) did not receive the intervention at all. Excluding
missed appointments, the mean number of physiotherapy contacts per patient was 5.6 (range 1–11)
and the mean duration of contact for all sessions attended was 178.2 (range 30–375) minutes per
patient. Among those who had the recommended six or more physiotherapy contacts, the mean
number of contacts per patient was 7.7 (range 6–11) and the mean total duration across all sessions
attended was 222.6 (range 140–375) minutes per patient.
A total of 225 out of the 1219 PHT appointments offered were missed by 94 patients (53% of the
PHT sample), giving an overall non-attendance rate of 18.5%. Among the 94 patients who missed an
appointment, the mean number of appointments missed was 2.3 per patient, the mean total duration of
all appointments missed was 75.4 minutes and the mean total cost of missed physiotherapy time was
£65.60 per patient. The mean cost of PHT was £192.16 per patient, including missed appointments,
and £155.01 per patient, excluding missed appointments. Among those attending six or more
consultations, the mean cost of PHT was £196.56 per patient, including missed appointments, and
£193.65 per patient, excluding missed appointments.
Resource use and cost of arthroscopic surgery for FAI
Resource use data associated with the delivery of arthroscopic surgery for FAI were collected for
47 (27%) of the 173 patients in the surgery group and one patient in the PHT group across 18 (82%)
of the 22 orthopaedic centres participating in the study. (Note that the one patient in the PHT group
was randomised to PHT, but had surgery immediately after the 12-month follow-up period had ended.)
Six (13%) of 46 patients were excluded because data on duration of surgery and/or post-surgical
inpatient length of stay were missing. The mean age among the remaining 40 patients included in the
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
67
ECONOMIC EVALUATION RESULTS
TABLE 28 Completion rates for resource use variables and quality-of-life outcomes
Completion rate (%)
Assessment point and resource use category
Surgery (n = 171)
PHT (n = 177)
Hospital inpatient care
98.8
99.4
Hospital outpatient attendances
98.8
98.9
Community health-care services
98.8
98.9
Social care services
98.2
99.4
Medications
96.5
99.4
Aids and adaptations
97.7
99.4
Additional (indirect) costs
98.8
99.4
Benefit payments
98.8
99.4
EQ-5D-3L/EQ-5D-5L utility values
98.2
99.4
EQ-5D-3L/EQ-5D-5L VAS values
100
99.4
SF-6D (via SF-12) values
98.2
99.4
Hospital inpatient care
83.0
78
Hospital outpatient attendances
82.5
78
Community health-care services
82.5
79.1
Social care services
83.0
79.1
Medications
82.5
78.5
Aids and adaptations
81.9
77.6
Additional (indirect) costs
84.2
81.4
Benefit payments
84.2
81.4
EQ-5D-3L/EQ-5D-5L utility values
82.5
82.5
EQ-5D-3L/EQ-5D-5L VAS values
90.6
94.9
SF-6D (via SF-12) values
85.4
79.7
Hospital inpatient care
85.5
76.3
Hospital outpatients attendances
84.2
76.3
Community health-care services
84.8
75.1
Social care services
84.2
74.6
Medications
84.2
75.1
Aids and adaptations
82.5
73.4
Additional (indirect) costs
86.5
78.0
Benefit payments
86.5
78.0
EQ-5D-3L/EQ-5D-5L utility values
88.3
82.5
EQ-5D-3L/EQ-5D-5L VAS values
95.3
89.3
SF-6D (via SF-12) values
84.8
74.6
Baseline
6 months post randomisation
12 months post randomisation
68
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DOI: 10.3310/FXII0508
Health Technology Assessment 2022 Vol. 26 No. 16
TABLE 29 Summary of PHT attendance and costs by type of consultation, impingement and missed appointments
Mean (SE)
Attendance/consultation type
n (%)a
Number of
Duration
consultations (minutes)
Total cost (£)b
Overall attendance
Did not receive intervention
11 (6.2)
0.00 (0.00)
0.00 (0.00)
0.00 (0.00)
Offered one or more appointments (excluding DNAs)
166 (93.8) 7.31 (0.22)
220.87 (6.45)
192.16 (5.62)
Attended one or more sessions (excluding DNAs)
166 (93.8) 5.99 (0.21)
178.17 (6.04)
155.01 (5.25)
Offered six or more appointments (excluding DNAs)
110 (62.1) 7.74 (0.17)
225.93 (5.24)
196.56 (4.56)
Attended six or more sessions (excluding DNAs)
105 (59.3) 7.68 (0.15)
222.59 (4.81)
193.65 (4.18)
160 (90.4) 5.66 (0.21)
170.94 (6.02)
148.71 (5.23)
27 (15.3) 1.15 (0.07)
13.65 (1.56)
11.88 (1.35)
27.70 (9.66)
24.10 (8.41)
65.37 (11.76)
56.87 (10.23)
Attendance by type of consultation
Face to face
Telephone
E-mail
Unknown
4 (2.3)
1.00 (0.00)
22 (12.4) 2.00 (0.35)
Attendance by type of impingement
Cam
129 (72.9) 3.68 (0.18)
4.96 (0.64)
110.51 (5.47)
96.15 (4.76)
Pincer
13 (7.3)
151.64 (19.06) 131.93 (16.58)
Mixed
28 (15.8) 3.48 (0.38)
106.95 (12.04)
93.05 (10.48)
94 (53.1) 2.34 (0.19)
75.41 (6.28)
65.60 (5.46)
Missed appointments (i.e. DNA), total
Attended at least one consultation
Attended at least six consultations
6 (3.4)
7.50 (0.85)
246.75 (27.85) 214.67 (24.23)
Face to face
3 (1.7)
1.00 (0.00)
26.67 (3.33)
23.20 (2.90)
Telephone
5 (2.8)
1.20 (0.20)
13.24 (1.83)
11.52 (1.59)
E-mail
1 (0.6)
1.00 (n/a)
32.90 (–)
28.62 (–)
96 (54.2) 2.24 (0.19)
73.68 (6.16)
64.10 (5.36)
33 (18.6) 7.09 (0.48)
25.81 (0.77)
152.90 (8.97)
Missed appointments by type of consultation
Unknown
Attendance by recruitment site
University Hospitals Coventry and Warwickshire
Yeovil District Hospital
8 (4.5)
3.50 (0.96)
36.88 (3.55)
104.34 (27.03)
Royal Devon and Exeter Hospital
8 (4.5)
6.62 (0.65)
30.72 (1.48)
180.53 (22.96)
14 (7.9)
6.93 (0.71)
25.64 (1.23)
148.20 (14.66)
Frimley Park Hospital
4 (2.3)
6.25 (1.75)
31.72 (1.18)
175.09 (50.18)
Royal Cornwall Hospital
3 (1.7)
4.33 (0.88)
33.57 (1.99)
126.50 (25.19)
Elective Orthopaedic Centre
(Epsom General Hospital)
1 (0.6)
6.00 (–)
23.33 (–)
121.80 (–)
Guy’s and St Thomas’ Hospital
7 (4.0)
7.00 (1.02)
33.37 (1.40)
206.18 (31.91)
Barts Health NHS Trust
3 (1.7)
5.33 (1.67)
33.95 (2.64)
150.28 (41.57)
University College Hospital
7 (4.0)
7.43 (0.95)
34.83 (0.82)
223.71 (27.93)
Wrightington Hospital
5 (2.8)
6.40 (1.12)
34.70 (1.37)
190.20 (30.82)
Northumbria Healthcare NHS Foundation Trust
9 (5.1)
5.22 (0.68)
32.49 (1.86)
140.45 (16.53)
11 (6.2)
6.27 (0.70)
29.85 (0.29)
162.84 (18.34)
Royal Orthopaedic Hospital
Doncaster and Bassetlaw Teaching Hospitals
NHS Foundation Trust
continued
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
69
ECONOMIC EVALUATION RESULTS
TABLE 29 Summary of PHT attendance and costs by type of consultation, impingement and missed appointments
(continued )
Mean (SE)
Attendance/consultation type
n (%)a
Number of
Duration
consultations (minutes)
Total cost (£)b
Royal National Orthopaedic Hospital
3 (1.7)
7.67 (0.33)
32.68 (0.80)
217.50 (4.35)
The Robert Jones and Agnes Hunt Orthopaedic
Hospital
3 (1.7)
8.00 (0.00)
31.67 (1.10)
220.40 (7.67)
South Tees Hospitals NHS Foundation Trust
4 (2.3)
7.00 (1.08)
30.17 (0.81)
181.96 (25.87)
University Hospital Llandough
2 (1.1)
3.50 (1.50)
47.25 (5.25)
137.02 (45.67)
Glasgow Royal Infirmary
2 (1.1)
9.50 (0.50)
34.11 (1.89)
282.75 (30.45)
Wrexham Maelor Hospital
2 (1.1)
7.00 (1.00)
31.72 (0.88)
193.93 (32.98)
King’s College Hospital
4 (2.3)
5.25 (0.48)
36.15 (1.46)
163.93 (12.54)
North Bristol NHS Trust
4 (2.3)
6.75 (0.48)
27.75 (1.89)
162.04 (11.42)
Spire Healthcare (London, UK)
1 (0.6)
6.00 (–)
40.00 (–)
208.80 (–)
University Hospitals Coventry and Warwickshire
7 (4.0)
3.00 (1.36)
32.90 (0.00)
Yeovil District Hospital
1 (0.6)
5.00 (–)
32.90 (–)
Royal Devon and Exeter Hospital
0 (0.0)
Royal Orthopaedic Hospital
4 (2.3)
4.00 (1.78)
31.29 (1.61)
111.69 (52.05)
Frimley Park Hospital
2 (1.1)
2.50 (0.50)
18.95 (13.95)
47.29 (38.59)
Royal Cornwall Hospital
0 (0.0)
0 (0.0)
0 (0.0)
0 (0.0)
Elective Orthopaedic Centre (Epsom General Hospital)
0 (0.0)
0 (0.0)
0 (0.0)
0 (0.0)
Guy’s and St Thomas’ Hospital
0 (0.0)
0 (0.0)
0 (0.0)
0 (0.0)
Barts Health NHS Trust
0 (0.0)
0 (0.0)
0 (0.0)
0 (0.0)
University College Hospital
1 (0.6)
Wrightington Hospital
0 (0.0)
Northumbria Healthcare NHS Foundation Trust
2 (1.1)
4.50 (0.50)
32.90 (0.00)
128.80 (14.31)
Doncaster and Bassetlaw Teaching Hospitals NHS
Foundation Trust
3 (1.7)
3.00 (0.00)
32.90 (0.00)
85.87 (0.00)
Royal National Orthopaedic Hospital
1 (0.6)
1.00 (–)
32.90 (–)
28.62 (–)
The Robert Jones and Agnes Hunt Orthopaedic
Hospital (AJ and RH)
1 (0.6)
7.00 (–)
32.90 (–)
200.36 (–)
South Tees Hospitals NHS Foundation Trust
1 (0.6)
2.00 (–)
32.90 (–)
57.25 (–)
University Hospital Llandough
4 (2.3)
2.00 (0.71)
32.90 (0.00)
57.24 (20.24)
Glasgow Royal Infirmary
0 (0.0)
Wrexham Maelor Hospital
1 (0.6)
1.00 (–)
32.90 (–)
28.62 (–)
King’s College Hospital
2 (1.1)
2.00 (0.00)
32.17 (0.72)
55.98 (1.27)
North Bristol NHS Trust
0 (0.0)
0 (0.0)
0 (0.0)
0 (0.0)
Spire Healthcare
0 (0.0)
0 (0.0)
0 (0.0)
0 (0.0)
Recruitment site (missed appointments)
0 (0.0)
5.00 (–)
0 (0.0)
0 (0.0)
0 (0.0)
32.90 (–)
0 (0.0)
0 (0.0)
85.87 (39.01)
143.11 (–)
0 (0.0)
143.11 (–)
0 (0.0)
0 (0.0)
–, was not possible to estimate the SE of relevant costs because of the small number of participants; DNA, did not attend;
n/a, not applicable.
a Number of patients [as a percentage of the number of patients in PHT arm (n = 177)].
b Cost per minute of hospital physiotherapy (band 7), including qualifications and overheads (£0.87) (PSSRU 2016
section 1352).
70
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Health Technology Assessment 2022 Vol. 26 No. 16
DOI: 10.3310/FXII0508
micro-costing of the surgery sample was 34 (range 18–54) years, 60% were male and 68% had the
cam impingement type. Compared with participants in the surgery arm of the trial and who were not
included in the micro-costing sample (Table 30), those patients included were, on average, 2 years
younger (mean age 34 vs. 35 years; p = 0.405), as likely to be male (60% vs. 58% male; p = 0.997)
and had similar presentation with respect to type of impingement (68% vs. 78% cam; p = 0.118).
Estimates of resource use associated with the surgery and sources of unit cost data for resource
inputs are presented in Appendix 3, Table 34 and Table 48, respectively. Resource categories included
operating theatre use/time, clinical staff, anaesthetic drugs, disposable surgical equipment and implants,
and inpatient length of stay for post-surgical recuperation. The mean duration of surgery was 2.12
(range 1–3) hours and the mean length of inpatient stay was 1.6 (range 1–3) days (see Appendix 3,
Table 42). The composition of the surgical team/staff remained broadly similar across centres and
consisted of two surgeons (a consultant and an assistant or registrar), one anaesthetist, a radiographer,
one or two nurses, two operating department practitioners and a health-care assistant.
Unit costs of clinical staff time were obtained from the PSSRU Unit Costs of Health and Social Care 201652
services and ranged from £28 per hour for a health-care assistant to £137 per hour for consultant
surgeon (including qualifications and overheads). The running cost of an operating theatre was estimated
based on data published by the Information Services Scotland.54 The Information Services Scotland
data showed that a total of £157,150,194.90 was allocated to operating theatres across Scotland for
the 2015–16 financial year. The total number of theatre hour use recorded for the same period was
526,145.14 hours, generating a running cost of £298.68 per hour (see Appendix 3, Table 42). Allocated
costs included non-clinical staff costs, property and equipment maintenance, domestics and cleaning,
heating, lighting and power, and capital charges (e.g. the purchase of new equipment).55 Equivalent data
on the running costs of operating theatres in England and Wales were not publicly available and so only
the Scottish data were used in our cost calculations. An inpatient stay was assumed to cost £332.77 per
day, which is the excess bed-day cost for elective orthopaedics procedures in the 2016 reference costs
schedules.77 The unit costs of anaesthetic drugs were obtained from prescription cost analysis database,53
electronic searches of the BNF58 and searches of the literature, when necessary. Unit cost of syringes
and needles and other medical consumables were obtained from online sources when more direct NHS
sources were unavailable (see Appendix 3, Table 42).
TABLE 30 Summary characteristics of patients in the surgery arm of the trial by whether or not they were included in
the surgery micro-costing study
Included in surgery costing study
Characteristic
Yes (N = 40)
No (N = 132)
p-value
Age (years)
Mean (SD)
34 (10)
36 (10)
Median (IQR)
32 (27–43)
36 (29–42)
Female
16 (40)
55 (42)
Male
24 (60)
77 (58)
27 (68)
103 (78)
Mixed
7 (18)
22 (17)
Pincer
6 (15)
7 (5)
0.405
Sex, n (%)
0.997
Impingement type, n (%)
Cam
0.118
IQR, interquartile range.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
71
ECONOMIC EVALUATION RESULTS
The quantity and unit costs of disposal equipment and implants such as blades, shavers, burrs and
sutures used during surgery are presented in Appendix 3, Table 44. The cost of implements ranged from
£35 per item for a Smith & Nephew-supplied banana blade (Smith & Nephew, London, UK) to £349.32
per item for a TAC-S radio-frequency probe (Smith & Nephew), and were primarily extracted from the
NHS supply chain catalogue held within hospital finance and procurement departments.56
Cost estimates for the surgery resource use are summarised in Table 31 by resource category and
recruitment centre. The mean cost for the surgery ranged from £2286 per patient at North Bristol
TABLE 31 Costs associated with the delivery of hip arthroscopy by resource category and study centre
Mean cost (£) (SE)
Centre (number of patients)
Equipment
Staff
Theatre
running
costs
University Hospitals Coventry
and Warwickshire (n = 7)
1083 (155)
1154 (96)
626 (45)
122 (0)
711 (0)
3695 (202)
Yeovil District Hospital (n = 2)
458 (32)
1119 (172)
571 (86)
122 (0)
711 (0)
2980 (290)
Royal Devon and Exeter Hospital
(n = 1)
495 (–)
845 (–)
606 (–)
122 (–)
711 (–)
2779 (–)
Royal Orthopaedic Hospital
(n = 0)a
–
–
–
–
Frimley Park Hospital (n = 1)
502 (–)
558 (–)
358 (–)
122 (–)
355 (–)
1895 (–)
Guy’s and St Thomas’ Hospital
(n = 1)
657 (–)
1244 (–)
728 (–)
122 (–)
355 (–)
3105 (–)
University College Hospital
(n = 3)
902 (305)
1197 (180)
674 (96)
122 (0)
592 (118)
3487 (506)
Wrightington Hospital (n = 3)
856 (221)
1260 (74)
749 (40)
122 (0)
355 (0)
3343 (200)
Northumbria Healthcare NHS
Foundation Trust (n = 2)
685 (7)
958 (404)
515 (157)
122 (0)
355 (0)
2634 (567)
Doncaster and Bassetlaw
Teaching Hospitals NHS
Foundation Trust (n = 6)
522 (122)
1058 (126)
564 (61)
122 (0)
533 (79)
2798 (256)
Royal National Orthopaedic
Hospital (n = 1)
734 (–)
1556 (–)
598 (–)
122 (–)
1066 (–)
4076 (–)
The Robert Jones and Agnes
Hunt Orthopaedic Hospital
(AJ and RH) (n = 1)
1014 (–)
1097 (–)
753 (–)
122 (–)
711 (–)
3697 (–)
Anaesthetic
drugs and
disposables
–
–
Inpatient
stay
Total
South Tees Hospitals NHS
Foundation Trust (n = 2)
925 (380)
1172 (78)
587 (0)
122 (0)
355 (0)
3161 (458)
University Hospital Llandough
(n = 1)
563 (98)
970 (77)
564 (32)
122 (0)
355 (0)
2574 (200)
Wrexham Maelor Hospital (n = 1)
446 (–)
1446 (–)
846 (–)
122 (–)
711 (–)
3570 (–)
–
–
–
–
–
–
a
King’s College Hospital (n = 2)
North Bristol NHS Trust (n = 4)
429 (145)
827 (154)
465 (76)
122 (0)
444 (89)
2286 (448)
Spire (n = 1)
843 (–)
455 (–)
282 (–)
122 (–)
711 (–)
2412 (–)
Spire Healthcare (n = 40)
719 (58)
1067 (47)
591 (23)
122 (0)
542 (31)
3042 (116)
–, was not possible to estimate the SE of relevant costs because of the small number of participants.
a Excluded questionnaires from these centres because of missing duration of surgery data or missing post-surgery
inpatient length of stay data.
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DOI: 10.3310/FXII0508
Health Technology Assessment 2022 Vol. 26 No. 16
NHS Trust to £4076 per patient at the Royal National Orthopaedic Hospital. Across all the centres, the
overall mean cost was £3042, 35.3% of which was staffing costs, 23.5% disposal surgical equipment
and implants, 19.4% theatre running costs, 17.8% inpatient costs and 4% represent the cost of
anaesthesia, including drugs, syringes and needles. These figures represent estimates associated with
delivery of hip arthroscopy and do not account for pre- and post-surgery consultations, diagnostic
scans and post-surgical rehabilitation costs. These additional costs were, however, taken into account
in the cost-effectiveness analysis as follow-up costs if they were reported by trial participants at the
6- and 12-month assessment points.
Follow-up resource use and costs
Descriptive summaries of self-reported health and social care service use are presented in Appendix 3,
Table 45, by assessment point, resource category and treatment group. The proportion of missing
data across all categories of resource inputs ranged from 1.2% at baseline to 17.5% at 12 months
post randomisation in the surgery group and from 0.6% at baseline to 26.6% at 12 months post
randomisation in the PHT group. Across the majority of resource categories, the baseline values
displayed in Appendix 3, Table 45, suggest no more than 8.2% and 10.7% of the patients in surgery and
PHT groups, respectively, reported use of health and social care services in the 3-month period prior to
randomisation. The only exceptions were GP attendance, medication use and orthopaedic outpatient
attendance in the same period. Slightly over one-third of patients (36% in the surgery group and 41% in
the PHT group) reported attending at least one GP consultation, with a similar proportion of patients
reporting being prescribed medication and 57% attending an orthopaedic outpatient appointment.
Overall, the treatment groups were generally balanced with respect to reported resource use across all
categories of health and social care services at baseline.
