To appear in McIntosh, J. (Ed.) Naturalism, Evolution, and Intentionality, Canadian Journal of
Philosophy, Special Supplementary Volume.
Self-directed agents
W.D. Christensen and C.A. Hooker i
Abstract
In this paper we outline a theory of the nature of self-directed agents. On our account what is
distinctive about self-directed agents is that they are able to anticipate interaction processes and
evaluate their performance. This allows self-directed agents to modify their behaviour context
sensitively so as to improve the achievement of goals, and in certain instances construct new
goals. We contrast self-directedness with reactive action processes that are not modifiable by the
agent, though they may be modified by supra-agent processes such as populational adaptation or
external design. Self-directedness lies at the nexus of a set of issues concerning the evolution and
nature of intentionality, intelligence and agency. It provides the core of a biologically grounded
account of intentional agency.
1 Introduction
In this paper we outline a theory of the nature of self-directed agents. What is distinctive about
self-directed agents is their ability to anticipate interaction processes and to evaluate their
performance, and thus their sensitivity to context. They can improve performance relative to
goals, and can, in certain instances, construct new goals. We contrast self-directedness with
reactive action processes that are not modifiable by the agent, though they may be modified by
supra-agent processes such as populational adaptation or external design.
Self-directedness lies at the nexus of issues concerning the evolution and nature of intentionality,
intelligence, and agency. It provides some insight into the evolution of intelligence because it
helps explain how organisms are able to manage variable interaction processes, e.g. a hunting
strategy that varies with prey type, ground condition, and hunger level. Simple self-directed
organisms like bumblebees manage variability in one or a few dimensions. They are able to track
changes in the types of flowers that are yielding nectar by evaluating the outcome of flower visits
using a gustatory reward signal, and learn to anticipate which flower types have reliable nectar
yields. In more complex forms of self-directedness the variability may be in many dimensions,
and effective management can require a form of learning we term open problem solving. Open
problems occur where the agent initially lacks the ability to identify or act upon the key factors
for producing a solution, and must discover the relevant factors and the actions that influence
them through extended interactive learning. Skill formation is a form of open problem solving,
and skilled activities such as hunting count as relatively sophisticated forms of self-directedness.
At the high end of the spectrum are highly sophisticated and open-ended human cognitive
abilities such as commanding a warship, starting a business, or conducting scientific research.
This account has widespread implications for understanding the nature of intentionality. First, it
carries a general commitment to pursuing a dynamically situated agent-oriented approach,
grounded in biologically realistic problems. Self-directedness is an ‘information hungry’ form of
adaptiveness, in roughly the sense of Clark (1997, ch.10). Self-directed agents acquire
information from the environment as part of the process of forming anticipations. ii
Understanding this process bears on understanding information content, because information
must come in a form that the agent can use to modify action, and integrate with other
information. We will discuss these issues and suggest that the currently popular teleosemantic
theory of content does not satisfy the requirements on the nature of information posed by the
kinds of processes with which we are concerned. Teleosemantic content is defined in terms of
selection history, and therefore cannot be used by the agent because typical biological agents do
not have information about their selection history. As an alternative we will propose an
interactivist-constructivist account of intentionality that relates information content to action. iii
This allows us to understand how agents can use and process information.
Second, this approach introduces a rich conception of the higher order cognitive processes
involved in intelligence and agency. Affect processes, like hunger and thirst inducement and
satiation, supply the norms required for evaluating interaction, and are thereby key factors in
shaping the goals and learning processes of the agent. Agents may learn relationships among
their basic affect conditions and also construct new, derived activity norms from them, leading to
the development of a complex normative array for evaluating and guiding action (see §2). Selfdirectedness also involves the integration of information from multiple sources to focus action
into coordinated activities. This can include resolving action conflict when there are several
possible actions that are mutually exclusive or have antagonistic effects, learning about the
relations between actions and outcomes, and planning ahead to achieve particular outcomes.
Understanding these processes can also provide some insight into how diverse sources of
information can be combined to form an overall situational awareness.
Third, it is plausible that the learning processes that are involved in strong forms of selfdirectedness play a central role in the formation of cognitive representations and concepts. Selfdirected agents need to learn what affects success and failure. Part of this involves differentiating
specific states-of-affairs, objects and object types. With experience, the concepts of an agent gain
increasing definition and richness as the agent discovers more of the interaction characteristics of
these entities. Moreover, the agent’s ability to use concepts becomes increasingly flexible and
open-ended as the agent gains greater interaction skills and is thus able to appropriately utilise
concepts in a range of contexts.
All this adds up to a graded multi-dimensional conception of intentional agency that contrasts
with the currently common one-dimensional conception of intentionality as a capacity for
reference modelled on human language use. The more complex conception based on selfdirectedness provides a richer framework for understanding the evolution and development of
intentionality and intelligence.
2 The envelope and the matrix: some general dynamical issues for
understanding adaptive agents
2.1 How not to study the evolution of mind: matching cognitive and evolutionary modules.
One of the key challenges for evolution of mind research is developing an adequate approach to
grappling with the overlap of the biological and cognitive domains. The problem is that biology,
cognitive science, and philosophy employ very different methods, theories, and concepts. In
certain respects the most obvious strategy for solving this problem is to find a direct association
between entities postulated by theories in one domain and entities postulated by theories in
another. And the simplest way to do this is by demonstrating that the functional modules in one
domain turn out to be functional modules in another. Thus, evolutionary psychology
compartmentalises the mind into a suite of ‘domain specific computational modules’, such as for
mate selection and detection of social cheating, that are assumed to be heritable traits, and then
speculates about the circumstances under which these putative traits might have been favoured
by evolution. Similarly, though at a more general level, teleosemantics attempts to characterise
representation as a kind of evolutionary function. However, the theoretical assumptions upon
which such a unification strategy rests are controversial. Both evolutionary psychology and
teleosemantics hinge on linking adaptationist neo-Darwinism with representationalist cognitive
science.iv These theories make the job seem easy because they employ strong modularity
assumptions, encouraging the idea that there may be a straightforward cross-theory mapping.
Unfortunately adaptationism and representationalism have each come under strong criticism, not
least because of their functional modularity assumptions.
In particular, it has been argued that the modularities assumed by adaptationism and
representationalism characteristically tend to neglect interaction and development. In biology,
the localisation of heredity to genes has been challenged by developmental approaches, which
stress that heredity depends on the organisationally distributed dynamical processes of
development.v Likewise, the assumption in cognitive science that adaptive behaviour is mediated
by representations, forming a categorically distinct set of entities uniquely associated with
intelligence, has been challenged by developmental, dynamical systems and behaviour-based
robotics approaches which stress that adaptive behaviour is generated by organisationally
distributed interaction processes.vi The similarity of these critiques is striking, especially given
that the disciplinary contexts are quite different.
