arXiv:1911.06834v2 [hep-ex] 9 Dec 2019
Applied Antineutrino Physics 2018 Proceedings
T
his was the 14th installment of Applied Antineutrino Physics (AAP) workshop series, and marked the second occasion the
meeting has been held in Livermore, California. With more than 70 registered attendees, this iteration of the workshop
generated great interest, speaking to the vitality and activity of this technical community. The program included many
advances in the near and far field detection projects, new detection concepts, and discussion of flux predictions, the reactor
anomalies, and antineutrino monitoring use cases. All presentations from the workshop are available at the following address
https://neutrinos.llnl.gov/workshops/aap2018.
We gratefully acknowledge support from Lawrence Livermore National Laboratory∗ , the Nuclear Science and Security
Consortium, and Hamamatsu.
The AAP 2019 workshop will be hosted by Sun Yat-sen University in Guangzhou, China during December of 2019.
∗
Lawrence Livermore National Laboratory is operated by Lawrence Livermore National Security, LLC, for the U.S. Department of Energy, National Nuclear Security Administration under Contract DEAC52-07NA27344. LLNL-PROC-792757. Cover photo LLNL-PHOTO-760101.
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Contents
The PROSPECT Experiment - H. P. Mumm
4
SoLid Neutrino Detector for Reactor Monitoring - M. Verstraeten
5
Result of MiniCHANDLER - J. Park
7
Status of NEOS experiment - B. Han
9
Status of the DANSS project - Y. Shitov
12
The first observation of effect of oscillation in Neutrino-4 experiment on search for sterile neutrino - A. P.
Serebrov
14
Investigation of the ILL spectra normalization - A. Onillon
16
Overview and Status of Short Baseline Neutrino Anomalies - G. Karagiorgi
18
Reactor neutrino monitor experiments in Japan - K. Nakajima
20
Status of the Neutrinos Angra Experiment - P. Chimenti
22
The VIDARR ν̄-Detector - J. Coleman
24
Water Cherenkov Monitor for Antineutrinos (WATCHMAN) - M. Askins
26
SuperK-Gd - L. Martí-Magro
28
The Versatile Test Reactor Overview - T. Hill
30
Nuclear explosion monitoring: Can neutrinos add value to the global system? - R. Carr
32
Ricochet and Prospects for Probing New Physics with Coherent Elastic Neutrino Nucleus Scattering - J.
Johnston
34
Plastic Scintillator Development at LLNL - A. N. Mabe
36
BNL Material Development - M. Yeh
38
Large-Scale Water-Based Liquid Scintillator Detector R&D - G. D. Orebi Gann
40
Near-surface backgrounds for ton-scale IBD detectors - M. P. Mendenhall
42
Exploring anti-neutrino event selection and background reduction techniques for ISMRAN - D. Mulmule 44
Directional Detection of Antineutrinos - D. L. Danielson
46
Truthiness and Neutrinos; A Discussion of scientific truth in relation to neutrinos and their applications J. Learned
48
2
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Presentations at AAP 2018
Day 1
Introduction: Antineutrino Engineering Approaches. J. Lund (SNL, Ret.).
PROSPECT: a Precision Oscillation and Spectrum Experiment. H.P. Mumm (NIST).
The STEREO Experiment. H. Almazan (MPIK).
SoLid Reactor Neutrino Detector. M. Verstraeten (University of Antwerp).
MiniCHANDLER Result. J. Park (Virginia Tech).
Status of NEOS II. B. Han (KAERI).
Status of the DANSS Experiment. Y. Shitov (JINR).
Reactor Antineutrino Spectra. A. Hayes (LANL).
Reactor Antineutrino Flux Predictions - Nuclear Data. A. Sonzogni (BNL).
Investigation of the ILL Spectra Normalization. A. Onillon (CEA).
Overview and Status of Short Baseline Neutrino Anomalies. G. Karagiorgi (Columbia).
Reactor Neutrino Monitor Experiments in Japan. K. Nakajima (University of Fukui).
Status of the Neutrinos Angra Experiment. P. Chimenti (Universidade Estadual de Londrina).
VIDARR. J. Coleman (University of Liverpool).
AIT-WATCHMAN. M. Askins (LBNL and UCB)
The Design of JUNO and it’s Current Status. W. Wang (Sun Yat-sen University).
SuperK-Gd. L. Marti-Magro (ICRR).
Day 2
Safeguards Policy Overview. G. Anzelon (LLNL).
Antineutrino Detection Use Case Overview. P. Huber (Virginia Tech).
Versatile Test Reactor (VTR) Overview. T. Hill (ISU/INL).
Nuclear Explosion Monitoring: An overview of the global monitoring system. M. Foxe (PNNL).
Explosion monitoring: What can neutrinos add to the global system? R. Carr (MIT).
COHERENT. B. Cabrera-Palmer (SNL).
CONUS. J. Hakenmüller (Max-Planck-Institut).
Prospects for reactor monitoring using noble liquid detectors. J. Xu (LLNL).
CONNIE. J. Estrada (Fermilab).
Ricochet. J. Johnston (MIT).
NuLat. J. Learned (University of Hawaii).
LLNL Materials Development. A. Mabe (LLNL).
BNL Materials Development. M. Yeh (BNL).
Large-scale WbLS Detector R&D. G. Orebi Gann (UC Berkeley and LBNL).
On-Surface Background Studies. M. Mendenhall (LLNL).
Antineutrino Directionality R&D. Daine Danielson (LANL).
Distributed Imaging for Liquid Scintillation Detectors. G. Gratta. (Standford University)
SVSC: Development Towards a Compact Neutron Imager. J. Brown (SNL).
Constraining on the Solar ∆m2 using Daya Bay and RENO. S. Seo (IBS).
Meeting Summary. J. Maricic (University of Hawaii).
Next AAP Workshop. W. Wang (Sun Yat-sen University).
Material provided to AAP from participants unable to attend.
The first observation of effect of oscillation in Neutrino-4 experiment. A. Serebrov (NRC KI PNPI).
The Development of Low Threshold Dual Phase Argon Detector for CEνNS. China Dual Phase Argon Working Group.
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The PROSPECT Experiment
H. Pieter Mumm on behalf of the PROSPECT Collaborationa,2
a
National Institute of Standards and Technology
The Precision Reactor Oscillation and Spectrum Experiment,
PROSPECT, is designed to both perform a reactor-model independent search for eV-scale sterile neutrino oscillations at meter-long
baselines and to make a precise measurement of the antineutrino
spectrum from a highly-enriched uranium reactor. To meet these
goals, PROSPECT must be realized as a compact detector able to
operate with little overburden in a high background environment. As
such, PROSPECT also serves as an excellent test case for near-field
reactor monitoring. This proceeding briefly describes the design,
first data, and characterization of the PROSPECT antineutrino detector from the monitoring perspective.
W
e now have a coherent picture of neutrino flavor mixing
with recent measurements providing a precise determination of oscillation parameters in the 3-neutrino model.
However, anomalous results in both the reactor ν e flux and
spectrum have provided hints that this picture is incomplete.
Reactor ν e experiments observe a ∼6 % deficit in the absolute
flux when compared to predictions (1, 2). This deficit, the
“reactor antineutrino anomaly”, has motivated the hypothesis of oscillations involving a sterile neutrino state (3, 4). In
addition, measurements of the reactor ν e spectrum by θ13
experiments observe notable spectral discrepancies compared
to prediction (5–7), indicating deficiencies in current prediction methods and/or the nuclear data underlying them.
The Precision Reactor Oscillation and Spectrum Experiment,
PROSPECT (8), was designed to comprehensively address
this situation by simultaneously searching for ν e oscillations
at short baselines and making a precise ν e energy spectrum
measurement from a highly-enriched uranium (HEU) compact
reactor core. A precision measurement of the 235 U spectrum
constrains predictions for a static single fissile isotope system,
providing a measurement complementary to those at commercial power reactors with evolving fuel mixtures. Determining
the relative ν e flux and spectrum at multiple baselines within
the same detector provides a reactor-model independent search
for sterile neutrino driven oscillations in the parameter space
favored by reactor and radioactive source experiments. These
measurement goals necessitate that PROSPECT be realized
as a compact detector able to operate with little overburden (< 1 mwe) in a high background environment. As such,
PROSPECT also serves as an excellent test case for near field
reactor monitoring.
The PROSPECT Detector
PROSPECT is located at the High Flux Isotope Reactor
(HFIR) at Oak Ridge National Laboratory (ORNL) ḢFIR
is a HEU reactor with a nominal power of 85 MW and a
very compact geometry (diameter of 0.435 m and height of
0.508 m) making it an excellent match to the PROSPECT
physics goals (9). The PROSPECT detector consists of a single 2.0 m × 1.6 m × 1.2 m rectangular volume containing 4000
https://neutrinos.llnl.gov/workshops/aap2018
Fig. 1. A cutaway view of the PROSPECT detector. The inner detector, inside the
acrylic tank (rose), is segmented into grid by reflective optical separators. Each
segment viewed by PMT housings (beige) on either end. The housings and grid are
supported by acrylic segment supports (light green). The acrylic tank is surrounded
by borated polyethylene (purple) and a secondary aluminum tank (light gray).
liters of 6 Li-doped liquid scintillator (LS) accessing baselines
in the range 7 m to 13 m from the reactor core. The active LS
volume is divided into 154 (14 by 11) equal volume segments;
each segment is 117.6 cm in length and has a 14.5 cm × 14.5 cm
square cross-sectional area. This optical grid is formed from
low-mass, highly specularly reflective optical panels held in
position by white 3D-printed support rods. The hollow center
of these rods provides calibration-source access throughout
the detector volume. Each segment is viewed on each end by a
single 5 inch Photomultiplier Tube (PMT)-light concentrator
assembly enclosed in a mineral oil filled acrylic housing. The
design of the separators and PMT housing limits optical cross
talk between segments to less than 1 %. PMT signals are
recorded using a 250 MHz 14-bit waveform digitizer. In the
nominal operating mode an above-threshold (≈5 photoelectron) signal from both PMTs in a single segment is required
to trigger zero-suppressed readout of the full detector. Trigger rates of roughly 30 kHz and 5 kHz are observed during
reactor-on and reactor-off running respectively. Surrounding
the active region of the detector are multiple layers of hydrogenous material, high density polyethylene (HDPE) and
water bricks, boron doped HDPE, and lead shielding to reduce
both local reactor related backgrounds and, importantly, those
originating from cosmogenic sources. A representation of the
PROSPECT detector is shown in Fig. 1. A detailed description
of the PROSPECT experiment can be found here (10).
PROSPECT detects antineutrinos via the inverse betadecay (IBD) reaction on protons in the liquid scintillating
target. The positron carries most of the antineutrino energy
and rapidly annihilates with an electron producing a prompt
2
E-mail: prospect.collaboration@gmail.com
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signal with energy ranging from 1 MeV to 8 MeV. The neutron,
after thermalizing, captures on a 6 Li or H nucleus, with a typical capture time of 40 µs. The correlation in time and space
between the prompt and delayed signals provides a distinctive ν̄e signature, greatly suppressing backgrounds. 6 Li was
chosen in favor of the more established gadolinium, because
PROSPECT is a compact highly-segmented detector, γ-rays
will generally interact in multiple segments or escape the detector entirely leading to detection efficiency variations. Similarly,
because of the need to operate in a high background environment, a capture signal composed entirely of γ-rays would lead
to a lack of discrimination from high γ-ray backgrounds. In
contrast, neutron captures on 6 Li produce well localized energy depositions via an alpha and triton. As this capture only
yields heavy charged particles, a pulse-shape discriminating
6
Li liquid scintillator is able to separate neutron captures from
background γ-ray events reducing the likelihood of random
coincidences. To fully take advantage of these features, the
PROSPECT collaboration developed a novel 0.08 % 6 Li by
mass-doped liquid scintillator (LiLS). In addition to the above
event selection criteria, topology cuts vetoed events with extra
energy deposits not associated with the segments containing
the positron and neutron signals. However, such cuts lose
effectiveness near the edge of the detector due to events physically spanning the active boundary. As a result, the rate
of IBD-like backgrounds that pass all cuts in the outermost
segments is 10-100 times that of the innermost segments. This
motivates the use of a "fiducial" region such that accepted
IBD events must originate in an inner volume (removing the
outermost segments and ends of each segment close to the
photomultipliers (PMTs). The combination of time and space
correlations, localized capture signal, particle identification of
both the prompt and delayed signal, and topology provides
PROSPECT with excellent background rejection capabilities
and makes possible the demonstration of an excellent signal to
background in a minimally-shielded surface-deployed neutrino
detector.
Fig. 2. The prompt energy spectra for the first 24 hours each of data with reactor on
and off. Both spectra show prominent structure related to cosmogenic backgrounds,
but the difference between the two data sets has the expected general shape of a
reactor ν e spectrum and illustrates the excellent signal to background achieved.
fit uses an energy response model with two LS nonlinearity
parameters, one photo-statistics resolution parameter, and
one absolute energy scale parameter. Nonlinearities for the
best-fit model are ≈20% over the relevant energy range and,
in spite of being a highly-segmented detector, an excellent
photostatistics energy resolution of 4.5% at 1 MeV is achieved.
To extract IBD event rates and spectra, accidental coincidences are subtracted run-by-run during both reactor-on and
reactor-off periods with little statistical uncertainty using a
pre-prompt window from 12 ms to 2 ms. Correlated cosmogenic backgrounds, dominated by fast neutron interactions,
are determined using statistically balanced background data
acquired during reactor-off periods. Spectra are scaled by less
than 1% to account for variations in atmospheric pressure. Between prompt reconstructed energies of 0.8 MeV and 7.2 MeV
the reactor-on data yields 771 detected IBDs per day, with a
signal-to-background ratio (S:B) of 2.20 and 1.32 for accidental
and correlated backgrounds, respectively. This excellent signal
to background is well illustrated in Fig. 2.
Characterization and Performance
Conclusion
PROSPECT has been extensively characterized through a
combination of calibration sources deployed within the optical
grid support rods, i.e. 137 Cs, 22 Na, and 60 Co, and 252 Cf, and
natural backgrounds such as detector-intrinsic (219 Rn, 215 Po)
correlated decays from 227 Ac deliberately dissolved in the LS,
(214 Bi, 214 Po) correlated decays from 238 U, and background
neutron captures on hydrogen an chlorine. Detector response
stability and uniformity are demonstrated via examination
of reconstructed physics quantities as a function of time and
segment number. Reconstructed energy and energy resolutions
are seen to be stable to within ≈1% and ≈10%, respectively,
over all times and segments. Similarly, reconstructed longitudinal positions and uncertainty are stable to within ≈5 cm
and ≈10% respectively.
The energy scale, nonlinearity, and resolution are established via a simultaneous fit to the measured spectra of the
137
Cs, 22 Na, and 60 Co sources deployed at segment centers
throughout the detector in combination with a convenient
high-energy β spectrum from the γ-ray correlated decay of
cosmogenically produced 12 B that is uniformly distributed
throughout the detector. More recently the multiplicity of
segment hits has been incorporated into the fit as well. The
The surface-deployed PROSPECT experiment has observed
reactor ν e produced by a nearly pure 235 U fission reactor
over several reactor-on cycles. The current signal selection
criteria provide a ratio of 1.32 ν e to IBD-like cosmogenic
backgrounds, as well as the capability to identify reactor state
transitions to 5-σ statistical confidence level within 2 h. The
dimensions and design of the PROSPECT detector are such
that they will inform fully portable and scalable designs. These
characteristics and performance demonstrate the feasibility of
on-surface reactor ν e detection and the potential utility of this
technology for reactor power monitoring (11–13). Furthermore,
PROSPECT will serve as a platform for detailed background
studies into the future. Finally, a comparison of measured
IBD prompt energy spectra between detector baselines has
provided no indication of sterile neutrino oscillations and
disfavors the reactor antineutrino anomaly best-fit point at
2.2σ confidence level and constrains significant portions of
the previously allowed parameter space at 95% confidence
level (14).
Verstraeten
ACKNOWLEDGMENTS.
For full acknowledgements please see
https://prospect.yale.edu
5
SoLid Neutrino Detector for Reactor Monitoring
Maja Verstraetena,1
a
Universiteit Antwerpen, Antwerpen, Belgium
The SoLid experiment will measure the dependence of the ν̄e flux
to distance and energy, at very short baseline from the reactor core.
This to deepen our knowledge of the reactor neutrino spectrum and
to asses the reactor neutrino anomaly. SoLid is operating a 1.6 ton,
highly segmented detector at 6-9m stand off from the compact core
of the 60 MW BR2 reactor of the Belgian Nuclear Research Centre. To
accomplish the challenging measurement in the high radiation environment - close to the nuclear reactor core and at the earth’s surface a novel detector design was developed. An innovative, hybrid scintillator technology combines PVT and 6 LiF:ZnS scintillators into a unit
cell of 5x5x5 cm3 , in order to reach excellent particle identification
and energy reconstruction. The detector technology can serve nonproliferation purposes. A sensitive monitoring of the neutrino flux
allows assessing the core composition and thermal power output of
a nuclear reactor, without interfering with its operation.
SoLid | oscillation | short baseline | plastic scintillator | monitoring
N
eutrinos possess unique capacities concerning nuclear
safeguard monitoring; neutrinos cannot be contained
to a nuclear reactor site, they are unaffected by particular
test conditions and they are specific to the type of fission.
Measuring the reactor neutrinos gives critical insight in the
operation conditions of a nuclear reactor. The composition of
the reactor fuel after refueling, change in the operational status
over time and production of isotopes can be deduced. Even if
access to the reactor facility is denied. Precise measurement of
the fuel spectrum requires adequate and convenient neutrino
detectors.
BR2 reactor at SCK•CEN
To determine a reactor’s operational status, based on the
characteristics of the neutrino output, a detailed reference
measurement of the neutrino energy spectrum is required.
Currently, unexpected spectral features around 5MeV were
observed by long baseline reactor experiments using common
fuels (235 U, 238 U, 239 Pu, 241 Pu), which are correlated with
reactor power and fuel composition (16), stressing our lacking
understanding of the reactor neutrino spectrum,.
The SoLid detector is operated near the Belgian reactor
2 (BR2) at the SCK•CEN. BR2 has an uncommon fuel of
highly enriched (>90%), pure 235 U. This single fuel isotope
is of particular interest for the nuclear physics community to
asses the 5 MeV distortion. The research reactor is highly
suited for a short baseline oscillation search (17). The twisted
core design results in a small core diameter (≈ 0.5 m), ensuring
very little position smearing. The detector is positioned on
axis with as closest stand off only 6,4 m from the compact
core. We cover a baseline up to 9 meter.
The simulation of the reactor core is developed, in close
cooperation between BR2 reactor team and SoLid. The core’s
ν̄e spectrum for each cycle, i.e. for a given fuel loading map and
operation history is required. The SCK•CEN team modeled
the BR2 core with the Monte Carlo transport code MCNPX
coupled to CINDER90 (18). The SoLid working group on the
reactor ν̄e spectrum adds strong expertise on calculation of the
antineutrino spectrum using both conversion and summation
method (19). Systematic errors will be associated with the
emitted antineutrino spectrum.
SoLid neutrino detector
Reactor monitoring, and more specifically safeguard monitoring in hazardous areas, demands compact and highly efficient
neutrino detectors. High resolution of the energy spectrum
is required to assess the fuel composition. The construction
of the detector itself has to be inert and robust. Smooth
operation and remote monitoring should limit and simplify
intervention with the detector to the minimum.