Rates of service use over 12 months of follow-up were also broadly similar between the two treatment
groups for most resource categories. However, at the 6-month assessment point, the surgery group
reported, on average, 0.035 (95% CI 0.011 to 0.118; p = 0.038) more inpatient hospitalisation days for
the category ‘other inpatient admissions’, 0.362 (95% CI 0.116 to 1.032; p = 0.016) more orthopaedic
outpatient consultations, 0.499 (95% CI 0.224 to 1.588; p = 0.002) more outpatient physiotherapy
attendance for the category ‘your hip/leg’, and significant use of prescribed medication, walking aids
and adaptations, than the PHT group. At the 12-month assessment point, the surgery group also
reported, on average, 0.596 (95% CI 0.089 to 2.544; p = 0.002) more inpatient days, 0.041 (95% CI
0.007 to 0.129; p = 0.030) more day case admissions and 1.789 (95% CI 1.379 to 4.554; p < 0.001)
more outpatient physiotherapy attendances than the PHT group. Compared with the PHT group,
attendance rates at outpatient orthopaedic and physiotherapy clinics were also higher among the
surgery group at 12 months post randomisation, as were the use of clutches, dressing aids and number
of prescriptions received.
Unit cost of resource inputs together with corresponding sources of unit costs are presented in
Appendix 3, Table 46. Appendix 3, Table 47, presents health and social service costs generated by
assigning the unit cost data to resource inputs summarised by resource category, treatment group
and assessment point. The mean total cost across all categories of resource use at baseline, covering
the 3-month period prior to randomisation, was £502.12 in the surgery group and £508.53 in the PHT
group, generating an unadjusted mean total cost difference of –£6.41 (95% CI –£235.01 to £246.59;
p = 0.880). Total cost across all resource categories based on the 6- and 12-month data was generally
higher in the surgery group than in the PHT group, but the unadjusted between-group difference
in costs was only statistically significant at the 6-month assessment point. Over the 12 months of
follow-up, the mean total cost was £1640.91 in the surgery group and £941.02 in the PHT group,
generating a statistically significant unadjusted cost difference of £699.88 (95% CI £274.36 to £1121.23;
p < 0.001).
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
73
ECONOMIC EVALUATION RESULTS
Private health expenditure, lost income and other costs
Private health-care service use and related out-of-pocket expenses by patients, friends and family
members in the 3-month period prior to randomisation and the 12-month post-randomisation
period are summarised in Appendix 3, Tables 48 and 49, respectively. The proportion of missing data
across all categories of resource inputs ranged from 1.2% at baseline to 18.1% and 17.5% at 6 and
12 months post randomisation, respectively, in the surgery group and from 0.6% at baseline to 26.6%
at 12 months post randomisation in the PHT group. Private health-care services included private
physiotherapy consultations, purchase of over-the-counter medication and purchase of walking aids,
such as crutches, sticks and specialised shoes. There was no statistically significant difference between
the two treatment groups across all categories of private health-care utilisation at baseline and over
the 12 months of follow-up (see Appendix 3, Table 48). The mean cost of private health utilisation in the
3-month period prior to randomisation (baseline figures) was £10.89 in the surgery group and £14.95
in the PHT group, generating an unadjusted cost difference of –£4.06 (95% CI –£25.07 to £11.16;
p = 0.760) (see Appendix 3, Table 49). Over the 12 months of follow-up, private health-care and out-ofpocket expenditure increased from the baseline figures to about £32.67, on average, in the surgery
group and £27.44 in the PHT group, generating a mean cost difference of £5.23 (95% CI –£23.55 to
£32.41; p = 0.704).
Appendix 3, Table 46, presents a summary of additional (indirect or non-health service) costs, for
example the value of lost income incurred by patients and their families for the 3-month period prior
to randomisation (baseline figures) and over the 12-month period of follow-up. Only costs incurred
as a result of inability to work or perform tasks because of their hip pain were included in these
additional (indirect) cost calculations. These costs included lost earnings, help with house work, child
care and expenditure on specialised equipment. The mean additional cost reported by patients for
the 3-month period prior to randomisation was £164.15 in the surgery group and £111.49 in the
PHT group, generating a mean additional cost difference of £52.66 (95% CI –£189.36 to £470.01;
p = 0.748). Over the 12 months of follow-up, the corresponding costs reported increased to £1143.20
in the surgery group and to £184.81 in the PHT group, generating a cost difference of £958.39 (95% CI
£219.74 to £2001.32; p = 0.004). Lost income accounted for approximately 92% of the additional costs
in the surgery group, but only 60% of additional costs in the PHT group at baseline. Over the 12 months
of follow-up, lost income accounted for approximately 83% and 76% of the additional costs in the
surgery and PHT groups, respectively.
Total economic costs
Table 32 summarises the total costs during the 12-month follow-up period by treatment group, cost
category and cost perspective. Among the complete cases, the mean total cost from a NHS and Personal
Social Service Perspective was £3712.77 in the surgery group and £1282.93 in the PHT group, generating
an unadjusted cost difference of £2429.84 (95% CI £1865.92 to £2911.70; p < 0.001). Surgery costs
accounted for approximately 72% of total costs in the surgery group, whereas the treatment costs
(including surgery costs for PHT patients who had surgery) accounted for only 28% of the overall costs in
the PHT group. The corresponding mean total cost estimated from a societal perspective was £4993.84
in the surgery group, of which 53.5% was surgery costs, and £1481.96 in the PHT group, of which 24%
was accounted for by treatment costs, generating an unadjusted cost difference of £3511.88 (95% CI
£2490.57 to £4784.53; p < 0.001).
Benefit payments
Patient self-reports of benefit payments, pensions and statutory sick pay are presented in Appendix 3,
Table 51. The proportion of patients with missing data on benefit payments ranged from 2.3% at
baseline to 17% and 14% at the 6- and 12-month assessment points, respectively, in the surgery group
and from 0.6% at baseline to 20.3% and 22% at 6 and 12 months post randomisation in the PHT group.
Examples of benefit payments that were reported during follow-up include Attendance Allowance,
74
NIHR Journals Library www.journalslibrary.nihr.ac.uk
DOI: 10.3310/FXII0508
Treatment group
Surgery (n = 171)
Costing perspective
% missing
PHT (n = 177)
% zero
costs
Mean (£) (SE)
2673.57 (83.52)
% missing
Surgery vs. PHT
% zero
costs
Mean (£) (SE)
Mean difference (£)
(bootstrap 95% CI)a
p-valueb
< 0.001
NHS/Personal Social Services perspective
Treatment costs
1.2
15.8
0.0
0.0
352.88 (81.61)
2320.69 (2101.32 to 2550.03)
Follow-up costs
33.3
5.3
884.53 (149.28)
40.7
7.3
950.64 (155.54)
–66.11 (–555.66 to 334.16)
Total NHS/Personal Social
Services costs
33.3
1.2
3712.77 (177.02)
40.7
0.0
1282.93 (184.45)
2429.84 (1865.92 to 2911.70)
< 0.001
1.2
15.8
2673.57 (83.52)
0.0
0.0
352.88 (81.61)
2320.69 (2096.77 to 2546.05)
< 0.001
Follow-up costs (NHS/Personal
Social Services)
33.3
5.3
40.7
7.3
950.64 (155.54)
–66.11 (–547.32 to 338.69)
0.844
Follow-up costs (non-NHS/Personal
Social Services)
33.3
19.9
1281.08 (376.1)
40.7
22.6
199.03 (391.89)
1082.04 (233.70 to 2236.23)
0.002
Total societal costs
33.3
1.2
4993.84 (418.83)
40.7
0.0
1481.96 (436.41)
3511.88 (2490.57 to 4784.53)
0.818
Societal perspective
Treatment costs
884.53 (149.28)
a CIs obtained by bootstrap percentile method.
b Two-sided p-values obtained by counting the proportion of bootstrap replicates in which the mean cost difference is positive, multiplied by 2 and taking a minimum.
< 0.001
Health Technology Assessment 2022 Vol. 26 No. 16
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
TABLE 32 Total economic costs
75
ECONOMIC EVALUATION RESULTS
Income Support, Housing Benefit, Carer’s Allowance, Child Tax Credit, Council Tax Reduction,
Employment and Support Allowance, and Disability Living Allowance. The proportion of patients
in receipt of at least one of these payments increased from 10.6% at baseline to 17.6% over the
12 months of follow-up in the surgery group, but decreased in the PHT group from 6.2% at baseline
to 5.7% over the 12 months of follow-up. The average reported payment per patient at baseline was
£17.62 in the surgery group and £11.90 in the PHT group, generating a between-group difference of
£5.72 (95% CI –£20.89 to £36.78; p = 0.512) in the 3-month period prior to randomisation. Over the
12 months of follow-up, receipts increased from baseline values to £57.93 in the surgery group and
£12.94 in the PHT group, generating an unadjusted mean difference of £44.99 (95% CI £10.88 to
£97.42; p < 0.001).
Health-related quality of life
Of the 351 patients randomised, the first 97 patients who were recruited into the feasibility study
sample completed the EQ-5D-3L questionnaire, whereas the remaining 251 patients were recruited
into the main study sample and completed the EQ-5D-5L questionnaire. In addition, health-related
quality-of-life data were collected for both feasibility and main trial samples using version 2 of the
SF-12 questionnaire. Appendix 3, Tables 52–54, present descriptive summaries of the responses to
these questionnaires by treatment group and assessment point. Treatment groups were balanced with
respect to function (i.e. optimal vs. suboptimal response to each health dimension) at baseline and
there were no statistically significant differences between the two groups in the distribution of
responses across all health dimensions and assessment points.
The utility weights generated from the EQ-5D-3L/EQ-5D-5L and the SF-6D (via the SF-12) are
summarised in Table 33 by questionnaire instrument, assessment point and treatment group. The
proportion of missing data ranged from 0% at baseline to no more than 20% and 15% at the 6- and
12-month assessment points, respectively, in the surgery group and from 0% to no more than 21.4%
and 25.5% at the 6- and 12- month assessment points, respectively, in the PHT group. On average,
patients in the surgery group had higher utility scores at baseline based on the responses to the
EQ-5D-5L and lower scores based on the responses to the EQ-5D-3L and the SF-12, but betweengroup differences in baseline scores were not statistically significant for all measures. Among patients
with complete data, the mean unadjusted utilities generated from the EQ-5D-3L/EQ-5D-5L increased
from 0.58 at baseline to 0.59 and 0.67 at 6 and 12 months post randomisation, respectively, in the
surgery group and from 0.56 at baseline to 0.62 at both 6 and 12 months post randomisation in
the PHT group. The corresponding utility values generated from the SF-6D UK tariff increased from
0.64 at baseline to 0.65 and 0.69 at 6 and 12 months post randomisation, respectively, in the surgery
group and from 0.64 at baseline to 0.66 and 0.68 at 6 and 12 months post randomisation, respectively,
in the PHT group.46 There was no statistically significant between-group difference at baseline across
all quality-of-life measures, but the surgery group, on average, reported worse EQ-5D-3L/EQ-5D-5L
utility scores at 6 months (unadjusted mean difference –0.012, 95% CI –0.04 to 0.015) and improved
scores at 12 months after randomisation (unadjusted mean difference 0.049, 95% CI –0.01 to 0.108;
p = 0.105) (see Table 33).
QALY values were generated from combining health-related quality of life weights (measured at
baseline and at 6 and 12 months post randomisation) over the 12 months of follow-up using areaunder-the-curve approaches (see Table 35). Mean QALYs based on the combined EQ-5D-3L/EQ-5D-5L
utility score were 0.617 in the surgery group and 0.613 in the PHT, generating an unadjusted
difference of 0.005 (–0.046 to 0.055, p-value = 0.859) QALYs over the 12 months of follow-up.
Unadjusted QALY differences between the surgery and PHT groups generated for the feasibility and
the main trial population when variants of the EQ-5D measure were applied, and separately for the
whole trial population when SF-6D utility values were applied, were not statistically significant.
76
NIHR Journals Library www.journalslibrary.nihr.ac.uk
Treatment group
Surgery
Outcome
PHT
% missing
n
EQ-5D-3L/EQ-5D-5L crosswalk
Mean (SE)
Surgery vs. PHT
% missing
n
Mean (SE)
Mean difference (95% CI)
p-value
a
Baseline
171
1.8
0.575 (0.02)
177
0.6
0.557 (0.019)
0.018 (–0.035 to 0.072)
0.5
6 months
171
17.5
0.586 (0.022)
177
17.5
0.617 (0.022)
–0.031 (–0.092 to 0.031)
0.33
12 months
171
11.7
0.671 (0.021)
177
17.5
0.622 (0.021)
0.049 (–0.01 to 0.108)
0.105
Baseline
171
1.8
0.639 (0.009)
177
0.6
0.642 (0.009)
–0.003 (–0.028 to 0.021)
0.797
6 months
171
14.6
0.648 (0.01)
177
20.3
0.659 (0.01)
–0.011 (–0.04 to 0.017)
0.421
12 months
171
15.2
0.69 (0.01)
177
25.4
0.683 (0.011)
Baseline
46
4.3
0.529 (0.046)
51
2.0
0.555 (0.044)
–0.026 (–0.153 to 0.1)
0.68
6 months
46
10.9
0.602 (0.049)
51
9.8
0.611 (0.046)
–0.008 (–0.142 to 0.125)
0.9
12 months
46
15.2
0.621 (0.052)
51
23.5
0.664 (0.052)
–0.043 (–0.189 to 0.103)
0.558
DOI: 10.3310/FXII0508
SF-12 (SF-6D UK tariff)
0.007 (–0.023 to 0.037)
0.644
EQ-5D-3L
EQ-5D-5L (crosswalk tariff)
Baseline
125
0.8
0.591 (0.021)
126
0.0
0.557 (0.02)
0.034 (–0.023 to 0.091)
0.239
6 months
125
20.0
0.579 (0.024)
126
20.6
0.619 (0.024)
–0.04 (–0.108 to 0.028)
0.247
12 months
125
10.4
0.688 (0.022)
126
15.1
0.606 (0.022)
0.082 (0.02 to 0.143)
0.01
EQ-5D-5L (new UK tariff)
Baseline
125
0.8
0.7 (0.02)
126
0.0
0.669 (0.019)
0.031 (–0.023 to 0.085)
0.262
6 months
125
20.0
0.691 (0.022)
126
20.6
0.724 (0.022)
–0.033 (–0.096 to 0.029)
0.294
12 months
125
10.4
0.782 (0.021)
126
15.1
0.702 (0.022)
0.08 (0.02 to 0.139)
0.009
continued
Health Technology Assessment 2022 Vol. 26 No. 16
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
TABLE 33 Summary of health utility scores generated from patient-reported health-related quality-of-life measures at baseline and at 6 and 12 months post randomisation
77
78
Treatment group
Surgery
Outcome
PHT
% missing
n
Mean (SE)
Surgery vs. PHT
% missing
n
Mean (SE)
Mean difference (95% CI)
p-value
–7.313 (–15.668 to 1.042)
0.086
EQ-5D-3L VAS
Baseline
46
0.0
61.587 (3.037)
51
2.0
68.9 (2.913)
6 months
46
6.5
64.302 (3.339)
51
9.8
68.022 (3.228)
–3.719 (–12.95 to 5.511)
0.425
12 months
46
13.0
67.375 (3.391)
51
15.7
70.953 (3.27)
–3.578 (–12.952 to 5.795)
0.45
Baseline
125
0.0
69.168 (1.685)
126
0.0
66.556 (1.678)
2.612 (–2.071 to 7.296)
0.273
6 months
125
18.4
69.324 (1.787)
126
21.4
71.323 (1.813)
–2 (–7.02 to 3.02)
0.433
12 months
125
12.0
73.545 (1.857)
126
19.0
68.402 (1.928)
5.143 (–0.134 to 10.421)
0.056
EQ-5D-5L VAS
a EQ-5D-3L was used in the feasibility study and EQ-5D-5L in the main trial. The EQ-5D-5L utility values were derived using the interim EQ-5D-5L to EQ-5D-3L crosswalk
tariffs for the UK published by EuroQoL foundation (https://euroqol.org/eq-5d-instruments/eq-5d-5l-about/valuation-standard-value-sets/crosswalk-index-value-calculator/;
accessed 16 December 2021).
ECONOMIC EVALUATION RESULTS
NIHR Journals Library www.journalslibrary.nihr.ac.uk
TABLE 33 Summary of health utility scores generated from patient-reported health-related quality-of-life measures at baseline and at 6 and 12 months post randomisation (continued )
DOI: 10.3310/FXII0508
Health Technology Assessment 2022 Vol. 26 No. 16
Cost-effectiveness results
Base-case analysis results
Table 34 presents estimates of the cost-effectiveness of hip arthroscopy compared with PHT for FAI.
In the base-case analysis, surgery was associated with an adjusted mean additional cost of £2483
(95% CI £1533 to £3432) and an adjusted mean additional QALY of –0.018 (95% CI –0.051 to 0.015)
per patient compared with PHT over the 12 months of follow-up. On average, surgery was more
costly and marginally less effective than PHT in the adjusted analysis during the first year of follow-up.
The mean base-case ICER was –£140,361 per QALY gained for surgery compared with PHT. Figure 14
shows the uncertainty around this central estimate of the ICER. Figure 14a displays 1000 simulated
replicates of the ICER on a cost-effectiveness plane and Figure 14b displays the probability that surgery
is cost-effective compared with PHT for a range of cost-effectiveness thresholds. Almost all simulated
replicates of the ICER fell on the left-hand side of the £30,000 and £50,000 per QALY cost-effectiveness
threshold lines, with the central estimate (indicated by the black diamond) falling in the north-west
quadrant. This suggests that surgery is unlikely to be cost-effective at the £20,000–£30,000 per QALY
threshold range (see Figure 14b) that NICE currently uses to determine the cost-effectiveness of health
technologies.67 Figure 14b shows that the probability that surgery is cost-effective compared with PHT
is close to zero for threshold values < £100, 0000 per QALY.
Mean incremental net (monetary) benefit was also generated from the 1-year data for different
cost-effectiveness thresholds (Table 35). The mean incremental net benefit was –£2713 if the costeffectiveness threshold was £13,000 per QALY gained, –£3013 if the cost-effectiveness threshold was
£30,000 per QALY gained and –£3367 if the cost-effectiveness threshold was £50,000 per QALY
gained. These values (and the associated upper and lower 95% CI confidence limits) are all negative
and suggest a net loss to the health and social care service based on the 1-year data if surgery is
adopted (or a net gain by the same amount, on average, if PHT is adopted).
Sensitivity analyses results
Only the unadjusted analysis generated a difference in mean QALYs of 0.001 in favour of the surgery.
The probability that surgery is cost-effective was 0.005 at £30,000 per QALY and no more than 0.05
at £50,000 per QALY (see Table 34). All other sensitivity analyses adjusted for baseline characteristics,
such as age, sex, impingement type, study site, health-care service use prior to randomisation and
health-related quality of life. In the adjusted sensitivity analyses, surgery was significantly more expensive
(adjusted mean difference in costs ranged from £2047 to £5628) and generated fewer QALYs (adjusted
mean difference in QALYs ranged from –0.018 to –0.003), on average, than PHT over 12 months of
follow-up (see Table 34). Cost-effectiveness acceptability curves and plots of simulated ICERs, displayed
in Appendix 3, Figures 15–21, for the different scenarios evaluated through the sensitivity analyses,
show that surgery is unlikely to be cost-effective even at willingness-to-pay threshold values as high as
£100,000 per QALY.
Subgroup analyses results
The subgroup analyses results are also summarised in Tables 34 and 35 and displayed graphically
in Appendix 3, Figures 22–28. There was substantial uncertainty around the central estimates of
incremental costs and incremental QALYs because of the reduced sample size in each subgroup, but
the direction of relative cost-effectiveness of the interventions remained mostly the same as in the
base-case analysis. Across all subgroups of patients, surgery mostly generated fewer QALYs (adjusted
mean difference in QALYs ranged from –0.019 to –0.006) and was significantly more expensive
(adjusted mean difference in costs ranged from £2058 to £3260), on average, than PHT.