If, as evidence suggests, distributed dynamical processes play a fundamental and widespread role
in adaptiveness and cognition, and orthodox approaches neglect this, two things follow. First,
theories and concepts for understanding both biological and cognitive phenomena must explicitly
recognise holistically structured dynamical relations. Second, where functional localisation is
attributed, it must be given detailed context-specific justification.
It is here that the problems with drawing a general link between adaptationism and
representationalism really bite. Neither adaptationism nor representationalism respect these two
conditions. They can make little sense of holistically structured dynamical relations because the
entire thrust of both theories is to localise functionality to particular structures: adaptations in the
first case and representations in the second. Moreover, they both assume functional modularity
as an a priori given, or at most as justified on very general grounds. But such generality is only
achieved by neglecting the biological mechanisms involved, and unfortunately the nature of
those mechanisms can make a large difference to the kinds of functional organisation that
actually occur.vii
Many people leap to the assumption that, since mind has evolved, it must be composed of
adapted functional units. Hence the search for a basic cognitive ‘toolkit’, as some evolutionary
psychologists refer to it. However the inference from evolution to functional units is faulty.
Cognition doesn’t have to be composed of discrete functional units in order to evolve; selection
may instead adjust the parameters of an integrated neuro-hormonal developmental process (cf.
Kauffman 1993). Exactly how much modularity actually occurs in cognition is an empirical
question, but we suggest that the evidence for distributed processes in interaction and
development is strong enough to justify a very different project for understanding the evolution
of mind. As Karmiloff-Smith (1992) argues, the issue for this kind of project is understanding
how evolutionary biases and environmental interaction act in concert to shape the development
of cognition.viii From this perspective, understanding the evolution of mind is not a matter of
finding a mapping between evolutionary and cognitive units; it is a matter of understanding the
various factors and complex interactions that shape the developmental processes of cognitive
agents.
2.2 Integrated adaptive agency
Our strategy is not to find cognitive units that are also adaptations-- it is to piece together some
of the factors that are likely to have played a role in shaping the phylogeny of intelligent
organisms. Our account of self-directed agents is designed to serve as a synthetic model for
relating the diverse conceptual and empirical issues that bear on intelligence. Moreover, the
place to start is not with functional units but with whole systems and processes. Our account of
self-directedness begins with the concepts of performance envelopes and norm matrices.
These concepts provide a basis for understanding organisms as dynamically integrated systems,
and help illuminate some of the adaptive issues that underlie the evolution of intelligent agents.
The concept of performance envelopes is useful for understanding the dynamical way that
organisms survive and reproduce as complete integrated systems. Organisms clearly have
functionally specialised components, however it doesn’t follow that the overall adaptiveness of
the organism should be thought of as a sum of discretely adaptive individual traits. In fact,
overall adaptiveness is a complex nonlinear product of the interactions of many factors. These
factors include at least the following general kinds:
(i)
Gross performance parameters of ecological interaction (e.g. running speed, sensory
acuity).
(ii)
Fundamental systemic processes of the organism (e.g. cellular metabolism,
development).
(iii)
Specialised component structures and sub-systems (e.g. heart, lungs, muscles).
(iv)
Factors that differentially affect development (e.g. DNA-protein synthesis,
developmental molecular-cellular interactions, environmental resources).
The relations amongst these kinds of factors are many-many: a given gross performance
parameter such as running speed will be influenced by many systemic processes, many structures
and subsystems, and many developmental factors; a given systemic process, such as cellular
metabolism, will play a role in many performance parameters, involve many components, and be
affected by many developmental factors; and so on.
Thus, it is important to understand how adaptive systems perform as integrated systems under a
potentially open-ended range of conditions. Performance envelopes provide a way of describing
this: a performance envelope is determined by the interrelationships of a number of key system
parameters. For example, we can characterise the performance envelope of human hand-eye
coordination with respect to object manipulation. Given the broad parameters of upper body
strength, humans can lift objects within a certain weight range. This range affects what a human
can do with an object. A human can hurl a small object a considerable distance, but as weight
goes up, the distance the object can be thrown decreases, until a point is reached where the object
can barely be lifted. With stereoscopic vision and fine motor control, humans can perform finely
structured actions with objects, but the degree of control decreases as object size, temperature,
slipperiness, or weight, increases. Thus, the interrelations amongst the parameters of human
hand-eye coordination establish a performance envelope for object manipulation that determines
the kinds of object manipulation tasks that humans can perform.
Note, however, that a performance envelope is not the same kind of thing as a task specification.
The human performance envelope for object manipulation encompasses an open-ended range of
tasks, ranging from peeling fruit to throwing rocks at wild dogs, making stone tools, playing
musical instruments, painting, writing, and driving cars. In contrast, a task specification
measures the performance of a system against a specific kind of task, such as stone tool making.
This difference is important because in certain situations performance envelopes are more
adaptively important than task specifications, particularly for understanding adaptive change. In
this respect, it is worth observing that the etiological theory of functions is a theory of task
specification: proper function is performance of the task that led to selection for the trait.
2.3 Performance norms for integrated agents
The performance envelope that is of most fundamental significance for adaptive systems is the
one that corresponds to the integrity of the system itself. This is the system’s viability envelope.
We call this condition autonomy and have analysed it at some length elsewhere. ix Here we focus
on using it to understand adaptive agents as integrated systems. Autonomous systems are selfregenerating (or ‘self-governed’) in the sense that they interactively contribute to the conditions
required for their own existence. They engage in interaction processes that acquire resources
from the environment, and transform these resources into the energy and infrastructure of the
system itself, regenerating the whole, including the interactive capacities themselves. In this
respect, autonomous systems are distinct from entities such as rocks which are merely passively
internally stable (if a rock is damaged it won’t perform work to reform itself), and from gases
which are wholly externally stabilised by their environment. Autonomous systems include living
cells, multicellular organisms, species and cities.
The key feature of autonomous systems is that they are composed of networks of interdependent
processes whose integrated activity is self-generating. Thus, the viability envelope of the system
is the range of conditions under which the process network constitutive of the system is selfgenerating. This process interdependence provides a way of understanding adaptive norms,
because for the whole system to be self-generating its process activity must meet coordination
requirements, and these coordination requirements act as the constraints, or norms, that
determine success and failure for the system. For instance, a fundamental process involved in the
viability of a cheetah is cellular metabolism, which imposes many requirements that must be
satisfied by other processes in the cheetah, such as a supply of oxygen generated by breathing
and a supply of nutrients generated by hunting and feeding. Thus, a primary normative standard
that determines success or failure for a cheetah’s autonomic activity is adequate oxygen supply,
and a primary normative standard for its hunting activity is the adequate supply of nutrients
coordinated with the locations, quantities and timing of metabolic requirements.