The SoLid collaboration designed and built a highly voxelized, hybrid scintillator, antineutrino detector - a novel detector technology (15). The complete detector is enclosed in a
shipping container which facilitates transport (see figure 3).
The detection is based on non flammable, solid scintillator
technology. High segmentation of the scintillators renders a
high position -and energy resolution of the neutrinos. An
in-situ, fully-automated calibration robot allows to make an
absolute measurement of the detection efficiency and enables
to calibrate the energy scale at percent level. The SoLid detector proves itself useful for reactor monitoring. The experiment
will provide a reference measurement of the neutrinos from
highly enriched 235 U.
https://neutrinos.llnl.gov/workshops/aap2018
Fig. 3. Schematic view of the detector and passive shielding in Geant4 (20).
The space in the reactor hall is sufficient for a relatively
compact, above-ground detector and modest passive shielding.
With 10 m.w.e. overburden, the atmospheric backgrounds
1
On behalf of the SoLid collaboration.
Correspondence: maja.verstraeten@uantwerpen.be
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are challenging. Radioactivity measurements show that the
intrinsic background is low compared with other candidate
sites. The reactor is powered about half the year around
60 MW, in 1 month cycles. The intermittent reactor off
periods allow for an accurate background determination and
calibration campaigns. Phase 1 of the experiment, which
has 1,6 ton active mass, is scheduled to run for around 3
years. Efficient signal tagging is required in order to reach the
experiment’s physics aim in this period.
Detector specifications
Neutrinos interact with the detector volume via inverse beta
decay (IBD), resulting in a positron and a neutron that
are correlated in time and space. To optimally detect and
discriminate both particles, two solid scintillators are joined
(21). Cubes of Polyvinyl-toluene (PVT) act as a scintillator
for the positron prompt signal (see figure 4). PVT offers high
light output and a linear energy response, from which both
the location and the energy of the neutrino interaction can be
determined.
is coupled to a mirror, whilst the other is connected to a
second generation Hamamatsu silicon photomultiplier. The
3200 readout channels result in an enormous datarate of 3
tbps (23). It is handled by neutron triggers, which count
peaks in a rolling time window, and a sophisticated online
data reduction. The 3D topological information obtained by
the cubes is the strength of the SoLid detector. The segmentation gives the high position and energy resolution, needed
for precise oscillation pattern measurements. Due to the neutron thermalization, the IBD’s positron and neutron signal
have a characteristic position and time difference. The cubes
allow discrimination of the IBD signature over the prominent
backgrounds.
Automatic Callibration
Before installation, the performance and quality of each detector plane was checked with an automated calibration system,
which placed gamma -and neutron sources in front of each
cube separately (24). The channels’ amplitude response is
calibrated to high quality, with a spread of ∼1,4%. Different
sources prove a high linearity over a wide energy range, which
combined with the pure 235 U fuel gives a strong handle on the
neutrino energy spectrum measurement.
In situ, a second calibration robot is installed in the container. The robot sits on a rail system above the detector.
Between two modules a gap can be opened. The robot can
freely manoeuvre a calibration source in the gap, such that
the whole module can be calibrated. A homogeneous response
is achieved for the highly segmented detector. The lightyield
is higher than expected with more than 70 pixel avalanches
per MeV deposited. The homogenous neutron reconstruction
efficiency is above 75% during commissioning.
Data taking
Fig. 4. Principle of ν̄e detection in cells of combined scintillator. wavelength shifting
fibres placed in perpendicular orientations collect the scintillation light.
Sheets of 6 LiF:ZnS(Ag) are placed on two faces of each
cube to detect the neutron. After thermalization, the neutron
can be captured by a 6 Li nucleus. This reaction produces
an alpha and a tritium nucleus, sharing 4.78 MeV of kinetic
energy. Both are highly ionizing and deposit all their energy
within the sheet, scintillating in the ZnS(Ag) microcrystals.
Crucially, this scintillation timescale is considerably slower, at
O(1) µs, than all other scintillation signals in the detector,
at O(1) ns. The ZnS(Ag) signals are characterised by a set
of sporadic pulses emitted over several microseconds. With
a waveform sampling of 40MHz, Pulse shape discrimination
(PSD) can be used to identify and discriminate the signals
with high efficiency and purity.
Each cell of a 5×5×5 cm3 PVT cube with two 6 LiF:ZnS(Ag)
sheets is wrapped in reflective Tyvek for optical insulation
(22). The cells are arranged in 50 planes of 16 by 16 cells,
split in five modules of ten planes each. The scintillation
light is guided from the cells towards sensors by an orthogonal grid of wavelength shifing fibers. One end of the fiber
Park
Since February, SoLid is in highly stable data taking mode, for
both reactor on and off periods. Physics variables are available
online which allow complete remote monitoring. The SoLid
Data Quality Management (SDQM) is automated. Updates
of monitoring variables are regularly sent by the automatic
Solid Message System (SMS). In case stable data taking is
obstructed, alerts are prompted to contact persons. The detector shifts are very convenient and user friendly. With ongoing
data taking, preliminary rate monitoring is performed. A
significantly higher IBD-like rate during reactor on is observed.
The rate of accidentals, comprising the background is very low.
For IBD like events, the time difference between prompt and
delayed signal is consistent with the capture of the thermalised
neutron and the spatial separation is as expected.
Conclusion
SoLid successfully deployed a new detector technology. A
1,6 ton detector was commissioned end of 2017. The container
design is well suited for rapid deployment. The operation is
smooth and remote shifts simplified to the minimum. Automatic calibration with radioactive sources provides precision
data for sterile search and spectrum measurement. SoLid is
taking good quality physics data and observes IBD-like events.
The analyis is further developed. The detector technology
is applicable for non proliferation purposes like non invasive
reactor monitoring.
7
Result of MiniCHANDLER
Jaewon Park for CHANDLER collaborationa,1
a
Center for Neutrino Physics , Department of Physics , Virginia Tech, Blacksburg, VA
There have been hints of sterile neutrino from reactor and source experiments. Reactor neutrino oscillation can be observed at 5-10 m
baseline if such sterile neutrino exists. CHANDLER was designed to
detect inverse beta decay (IBD) using 6 Li-loaded ZnS sheet and scintillator cubes. Such design gives clear neutron identification and
detector granularity, which are critical to observe IBD in the high
background environment. MiniCHANDLER is a prototype detector,
that collected data from North Anna Power Plant in 2017. The result of MiniCHANDLER was presented. It has also demonstrated the
CHANDLER technology can be used for reactor monitor for nuclear
nonproliferation.
Sterile neutrino | reactor antineutrino | nuclear nonproliferation
Introduction
Antineutrinos from nuclear reactor undergo inverse beta decay
(IBD), ν̄e + p → n + e+ , where neutron is thermalized and
is captured later. Reactor antineutrino experiments utilize
the coincidence of prompt positron and delayed neutron signals. Sterile neutrino search or reactor monitoring detector
is located at ≈ 5 – 15 m from reactor core. The main challenge is overwhelming backgrounds from fast neutron since
the detector at the surface is minimally shielded. In order
to defeat the high backgrounds, fine detector granularity and
pure neutron tagging are demanded. CHANDLER uses 6 Li
for neutron capture target. Neutron capture on 6 Li produces
a triton and an alpha that range out in a very short distance.
Thin sheets of 6 Li-loaded ZnS scintillator are alternated with
scintillator cube layers. Neutron signal is identified by pulse
shape discrimination (PSD) because ZnS has ≈20 times longer
scintillator decay time than scintillator cube.
Scintillator cube has a dimension of 6.1 × 6.1 × 6.1 cm3 .
Such granularity allows us to use the tight spatial correlation
between prompt and delayed signals to reject backgrounds.
Most positron from IBD stops in a cube and prompt and
delay signals are mostly within 1 or 2 cube distance. The fine
detector granularity furthermore helps to look for two 511 keV
gammas from positron annhiliation.
MiniCHANDLER Detector
MiniCHANDLER is a prototype detector of CHANDLER. It
uses Eljen EJ-260(25) wavelength shifting (WLS) scintillator
for scintillator cube. A layer of tightly packed scintillator cubes
forms a Raghavan Optical Lattice (ROL)(26). MiniCHANDLER has 8 × 8 cubes in a layer. Light produced in a cube is
transported by total internal reflection in X and Y directions
along the row and column of cubes. The MiniCHANDLER
consists of 5 layers of 8 × 8 cube array. Total 80 two-inch
PMTs are located in X and Y sides of detector to read light
from ROL.
Neutron detection sheet is Eljen EJ-426(27), which is a homogeneous mixture of lithium6-flouride (6 LiF) and zinc sulfide
phosphor (ZnS:Ag). The neutron sheets are placed between
each scintillator layers and top and bottom of the detector.
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6
Li-loaded ZnS sheet is made as thin sheet so the scintillator
light produced in the sheet can easily escape from the sheet.
After this light entering into the scintillator cube, it is absorbed and reemitted by WLS process, then it is transported
to PMTs by total internal reflection. Since the sheet is placed
between scintillator layers, the light can propagate both sides
of the sheet. A neutron capture on the sheet can be seen as
either single or double layer light. PMT pulses are further
amplified and get widened using 25 ns shaping time before
they are fed into 16 ns waveform digitizer (CAEN V1740).
All the electronics and the MiniCHANDLER are installed
in a small trailer, also known as Mobile Neutrino Lab. This
detector technique with mobility and fast deployment can be
used in reactor monitor for nuclear nonproliferation. Mobile
Neutrino Lab was deployed at North Anna Nuclear Power
Plant from June 15, 2017 to November 2, 2017, which yields
48 days of reactor-on and 24 days of reactor-off data for IBD
analysis.
Calibration
PMT HVs are tuned based on muon peak positions before
taking physics data. Cosmic muon makes about 12 MeV energy
deposit when it transverses the cube. Since the background
rate is low in this energy region and the shape of spectrum is
a slowly varying exponential distribution, a distinctive peak
from cosmic muon appears in the spectrum of each channel.
Data is taken as 59 minute long run repeatedly for monitoring,
calibration and processing convenience. Small variation of
PMT gain is observed via muon peak position in each run,
and it is later corrected on offline data.
Vertical muon sample from whole data is used to understand
the light profile of ROL. Position of hit cube is well determined
from vertical muon. Attenuation curves are obtained from
all 64 cube locations and later used for energy reconstruction.
These attenuation curves are also cross-checked with ones from
sodium source Compton edge study. In the light profile of the
vertical muon, small signal can be seen in neighboring channels
due to unchanneled light and electronics crosstalk. The light
profile from vertical muon is used for energy reconstruction as
well as smearing simulation data.
Event Reconstruction
High purity neutron tagging is one of critial requirements to
observe IBD event in high background environment. Basic
neutron PID is a ratio of area under pulse to pulse height. High
value of neutron PID will select neutrons but PMT flashes
occasionally mimic neutron signals. Waveforms are compared
with electron-like and neutron-like waveform templates to reject PMT flashes. Two corresponding χ2n and χ2γ are calculated
using coarse 6 regions of a waveform.
2
To whom correspondence should be addressed. E-mail: jaewon.park@vt.edu
Applied Antineutrino Physics 2018
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December 11, 2019
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40
El>100keV
El>50keV
30
Δχ2
From IBD simulation, IBD events are mostly low cube multiplicity events. Prompt energy reconstruction is performed
per scintillator layer looking for cube energies that are consistent with observed PMT pulse heights. The energy reconstruction starts with one cube and keeps adding one cube at
time until it finds a consistent solution based on log-likelihood
maximization method.
no topological cuts
20
10
IBD Analysis
Period 8
Period 7
Period 6
350
300
250
0
0.0
0.5
1.0
1.5
2.0
2.5
Distance [cube size]
Fig. 6. Optimization of distance cut and topological selection energy threshold
normalized to data distribution. Signal-to-background ratio
in the final sample was 1:60. Successful measurement of IBD
signal owes prompt-delay distance cut and topological event
selection that suppressed the background events.
5.5σ
IBD-like events [MeV-1 ]
●
Observed IBD events 2880.6
1000
Expected IBD events 4710
500
●
●
●
●
● ●
■
●
0
■
0
5
■
■
■
■
■
10
■
■
15
■
■
■
20
E [MeVee ]
Fig. 7. Observed IBD spectrum
Conclusion
MiniCHANDLER has successfully measured > 5σ IBD signal from North Anna Nuclear Power Plant. It demonstrated
the fast-deployable antineutrino detector technology for possible nuclear nonproliferation application. It gives valuable
feedbacks on improving potential full CHANDLER detector.
200
150
ACKNOWLEDGMENTS.
100
Correlated events
Random coincidence events
50
Air pressure effect
Period 5
400
Period 4
Event rate [events/hr]
450
Period 3
Period 1
500
Period 2
Once neutron is tagged and prompt energy is reconstructed,
∆t distribution of prompt-delayed signals is made for each 1
MeV prompt energy bin. Then, ∆t fit is performed to subtract
the random accidental backgrounds. ∆t < 40 µs is excluded
from correlated events due to electronics effect. Reactor-off
data is normalized using high energy tail above 8 MeV since
there is no IBD event above the limit.
Event rate stability was checked and no unexpected behavior was found as shown in Figure 5. The random coincidence
event rate dropped during reactor-off period where there is
no thermal neutrons from nuclear reactor. Major background
of correlated events is the cosmogenic fast neutron that produces recoil protons. Observed rate of correlated events shows
anti-correlation with atmospheric air pressure. If air pressure
correction is applied, more stable event rate is observed.
Two major event selections are used to reject the backgrounds. First, prompt-delayed
distance is required to be
√
less than or equal to 3. It effectively rejects fast neutron
backgrounds, since prompt and delayed signals from IBD are
tightly localized in space. Figure 6 shows the optimization
of distance cut. Second, to further reduce the backgrounds,
it uses a topological event selection that looks for Compton
scatterings from two 511 keV gammas. For this selection, it
requires at least one cube of energy 0.05 – 0.511 MeV, and
total energy outside primary cubes is less than 2 × 0.511 MeV.
Figure 6 shows the importance of the topological event selection. Large signal significance can not be achieved without
the topological event selection.
0
1.4
Aug/13
Aug/27
Sep/10
Sep/24
Oct/08
Aug/13/17
Aug/27/17
Sep/10/17
Sep/24/17
Oct/08/17
Aug/13/17
Aug/27/17
Sep/10/17
Sep/24/17
Oct/08/17
Oct/22
1.2
1
350
Oct/22/17 corrected
Air pressure
300
This work was supported by the National Science Foundation, under grant number PHY-1740247; Virginia Tech’s Institute for Critical Technology and Applied Science;
Virginia Tech’s College of Science; the Office of the Vice President of
Research and Innovation at Virginia Tech; Virginia Tech’s College of
Engineering; and Virginia Tech’s Institute for Society, Culture and
Environment. We are grateful for the cooperation and support of
Dominion Energy, and the staff of the North Anna Power Station.
250
Oct/22/17
Fig. 5. Event rate stability. Gray shaded area is reactor-off period. Yellow shaded
area is reactor-on/off transition period. Different period represents change in detector
or reactor condition
Result
IBD spectrum is obtained from subtracting reactor-off spectrum from reactor-on as shown Figure 7. About 2900 IBD
events have been observed and it corresponds to 5.5σ signal
significance. Reconstructed spectrum of IBD simulation was
Han et al.
9
Status of NEOS experiment
Bo-Young Hana,1 , Gwang-Min Suna , Eunju Jeonb , Kyungkwang Jooc , Ba Ro Kimc , Hongjoo Kimd , Hyunsoo Kime , Jinyu Kime ,
Siyeon Kimf , Jinyu Kime , Yeongduk Kimb , Youngju Kof , Moo Hyun Leeb , Jaison Leeb , Jooyoung Leed , Yoomin Ohb ,
Hyangkyu Parkb , Kang Soon Parkb , and Kyungmin Seoe
Korea Atomic Energy Research Institute, Deajeon, Korea b Center for Underground Physics, Institute for Basic Science (IBS), Daejeon, Korea c Chonnam National University,
Gwangju, Korea d Kyungpook National University, Daegu, Korea e Sejong University, Seoul, Korea f Chung-ang University, Seoul, Korea
a
Neutrino Experiment for Oscillation at Short baseline (NEOS) experiment had been conducted to interpret reactor anti-neutrino anomaly
(3) and has carried out the feasibility study for monitoring the burning process of a nuclear power reactor (28). Here we describe results
of NEOS phase I data taken from summer 2015 to spring 2016 at Hanbit power plant in ROK and status of NEOS phase II experiment.
Sterile neutrino | reactor antineutrino | nuclear nonproliferation
Results of NEOS Phase I (29)
In the NEOS experiment, the inverse beta decay (IBD) of
anti-neutrinos in the Gd-loaded liquid scintillator refers to the
process; ν̄ + p → e+ + n. The anti-neutrino reacting with a
proton (Hydrogen atom) decays into a positron and a neutron.
A prompt light signal is produced from the positron and the
thermalized neutron travels for ∼30µs and being captured on
the Gd in liquid scintillator and then, a gamma cascade of
mean energy ∼ 8 MeV is generated by the radioactive capture.
The kinematical threshold of the IBD reaction due to the
mass excess of the final state is 1.8 MeV for the antineutrino
energy. The NEOS detector (Fig.8) was designed with a steel
cylindrical tank target filled with about 1008 L of 0.5% Gdloaded liquid scintillator (LAB + Ultima Gold F (DIN) 9:1)
(30). Nineteen of 8-inch PMTs are located at the left and right
sides of the target. 100 mm of Pb and 100 mm of borated
polyethylene layers are covering the target and shielding from
backgrounds. A muon-veto detector with 50 mm thick plastic
scintillators covers the steel structure and located in tendon
gallery which is about 23 m baseline from the reactor core
and ∼20 m.w.e overburden (∼10 m below ground) for a good
background shielding.
were tuned with data measured by the detector. In particular,
the optical characteristics such as the light yield and attenuation length of liquid scintillator were optimized using the
energy distributions of gammas. The optical characteristics
strongly depend on the signal source positions and the parameters related with the source positions have to be empirically
optimized. 137 Cs, 60 Co, 252 Cf sources are used to calibrate
the detector every week. Energy resolution (σ/Eγ ∼ 5% at
1 MeV), gamma-ray escaping effect, and the nonlinear Q to
Eγ response are well addressed to reconstruct energy spectra.
The IBD measurement data were recorded and analyzed with
an identical program frame of the simulation. Cosmogenic
neutrons mimic the IBD candidate behavior with random coincidences of gammas (prompt signal). For a detector placed
∼ 10m below ground, the overburden of reactor structure
plays an important role in the background reduction. Additionally, a plastic muon veto detector surrounding the target is
used to tag the induced background. Untagged fast neutrons
generated by cosmic muons can be rejected using a pulse shape
discrimination (PSD) in the liquid scintillator. The detector
was tested during July-August 2015 and the unit 5 reactor
was paused from Aug. 15 to Sep. 15 because of a nuclear
reactor fuel replacement. The reactor restarted the ramping
up from Sep. 16 and the anti-neutrino data were taken for 226
days. To reconstruct neutrino events, first of all, all events
are vetoed for 150 s after accepting muon signals from the
muon detector. The positron candidates are selected for 1
MeV < Ee+ < 10 MeV, where Ee+ is the positron energy and
then the neutron signal is required to be within a time interval
of 1 < ∆t < 30 s and its energy to be 4 MeV < En < 10 MeV.