Long-term modelling
The study protocol had allowed for trial participants to be followed up beyond the initial 12-month
period for up to 3 years and outcome data collected at the end of the second and third year post
randomisation. Given that the 12-month within-trial economic analysis did not show evidence of
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
79
80
Cost-effectiveness outcome
Probability surgery is cost-effective at cost-effectiveness threshold of
Description
Mean incremental
costs (£) (95% CI)
Mean incremental QALYs
(95% CI)
ICERa
£13,000/QALY
£20,000/QALY
£30,000/QALY
£50,000/QALY
Base-case analysisb
2483 (1533 to 3432)
–0.018 (–0.051 to 0.015)
–140,361
0
0
0
0
2515 (1581 to 3450)
0.001 (–0.048 to 0.049)
4,196,009
0
0
0.005
0.05
2425 (2043 to 2807)
–0.017 (–0.050 to 0.017)
–144,799
0
0
0
0
2689 (1627 to 3750)
–0.013 (–0.050 to 0.023)
–205,243
0
0
0
0
Assume surgery costs are £2680e
2498 (1551 to 3444)
–0.018 (–0.052 to 0.016)
–136,562
0
0
0
0
f
Assume surgery costs are £5811
5628 (4682 to 6575)
–0.018 (–0.052 to 0.016)
–307,703
0
0
0
0
Societal costs
3689 (2140 to 5238)
–0.023 (–0.056 to 0.010)
–160,577
0
0
0
0
SF-12/SF-6D
2431 (1500 to 3362)
–0.003 (–0.018 to 0.012)
–779,664
0
0
0
0
Feasibility sample (EQ-5D-3L)
2234 (1567 to 2901)
–0.006 (–0.074 to 0.062)
–368,113
0
0
0.02
0.077
Main study sample (EQ-5D-5L
crosswalk value set)
2614 (1245 to 3984)
–0.019 (–0.058 to 0.020)
–134,395
0
0
0
0.001
Main study sample (EQ-5D-5L new
UK value set)
2719 (1225 to 4214)
–0.016 (–0.049 to 0.016)
–165,227
0
0
0
0.001
Impingement type: cam
2327 (1905 to 2749)
–0.006 (–0.042 to 0.029)
–359,783
0
0
0
0.002
Impingement type: pincer/mixed
2992 (–694 to 6679)
–0.020 (–0.101 to 0.061)
–149,445
0.062
0.062
0.073
0.1
Restricted analysis to women only
2047 (1248 to 2846)
–0.013 (–0.066 to 0.039)
–151,606
0
0
0.003
0.027
Restricted analysis to men only
2826 (1297 to 4354)
–0.012 (–0.053 to 0.029)
–241,044
0.002
0.003
0.005
0.013
Sensitivity analyses
Unadjusted analysis
Adjusted complete-case analysis
c
Per-protocol sample
Per-protocol sample
d
Subgroups
a Mean ICERs for base-case, sensitivity and subgroup analyses all fell in the north-west quadrant of the cost-effectiveness plane, where surgery is more costly and less effective than PHT.
b Adjusted for age, sex, treatment allocation, study site, impingement type, baseline health-related quality of life and baseline costs.
c Per-protocol sample 1: restricted analysis to patients who received the allocated treatment arm intervention (i.e. excluded crossovers, surgery patients who did not have surgery
and patients in the PHT arms who did not have PHT).
d Per-protocol sample 2.
e HRG code HT15Z (Minor Hip Procedures for Trauma, elective long-stay).
f HRG code HT12A [Very Major Hip Procedures for Trauma with CC Score 12 +(elective long stay)].
ECONOMIC EVALUATION RESULTS
NIHR Journals Library www.journalslibrary.nihr.ac.uk
TABLE 34 Cost-effectiveness results for the within-trial economic analysis with a 1-year time horizon
Health Technology Assessment 2022 Vol. 26 No. 16
DOI: 10.3310/FXII0508
(a)
(b)
10
WTP
£50,000/QALY
Incremental costs (£000)
6
WTP
£30,000/QALY
4
2
–0.15 –0.10 –0.05
–2
0.05 0.10 0.15
–4
–6
–8
–10
Incremental QALYs
Probability that surgery is cost-effective
8
1.00
0.80
0.60
0.40
0.20
0.00
0
20
40
60
80
100
Cost-effectiveness threshold (£000)
FIGURE 14 Base-case analysis comparing the cost-effectiveness of arthroscopic surgery with PHT for FAI. The analysis
accounted for missing data using multiple imputation and adjusting for age, sex and baseline health-related quality of life
(effectiveness regression). (a) Incremental costs; and (b) probability that surgery is cost-effectiveness. WTP, willingness to pay.
cost-effectiveness in favour of the surgery, it is doubtful if long-term economic modelling would be
meaningful without this additional data. In addition, 11 patients representing 7.3% of the PHT group
had crossed over and received surgery during the 12-month follow-up period. The net effect of
patients crossing over to surgery may increase costs in the PHT arm and decrease the incremental
costs between surgery and PHT. If more and more PHT patients continue to cross over to surgery in
subsequent years, then they will be picked up at the second- and third-year assessments. Therefore,
an assessment of the utility of a long-term economic model should be delayed until the second- and
third-year data become available. This would provide a more accurate assessment of outcomes over a
longer follow-up period and determine whether or not modelling is needed to capture the long-term
(i.e. lifetime) costs and consequences of treatment.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
81
82
Mean incremental net (monetary) benefit (£ 2016 prices) and 95% CIs at cost-effectiveness threshold of
Description
£13,000/QALY
£20,000/QALY
£30,000/QALY
£50,000/QALY
Base-case analysisa
–2713 (–3842 to –1583)
–2836 (–4125 to –1548)
–3013 (–4566 to –1460)
–3367 (–5523 to –1211)
Unadjusted analysis
–2507 (–3748 to –1267)
–2503 (–4012 to –994)
–2497 (–4441 to –554)
–2485 (–5375 to 405)
Adjusted complete-case analysis
–2642 (–3246 to –2038)
–2759 (–3561 to –1957)
–2927 (–4038 to –1816)
–3262 (–5023 to –1500)
Per-protocol sampleb
–2859 (–4136 to –1582)
–2951 (–4378 to –1523)
–3082 (–4768 to –1396)
–3344 (–5632 to –1056)
Assume surgery costs are £2680d
–2736 (–3869 to –1602)
–2864 (–4165 to –1562)
–3047 (–4624 to –1469)
–3412 (–5608 to –1216)
e
Assume surgery costs are £5811
–5866 (–7000 to –4732)
–5994 (–7296 to –4692)
–6177 (–7755 to –4599)
–6543 (–8739 to –4347)
Societal costs
–3988 (–5678 to –2298)
–4148 (–5931 to –2366)
–4378 (–6332 to –2424)
–4838 (–7232 to –2443)
SF-12/SF-6D
–2472 (–3426 to –1517)
–2493 (–3479 to –1508)
–2525 (–3569 to –1480)
–2587 (–3791 to –1382)
Feasibility sample (EQ-5D-3L)
–2313 (–3501 to –1125)
–2355 (–3972 to –739)
–2416 (–4683 to –150)
–2537 (–6148 to 1073)
Main study sample (EQ-5D-5L crosswalk value set)
–2867 (–4391 to –1343)
–3003 (–4668 to –1339)
–3198 (–5114 to –1282)
–3587 (–6115 to –1059)
Main study sample (EQ-5D-5L new UK value set)
–2933 (–4567 to –1300)
–3049 (–4794 to –1304)
–3213 (–5155 to –1272)
–3542 (–5966 to –1119)
Impingement type: cam
–2411 (–3079 to –1743)
–2456 (–3337 to –1576)
–2521 (–3736 to –1306)
–2651 (–4570 to –731)
Impingement type: pincer/mixed
–3253 (–7342 to 837)
–3393 (–7759 to 974)
–3593 (–8436 to 1250)
–3993 (–9989 to 2002)
Restricted analysis to women only
–2222 (–3284 to –1160)
–2317 (–3666 to –967)
–2452 (–4275 to –628)
–2722 (–5577 to 134)
Restricted analysis to men only
–2978 (–4748 to –1208)
–3060 (–4993 to –1128)
–3177 (–5390 to –965)
–3412 (–6287 to –537)
Sensitivity analyses
Per-protocol sample
c
Subgroups
a Adjusted for age, sex, treatment allocation, impingement type, study site, baseline health-related quality of life and baseline costs.
b Per-protocol sample 1: restricted analysis to patients who received the allocated treatment arm intervention (i.e. excluded crossovers, surgery patients who did not have surgery
and patients in the PHT arms who did not have PHT).
c Per-protocol sample 2.
d HRG code HT15Z (Minor Hip Procedures for Trauma, elective long-stay).
e HRG code HT12A [Very Major Hip Procedures for Trauma with CC Score 12 +(elective long stay)].
ECONOMIC EVALUATION RESULTS
NIHR Journals Library www.journalslibrary.nihr.ac.uk
TABLE 35 Incremental net (monetary) benefit of surgery compared with PHT for FAI at cost-effectiveness thresholds of £20,000, £30,000 and £50,000 per QALY gained
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Health Technology Assessment 2022 Vol. 26 No. 16
Chapter 6 Discussion
T
o the best of our knowledge, the UK FASHIoN trial is the first RCT evidence that hip arthroscopy
with postoperative rehabilitation is effective in patients with FAI syndrome. In this pragmatic trial,
after 12 months, there was a mean difference in iHOT-33 scores of 6.8 points in favour of patients
allocated to hip arthroscopy, compared with those who were allocated to a best conservative care
strategy of PHT. This is a statistically significant difference that exceeds the MCID for the iHOT-33.
The results are consistent with the hypothesis that hip arthroscopy is more clinically effective than
best conservative care.
There have been many observational studies showing benefit from hip arthroscopy; however, these
studies generally did not have control groups for comparison and were at high risk of bias.3 Our previous
systematic review16 showed that there had been no previous relevant RCTs. One RCT has recently
reported no difference in outcome between hip arthroscopy and conservative care.78 This study was
small, conducted in a military setting, with a single surgeon in a single centre and with a very high rate
of crossover (70%) from conservative care to hip arthroscopy.78 When the authors performed a perprotocol comparison of those who had hip arthroscopy (n = 66) with those who had conservative care
(n = 14), they reported that ‘power was lost making type II errors possible’.78 The authors concluded that
‘large cohorts across multiple sites are needed to make definitive conclusions’.78 This trial is much larger
and, therefore, has greater power to detect between-group differences as statistically significant, and
was conducted in 23 centres and in a more generalisable population.78
There was no difference in secondary outcome measures of general health-related quality of life (i.e.
EQ-5D-5L and SF-12) between PHT and arthroscopic surgery. This could either be because treatment
for FAI syndrome does not have an effect on health-related quality of life or because the measures are
not sufficiently sensitive to detect the changes that occur. A further possibility is that the trial was not
sufficiently powered to detect changes in health-related quality of life.
Complications in the hip arthroscopy group were more frequent than in the PHT group. However,
there was only one serious surgical complication in which a patient developed a deep hip infection.
Hip arthroscopy is considered relatively safe, with a reported minor complication rate of 7.9% and
major complication rate of 0.45% in a large systematic review.79 The UK FASHIoN trial results are
consistent with this.80 The delay in surgical treatment may have affected the collection of complication
data; but most complications from surgery occur within the first 6 weeks and complications data
were available for 138 of the 144 participants who received a hip arthroscopy compared with 146 of
the 154 participants who received PHT. This suggests that the delay in treatment did not cause an
under-reporting of complications.
The within-trial health economic evaluation suggests that hip arthroscopy is not cost-effective in
comparison with PHT. However, our economic models were able to assess cost-effectiveness at only
12 months from randomisation. This must also be set in the context of the high initial treatment costs
of hip arthroscopy, the treatment timing (i.e. a long delay in hip arthroscopy, reducing the period of
potential benefit during follow-up), the period of economic inactivity during the period of postoperative
recovery and subsequent hip arthroscopy in one-quarter of PHT patients in the first 3 years after
randomisation. There may be longer-term differences between groups that were not assessed in
this economic analysis, and further follow-up points at 5 and 10 years will inform the life time
cost-effectiveness of both surgery and PHT. For example, hip replacement rates appear to have
diverged at 3 years and the longer-term comparison of this rate between groups will help establish
whether or not surgery affects the risk of osteoarthritis and consequent societal and health-care costs.7,81
The differences in the primary outcome reached statistical significance at 12 months and the mean
value was greater than the MCID of the iHOT-33. However, the CIs overlap the MCID, raising the
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
83
DISCUSSION
possibility that hip arthroscopy is superior to PHT, but not to a clinically significant amount. These
differences must be set in the context of other factors, such as the greater delay to treatment and
crossovers, which would be likely to reduce the reported effect of hip arthroscopy in the trial. Any
benefit of hip arthroscopy over conservative care must also be weighed against the complication
profile of surgery.
Strengths of this trial include the consent to participate rate among eligible patients (54%) and the
follow-up rate (92%). Both of these are high compared with similar trials in orthopaedics, and especially
to trials of surgery compared with no surgery, contributing to external and internal validity.82 The
integrated qualitative research optimised recruitment, as it has in other trials.71 This trial was thoroughly
pragmatic, exploring the effectiveness of a strategy of offering hip arthroscopy and conservative care in
the everyday reality of an NHS where patients may not always receive or comply with the treatment
they are offered, where surgeons and physiotherapists have varying levels of training, skill and expertise,
where postoperative care is variable and where there are waiting lists for treatment. The large number
of centres (n = 23), surgeons (n = 27) and physiotherapists (n = 43) involved in this trial is a strength,
which contributes to the generalisability of our findings. The comparator for this trial was PHT, a fair
representation of the best conservative care that can realistically be provided in the UK NHS for these
patients. PHT was designed through international consensus and developed, supported and tested in
similar ways to other physiotherapist-led conservative care protocols.83 PHT meets the standards
expected of a complex intervention in a RCT and was delivered by musculoskeletal physiotherapists
who attended additional training and support events.3,5,84
Limitations of this trial include the non-blinding of participants and treating clinicians to allocation.
A blinded allocation trial, with a placebo control, would have been better suited to measuring the
underlying effect of surgery. In this trial, the pragmatic research question was whether hip arthroscopy
or best conservative care was the most effective treatment strategy, leading to an inevitable lack of
blinding. Data collection and analysis were performed without revealing treatment allocation. An
unexpected difficulty in the performance of the trial was the frequent delay in the delivery of surgery for
those patients allocated to hip arthroscopy. It was anticipated that this would be < 3 months in most
patients because when the trial was designed there was a strongly enforced NHS target to treat patients
within 18 weeks from referral to surgery. However, during the study, this target was a challenge in many
hospitals. Therefore, patients allocated to hip arthroscopy often experienced longer times to treatment
and, because outcome was measured 12 months after randomisation, were often still within a few
months (and in some cases a few weeks) of their operation when the primary outcome was measured.
Patients in the hip arthroscopy group had, on average, less time to recover before the primary outcome
measurement. A comparison of the outcome of hip arthroscopy participants who had surgery in the first
6 months after randomisation with those who had surgery in the second 6 months showed no significant
difference between these groups, suggesting that the systematic difference in time to treatment
between groups does not account for the treatment effect. Inferences about the effectiveness of hip
arthroscopy compared with PHT are limited to 12-month post-randomisation data. Longer-term follow-up
is required to establish if this effect is maintained and if further treatments are required. There will be
further follow-up points at 5 and 10 years. The fact that not all surgery or PHT was deemed to be of a high
fidelity is also a reflection of the real-world setting in which this trial was conducted. Some surgery was
not satisfactory and some participants allocated PHT did not engage with it or complete it. The fidelity
assessment showed ‘good’ treatment in 87% and 70% of hip arthroscopy and PHT groups, respectively.
However, these proportions are comparable to other studies and reflect the pragmatism of the trial.85
Crossover was minimised using techniques developed in the feasibility study. No participants allocated
hip arthroscopy received PHT and 14 participants allocated to PHT subsequently changed their mind and
decided to have surgery within 12 months. These crossovers cannot account for the results of the trial.
Indeed, such crossovers should dilute and so reduce the estimate of the real underlying effect of hip
arthroscopy. A further limitation is the timings of the collection of outcome. In both treatment groups,
the mean and median data were collected at 6 and 12 months; however, the SD around this was over
30 days in both groups.
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Personalised hip therapy is believed to work by improving muscle control, strength around the hip
and movement patterns, leading to the avoidance of hip impingement. Surgery is thought to work
by reshaping the bone to prevent impingement and by treating painful injuries to articular cartilage
and labrum. In this trial, the observed effect of hip arthroscopy over conservative care might be
attributable to the surgical procedure, the placebo effect of surgery (given the unblinded nature of
this trial), post-surgical rehabilitation or a combination of these factors. The subgroup analysis of those
with only cam morphology is suggestive of an increased treatment effect of hip arthroscopy compared
with other shapes and this would support the idea that the removal of a cam shape has a specific
therapeutic effect. The small number of patients with pincer or mixed cam and pincer morphology
in this study leads to less confidence about the influence of reshaping the acetabular rim. Future
research should focus on investigating the mechanism of benefit from both arthroscopic surgery and
PHT, and on which patients, including impingement types, benefit most from hip arthroscopy or PHT.
A priority for further research is an assessment to establish the longer-term clinical effectiveness and
cost-effectiveness of the treatments, given the short horizon in the analysis reported.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
85
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Health Technology Assessment 2022 Vol. 26 No. 16
Chapter 7 Conclusion
H
ip arthroscopy in patients with FAI syndrome led to better patient-reported hip-specific outcomes
at 12 months after randomisation than best conservative care, supporting the use of this technology
in clinical practice. This improvement comes at some cost, and this study did not demonstrate
cost-effectiveness of hip arthroscopy compared with conservative care within the first 12 months.
Costs continue to be incurred in both groups up to at least 3 years, including operations in more than
one-quarter of those allocated to best conservative care. The lifetime cost-effectiveness will be established
only when long-term follow-up data are available. Further follow-up at 5 and 10 years, including patientreported outcome and hip replacement rates, will provide guidance on the best long-term strategy
for patients with FAI syndrome. Integrated qualitative research into recruitment was able to maximise
study enrolment and may be of benefit in future surgical trials.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
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Acknowledgements
Contributions of authors
Damian R Griffin (https://orcid.org/0000-0003-0952-7848) (Chief Investigator, Professor, Trauma
and Orthopaedic Surgery) conceived, designed and led the study, and prepared this report.
Edward J Dickenson (https://orcid.org/0000-0001-8369-1262) (Research Fellow, Trauma and
Orthopaedic Surgery) designed and performed the feasibility and full studies, respectively, and
prepared this report.
Felix Achana (https://orcid.org/0000-0002-8727-9125) (Research Fellow, Health Economics)
performed the economic analysis.
James Griffin (https://orcid.org/0000-0002-6364-0414) (Research Fellow, Statistics) performed the
statistical analyses.
Joanna Smith (Research Fellow, Physiotherapy) designed and implemented PHT.
Peter DH Wall (https://orcid.org/0000-0003-3149-3373) (Research Fellow, Trauma and Orthopaedic
Surgery) designed and performed the feasibility and full studies, respectively, and prepared this report.
Alba Realpe (https://orcid.org/0000-0001-9502-3907) (Research Fellow, Qualitative Health Services)
ran the qualitative study.
Nick Parsons (https://orcid.org/0000-0001-9975-888X) (Senior Lecturer, Statistics) performed the
statistical analyses.
Rachel Hobson (https://orcid.org/0000-0002-1535-6339) (Trial Manager) set up the administrative
processes for the trial.
Jeremy Fry (lay member) was the patient representative on the TSC.
Marcus Jepson (https://orcid.org/0000-0003-3261-1626) (Senior Research Fellow, Qualitative Health
Science) ran the qualitative study.
Stavros Petrou (https://orcid.org/0000-0003-3121-6050) (Professor, Health Economics) performed
the economic analysis.
Charles Hutchinson (https://orcid.org/0000-0003-3387-9229) (Professor, Clinical Imaging) provided
the radiological support to the trial.
Nadine Foster (https://orcid.org/0000-0003-4429-9756) (Professor, Physiotherapy) designed and
implemented PHT.
Jenny Donovan (https://orcid.org/0000-0002-6488-5472) (Professor, Social Medicine) ran the
qualitative study.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
89
ACKNOWLEDGEMENTS
Publications
Griffin DR, Dickenson EJ, O'Donnell J, Agricola R, Awan T, Beck M, et al. The Warwick Agreement on
femoroacetabular impingement syndrome (FAI syndrome): an international consensus statement.
Br J Sports Med 2016;50:1169–76.
Griffin DR, Dickenson EJ, Wall PD, Donovan JL, Foster NE, Hutchinson CE, et al. Protocol for a multicentre, parallel-arm, 12-month, randomised controlled trial of arthroscopic surgery versus conservative
care for femoroacetabular impingement syndrome (FASHIoN). BMJ Open 2016;6:e012453.
Griffin DR, Dickenson EJ, Wall PDH, Realpe A, Adams A, Parsons N, et al. The feasibility of conducting
a randomised controlled trial comparing arthroscopic hip surgery to conservative care for patients
with femoroacetabular impingement syndrome: the FASHIoN feasibility study. J Hip Preserv Surg
2016;3:304–11.
Wall PD, Dickenson EJ, Robinson D, Hughes I, Realpe A, Hobson R, et al. Personalised Hip Therapy:
development of a non-operative protocol to treat femoroacetabular impingement syndrome in the
FASHIoN randomised controlled trial. Br J Sports Med 2016;50:1217–23.
Murphy NJ, Eyles J, Bennell KL, Bohensky M, Burns A, Callaghan FM, et al. Protocol for a multi-centre
randomised controlled trial comparing arthroscopic hip surgery to physiotherapy-led care for
femoroacetabular impingement (FAI): the Australian FASHIoN trial. BMC Musculoskelet Disord 2017;18:406.
Griffin DR, Dickenson EJ, Wall PDH, Achana F, Donovan JL, Griffin J, et al. Hip arthroscopy versus best
conservative care for the treatment of femoroacetabular impingement syndrome (UK FASHIoN):
a multicentre randomised controlled trial. Lancet 2018;391:2225–35.
Dickenson EJ, Wall PDH, Hutchinson CE, Griffin DR. The prevalence of cam hip morphology in the
general population. Osteoarthritis Cartilage 2019;27:444–8.
Hunter DJ, Eyles J, Murphy NJ, Spiers L, Burns A, Davidson E, et al. Multi-centre randomised controlled trial
comparing arthroscopic hip surgery to physiotherapist-led care for femoroacetabular impingement (FAI)
syndrome on hip cartilage metabolism: the Australian FASHIoN trial. BMC Musculoskelet Disord 2021;22:697.
Realpe AX, Foster NE, Dickenson EJ, Jepson M, Griffin DR, Donovan JL. Patient experiences of
receiving arthroscopic surgery or personalised hip therapy for femoroacetabular impingement in the
context of the UK fashion study: a qualitative study. Trials 2021;22:211.