This account of norms has some significant advantages over the standard etiological account. In
particular, because it takes into account the overall organisation of the system and isn’t tied to
task specifications derived from previous behaviour, it allows us to understand adaptive change.
In other words, we can understand how a change in an adaptive system’s activities that has no
precedent might still be considered normatively good or bad. This is important with respect to
understanding evolutionary processes in general, but it is especially crucial for understanding
intelligent agents because it allows us to characterise the norms that apply to choice. In
particular, the norms that matter to an agent faced with a choice situation are those that concern
its possibilities for action in the present circumstances and their likely outcomes, not what it or
its ancestors did in the past.
We can illustrate this intuitively in terms of managing a business. Gerry’s Cleaner Crisper
Laundromat business has expanded slightly since Gerry hired Sandra to assist with dry cleaning
and pressing clothes whilst he deals with customers, monitors the washing machines, performs
minor tailoring and does the accounting. However, after Gerry hires Sandra, the government
introduces a new tax system that requires small businesses to submit very complicated forms at
frequent intervals. Gerry can’t fulfil his current tasks as well as fill out the forms, so he needs
Sandra to take over some of his jobs. She could either do the tailoring or deal with the customers,
but since Gerry often feels awkward with customers he would prefer to delegate this to Sandra,
even though it isn’t what he originally hired her for. Sandra prefers the tailoring, and is better at
it than customer relations, but can do the latter well enough and accepts the new task.
The issue here is that in order to be viable Gerry’s business must satisfy a complex set of
constraints, including doing the jobs that bring in paying customers and satisfying the obligations
imposed by the taxation authorities. Under a particular set of conditions, the business can settle
into a specific functional task distribution that satisfies those constraints. This occurred during
the process in which Gerry hired Sandra and they adjusted the functioning of the business based
on her original job description. However, an unexpected perturbation can change the viability
constraints on the business and make the old task distribution unworkable. What matters at this
point is whether the business can redistribute the functional load in a way that satisfies the new
constraints. Gerry no longer wants Sandra simply to fulfil her original job description, he wants
her to take on new tasks. There may actually be several kinds of redistribution that will work,
with perhaps only minor differences in relative advantage between them. The most important
thing is that any functional redistribution that occurs must maintain the viability of the business.
This is the basic norm applying to Gerry’s management problem. For this reason, the norms of
the business shouldn’t be uniquely associated with a specific set of tasks.
This holistic structure is a general feature of the norms that apply to intelligent agents. Agents
need to remain viable through a coherent pattern of activities, or lifestyle (broadly construed).
When a problem arises, the agent must identify the problem and attempt to determine its
ramifications for the agent’s overall activities. The agent then needs to perform compensatory
action that re-establishes coherency in the activity complex. This might involve a minor change
in activity that ‘tweaks’ an existing lifestyle, or it might involve a major shift in the lifestyle
itself. Gerry’s brother Frank was forced to give up his plans to become a dentist when he
discovered that he found looking into people’s mouths revolting. He became an accountant
instead.
Thus, performance envelopes determine norms for an agent, and it is an important characteristic
of norms that there are typically many of them and they act in concert. For this reason we
describe the norms that apply to adaptive agents in terms of a norm matrix rather than in terms of
individual goals. This makes an important difference, because when faced with multiple norms
an agent must find the best balance between them. For cognitive agents in realistic contexts this
is the central, not the derivative, decision-making situation.
There is a further distinction that is important for understanding norms and agency, namely the
distinction between implicit and explicit norms. We can illustrate this difference in terms of
what Gerry does and does not know about his management problems. There are many features of
the operation of Gerry’s business that he doesn’t understand and consequently is unable to fix if
they go wrong. For instance, Gerry doesn’t realise that his personality grates on Sandra, and that
as a result she is working much less hard than she could. Gerry fails to detect this problem both
because he isn’t very good at reading Sandra’s state of mind, and also because he doesn’t have
any previous experience with hired staff on which to base expectations of productivity. On the
other hand there are other kinds of problems that Gerry can detect: Gerry can tell when the books
don’t balance, he knows when jobs aren’t completed on time and when customers complain, and
he knows that if he fouls up his tax forms he’ll be audited. Consequently, in analysing the
viability of Gerry’s business and the nature of his management problems, we can make a
distinction between norms that Gerry can identify and those he can’t. We shall refer to the norms
that Gerry can identify as his explicit norm matrix.
The explicit norm matrix is of enormous significance because it provides the steering
information for Gerry’s management decisions. Gerry’s ability to keep his business viable
depends on whether his explicit norms (balancing the books, completing jobs on time, etc.) guide
his actions well enough that they sustain the overall viability conditions of the business. If
problems develop that Gerry can’t recognise or take action to correct then the business may
cease to be viable.
The distinction between implicit and explicit norms also applies in non-human contexts.
Affective processes (aversion and reward) provide one of the fundamental steering mechanisms
for organisms, and we shall refer to the array of affective processes that an organism possesses as
its explicit norm matrix. Thus, hunger indicates that the animal’s feeding requirements are not
currently being met, while satiation indicates that at the moment they have been met. In this
respect, affect processes are explicit, not necessarily because they are conscious, but because
they provide a direct informational pathway for evaluating action. They do this by forming a
direct part of the neuro-anatomical control of motor action. On the other hand, the underlying
systemic conditions to which they correspond, e.g. inadequate cellular nutrition in the case of the
hunger signal, are typically not explicit for organisms; it takes a science of nutrition to uncover
the details of the nutritional requirements that underlie hunger.
By providing explicit norms, affective processes have wide-ranging effects on adaptive
interaction capacity. They permit behavioural flexibility by specifying goals for action rather
than specifying action directly (cf. Rolls 2000). They also serve as a mechanism for integrating
multiple factors in action production because many affective norms can apply to a given action,
and properties such as relative intensities allow comparison and trade-off amongst affective
signals. For example an animal might use relative intensity of thirst and hunger signals to
determine whether it seeks water or food in a particular context.x Furthermore, affective norms
allow organisms to learn about their implicit norms through processes such as stimulus
reinforcement association (Rolls 2000) and predictive reward learning (Montague and
Sejnowski 1994). Essentially these learning processes work by allowing an organism to associate
aspects of interaction with reward information, which is a fundamental requirement for skill
construction. Thus, norms play a fundamental role in interaction ability and the processes of
cognitive development.
3 At the threshold of self-directedness
3.1 Of mosquitoes, bumblebees and cheetahs
The concept of self-directedness is designed to capture the distinction between reactive and
anticipative forms of adaptiveness. Self-directedness involves the ability to acquire information
from interaction and to use it to modify performance so as to satisfy the agent’s norms. To
convey a clearer sense of what we mean by self-directedness we first contrast mosquito bloodhost search behaviour, which by our account is not self-directed, with cheetah hunting, which is
relatively strongly self-directed. We then turn to examining bumblebee foraging, which lies right
at the threshold of self-directedness.