The IBD count rate was 1946 ± 8 antineutrino interactions
per day with the signal to noise ratio of ∼23. The p value
of the χ2 difference between the 3ν hypothesis and the best
fit for the 3 + 1 ν hypothesis is estimated to be 22% using
a large number of Monte Carlo data sets with statistical and
systematic fluctuations. As a result, no significant evidence
for the 3 + 1 ν hypothesis is found in Fig.9.
Status of NEOS Phase II
Fig. 8. NEOS detector.
NEOS detector simulation was developed with GEANT4
program (31). This simulation is based on exact physics models and an enormous particle database describes the signature
of detector interacting with particles. The best parameters
https://neutrinos.llnl.gov/workshops/aap2018
In May 2016, NEOS detector was paused and removed from
tendon gallery due to reactor regular inspection. New phase of
NEOS experiment (NEOS II) was proposed with same detector
and site for one full fuel cycle. Finally, NEOS II run resumed
in Sep. 2018 with new liquid scintillator and minor changes
in detector structure. Antineutrinos from nuclear reactors are
produced by the β-decay of fission fragments into more stable
nuclei: The two main fissile isotopes contained in the fuel of
2
Corresponding author E-mail: byhankaeri.re.kr
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Fig. 9. Exclusion curves for 3+1 neutrino oscillations.
nuclear reactor are 235 U and 239 Pu. The 239 Pu is produced
by neutron captures in the original 238 U followed by two
consecutive β-decays: 239 U → 239 Np → 239 Pu. The relative
contribution to the total number of fissions induced by these
two isotopes changes over time: it increases for 239 Pu while
decreasing for 235 U. This is called the “burn-up” effect. The
remaining fissions of 241 Pu and fast neutron induced fissions
of 238 U share about 10% of the reactor power. Because the
number of emitted neutrinos and their mean energy depend
on the fissile isotopes, the differential energy cross-section
of emitted neutrinos can provide a direct information of the
burn-up for a nuclear reactor. NEOS Phase II has identical
detector and experimental spot to the Phase I. The data of
NEOS phase II experiment will be taken at least for one full
fuel cycle (∼ 500 days) from Sep. 2018 (Fig. 10)and further
study for spectrum evaluation with the fissile isotopes changes
can be performed as a clue to address the observed 5 MeV
excess and fine structure of energy spectrum.
Fig. 10. Fission fractions of the fissile isotopes for one fuel cycle.
ACKNOWLEDGMENTS.
This work was supported by the National Research Foundation of Korea (NRF) Grant funded by the
Korea goverment (MSIP) (NRF-2017M2A2A6A05018529).
Han et al.
11
Status of the DANSS project
Yury Shitova , the DANSS collaboration
a
Joint Institute for Nuclear Research, Dubna, Russia
The DANSS collaboration has built a highly segmented compact m3
neutrino spectrometer (using PS-Gd technology), which is able to
work safely close to an industrial nuclear reactor (NR). It is used to
monitor the NR (applied task), as well as to probe short baseline oscillations to the sterile neutrino state (fundamental research). The
first results of the oscillation analysis are presented.
Sterile neutrino | reactor antineutrino | nuclear nonproliferation
M
ost of the neutrino oscillation results are well covered by
the three-component neutrino theory (PMNS-matrix).
However several anomalies in short baseline oscillation data
(Reactor Neutrino Anomalies (RAA) (1), controversial results in the GALLEX and the SAGE (Gallium Anomaly,
GA) (32, 33), the LSND (34), and the MiniBoone (35) experiments) could be interpreted by invoking a hypothetical fourth
neutrino. This fourth neutrino is not involved in the standard
interactions (hence the term "sterile"), but mix with the others.
Expected phase space range of this mixing ∆m2 ∈ [0.1-10]
eV2 , sin2 (2θ) ∈ [0.001-0.01] was determined from the global fit
of the available experimental data with the best value ∆m2 ∼
2 eV2 , sin2 (2θ) ∼ 0.1. Recent experimental hints of possible
existence of this new fundamental physics have boosted a huge
activity toward experiment tests of this hypothesis in different
directions of physical researches.
The DANSS (36) is one of the leading short baseline (SBL)
reactor projects, which is measuring antineutrinos by the inverse beta decay (IBD) method at distances of 10.7-12.7 m
from the industrial reactor, taking data since October 2016.
The search for oscillations in sterile neutrino is carried out
through the analysis of the ratios of the IBD-positron spectra
collected at different distances from the reactor. This relative
method is free from systematic errors associated with the calculation of the reactor antineutrino spectra. This paper presents
the preliminary results of the analysis of annual measurement
statistics (almost 1 million of antineutrino events).
and the (θ,φ) 2D-map of intensity of µ-flux is measuring using a specially designed µ-meter. It is important that the
reactor and water storage for spent fuel under the DANSS
spectrometer provide ∼ 50 m.w.e. protection against cosmic
rays.
Signal signature. The IBD process ν̄ + p → e+ + n + 1.81M eV
is using to detect the antineutrinos. The positron gives the
first (fast, prompt) hit, followed by the second (delayed) signal
in [0-100] µs window from the thermalized neutron captured by
gadolinium, introduced into the strip coating (∼ 0.35 % w.r.t.
the whole mass). Double IBD-signature provides excellent
background suppression.
Calibrations. Various time and energy calibrations are per-
formed regularly using a number of sources: cosmic muons,
Na, 60 Co, 137 Cs, and 248 Cm.
22
Data analysis and results
The cuts. The detailed description of the selection criteria is
presented elsewhere (36), the basic cuts are: the prompt signal
is ≥ 1 MeV, the delayed signal is in [2,50] µs window and ≥ 3.5
MeV, and no muon veto signal in 60 µs before the prompt
signal.
The DANSS detector
The highly segmented (2500 1 x 4 x 100 cm3 strips made
of plastic scintillator viewed by 2500 SiPMs and 50 PMTs)
compact DANSS detector covered by multilayer passive shield
and active µ-veto (a detailed description is in (37)) is mounted
under the Unit No.4 (3.1 GWth ) of the Kalinin NPP (KNPP)
on a mobile platform. Data are taken at three distances 10.7
m (Up), 11.7 m (Middle), and 12.7 m (Down) from the reactor
(center to center) changed sequentially with a full cycle of
passage through 3 positions in a week.
Background condition and monitoring. Permanent back-
ground monitoring is carried out for γ-flux (by four 3 ’x 3’
NaI detectors: one inside and three outside the DANSS shield)
and for thermal neutron flux (by three 3 He counters: one
inside and two outside the DANSS shield). In addition to
this, periodically the γ-flux is measured by the HPGe-detector
https://neutrinos.llnl.gov/workshops/aap2018
Fig. 11. Time between fast and delayed signal in the DANSS spectrometer: reactor
ON data at up (red), middle (green), and down (blue) positions, as well as reactor
OFF (black) and neutron calibration (magenta) runs with 248 Cm source.
The time spectra. The time curves between the fast and the
delayed signals are shown in Fig.11. The shapes are identical
for the three positions of the reactor ON data and differ from
the reactor OFF and neutron calibration data.
2
E-mail: shitov@jinr.ru
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The random coincidences. The accidental background is mea-
suring directly by selecting positron-like and neutron-like signals outside the time coincidence window and is subtracted
from the total IBD-spectra of reactor ON/OFF data.
The energy spectra. The energy spectra of positrons are shown
in Fig. 12 As can be seen from Fig. 13, the IDB-signal intensity
follows reasonably well to the expected dependence 1/L2EF F .
Where the effective distance LEF F is calculated taking into
account the burning profile of the reactor core, monitored with
an accuracy of 10 cm every 30 minutes.
positron spectra measured at different distances (Fig.14). This
allowed us to exclude a significant part of the phase space of
oscillations (Fig.15), including the RAA+GA best fit point (4).
Our best fit point ∆m2 = 1.4eV 2 , sin2 (2θ) = 0.05 is not yet
significant enough and will be further validated on higher
statistics.
Fig. 12. Positron energy spectra taken by the DANSS spectrometer in linear/log scales
(left/right vertical axis respectively): reactor ON data at up (red), middle (green), and
down (blue-cyan) positions, as well as reactor OFF (black) data. Statistical errors are
given only. The accidental background is subtracted.
Fig. 15. CL exclusion plot in the sterile neutrino 3+1 model phase space. The shaded
exclusion area is set by this analysis. Curves show allowed oscillation regions (3) with
the green star pointed the RAA+GA best fit point (4).
ACKNOWLEDGMENTS.
The DANSS collaboration is grateful
to the directorates of ITEP, JINR, KNPP administration and Radiation and Nuclear Safety Departments for constant support of this
work. The detector construction was supported by the Russian State
Corporation ROSATOM (state contracts H.4x.44.90.13.1119 and
H.4x.44.9B.16.1006). The operation and data analysis is partially
supported by the Russian Science Foundation, grant 17-12-01145.
Fig. 13. The intensity of the IBD-like events vs. distance.
The oscillation test. In order to test the hypothesis of oscillations into sterile neutrinos, we have analyzed the ratios of
Fig. 14. Ratios of positron energy spectra measured at different positions: Down/Top (left) and Middle/Top. While the green line represents no oscillation case, the blue dotted
curve corresponds to 3+1 sterile mixing mode for the RAA best fit point (1).
Shitov et al.
13
The first observation of effect of oscillation in
Neutrino-4 experiment on search for sterile
neutrino
A.P. Serebrov1,* , V.G. Ivochkin1 , R.M. Samoilov1 , A.K. Fomin1 , A.O. Polyushkin1 , V.G. Zinoviev1 , P.V. Neustroev1 , V.L.
Golovtsov1 , A.V. Chernyj1 , O.M. Zherebtsov1 , M.E. Chaikovskii1 , V.P. Martemyanov2 , V.G. Tarasenkov2 , V.I. Aleshin2 , A.L.
Petelin3 , A.L. Izhutov3 , A.A. Tuzov3 , S.A. Sazontov3 , M.O. Gromov3 , V.V. Afanasiev3 , M.E. Zaytsev1, 4 , A.A.Gerasimov1 , and
D.K. Ryazanov4
1
4
NRC “KI” Petersburg Nuclear Physics Institute, Gatchina 2 NRC “Kurchatov Institute”, Moscow 3 JSC “SSC Research Institute of Atomic Reactors”, Dimitrovgrad, Russia
Dimitrovgrad Engineering and Technological Institute MEPhI, Dimitrovgrad, Russia
Model independent analysis of Neutrino-4 experiment spectra exclude area of reactor and gallium anomaly at C.L more than 3σ for
∆m214 < 4eV2 . However, we observed an oscillation effect at 3σ C.L.
in vicinity of ∆m214 ≈ 7.34eV2 and sin2 2θ14 ≈ 0.4.
Sterile neutrino | reactor antineutrino | nuclear nonproliferation
O
ur experiment focuses on the task of exploring Reactor
Antineutrino Anomaly (1) and possible existence of a
sterile neutrino (3, 38) at certain confidence level. The hypothesis of oscillation can be verified by direct measurement
of the antineutrino flux and spectrum vs. distance at short 6
– 12m distances from the reactor core.
Due to small core size (42 × 42 × 35cm3 ), high power (100MW)
and other peculiar characteristics reactor SM-3 provides the
most favorable conditions to search for neutrino oscillations
at short distances (39, 40). However, it is located on Earth
surface, therefore cosmic background is major problem for the
experiment.
The detector has sectional structure (5x10 sections). Gadolinium (0.1% concentration) loaded liquid scintillator is using.
For carrying out measurements, the detector has been moved
to various positions at the distances divisible by section size.
As a result, different sections can be placed at the same coordinates with respect to the reactor except for the edges at
closest and farthest positions.
Measurements with the detector have started in June 2016.
Measurements with the reactor ON were carried out for 480
days, and with the reactor OFF for 278 days. In total, the reactor was switched on and off 58 times. We carried out model
independent analysis using equation (1), where numerator is
the rate of antineutrino events with correction to geometric
factor 1/L2 and denominator is its value averaged over all
distances:
Ni,k ±
K −1
∆Ni,k L2k
K
P
k
=
(Ni,k ± ∆Ni,k )L2k
1 − sin2 2θ14 sin2 (1.27∆m214 Lk /Ei )
K −1
K
P
k
[1]
(1 − sin2 2θ14 sin2 (1.27∆m214 Lk /Ei ))
Equation (1) is model independent because left part includes
only experimental data k = 1 . . . K, K = 24 for all distances
in range 6.5-11.7m; i = 1 . . . 9 corresponding to 500keV energy
intervals in range 1.5MeV to 6.0MeV. The right part is the
https://neutrinos.llnl.gov/workshops/aap2018
Fig. 16. top – Restrictions on parameters of oscillation into sterile state with 99.73%
CL (pink), area of acceptable with 99.73% C.L. values of the parameters (yellow), area
of acceptable with 95.45% C.L. values of the parameters (green), area of acceptable
with 68.30% C.L. values of the parameters (blue). middle – Area around central values
in linear scale and significantly magnified, bottom – even further magnified central
part
same ratio obtained within oscillation hypothesis. In right
part of the equation energy spectrum is completely canceled
out. It should be emphasized, that spectrum shape does not
influence the expression, because it appears in equation (1)
in numerator and denominator. The results of the analysis of
optimal parameters ∆m214 and sin2 2θ14 , using method χ2 are
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Fig. 17. Coherent addition of the experimental result with data selection by variable L/E for direct observation of antineutrino oscillation. Comparison of left (blue triangles) and
right (red dots, with optimal oscillation parameters) parts of equation (1).
shown in fig.16.
The area of oscillation parameters colored in pink are excluded with C.L. more than 99.73% (> 3σ). However, in
area ∆m214 ≈ 7eV2 and sin2 2θ14 ≈ 0.4 the oscillation effect
is observed at C.L. 99% (3σ), and it is followed by a few
satellites. Minimal value χ2 occurs at ∆m214 ≈ 7.34eV2 and
sin2 2θ14 ≈ 0.44.
It is beneficial to make experimental data selection using L/E
parameter. This method we call the coherent summation of
the experimental results with data selection using variable L/E
and it provides direct observation of antineutrino oscillation.
For this purpose, we used 24 distance points (with 23.5 cm
interval) and 9 energy points (with 0.5MeV interval). The
selection for left part of equation (1) (of total 216 points each
8 points are averaged) is shown in fig. 17 with blue triangles.
Same selection for right part of equation (1) with most probable parameters ∆m214 ≈ 7.34eV2 and sin2 2θ14 ≈ 0.44 is also
shown in fig. 17 with red dots. Fit with such parameters
has goodness of fit 90%, while fit with a constant equal to
one (assumption of no oscillations) has goodness of fit only
31%. It is important to notice that attenuation of sinusoidal
process for red curve in area L/E > 2.5 can be explained by
taken energy interval 0.5MeV. Considering the smaller interval
0.25MeV we did not obtain increasing of oscillation area of
blue experimental, because of insufficient energy resolution of
the detector in low energy region. Thus, the data obtained in
region L/E > 2.5 do not influence registration of oscillation
process. Using first 21 points in analysis, we obtained new
goodness of fit which are shown under the curve in fig. 17. As
a result, goodness of fit increased to 94%.
The result of presented analysis can be summarized in several conclusions. Area of reactor and gallium anomaly for
∆m214 < 4eV2 and sin2 2θ14 > 0.1 is excluded at C.L. more
than 99.7% (> 3σ). However, oscillation effect is observed in
area ∆m214 ≈ 7.34eV2 and sin2 2θ14 ≈ 0.44 with 99.7% C.L
(3σ) and it is located in upper area of reactor and gallium
anomaly. In general, it seems that the effect predicted in gallium and reactor experiments is confirmed but at sufficiently
large value of ∆m214 . However, confidence level is not sufficient.
Therefore, increasing of experimental accuracy is essential as
well as additional analysis of possible systematic errors of the
Serebrov et al.
experiment.
Experiment Neutrino-4 has some advantages in sensitivity to
big values of ∆m214 owing to a compact reactor core, close
minimal detector distance from the reactor and wide range of
detector movements. Next highest sensitivity to large values of
∆m214 belongs to PROSPECT(10) experiment. Currently its
sensitivity is two times lower than Neutrino-4 sensitivity, but it
recently has started data collection, so it possibly can confirm
or refute our result. Below we discuss the future prospects of
Neutrino-4 experiment. Increasing of experimental accuracy
is required. For that reason, the improvement of current setup
and creation of new neutrino lab with new detector system at
SM-3 reactor is planned.
Firstly, the improvement of current setup requires replacing
of currently used scintillator with a new highly efficient liquid
scintillator with capability of pulse-shape discrimination, and
with an increased concentration of gadolinium up to 0.5%. It
is expected that the accidental coincidence background will be
reduced by factor of 3 and measurement accuracy will be doubled. Moreover, anti-coincidence shielding will be increased.
The project is planned to be implemented with participation
of colleagues from Joint Institute for Nuclear Research (JINR)
and NEOS collaboration.
ACKNOWLEDGMENTS.
The authors are grateful to the Russian
Foundation of Basic Research for support under Contract No. 14-2203055-ofi_m. Authors are grateful to Y.G.Kudenko, V.B.Brudanin,
V.G.Egorov, Y.Kamyshkov and V.A.Shegelsky for beneficial discussion of experimental results. The delivery of the scintillator from
the laboratory headed by Prof. Jun Cao (Institute of High Energy
Physics, Beijing, China) has made a considerable contribution to
this research.
*
serebrov_ap@pnpi.nrcki.ru
15
Investigation of the ILL spectra normalization
A. Onillona,b,1 , A. Letourneaua,2
a
Irfu, CEA, Université Paris-Saclay, F-91191 Gif-sur-Yvette, France b Den-Service d’études des réacteurs et de mathématiques appliquées (SERMA), CEA, Université
Paris-Saclay, F-91191, Gif-sur-Yvette, France
In 2011, two independent reevaluations of the reference reactor ν̄e
spectra were published (1, 2). The comparison of the reactor ν̄e flux
measured by short baseline experiments to the predictions using the
new spectra leads to the so-called Reactor Antineutrino Anomaly or
RAA (3): an overall (5.7 ± 2.3)% flux deficit between the measurements and the expectations. In this proceeding we present an ongoing work investigating the normalization of the integral beta spectrum of fissionable isotopes performed at the ILL and from which the
reference ν̄e spectra are derived. Preliminary results of this investigation using MCNPX-2.5 (18) and TRIPOLI-4® (41) simulations of the
HFR reactor are presented.
Sterile neutrino | reactor antineutrino | nuclear nonproliferation
R
eactor ν̄e experiments use the huge and pure ν̄e flux emitted by the successive beta decay of unstable fission products following the fission of uranium and plutonium elements.
In experiments using research reactors, the flux is dominated
by the sole fission of 235 U isotope while in experiments using
commercial reactors the flux is dominated (>80%) by the
fission of 235 U and 239 Pu isotopes with a smaller contribution
coming from the 238 U and 241 Pu isotopes.
Reactor flux models consist in the convolution of a detector
model and a reactor ν̄e flux prediction. The ν̄e fission spectra
used as inputs for the prediction (1, 2) derived from the conversion of the integral beta spectra measurements performed in
the 80’s at the HFR reactor for the isotopes of 235 U, 239 Pu and
241
Pu (42–45). For 235 U, two measurements were performed.
In (1, 2), the second measurement is used as a reference as it
exhibits smaller uncertainties. For 238 U, the prediction can be
done using summation calculations (1) or conversion calculations of the integral beta spectra measurement performed in
2013 at the FRM-II reactor (46). Normalization uncertainties
associated to the reactor flux model are dominated by the
uncertainties associated to the reference ν̄e spectra.