Data-sharing statement
All available data can be obtained from the corresponding author.
Patient data
This work uses data provided by patients and collected by the NHS as part of their care and support.
Using patient data is vital to improve health and care for everyone. There is huge potential to
make better use of information from people’s patient records, to understand more about disease,
develop new treatments, monitor safety, and plan NHS services. Patient data should be kept safe
and secure, to protect everyone’s privacy, and it’s important that there are safeguards to make
sure that it is stored and used responsibly. Everyone should be able to find out about how patient
data are used. #datasaveslives You can find out more about the background to this citation here:
https://understandingpatientdata.org.uk/data-citation.
90
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DOI: 10.3310/FXII0508
Health Technology Assessment 2022 Vol. 26 No. 16
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Appendix 1 Case report forms
Baseline data
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Follow-up case report forms
Follow-up case report form: 6 and 12 months
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133
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Follow-up case report form: 2 and 3 years – further procedures
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Surgical case report forms
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Postoperative magnetic resonance imaging Instructions
Imaging Instructions
Area to be Imaged
Index hip (the hip that has had arthroscopic
FAI surgery as part of the UK FASHIoN study)
Timing
MRI Scan should be done at least 6 weeks post
operatively
Patient Position
Supine, both hips internally rotated
Sequences
Proton dense fat suppression sequence
acquired in axial plane
Slice thickness = between 4-5 mm
Gap thickness = 10%
No phase wrap
T1 sequence acquired in coronal oblique
(along the line of the femoral neck) plane
Slice thickness = between 4-5 mm
Gap thickness = 10%
No phase wrap
Proton dense fat suppression 3-D volume
acquisition acquired in axial plane
Slice thickness = maximum 1.5-2 mm
No gap
No phase wrap
Field of view
Height = just above the top of acetabulum to
just below the lesser trochanter
Width = 20cm centred on the centre of
femoral head
Matrix
256 x 256 pixels
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Examples of MRI
Localiser with top and bottom
of axial range marked.
Centred medially to the
femoral head. Range is the
same for axial and volume
scan.
Axial image with the
alignment of the coronal
marked
Coronal Oblique Image
Imaging Instructions v 2.0 | 18062014
Method for Establishing Adequacy of Surgery Performed in FASHIoN Trial
Aim
to provide a semi-objective method to determine the quality of surgical bone reshaping in
FASHIoN study participants. By;
●
Confirming what surgery, the surgeon, intended to perform.
●
Determining whether the surgical plan was executed to an adequate
standard.
Data Collection:
Operation note:
Establish whether the surgeon undertook cam and or pincer resection.
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Intraoperative Images:
Evaluate the pre treatment pathology and adequacy of the correcon.
Post op MRI:
The adequacy of reshaping surgery will be judged according to whether the surgeon
stipulated if a cam or pincer resection was performed. The following categories will be
used to judge the reshaping;
1. Satisfactory reshaping
2. Borderline adequate reshaping
3. Inadequate reshaping
4. No appreciable change to morphology
Only surgery in categories 1 and 2 will be deemed adequate.
Cases where reshaping was not undertaken (e.g. hip found to be arthritic or different
pathology identified) will be judged on a case by cases basis taking on board the surgeons
notes and other evidence (e.g. intra operative photos).
The lowest score in the following domains will determine the category of surgery.
Cam Resection:
Head sphericity
Head sphericity
Grade
Spherical Head
1
Mostly spherical
2
Large aspehicity
3
No appreciable change
4
Head Neck Transion:
Head neck transition
Grade
Smooth transition
1
Areas of abrupt transition
2
Irregular transition/ sharp spikes
3
No appreciable change
4
Pincer Resecon
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Rim morphology
Grade
Smooth rim, no focal
prominence
1
Small focal prominence
2
Large rim prominence
3
No appreciable change
4
Additional Data Collected (not be used to judge adequacy of surgery)
Cartilage; single worst area; grades 1-4
Cartilage treatment; chondroplasty, microfracture, glue repair, debridement of defect
Labrum; normal, degenerate, ossified, tear (partial detachment, complete detachment,
degenerative or radial tear),
Labrum treatment; nil, debridement, shrinkage, resection, anchor repair
Osteophytes; present in cotyloid fossa, rim or head neck junction
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Personalised hip therapy case report form
Date of visit and treang
physiotherapist’s inials (e.g.
27/3/10, JY)
..../…./….
..../…./….
Initials:
Initials:
If paent UTA’d or DNA’d visit
(please ck )
Length and
consultaon
the
type
of
(e.g. 20 mins face to face/via
telephone)
Discharged (please ck )
Core Modalies used (please ck )
1.
Assessment / Reassessment
2.
Education and advice
3.
Help with pain relief
4.a. Supervised exercises in clinic
4.b. Exercise prescription given
4.c. Exercise
reviewed
diary
given
/
4.d Exercise progressed (please
state e.g. ↑ reps, harder
exercises)
Type of exercises provided (please state)
Ex Number from Core:
Ex Number from Core:
Ex Number from Core:
Ex Number from Core:
Ex Number from Core:
Ex Number from Core:
Other none- core Exercise :
(please state)
Other none- core Exercise :
(please state)
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Other treatment used: (please
state e.g. manual therapy, hip
steroid injecon, orthotics)
Adverse Events: (e.g. muscle
soreness, injury whilst exercising)
General Comments:
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Personalised hip therapy manual
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181
APPENDIX 1
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183
APPENDIX 1
184
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185
APPENDIX 1
Diary
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187
APPENDIX 1
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Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
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189
Health Technology Assessment 2022 Vol. 26 No. 16
DOI: 10.3310/FXII0508
Appendix 2 Results
Recruitment: randomisation by site
TABLE 36 Randomised patients summarised by treatment group and centre
Treatment group, n
Site
Surgery (N = 171)
PHT (N = 177)
Total (N = 348)
University Hospitals Coventry and Warwickshire
37
41
78
Yeovil District Hospital
11
11
22
9
9
18
20
19
39
Wrightington Hospital
6
6
12
The Royal Cornwall
3
4
7
Elective Orthopaedic Centre
1
1
2
Northumbria Healthcare NHS Foundation Trust
7
7
14
The Royal London
2
3
5
Doncaster and Bassetlaw Teaching Hospital
NHS Foundation Trust
8
8
16
Royal National Orthopaedic Hospital
5
5
10
Frimley Park Hospital
11
12
23
The Robert Jones and Agnes Hunt
Orthopaedic Hospital
16
16
32
South Tees Hospitals NHS Foundation Trust
5
3
8
University College Hospital
4
4
8
Guys’ and St Thomas’ Hospital
6
5
11
Cardiff and Vale Hospitals
5
6
11
Glasgow Royal Infirmary
3
2
5
Wrexham Maelor Hospital
1
3
4
King’s College Hospital
7
6
13
North Bristol NHS Trust
3
4
7
Spire Manchester Hospital
1
2
3
171
177
348
Royal Devon and Exeter Hospital
Royal Orthopaedic Hospital
Total
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
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reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
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191
APPENDIX 2
TABLE 37 Randomised patients summarised by randomisation strata (recruiting site and FAI type)
FAI type, n
Cam
Site
Surgery
(N = 171)
University Hospitals Coventry and
Warwickshire
Mixed
PHT
(N = 177)
Surgery
(N = 171)
Pincer
PHT
(N = 177)
Surgery
(N = 171)
PHT
(N = 177)
34
36
1
2
2
3
Yeovil District Hospital
8
8
2
2
1
1
Royal Devon and Exeter Hospital
6
6
3
3
0
0
16
14
4
3
0
2
Wrightington Hospital
6
6
0
0
0
0
The Royal Cornwall
3
3
0
1
0
0
Elective Orthopaedic Centre
1
1
0
0
0
0
Northumbria Healthcare NHS
Foundation Trust
6
7
1
0
0
0
The Royal London
2
3
0
0
0
0
Doncaster and Bassetlaw Teaching
Hospital NHS Foundation Trust
3
2
4
5
1
1
Royal National Orthopaedic Hospital
3
0
2
5
0
0
Frimley Park Hospital
8
8
1
3
2
1
10
12
3
2
3
2
South Tees Hospitals NHS Foundation
Trust
2
3
2
0
1
0
University College Hospital
2
2
3
1
0
0
Guys’ and St Thomas’ Hospital
4
5
1
0
1
0
Cardiff and Vale Hospitals
3
4
1
1
1
1
Glasgow Royal Infirmary
3
1
0
0
0
1
Wrexham Maelor Hospital
1
1
0
1
0
1
King’s College Hospital
5
5
1
0
1
1
North Bristol NHS Trust
3
2
0
2
0
0
Spire Manchester Hospital
1
2
0
0
0
0
130
131
29
31
13
14
Royal Orthopaedic Hospital
The Robert Jones and Agnes Hunt
Orthopaedic Hospital
Total
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DOI: 10.3310/FXII0508
Health Technology Assessment 2022 Vol. 26 No. 16
TABLE 38 Withdrawal details summarised by treatment group
Treatment group, n (%)
Type of withdrawal
Surgery (N = 171)
PHT (N = 177)
Total (N = 348),
n (%)
Participant requested to withdraw from trial
Yes
13
18
31
No
158
159
317
Patient level of withdrawal
From treatment only
9 (69)
12 (67)
21 (68)
From treatment and follow-up
3 (23)
4 (22)
7 (23)
Missing
1 (8)
2 (11)
3 (10)
Participant’s decision
2 (15)
3 (17)
5 (16)
Participant does not want to continue with treatment
8 (62)
9 (50)
17 (55)
No reason given
0 (0)
1 (6)
1 (3)
Patient does not want to complete questionnaire
0 (0)
3 (17)
5 (16)
Other reason
2 (15)
3 (17)
3 (10)
Missing
1 (8)
2 (11)
3 (10)
Participant reason for withdrawal
Surgery
TABLE 39 Hip arthroscopy procedure details (for those who received surgery)
Key stage of procedure undertaken
Hip arthroscopy
(N = 144), n (%)
General anaesthetic with muscle relaxation
Yes
140 (97)
No with reason
3 (2)
Missing
1 (1)
Supine or lateral patient positioning
Yes
143 (99)
No with reason
0 (0)
Missing
1 (1)
Operating table used with facility for traction and range of movement testing
Yes
143 (99)
No with reason
0 (0)
Missing
1 (1)
continued
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
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193
APPENDIX 2
TABLE 39 Hip arthroscopy procedure details (for those who received surgery)
(continued )
Key stage of procedure undertaken
Hip arthroscopy
(N = 144), n (%)
Arthroscopy of central compartment
Yes
141 (98)
No with reason
0 (0)
Missing
3 (2)
Arthroscopy of peripheral compartment
Yes
140 (97)
No with reason
0 (0)
Missing
4 (3)
Entire acetabular labrum examined
Yes
142 (99)
No with reason
1 (1)
Missing
1 (1)
Entire articular surface examined
Yes
142 (99)
No with reason
1 (1)
Missing
1 (1)
Confirmed impingement has been relieved using either range of movement
testing or an image intensifier
Yes
138 (96)
No with reason
4 (3)
Missing
2 (1)
Did the patient have any intraoperative complications (e.g. fracture,
iatrogenic)?
Yes
No with reason
Missing
4 (3)
135 (94)
5 (3)
Was standard postoperative rehabilitation/physiotherapy prescribed for
this patient?
Yes
141 (98)
No with reason
2 (1)
Missing
1 (1)
Postoperative rehabilitation protocols
Twenty of the 21 sites responded to the request for information about postoperative rehabilitation
protocols. Eighteen (90%) sites had a protocol in place and two (10%) sites had no specific protocol but
delivered ‘usual-care’ physiotherapy.
194
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Health Technology Assessment 2022 Vol. 26 No. 16
DOI: 10.3310/FXII0508
Four themes emerged from the protocols:
1. Seven (25%) sites delivered a prescriptive format adherent to a timeline according to postoperative
weeks. Three (15%) sites adopted the Villar Bajwa protocol.86
2. Four (20%) sites used a phased rehabilitation programme for which there was an entry criteria
stipulated for each level. These phases were described as early (immediate postoperative),
intermediate and advanced rehabilitation.
3. Seven (35%) sites offered an additional phase of sport-specific training.
4. Two (10%) sites delivered a prescriptive early immediate postoperative phase. This phase was a
continuation to usual care and was left to the discretion of the treating physiotherapist.
Personalised hip therapy
TABLE 40 Personalised hip therapy session details (for those who
attended at least one PHT session)
PHT session detail
PHT sessionsa
(N = 947)
Number of sessions
891
Length of consultation (minutes)
Mean
30
SD
11
Median
30
Minimum
0
Maximum
60
Type of session, n (%)
Face to face
Telephone
E-mail
Missing
878 (93)
31 (3)
4 (1)
34 (3)
Assessment/reassessment, n (%)
Ticked
834 (88)
Not ticked
102 (11)
Education and advice, n (%)
Ticked
729 (77)
Not ticked
203 (21)
Help with pain relief, n (%)
Ticked
696 (74)
Not ticked
235 (25)
Supervised exercises in clinic, n (%)
Ticked
741 (78)
Not ticked
191 (20)
Exercise prescription given, n (%)
Ticked
566 (60)
Not ticked
366 (39)
continued
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Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
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195
APPENDIX 2
TABLE 40 Personalised hip therapy session details (for those who
attended at least one PHT session) (continued )
PHT session detail
PHT sessionsa
(N = 947)
Exercise diary given/reviewed, n (%)
Ticked
399 (42)
Not ticked
491 (52)
Diary forgotten
Diary lost
39 (4)
0 (0)
a Where totals within a variable do not sum to 100% this
indicates that data are missing.
TABLE 41 Exercises delivered during PHT sessions, by frequency
Number and type of exercise
Frequency, n
Other
671
Stability exercise r
337
Stability exercise p/clam
326
Stability exercise q
226
Stability exercise s
186
Stability exercise t
172
Abdominal exercise
170
Kneeling/hip flexor stretching
157
External rotation stretches
142
Pelvic tilt exercises
129
Stability exercise h
127
Stability exercise l/lunge
121
Stability exercise o
117
Gluteal dip strength
81
Stability exercise z
78
Hip joint glides
78
Crab walk strength
76
Side plank
75
Inverted hamstring strength
72
Gym ball exercise
69
Three-way lunge strength
48
VMO exercise
46
VMO exercise
45
Stability exercise g
38
Anterior capsule hip joint mobilisation
16
VMO, vastus medialis oblique.
196
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DOI: 10.3310/FXII0508
Follow-up completeness of data
TABLE 42 Data completeness of outcome measures at baseline and at 6 and 12 months
Number missing
iHOT-33 item
Baseline (N = 348)
6 months (N = 315)
12 months (N = 321)
Hip ache
1
0
1
Hip stiffness from sitting all day
2
2
1
Long-distance walk difficulty
1
1
1
Hip pain while sitting
3
0
1
Standing on feet trouble
1
3
2
Getting off the floor difficulty
2
0
1
Walking on uneven floor
1
0
1
Lying on affected hip difficulty
2
1
2
Stepping over objects trouble
2
3
1
Climbing up stairs
5
0
1
Rising from sitting position
4
1
4
Long-stride discomfort
4
1
2
Getting out of a car trouble
1
0
1
Grinding, catching or clicking
6
1
5
Taking off socks, shoes and stockings
2
0
1
Overall pain in hip
6
1
1
Concern about fitness level
3
2
5
Post-activity hip pain
3
4
8
Concern about pain from sport
1
5
6
Quality-of-life deterioration
1
5
6
Performance level during sport
3
9
10
Frustration because of your hip
4
6
0
Distraction because of hip
4
5
0
Tension and stress relief difficulty
4
6
0
Discouragement as a result of your hip
6
7
3
Awareness of hip disability
5
5
0
Compulsory item, n
continued
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Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
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197
APPENDIX 2
TABLE 42 Data completeness of outcome measures at baseline and at 6 and 12 months (continued )
Number missing
iHOT-33 item
Baseline (N = 348)
6 months (N = 315)
12 months (N = 321)
Changing direction during sport
3/245
0/223
0/231
Heavy objects at work
0/207
0/178
0/198
Crouching or squatting trouble
5/320
4/266
2/280
Concern about job worsening hip pain
7/320
5/266
0/280
Reduced hip mobility difficulty at work
8/320
4/266
0/280
Sexual activity as a result of hip
0/311
0/279
0/284
Carrying children concerns
0/234
0/193
1/209
N = 348
N = 291
N = 278
General health
1
1
0
Moderate activities
1
0
0
Climbing stairs
1
0
0
Accomplished less physical health
2
0
1
Limited activities
4
0
1
Accomplished less emotional problems
2
0
1
Did not do work or activities carefully
4
2
4
Pain interference with normal work
1
3
1
Calm and peaceful
0
3
1
Lot of energy
0
3
1
Downhearted and blue
0
4
1
Social activities
0
3
1
N = 348
N = 293
N = 302
Mobility
0
0
0
Self-care
0
0
0
Usual activities
0
0
0
Pain
0
1
0
Anxiety
0
0
0
VAS
1
3
7
a
Non-compulsory item, n/N
SF-12 item, n
EQ-5D-5L item, n
a Item considered missing if the ‘not applicable’ box had not been ticked and, therefore, a response was expected.