Mosquitoes are morphologically relatively simple, and depend on a comparatively simple set of
niche relations to complete their life-cycle. One of the most important requirements of this lifecycle is that females acquire blood in order to produce eggs. Females locate blood hosts by
locating chemicals, including carbon dioxide, produced by blood hosts. The simple chemotaxic
process of flying in the direction of increasing carbon dioxide concentration brings a mosquito
into proximity with a blood host, whereupon feeding behaviour is initiated (Klowden 1995).
Cheetahs, on the other hand, are morphologically more complex and in particular have much
greater nutritional requirements and much more complex sensori-motor systems than mosquitos.
The niche relations they exploit are correspondingly more complicated, and most significantly
involve a number of variables to which mosquitoes are insensitive. For a mosquito, blood hosts
are common and indistinguishable; any blood host will do. In contrast, cheetahs must be highly
sensitive to both prey type and context. Large and dangerous animals can injure them, they can
expend too much energy trying to catch fast healthy animals, and different species and different
individuals have different flight/fight strategies, etc. For these kinds of reasons there are no
simple reliable signals that indicate suitable prey, comparable to the role carbon dioxide plays for
mosquitoes. Cheetahs must learn to recognise appropriate prey using complex, context-sensitive
discrimination honed by experience. Moreover, simply travelling in the direction of the prey is
unlikely to result in catching it. Cheetahs must tailor their actions to the behaviour of the prey by
stalking it and responding to its movements during the chase.
With respect to understanding self-directedness there are several noteworthy features of this
contrast. Most obviously, although both species are adapted – mosquitoes more widely so than
cheetahs – cheetahs have a greatly elaborated ability to shape their actions to the environmental
context. Furthermore, achieving this context-sensitivity crucially involves the ability to
coordinate many factors, simultaneously and over time. Whereas mosquito behaviour has a
highly modularised organisation in which each type of action, such as carbon dioxide tracking, is
governed by at most a few signals, cheetah behaviour is highly integrative; many kinds of signals
are used to shape action at any given time, and the response to particular types of stimuli is
context sensitive. For instance, when it is extremely hungry, a cheetah may attempt to catch
types of prey that it would ignore if it were less hungry. These processes of integration play a
key role in the context-sensitivity of cheetah behaviour, both because they can allow a given
action to be shaped by many sources of information, and because they permit the propagation of
information to many relevant activities. Learning is an important part of this. The sheer number
of interrelated factors involved in successful hunting, such as available cover, stalking distance,
prey speed and agility, means that cheetahs must learn many of the relevant relationships through
experience. For instance, learning to stalk to a sufficiently close distance depends on discovering
the relative speed and agility of the prey, and its characteristic sensory acuity.
Mosquitoes are not self-directed on our account because they don’t anticipate interaction
processes, and hence cannot modify their responses context sensitively. Instead, they react to
local stimuli with fixed behaviours. On the teleosemantic theory of intentionality mosquitoes do
anticipate, since the meaning of the CO 2 concentration signal is interpreted as something like ‘a
blood host in this direction’ (cf. Millikan 1989, 1993). This interpretation gives the impression
that mosquitoes anticipate that by flying up a CO2 gradient they will arrive at a blood host. Now,
there is a certain respect in which this interpretation makes sense. Because CO2 gradients often
enough culminate in a blood host, following them is an adaptively successful behaviour for
mosquitoes. However, there are other important respects in which it is highly misleading to
interpret mosquitoes as anticipating that a CO2 stream will culminate in a blood host.
One important problem is that there is no informational pathway active in the control of flight
behaviour that associates CO2 concentration with arriving at blood hosts. The blood search
process is organised in terms of serial action modules: CO 2 governs a particular parameter of the
operation of a particular behaviour module, namely the spatial orientation of flight. Proximity to
a blood host engages a separate feeding behaviour module. There is no process in the flight
module that connects these relationships. The connection is made through the environment,
which scaffolds the overall organisation of the interaction process, not by motor control
processes internal to the mosquito. In other words, there is nothing in the architecture of the CO2tracking module that primes it for culmination in proximity to a blood host as a specific event
amongst a variety of kinds of outcome that can occur. In this respect, no recognition of the
outcome is involved in the control of the action, and there is no learning about outcomes. Thus,
on the not unreasonable proposal that anticipation involves some form of expectancy derived
from experience, mosquitoes do not anticipate arriving at blood hosts. To be sure, it is an implicit
normative requirement (in the sense we characterised in §2.3) of the overall process organisation
of the mosquito life cycle that CO2-tracking results in proximity to blood hosts. Nevertheless, the
relationship between action and outcome is not explicitly differentiated by mosquitoes in the
control of action.
One way to pose this distinction is by looking at the processes by which the relations between
flight control and blood host location can be modified; specifically, either by mutation and
preferential selection or by external intervention in design. The key point is that the mosquito
itself cannot modify the relation.
Bumblebee flower foraging provides a biological example of how on-board modification of
action-outcome relations can occur. It is an example of a behavioural process that has a level of
complexity close to that of mosquito blood-host search, but with the important difference that
anticipations about the outcome of action do play a role in motor control, making bumblebees
minimally self-directed. Mosquitoes don’t need to explicitly anticipate the outcome of CO2guided flight behaviour because the adaptively significant relationship between CO2 and blood
hosts is stable. Populational adaptation has been sufficient to find and sustain a simple
correlation that is sufficiently adaptive. For bumblebees, however, the relationships between the
availability of flower types, flower colour, and nectar yields are both variable (over species,
times, and locations) and adaptively significant. In this case populational adaptation would be
unable to find the appropriate correlations rapidly enough for adaptive success because the
relations are spatially and temporally variable relative to the life cycle of bumblebees.
Differentiation of the correlations must be performed by a process that is more rapid than the rate
of change of the correlation, and is complex enough to carry out the cross-correlational signal
processing required to extract the relevant adaptive relationships. Bumblebees solve the problem
by learning when foraging. They sample the flower types within their range, then preferentially
visit those with an adequate nectar reward (Real 1991).
In so doing, bumblebees illustrate a simple ability to interactively differentiate an adaptively
relevant relationship and use it to modify behaviour. It is worth identifying some of the
capacities that underlie this ability (see Montague et al. 1995). Bumblebees possess:
i. An ability to differentiate environmental stimuli (colour of flowers, amount of nectar).
ii. An ability to differentiate the affective value of interactive relations (a preference for greater
nectar quantities, an ability to associate nectar quantity with flower colour).
iii. An ability to modify behaviour (modify the type of flower visited).
What makes bee foraging behaviour self-directed is the connection between the affective
evaluation of the outcome of flower visits and the modification of subsequent flower visitations.