Since it was pointed out, there has been much debate about
the origin of the RAA (3). This deficit between the measurements and the expected reactor ν̄e rates can be either explained
in terms of sterile neutrinos or by an underestimation of the
uncertainties associated to the reference ν̄e spectra. Recently,
the Daya Bay experiment observed with a high precision the
reactor fuel burnup (47) by measuring a decrease of the ν̄e rate
with the accumulation of plutonium isotopes in the depleted
fuel. This analysis pointed out another anomaly consisting
in an incompatible decrease of the observed rate compared
to the expectation. This new anomaly can be interpreted
as a inconsistency between the relative normalization of the
reference ν̄e spectra with the measurement.
Reference ILL spectra. The High Flux Reactor (HFR) is installed at the Institut Laue-Langevin (ILL). It is a 58 MW
research reactor using highly enriched 235 U fuel (93%) and
using heavy water as a neutron moderator and reflector. This
combination leads to the world’s most intense thermal neutron
https://neutrinos.llnl.gov/workshops/aap2018
flux of ∼ 1.5 × 1015 neutrons.cm−2 .s−1 . The experiments
from which are derived the reference ν̄e spectra consisted in
irradiating thin layers of uranium and plutonium placed in a
vacuum beam tube inserted at 80 cm of the reactor z-axis. The
layers were covered by Ni foils in order to contain the fission
products. The cumulative β − spectra of the fission products
of the irradiated isotopes were measured with a high precision
by guiding the e− to the BILL magnetic spectrometer (48).
The neutron flux spectra knowledge, required to normalize
the absolute rate of fission in the target and thus the number of
beta particle collected was not precisely known. The absolute
normalization was thus determined via a relative approach
consisting in irradiating a calibration target with a well known
partial (n, e− ) cross-section for thermal neutron in place of the
fission target. The number of β − particle in the fission target
were normalized by measuring the intensities of the internal
conversion electron lines or of the β − decay rates following
the neutron capture in the calibration target via the formula:
Nβ (f ission−1 ) =
Nf α hσc (n, γ)i nc
Nc hσf (n, f )i nf
[2]
where Nf and Nc are the measured counting rates for the
fission and the calibration targets respectively. For a β − decay,
α represents the branching ratio of the relevant state and for
an internal conversion it represents the internal conversion
coefficient (ICC). nc and nf are respectively the number of
atoms of the calibration and fission targets. Finally, hσc (n, γ)i
and hσ(n, f )i respectively represent the average cross-section
of the Rconsidered calibration
and fission reaction defined as:
R
hσi = σ(E)φ(E)dE/ φ(E)dE, where σ(E) and φ(E) are
respectively the energy dependent differential cross-section of
the considered reaction and the neutron flux spectrum crossing
the target.
The first 235 U measurement and the one of the 239 Pu were
calibrated using the reactions:
- 197 Au(n,e− )198 Au: absolute calibration between 6 and
6.5 MeV (E1 transitions: 6.251, 6.265, 6.276 and
6.319 MeV).
- 207 Pb(n, e− )208 Pb: absolute calibration at 7.37 MeV (E1
transition with α = 9.25×10−5 ).
- 116gs In: β − decay following 115 In(n, γ)116gs In: relative
calibration between 0 and 3.3 MeV.
For the first 235 U measurement, only the 197 Au(n,e− )198 Au
reaction was used for the absolute normalization. The normalization uncertainty was quoted to be 5% (90% C.L.) For
the 239 Pu measurement, the precision on the 197 Au(n,γ)198 Au
reaction was reduced to 3.9% and an uncertainty of 2.9% (90%
C.L.) was taken for the 116gs In β − decay.
The second 235 U measurement and the 241 Pu were calibrated using the reactions:
1
anthony.onillon@cea.fr, 2 alain.letourneau@cea.fr
Applied Antineutrino Physics 2018
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December 11, 2019
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16–56
Pb(n, e− )208 Pb: absolute calibration at 7.37 MeV (E1
transition with α = (9.25 ± 0.09)×10−5 ).
- 115 In(n, e− )116m In: absolute calibration at 1.29 MeV (E2
transition with α = (6.47 ± 0.07)×10−4 ).
- 113 Cd(n, e− )114 Cd: relative calibration between 0.5 to
9 MeV.
For the second 235 U measurement and the 241 Pu measurement, the uncertainties on the absolute normalization were
evaluated to be of 3.1% (90% C.L.) at 7.4 MeV and of 2.8%
(90% C.L.) at 1.3 MeV. In the original publication, it is not
clear how the average cross-sections were calculated. It is
stated that the cross-sections for thermal neutrons were used
with a correction to take into account the non 1/v maxwellian
neutron spectrum in heavy water.
-
207
Normalization investigation. In this study we investigate the
α hσc (n, γ)i / hσf (n, f )i ratio by using updated nuclear data
for the ICC coefficients and new estimations of the average
cross-sections of the calibration and fission targets. These estimations are performed using simulations of the HFR developed
at CEA with the two well known and validated Monte-Carlo
code MCNPX2.5 and TRIPOLI-4® . Such simulations take
advantage of being able to estimate the cross-section by taking
into account the energy dependent shape of the neutron flux
without relying on an external parametrization.
Table 1 presents a summary of the ICC values used in the
original and the reviewed calculation. New ICC values are
taken from the BrIcc v2.3S code (49). New values exhibit
higher uncertainties. A good agreement is observed for the
116
Sn and 198 Au while a much higher difference is observed
for 208 Pb with a relative difference of (10.5 ± 1.8)% between
the old and the new value.
In both simulations a precise description of the fuel and
main reactor geometry components is implemented. In the
TRIPOLI-4® simulation, additional geometrical elements related to the beam tubes dedicated to other irradiation experiments are also modeled. While we know that the beam tube
used to irradiate the target was located at 80 cm of the reactor
z-axis, we do not know exactly at which position the BILL
beam tube was inserted into the reactor neither precisely at
which z position the targets where positioned into the beam
tube. An illustration of the total neutron flux, and of the
average cross section of the 235 U at 80 cm of the reactor z-axis
is presented in figure 18. In a first approach, we estimated the
average cross-section by using the average neutron spectrum
by integrating all positions in the water located at 80 cm of
the reactor z-axis with z∈[-5,5] cm. Cross-section ratio used in
the original ILL publications are reported in table 2 and compared with the preliminary results obtained with the MCNP
simulation.
For the first 235 U measurement, the normalization estimated with MCNP is 2.1% lower than the ILL one, while a
good agreement is obtained for the 239 Pu. For the second
235
U and the 241 Pu measurements, the normalization is in
good agreement at low energy (normalization on In reaction).
When using the JEFF-3.3 database, the normalization at high
energy (normalization on Pb reaction) seems underestimated
but when using the 207 Pb cross section from (50), the disagreement disappears between the low and the high energy
part of the calibration and a good agreement is found for the
normalization of the second 235 U energy spectrum whereas
241
Pu seems to be slightly underestimated by about 1.7%.
Onillon et al.
Fig. 18. Total neutron flux (top) and average cross-section distribution of the 235 U(n,f)
reaction (bottom) at 80 cm of the reactor z-axis from the TRIPOLI-4® simulation.
When the cutting plane crosses cold sources (beam tubes), higher (lower) average
cross-section values are observed.
Table 1. ICC values used in the original calculations and recent ones
taken from the BrIcc code (49). The digits in parenthesis represent
the 1σ uncertainties and applies on the last digits of the central
value.
Sn (1.29 MeV)
Au (6 MeV)
208
Pb (7.37 MeV)
116
198
ICC - ILL
(×10−4 )
6.47(7)
1.092(10)
0.925(9)
ICC - BrIcc
(×10−4 )
6.48(9)
1.071(15)
1.022(14)
new/old
1.002(14)
0.981(16)
1.105(18)
Conclusion. In this on-going work, we have started to inves-
tigate the normalization of the integral beta spectra measurement performed at the ILL. We reported results using
updated nuclear data and dedicated MCNPX-2.5 simulation
of the HFR reactor. From these preliminary results, there
is no clear evidence for a bias in the normalization of the
ILL energy spectra. The obtained results are still preliminary
and refined results including improved modeling of the experiments, propagation of nuclear data uncertainties to the results
and inter-comparison of MCNPX-2.5 and TRIPOLI-4® results
are under progress and necessary before concluding on the
reviewed normalization.
ACKNOWLEDGMENTS.
This work was done in the framework
of the NENuFAR project, which is supported by the direction of
cross-disciplinary programs at CEA.
Table 2. Preliminary average cross-section ratios used in the original ILL calculations (left) (42–45) and ratios of theses values with
those estimated with MCNPX2.5 using the JEFF-3.3 database (right).
For the 207 Pb isotope, additional results obtained using the crosssection estimated with recent measurement from (50) (not yet integrated in the evaluation process) are presented and reported as a).
Au(n,e− )/235 U(n,f)
115
In(n,e− )/235 U(n,f)
α hσc i / hσf i (ILL)
(1.91 ± 0.02) × 10−5
(1.60 ± 0.03) × 10−4
Pb(n,e− )/235 U(n,f)
(1.16 ± 0.02) × 10−7
Au(n,e )/
Pu(n,f)
In(n,e− )/241 Pu(n,f)
(1.35 ± 0.02) × 10−5
(8.45 ± 0.19) × 10−5
Pb(n,e− )/241 Pu(n,f)
(6.1 ± 0.1) × 10−8
197
207
197
− 239
115
207
MCNP/ILL
0.979 ± 0.010
0.998 ± 0.028
0.955 ± 0.026
0.999 ± 0.026a)
0.998 ± 0.014
1.014 ± 0.004
0.972 ± 0.033
1.018 ± 0.033a)
17
Overview and Status of Short Baseline Neutrino
Anomalies
Georgia Karagiorgia,1
a
Department of Physics, Columbia University, New York, New York, 10027
This article provides a brief overview of anomalous signatures observed at “short-baseline” neutrino experiments, along with suggested interpretations put forth by the wider community. Particular
focus is paid to the interpretation involving light sterile neutrino oscillations, which seems, however, to be in conflict with the lack of
νµ or ν̄µ disappearance signals at short baselines. A number of
experiments are planning to further test this hypothesis, including
reactor-based experiments presented in these proceedings.
icance, in antineutrino beam running (35). The most recent
MiniBooNE results (55), inclusive of all data collected to date,
find the neutrino and antineutrino mode results consistent with
each other, and a combined analysis yields an excess signal
significance of 4.8σ. When interpreted as (anti)νµ → (anti)νe
two-neutrino oscillations, this excess points to a best-fit ∆m2
of 0.041 eV2 , and sin2 2θµe of 0.96. There is, however, a large
allowed phase-space overlap with LSND.
Sterile neutrino | reactor antineutrino | nuclear nonproliferation
Reactor Anomaly. In 2011, a re-evaluation of detailed physics
O
ver the last two decades, a number of experimental neutrino signatures performed at relatively short baselines
(L/E ∼ 1 m/MeV) have been found inconsistent with the threeneutrino oscillation framework (51), and have been referred to
as “short-baseline anomalies;” for an extended review, see (52).
The signatures are (anti)νµ → (anti)νe appearance-like and
(anti)νe disappearance-like in nature, and each one has been
individually found consistent with two-neutrino oscillations at
anomalously large ∆m2 of ∼0.1-10 eV2 , and therefore point to
physics beyond the standard three-neutrino framework. Each
signature is described further below.
Short-baseline Anomalies
LSND. The Liquid Scintillator Neutrino Detector (LSND) ran
in the 1990’s in a π + → µ+ decay-at-rest beam at Los Alamos
National Lab (34, 53). The experiment employed a liquid
scintillator detector, sensitive to ν̄e from potential oscillations
of ν̄µ from µ+ decay-at-rest. With a mean neutrino energy
of ∼30 MeV and a baseline of 50 m, LSND was sensitive
to oscillations at ∆m2 ∼ 1 eV2 . During its running, LSND
observed a 3.8σ excess of ν̄e , identified by a double-coincidence
of an electron from inverse beta decay in time with the beam
plus a delayed neutron capture, which could be interpreted as
ν̄µ → ν̄e oscillations, with an oscillation probability of < 0.5%.
When interpreted as two-neutrino oscillations, this points to a
∆m2 of 1.2 eV2 and sin2 2θµe of 0.003.
MiniBooNE. The Mini Booster Neutrino Experiment (Mini-
BooNE) at Fermilab has been running in Fermilab’s Booster
Neutrino Beamline for more than 15 years. It has run with
both νµ and ν̄µ beams produced from π + and π − decay in
flight, respectively. The neutrinos were identified as electronor muon-like in the detector through their distinct cherenkov
light topologies. With a mean neutrino energy of a ∼600 MeV
and a baseline of 540 m, MiniBooNE was sensitive to oscillations at a ∆m2 similar to LSND, but it was subject to entirely
different systematics, both due to the tenfold increase in neutrino energy, and due to the different detection technique used
for νe identification. During its first neutrino beam running,
MiniBooNE observed an excess of νe events at relatively low
energy (54); the same excess was seen, albeit with lower signifhttps://neutrinos.llnl.gov/workshops/aap2018
involved in nuclear beta-decay of fission fragments in reactors
led to the realization that, previously, reactor-based experiments had under-predicted the expected reactor ν̄e fluxes by
a few %. This included experiments performed at very short
baselines from reactors (< 100 m), which were thus found to
observe effective ν̄e deficits consistent with ν̄e disappearance at
∆m2 > 1 eV2 and sin2 2θee ∼ 5 − 10% (assuming two-neutrino
oscillations). This “Reactor Anomaly” (RA) is discussed in
detail in (56–58), and its significance remains to be determined
more precisely, since more accurate flux treatments are warranted. In particular, if this anomaly were due to oscillations,
one might expect that deficits would be isotope-independent;
recently, Daya Bay has carried out isotopic evolution measurements which have shown that current model predictions
for 235 U are off, unlike 239 U measurements (47), suggesting
isotope-dependent effects being at least partly responsible for
this deficit. Regardless, oscillation analyses considering fits
to “free fluxes” and “fixed fluxes with oscillations” find that
there is no clear data fit preference at the moment (59). This
warrants further flux corrections before a definitive statement
can be made as to whether the RA is due to merely insufficient
flux modeling, or potentially short-baseline oscillations, or,
possibly, both. Multiple new results from very short baseline
reactor experiments have been pouring in over the last two
years (see detailed overviews in (60–64)), but, as of yet, no
clear picture of ν̄e disappearance has emerged.
GALLEX/SAGE. Prior to the RA, hints of νe disappearance
had been provided by the GALLEX and SAGE solar neutrino
experiments employing mega-curie 51 Cr and 37 Ar νe sources
for detector calibration. The overall rates from multiple calibration measurements were consistent with each other and
showed an overall deficit that is with νe disappearance (33, 65)
at ∼2-3σ. Interpreted as two-neutrino oscillations, the deficit
points to ∆m2 > 1 eV2 and sin2 2θee ∼ 10%.
Interpretations
A more specific framework within which all of the above signatures can fit is one referred to as 3 active + 1 sterile neutrino
1
E-mail: georgianevis.columbia.edu
Applied Antineutrino Physics 2018
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December 11, 2019
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18–56
framework, or, 3+1. In this framework, a fourth neutrino mass
eigenstate is assumed to exist, separated from the other three
by a splitting of order 0.1-10 eV2 . Within this framework, a
3+1 fit to a global set of experimental data including anomalies
and null observations from LSND, MiniBooNE, KARMEN,
NOMAD, GALLEX/SAGE, Bugey, MINOS, CCFR84, CDHS,
NEOS, DANSS, and atmospheric constraints (following the
analysis methodology in (66)) is found to be consistent with
light sterile neutrino oscillations, yielding a χ2 probability of
66% (67), and the best fit parameters and allowed regions
provided in Fig. 19. However, this agreement is merely apparent; within this framework, the appearance and disappearance
amplitudes are correlated. As such, the (anti)νe appearance
and (anti)νe disappearance measurements, if interpreted as
3+1 oscillations, predict (anti)νµ disappearance amplitudes of
order 10% (68). However, to this date, no such observation
exists, and (anti)νµ disappearance experiments with sensitivity
to high-∆m2 oscillations have placed stringent bounds for 3+1
models. This issue is referred to as “tension” among global
data sets under the 3+1 framework. This tension motivates
consideration of extended frameworks with additional sterile
neutrinos, or, 3+N (4, 66, 69). In addition to providing more
degrees of freedom, 3+N also offers the possibility of different
effective oscillation probabilities for neutrino vs. antineutrino
appearance, through new CP violation phases. Although they
generally yield better (qualitatively) fits to global data sets,
when examined more closely, 3+N frameworks also reveal
tension between appearance and disappearance data sets (68).
In an attempt to alleviate this tension, other proposed
interpretations involve models with non-standard neutrino
interactions, extra dimensions, alternate dispersion relations,
or neutrino decay (see, e.g. (70–73)), often in combination
with light sterile neutrinos. For example, (74) introduces a
finite lifetime to the fourth mass eigenstate in a 3+1 model,
resulting in decoherence in neutrino propagation and thereby
no resonant matter effects, evading IceCube’s stringent limits
on νµ disappearance. A significant contributor to the tension
in 3+N fits is the MiniBooNE low energy excess (LEE). The
LEE is particularly special among short-baseline anomalies as
it necessitates particularly large mixing amplitudes (because
the signal is at low energy, where no significant (anti)νµ flux
exists). Because of that, people have also considered extended
models to explain the MiniBooNE excess independently of
the other anomalies. A more recent model which has received
particular traction is one in which a sterile neutrino can be
produced and subsequently decay in the MiniBooNE detector
(75) producing an e+ e− pair, which, if significantly boosted, is
indistinguishable from an e− produced in (anti)νe interactions
in MiniBooNE. MicroBooNE has been running since 2015 and
aims to resolve whether the LEE is truly due to νe ’s (such as
from νµ → νe appearance) or due to neutrino-induced single
photon background, or due to some other yet-unknown process.
MicroBooNE LEE analyses are currently ongoing (76–79).
Status and Outlook
From the RA perspective, the new results from NEOS
(60), STEREO (61), Neutrino-4 (62), PROSPECT (63), and
DANSS (64) at the moment disfavor the RA best fit at 2-5σ,
depending on the data set (80). Among those, Neutrino-4
(62, 81) provides the strongest hints for ν̄e disappearance
with rather large mixing parameters of ∆m2 = 7.22 eV2 and
Karagiorgi
sin2 2θee = 0.35. Taken at face value, this large mixing is
inconsistent with Daya Bay, RENO, and Double Chooz measurements (68); furthermore, PROSPECT’s data set provides
a poor fit for the Neutrino-4 best fit point (63). NEOS/DANSS
provide very weak hints for a ∆m2 = 1.73/1.4 eV2 and
sin2 2θee = 0.14/0.05 (60, 64).
A number of future experiments, including SoLiD (82),
CHANDLER (83), ANGRA (84), ISMRAN (85), VIDARR
(86), and other Japanese reactor near field detectors (87) are
expected to come online and provide additional measurements
to disambiguate what seems to be a convoluted neutrino flavor
picture. Particular emphasis is being placed on improving
and constraining reactor flux predictions (80). New shortbaseline accelerator-based experiments are also expected to
come online, including SBN (88), and potentially IsoDAR
(89). There are also sterile neutrino searches being conducted
with long-baseline accelerator-based and atmospheric neutrino experiments, including MINOS/MINOS+, NOvA, T2K,
IceCube/DeepCore, and Super-K (68). In the future, sterile
neutrino searches should also be possible with neutrino-nucleus
coherent elastic scattering at COHERENT and CEνNS (90).