198
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Health Technology Assessment 2022 Vol. 26 No. 16
DOI: 10.3310/FXII0508
Appendix 3 Health economics
TABLE 43 Unit cost of operating room/surgery staff
Sample (n = 40)
Resource category
Mean (SE)
Unit
cost (£)
Unit
Source of unit cost
Theatre time (hours)
2.09 (0.08)
298.68
Hour
ISD Scotland (2016)54
Inpatient length of stay (days)
1.57 (0.09)
332.77
Day
Reference costs (2016)77
Consultant surgeon
1.00 (0.00)
137
Hour
PSSRU 2016, section 1552
Consultant anaesthetist
1.00 (0.00)
135
Hour
PSSRU 2016, section 1552
Assistant surgeon
1.00 (0.07)
59
Hour
PSSRU 2016, section 1552
Radiographer (band 6)
0.95 (0.05)
46.00
Hour
PSSRU 2016, p. 22152
Nurse (band 6)
0.86 (0.10)
44.00
Hour
PSSRU 2016, section 1452
Nurse (band 5)
0.81 (0.09)
35
Hour
PSSRU 2016, section 1452
ODP (band 4)
1.07 (0.07)
30.00
Hour
PSSRU 2016, p. 22152
Health-care assistant (band 4)
1.20 (0.09)
28.00
Hour
PSSRU 2016, section 1452
Clinical staff
Anaesthesia
Propofol (Aspen Pharma Trading Ltd,
Dublin, Ireland) 10-mg/ml amp (1% emulsion)
1
2.94
Per item
BNF 201658
Rocuronium (Bowmed Ibisqus Ltd,
Brynkinallt, UK) 10 mg/ml, 10-ml vial
2
5.79
Per item
BNF 201658
Cyclizine 50 mg/ml, 1-ml amp
1
2.57
Per item
Prescription costs analysis
database 201653
Dexamethasone 3.8 mg/ml, 1-ml vial
2
1.49
Per item
Prescription costs analysis
database 201653
Cefuroxime 1.5-g vial
1
5.05
Per item
Prescription costs analysis
database 201653
Sugammadex [Merck Sharp &
Dohme (UK) Ltd, Hoddesdon, UK]
100-mg/ml vial
1
59.64
Per item
BNF 201658
Desflurane o2/w20
2
11.96
Per item
Shepherd et al.87
Hartmann’s solution 1000 mls
1
6.80
Per item
Prescription costs analysis
database 201653
Fentanyl
1
4.99
Per item
Prescription costs analysis
database 201653
Paracetamol infusion (B. Braun
Medical Ltd, Sheffield, UK) 10 mg/ml
1
1.20
Per item
BNF 201788
ODP, operating department practitioner; PCA, prescription cost analysis.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
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199
APPENDIX 3
TABLE 44 Unit cost of disposal surgical equipment
Quantity
(N = 40),
mean (SE)
Unit
cost (£)
Supplier
number
Ligament chisel (radio-frequency probe)
0.100 (0.048)
340.79
72200682
Ablator (radio-frequency probe)
0.650 (0.105)
340.79
72200683
Tac-s (radio-frequency probe)
0.125 (0.053)
349.31
72200681
Hook (radio-frequency probe)
0.125 (0.053)
149.32
7209646
Incisor plus elite shaver
0.075 (0.042)
104.92
72200081
4.5-mm-long curved shaver
0.200 (0.082)
137.25
7205332
4.0/5.5-mm abrader burr
0.175 (0.071)
161.47
72200082
4.0/5.5-mm flat top burr
0.025 (0.025)
161.47
72203130
4.0/5.5-mm barrel burr
0.200 (0.073)
161.47
72203132
ACCU-PASS suture
0.225 (0.076)
104.29
7210425
All suture cefix
0.125 (0.089)
255.93
72201993
Banana blade
0.150 (0.057)
35.00
72203307
Ambient super multivac 50
0.075 (0.042)
167.07
Hip pac
0.025 (0.025)
38.56
7209874
Dyonics water pump
0.075 (0.042)
66.95
7211006
STARVAC 90
0.025 (0.025)
142.27
ASC4251-01
SUPER TURBOVAC 90
0.050 (0.035)
154.64
ASH4250-01
Hip disposable needle
0.025 (0.025)
96.52
72201811
110-mm hip cannula
0.050 (0.035)
40.60
72200436
Cross 50
0.025 (0.025)
139.05
72202140
CoolCut™ ablator 90
0.100 (0.048)
123.04
AR-9705A-90
CoolCut™ ablator 30/50
0.025 (0.025)
125.45
AR-9703A-90
4.2-mm bone cutter (Excalibur)
0.025 (0.025)
77.20
AR-6420EX
4.2-mm bone cutter
0.050 (0.035)
90.46
AR-6420XBC
4.2-mm sabre tooth shaver
0.025 (0.025)
77.20
AR-6420CST
4.2-mm dissector
0.025 (0.025)
90.46
AR-6420XDS
4-mm burr
0.250 (0.069)
77.20
AR-8550RBE
4.2-mm great white shaver
0.025 (0.025)
81.35
HPS-C001
4.2-mm full radius resector
0.050 (0.035)
193.86
C9144
4.5/5.5-mm spherical burr
0.050 (0.035)
193.86
C9014
4.5/5-mm oval burr
0.050 (0.035)
59.12
Equipment/implant
Source
Smith & Nephew
NHS Supply Chain Catalogue
201656
ASHA4830-01
Arthrex (Naples, FL, USA)
NHS Supply Chain Catalogue
201656
ConMed Linvatec (Utica, NY, USA)
200
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702139600
NHS Supply Chain Catalogue
201656
Health Technology Assessment 2022 Vol. 26 No. 16
DOI: 10.3310/FXII0508
TABLE 44 Unit cost of disposal surgical equipment (continued )
Equipment/implant
Quantity
(N = 40),
mean (SE)
Unit
cost (£)
Supplier
number
Source
Stryker Corporation (Kalamazoo, MI, USA)
5-mm resector
0.100 (0.048)
86.60
385552000
5.5-mm pear burr
0.075 (0.055)
94.39
5820016050
5.5-mm barrel burr
0.100 (0.048)
94.39
5820017050
4.5-mm burr
0.025 (0.025)
86.60
375941000
0.025 (0.025)
120.00
CAT02589
Pivot NanoPass
0.050 (0.035)
120.00
CAT02298
Pivot InJector®
0.025 (0.025)
95.00
CAT01857
Pivot CinchLock® SS
0.225 (0.121)
230.00
CAT02462
Pivot NanoTack
0.100 (0.070)
200.00
CAT01858
Samurai blade
0.050 (0.035)
124.21
CAT00227
MicroFX blade
0.025 (0.025)
151.60
234-200-200
0.075 (0.075)
173.00
912068
Pivot SlingShot
®
NHS Supply Chain Catalogue
201656
Other manufacturer
JuggerKnot® (Zimmer Biomet, Warsaw,
IN, USA)
NHS Supply Chain Catalogue
201656
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
201
202
APPENDIX 3
NIHR Journals Library www.journalslibrary.nihr.ac.uk
TABLE 45 Patient-reported health service use
Treatment group
Surgery (n = 171)
Missing, %
Assessment point
Zero counts, %
PHT (n = 177)
Mean (SE)
Missing, %
Surgery vs. PHT
Zero counts, %
Mean (SE)
Mean difference
(bootstrap 95% CI)
p-value
Baseline
Inpatient stay (days)
Orthopaedics (hip/leg)
1.2
91.8
0.071 (0.022)
0.6
89.3
0.105 (0.022)
–0.034 (–0.158 to 0.040)
Orthopaedics (other)
1.2
98.8
0.000 (0.000)
0.6
98.9
0.006 (0.006)
–0.006 (–0.028 to 0.000)
Rehabilitation unit
1.2
98.8
0.000 (0.000)
0.6
98.9
0.006 (0.006)
–0.006 (–0.028 to 0.000)
Day case
1.2
94.7
0.041 (0.013)
0.6
97.7
0.017 (0.013)
0.024 (–0.014 to 0.097)
0.162
1.2
98.2
0.006 (0.006)
0.6
98.9
0.006 (0.006)
0.000 (–0.027 to 0.029)
0.876
1.2
96.5
0.024 (0.016)
0.6
96.6
0.04 (0.016)
–0.016 (–0.100 to 0.041)
0.452
Orthopaedics (hip/leg)
1.2
43.3
1.047 (0.09)
1.1
41.2
1.074 (0.088)
–0.027 (–0.481 to 0.427)
0.84
Physiotherapy (hip/leg)
1.2
90.6
0.219 (0.078)
1.1
88.7
0.291 (0.076)
–0.072 (–0.492 to 0.219)
0.532
Physiotherapy (other)
1.2
97.7
0.018 (0.018)
1.1
96.6
0.04 (0.018)
–0.022 (–0.123 to 0.040)
0.368
Accident and emergency
1.2
94.7
0.047 (0.02)
1.1
94.9
0.051 (0.019)
–0.004 (–0.095 to 0.076)
0.86
1.2
95.3
0.047 (0.02)
1.1
93.8
0.057 (0.02)
–0.010 (–0.097 to 0.070)
0.698
1.2
88.9
0.207 (0.074)
1.1
89.3
0.229 (0.073)
–0.021 (–0.350 to 0.290)
0.842
Pain injection
a
Other inpatient stay
0.248
Outpatient attendance
Radiology (number of scans)
b
Other outpatient attendance
Surgery (n = 171)
Missing, %
Assessment point
PHT (n = 177)
Zero counts, %
Mean (SE)
Missing, %
Surgery vs. PHT
Zero counts, %
Mean (SE)
Mean difference
(bootstrap 95% CI)
p-value
DOI: 10.3310/FXII0508
Primary health-care contact (minutes)
GP surgery
1.2
64.3
31.585 (14.972)
1.1
58.8
9.205 (14.713)
GP home visit
1.2
98.8
0.000 (0.000)
1.1
98.9
0.000 (0.000)
0.000 (0.000 to 0.000)
GP telephone
1.2
90.6
0.995 (0.671)
1.1
94.4
1.286 (0.66)
–0.290 (–3.640 to 1.744)
Practice nurse
1.2
95.9
2.426 (1.51)
1.1
94.9
0.671 (1.484)
District nurse
1.2
98.8
0.000 (0.000)
1.1
98.3
0.114 (0.114)
1.2
96.5
1.746 (3.087)
1.1
92.1
10.343 (3.033)
–8.597 (–27.504 to –2.263)
0.01
1.2
95.9
3.728 (2.062)
1.1
96.6
3.434 (2.026)
0.294 (–8.669 to 9.443)
0.962
Community physiotherapy
1.8
98.2
0.000 (0.000)
0.6
99.4
0.000 (0.000)
0.000 (0.000 to 0.000)
Home care worker
1.8
97.7
1.786 (1.770)
0.6
99.4
0.000 (0.000)
1.786 (0.000 to 9.186)
1.8
98.2
0.000 (0.000)
0.6
99.4
0.000 (0.000)
0.000 (0.000 to 0.000)
3.5
63.7
0.6
71.8
11.528 (2.431)
2.241 (–7.168 to 15.641)
0.536
Community physiotherapy
c
Other primary care
22.380 (–3.255 to 112.987)
1.755 (–1.412 to 10.429)
0.268
0.842
0.676
–0.114 (–0.572 to 0.000)
Social care contacts (minutes)
Other social care
d
0.724
Medications (item)
Medications
13.77 (2.511)
Aids and adaptations (per item/pair where appropriate)
Crutches
2.3
95.3
0.036 (0.018)
0.6
97.7
0.028 (0.018)
0.008 (–0.065 to 0.085)
0.738
Stick
2.3
97.1
0.006 (0.006)
0.6
99.4
0.000 (0.000)
0.006 (0.000 to 0.031)
0.722
Grab rail
2.3
97.1
0.006 (0.006)
0.6
99.4
0.000 (0.000)
0.006 (0.000 to 0.031)
0.71
2.3
97.7
0.000 (0.000)
0.6
99.4
0.000 (0.000)
0.000 (0.000 to 0.000)
2.3
97.7
0.000 (0.000)
0.6
99.4
0.000 (0.000)
0.000 (0.000 to 0.000)
Dressing aids
e
Other aids and adaptations
continued
Health Technology Assessment 2022 Vol. 26 No. 16
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
Treatment group
203
204
APPENDIX 3
NIHR Journals Library www.journalslibrary.nihr.ac.uk
TABLE 45 Patient-reported health service use (continued )
Treatment group
Surgery (n = 171)
Assessment point
Missing, %
Zero counts, %
Orthopaedics (hip/leg)
17.0
56.7
Orthopaedics (other)
17.0
Rehabilitation unit
PHT (n = 177)
Mean (SE)
Surgery vs. PHT
Mean (SE)
Mean difference
(bootstrap 95% CI)
Missing, %
Zero counts, %
0.669 (0.164)
22.0
71.8
0.17 (0.167)
0.499 (0.224 to 1.588)
0.002
82.5
0.014 (0.011)
22.0
77.4
0.007 (0.011)
0.007 (–0.033 to 0.070)
0.918
17.0
81.3
0.021 (0.051)
22.0
77.4
0.072 (0.052)
–0.051 (–0.332 to 0.063)
0.674
Day case
17.0
82.5
0.007 (0.009)
22.0
76.8
0.014 (0.009)
–0.007 (–0.055 to 0.027)
0.468
Pain injection
17.0
83.0
0.000 (0.000)
22.0
77.4
0.007 (0.006)
–0.007 (–0.037 to 0.000)
Other inpatient staya
17.0
80.7
0.035 (0.017)
22.0
78.0
0.000 (0.000)
0.035 (0.011 to 0.118)
0.038
Orthopaedics (hip/leg)
17.5
52.0
0.943 (0.237)
22.0
65.5
0.623 (0.239)
0.320 (–0.594 to 1.546)
0.33
Physiotherapy (hip/leg)
17.5
56.1
1.816 (0.284)
22.0
47.5
2.217 (0.287)
–0.402 (–2.036 to 0.685)
0.356
Physiotherapy (other)
17.5
79.5
0.113 (0.073)
22.0
73.4
0.181 (0.074)
–0.068 (–0.448 to 0.184)
0.492
Accident and emergency
17.5
80.1
0.043 (0.021)
22.0
75.1
0.036 (0.021)
0.006 (–0.067 to 0.105)
0.91
17.5
80.7
0.028 (0.016)
22.0
77.4
0.014 (0.016)
0.014 (–0.049 to 0.090)
0.584
17.5
77.2
0.135 (0.046)
22.0
71.8
0.123 (0.046)
0.012 (–0.166 to 0.222)
0.876
p-value
6 months post randomisation
Inpatient stay (days)
Outpatient attendance
Radiology (number of scans)
b
Other outpatient attendance
Surgery (n = 171)
Missing, %
Assessment point
PHT (n = 177)
Surgery vs. PHT
Zero counts, %
Mean (SE)
Missing, %
Zero counts, %
Mean (SE)
Mean difference
(bootstrap 95% CI)
p-value
DOI: 10.3310/FXII0508
Primary health care contact (minutes)
GP surgery
17.5
50.9
10.839 (2.523)
20.9
58.8
9.752 (2.532)
1.087 (–10.726 to 12.721)
0.732
GP home visit
17.5
81.9
0.142 (0.129)
20.9
79.1
0.000 (0.000)
0.142 (0.000 to 0.752)
0.758
GP telephone
17.5
76.0
1.28 (0.534)
20.9
75.7
0.88 (0.535)
0.400 (–1.907 to 3.001)
0.56
Practice nurse
17.5
71.9
2.447 (0.66)
20.9
75.1
1.243 (0.662)
1.204 (–1.354 to 4.578)
0.2
District nurse
17.5
77.8
0.894 (0.401)
20.9
78.5
0.429 (0.403)
0.465 (–1.175 to 2.481)
0.39
17.5
76.0
10.071 (3.013)
20.9
75.7
4.571 (3.024)
5.499 (–4.179 to 22.121)
0.192
17.5
80.1
2.943 (2.898)
21.5
75.7
5.475 (2.919)
–2.532 (–17.518 to 8.329)
0.532
Community physiotherapy
17.0
81.3
3.38 (2.054)
20.9
78.5
1.286 (2.069)
2.095 (–4.212 to 13.000)
0.524
Home care worker
17.0
83.0
0.000 (0.000)
20.9
79.1
0.000 (0.000)
0.000 (0.000 to 0.000)
17.0
83.0
0.000 (0.000)
20.9
79.1
0.000 (0.000)
0.000 (0.000 to 0.000)
17.5
47.4
25.695 (3.945)
21.5
59.3
9.108 (3.973)
16.587 (9.738 to 43.725)
< 0.001
< 0.001
Community physiotherapy
c
Other primary care
Social care contacts (minutes)
d
Other social care
Medications (item)
Medications
Aids and adaptations (per item/pair where appropriate)
Crutches
18.1
57.3
0.564 (0.055)
22.6
75.7
0.036 (0.056)
0.528 (0.597 to 1.076)
Stick
18.1
80.7
0.021 (0.012)
22.6
76.8
0.007 (0.013)
0.014 (–0.024 to 0.084)
0.496
Grab rail
18.1
81.3
0.014 (0.013)
22.6
77.4
0.000 (0.000)
0.014 (0.000 to 0.074)
0.764
18.1
77.8
0.214 (0.087)
22.6
77.4
0.000 (0.000)
0.214 (0.082 to 0.670)
18.1
80.1
0.036 (0.019)
22.6
77.4
0.000 (0.000)
0.036 (0.000 to 0.135)
Dressing aids
e
Other aids and adaptations
0.114
continued
Health Technology Assessment 2022 Vol. 26 No. 16
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
Treatment group
205
206
APPENDIX 3
NIHR Journals Library www.journalslibrary.nihr.ac.uk
TABLE 45 Patient-reported health service use (continued )
Treatment group
Surgery (n = 171)
Assessment point
Missing, %
Zero counts, %
Orthopaedics (hip/leg)
14.6
69.6
Orthopaedics (other)
14.6
Rehabilitation unit
PHT (n = 177)
Mean (SE)
Surgery vs. PHT
Mean (SE)
Mean difference
(bootstrap 95% CI)
Missing, %
Zero counts, %
0.73 (0.319)
23.7
67.8
0.134 (0.331)
0.596 (0.089 to 2.544)
85.4
0.000 (0.000)
23.7
74.6
0.037 (0.019)
–0.037 (–0.140 to 0.000)
14.6
84.8
0.007 (0.007)
23.7
75.7
0.007 (0.007)
–0.001 (–0.035 to 0.031)
0.712
Day case
14.6
81.3
0.048 (0.014)
23.7
75.7
0.007 (0.014)
0.041 (0.007 to 0.129)
0.03
Pain injection
14.6
84.8
0.007 (0.007)
23.7
75.7
0.007 (0.007)
–0.001 (–0.034 to 0.024)
0.676
Other inpatient staya
14.6
83.6
0.021 (0.048)
23.7
72.9
0.141 (0.05)
–0.120 (–0.448 to 0.007)
0.062
Orthopaedics (hip/leg)
15.8
46.2
0.66 (0.069)
23.7
65.0
0.289 (0.072)
0.371 (0.264 to 0.898)
< 0.001
Physiotherapy (hip/leg)
15.8
52.0
2.611 (0.339)
23.7
61.0
0.822 (0.35)
1.789 (1.379 to 4.554)
< 0.001
Physiotherapy (other)
15.8
80.1
0.292 (0.114)
23.7
72.9
0.148 (0.118)
0.144 (–0.231 to 0.789)
0.39
Accident and emergency
15.8
81.3
0.035 (0.023)
23.7
70.1
0.096 (0.023)
–0.062 (–0.205 to 0.006)
0.072
15.8
81.9
0.028 (0.014)
23.7
74.0
0.03 (0.014)
–0.002 (–0.070 to 0.058)
0.922
15.8
77.8
0.139 (0.064)
23.7
63.8
0.333 (0.066)
–0.194 (–0.595 to -0.027)
0.028
1.105 (–7.578 to 12.831)
0.774
p-value
12 months post randomisation
Inpatient stay (days)
0.002
Outpatient attendance
Radiology (number of scans)
b
Other outpatient attendance
Primary health-care contact (minutes)
GP surgery
15.2
55.0
12.464 (2.226)
24.9
49.2
11.358 (2.324)
GP home visit
15.2
84.8
0.000 (0.000)
24.9
75.1
0.000 (0.000)
0.000 (0.000 to 0.000)
GP telephone
15.2
78.9
1.041 (0.694)
24.9
67.8
1.829 (0.724)
–0.787 (–5.120 to 1.515)
0.482
Practice nurse
15.2
78.9
2.069 (0.762)
24.9
69.5
1.695 (0.796)
0.373 (–2.493 to 4.121)
0.726
District nurse
15.2
82.5
0.586 (1.724)
24.9
72.3
4.173 (1.8)
–3.587 (–14.605 to 0.774)
0.16
15.2
81.3
24.9
71.8
5.075 (7.933)
9.614 (–9.858 to 56.054)
0.42
15.2
84.8
25.4
73.4
2.576 (1.978)
–2.576 (–12.413 to 0.000)
Community physiotherapy
c
Other primary care
14.69 (7.597)
0.000 (0.000)
DOI: 10.3310/FXII0508
Surgery (n = 171)
Missing, %
Zero counts, %
Community physiotherapy
15.8
84.2
Home care worker
15.8
Assessment point
PHT (n = 177)
Mean (SE)
Surgery vs. PHT
Mean (SE)
Mean difference
(bootstrap 95% CI)
Missing, %
Zero counts, %
0.000 (0.000)
25.4
74.6
0.000 (0.000)
0.000 (0.000 to 0.000)
84.2
0.000 (0.000)
25.4
74.6
0.000 (0.000)
0.000 (0.000 to 0.000)
15.8
84.2
0.000 (0.000)
25.4
74.6
0.000 (0.000)
0.000 (0.000 to 0.000)
15.8
56.7
19.375 (4.514)
24.9
58.2
9.609 (4.697)
9.766 (–1.582 to 39.771)
p-value
Social care contacts (minutes)
Other social care
d
Medications (item)
Medications
0.094
Aids and adaptations (per item/pair where appropriate)
Crutches
17.5
69.0
0.305 (0.046)
26.6
71.8
0.046 (0.048)
0.259 (0.211 to 0.618)
Stick
17.5
82.5
0.000 (0.000)
26.6
72.9
0.008 (0.007)
–0.008 (–0.039 to 0.000)
Grab rail
17.5
82.5
0.000 (0.000)
26.6
73.4
0.000 (0.000)
0.000 (0.000 to 0.000)
Dressing aids
17.5
82.5
0.000 (0.000)
26.6
73.4
0.000 (0.000)
0.000 (0.000 to 0.000)
Other aids and adaptationse
17.5
81.3
0.035 (0.022)
26.6
71.8
0.031 (0.023)
0.005 (–0.087 to 0.117)
< 0.001
0.924
a Other inpatient admissions reported included burns and plastics, cholecystectomy, general surgery, colonoscopy, laparoscopy, ectopic pregnancy, surgical management of
miscarriage, kidney infection, physiotherapy, septoplasty, varicocele embolisation, water retention, bone marrow biopsy, gastrointestinal surgery and hernia operation.
b Other outpatient attendance reported included hernia consultant; ear, nose and throat; urology; occupational health; diabetes clinic; mental health unit; and neurology.
c Other primary care consultations included acupuncture, cognitive–behavioural therapy, chiropractor, osteopathy, dentist, health-care assistant, NHS walk-in centre, massage,
occupational health, psychology and psychotherapy.
d Other social care contacts included support provided by family members (e.g. parents).
e Other aids and adaptations reported included long-handle shoe horns, ankle brace, bath seat, bath sliding, bath step, thera bands, catheters (post-prostatectomy rehabilitation),
moon boot, perching stool, raised toilet seat, toilet frame, trigger-operated picker, new trainers, insoles, umbrella, kneeling stool for work, new workstation chair, wedge cushion,
trekking pole, toilet raised seat and barefoot shoes.