The bees are capable of a very simple form of learning, specifically, a very simple form of
anticipation, constituted by the bias to fly towards flowers of a particular colour. Thus, after
learning, there is a significant sense in which the bee itself anticipates that visiting a flower of a
particular colour will result in reward.
3.2 Some implications for intentionality
Self-directedness depends on utilising and cross-correlating information. It therefore presupposes
some form of intentional content. However, self-directedness also imposes some constraints on
the nature of intentional content. In particular, such content must be interpretable by the system;
the system must be able to evaluate the information and relate it to other information, including
by cross correlation. This is a constraint that the teleosemantic theory of intentional content
doesn’t satisfy, because teleosemantic content is specified in terms of the organism’s selection
history, and organisms typically have no access to information about their selection history. So
organisms have no way of evaluating or cross-correlating teleosemantic content.
In this respect it is significant to note that the form of anticipation characterised above satisfies
the criterion for misrepresentation that preoccupies teleosemantics. A bee’s anticipations can be
wrong, since the particular flower visited may not have nectar, or not enough nectar. Moreover,
not only can they be wrong, the bumblebee can detect the error in the form of a reduced
gustatory reward from the flower. So the anticipation is a form of information which the
organism itself can evaluate.xi
It would take us beyond our current focus to develop a detailed theory of intentional semantics,
however several features relevant to such an account suggest themselves. The fundamental
adaptive problem that signal utilisation solves is the control of the nature and timing of actions
an organism performs. From this perspective the most natural way to interpret the information a
signal provides for an organism is in terms of the difference the signal makes to the actions the
organism performs. In the basic case, then, the norm that applies to information utilisation is, ‘is
the action performed successful?’, rather than, ‘does the signal correspond to the appropriate
object or external state of affairs?’ There are general adaptive reasons for preferring this
interpretation, since the success of action is more significant than accurately representing objects
or states of affairs. Moreover, an action’s success is something that organisms can and do
evaluate readily, whereas evaluating correspondence between representation and represented is a
task that is, at best, complex and resource intensive, frequently impractical and, especially
among simpler agents, often impossible.xii The success and failure of action is therefore likely to
play a more basic role in learning and cognition than is reference. Relating the fundamental form
of information to action gives information, partly via affect, a common currency that the system
can use as a means for relating multiple sources of information. This makes it information ‘from
the system’s perspective’, and thereby likely to be the basic form of information relevant to
cognitive processes.
To place the issue of cognitive relevance in perspective it is worth contrasting the standards for
attributing intentional content employed by teleosemantics with standards used in developmental
psychology. As articulated by Millikan, the raison d’être of teleosemantics is explaining
misrepresentation.xiii For example, in the case of the frog tongue-flicking behaviour the content
of the perceptual small-dark-moving-object stimulus is supposed to be ‘bug here now’. The fact
that frogs will also flick their tongues at bee-bee pellets can thereby be explained as a
misrepresentation, since in this case the stimulus doesn’t correspond to the type of object that
made the behaviour adaptive and resulted in its selection. But compare this attribution with a
situation in which a psychologist is attempting to determine the conceptual knowledge of a
young child. The psychologist shows the child a picture of a horse and a truck, and says, ‘which
one is the horse?’ Even if the child points to the horse, there is not yet enough evidence to justify
assuming that a picture of a horse means ‘horse’ to the child. The psychologist next shows the
child a picture of a horse, a cow, a pig and a dog, and again asks to be shown the horse. This
time, though, the child is uncertain. When the question is repeated the child points at the dog.
Now the evidence points in the other direction, suggesting that the child doesn’t properly
understand the concept of ‘horse’. To ensure that this isn’t a one-off error the psychologist
repeats the experiment a number of times, each time using different pictures of the same animal
types to control for the possibility that some feature of the pictures is confusing the child. If the
child tends to get it right most of the time then the psychologist is likely to interpret this as
meaning that the child does in fact understand the concept of horse, but makes occasional errors.
On the other hand, if the child makes persistent errors then the psychologist will take this as
evidence that the child doesn’t understand what ‘horse’ means. The child can differentiate fourlegged animals from vehicles, and associate the word ‘horse’ with the animals, but she can’t be
more specific than this.
Based on this kind of experimental methodology, a psychologist would not attribute the
representation ‘bug here now’ to a frog. Even though the frog gets it right on one kind of
discrimination task, the fact that the frog persistently gets it wrong on another similar task would
be sufficient for the psychologist to decide that the frog doesn’t really understand the concept of
‘bug’. We believe that the psychologist’s interpretation is preferable to the teleosemantic one
because it makes assumptions about the nature of intentional content that are more stringent and
better attuned to cognitive relevance. Specifically, the psychologist’s experimental methodology
assumes the following:
A. Intentional content should be attributed based on the actual discriminatory abilities of the
subject. If the representation is supposed to be of an object type, the subject should be
able to robustly identify the object type under a range of conditions, including against a
range of relevant contrasts.xiv
B. Consequently, it is important not to attribute more features to a concept held by the subject
than the subject can reliably differentiate. E.g. it might be argued that the child has a
relatively undifferentiated concept of ‘animal’ with which she associates the word
‘horse’, but not a concept of ‘horse’ per se.
C. Occasional error may be the result of misrepresentationxv, however persistent error is
evidence that the subject doesn’t have representational competency.
The problem with the teleosemantic interpretation of content is that it is unduly generous. In the
frog case teleosemantics attributes representation of an object type without requiring that the
subject be able to differentiate distinctive attributes of the object type or differentiate the object
type from contrasting object types. In this respect it is interesting to note that, using the looking
time methodology, Xu and Carey (1996) find that infants do not track the identity of objects by
type until after 10 months of age.xvi
With respect to self-directedness the most important fundamental issue concerns error. If
intentional content is to be in a form that is interpretable by the agent, then the agent must be
able to detect when the content is wrong. As we noted, the teleosemantic account cannot satisfy
this criterion, and its major claim to fame is that it solves the problem of the possibility of
misrepresentation! To appreciate the implications of this issue it is helpful to draw a comparison
with the internalist/externalist debate in epistemology.xvii Externalists claim that the justification
for belief is concerned with the nature of the process connecting the belief to its referent (which
need not be understood by the believer), whilst internalists require that the believer should
understand or have access to the warrant for belief. Although internalism is regarded by some of
its adherents as involving a stand against naturalist epistemologyxviii, Kitcher (1992) points out
that naturalist approaches need to characterise real world knowledge processes as self-correcting
in order to retain normative ambitions. But this means that epistemic norms must be accessible to
epistemic agents - at least in part - otherwise there could be no self-correction. The same
reasoning applies to naturalist theories of representation: the ability to learn about
representational content is an essential postulate for an adequate naturalist theory of
representation, and the ability to detect misrepresentation is required in order to learn about
content. Teleosemantics can provide no role for misrepresentation in cognition, and this is a
serious problem. It should be noted that the detectability-of-error criterion for content that we are
proposing does not imply that agents cannot misrepresent, it implies that if they do misrepresent
then they should be able to discover the fact. This is why persistent error is evidence, not of
misrepresentation, but of failure to represent.