Aside from experimental tests with increased precision, the
neutrino phenomenology community is also resorting to the
exploration of new theoretical models as a source of one or more
of the anomalies, as described in the previous section. What
will also be necessary is a rethinking of statistical approaches
followed in global fits, in particular to more accurately quantify
fit quality and tension among data sets. It may be necessary
to resort to a weighted statistical treatment of inputs, and/or
the adoption of frequentist methods for global fits.
Fig. 19. Globally allowed regions at 90% (light red) and 99% (dark red) from 3+1 fits
2
to short-baseline data sets. The best fit parameters correspond to ∆m2
41 = 1.7 eV
and sin2 2θµe = 4|Ue4 |2 |Uµ4 |2 = 0.0012, where Ue4 = 0.12 and Uµ4 =
0.15. Past global fit results are also overlaid for comparison. The figure is from (67).
Summary
The amassing of anomalous (anti)νe excesses and deficits at
L/E ∼ 1 m/MeV from (anti)νµ and (anti)νe sources, respectively, motivates extensions to the three-neutrino model, in
the form of light sterile neutrino oscillations. However, such
interpretations are in conflict with null (anti)νµ disappearance
searches at short baselines. This has driven the community
to resort to improving the metrics used to quantify fit quality,
considering alternative phenomenological interpretations, and
deploying new experimental tests with unprecedented sensitivity to such potential oscillations. All of those efforts in concert
will be necessary to resolve these anomalies.
ACKNOWLEDGMENTS.
The author acknowledges the U.S. National Science Foundation for their support.
19
Reactor neutrino monitor experiments in Japan
K. Nakajimaa,1 , T. Akamaa , H. Furutab , Y. Hinog , A. Hirotaa , Y. Ikeyamaa , S. Iwatac , T. Kawasakid , T. Konnod , H. Miyatae ,
H. Onof , A. Shibatad , K. Shimizua , F. Suekaneg , Y. Tamagawaa , T. Torizawad , R. Ujiieg , and M. Watanabef
a
Graduate School of Engineering, University of Fukui, Fukui 910-8507, Japan b High Energy Accelerator Research Organization (KEK), Tsukuba 305-0801, Japan c Tokyo
Metropolitan College of Industrial Technology, Tokyo 140-0011, Japan d School of Science, Kitasato University, Sagamihara 252-0373, Japan e Faculty of Science, Niigata
University, Niigata 950-2181, Japan f School of Life Dentistry at Niigata, The Nippon Dental University, Niigata 951-8580, Japan g Research Center for Neutrino Science, Tohoku
University, Sendai 980-8578, Japan
Nuclear reactors are gradually restarting in Japan after the
Fukushima Daiichi nuclear power station accident. There are seven
operating reactors in Oct. 2018. In this situation, we made a consortium of reactor monitor experiments among Japanese researchers
and share the research progress regularly. The PANDA detector,
which consists of 100 plastic scintillator arrays with a total mass of
1 ton, was developed and is ready to perform a measurement. The
background measurement was performed at the campus of Kitasato
University in 2017, and the background rate on the ground level was
measured to be about 7,000 events/day. As a next step, we plan
to perform a measurement in Ohi nuclear power plant next spring.
There are 4 nuclear reactors (3.4 GWth × 4 units) and 2 of them are in
operation. We have two criteria of measurement location, whose distance to the reactor core are about 45 m or about 100 m. We plan to
take a data for a 1 month in reactor-on and in reactor-off, respectively.
If we perform a measurement at the distance of 45 m from the reactor
core, the number of expected neutrino signal is about 20 events/day,
and then the significance of the signals will be around 4 sigma level.
Except for the PANDA experiment, we are also developing the detector with Gd-loaded liquid scintillator which has an capability of pulse
shape discrimination. The status and plan of reactor neutrino monitor experiments in Japan is described.
Sterile neutrino | reactor antineutrino | nuclear nonproliferation
Introduction
In nuclear reactors, a large amount of ν̄e are generated by
beta decay of fission products. The reactor neutrino monitor is an experiment with a neutrino detector installed near
the reactor and we attempt to monitor the reactor operation
remotely by measuring neutrino signals via inverse beta decay reaction. The SONGS experiment have demonstrated
the effectiveness of reactor neutrino monitor (91) and some
reactor neutrino monitor experiments are in progress. Since
the neutrino flux differs depending on the fission isotopes such
as 235 U and 239 Pu, there is a possibility that fuel composition
can be monitored by measuring the neutrino energy. Besides
these objectives, reactor neutrino monitors will lead to an
understanding of so-called “5 MeV bump” (92–95) and “reactor anomaly” (96) which are two problems in the field of
reactor neutrino experiments. The reactor neutrino monitor
experiment is a meaningful research from these aspects.
Nuclear reactors and neutrino monitor experiments
There were 54 nuclear reactors in operation before the
Fukushima Daichi nuclear disaster in 2011, supplying 30%
of the country’s electric power. In 2013, new stricter safety
regulations were established to withstand earthquakes and
tsunami. All nuclear reactors had stopped after then, making
it difficult to restart reactors and to perform a measurement
https://neutrinos.llnl.gov/workshops/aap2018
in the nuclear power plant. In Oct.2018, 9 reactors in five
nuclear power plants met the new standards and 7 reactors
are in operation, supplying about 3% of the country’s electric
power. It was decided that 19 reactors will be decommissioned,
however, it is planned that nuclear energy will account for
about 20% of energy output by 2030, with 30 nuclear reactors
in operation.
The reactor neutrino monitors have been developed at each
institute in Japan. There are two types of detectors; plastic
scintillator and liquid scintillator. All Japanese researchers
related to the reactor neutrino monitor organized a consortium to achieve the measurement in the nuclear power plant
where the safety regulation is strict, and the informations and
technologies are shared among us. We firstly plan to measure
neutrinos by plastic scintillator from the aspect of safety. We
will also continue the liquid scintillator development which
has an capability of pulse shape discrimination between γ-rays
and neutrons.
PANDA experiment
Detector. The PANDA (Plastic Anti-Neutrino Detector Array)
detector is made of plastic scintillator arrays. The structure
of a module and a whole detector is shown in Fig. 20. A Gd
coated sheet is set on the surface of plastic scintillator, and
an average neutron thermalization time is about 60 µsec. The
PANDA detector has been developed since 2006, and a full
set of 100 modules with a total mass of 1 ton (PANDA100)
were constructed in 2016.
Measurement at nuclear power plant in 2012. A measurement
was performed with 36 modules (PANDA36) at Ohi nuclear
power plant in 2012, before the establishment of new safety
regulation. Reactor power was 3.4 GWth and distance to
reactor core was 35.9 m. Measurement period for reactor-on
and reactor-off was 30 days and 34 days, respectively. As a
result, event rate difference between reactor-on and reactor-off
was measured to be 21.8±11.4 events/day. A significance of
neutrino signals was 2σ in the PANDA36 modules (97). It is
important to know the background level in the PANDA100 to
estimate a significance of neutrino signals.
Background measurement in 2017. Background measurement
was performed in the campus of Kitasato University to understand the background level of the PANDA100 on the ground.
The measurement date was from Aug.31 to Sep.8, 2017. A
detector was set in a 20 feet container which was set outside
of the building. An effect of water shield with 24 cm thickness
1
E-mail: nkyohei@u-fukui.ac.jp
Applied Antineutrino Physics 2018
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December 11, 2019
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20–56
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Fig. 20. A schematic view of theH8>CI>AA6IDG
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100
cm in
length and 10 cm in width and height. The detector consists of
100 modules and a total mass of plastic scintillator is about 1 ton.
was checked by the measurement. An event rate below 3 MeV
(ambient γ-rays region) decreased by about 30%, however, neutron events (correlated events) increased by about 20% due to
muon spallation in the water. Since the neutron background
is more significant for the measurement, we will not use water
shield.
Since the neutrino signals is observed by inverse beta decay,
we applied delayed coincidence technique to observe signals. As
a result, the background rate was measured to be about 7,000
events/day. It was also confirmed that the largest background
was multi-neutrons induced by cosmic muon, from the shape
of prompt and delayed energy spectra.
Plan of next measurement
We are asking to electric power company (KEPCO; Kansai
Electric Power Company) about the measurement in Ohi
nuclear power plant, which is the same location of the PANDA
36 measurement in 2012. Ohi nuclear power plant had supplied
the second largest electrical output among nuclear power plants
in Japan. There are 4 reactors with thermal power of 3.4 GWth
for each reactor. Reactor unit 1 and unit 2 stopped and they
were decided to be decommissioned. Reactor unit 3 and unit 4
have been in operation since spring 2018. We plan to perform
a measurement outside of the reactor building of unit 3 or
unit 4 next spring.
There are two criteria of measurement location where the
lashing apparatus is available, as shown in Fig. 21. In the new
safety regulation, we should fix a car or a container using lashing apparatus, which is against for tornado. Distance from the
core is about 45 m or about 100 m. We plan to measure for 1
month in reactor-on and in reactor-off, respectively. Measurement condition and expected rate of signals and backgrounds
are summarized in Table. 3, with the measurement result of
the PANDA36. Significance will be about 4σ at 45 m and
about 1σ at 100 m.
respectively.
+
'>K:GEDDA
Table 3. Results of the PANDA36 and measurement conditions of the
PANDA100 at Ohi nuclear power plant
Detector
Target Mass [kg]
Distance from core [m]
Efficiency [%]
Expected signals [/day]
Expected backgrounds [/day]
PANDA36
PANDA100
PANDA100
360
36
3.2
19
∼3,000
1,000
45
9.2
98
∼7,000
1,000
100
9.2
20
∼7,000
has a PSD capability for fast neutrons, and plastic scintillators for cosmic muons. This may be the first measurement
using liquid scintillator at the nuclear power plant in the new
safety standards. The measurement location was 100 m from
unit 3, and measurement was performed for 2 days. Afs a next
step, we plan to install a few tens litter of Gd-loaded liquid
scintillator.
Conclusion
After the accident of nuclear power plant in Japan, reactors
are gradually restarting, but there is a hurdle to perform a
measurement in the nuclear power plant due to the strict
regulation. A consortium of the research for reactor neutron
monitor was formed in this situation. In the PANDA experiment, which consists of plastic scintillator modules with a
total mass of 1 ton, a background measurement was performed
capability, and the background event rate was measured to be
about 7,000 events per day. We plan to install the PANDA detector at Ohi nuclear power plant next spring. If we measure a
data for 1 month in reator-on and in reactor-off, a significance
of signals is expected to be about 4σ at 45 m from the core.
Background measurement with liquid scintillator at Ohi
PSD capabilityWe performed an ambient background measurement at Ohi nuclear power plant with a set of detectors;
NaI (2 inches) for γ-rays, liquid scintillator (BC501, 3L) which
Nakajima et al.
21
Status of the Neutrinos Angra Experiment
Anjos,J. C.a , Cernicchiaro,G.a , Chimenti,P.b,* , Costa,I. A.c , Gonzales,L. F. G.d , Guedes,G. P.e , Kemp,E.d , Lima Júnior,H. P.a ,
Lopes,G. S.c , Nóbrega,R. A.c , Pepe,I. M.f , Ribeiro,D. B. dos S.f , and Souza,D. M.c
a
Brazilian Center for Physical Research, Rio de Janeiro-RJ, Brazil b State University of Londrina, Londrina-PR, Brazil c Federal University of Juiz de Fora, Juiz de Fora-MG,
Brazil d University of Campinas - UNICAMP, Campinas-SP, Brazil e State University of Feira de Santana, Feira de Santana-BA, Brazil f Federal University of Bahia, Salvador-BA,
Brazil
The Angra Neutrino Experiment aims at monitoring the Angra-II
power plant by a non-invasive measurement of its emitted neutrinos. A commercial container, refurbished for housing the detector,
is placed at surface in proximity of the reactor dome wall, at about
30m from the reactor core. The detector itself has an active volume
of about 1.42 m3 filled with a water solution of 0.2 % Gd. The detector
has been installed at the Angra site in the second half of 2017 and
is now being deployed. A first neutrino measurement is expected
during the first semester of 2019.
Neutrinos | Nuclear Reactors
tyvek® , acting as both shield against background radiation
and active veto. GORE foils for the inner tank have been
chosen due to higher reflectivity.
Electronics and data acquisition
The 40 PMTs are powered by a CAEN SY4527 supply. Electric
signals from photo-electrons (p.e.) are conditioned by frontend electronics boards, custom made by the collaboration
(100, 101). These boards have been designed to have for a
single p.e. (at a typical 107 gain):
T
his is the edited text of a talk presented at Livermore
on October 10, 2018 as part of the Applied Antineutrino
Physics 2018 Workshop.
• 27 ns rise time
Introduction: motivation and design
• 75 ns FWHM
The Angra site was proposed in 2006 as a suitable location for a
theta1-3 measurement. Later on the international community
has opted for concentrating the efforts along three experiments:
Daya Bay, Double-Chooz and Reno. Still the Brazilian community found the interest of developing a neutrino detector
for Nuclear non-proliferation purposes: the Neutrinos Angra
Collaboration (98, 99) was formed.
The plant operators have been extremely cooperative since
the very beginning, imposing only restriction on the detector
design on security bases: in particular no flammable liquid
was allowed in proximity of the nuclear reactor. This excluded
the use of organic liquid scintillators (water based liquid scintillators had been developed several years later). A water
Cerenkov detector was therefore considered as a viable option
for our case. This kind of detector in fact profits from the
following features:
• 25.6 mV pulse height
• 84 ns fall time
• good linearity up to 50 p.e.
• a discriminated output.
Conditioned signals are digitized by other custom boards
(called NDAQ). These boards, designed to read-out 8 channels
each, will operate with the following configuration:
• 125 MHz sampling rate (8 ns sampling time)
• 100 samples per trigger
• -1.25 V to 1.25 V dynamic range
• 8-bits vertical resolution (about 9.76 V/bit).
• it is of very simple construction
• it is insensitive to cosmogenic fast neutron as a neutrino
background
• it is insensitive to a large fraction of environmental gammas (only the high energy tail of this radiation may
produce a signal interacting with the detector).
We designed the detector following with the following guidelines: a target, with inner fiducial volume of about 1.42 m3 of
a 0.2 % water solution of Gd, instrumented with Hamamatsu
Photomultiplier Tubes (PMTs) R5912 with special potting for
water Cerenkov applications. These PMTs have been chosen
on the basis of previous positive experience in other experiments. In order to increase the light collection efficiency,
inner faces of the target tank are covered with GORETM foils.
The inner volume is surrounded by tanks of pure water, instrumented with PMTs and with inner surfaces covered with
https://neutrinos.llnl.gov/workshops/aap2018
NDAQ boards are also equipped with 81 ps resolution Timeto-Digital converters allowing precise timing of the incoming
pulses.
Discriminated output from the front-end boards are sent to
a commertial ALTERA FPGA board implementing a majority
trigger logic. Once a trigger signal is formed, data from NDAQ
modules are sent to a single board computer (ROP) running
on the VME crate. These data are then transferred via Gigabit
Ethernet to a local PC controlling the data acquisition.
Completed runs are pre-processed locally and sent to computing clusters at CBPF and Unicamp. All the data acquisition process can be controlled and partially configured
remotely.
2
E-mail: pietro.chimentigmail.com
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Simulation and expected results
Considering the fiducial volume of about 1.42 m3 and the
reactor-detector mean distance of about 30 m we expect a
neutrino interaction rate of about 5070 events/day. Main
backgrounds include cosmic particles (muons, electromagnetic
and hadronic components) and enviromental gammas. A preliminary geant4 simulation (102) has been developed in order
to understand the expected neutrino signal as well as the
background, and therefore the signal over background ratio.
Critical inputs of the simulation are related to the optical
properties such as water absorption length of Cherenkov light
(wavelength dependent), reflectivity of GORE surfaces and
quantum efficiency of PMTs. Some of these quantities depends
on the actual working condition of the detector but educated
guesses have been made. A more realistic simulation will be
tuned against the real working condition of the detector once
the commissioning phase is over. Simulated events are selected
on the basis of the number of p.e. in the prompt and delayed
pulses as well as their time difference in order to optimize the
neutrino detection. The expected neutrino detection efficiency
is about 40%. Still a considerable rate of background events
survives the selection making necessary background subtraction techniques by reactor on-off comparisons. On the basis
of these assumptions we expect to be able to observe a highly
significant reactor on/off difference with 24h of data.
Commissioning and plans
The Neutrinos Angra detector has been installed in the experimental site in September 2017. The electronics has been
installed in January 2018. We are devoting the entire 2018
to improve the data acquisition system and trigger configuration. Three commissioning campaigns (see figure 22) have
been done until now in order to fix issues related to the trigger
and veto condition, data acquisition stability and data quality
assessment.
A reactor off period is scheduled for February 2019, we plan
therefore to start a data taking campaign early in 2019.
Fig. 22. Trigger rate during the commissioning campaigns.
ACKNOWLEDGMENTS.
The ANGRA collaboration acknowledge the financial support from CNPq, FAPESP and FINEP. The
ANGRA collaboration also thanks Eletronuclear. P.Chimenti would
like to thank CNPq for the financial support to participate to the
AAP2018 workshop.
P. Chimenti et al.
23
The VIDARR Detector
J.Colemana , R. Collinsa , G. Holta , C. Metelkoa , M. Murdocha , Y. Schnellbacha , and R. Millsb
a
University of Liverpool, Merseyside, L69 7ZE b National Nuclear Laboratory, Sellafield, Cumbria, CA20 1PG
The project presented here aims to provide a reliable, autonomous
device for the monitoring of reactor anti-neutrino emissions in a safeguards context. A “drop-in” deployment with minimal intrusion was
demonstrated with the device at Wylfa Power Station, Anglesey, UK.
The detector and associated readout and services are designed to
be housed in a 20 ft ISO freight container. This technology is highly
suitable for use on reactor sites thanks to the use of non-toxic materials with a high flash point and a robust mechanical design. After a
successful field trial the detector is undergoing a series of improvements.
Neutrinos | Nuclear Reactors
VIDARR
T
he detector utilises the same technology from the ND280
electromagnetic calorimeter (ECal) of the T2K particle
physics experiment (103). Upgrades to the design include a
new multi-pixel photon counters (MPPC) variant, and designed for purpose electronics.
Fig. 23. A cutaway of the VIDARR detector, illustrating the basic mechanical design.
Fig. 24. Loading of the shipping container onto the flat-bed truck, via a HIAB, at the
University of Liverpool.
Upgrades
The detector consists of planes of extruded plastic scintillator
bars with a Ti02 reflective coating. The bars are orientated
to form a square and are stacked in a hodoscope topology.
A wavelength shifting fibre acts as a light guide through the
centre of each bar, and guides the scintillation photons to the
MPPCs located at one end of each fibre.
Additional scintillator bars have been added as part of the
upgrade, and the detector is increased in size to a total of 70
planes giving an active volume of 1.6 m3 and active mass of approx. 1.5 tonnes. Taking advantage of developments in MPPC
technology since they were first deployed for T2K, results in
an MCCP gain of 2 × 106 , almost a order of magnitude improvement over their predecessors. The new sensors also give
a reduction in the dark noise rate and cross-talk probability
both by an order of magnitude. A significant improvement
has also been made in photon-detection efficiency, increasing
from 20% to above 40%.