Health Technology Assessment 2022 Vol. 26 No. 16
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
Treatment group
207
APPENDIX 3
TABLE 46 Source of unit costs of primary and secondary care services (NHS and private)
Category
Currency code
Unit
cost (£)
Source
1032.31
Reference costs (2016)77
Inpatients (per day of inpatient stay)
Orthopaedics (hip/leg)
Weighted average of lower limb
orthopaedic HRGs
Rehabilitation unit
VC36Z
Day case
Weighted average of lower limb
orthopaedic HRGs
Pain injection
AB19Z
691
Burns and plastics
JB31A, JB31B, JB31C, JB32A,
JB32B, JB32C, JB33A, JB33B and
JB33C
966.34
Cholecystectomy
GA10H, GA10J, GA10K, GA10L,
GA10M, GA10N and GA11Z
1737.81
General surgery
GA10H, GA10J, GA10K, GA10L,
GA10M, GA10N and GA11Z
1737.81
Colonoscopy
FZ51Z, FZ52Z and FZ53Z
Hernia
GA10H, GA10J, GA10K, GA10L,
GA10M, GA10N and GA11Z
1703.3
Surgery general
Weighted average of upper limb
orthopaedic HRGs
1872.47
Septoplasty
CA11A
1638.88
Varicocele embolisation
YR56Z
1177.53
Accident and emergency
Accident and emergency, admitted
203.55
General surgery
100
130.06
Urology
101
105.19
Trauma and orthopaedics
110
117.01
Ear, nose and throat
120
96.87
Plastics clinic
160
99.95
Accident and emergency
180
146.86
Pain clinic
191
139.12
General medicine
300
309
Diabetes
307
159.31
Cardiology
320
127.67
Dermatology
330
101.63
Breast clinic
370
170.85
Neurology
400
175.6
Rheumatology
410
142.74
Dentist
450
111.18
Eye clinic
460
63.46
Gynaecology
502
133.01
Midwife
560
75.15
Osteopath
650
48.33
357.42
1872.47
793.29
Outpatients (per contact)
208
NIHR Journals Library www.journalslibrary.nihr.ac.uk
Reference costs (2016)77
Health Technology Assessment 2022 Vol. 26 No. 16
DOI: 10.3310/FXII0508
TABLE 46 Source of unit costs of primary and secondary care services (NHS and private) (continued )
Category
Currency code
Unit
cost (£)
Physiotherapy
650
48.33
Chiropractor
653
42.84
Podiatrist
653
39.2
Mental health
710
287.57
Blood test
DAPS05
Fertility clinic
502
133.01
Gastroscopy
FZ93A
186.75
Hydrotherapy
650
48.33
Occupational health
300
167.05
Light treatment therapy
Phototherapy
MRI
RD01A
145.14
MRI spinal
RD01A
145.14
Computerised
tomography
RD20A
93.93
DMSA scan
RN30A
261.28
Bowl screening
FZ54Z
198.29
X-ray
X-rays
30.23
Source
3
Primary and social care (cost/minute)
Acupuncture
0.87
Chiropractor
0.87
Physiotherapy
0.87
Osteopathy
0.63
Massage
0.87
Pharmacist
0.87
Psychology
0.87
Counsellor
51.1
Community health professional
(band 7) cost per hour = £52
(PSSRU 2016, section 952)
£50 per hour (PSSRU 2014, p. 5189)
updated to 2016 prices using Hospital
and Community Health Services pay
and price inflation index52
District nurse/health
visitor/midwife
0.87
Nurse (band 7) cost per hour = £52
(PSSRU 2016, section 10.152)
Practice nurse
0.72
Practice nurse cost per hour (with
qualifications) = £43 (PSSRU 2016,
section 10.252)
GP home visit
3.9
GP home visit lasting 11.4 minutes
(PSSRU 2015, Table 10.8a90). Added
cost of 2.18 minutes of GP time for
every home visits
GP surgery
3.9
GP telephone
3.9
Cost per surgery consultation
lasting 9.22 minutes = £36 (PSSRU
2016, Table 10.3b52)
Health-care assistant
0.4
Nurse (band 3) cost per hour = £24
(PSSRU 2016, section 10.152)
continued
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
209
APPENDIX 3
TABLE 46 Source of unit costs of primary and secondary care services (NHS and private) (continued )
Category
Currency code
Unit
cost (£)
Source
Adaptations: NHS supplied (per item)
Crutches
5.05
Stick
1.66
Walking frame
1.61
Grab rail
1.66
Dressing aids
3.94
Long-handle shoe horns
63.15
Ankle brace
10.8
Bath seat
11.13
Bath sliding
MPC code S385B-1 from supply
chain catalogue56
2.58
Bath step
10.02
Bands from
physiotherapy
19.2
NHS Foundation Trust91
Catheters
20.71
South & West Devon Formulary and
Referral92
Adaptations: private purchase (per item)
Moon boot
12.84
Perching stool
46.18
Raised toilet seat
7.42
Private costs
Physiotherapy
1.17
The Physiotherapy Centre93
Toilet frame
17.8
Trigger-operated picker
12.61
amazon.co.uk94
New trainers
31.99
Sports Direct95
9.99
Sports Direct96
Umbrella
34.99
Sports Direct97
Kneeling stool for work
49.99
amazon.co.uk98
New workstation chair
24.99
amazon.co.uk99
Wedge cushion
18.99
amazon.co.uk100
Trekking pole
13.99
amazon.co.uk101
Insoles
DMSA, dimercapto succinic acid; MPC, Manufacturer Product Code.
210
NIHR Journals Library www.journalslibrary.nihr.ac.uk
Treatment group
Surgery (n = 171)
Assessment point
Missing, %
Zero
costs, %
PHT (n = 177)
Mean (£) (SE)
Missing, %
Surgery vs. PHT
Zero
costs, %
Mean (£) (SE)
Mean difference (£)
(bootstrap 95% CI)
p-value
Baseline
Inpatient costs
1.2
91.8
73.3 (22.89)
0.6
89.3
108.63 (22.43)
Orthopaedics (other)
1.2
98.8
0.00 (0.00)
0.6
98.9
10.72 (10.69)
–10.72 (–53.39 to 0.00)
Rehabilitation unit
1.2
98.8
0.00 (0.00)
0.6
98.9
2.03 (2.03)
–2.03 (–10.12 to 0.00)
Day case
1.2
94.7
77.56 (24.17)
0.6
97.7
31.92 (23.69)
45.64 (–25.59 to 181.82)
0.158
1.2
98.2
4.09 (4.05)
0.6
98.9
3.93 (3.97)
0.16 (–18.68 to 19.75)
0.936
1.2
96.5
30.41 (19.18)
0.6
96.6
45.55 (18.8)
–15.14 (–112.72 to 59.81)
0.546
1.2
85.4
185.36 (39.95)
0.6
84.2
202.77 (39.15)
–17.41 (–210.64 to 141.44)
0.754
Orthopaedics (hip/leg)
1.2
43.3
122.55 (10.48)
1.1
41.2
125.7 (10.3)
–3.15 (–56.32 to 49.93)
0.848
Orthopaedics (other)
1.2
90.6
10.58 (3.76)
1.1
88.7
14.08 (3.69)
–3.50 (–23.79 to 10.59)
0.534
Physiotherapy (hip/leg)
1.2
97.7
0.86 (0.89)
1.1
96.6
1.93 (0.88)
–1.08 (–5.96 to 1.91)
0.38
Physiotherapy (other)
1.2
94.7
6.95 (2.88)
1.1
94.9
7.55 (2.83)
–0.60 (–13.96 to 11.10)
0.864
Radiology
1.2
95.3
8.13 (3.48)
1.1
93.8
8.13 (3.42)
0.01 (–14.47 to 16.21)
0.918
1.2
88.9
26.1 (8.18)
1.7
89.3
23.38 (8.06)
2.73 (–29.10 to 42.12)
0.85
1.2
33.3
175.17 (13.93)
1.7
29.9
181.68 (13.73)
–6.51 (–83.13 to 65.48)
0.742
GP surgery
1.2
64.3
123.18 (58.39)
1.1
58.8
35.9 (57.38)
87.28 (–12.69 to 440.65)
0.268
GP home visit
1.2
98.8
0.00 (0.00)
1.1
98.9
0.00 (0.00)
0.00 (0.00 to 0.00)
GP telephone
1.2
90.6
3.88 (2.62)
1.1
94.4
5.01 (2.57)
–1.13 (–14.20 to 6.80)
Pain injection
Other inpatient stay
a
Total inpatient costs
–35.33 (–162.74 to 41.51)
0.254
Outpatient costs
Other outpatient
b
Total outpatient costs
Primary care costs
0.842
continued
Health Technology Assessment 2022 Vol. 26 No. 16
Orthopaedics (hip/leg)
DOI: 10.3310/FXII0508
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
TABLE 47 Costs associated with reported health and social care service use
211
212
APPENDIX 3
NIHR Journals Library www.journalslibrary.nihr.ac.uk
TABLE 47 Costs associated with reported health and social care service use (continued )
Treatment group
Surgery (n = 171)
Missing, %
Assessment point
Zero
costs, %
PHT (n = 177)
Mean (£) (SE)
Missing, %
Surgery vs. PHT
Zero
costs, %
Mean (£) (SE)
Mean difference (£)
(bootstrap 95% CI)
p-value
Practice nurse
1.2
95.9
1.75 (1.09)
1.1
94.9
0.48 (1.07)
1.26 (–1.02 to 7.51)
District nurse
1.2
98.8
0.00 (0.00)
1.1
98.3
0.10 (0.10)
–0.10 (–0.50 to 0.00)
1.2
96.5
1.52 (2.69)
1.1
92.1
9 (2.64)
1.2
95.9
3.16 (38.18)
1.1
96.6
54.65 (37.52)
1.2
57.3
133.49 (71.28)
1.1
53.1
105.15 (70.05)
Community physiotherapy
1.8
98.2
0.00 (0.00)
0.6
99.4
0.00 (0.00)
0.00 (0.00 to 0.00)
Home care worker
1.8
97.7
1.11 (1.10)
0.6
99.4
0.00 (0.00)
1.11 (0.00 to 5.70)
1.8
98.2
0.00 (0.00)
0.6
99.4
0.00 (0.00)
0.00 (0.00 to 0.00)
1.8
97.7
1.11 (1.10)
0.6
99.4
0.00 (0.00)
1.11 (0.00 to 5.70)
0.724
3.5
63.7
0.62 (1.5)
0.6
71.8
2.08 (1.45)
–1.47 (–9.81 to 1.68)
0.71
Crutches
2.3
95.3
0.18 (0.09)
0.6
97.7
0.14 (0.09)
0.04 (–0.33 to 0.43)
0.754
Stick
2.3
97.1
0.01 (0.01)
0.6
99.4
0.00 (0.00)
0.01 (0.00 to 0.05)
0.722
Grab rail
2.3
97.1
0.01 (0.01)
0.6
99.4
0.00 (0.00)
0.01 (0.00 to 0.05)
0.71
Dressing aids
2.3
97.7
0.00 (0.00)
0.6
99.4
0.00 (0.00)
0.00 (0.00 to 0.00)
Other aids and adaptationse
2.3
97.7
0.00 (0.00)
0.6
99.4
0.00 (0.00)
0.00 (0.00 to 0.00)
Total aids and adaptation costs
2.3
94.2
0.2 (0.09)
0.6
97.7
0.14 (0.09)
0.06 (–0.31 to 0.47)
Total at baseline costs
4.1
12.3
1.7
13.6
508.53 (87.74)
Community physiotherapy
Other primary care
c
Total primary care costs
0.676
–7.48 (–23.93 to -1.97)
0.01
–51.49 (–264.13 to 6.74)
0.482
28.34 (–253.42 to 396.08)
0.81
Social care costs
Other social care
d
Total social care costs
0.724
Medications
Medication costs
Aids and adaptations
502.12 (90.38)
–6.41 (–235.01 to 246.59)
0.646
0.88
Surgery (n = 171)
Missing, %
Zero
costs, %
Orthopaedics (hip/leg)
17.0
56.7
Orthopaedics (other)
17.0
Rehabilitation unit
Day case
PHT (n = 177)
Surgery vs. PHT
Missing, %
Zero
costs, %
Mean (£) (SE)
690.63 (169.54)
22.0
71.8
175.94 (171.98)
514.69 (231.61 to 1639.05)
0.002
82.5
26.57 (21.16)
22.0
77.4
13.67 (21.46)
12.90 (–62.88 to 132.78)
0.912
17.0
81.3
7.55 (18.19)
22.0
77.4
25.9 (18.45)
–18.35 (–118.58 to 22.59)
0.674
17.0
82.5
13.19 (16.23)
22.0
76.8
27.14 (16.46)
–13.95 (–102.90 to 50.42)
0.5
17.0
83.0
0.00 (0.00)
22.0
77.4
5.01 (4.42)
–5.01 (–25.30 to 0.00)
17.0
81.3
44.31 (25.66)
22.0
78.0
0.00 (0.00)
44.31 (0.00 to 167.76)
17.0
55.0
782.25 (178.9)
22.0
69.5
247.66 (181.48)
534.59 (203.05 to 1720.75)
0.008
Orthopaedics (hip/leg)
17.5
52.0
110.37 (27.71)
22.0
65.5
72.92 (28.01)
37.45 (–69.46 to 180.88)
0.33
Orthopaedics (other)
17.5
56.1
87.75 (13.74)
22.0
47.5
107.17 (13.89)
–19.42 (–98.42 to 33.10)
0.356
Physiotherapy (hip/leg)
17.5
79.5
5.48 (3.53)
22.0
73.4
8.76 (3.57)
–3.27 (–21.63 to 8.90)
0.492
Physiotherapy (other)
17.5
80.1
6.25 (3.02)
22.0
75.1
5.32 (3.06)
0.93 (–9.77 to 15.42)
0.906
Radiology
17.5
80.7
4.12 (2.31)
22.0
77.4
2.1 (2.33)
2.01 (–7.17 to 13.08)
0.57
18.1
77.2
16.2 (5.72)
22.0
71.8
14.63 (5.76)
1.57 (–20.73 to 29.39)
0.862
18.1
33.9
22.0
33.9
210.9 (28.21)
–9.49 (–161.42 to 118.18)
0.84
GP surgery
17.5
50.9
42.27 (9.84)
20.9
58.8
38.03 (9.87)
4.24 (–41.83 to 49.61)
0.732
GP home visit
17.5
81.9
0.54 (0.49)
20.9
79.1
0.00 (0.00)
0.54 (0.00 to 2.86)
0.758
GP telephone
17.5
76.0
4.99 (2.08)
20.9
75.7
3.43 (2.09)
1.56 (–7.44 to 11.70)
0.56
Practice nurse
17.5
71.9
1.76 (0.48)
20.9
75.1
0.89 (0.48)
0.87 (–0.98 to 3.30)
0.202
Assessment point
Mean (£) (SE)
Mean difference (£)
(bootstrap 95% CI)
p-value
6 months post randomisation
Inpatient costs
Pain injection
Other inpatients
a
Total inpatient costs
DOI: 10.3310/FXII0508
0.086
Outpatient costs
Other outpatients
b
Total outpatient costs
201.41 (28)
Primary care costs
continued
Health Technology Assessment 2022 Vol. 26 No. 16
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
Treatment group
213
214
APPENDIX 3
NIHR Journals Library www.journalslibrary.nihr.ac.uk
TABLE 47 Costs associated with reported health and social care service use (continued )
Treatment group
Surgery (n = 171)
Assessment point
Missing, %
Zero
costs, %
District nurse
17.5
77.8
17.5
PHT (n = 177)
Surgery vs. PHT
Missing, %
Zero
costs, %
0.78 (0.35)
20.9
78.5
0.37 (0.35)
0.40 (–1.02 to 2.16)
0.39
76.0
8.76 (2.62)
20.9
75.7
3.98 (2.63)
4.78 (–3.63 to 19.24)
0.194
17.5
80.1
2.47 (2.52)
21.5
75.7
4.76 (2.54)
–2.30 (–15.46 to 7.01)
0.512
17.5
41.5
61.57 (11.8)
21.5
50.3
51.81 (11.88)
Community physiotherapy
17.0
81.3
2.13 (1.29)
20.9
78.5
Home care worker
17.0
83.0
0.00 (0.00)
20.9
17.0
83.0
0.00 (0.00)
17.0
81.3
17.5
Crutches
Community physiotherapy
Other primary care
c
Total primary care costs
Mean (£) (SE)
Mean (£) (SE)
Mean difference (£)
(bootstrap 95% CI)
p-value
9.76 (–45.49 to 67.60)
0.556
0.81 (1.3)
1.32 (–2.65 to 8.19)
0.528
79.1
0.00 (0.00)
0.00 (0.00 to 0.00)
–
20.9
79.1
0.00 (0.00)
0.00 (0.00 to 0.00)
–
2.13 (1.29)
20.9
78.5
0.81 (1.3)
1.32 (–2.65 to 8.19)
0.528
47.4
0.32 (0.14)
21.5
59.3
0.25 (0.14)
0.07 (–0.51 to 0.72)
0.788
18.1
57.3
2.85 (0.28)
22.6
75.7
0.18 (0.28)
2.67 (3.02 to 5.44)
Stick
18.1
80.7
0.04 (0.02)
22.6
76.8
0.01 (0.02)
0.02 (–0.04 to 0.14)
0.554
Grab rail
18.1
81.3
0.02 (0.02)
22.6
77.4
0.00 (0.00)
0.02 (0.00 to 0.12)
0.764
18.1
77.8
0.84 (0.34)
22.6
77.4
0.00 (0.00)
0.84 (0.32 to 2.64)
0.004
Other aids and adaptations
18.1
80.1
1.39 (0.76)
22.6
77.4
0.00 (0.00)
1.39 (0.00 to 5.15)
0.114
Total cost of aids and adaptations
18.1
56.1
5.14 (0.79)
22.6
75.1
0.2 (0.8)
4.94 (4.72 to 11.63)
Total at 6-month assessment point
20.5
16.4
875.49 (103.01)
25.4
18.1
499.33 (104.56)
376.16 (53.16 to 637.80)
Social care costs
Other social care
d
Total social care costs
Medication costs
Total medication cost
Aids and adaptations
Dressing aids
e
< 0.001
0.022
DOI: 10.3310/FXII0508
Surgery (n = 171)
Missing, %
Zero
costs, %
Orthopaedics (hip/leg)
14.6
69.6
Orthopaedics (other)
14.6
Rehabilitation unit
Day case
PHT (n = 177)
Surgery vs. PHT
Missing, %
Zero
costs, %
Mean (£) (SE)
753.16 (328.9)
23.7
67.8
137.95 (342.03)
615.21 (91.64 to 2626.04)
85.4
0.00 (0.00)
23.7
74.6
69.87 (36.37)
–69.87 (–263.69 to 0.00)
14.6
84.8
2.45 (2.5)
23.7
75.7
2.65 (2.6)
–0.20 (–12.62 to 11.17)
0.748
14.6
81.3
89.78 (25.67)
23.7
75.7
13.87 (26.7)
75.91 (13.15 to 241.63)
0.028
14.6
84.8
4.73 (4.82)
23.7
75.7
5.12 (5.02)
–0.39 (–23.56 to 16.26)
0.698
15.2
83.6
15.15 (47.75)
24.9
72.9
117.97 (49.85)
–102.82 (–412.52 to 28.94)
0.132
15.2
62.6
871.13 (338.25)
24.9
63.3
339.07 (353.18)
Orthopaedics (hip/leg)
15.8
46.2
77.19 (8.12)
23.7
65.0
33.8 (8.39)
43.39 (30.89 to 105.08)
< 0.001
Orthopaedics (other)
15.8
52.0
126.19 (16.37)
23.7
61.0
39.74 (16.9)
86.46 (66.66 to 220.12)
< 0.001
Physiotherapy (hip/leg)
15.8
80.1
14.1 (5.53)
23.7
72.9
7.16 (5.71)
6.94 (–11.20 to 38.17)
0.388
Physiotherapy (other)
15.8
81.3
5.1 (3.34)
23.7
70.1
14.14 (3.44)
–9.04 (–30.13 to 0.83)
0.072
Radiology
15.8
81.9
4.03 (2.23)
23.7
74.0
4.78 (2.3)
–0.75 (–12.10 to 8.40)
0.852
15.8
78.4
15.85 (8.15)
24.9
63.8
38.86 (8.48)
–23.01 (–73.33 to –0.64)
0.046
15.8
26.3
242.46 (21.84)
24.9
39.5
134.43 (22.73)
108.03 (64.21 to 283.44)
< 0.001
Assessment point
Mean (£) (SE)
Mean difference (£)
(bootstrap 95% CI)
p-value
12 months post randomisation
Inpatient costs
Pain injection
Other inpatients
a
Total inpatient costs
532.06 (–192.26 to 2520.93)
0.002
0.192
Outpatient costs
Other outpatients
b
Total outpatient costs
continued
Health Technology Assessment 2022 Vol. 26 No. 16
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
Treatment group
215
216
APPENDIX 3
NIHR Journals Library www.journalslibrary.nihr.ac.uk
TABLE 47 Costs associated with reported health and social care service use (continued )
Treatment group
Surgery (n = 171)
Missing, %
Zero
costs, %
GP surgery
15.2
55.0
GP home visit
15.2
GP telephone
PHT (n = 177)
Surgery vs. PHT
Missing, %
Zero
costs, %
48.61 (8.68)
24.9
49.2
44.3 (9.06)
4.31 (–29.55 to 50.04)
84.8
0.00 (0.00)
24.9
75.1
0.00 (0.00)
0.00 (0.00 to 0.00)
15.2
78.9
4.06 (2.7)
24.9
67.8
7.13 (2.82)
–3.07 (–19.96 to 5.91)
0.482
Practice nurse
15.2
78.9
1.49 (0.55)
24.9
69.5
1.22 (0.57)
0.27 (–1.79 to 2.97)
0.73
District nurse
15.2
82.5
0.51 (1.5)
24.9
72.3
3.63 (1.57)
–3.12 (–12.71 to 0.67)
0.16
15.2
81.3
12.78 (6.61)
24.9
71.8
4.42 (6.9)
8.36 (–8.57 to 48.77)
0.42
15.2
84.8
0.00 (0.00)
25.4
73.4
2.24 (1.72)
–2.24 (–10.80 to 0.00)
15.2
50.3
67.45 (12.11)
25.4
44.1
62.88 (12.69)
Community physiotherapy
15.8
84.2
0.00 (0.00)
25.4
74.6
0.00 (0.00)
0.00 (0.00 to 0.00)
Home care worker
15.8
84.2
0.00 (0.00)
25.4
74.6
0.00 (0.00)
0.00 (0.00 to 0.00)
15.8
84.2
0.00 (0.00)
25.4
74.6
0.00 (0.00)
0.00 (0.00 to 0.00)
15.8
84.2
0.00 (0.00)
25.4
74.6
0.00 (0.00)
0.00 (0.00 to 0.00)
15.8
56.7
0.79 (0.31)
24.9
58.2
0.32 (0.33)
0.47 (–0.40 to 2.31)
Assessment point
Mean (£) (SE)
Mean (£) (SE)
Mean difference (£)
(bootstrap 95% CI)
p-value
Primary care costs
Community physiotherapy
Other primary care
c
Total primary care costs
4.57 (–43.57 to 67.87)
0.774
0.852
Social care costs
Other social care
d
Total social care costs
Medications
Total cost of medications
0.248
DOI: 10.3310/FXII0508
Surgery (n = 171)
Missing, %
Zero
costs, %
Crutches
17.5
69.0
Stick
17.5
Grab rail
PHT (n = 177)
Surgery vs. PHT
Missing, %
Zero
costs, %
1.54 (0.23)
26.6
71.8
0.23 (0.24)
1.31 (1.07 to 3.12)
82.5
0.00 (0.00)
26.6
72.9
0.01 (0.01)
–0.01 (–0.06 to 0.00)
17.5
82.5
0.00 (0.00)
26.6
73.4
0.00 (0.00)
0.00 (0.00 to 0.00)
Dressing aids
17.5
82.5
0.00 (0.00)
26.6
73.4
0.00 (0.00)
0.00 (0.00 to 0.00)
Other aids and adaptationse
17.5
81.3
0.67 (0.53)
26.6
71.8
0.83 (0.55)
–0.16 (–2.75 to 2.08)
0.774
Total cost of aids and adaptations
17.5
68.4
2.21 (0.64)
26.6
70.6
1.07 (0.67)
1.14 (–1.21 to 4.69)
0.216
Total costs at 12-month assessment point
20.5
18.7
1236.26 (366.13)
29.9
22.0
560.11 (383.44)
676.15 (–59.37 to 1810.86)
0.082
Total NHS and Personal Social Services
costs over 12 months of follow-up
32.7
5.3
1640.91 (148.33)
40.7
7.3
941.02 (155.23)
699.88 (274.36 to 1121.23)
< 0.001
Assessment point
Mean (£) (SE)
Mean (£) (SE)
Mean difference (£)
(bootstrap 95% CI)
p-value
Aids and adaptations
< 0.001
a Other inpatient admissions reported included burns and plastics, cholecystectomy, general surgery, colonoscopy, laparoscopy, ectopic pregnancy, surgical management of
miscarriage, kidney infection, physiotherapy, septoplasty, varicocele embolisation, water retention, bone marrow biopsy, gastrointestinal surgery and hernia operation.