4 Improving self-directedness
In this section we will look at how self-directedness improves, and some of the implications this
has for intentionality and high order cognition. In essence, self-directedness increases in strength
as the processes for targeting action become more sophisticated in the way they coordinate the
interaction process. As organisms become increasingly self-directed they are better able to
manage complex variable interaction processes, and begin to exhibit distinctively cognitive
processes such as choice and planning. This primarily occurs through increases in the ability to
anticipate and evaluate. Bees are only weakly self-directed because their capacity to form
anticipations is fairly limited. Stronger forms of self-directedness require more powerful learning
processes for forming anticipations.
Some kinds of interaction processes show nonlinear sensitivities, in that variation in any of a
number of factors may produce highly divergent interaction pathways, many of which have
effects that are not adaptive for the system. For example, a small mistake when a cheetah is
stalking a gazelle can alert the gazelle and allow it to escape. Tasks of this nature impose
particularly strong demands on an organism’s capacity for anticipation, since the organism must
initiate and be responsive to extended temporal patterns in interaction that involve many
interdependent factors.
Improvements in anticipation capacity allow the system to shape its actions over longer
timescales and with respect to more detailed, in some cases modal, information concerning the
the interaction process.xix As we saw in the bee example, evaluation plays an important role in
the process. Evaluative signals function to cross-correlate the control of action with the success
of its outcome.
A powerful interactive learning process called Self-Directed Anticipative Learning (SDAL)
can be generated by the coupling of anticipative and evaluative processes. SDAL is effective for
solving open problems, in which the nature of the task to be performed is not known in advance.
SDAL uses interaction to acquire information about the nature of the task and thereby improves
performance. The system learns from experience and modifies its behaviour, continually tracking
the success of subsequent modifications. As the system interacts it generates information that
allows it to construct anticipative models of the interaction process; in turn these anticipations
modify interaction, which allows the system to perform more focussed activity and generates
further feedback to the system. This feedback serves to evaluate the success of the anticipations,
whilst the anticipations themselves help the system improve its recognition of relevant
information and evaluate its performance more precisely. If the anticipations prove unsuccessful,
the system will hunt fruitlessly, but if they are even partially successful the system can
progressively improve its ability, bootstrapping its way to a solution.
An example of SDAL is the process by which cheetahs learn to hunt. Gaining the skills required
for successful hunting requires extensive learning, in which cheetahs evaluate their own
performance and use information from interaction to improve performance. As cubs, cheetahs
spend a great deal of time learning hunting skills by playing with siblings, chasing lizards, and so
forth. The mother facilitates this process by bringing small live prey, such as a hare, back to the
cubs, allowing them to practice chasing and killing techniques. As the cubs begin to mature they
accompany the mother on hunts and observe the real process first-hand. Even so, actual hunting
experience is required before proficiency is achieved; many juveniles, for instance, make the
mistake of initiating the chase from too great a distance. The hunting capacity of a mature
cheetah is thus a complex product of an extended history of mutual shaping between internally
generated action and the success and failure of the ensuing interaction processes.
Hunting is an integration problem: prey is caught only when a complex array of factors are
brought into coordination. Achieving this coordination requires detailed knowledge. To hunt
successfully cheetahs must differentiate many specific objects (such as the prey and obstacles)
and relations (such as distance to the prey and to flight/fight opportunities). Part of this
differentiation process involves recognising sources of error, such as startling the prey too early,
or tackling an animal that is too large. These differentiations are not simply given to a cheetah
perceptually, they are acquired through an extended interactive learning process, and they
concern interactive characteristics (alertness, speed, agility, aggressiveness, etc., relative to the
cheetah’s behaviour).
On our approach to intentionality, cognitive reference arises through these interactive
differentiation processes. Specifically, as part of the problem of coordinating complex interaction
processes, self-directed agents learn to differentiate specific states-of-affairs, objects, and object
types. Our hypothesis is that they do this by learning the effects these things have on interaction
processes. In this context it is worth briefly discussing a standard argument against associating
content with action, which is that representations might be used to indicate an open-ended range
of actions, depending on the circumstances. For example, representation of the presence a chair
might lead an agent to sit on it, stand on it to change a light bulb, use it to block the door, belt an
intruder over the head with it, break it up for firewood, and so on.xx This observation is supposed
to justify an in-principle separation of action and content, the idea being that, because
representations need not be associated with any specific actions, their content isn’t connected to
action at all. But the argument hardly justifies this conclusion. At most it shows that some
representations are relatively open with respect to action possibilities. But this does not mean
that they are disconnected from action. Cognitive agents learn to represent through interaction,
and even sophisticated representations are grounded in interaction relations.
The capacity to represent multiple action possibilities can be understood from an interactivist
standpoint by examining the nature of the developmental learning processes that give rise to
representation and concept formation. These learning processes involve, in part, the agent
partitioning interaction processes into increasingly finely differentiated categories by learning to
recognise important sources of influence on the nature of the interaction. A fundamental
distinction to be made concerns effects that arise from the agent versus effects that arise from
elsewhere. It is to be expected that evolution will impose biases on the developmental processes
of cognitive agents that facilitate differentiating objects, and important object and event types,
but this is should not be interpreted as evolution imbuing innate knowledge of those things (see.
Karmiloff-Smith 1992, who argues for this type of interpretation of cognitive development). Nor
will cognitive agents suddenly come to acquire concepts of event and object types as they are
encountered, or at some specific later point. For instance, a child’s concept of apples is acquired
progressively as the child learns what an apple looks like, feels like, tastes like, etc. A child does
this by interacting with apples, and as the range of interactive experiences increases, the child’s
concept of an apple gains increasing richness. Even after the stage when a child is able to use the
concept of apple appropriately in many circumstances, such as in normal conversation and at
lunchtime, the child may still be learning about the nature of apples. It comes as a pleasant
surprise to many children that apples explode nicely when hurled at brick walls.
A key feature of this learning process is a progressive shift from crude to increasingly fine
differentiation of interaction characteristics, linked to the child’s improving sensorimotor skills.
As learning progresses the child will gain enough information about the interaction
characteristics of apples to spontaneously associate apples with novel actions within a particular
range of action types, such as being able to know without specific experience that one can juggle
apples. Consequently the concept becomes less tied to specific action contexts.