The design goals of the detector were based upon the requirements in the 2008 IAEA report (104). These include,
inert construction, avoiding liquids, and low cost. These requirements are satisfied through the use of extruded plastic
scintillator and the use of low-voltage MPPCs. Above ground
operation is enabled through the segmentation of the scintillator and portability arises from being housed inside a freight
container only requiring a single power socket. The design
has proven to be robust with the ECal surviving the 2011
earthquake off the Pacific coast of Tōhoku in Japan
After the deployment at Wylfa, the detector was returned
to the University of Liverpool for a series of upgrades, working
in conjunction with John Caunt Scientific Ltd. The upgrade
relies upon the same requirements from the design goals of
the initial iteration (105), additional operational experience
and relevant advances in the associated technology.
https://neutrinos.llnl.gov/workshops/aap2018
Fig. 25. An overview of the readout schema for the VIDARR Detector.
2
E-mail: coleman@liverpool.ac.uk
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A complete replacement of the readout electronics has been
developed, replacing those adapted from Trip-T based readout
systems for the near detector (ND280) of T2K. Replacing the
previous system designed for pulsed beams, allows for 100% live
readout, improved triggering, and data taking capability. An
overview of the upgraded readout system is shown in figure 25.
The Front end electronics consist of Analogue Processing, the
signals from which are Digitized, sent, and time synchronised
to the FC7s utilising synchronous multi-gigabit links over the
optical fibres. The FC7s are synchronised using the µTCA
backplane. The trigger primitives are collated, and a trigger
issued. Data from the FC7 is first buffered into DDR3 memory
before being transmitted to the DAQ computer via the µTCA
backplane. A fuller description of the readout electronics can
be found in (106).
from the reactor for each day during the year and a half of
monitored reactor operation was calculated. Work is currently
ongoing converting these into a form suitable for inclusion in
GEANT-4 simulations of the detector.
Performance
The increased photo-detection efficiency and a lower dark noise
rate from the newer MPPCs, combined with improvements in
data-rates allows the trigger threshold to be set to 100 keV.
Resulting in an enhancement of the neutron trigger. Figure
26 shows a simulation of the number of channels triggered
with thresholds of 700 keV and 100 keV respectively, greatly
enhancing the neutron particle identification over the initial
version of the detector.
The overall upgraded performance of the detector contributes to a reduced background and increased detection rate
of anti-neutrinos, due to a 50% increase in cross-section from
the additional instrumented mass, a further 12% from improved geometry for the containment of the Gd Interactions.
Further gains are expected from the enhanced performance of
the MPPCs and the associated electronic readout and trigger.
Fig. 27. An illustrative example from the Reactor simulation showing the channel
powers of the reactor as calculated by PANTHER at one point during the irradiation.
Status
The VIDARR detector is currently being developed and characterized. The upgrades will be completed, and the detector
will be ready for deployment in 2020.
This series of upgrades moves the project towards an industrial demonstrator fully compliant with IAEA recommendations.
ACKNOWLEDGMENTS.
Fig. 26. An example neutron interaction: (left) high threshold 700 keV, with low
number of channels; (right) reduced threshold 100 keV, the number of Channels is
high, and hits are spatially separated.
This work was supported by Innovate-UK, the STFC Innovations
Partnership Scheme (IPS), the Royal Society of Edinburgh, and
the Royal Society. The authors also wish to thank the UK NNL
for funding the reactor simulation work and co-funding an EPSRC
NGN studentship. We are grateful for the support and contributions
of the Particle Physics group and the mechanical workshop from the
Physics Department at the University of Liverpool. We would like to
thank the members T2K-UK for their advice and the loan of relevant
components. These proceedings are an update of reports presented
at the AAP in previous years (106, 112), and the proceedings for
ANIMMA (107).
Reactor Simulations
To support the development of this detector technology for
reactor monitoring and to understand its capabilities, the National Nuclear Laboratory modelled the Wylfa graphite moderated and natural uranium fuelled reactor with existing codes
used to support Magnox reactor operations and waste management (107). The 3D multi-physics code PANTHER (108)
was used to determine the individual powers of each of the
49248 fuel elements during the year and a half period of monitoring from reactor records. The WIMS/TRAIL/FISPIN code
route (109) was then used to determine the radionuclide inventory of each nuclide on a daily basis in each element. These nuclide inventories were then used with the BTSPEC (110) code
to determine the anti-neutrino spectra and source strength
using JEFF-3.1.1 (111) data. Finally the anti-neutrino source
J. Coleman et al.
25
Water Cherenkov Monitor for Antineutrinos
(WATCHMAN)
Morgan Askinsa,b,1 , for the AIT-WATCHMAN collaboration
a
University of California, Berkeley b Lawrence Berkeley National Laboratory
WATCHMAN is a kiloton-scale gadolinium-doped water Cherenkov
detector, currently under development, to be placed 25 km from the
Hartlepool Nuclear Power Station at the Boulby mine at a depth of
1070 m. The experiment is part of a nuclear nonproliferation effort
with the goal of demonstrating the use of anti-neutrino detection for
continuous nuclear reactor monitoring. WATCHMAN is a single component of the Advanced Instrumentation Testbed initiative, which
will provide benefit to the scientific community through the research
and development of advanced detector technologies such as waterbased liquid scintillator and fast photosensors at a large scale. The
detector is scheduled to be running by 2022 with an initial 2-year
measurement program followed by deployment of next-generation
detector technologies.
Neutrinos | Nuclear Reactors
N
uclear power reactors have both the capability of bringing
an abundance of energy to the world as well as producing the fissile material required to create highly destructive
weapons. As a means to take advantage of the inherent benefits of nuclear power, it is the International Atomic Energy
Agency’s (IAEA) intent to inhibit the use of nuclear power
for military use through peace agreements and monitoring of
world reactors while promoting the use of nuclear energy. In
the situation where direct access to a nuclear power facility
may not be available, the monitoring of such reactors through
alternative means is required. Anti-neutrinos from β-decay of
nuclear fission products provide a unique means to profile the
state of a nuclear power reactor at long stand-off distances,
all the while being impossible to shield against.
Introduction
A primary requirement for anti-neutrino detection at the midand far-field range is that the technology used is not prohibitively expensive when scaled up to match the lower rates
at increased stand-off distances. The AIT-WATCHMAN collaboration intends to demonstrate the detection of reactor
anti-neutrinos in a Gadolinium-doped water Cherenkov detector as a means to show that this particular technology is ideal
in this scenario when compared to standard liquid scintillator
anti-neutrino detectors. Anti-neutrinos are detected by their
interaction on hydrogen nuclei through inverse beta decay:
ν̄e + p → n + e+ .
[3]
By doping the water with 0.1% Gd by mass, the capture time of
the emitted neutron is reduced from approximately 200 µs to 30
µs (depending on final Gd concentration) due to the significant
thermal neutron capture cross-section of Gd . This leads to
fewer accidental coincidences from backgrounds, which results
in a greater sensitivity to anti-neutrinos. The de-excitation of
the resulting excited state of 158 Gd results in a higher energy
https://neutrinos.llnl.gov/workshops/aap2018
Fig. 28. Preliminary design of the WATCHMAN detector, showing a ∼ 1 kton fiducial
volume surrounded by an array of photomultiplier tubes.
deposit than on water (8 MeV cascade as opposed to a 2.2
MeV γ), resulting in a higher detection efficiency. Detection
of neutron capture in Gd-doped water was demonstrated in a
water Cherenkov test stand at Lawrence Livermore National
Laboratory (113) as well as in an acrylic container submerged
in the Super-Kamiokande detector (114). The technology was
further explored by the WATCHMAN collaboration to look
for cosmogenic radionuclides in the Kimbalton mine (115).
The optical clarity and long term stability of Gd-doped water
has been demonstrated using EGADS, which has proven the
ability to separate Gadolinium from water with no loss of
material while maintaining optical properties consistent with
pure water (116).
WATCHMAN Detector
The WATCHMAN baseline design is a cylindrical tank approximately 20 meters in diameter and 20 meters tall, which will
house around 4,000 high quantum efficiency 10-inch photomultiplier tubes (PMT). A preliminary design of this detector is
shown in figure 28.To reduce the rate of radioactivity produced
by natural 214 Bi and 208 Tl in the PMT glass, low background
PMTs are being considered, which may reduce the PMT background by a factor of 10 compared to normal PMTs. The
detector will be located near the Boulby Underground Laboratory at the Boulby Mine in the United Kingdom, which
1
Corresponding author: M. Askins, E-mail: maskins@berkeley.edu
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December 11, 2019
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26–56
provides a low background environment with ∼ 2800 meters
water equivalent overburden. The site is located 25 km from
the Hartlepool Nuclear Power Station, which houses two 1500
MWt advanced gas-cooled reactors. The target for WATCHMAN is to demonstrate a 1 kton fiducial volume with 0.1%
Gadolinium by mass.
Backgrounds
The backgrounds in WATCHMAN can be categorized into two
groups: coincident backgrounds, which produce both a prompt
and delayed interaction– mimicking the anti-neutrino signal–
and random coincidence from high rate single component
sources. The primary sources of true coincidence signals will
come from anti-neutrinos from other reactors around the world,
neutron spallation products from muons going through the
rock wall, and muon-induced radionuclides. Radioactivity in
the detector components and the target medium will produce
single events, which could randomly mimic the coicidence
signal due to their very high rates. The photomultiplier tubes
(despite being low activity) produce the single most abundant
source of radioactivity and are the limiting component when
choosing a fiducial volume. Figure 29 shows the expected
backgrounds per week after event selection, along with the
signal from one reactor core; the second core is treated as an
additional background.
Reactor Monitoring Analysis Modes
The two-reactor configuration of the Hartlepool reactor allows for multiple analysis modes, which demonstrate different
real-life scenarios. The first is to perform an analysis with
knowledge of both reactor cores, representing a scenario where
one is simply confirming the power cycle of a reactor facility. Another scenario is to identify an unknown reactor in
the presence of known reactors, where WATCHMAN would
try to distinguish the one-core hypothesis from the two-core
hypothesis. Finally, an analysis can be done in which neither
core is known and WATCHMAN must detect the presence of
both reactors together without knowledge of their refueling
cycles. An analysis study was performed using Monte Carlo
simulations produced by the software package RAT-PAC (117)
assuming knowledge of the Hartlepool operation schedule. The
time to confirm observation of the reactor on/off cycle is shown
in figure 29. Results indicate that a 3σ observation will be
seen just before 300 days at 95% confidence.
Fig. 29. Monte Carlo studies performed by T. Pershing indicating the required dwell
time to distinguish the on/off event rate of two known power reactors at a 25 km
stand-off. The studies indicate a difference can be seen to better than 3σ after 300
days at 95% C.L.
would be desirable. Both of these technologies are under development and will be used in the ANNIE experiment (119)
prior to WATCHMAN.
Conclusion
The WATCHMAN experiment is currently under development
with preliminary designs currently being studied. A conceptual
design will be completed during the first half of 2019 with
the excavation to begin shortly afterwards (summer 2019).
Installation of the detector will start in spring 2021 followed
by commissioning and calibration. Data taking will begin some
time in 2022 and will continue until at least 2024. Research
and development towards water-based liquid scintillator and
fast photosensors in WATCHMAN will occur concurrently.
ACKNOWLEDGMENTS.
LLNL-PROC-785244. This work was
performed under the auspices of the U.S. Department of Energy
by Lawrence Livermore National Laboratory under Contract DEAC52-07NA27344.
Advanced Instrumentation Testbed (AIT)
The future of the WATCHMAN experiment beyond the initial
project goal is to provide a platform to test future detector
technologies, which could be used in future large scale deployments such as the Theia experiment (118). The exact
configuration for WATCHMAN after the initial reactor monitoring has not been finalized, but the most appealing options
involve filling the detector with water-based liquid scintillator.
Doing so would allow for the largest-scale test of water-based
liquid scintillator and is important in proving the technology’s
scalability. Since the primary motivation for using water-based
liquid scintillator is to achieve a detector medium that can
be scaled to megaton size, has high light yield (thus good
energy resolution), and retains the direction information from
Cherenkov radiation, the deployment of fast photosensors
Askins
27
SuperK-Gd
Lluís Martí-Magro13
13
Kamioka Observatory, Institute for Cosmic Ray Research, University of Tokyo.
Super-Kamiokande (SK) started collecting data in 1996 and since
then it has produced outstanding results in atmospheric and solar
neutrino oscillations, as well as in proton decay searches. SK also
has the best limits in searches for the diffuse supernova neutrino
background but these studies are limited by irreducible backgrounds.
In 2004 GADZOOKS! was proposed: add gadolinium (Gd) to the SK
ultra-pure water. Gd has the largest thermal neutron capture cross
section and produces a gamma cascade of about 8 MeV. To prove
the feasibility of GADZOOKS! an R&D project was funded in 2009,
EGADS. The project achieved good results and in June 2015 the
SuperK-Gd project was approved. In June 2018, the refurbishment
of the SK tank begun and will be completed in early 2019.
Here we give a brief account of the benefits of adding Gd, the tests
conducted at EGADS and the refurbishment work done so far.
tank with 240 photo-multipliers, dedicated water filtration
systems to purify Gd loaded water, a data acquisition system
and other ancillary equipment. It had to demonstrate the
following goals were achieved:
• The filtration system can achieve and maintain a good
water quality while keeping the Gd concentration in water
constant.
• Current analyses will not be negatively affected.
• Gd sulfate has no adverse effects on detector components.
• Gd can be added/removed in an efficient and economical
way.
gadolinium | neutrino | neutron | tagging
• The now visible neutron background, and specially that
from impurities in the Gd sulfate itself, does not represent
a problem.
S
uper-Kamiokande (SK) has been running for over 20 years
with outstanding results from atmospheric and solar neutrino oscillation, to proton decay or diffuse supernova neutrino
background (DSNB) searches. Adding the capability of neutron tagging would allow to reduce the backgrounds in many
studies. For this reason, SK started in June 2018 its refurbishment.
Motivation
The original motivation for GADZOOKS! (120) was the search
of the DSNB, the neutrinos from all the past core collapse
supernovae (SNe) in the history of the universe. All six types
of neutrinos are produced by SNe but they are most likely
detected by inverse beta decay (IBD): ν̄e p+ → e+ n. Observing
DSNB is limited by two irreducible backgrounds (121). At
low energies by the decay of invisible muons (below Cherenkov
threshold) and at high energies by atmospheric neutrinos.
Because these two backgrounds do not produce neutrons, they
could be greatly reduced if we had neutron tagging capabilities.
When a neutron is produced in SK, a capture on hydrogen after about 200 µs usually follows and produces a single
gamma of 2.2 MeV. This single gamma cannot be detected efficiently. The efficiency to detect an IBD (prompt and delayed
neutron capture combined) is about 13% (122). At EGADS
this efficiency is above 80% when loaded with 0.2 % of Gd
sulfate.
There are many other situations where neutron tagging
can be very useful. To pick up an example, proton decay
could benefit too since in most of decay channels there is no
accompanying neutron.
EGADS
EGADS (Evaluating Gadolinium’s Action on Detector Systems) was funded to ensure that loading Gd into the otherwise
ultra-pure water of SK would not pose a danger for the detector and the current analyses. It basically consists in a 200-ton
https://neutrinos.llnl.gov/workshops/aap2018
In addition, a method to stop the water leak in the SK
tank had to be developed in order to avoid releasing Gd into
the environment while safe to use with Gd.
Figure 30 shows the water transparency and the Gd sulfate
concentrations. The transparency is shown as the amount of
detected Cherenkov light after travelling 15 meters, the typical
distance a signal photon travels in SK. This is measured in
three positions: top, centre and bottom of the EGADS tank.
The blue band represents the typical SK-III and SK-IV values.
The Gd sulfate concentration is also monitored in the same
positions. The horizontal dashed line shows the final target
concentration value.
After each Gd sulfate loading (vertical dashed bands) there
is a momentarily drop in the transparency values at all positions. They recover and if the running conditions are kept
normal then stay within the blue band.
The Gd sulfate concentration increases after each loading
and is quickly homogeneous throughout the EGADS detector.
Moreover, after the final loading the concentration is constant,
i.e. there is no Gd lost after about 2.5 years.
Figure 30 shows that Gd sulfate is transparent to Cherenkov
light, the filtration system can remove impurities but keep Gd
and that Gd sulfate dissolves homogeneously throughout the
detector. At the end of that run, EGADS was emptied. Gd
was removed from solution using a resin. The Gd concentration
left was measured to be below our detection threshold (< 0.5
ppb).
Once the tank was empty, we examined the tank walls and
structure, as well as the photo-multipliers and their supporting
structures. Every material looked perfect with no sign of
deterioration.
2
martillu@suketto.icrr.u-tokyo.ac.jp
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Fig. 30. Water transparency and Gd sulfate concentration measurements for three different sampling positions: top, centre and bottom of the EGADS tank.
Table 4. Table example.
Chain
238
U
Sub-chain
Typical
(mBq/Kg)
DSNB
(mBq/Kg)
U
Ra
232
Th
228
Th
235
U
227
Ac/227 Th
50
5
10
100
32
300
<5
-
-
< 0.5
< 0.05
< 0.05
<3
<3
238
226
232
Th
235
U
Solar
(mBq/Kg)
Neutron background
The existence of radio impurities in the Gd sulfate could be the
source of backgrounds for DSNB and other current analyses.
The typical impurities found in our Gd sulfate batches are
show in table 4. We studied the radio-purity levels required
for each study and then we collaborated with companies to
produce Gd sulfate with those goals in mind. These limits are
also shown in the table, where the most stringent limits come
from DSNB and solar analyses. If no number is given (-) it
means that the corresponding requirement is less restrictive.
Until now one company has been able to produce Gd sulfate
according to this goals while others are still trying to improve
their results.
Detector refurbishment
Leak fix. To stop the leak we developed a two layer strategy:
The first one is BIO-SEAL 197 by Thin Film Technology Inc.
This material can easily fill cracks and is mechanically very
strong, albeit rigid. The second material is MineGuard-C by
Hodogawa company. This material was chosen to overcoat BIOSEAL 197 because is more flexible, allows larger displacements
and has lower Rn emanation levels.
Multiple tests including fatigue tests have been conducted
with these materials to ensure the mechanical properties meet
our requirements. During refurbishment work, samples of
these materials were taken in order to measure contamination
from radio-impurities.
Photo-multiplier replacement. About 140 photo-multipliers
(PMTs) were replaced in the inner detector (ID) while about
200 PMTs were replaced in the outer detector (OD). Newly
developed PMTs for Hyper-Kamiokande were used for the
replacement in the ID. For the OD most of the replacements
were done in the top region (about 100 PMTs).
Tyvek replacement. Tyvek sheets separate optically the ID
and the OD. Their surfaces are black in the ID and white in
the OD, to absorb and reflect light. These sheets have been
largely replaced by new ones.
New water filtration system. A new hall was excavated near
SK and new water filtration systems suitable for Gd loaded
water installed.
SK is currently being filled with pure water. Some work
in the tank top is left and it is expected to be finished in
January 2019. Several time schedules for Gd loading are being
considered in coordination with the T2K collaboration.
use two different materials with different mechanical properties.