b Other outpatient attendance reported included hernia consultant; ear, nose and throat; urology; occupational health; diabetes clinic; mental health unit; and neurology.
c Other primary care consultations included acupuncture, cognitive–behavioural therapy, chiropractor, osteopathy, dentist, health-care assistant, NHS walk-in centre, massage,
occupational health, psychology and psychotherapy.
d Other social care contacts included support provided by family members (e.g. parents).
e Other aids and adaptations reported included long-handle shoe horns, ankle brace, bath seat, bath sliding, bath step, thera bands, catheters (post-prostatectomy rehabilitation),
moon boot, perching stool, raised toilet seat, toilet frame, trigger-operated picker, new trainers, insoles, umbrella, kneeling stool for work, new workstation chair, wedge cushion,
trekking pole, toilet raised seat and barefoot shoes.
Health Technology Assessment 2022 Vol. 26 No. 16
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
Treatment group
217
218
APPENDIX 3
NIHR Journals Library www.journalslibrary.nihr.ac.uk
TABLE 48 Patient self-reports of private health-care utilisation
Treatment group
Surgery (n = 171)
Assessment point
Missing, %
PHT (n = 177)
Zero
counts, %
Mean (SE)
Missing, %
Surgery vs. PHT
Zero
counts, %
Mean (SE)
Mean difference
(bootstrap 95% CI)
p-value
Baseline
Primary, secondary and social care
Outpatient physiotherapy (number attended)
1.2
98.8
0.000 (0.000)
1.1
98.3
0.023 (0.023)
–0.023 (–0.114 to 0.000)
Primary care physiotherapy (minutes)
1.2
97.7
1.243 (0.880)
1.1
98.9
0.000 (0.000)
1.243 (0.000 to 5.051)
Social care physiotherapy (minutes)
1.8
98.2
0.000 (0.000)
0.6
99.4
0.000 (0.000)
0.000 (0.000 to 0.000)
Other social care (minutes)
1.8
97.7
0.714 (0.708)
0.6
99.4
0.000 (0.000)
0.714 (0.000 to 3.637)
0.71
Medications (number of items)
3.5
73.7
1.024 (0.323)
0.6
74.0
0.966 (0.313)
0.058 (–1.293 to 1.373)
0.934
Crutches
2.3
97.7
0.000 (0.000)
0.6
99.4
0.000 (0.000)
0.000 (0.000 to 0.000)
Stick
2.3
95.3
0.024 (0.011)
0.6
97.7
0.017 (0.011)
0.007 (–0.036 to 0.061)
0.65
Grab rail
2.3
97.1
0.012 (0.009)
0.6
98.9
0.006 (0.009)
0.006 (–0.020 to 0.060)
0.832
Dressing aids
2.3
95.9
0.018 (0.011)
0.6
98.9
0.011 (0.011)
0.007 (–0.041 to 0.057)
0.644
Other
2.3
94.7
0.084 (0.046)
0.6
94.4
0.068 (0.045)
0.016 (–0.140 to 0.260)
0.906
Outpatient physiotherapy (number attended)
17.5
82.5
0.000 (0.000)
22.0
78.0
0.000 (0.000)
0.000 (0.000 to 0.000)
Primary care physiotherapy (minutes)
17.5
80.7
3.191 (2.083)
20.9
79.1
0.000 (0.000)
3.191 (0.000 to 12.503)
Social care physiotherapy (minutes)
17.0
83.0
0.000 (0.000)
20.9
79.1
0.000 (0.000)
0.000 (0.000 to 0.000)
Other social care (minutes)
17.0
83.0
0.000 (0.000)
20.9
79.1
0.000 (0.000)
0.000 (0.000 to 0.000)
Medications (number of items)
17.5
57.3
5.603 (2.732)
21.5
60.5
0.619 (2.752)
4.984 (0.680 to 21.518)
0.268
Aids and adaptations (item/item pair)
6 months post randomisation
Primary, secondary and social care
0.092
0.008
Surgery (n = 171)
PHT (n = 177)
Surgery vs. PHT
Missing, %
Zero
counts, %
Mean (SE)
Missing, %
Zero
counts, %
Mean (SE)
Crutches
18.1
80.7
0.029 (0.018)
22.6
77.4
0.000 (0.000)
0.029 (0.000 to 0.115)
0.256
Stick
18.1
80.7
0.014 (0.013)
22.6
76.3
0.022 (0.014)
–0.008 (–0.076 to 0.042)
0.674
Grab rail
18.1
81.9
0.000 (0.000)
22.6
77.4
0.000 (0.000)
0.000 (0.000 to 0.000)
Dressing aids
18.1
80.7
0.014 (0.009)
22.6
77.4
0.000 (0.000)
0.014 (0.000 to 0.058)
0.266
Other
18.1
76.0
0.1 (0.044)
22.6
71.2
0.139 (0.044)
–0.039 (–0.257 to 0.122)
0.53
Outpatient physiotherapy (number attended)
15.8
84.2
0.000 (0.000)
23.7
76.3
0.000 (0.000)
0.000 (0.000 to 0.000)
Primary care physiotherapy (minutes)
15.2
83.6
3.621 (4.323)
24.9
74.0
5.865 (4.514)
Social care physiotherapy (minutes)
15.8
83.6
0.312 (0.287)
25.4
74.6
0.000 (0.000)
0.312 (0.000 to 1.647)
Other social care (minutes)
15.8
84.2
0.000 (0.000)
25.4
74.6
0.000 (0.000)
0.000 (0.000 to 0.000)
Medications (number of items)
16.4
71.3
0.958 (0.463)
24.9
58.8
1.256 (0.48)
–0.298 (–2.617 to 1.536)
Crutches
17.5
82.5
0.000 (0.000)
26.6
73.4
0.000 (0.000)
0.000 (0.000 to 0.000)
Stick
17.5
82.5
0.000 (0.000)
26.6
73.4
0.000 (0.000)
0.000 (0.000 to 0.000)
Grab rail
17.5
81.9
0.014 (0.013)
26.6
73.4
0.000 (0.000)
0.014 (0.000 to 0.079)
Dressing aids
17.5
82.5
0.000 (0.000)
26.6
73.4
0.000 (0.000)
0.000 (0.000 to 0.000)
Other
17.5
78.9
0.106 (0.063)
26.6
69.5
0.115 (0.065)
–0.009 (–0.244 to 0.255)
Assessment point
Mean difference
(bootstrap 95% CI)
p-value
DOI: 10.3310/FXII0508
Aids and adaptations (item/item pair)
12 months post randomisation
Primary, secondary and social care
–2.244 (–25.070 to 13.874)
0.736
0.712
0.618
Aids and adaptations (item/item pair)
0.708
0.86
Health Technology Assessment 2022 Vol. 26 No. 16
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
Treatment group
219
220
APPENDIX 3
NIHR Journals Library www.journalslibrary.nihr.ac.uk
TABLE 49 Private health-care costs
Treatment group
Surgery (n = 171)
Assessment point
Missing, %
Zero
counts, %
PHT (n = 177)
Mean (SE)
Missing, %
Surgery vs. PHT
Zero
counts, %
Mean (SE)
Mean difference
(bootstrap 95% CI)
p-value
Baseline
Primary, secondary and social care
Total outpatient physiotherapy
1.2
98.8
0.00 (0.00)
1.1
98.3
1.60 (1.59)
–1.60 (–8.00 to 0.00)
Total primary care costs
1.2
97.7
1.45 (1.03)
1.1
98.9
0.00 (0.00)
1.45 (0.00 to 5.91)
Total social care costs
1.8
98.2
0.00 (0.00)
0.6
99.4
0.00 (0.00)
0.00 (0.00 to 0.00)
Total cost of medications
3.5
73.7
1.08 (0.19)
0.6
74.0
1.03 (0.19)
0.05 (–0.83 to 0.97)
Crutches
2.3
97.7
0.00 (0.00)
0.6
99.4
0.00 (0.00)
0.00 (0.00 to 0.00)
Stick
2.3
95.3
1.88 (1.08)
0.6
97.7
0.44 (1.05)
1.44 (–0.95 to 7.99)
0.396
Grab rail
2.3
97.1
0.16 (0.11)
0.6
98.9
0.02 (0.11)
0.13 (–0.08 to 0.83)
0.71
Dressing aids
2.3
95.9
0.16 (0.08)
0.6
98.9
0.06 (0.08)
0.10 (–0.18 to 0.53)
0.392
Other
2.9
94.7
1.37 (6.36)
0.6
94.4
9.82 (6.18)
–8.45 (–43.72 to 3.68)
0.386
Total cost of aids and adaptations
2.9
91.2
3.57 (6.46)
0.6
92.1
10.34 (6.27)
–6.77 (–41.43 to 8.17)
0.62
Total costs at baseline
4.7
70.2
10.89 (7.11)
1.1
69.5
14.95 (6.86)
–4.06 (–25.06 to 11.16)
0.76
Total outpatient physiotherapy
17.5
82.5
0.00 (0.00)
22.0
78.0
0.00 (0.00)
0.00 (0.00 to 0.00)
Total primary care costs
17.5
80.7
3.73 (2.44)
20.9
79.1
0.00 (0.00)
3.73 (0.00 to 14.63)
Total social care costs
17.0
83.0
0.00 (0.00)
20.9
79.1
0.00 (0.00)
0.00 (0.00 to 0.00)
Total cost of medications
17.5
57.3
1.12 (0.22)
21.5
60.5
1.23 (0.22)
–0.11 (–1.13 to 0.84)
0.268
0.858
Aids and adaptations
6 months post randomisation
Primary, secondary and social care
0.092
0.716
Surgery (n = 171)
Missing, %
Zero
counts, %
Crutches
18.1
80.7
Stick
18.1
Grab rail
PHT (n = 177)
Surgery vs. PHT
Missing, %
Zero
counts, %
1.46 (1.29)
22.6
77.4
0.00 (0.00)
1.46 (0.00 to 7.14)
0.256
80.7
0.21 (0.3)
22.6
76.3
0.55 (0.31)
–0.33 (–2.07 to 0.55)
0.456
18.1
81.9
0.00 (0.00)
22.6
77.4
0.00 (0.00)
0.00 (0.00 to 0.00)
Dressing aids
18.1
80.7
0.21 (0.14)
22.6
77.4
0.00 (0.00)
0.21 (0.00 to 0.92)
0.266
Other
18.1
76.0
8.05 (4.61)
22.6
71.2
5.31 (4.66)
2.75 (–11.93 to 28.37)
0.778
Total cost of aids and adaptations
18.1
73.7
9.94 (4.73)
22.6
70.6
5.85 (4.78)
4.08 (–10.29 to 31.00)
0.608
Total private medical costs at 6 months
19.9
50.3
19.73 (5.11)
24.9
55.4
4.86 (5.19)
14.87 (3.32 to 31.31)
Total outpatient physiotherapy
15.8
84.2
0.00 (0.00)
23.7
76.3
0.00 (0.00)
0.00 (0.00 to 0.00)
Total primary care costs
15.2
83.6
4.24 (5.06)
24.9
74.0
6.86 (5.28)
Total social care costs
15.8
83.6
0.37 (0.34)
25.4
74.6
0.00 (0.00)
0.37 (0.00 to 1.93)
0.712
Total cost of medications
16.4
71.3
0.67 (0.2)
24.9
58.8
0.92 (0.2)
–0.24 (–1.28 to 0.49)
0.384
Crutches
17.5
82.5
0.00 (0.00)
26.6
73.4
0.00 (0.00)
0.00 (0.00 to 0.00)
Stick
17.5
82.5
0.00 (0.00)
26.6
73.4
0.00 (0.00)
0.00 (0.00 to 0.00)
Grab rail
17.5
81.9
0.57 (0.52)
26.6
73.4
0.00 (0.00)
0.57 (0.00 to 3.16)
Dressing aids
17.5
82.5
0.00 (0.00)
26.6
73.4
0.00 (0.00)
0.00 (0.00 to 0.00)
Other
17.5
78.9
2.01 (4.19)
26.6
69.5
9.45 (4.37)
–7.43 (–34.91 to 3.79)
0.202
Total cost of aids and adaptations
17.5
78.4
2.58 (4.21)
26.6
69.5
9.45 (4.39)
–6.86 (–34.36 to 4.63)
0.246
Total costs at 12-month point
20.5
64.3
11.43 (7.13)
27.7
53.1
19.56 (7.35)
–8.13 (–29.57 to 9.55)
0.43
Total costs over 12 months of follow-up
32.2
36.3
32.67 (10.24)
37.9
38.4
27.44 (10.51)
Assessment point
Mean (SE)
Mean (SE)
Mean difference
(bootstrap 95% CI)
p-value
Aids and adaptations
DOI: 10.3310/FXII0508
0.006
12 months post randomisation
Primary, secondary and social care
–2.63 (–29.33 to 16.23)
0.736
Aids and adaptations
5.23 (–23.55 to 32.41)
0.708
0.704
Health Technology Assessment 2022 Vol. 26 No. 16
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
Treatment group
221
222
APPENDIX 3
NIHR Journals Library www.journalslibrary.nihr.ac.uk
TABLE 50 Additional costs
Treatment group
Surgery (n = 172)
Assessment point
Missing, %
Zero
counts, %
PHT (n = 177)
Mean (SE)
Missing, %
Surgery vs. PHT
Zero
counts, %
Mean (SE)
Mean difference
(bootstrap 95% CI)
p-value
Baseline
Lost earnings
1.2
91.8
151.7 (78.85)
0.6
92.7
66.86 (77.27)
84.83 (–124.67 to 512.25)
0.502
Help with housework
1.2
98.2
1.78 (2.81)
0.6
98.3
4.55 (2.75)
–2.77 (–17.57 to 6.34)
0.468
Child care
1.2
98.8
0.00 (0.00)
0.6
98.9
8.24 (8.22)
–8.24 (–42.24 to 0.00)
Special equipment
1.2
98.2
0.3 (2.2)
0.6
97.7
4.26 (2.16)
–3.97 (–16.88 to 0.45)
0.082
Other
1.2
91.2
10.38 (9.44)
0.6
88.1
27.58 (9.25)
–17.20 (–72.85 to 7.68)
0.154
Total additional costs at baseline
1.2
84.8
164.15 (80.28)
0.6
81.9
111.49 (78.66)
Lost earnings
15.8
73.7
309.51 (78.71)
18.6
76.8
8.37 (78.71)
Help with housework
15.8
83.0
3.51 (5.92)
18.6
80.2
10.28 (5.92)
–6.77 (–40.58 to 11.43)
0.432
Child care
15.8
83.6
3.47 (2.57)
18.6
80.2
1.39 (2.57)
2.08 (–4.83 to 17.86)
0.794
Special equipment
15.8
83.0
1.25 (0.65)
18.6
80.8
0.23 (0.65)
1.02 (–0.67 to 4.84)
0.282
Other
15.8
70.8
141.78 (87.43)
18.6
70.6
12.49 (87.43)
129.29 (–6.41 to 625.59)
0.154
Total additional costs at 6 months
15.8
61.4
459.53 (116.58)
18.6
66.7
32.76 (116.58)
426.77 (226.04 to 1199.80)
< 0.001
Lost earnings
13.5
77.2
637.36 (262.83)
22.0
74.6
132.1 (272.19)
505.26 (–40.90 to 2221.03)
0.074
Help with housework
13.5
86.0
0.61 (0.57)
22.0
78.0
0.00 (0.00)
0.61 (0.00 to 3.14)
0.694
Child care
13.5
86.0
0.81 (0.75)
22.0
78.0
0.00 (0.00)
0.81 (0.00 to 4.24)
0.77
Special equipment
13.5
86.5
0.00 (0.00)
22.0
78.0
0.00 (0.00)
0.00 (0.00 to 0.00)
Other
13.5
81.3
11.22 (3.77)
22.0
73.4
4.41 (3.91)
6.80 (–3.36 to 28.08)
0.158
Total additional costs at 12 months
13.5
71.9
650 (262.76)
22.0
70.6
136.51 (272.11)
513.49 (–31.90 to 2244.99)
0.064
Total additional costs over
12 months of follow-up
22.8
50.9
1143.2 (325.37)
29.9
52.5
184.81 (335.7)
958.39 (219.74 to 2001.32)
0.004
52.66 (–189.36 to 470.01)
0.748
6 months post randomisation
301.15 (162.19 to 842.50)
< 0.001
12 months post randomisation
Treatment group
Surgery (n = 171)
Assessment point
Missing, %
Zero
counts, %
PHT (n = 177)
Mean (SE)
Missing, %
Surgery vs. PHT
Zero
counts, %
Mean (SE)
Mean difference
(bootstrap 95% CI)
p-value
DOI: 10.3310/FXII0508
Baseline
Attendance Allowance
1.2
98.8
0.00 (0.00)
0.6
99.4
0.00 (0.00)
0.00 (0.00 to 0.00)
Income Support
1.2
97.7
1.05 (0.76)
0.6
99.4
0.00 (0.00)
1.05 (0.00 to 4.36)
0.266
Housing Benefit
1.2
96.5
1.82 (1.63)
0.6
98.3
2.36 (1.6)
–0.54 (–8.92 to 4.97)
0.87
Carer’s Allowance
1.2
98.8
0.00 (0.00)
0.6
98.9
0.34 (0.34)
–0.34 (–1.73 to 0.00)
Child Tax Credit
1.2
94.2
4.37 (1.6)
0.6
96.6
2.16 (1.57)
DLA, mobility
1.2
98.2
0.12 (0.15)
0.6
98.9
0.17 (0.15)
–0.05 (–0.84 to 0.58)
DLA, caring
1.2
98.8
0.00 (0.00)
0.6
99.4
0.00 (0.00)
0.00 (0.00 to 0.00)
Pension Credit
1.2
98.8
0.00 (0.00)
0.6
99.4
0.00 (0.00)
0.00 (0.00 to 0.00)
Council Tax Reduction
1.2
98.2
0.01 (0.01)
0.6
99.4
0.00 (0.00)
0.01 (0.00 to 0.03)
0.744
Employment and Support Allowance
1.2
94.2
3.11 (0.89)
0.6
98.9
0.41 (0.87)
2.70 (0.79 to 8.70)
0.014
Personal Independence Payment
1.2
98.2
5.77 (5.74)
0.6
99.4
0.00 (0.00)
5.77 (0.00 to 29.26)
0.77
Statutory Sick Pay
1.2
98.2
0.52 (4.17)
0.6
98.3
6.18 (4.09)
–5.66 (–28.33 to 1.65)
0.35
Other payments
2.3
95.9
0.65 (0.39)
0.6
98.9
0.28 (0.38)
0.37 (–0.92 to 2.35)
0.498
Total benefit payments at baseline
2.3
87.1
17.62 (6.54)
0.6
93.2
11.9 (6.37)
5.72 (–20.89 to 36.78)
0.512
Attendance Allowance
15.8
84.2
0.00 (0.00)
18.6
81.4
0.00 (0.00)
0.00 (0.00 to 0.00)
Income Support
15.8
83.6
0.69 (0.64)
18.6
81.4
0.00 (0.00)
0.69 (0.00 to 3.53)
0.71
Housing Benefit
15.8
81.3
2.56 (1.02)
18.6
80.8
0.76 (1.02)
1.80 (–1.33 to 7.60)
0.234
a
2.21 (–3.41 to 10.76)
0.348
0.712
6 months post randomisation
continued
Health Technology Assessment 2022 Vol. 26 No. 16
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Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
TABLE 51 Benefit payments received during follow-up
223
224
APPENDIX 3
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TABLE 51 Benefit payments received during follow-up (continued )
Treatment group
Surgery (n = 171)
Missing, %
Zero
counts, %
Carer’s Allowance
15.8
84.2
Child Tax Credit
15.8
DLA, mobility
PHT (n = 177)
Surgery vs. PHT
Missing, %
Zero
counts, %
0.00 (0.00)
18.6
81.4
0.00 (0.00)
0.00 (0.00 to 0.00)
80.1
4.03 (1.99)
18.6
78.5
3.37 (1.99)
0.66 (–9.07 to 9.53)
15.8
84.2
0.00 (0.00)
18.6
80.8
0.15 (0.13)
–0.15 (–0.77 to 0.00)
DLA, caring
15.8
83.6
0.22 (0.31)
18.6
80.8
0.38 (0.31)
–0.16 (–1.85 to 0.98)
Pension Credit
15.8
84.2
0.00 (0.00)
18.6
81.4
0.00 (0.00)
0.00 (0.00 to 0.00)
Council Tax Reduction
15.8
82.5
0.47 (0.25)
18.6
81.4
0.00 (0.00)
0.47 (0.00 to 1.68)
0.088
Employment and Support Allowance
15.8
79.5
5.00 (1.88)
18.6
81.4
0.00 (0.00)
5.00 (2.60 to 15.14)
0.002
Personal Independence Payment
16.4
82.5
1.86 (1.22)
19.2
80.8
0.00 (0.00)
1.86 (0.00 to 7.38)
0.282
Statutory Sick Pay
16.4
77.2
29.43 (13.69)
19.2
80.2
1.57 (13.69)
27.86 (2.77 to 116.29)
0.018
Other payments
15.8
83.0
1.42 (1.01)
19.2
80.2
0.84 (1.01)
0.58 (–2.99 to 5.35)
0.744
Total benefit payments at the 6-month
assessment point
17.0
68.4
46.12 (14.27)
20.3
75.1
7.21 (14.32)
38.91 (14.21 to 135.48)
0.006
Attendance Allowance
13.5
86.0
0.07 (0.06)
22.0
78.0
0.00 (0.00)
0.07 (0.00 to 0.34)
Income Support
13.5
86.5
0.00 (0.00)
22.0
78.0
0.00 (0.00)
0.00 (0.00 to 0.00)
Housing Benefit
13.5
84.8
0.87 (0.51)
22.0
77.4
0.36 (0.53)
0.51 (–1.22 to 3.35)
Carer’s Allowance
13.5
86.5
0.00 (0.00)
22.0
78.0
0.00 (0.00)
0.00 (0.00 to 0.00)
Child Tax Credit
13.5
84.8
1.1 (1.44)
22.0
76.8
2.46 (1.49)
–1.36 (–10.24 to 2.94)
0.574
DLA, mobility
13.5
85.4
0.75 (0.52)
22.0
78.0
0.00 (0.00)
0.75 (0.00 to 3.28)
0.276
DLA, caring
13.5
84.8
1.14 (0.74)
22.0
78.0
0.00 (0.00)
1.14 (0.00 to 5.08)
0.112
Assessment point
a
Mean (SE)
Mean (SE)
Mean difference
(bootstrap 95% CI)
p-value
0.78
0.694
12 months post randomisation
0.818
0.532
DOI: 10.3310/FXII0508
Surgery (n = 171)
Missing, %
Zero
counts, %
Pension Credit
14.0
85.4
Council Tax Reduction
13.5
Employment and Support Allowance
PHT (n = 177)
Surgery vs. PHT
Missing, %
Zero
counts, %
2.04 (1.89)
22.0
78.0
0.00 (0.00)
2.04 (0.00 to 10.23)
0.788
85.4
0.14 (0.35)
22.0
77.4
0.51 (0.36)
–0.37 (–2.41 to 0.51)
0.622
13.5
84.2
2.72 (1.1)
22.0
76.8
1.06 (1.14)
1.67 (–1.84 to 8.20)
0.282
Personal Independence Payment
14.0
84.2
2.20 (1.47)
22.0
78.0
0.00 (0.00)
2.20 (0.00 to 9.57)
0.102
Statutory Sick Pay
13.5
82.5
5.1 (2.07)
22.6
76.3
0.65 (2.16)
4.45 (0.10 to 18.65)
0.048
14.0
84.8
0.98 (0.6)
22.0
77.4
0.51 (0.62)
0.47 (–1.73 to 3.66)
0.698
Total benefit payments at the 12-month
assessment point
14.6
74.9
17.31 (4.3)
22.6
74.6
5.58 (4.44)
11.72 (1.49 to 38.39)
0.038
Total benefit payments over 12 months
of follow-up
25.1
57.3
57.93 (16.34)
31.6
62.7
12.94 (16.8)
44.99 (10.88 to 97.42)
Assessment point
Other payments
a
Mean (SE)
Mean (SE)
Mean difference
(bootstrap 95% CI)
DLA, Disability Living Allowance.