However, this doesn’t mean that the child’s representation of apples is fundamentally separated
from action, it just means that the child knows enough about the interaction characteristics of
apples to relate apples to a particular range of sensorimotor skills. In other words, once the child
knows what an apple feels like to grasp and throw, the child can generalise by using apples in
new actions within the child’s range of grasping and throwing abilities. Nonetheless, the action
range within which a child can use a concept will show a high level of experience-dependency,
notwithstanding the fact that the child is able generalise to novel actions within the range. Thus,
although a young boy may, with no prompting or prior experience, throw an apple at a window
in order to break it, that same boy is extremely unlikely to know how to prepare a pork and apple
pie.xxi
Thus, the argument for divorcing content from action has the situation on its head. It is a very
important feature of representations that they can sometimes be used to indicate open-ended
action possibilities. But this doesn’t justify a fundamental, in-principle separation of action and
content. Our way of representing the world is experience-dependent. And, concept boundaries –
the ways in which an agent decides that something doesn’t belong to a category – are also
strongly related to action. If a person sees a chair and attempts to sit on it, but falls through thin
air onto the floor, the person is likely to decide that what they see isn’t really a chair. It might be
a hallucination, or a hologram. Similarly, if a child tries to bite into an apple and gets a mouth
full of wax, the child will probably decide that the object isn’t really an apple.
There are important reasons for preferring an interactivist account of reference of this type to
standard teleosemantic ones. We discussed one of the most fundamental earlier; interpreting
information in terms of action acknowledges and incorporates the fact that agents interpret
information and utilise it flexibly. Also, there is extensive empirical evidence that human
concepts have a highly interaction-oriented character. According to prototype theory, categories
are grounded in interaction properties as experienced from the perspective of the cognitive
agent.xxii Furthermore, the interactivist account fits well with evidence in developmental
psychology concerning the dynamical nature of cognitive development and the importance of
interactionxxiii, and with evidence in neuroscience concerning massive levels of activitydependency in neuronal organisation, and consequently very high-levels of experiencedependency in neuronal functional organisation. xxiv
For all the emphasis placed on representation and categorisation by most approaches, the
integrative aspects of intentionality are no less important. It is a mistake to assume that cognitive
integration processes occur as operations on atomistic representations; for the reasons discussed
in §2.3 and §3, integration is a more basic process than representation and in fact takes priority in
interaction and learning. Moreover, integration is a feature of high level cognition as exemplified
in the phenomenon of holistic situational awareness in highly skilled activities.xxv Playing
professional tennis, for example, is a highly cognitively demanding task that requires
considerable strategic skills and acute situational awareness. A player with clear physical
advantages, such as more powerful groundstrokes, can be outplayed by a player who is able to
shape the game so that those strengths are negated. One of the most cognitively demanding
aspects of professional tennis is that it requires highly developed anticipations concerning the
performance interrelationships of the game. Some of the kinds of things professional tennis
players must be able to anticipate include the differing characteristics of a baseline player as
opposed to a serve-volleyer, and the effects that playing on a grass or a rebound-ace or a clay
surface has on each style of play. The only way to acquire these anticipations, at least to a level
sufficient for being competitive, is through a long learning process involving experience of
actual game conditions.
The role of these anticipations is to focus action appropriately for the variety of conditions the
player will experience, and to facilitate the rapid localisation of success and error needed to adapt
effectively within a match. Note that although a novice player may have a conscious goal to win
a game, this goal has little anticipative content since the novice has no understanding of the kinds
of performance relations it involves. As a result, the novice flounders in a morass of unfamiliar
relations that must be somehow coordinated to play well. The unfamiliarity of the situation
means that the novice has little ability to recognise sources of error or to take well-directed
corrective measures, i.e. she cannot differentiate the adaptively relevant relations for the context.
In contrast, the professional player’s performance anticipations, built up through years of
coaching and match play, allow her to learn quickly about the opponent’s characteristics and
match her performance to their strengths and weaknesses. This may be as detailed as being able
to anticipate the likely direction of the serve at set point when the score is 30-40, or anticipating
that the opponent’s service game will be likely to crack under the pressure of a tie-break. The
professional’s anticipations help localise success and error by making salient important game
relations. For instance, if the opponent is attempting to disrupt the player’s baseline strategy by
frequently coming to the net, the player may counter by attempting some dramatic low
percentage passing shots which, if successful, may reduce the other players confidence and
create doubt about when to go the net.
5 Conclusion
This account of self-directed agents develops a perspective for drawing together diverse issues
involved in the evolution of cognitive agency, including intentionality. Here is a summary of the
main points of our account:
Autonomy: Adaptive systems are composed of networks of processes that are interdependent
and collectively self-sustaining and self-repairing. The theory of autonomy is an analysis
of the identity conditions for such systems. The concept of performance envelopes
provides a way of understanding the adaptive behaviour of autonomous systems from an
open-ended dynamical perspective rather than in terms of fixed task specifications.
Norm matrices: This in turn provides us with a radically different conception of norms to
etiological theory. The concept of a norm matrix identifies norms with conditions of
viability, and provides a way of characterising the fact that in realistic biological
conditions many norms are operative simultaneously. Adaptive interaction requires the
continuous satisfaction of many norms. An explicit norm matrix is the array of normative
conditions that an agent can explicitly recognise. In biological organisms, affect
processes provide the basic explicit norm matrix.
Anticipation and evaluation: Explicit norm matrices provide steering information for
behaviour, and in particular provide a basis for ‘on-board’ processes that modify actionoutcome relations. Evaluation allows an agent to assign an affective value to features of
interaction to modify performance accordingly, and to anticipate future outcomes.
Interactive differentiation: Organisms use signals to control the nature and timing of the
actions they perform. More complex intentional content arises from the information
processing involved in learning to recognise the various contributing factors to
interaction, tracking sources of success and error.
Self-directedness: Anticipation and evaluation combine to generate the capacity for selfdirectedness. Self-directedness involves the ability to acquire information from
interaction and use it to modify performance so as to satisfy the agent’s norms. As agents
become increasingly self-directed they are better able to manage complex variable
interaction processes, and begin to exhibit distinctively cognitive processes such as
choice and planning.
Self-directed anticipative learning: In certain circumstances anticipation and evaluation can be
mutually amplifying, as more focussed action and improved interactive differentiation
further improve anticipation and evaluation. We hypothesise that these powerful learning
processes play a central role in cognitive development. We further think it is likely that
reference and concept formation occurs through these processes as agents come to
differentiate object and event types in interaction.
Rather than attempting a simplistic unification of representationalist cognitive science and
adaptationist evolution theory, our account focuses on important adaptive issues that are likely to
have played a role in shaping the phylogeny of intelligence. It develops an account of intentional
agency that is grounded in biologically realistic adaptive problems, and which coheres well with
a number of strands of research in contemporary cognitive science, including autonomous agent
robotics, developmental psychology, cognitive psychology, and cognitive neuroscience.