Martí-Magro
29
The Versatile Test Reactor Overview
Tony S. Hilla,b
a
Idaho State University b Idaho National Laboratory
The DOE Office of Nuclear Energy has initiated preliminary R&D to
develop the Versatile Test Reactor (VTR) program. The mission of
the VTR program is to provide leading edge capability for accelerated testing and qualification of advanced fuels and materials, enabling the U.S. to regain and sustain technology leadership in the
area of advanced reactor systems. The goal of the VTR program is
to enable a fast spectrum test reactor that can begin operations by
2026. The VTR is an essential tool for supporting a new generation
of high-value experiments, tests and validation. The VTR Experimental R&D effort is focused on maximizing experimental outcomes by
developing a broad array of experimental capabilities, as well as providing the most accurate and precise experimental boundary conditions and validation opportunities as possible, which may require
additional instrumentation outside the nominal instrumentation and
control suite required for safe reactor operations. Given the aggressive schedule of the VTR program, one focus of the Experimental
R&D effort is to expeditiously identify potentially valuable scientific
and engineering opportunities that are only possible or highly optimized when included in the baseline design of the VTR system.
gadolinium | neutrino | neutron | tagging
T
The VTR is an essential tool for supporting a new generation of high-value experiments, tests and validation
opportunities. The goal of the VTR Experimental Program
is to maximize experimental outcomes by providing a broad
array of experimental capabilities, as well as providing the
most accurate and precise experimental boundary conditions
and validation opportunities as possible, which may require additional instrumentation outside the nominal instrumentation
and control suite required for safe reactor operations. Given
the aggressive schedule of the VTR program, one focus of the
Experimental R&D effort is to identify potentially valuable
scientific instrumentation and determine the impact on the
VTR design. As an example, VTR University R&D funding
was awarded to Georgia Institute of Technology to develop
and design a VTR specific ex-core power measurement system based on inverse beta decay (IBD) detector technologies,
originally developed for the international safeguards mission.
The system will be designed for operation in an engineered
environment, well outside the reactor vessel, to avoid sensor
degradation or drift, which is common to instrumentation in
the harsh environment inside the vessel. Such a system may
provide an accurate, precise, reliable, and independent reactor
power history over the entire VTR operational timeline. The
integration of IBD power monitor data in the VTR data analytics layer may provide independent and foundational support
in minimizing experimental systematic uncertainties associated with the challenge of accurately reconstructing power
of a pool-type sodium fast reactor. If a decision is made to
include such a system, the required infrastructure will need to
be included in the plant design.
The VTR will produce over 1019 electron antineutrinos
per second at full power and could possibly support advanced
https://neutrinos.llnl.gov/workshops/aap2018
Table 5. Isotopic fission fractions expected in the VTR baseline fuel
at the beginning and end of a 100 day power cycle once the core
loading has reached equilibrium.
Isotope
Begin
End
Relative Change
U235
U238
Pu239
Pu240
Pu241
13.2%
12.6%
61.8%
8.2%
3.7%
12.8%
12.7%
61.8%
8.4%
3.8%
-3.7%
1.5%
0.02%
2.2%
2.3%
development of reactor antineutrino detection systems by providing appropriate testing galleries close enough to the core
to quickly impress signals on new detector designs, including
those based on coherent neutrino scattering, or for direct intercomparisons between various detection systems to understand
systematic performance differences. Interest in such infrastructure will need to be communicated to the VTR program in an
appropriate time frame in order to be considered for inclusion
in the plant layout.
The baseline fuel being studied for the VTR core is
80LEU5% 20P URG 10Zr, where 99.5% of the fissions occur
in five isotopes. The isotopic fission ratios are significantly
different from LWR systems and are relatively stable during
an anticipated 100-day irradiation cycle (see Table 5). Initial
plans for power operations do not include load following, which
results in a linear decrease in power of ∼ 2% over a run cycle.
Nominal operations are anticipated to include ∼ 20 days for
reconfiguration between irradiations. The unique fission ratios,
the relative stability of the system, along with adequate poweroff periods, is a perfect laboratory for studying the response
of antineutrino detectors and provides a unique window on
the Pu line shapes in support of advanced safeguard systems
and potentially contributing to the resolution of the existing
reactor antineutrino IBD line-shape discrepency between data
and simulations.
The tension between observed and predicted reactor antineutrino rates is commonly referred to as the reactor antineutrino anomaly and remains an active field of research.
The anomaly may be related to deficiencies in the nuclear
data that support the rate predictions or may be related to
deficiencies in our fundamental understanding of the neutrino
sector in the standard model. The VTR may provide opportunities to make substantial progress on both fronts. Reactor
antineutrinos are produced in the successive decays of excited
fission products as they make their way towards stability. The
fission fragment source term is isotope and neutron spectra
dependent. The nuclear data available contains yield estimates
from many of the actinides but are typically limited to one or
Tony Hill E-mail: Tony.Hill@inl.gov
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two incident neutron energies. First order interpolation and
extrapolations are typically utilized for numeric predictions.
To support antineutrino measurements at the VTR, integral
fission product yield measurements can be carried out using
a rabbit system and a mass spectrometer, such as ICP-MS,
to provide valuable constraints for all the fissionable isotopes
in the VTR spectrum. The beta decay spectrum is also an
important ingredient, as it is correlated to the antineutrino
spectrum through the available transition energy. Most of the
pertinent beta spectra data available today were measured
at ILL in a very thermalized spectrum. New beta spectra
measurements carried out in the VTR, combined with VTR
fission product yield measurements, can certainly increase the
confidence in predictions and provide direct comparisons in
spectra and rates between the betas and antineutrinos. A back
of the envelope calculation suggests that a beta spectrometer
at the VTR would provide data rates about 10% of that seen
at ILL without considering any specific spectrometer enhancements. The business case for this added capability needs to
be fully delineated for further evaluation.
The reactor antineutrino anomaly may also be due to
physics beyond the standard model. Neutrino research over the
years has certainly determined that at least two of the three
known “light” neutrinos have mass and their relative mass
differences and mixing angles are known to some precision.
The existence of yet undiscovered “heavy sterile” neutrinos is
plausible with extensions to the standard model framework
and if they exist, could be responsible for the reactor antineutrino anomaly. The reactor rate anomaly suggests a specific
range for the mixing angle; other constraints, including those
from cosmology, suggest a mass difference of order 1 eV. Due
to detection resolution, the signature for these exotic neutrinos
can only be accessed at very short distances from the source.
Many short baseline reactor experiments have collected, are
collecting, or will be collecting IBD data with limited statistics and baseline coverage, looking for subtle differences in the
neutrino energy distributions as a function of distance. All
of these experiments have baseline coverage restrictions due
to the limited access to existing reactor cores. The collective
results to date are intriguing, neither statistically confirming
or completely excluding their existence, leading to the development of more refined and definitive experiments. The VTR
may provide the perfect opportunity to resolve this important
fundamental physics issue. If one considers a single IBD detector system below the VTR core that covers a baseline from
4 to 17 meters, the discovery space is significantly enhanced
over current or planned experiments, such as PROSPECT
(14). PROSPECT collaborators at the Illinois Institute of
Technology provided an estimate of the impact for a large
PROSPECT-type system below the VTR core (see Figures 31
and 32). The inputs and assumptions for the calculations are:
• Detector
– 2m x 2m x 13m system (52 tonnes)
– Baseline from 4 to 17 meters
– 95 x 18, 15cm x 15cm x 2m segments
– Assumed ‘best’ (center) PROSPECT segments energy response for all segments
– Assumed signal:background = 1:3
• Reactor
– 0.4m wide and 0.5m high core (HFIR)
– Assumed 10 years running at 100 MW, or 3.3 years
at 300MW
Hill
• Assumed Uncertainties
– Signal and cosmic background statistics
– PROSPECT IBD energy response uncertainty (nonlinearity, scaling, resolution), treated as uncorrelated
between each segment
– 2% segment-uncorrelated IBD rate uncertainty
Fig. 31. Estimated VTR L/E oscillation sensitivity compared to current PROSPECT
result shows nearly twice the L/E coverage and represents a good situation for
addressing a wide range of coverage of 3+1, or 3+2, or osc+decay, or other nonstandard oscillatory patterns.
Fig. 32. The estimated 3+1 sensitivity at VTR covers the entire Kopp region at the
95% confidence level.
As a new advanced reactor system that is still on the drawing board, the VTR may provide unique opportunities to
support a variety of interests, by design, from fundamental
physics discoveries to advanced safeguards detector development. However, the aggressive timeline to construction requires interested parties to develop and share their ideas with
the VTR management as soon as possible for consideration.
Many opportunities exist but time is short.
ACKNOWLEDGMENTS.
The author would like to thank
PROSPECT collaborators B.R. Littlejohn and P.T. Surukuchi at
Illinois Institute of Technology for the estimated VTR sensitivity
plots.
31
Nuclear explosion monitoring: Can neutrinos add
value to the global system?
Rachel Carra,1
a
Department of Nuclear Science and Engineering, Massachusetts Institute of Technology
Hundreds of seismic, hydroacoustic, infrasound, and radionuclide
sensors monitor the earth for evidence of nuclear explosions. Since
the Comprehensive Nuclear Test Ban Treaty (CTBT) opened for signatures two decades ago, some analysts have asked whether neutrino detection could provide a useful complement to this network.
In principle, detecting neutrino emissions could uncover a clandestine nuclear weapon test missed by other technologies, or clarify the
nuclear nature and fission yield of a suspected test event. In practice, these capabilities would require very large neutrino detectors,
potentially beyond the scale of any built or currently planned. The
current cost scale for a single, regional-coverage neutrino detector is
roughly $1B. While neutrino detectors may find practical use in monitoring nuclear reactors, it remains difficult to see where they could
add value, for a reasonable cost, to the strong existing network for
detecting nuclear explosions.
gadolinium | neutrino | neutron | tagging
E
xplosive testing has been important to the development
of nuclear weapons, and nations and international agencies retain an interest in knowing about nuclear explosions
occurring anywhere in the world. While most nuclear weapons
states stopped explosive testing by the late 1990s, the Comprehensive Nuclear Test Ban Treaty (CTBT) is not yet in force.
Nuclear explosions have occurred as recently as 2017, with the
sixth nuclear test in North Korea.
Since the CTBT was negotiated in the 1990s, nations have
cooperated to develop a global system for detecting and characterizing nuclear explosions. Seismic, hydroacoustic, infrasound,
and radionuclide sensors form a network watching for signals
from nuclear explosions anywhere in the world, down to a
detection threshold of 0.5 kton or lower (123). In principle,
the neutrino emissions from nuclear fission explosions could
complement this existing system by:
• Detecting explosions that would otherwise go undiscovered, namely, explosions below the current ∼ 0.5 kton
detection threshold;
• Confirming that a suspected explosion event included
fission yield, helping to exclude alternative explanations
such as a chemical explosion or earthquake;
• Estimating the fission yield of the explosion and, in combination with seismic yield estimates, indicating if the
explosion contained a substantial fusion yield, or if the
seismic signal had been intentionally masked by underground cavity engineering.
An important question is: Could any of these hypothetical
neutrino applications add value to the existing explosion monitoring system, at a reasonable cost? To respond, it is useful
to consider the basic physics of the neutrino signal, prospects
for detection, and the relative benefits of neutrino detection
compared to existing approaches.
https://neutrinos.llnl.gov/workshops/aap2018
Neutrino signal from a nuclear explosion
A nuclear explosion generates approximately 1024 neutrinos
per kiloton of fission yield (124). The dominant mechanism
for neutrino production is the same as that in nuclear reactors
(note that the main fusion reactions typical of nuclear weapons
do not produce neutrinos). After a 235 U, 239 Pu, or other nucleus fissions, the resulting nuclear fragments undergo several
beta decays, each releasing a neutrino. For a rough comparison
with with neutrino rates in reactor-based experiments, it is
helpful to consider the energy units: 1 kton ≈ 1 GWh.
In contrast to a nearly steady-state nuclear reactor, a nuclear explosion releases neutrinos in a concentrated burst. Our
recent simulation indicates that about 60% of the neutrino
emission in a detectable energe range (above inverse beta
decay (IBD) threshold) occurs in the first 10 s (125). Compared to the equilibrium flux from reactors, neutrinos emitted
in the first 10 s post-explosion have a higher mean energy,
due to the lifetime-endpoint anticorrelation of beta decays.
See Ref. (125) for details about the signal simulation. Observing IBD in water-based detectors is currently the most
conceivable approach to detecting neutrinos from nuclear explosions. See (126) for perspective on using large, Gd-doped
water Cherenkov detectors for neutrinos from fission.
Hypothetical use cases
A. Detect explosions otherwise missed. Theoretically, a large
water-based detector could identify neutrinos from a nuclear
explosion that was not detected by the existing monitoring
network. A 2001 study focused on this possibility (124). The
authors estimated that detecting a significant signal (taken to
be 10 neutrinos) from a 1-kton explosion at 100-km standoff
would require a detector 60 times the size of the largest existing
water detector, Super-Kamiokande. The study concluded that
“while antineutrino detectors are in theory very attractive” for
detecting otherwise missed explosions, “engineering difficulties
and ultimately physics limitations severely proscribe actual
applications.” This conclusion stands in 2018, and is indeed
strengthened by the fact that non-neutrino techniques now
put the global explosion detection threshold below 1 kton.
B. Confirm nuclear nature of explosion. Seismic observations
can now identify the time and place of a suspected explosion
to within a few seconds and tens of kilometers, depending on
the explosion size and location (127). Using the suspected
detonation time as an analysis trigger reduces the number
of events needed to attribute a neutrino signal to a fission
explosion, compared to the previous case of detection per se.
We explored this possibility for Gd-doped water Cherenkov
1
recarr@mit.edu
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neutrino and seismic signals strongly limit these applications.
Conclusions
The effectiveness of the existing explosion detection network,
particularly its ability to detect explosions worldwide to a
threshold of 0.5 kton or lower, leaves little room for neutrino
detectors to add value. Any added capability from neutrino
detectors would come at large cost, comparable to the largest
projects in basic neutrino science. The key constraint comes
from the basic physics of the situation: although many neutrinos are produced in the source, they rarely interact, making
detection from a long distance feasible only in a very large
and expensive detector. While large science detectors may
have some incidental sensitivity to nuclear explosions in their
regions, it is difficulty to foresee building neutrino detectors
specifically for nuclear explosion monitoring.
Fig. 33. Mass of a Gd-doped water Cherenkov detector capable of providing 90%
probability of confirming fission yield for a suspect event at 99% CL, for various true
yields (blue curves). The step discontinuities come from the small number of discrete
events required when backgrounds are low. The smooth waves come from flavor
oscillations. See Ref. (125) for details.
ACKNOWLEDGMENTS. Adam Bernstein and Ferenc DalnokiVeress, coauthors of (125), made crucial contributions to the signal modeling and sensitivity studies. Michael Foxe and Theodore
Bowyer provided valuable discussion on the existing nuclear explosion monitoring network.
detectors, accounting for estimated background levels (125).
A significant neutrino signal could play a role similar to the
detection of airborne radionuclides, which currently help to
confirm the nuclear nature of suspected explosions.
It is possible to confirm a nuclear explosion with less neutrino detector mass than it takes to detect an otherwise missed
explosion. However, the requisite detector size is still on the
megaton scale or larger for cases of greatest practical value.
Figure 33 shows the mass of a Gd-doped water Cherenkov
detector needed to achieve a 90% probability of confirming fission yield at 99% CL for various explosion sizes, as a function
of standoff. A detector of the proposed Hyper-Kamiokande
size could confirm the nuclear nature of a 25-kton explosion
at a standoff of 100 km. The cost scale of Hyper-Kamiokande
approaches $1B (128). A detector about 10 times the proposed Hyper-Kamiokande size would be needed to confirm the
nuclear nature of a 250-kton explosion (near some estimates
for the total yield of the largest North Korean nuclear test
(129)) at 900 km (the distance from Kamioka, Japan to the
North Korean test site).
C. Estimate fission yield; indicate presence of fusion yield
or seismic decoupling. Neutrinos offer a theoretically attrac-
tive way to estimate fission yield, because the total neutrino
emission is nearly proportional to fission yield. By contrast,
seismic signal magnitude depends heavily on the depth of
an underground explosion and other geological factors (123).
However, placing a seismic-competitive constraint on fission
yield requires a stronger signal than confirming the presence
of fission. Therefore, this application would require detectors
larger than those depicted in Fig. 33.
In principle, discrepancy between neutrino-based and
seismic-based yield estimates could reveal the presence of some
fusion yield (if the seismic-based, total-energy yield is known
to be larger than the neutrino-based, fission-only yield) or intentional masking of the seismic signal by underground cavity
engineering (if the seismic signal is significantly smaller than
the neutrino signal). The stringent requirements on both the
Carr
33
Ricochet and Prospects for Probing New Physics
with Coherent Elastic Neutrino Nucleus
Scattering
Joseph Johnston for the Ricochet Collaborationa,1 , Bradley J. Kavanaghb
a
Laboratory for Nuclear Science, Massachusetts Institute of Technology, Cambridge, MA, USA b GRAPPA, University of Amsterdam, Science Park 904, 1098 XH Amsterdam,
The Netherlands
Coherent Elastic Neutrino-Nucleus Scattering (CEvNS) is a Standard
Model process that was recently detected by the COHERENT collaboration. Ricochet is an experiment in development that aims to detect
CEvNS at a nuclear reactor with Germanium and Zinc bolometers.
We present the design that will allow Ricochet to detect CEvNS, and
explore the enhanced background rejection capability of superconducting Zinc due to pulse shape discrimination. We demonstrate the
potential of CEvNS detection at a reactor to probe new physics. The
cases of a neutrino magnetic moment, generic non-standard couplings of neutrinos to quarks, and non-standard couplings with a
massive mediator are considered. We find that degeneracy in the
non-standard couplings can be broken by combining multiple detector materials, and that massive mediator models are more strongly
constrained by reactor experiments when lower energies are probed.
create more quasiparticles than phonons. Calculations indicate
that quasiparticle lifetimes are long compared to phonon collection times, meaning that pulses for electromagnetic events
will be longer. Fig. 34 shows a simulation of recoil energy vs
pulse shape discrimination parameter for five years of Ricochet
data, demonstrating strong discrimination power.
coherent elastic neutrino-nucleus scattering | reactor neutrinos
C
oherent Elasic Neutrino-Nucleus Scattering (CEvNS) is
a Standard Model process first predicted in 1974 (130):
dσν−N
m N ER
G2
= F Q2W mN 1 −
dER
4π
2Eν2
F 2 (ER ) ,
[4]
where MN is the mass of the nucleus, N(Z) is the number
of neutrons (protons), F (q 2 ) is the nuclear form factor, and
QW = N − Z(1 − 4 sin2 (θW )). The cross section is large due
to ≈ N 2 scaling, but detection of the low recoil energies is
difficult. CEvNS was recently discovered by the COHERENT
collaboration at the Spallation Neutron Source (SNS) (131).
Measurement of CEvNS has numerous possible applications, such as low energy measurement of sin2 (θW ) (132),
understanding of the neutrino floor in direct dark matter detection experiments (133), and searches for sterile neutrinos
(134). CEvNS also allows detection of neutrinos below the 1.8
MeV IBD threshold, enabling reactor monitoring applications
such as detecting a breeder blanket at a fast reactor (135).
Ricochet
The Ricochet experiment (136) will use cryogenic Ge and Zn
bolometers in order to detect CEvNS at a nuclear reactor. The
masses will be 500 g each of Zn and Ge in phase 1, and 5 kg
in phase 2. In order to achieve the desired low thresholds, the
mass will be split into an array of ≈ 10 g detectors, several of
which have already been fabricated. Initial pulses have been
taken with one Zn crystal, and are currently being analyzed.