a Other benefit payments reported include Industrial Injuries Disablement Benefit, Jobseeker’s Allowance, Student Loan/Maintenance Grant and Working Tax Credit.
p-value
< 0.001
Health Technology Assessment 2022 Vol. 26 No. 16
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
Treatment group
225
APPENDIX 3
TABLE 52 Summary of EQ-5D-3L responses from the feasibility study sample (n = 97)
Treatment group, n (%)a
Surgery (N = 46)
PHT (N = 51)
p-valueb
No problems
19 (40.4)
21 (41.2)
1
Some problems
25 (53.2)
30 (58.8)
Severe problems
0 (0.0)
0 (0.0)
Missing
3 (6.4)
0 (0.0)
35 (74.5)
47 (92.2)
Some problems
9 (19.1)
4 (7.8)
Severe problems
0 (0.0)
0 (0.0)
Missing
3 (6.4)
0 (0.0)
No problems
13 (27.7)
14 (27.5)
Some problems
27 (57.4)
33 (64.7)
Severe problems
4 (8.5)
4 (7.8)
Missing
3 (6.4)
0 (0.0)
2 (4.3)
3 (5.9)
Some problems
31 (66.0)
39 (76.5)
Severe problems
11 (23.4)
9 (17.6)
3 (6.4)
0 (0.0)
No problems
22 (46.8)
30 (58.8)
Some problems
18 (38.3)
16 (31.4)
Severe problems
4 (8.5)
4 (7.8)
Missing
3 (6.4)
1 (2.0)
No problems
23 (48.9)
22 (43.1)
Some problems
19 (40.4)
24 (47.1)
Severe problems
0 (0.0)
0 (0.0)
Missing
5 (10.6)
5 (9.8)
37 (78.7)
42 (82.4)
Some problems
5 (10.6)
4 (7.8)
Severe problems
0 (0.0)
0 (0.0)
Missing
5 (10.6)
5 (9.8)
Assessment point
Baseline
Mobility
Self-care
No problems
0.138
Usual activities
1
Pain and discomfort
No problems
Missing
1
Anxiety and depression
0.444
6 months post randomisation
Mobility
0.662
Self-care
No problems
226
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0.885
Health Technology Assessment 2022 Vol. 26 No. 16
DOI: 10.3310/FXII0508
TABLE 52 Summary of EQ-5D-3L responses from the feasibility study sample (n = 97) (continued )
Treatment group, n (%)a
Surgery (N = 46)
PHT (N = 51)
p-valueb
No problems
13 (27.7)
18 (35.3)
0.563
Some problems
25 (53.2)
24 (47.1)
Severe problems
4 (8.5)
4 (7.8)
Missing
5 (10.6)
5 (9.8)
6 (12.8)
7 (13.7)
Some problems
28 (59.6)
33 (64.7)
Severe problems
7 (14.9)
6 (11.8)
Missing
6 (12.8)
5 (9.8)
No problems
21 (44.7)
28 (54.9)
Some problems
18 (38.3)
14 (27.5)
Severe problems
3 (6.4)
4 (7.8)
Missing
5 (10.6)
5 (9.8)
No problems
21 (44.7)
18 (35.3)
Some problems
18 (38.3)
21 (41.2)
Severe problems
0 (0.0)
0 (0.0)
Missing
8 (17.0)
12 (23.5)
31 (66.0)
34 (66.7)
Some problems
8 (17.0)
5 (9.8)
Severe problems
0 (0.0)
0 (0.0)
Missing
8 (17.0)
12 (23.5)
No problems
16 (34.0)
16 (31.4)
Some problems
21 (44.7)
22 (43.1)
Severe problems
2 (4.3)
1 (2.0)
Missing
8 (17.0)
12 (23.5)
9 (19.1)
8 (15.7)
Some problems
24 (51.1)
26 (51.0)
Severe problems
6 (12.8)
5 (9.8)
Missing
8 (17.0)
12 (23.5)
Assessment point
Usual activities
Pain and discomfort
No problems
1
Anxiety and depression
0.418
12 months post randomisation
Mobility
0.651
Self-care
No problems
0.543
Usual activities
1
Pain and discomfort
No problems
1
continued
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
227
APPENDIX 3
TABLE 52 Summary of EQ-5D-3L responses from the feasibility study sample (n = 97) (continued )
Treatment group, n (%)a
Surgery (N = 46)
PHT (N = 51)
p-valueb
25 (53.2)
26 (51.0)
1
Some problems
9 (19.1)
13 (25.5)
Severe problems
5 (10.6)
0 (0.0)
Missing
8 (17.0)
12 (23.5)
Assessment point
Anxiety and depression
No problems
a These patients were recruited into the feasibility study sample in which the EQ-5D data were collected using the
three-level version of the questionnaire.
b p-values were generated from chi-squared tests for differences in suboptimal levels of function for each dimension
in which responses indicating no functional impairment were categorised as optimal and responses indicating any
functional impairment were categorised as suboptimal.
(a)
(b)
1.00
8
WTP
£50,000/QALY
Incremental costs (£000)
6
WTP
£30,000/QALY
4
2
–0.15 –0.10 –0.05
–2
0.05 0.10 0.15
–4
–6
–8
–10
Incremental QALYs
Probability that surgery is cost-effective
10
0.80
0.60
0.40
0.20
0.00
0
20
40
60
80
100
Cost-effectiveness threshold (£000)
FIGURE 15 Sensitivity analysis 1: unadjusted analysis based on multiple imputed data sets under the missing-at-random
assumption. (a) Incremental costs; and (b) probability that surgery is cost-effective. WTP, willingness to pay.
228
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Health Technology Assessment 2022 Vol. 26 No. 16
DOI: 10.3310/FXII0508
(a)
(b)
1.00
8
WTP
£50,000/QALY
Incremental costs (£000)
6
WTP
£30,000/QALY
4
2
–0.15 –0.10 –0.05
–2
0.05 0.10 0.15
–4
–6
–8
Probability that surgery is cost-effective
10
0.80
0.60
0.40
0.20
0.00
–10
0
Incremental QALYs
20
40
60
80
100
Cost-effectiveness threshold (£000)
FIGURE 16 Sensitivity analysis 2: complete-case (adjusted) analysis. (a) Incremental costs; and (b) probability that
surgery is cost-effective. WTP, willingness to pay.
(a)
(b)
1.00
8
WTP
£50,000/QALY
Incremental costs (£000)
6
WTP
£30,000/QALY
4
2
–0.15 –0.10 –0.05
–2
0.05 0.10 0.15
–4
–6
–8
–10
Incremental QALYs
Probability that surgery is cost-effective
10
0.80
0.60
0.40
0.20
0.00
0
20
40
60
80
100
Cost-effectiveness threshold (£000)
FIGURE 17 Sensitivity analysis 3: per-protocol (adjusted) analysis based on imputed data. Patients who crossed over
from PHT to surgery were included in the surgery group; those who did not receive the surgery or PHT were excluded.
(a) Incremental costs; and (b) probability that surgery is cost-effectiveness’. WTP, willingness to pay.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
229
APPENDIX 3
(a)
(b)
1.00
8
WTP
£50,000/QALY
Incremental costs (£000)
6
WTP
£30,000/QALY
4
2
–0.15 –0.10 –0.05
–2
0.05 0.10 0.15
–4
–6
–8
Probability that surgery is cost-effective
10
0.80
0.60
0.40
0.20
0.00
–10
0
Incremental QALYs
20
40
60
80
100
Cost-effectiveness threshold (£000)
FIGURE 18 Sensitivity analysis 4: adjusted analysis based on imputed data with the cost of surgery changed from £3045
to £2680 based on HRG code HT15Z (Minor Hip Procedures for Trauma, elective long stay). (a) Incremental costs; and
(b) probability that surgery is cost-effective. WTP, willingness to pay.
(a)
(b)
10
WTP
£50,000/QALY
Incremental costs (£000)
6
WTP
£30,000/QALY
4
2
–0.15 –0.10 –0.05
–2
0.05 0.10 0.15
–4
–6
–8
–10
Incremental QALYs
Probability that surgery is cost-effective
8
1.00
0.80
0.60
0.40
0.20
0.00
0
20
40
60
80
100
Cost-effectiveness threshold (£000)
FIGURE 19 Sensitivity analysis 5: adjusted analysis based on imputed data with the cost of surgery changed from £3045
to £5811 based on HRG code HT12A (Very Major Hip Procedures for Trauma with CC Score 12 +, elective long stay).
(a) Incremental costs; and (b) probability that surgery is cost-effective. WTP, willingness to pay.
230
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Health Technology Assessment 2022 Vol. 26 No. 16
DOI: 10.3310/FXII0508
(a)
(b)
1.00
8
WTP
£50,000/QALY
Incremental costs (£000)
6
WTP
£30,000/QALY
4
2
–0.15 –0.10 –0.05
–2
0.05 0.10 0.15
–4
–6
–8
Probability that surgery is cost-effective
10
0.80
0.60
0.40
0.20
0.00
–10
0
Incremental QALYs
20
40
60
80
100
Cost-effectiveness threshold (£000)
FIGURE 20 Sensitivity analysis 6: adjusted analysis based on imputed data. Economic costs calculated from a societal
perspective (including NHS/Personal Social Services costs, private health costs and non-health-related costs, such as lost
income due to illness). (a) Incremental costs; and (b) probability that surgery is cost-effective. WTP, willingness to pay.
(a)
(b)
1.00
8
WTP
£50,000/QALY
Incremental costs (£000)
6
WTP
£30,000/QALY
4
2
–0.15 –0.10 –0.05
–2
0.05 0.10 0.15
–4
–6
–8
–10
Incremental QALYs
Probability that surgery is cost-effective
10
0.80
0.60
0.40
0.20
0.00
0
20
40
60
80
100
Cost-effectiveness threshold (£000)
FIGURE 21 Sensitivity analysis 8: adjusted analysis based on imputed data. Adjusted analysis based on imputed data sets
using QALYs generated from SF-6D (via SF-12). (a) Incremental costs; and (b) probability that surgery is cost-effective.
WTP, willingness to pay.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
231
APPENDIX 3
(a)
(b)
10
WTP
£50,000/QALY
Incremental costs (£000)
6
WTP
£30,000/QALY
4
2
–0.15 –0.10 –0.05
–2
0.05 0.10 0.15
–4
–6
–8
Probability that surgery is cost-effective
8
1.00
–10
0.80
0.60
0.40
0.20
0.00
0
Incremental QALYs
20
40
60
80
100
Cost-effectiveness threshold (£000)
FIGURE 22 Subgroup of patients recruited into the feasibility study (unadjusted analysis based on multiple imputed data
sets). (a) Incremental costs; and (b) probability that surgery is cost-effective. WTP, willingness to pay.
(a)
(b)
1.00
8
WTP
£50,000/QALY
Incremental costs (£000)
6
WTP
£30,000/QALY
4
2
–0.15 –0.10 –0.05
–2
0.05 0.10 0.15
–4
–6
–8
–10
Incremental QALYs
Probability that surgery is cost-effective
10
0.80
0.60
0.40
0.20
0.00
0
20
40
60
80
100
Cost-effectiveness threshold (£000)
FIGURE 23 Subgroup of patients recruited into the main study sample (unadjusted analysis based on multiple imputed
data sets) with QALYs generated using the interim EQ-5D-5L to EQ-5D-3L UK crosswalk tariffs. (a) Incremental costs;
and (b) probability that surgery is cost-effective. WTP, willingness to pay.
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Health Technology Assessment 2022 Vol. 26 No. 16
DOI: 10.3310/FXII0508
(a)
(b)
1.00
8
WTP
£50,000/QALY
Incremental costs (£000)
6
WTP
£30,000/QALY
4
2
–0.15 –0.10 –0.05
–2
0.05 0.10 0.15
–4
–6
–8
Probability that surgery is cost-effective
10
0.80
0.60
0.40
0.20
0.00
–10
0
Incremental QALYs
20
40
60
80
100
Cost-effectiveness threshold (£000)
FIGURE 24 Subgroup of patients recruited into the main study sample (unadjusted analysis based on multiple imputed
data sets) with QALYs generated using the new UK EQ-5D-5L tariffs derived by Devlin et al.64 (a) Incremental costs;
and (b) probability that surgery is cost-effective. WTP, willingness to pay.
(a)
(b)
1.00
8
WTP
£50,000/QALY
Incremental costs (£000)
6
WTP
£30,000/QALY
4
2
–0.15 –0.10 –0.05
–2
0.05 0.10 0.15
–4
–6
–8
–10
Incremental QALYs
Probability that surgery is cost-effective
10
0.80
0.60
0.40
0.20
0.00
0
20
40
60
80
100
Cost-effectiveness threshold (£000)
FIGURE 25 Subgroup of patients with cam FAI syndrome. (a) Incremental costs; and (b) probability that surgery is
cost-effective. WTP, willingness to pay.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
233
APPENDIX 3
(a)
(b)
1.00
8
WTP
£50,000/QALY
Incremental costs (£000)
6
WTP
£30,000/QALY
4
2
–0.15 –0.10 –0.05
–2
0.05 0.10 0.15
–4
–6
–8
Probability that surgery is cost-effective
10
0.80
0.60
0.40
0.20
0.00
–10
0
Incremental QALYs
20
40
60
80
100
Cost-effectiveness threshold (£000)
FIGURE 26 Subgroup of patients with mixed or pincer (non-cam) FAI syndrome. (a) Incremental costs; and (b) probability
that surgery is cost-effective. WTP, willingness to pay.
(a)
(b)
10
WTP
£50,000/QALY
Incremental costs (£000)
6
WTP
£30,000/QALY
4
2
–0.15 –0.10 –0.05
–2
0.05 0.10 0.15
–4
–6
–8
–10
Incremental QALYs
Probability that surgery is cost-effective
8
1.00
0.80
0.60
0.40
0.20
0.00
0
20
40
60
80
100
Cost-effectiveness threshold (£000)
FIGURE 27 Restricted analysis to women. (a) Incremental costs; and (b) probability that surgery is cost-effective.
WTP, willingness to pay.
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Health Technology Assessment 2022 Vol. 26 No. 16
DOI: 10.3310/FXII0508
(a)
(b)
1.00
8
WTP
£50,000/QALY
Incremental costs (£000)
6
WTP
£30,000/QALY
4
2
–0.15 –0.10 –0.05
–2
0.05 0.10 0.15
–4
–6
–8
–10
Incremental QALYs
Probability that surgery is cost-effective
10
0.80
0.60
0.40
0.20
0.00
0
20
40
60
80
100
Cost-effectiveness threshold (£000)
FIGURE 28 Restricted analysis to men. (a) Incremental costs; and (b) probability that surgery is cost-effective.
WTP, willingness to pay.
Copyright © 2022 Griffin et al. This work was produced by Griffin et al. under the terms of a commissioning contract issued by the Secretary of State for Health and Social
Care. This is an Open Access publication distributed under the terms of the Creative Commons Attribution CC BY 4.0 licence, which permits unrestricted use, distribution,
reproduction and adaption in any medium and for any purpose provided that it is properly attributed. See: https://creativecommons.org/licenses/by/4.0/. For attribution the
title, original author(s), the publication source – NIHR Journals Library, and the DOI of the publication must be cited.
235
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HSDR
HTA
PGfAR
PHR
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