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i
Addresses: Wayne Christensen, Philosophy, School of Humanities, Faculty of Arts, Australian
National University A.C.T. Australia 0200. Email: wayne.christensen@anu.edu.au. Cliff Hooker,
Department of Philosophy, University of Newcastle, Callaghan 2308, NSW, Australia. Email:
plcah@alinga.newcastle.edu.au. We would like to thank Mark Bickhard, John Collier and Bill
Herfel for constructive discussions. Jill McIntosh made numerous editorial suggestions which
have greatly improved the clarity of the paper and some of the content. CAH thanks the
Philosophy Department, Durham University, UK for generous hospitality during part of the
preparation of this paper.
ii Forming anticipations sounds cognitively sophisticated but, as in the case of bee foraging we
discuss below, it can occur through quite simple processes like operant conditioning. The ability
to form anticipations is most likely to have arisen in animal evolution through the specialisation
of more general capacities of neural systems for experience-based modification. Even the
simplest neural systems, such as the two-neuron tentacle withdrawal reflex in coelenterates, are
capable of habituation, so basic anticipative abilities like event expectancy and action priming
are not too difficult to achieve. For a discussion of neural mechanisms for anticipative learning
see Montague and Sejnowski 1994.
iii Christensen and Hooker 2000 develops an account of interactivist-constructivism (I-C) as an
approach to understanding intelligence. See also Bickhard and Terveen 1995; Christensen 2000,
ch.1. I-C is Piagetian in spirit, though not in detail. It emphasises the embodiment of intelligence,
and has philosophical connections with pragmatism and aspects of phenomenology. Perhaps
more importantly, though, I-C is designed to articulate a perspective on cognitive science and
philosophy of mind that reflects contemporary research focussed on dynamical interaction and
development. See e.g. Brooks 1991, Edelman 1987, Glenberg 1997, Hutchins 1995, KarmiloffSmith 1992, Lakoff 1987, Pfeiffer and Sheier 1999, Quartz and Sejnowski 1997, Smith and
Thelen 1993.
iv See Stotz and Griffiths (in press) for a critical analysis of evolutionary psychology that makes
this case.
v E.g. Griffiths and Gray 1994, Jablonka and Lamb 1995, Oyama 1985.
vi E.g. Beer 1995, to appear, Brooks 1991, Hendriks-Jansen 1996, Smith and Thelen 1993, van
Gelder 1995, 1998.
vii For example, proponents of evolutionary psychology argue that cognition will be highly
modularised because specialised cognitive modules will tend to out-compete generalist cognitive
modules. In a similarly general way Millikan argues that traits whose function is to represent will
be produced by evolution because other traits need to correlate their activity with the
environment in order to function properly. Both of these arguments are seriously weakened by
the fact that they make no reference to the underlying biological mechanisms involved.
Modularity has the strengths and weaknesses characteristic of any specialisation. Without
information about system possibilities and costs in relation to required tasks it is impossible to
specify what the possibilities and trade-offs are with respect to various modularising schemes.
(Cherniak 1986 provides an illuminating general discussion of these tradeoffs for human
memory: too little compartmentalisation and it takes too long to search a compartment, too much
compartmentalisation and it takes too long searching for the relevant compartment.) The problem
for evolutionary psychology is that without more information about neural architectural
possibilities, niche characteristics and developmental processes, it is simply impossible to
specify what the possibilities and trade-offs are with respect to cognitive modularisation. The
problem for Millikan is that without a more detailed account of how the interaction processes are
organised it is impossible to specify in any detail how system-environment correlations are
generated and whether they are mediated by structures appropriately thought of as
representations. We will discuss this further in the next section.
viii For similar arguments see Griffiths 1997, Stotz and Griffiths in press.
ix See Christensen and Hooker 2000, forthcoming, Christensen and Bickhard in press. A
reasonably comprehensive discussion of autonomy is Christensen, Collier and Hooker,
‘Autonomy’, which forms ch.2 of Christensen’s PhD thesis and is available at:
http//www.newcastle.edu.au/department/pl/staff/WayneChristensen/dissertation.htm
x Christensen and Hooker 2000, Raubenheimer and Bernays 1993, Rolls 2000.
xi See Bickhard 1993 for a theory of representation based on indication and system-detectable
error.
xii Insofar as the represented is taken to be the source of the signal, it is physically impossible,
since the source is in the past. It is usually assumed that the represented is a temporally persistent
object, but this will often not be the case, especially amongst simpler organisms. We thank Mark
Bickhard for pointing this out.
xiii See especially Millikan 1993, introduction.
xiv Deciding what counts as a relevant contrast is clearly crucial, but there is no a priori answer.
Which alternatives are relevant depends on the concept and the context of use. Clearly concept
possession cannot be required to rule out all logically possible contrasts, but equally clearly it
should rule out some contrasts in practice.
xv Or carelessness, or a misunderstanding of the question, etc.; what is important, however, is
that they all tend to be occasional, rather than consistent over time.
xvi This and related experiments are discussed in Hauser and Carey 1998.
xvii We thank Jill MacIntosh for drawing this to our attention.
xviii E.g. Fumerton 1988.
xix See further Christensen and Hooker 2000. For some of the neural mechanisms involved see
Montague and Sejnowski 1994. See also Glenberg 1997 for an interactivist interpretation of the
role of memory.
xx Cf. Millikan 1989, p.289-90.
xxi To put this in the terms we introduced earlier, concepts are closely associated with the
performance envelopes and norm matrices of the agent that apply in the interaction context.
Young boys have good performance envelopes for throwing, and consequently their concept of
apple can include a rich understanding of throwing potential. In contrast they generally have
poor cooking performance envelopes, and so little understanding of apples in relation to cooking
potential. Moreover, since they have a very limited ability to tell good cooking from bad, their
ability to learn about the cooking potential of apples is similarly restricted. Even though they
might memorise recipes involving apples, they won't be able to exercise judgement or improvise
in the way that a skilled chef can.
xxii
These include prototype effects themselves, namely the fact that often some members of
categories are treated as more typical than others, where what determines typicality is some
aspect of the agent’s physical makeup or interaction experience, such as treating primary colours
as more typical than non-primary colours, or treating robins as more typical examples of birds
than penguins (Lakoff 1987, Rosch 1973). They also include the phenomenon of basic level
categories, which, roughly, are categories most commonly used, have the simplest names, are the
first to be learned, and are distinguished by commonly experienced interactive attributes (Lakoff
1987, 46-7). Examples of basic level categories include dog, chair, book and car.
xxiii E.g. Glenberg 1997, Karmiloff-Smith 1992, Smith and Thelen 1993, Thelen 1995.
xxiv E.g. Christensen and Hooker 2000, Florence et al. 1998, Jones and Pons 1998, Quartz and
Sejnowski 1997.
xxv Cf. Merleau-Ponty’s (1962) account of intentionality. See also Dreyfus 1996 and Brown
1988.