Superconducting Zn bolometers are expected to provide
strong background discrimination power. An event will deposit
energy in a superconducting bolometer via quasiparticle excitations and phonons. Electromagnetic events are expected to
https://neutrinos.llnl.gov/workshops/aap2018
Fig. 34. Simulation of five years of Ricochet data assuming a thermalization rate five
times slower for electromagnetic backgrounds.
Scaling Ricochet to 10 kg with gram-sized detectors will
require reading out hundreds of signals. A multiplexing SQUID
array is in development in order to make this possible. Each
detector is read out using a transition edge sensor (TES) with
a DC current through it. The flux from the TES is read with a
rf-SQUID, whose inductance is dependent on the magnetic flux
passing through it, which is then coupled to a resonator. This
means that the TES resistance (and by extension event energy)
is tied to the frequency of the signal read out. Each TES,
rf-SQUID, and resonator combination is tuned to a different
frequency, then all are connected in parallel.
Ricochet will likely operate at the Chooz reactor complex
in France, consisting of two reactor cores with a total power
of 8.5 GW. There are two possible locations at the complex,
respectively located 80 m and 400 m from the reactor, with
10 m.w.e. and 120 m.w.e. overburden. The dominant backgrounds will be cosmogenic neutrons and internal radioactivity.
The expected background rate at the 400 m baseline site is
1.5 events/kg/day in the 0.1 to 1 keV region of interest. The
expected signal rate is 0.5 events/kg/day (136).
Prospects for New Physics Searches
CEvNS detection at a reactor can be used to probe new physics
beyond the Standard Model (BSM) (137). This potential for
BSM searches was considered for a combination of Ge, Zn, Si
1
To whom correspondence should be addressed. E-mail: author.jpj13mit.edu
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Median 90% Upper Limit on µν [10−10 µB ]
Red Giants - Arceo-Diaz et al. (2015)
10 0
10 1
10 2
Exposure [days]
10 3
Fig. 35. Projected 90% CL upper bounds on neutrino magnetic moment vs exposure,
plus the current COHERENT bound, the leading terrestrial bound from BOREXINO
(149), and the leading bound from energy loss in red giants (150).
A generic vector modification to the neutrino-nucleus interaction with two neutrino legs and two quark legs will modify
the weak nuclear charge (132):
Q2W → Q2NSI = 4[N −
Z
1
dV
+ ǫuV
ee + 2ǫee
2
2
dV
uV
dV
+ 4 N (ǫuV
eτ + 2ǫeτ ) + Z(2ǫeτ + ǫeτ )
The degeneracy between up and down quark couplings
makes it difficult to extract the neutrino mass ordering with
oscillation experiments (151). This degeneracy can be broken by detecting CEvNS in multiple detector materials with
different N/Z ratios, as shown in Fig. 36.
If the above non-standard interaction is mediated by a
massive scalar mediator, then an additional term is added to
the Standard Model CEvNS cross section (Qφ ≈ (15.1 Z +
14 N )gq ) (152):
Johnston et al.
1.0
uV
ǫee
10 -2
Ge (DC, Phase 2)
Zn
Si
CaWO4
Al2 O3
All
Scalar model gν = gu = gd ≡ gφ
10 -3
10 -4
COHERENT (2017)
10 -5
10 -6
10 -7 -2
10
10 -1
10 0
10 1
mφ [MeV]
10 2
10 3
10 4
Fig. 37. Projected 90% upper limits on the couplings of a new scalar mediator.
Conclusion
+
1
dV
]2
− 2 sin2 θW + 2ǫuV
ee + ǫee
2
0.5
The largest modification to the cross section occurs at low
recoil energies. Detection at a nuclear reactor probes lower
energy neutrinos (3 MeV) than the SNS (30 MeV). This enables
reactor experiments to place stronger bounds on the coupling
strength, especially at mediator masses below around 100 MeV.
Similar behavior occurs for a vector mediator (137).
Median 90% Upper Limit on gφ
10 -1
0.0
dV
ǫee
(gν )2 Q2φ
dσφ
ER m2N
F 2 (ER )
=
2 2
dER
4π
Eν (q + m2φ )2
10 -1
Solar ν - BOREXINO (2017)
T
Ge
Zn
Si
CaWO4
Al2 O3
All
0.5
Fig. 36. Projected 95% CL allowed regions on non-standard neutrino interactions for
near site, in flavor conserving νe → νe case.
COHERENT (2017)
10 0
10 -2 -2
10
1.01.0
10 0
10 1
10 -1
LHC monojet
CHARM
0.5
Very Near Site - Phase 2
10 2
0.0
EN
Fig. 35 shows the bounds that can be placed at the 80 m
site as a function of exposure.
0.5
R
HE
mag.
dσν−N
πα2 µ2ν Z 2
1
ER
1
=
−
+
F 2 (ER )
dER
ER
Eν
m2e
4Eν2
95% CL allowed regions - Very Near Site - Phase 2
Ge
Si
Ge + Si
1.0
CO
(138), CaWO4 , and Al2 O3 . CaWO4 , and Al2 O3 are considered
because ν-cleus is an experiment in development that will aim
to achieve a very low threshold and excellent background
rejection by using very small CaWO4 and Al2 O3 detectors
(139). 5 kg each of Zn, Ge, and Si with a 10 eV threshold,
68 g CaWO4 with a 7 eV threshold, and 44 g Al2 O3 with a
4 eV threshold are assumed, with all detectors located at the
Chooz reactor complex.
A Compton background of 100 events/kg/day/keV in Ge
is included, with a factor of 10−3 discrimination power in all
detectors. The neutron background from the 400 m site is also
used (136). It is assumed to be 10 times larger for the 80 m
site due to decreased overburden, and ν-cleus is assumed to
have a factor of 0.1 discrimination power.
In minimal Standard Model extensions, a Dirac neutrino
can obtain a neutrino magnetic moment (NMM) up to 3.2 ×
10−19 [mν / 1 eV]µB (140), and new physics contributions can
increase the NMM to 10−12 µB (141), (142), (143), (144), (145),
(146), (147), (148). Then an additional term is added to
Standard Model CEvNS:
CEvNS detection at a reactor can be used to probe new physics,
including a neutrino magnetic moment and non-standard couplings to quarks. Degeneracy in non-standard couplings can
be broken by combining different target materials. Detection
at a reactor places the strongest bounds on massive mediator
models, especially at mediator masses below 100 MeV.
ACKNOWLEDGMENTS.
We wish to thank the Heising-Simons
Foundationand, the MIT MISTI-France Program, and the National Science Foundation (PHY-1806251) for their support of
this work. BJK acknowledges funding from the European Research Council (Erc) under the EUSeventh Framework Programme
(FP7/2007-2013)/ErcStarting Grant (agreement n. 278234— ‘NewDark’ project) and from the NWO through the VIDI research
program ”Probingthe Genesis of Dark Matter” (680-47-532).
35
Plastic Scintillator Development at LLNL
Andrew N. Mabe1 17 , M. Leslie Carman17 , Andrew M. Glenn17 , Steven A. Dazeley17 , Natalia P. Zaitseva17 , and Stephen A.
Payne17
17
Lawrence Livermore National Laboratory
The development of plastics with pulse shape discrimination (PSD)
provided new capabilities that required much in-depth research to refine. Herein we describe results from extensive optimization studies
which have led to the development of PSD plastics with improved
scintillation performance and physical properties. Due to the large
concentration of primary dye required to manifest optimal PSD properties in plastic scintillators, the physical stability can be limited and
subject to mechanical deformation, especially in larger volume samples. Practical solutions have been developed to address these issues, resulting in physically stable scintillators with robust mechanical properties. Performance deterioration with increasing size is
also addressed. At large sizes, physical and performance characteristics are much more sensitive to preparation conditions and compositional alterations as compared with small scintillators, and efforts
to improve these properties are described. Finally, efforts to incorporate both aromatic and nonaromatic lithium compounds into PSD
plastics are summarized.
Plastic scintillators | pulse shape discrimination | lithium | thermal
neutrons | antineutrino detectors
Fig. 38. Images of plastics showing improved physical stability. A) Plastics aged
over 4 years with increasing concentration of crosslinker. Higher concentrations of
crosslinker improve physical stability and resistance to crashing. B). Leaching is
observed in plastics containing 28 – 32% PPO. Treating the surface with ethanol
eliminates leaching, thereby permitting loads of PPO up to 36% without any visible
degradation.
D
ifficulties associated with liquid scintillators stimulated
the development of solid-state materials that can serve
as replacements for liquids. Solid state scintillators such as
plastics are a relatively inexpensive alternative to liquids and
can be fabricated in a variety of shapes and sizes. Traditional
plastic scintillators were fabricated without pulse shape discrimination properties until a plastic that showed modest PSD.,
plastic 77, developed by Brooks et. al., was reported (153).
This plastic was found to be unstable and no further developments in PSD plastics occurred for several decades. A report
in 2012 described that the delayed component can be enhanced
by increasing the amount of primary dye (e.g., PPO) in the
plastic, resulting in PSD (154). When this plastic became
available commercially, produced by Eljen Technology under
the name EJ-299, many researchers reported characterizations
of the material and stated that it exhibited poorer scintillation
properties than traditional PSD liquids such as EJ-309 (155–
161). This work presents results of multi-year studies intended
to improve the physical and mechanical properties of PSD plastics, as well as efforts to improve the scintillation performance
of PSD plastics to the level of PSD liquids (162). These improvements are directly applicable to PSD plastics loaded with
thermal neutron capture nuclides such as lithium-6 (163, 164).
The results from incorporating lithium compounds into the
newly developed PSD plastics are described.
Results and Discussion
Due to the high concentration of PPO required to produce
PSD, several degradation mechanisms that do not occur in
standard plastic scintillators can negatively impact both scintillation performance and mechanical stability. Plastics can
undergo mechanical deformation over time, the dyes leach and
https://neutrinos.llnl.gov/workshops/aap2018
Fig. 39. Scintillation performance of PSD plastics containing 30% PPO, 36% PPO,
and EJ-309 liquid scintillator as functions of length. Top: light output; bottom: PSD
figure of merit in the region 450 – 510 keVee. Figure of merit is defined as in (154).
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Fig. 40. PSD plots of plastics containing aromatic lithium (left) and nonaromatic lithium (right). PSD plots are responses to 252 Cf moderated with 3 inch HDPE and are show
with optimized time gates. Molecular structures of aromatic compounds lithium salicylate and lithium 3-phenylsalicylate and nonaromatic lithium methacrylate are shown.
crystallize on the surface, and the interior of the plastic can
become cloudy. Many of the problems with physical stability have been addressed by adding divinylbenzene (DVB) to
provide crosslinking within the plastic. Crosslinking eliminates mechanical deformation and improves resistance to dye
leaching and precipitation. Further, leaching has been practically eliminated by treating the surface of freshly fabricated
PSD plastics with ethanol. This dissolves any residual material on the surface and prevents the dyes from crystallizing
on the surface. The mechanism by which ethanol treatment
eliminates leaching has not yet been fully elucidated. These
modifications have permitted the production of stable plastics containing up to 40% PPO, compared to the previous
maximum of 30%. Images of the physically stabilized plastics are shown in Fig. 38. Additionally, it was found that the
new secondary dye 7-diethylamino-4-methylcoumarin (MDAC)
produces PSD plastics with significantly improved PSD and
light output compared to traditional secondary dyes. These
improvements have resulted in the production of a new commercial PSD plastic, EJ-276, which shows performance on the
level of the commercial liquid scintillator EJ-309. Figure 39
shows the scintillation performance of LLNL PSD plastics containing 30% PPO, 36% PPO, and EJ-309 and demonstrates
that PSD plastics can have performance exceeding that of
commercial liquid scintillators. Attenuation lengths of these
plastics is approximately 18 cm.
Two strategies are implemented to incorporate lithium into
PSD plastics to impart sensitivity to thermal energy neutrons. The first strategy involves dispersing aromatic lithium
compounds into a polystyrene (PS)-polymethylmethacrylate
(PMMA) copolymer. The aromatic compounds which can
be successfully incorporated into PSD plastics are based on
lithium salicylate. The addition of PMMA into the PSD plastic reduces the light output and PSD primarily by diluting the
number density of active aromatic, or scintillation-producing,
centers. This strategy permits incorporation of lithium up
to about 0.4%. A problem with this strategy is that the
lithium compounds have high absorption in the region of
PPO emission and interfere with the scintillation process, re-
1
E-mail: mabe2@llnl.gov
Mabe et al.
ducing light output. In order to circumvent this issue, we
incorporated a nonabsorbing, nonaromatic lithium compounds
in the PSD plastic. This was accomplished by dispersing
the lithium compounds in a polystyrene-polymethacrylic acid
copolymer. While the nonaromatic lithium salts do not absorb
scintillation light from either PPO or the secondary dye, the
presence of methacrylic acid quenches the light output more
than what is expected from simple dilution. The nature of
this quenching mechanism is still under investigation. Results from representative plastics bearing each type of lithium
compound are shown in Figure 40. The light output of the
plastic containing aromatic lithium is 72% of the unloaded
plastic, whereas that with the nonaromatic lithium compound
is 79% of the unloaded plastic. Though the light output of the
plastic containing nonaromatic lithium is higher, the figure
of merit around the thermal neutron spot is higher for the
plastic containing the aromatic lithium compound.
Conclusions
We report the results of extensive optimization of PSD plastics
and multi-year aging studies. PSD plastics with higher loads
of PPO (36% as compared to previous maximum of 30%)
by adding crosslinker and treating the surface with ethanol.
PSD plastics produced with the new secondary dye MDAC
have significantly higher PSD and light output as compared
to those produced with traditional secondary dyes. These
improvements have resulted in plastics that have performance
comparable to common commercial liquid scintillators such as
EJ-309 and have resulted in the new commercial PSD plastic EJ-276. The improvements in the standard PSD plastics
provide improvements in lithium-loaded PSD plastics. Strategies have been implemented to disperse both aromatic and
nonaromatic lithium compounds in PSD plastics. While plastics containing aromatic lithium compounds have better PSD,
plastics with nonaromatic lithium compounds have higher light
output and are easier to produce.
ACKNOWLEDGMENTS.
This work was conducted under the
auspices of the U. S. Department of Energy by Lawrence Livermore
National Laboratory under Contract DE-AC52-07NA27344. This
work was funded by the Department of Energy Office of Nonproliferation Research and Development (NA-22) and the LLNL Laboratory
Directed Research and Development program.
37
BNL Material Development
Minfang Yeh18
18
Brookhaven National Laboratory, Upton, NY11790, USA
Summary of liquid scintillator detector Research and Development
at the Brookhaven National Laboratory, Neutrino and Nuclear Chemistry Group.
Plastic scintillators | pulse shape discrimination | lithium | thermal
M-doped LS, and development of purification and synthesis
with large-scale facility. An example of LAB purification using
pilot-scale instrumentation (40 liters per hour) is presented in
Figure 2.
neutrons | antineutrino detectors
Scintillator Physics
Significant progress has been made in use of liquid scintillators
(LS), especially metal-loaded LS (M-doped LS), for different
neutrino experiments over the past decade. The different types
of scintillator detectors in use for different nuclear and particle
physics experiments have common requirements in long-term
chemical stability, high light output, high light transmission
through long path-lengths, superior pulse-shape-discrimination
capability and very low levels of colored impurities and of natural radioactive contaminants, such as Uranium, Thorium,
and Radium. The quantity of selected scintillator should be
scalable to many tons with appropriate compatibility. The
nominal properties in terms of light-yield and attenuation
length for scintillator and Cherenkov detectors are compared
in Figure 1. Being able to satisfy many of these requirements
depends on R&D in scintillator mechanism and nuclear chemistry.
Fig. 41. Comparison of photon-yield and optical attenuation length for water
Cherenkov and scintillator detector.
Brookhaven National Laboratory. The major thrust of research
conducted at BNL has become the development of nextgeneration scintillator detectors for future frontier physics
experiments including double beta decay, dark matter, reactor
antineutrino and neutrino beam physics with other implications in nonproliferation science and medical physics. The
BNL scintillator R&D program has led to identificatrion of
new environment-friendly liquid scintillator (e.g. linear alkyl
benzene), improvement of chemical formulation for preparing
https://neutrinos.llnl.gov/workshops/aap2018
Fig. 42. An illustration of scintillator purification
Metal-doped Liquid Scintillator
Much of research in metal-doped LS has involved either solvent extraction to extract the organometallic complex into
the LS or preparation of the solid organometallic complex in
aqueous media followed by its dissolution in the organic LS.
These methods have been applicable to many of the different
full-scale neutrino detectors since they all will contain many
tons of M-LS. All scintillator development conducted at BNL
generates prototype liquids produced in quantity of 1-1000
liters. Once tested to be feasible, liquid is delivered to off-site
locations for detector deployment. We are also developing new
water-based metal-loaded methods that mix aqueous metallic
ion (particularly hydrophilic elements) with organic solvent
directly.
PROSPECT. (Precision Oscillation and Spectrum Experiment)
aims to answer the new neutrino puzzle of sterile neutrinos and
to explorer new physics beyond the standard model with high
precision measurements of reactor neutrino spectrum/flux.
PROSPECT uses 6Li-doped water-based liquid scintillator
(LiLS) to probe potential oscillation in close distance to the
reactor core (10m). A high ability of pulse shape discrimination of scintillator to reject the fast neutron and ambient
gamma backgrounds associated with the detector on surface
is essential to the success of the project. Approximately 5000
liters of LiLS prepared in di-isopropylnaphthalene (DIN)-based
scintillator (EJ309) consistent with the required performance
were prepared for PROSPECT in six months. The quality of
synthesized Li-LS (795±15 PE/MeV and >1.36 correlated S/B
2
To whom correspondence should be addressed. E-mail: yeh@bnl.gov
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ratio) surpassed the accepted quality criteria and were used for
PROSPECT detector at ORNL. Yet the LiLS developed for
PROSPECT satisfied the detector needs in absorbance, light
yield, and PSD, a further improvement to reduce its scattering
effect has been continuing even after detector deployment. A
2nd generation of LiLS with improved optical transmission is
shown in Figure 3.
technologies associated with this R&D proposal could also
benefit other nuclear and particle physics experiment, such
as THEIA, along with further implications in safeguard and
medical physics.
Large-scale Scintillator Production Facility
LZ. (LUX-ZEPLIN) searches for the existence of a WINP
through its scatter depositing 5-50 keV of energy in the central
volume of LXe. Such signals could be mimicked from ambient
backgrounds, such as gamma rays with energies in the few
MeV range and neutrons from (alpha,n) reactions or from
cosmic ray origin. BNL developed and proposed a 20-ton, high
radiopurity (U/Th below 1 part per trillion) Gadolinium-doped
liquid scintillator to be used as an outer detector to reject
these background events. LZ passed CD1/3a in March 2015
and CD2/3b in Apr 2016. We are responsible of purification,
production, and transportation of scintillator at BNL and
filling at SURF. The construction of scintillator production
facility was completed in summer 2018 (Figure 4).
Fig. 43. An optical-improved Li-doped LS
Directional Scintillator Detector
Addition of directionality to isotropic scintillator emission is
the key feature for future development of scintillator detectors.
Several chemical approaches, such as slowing fluorescence decay time or reducing fluorescence component in formulated
scintillation liquid, to separate or enhance Cherenkov imaging
from scintillation emission have been proposed by BNL. A
new R&D of water-based liquid scintillator (WbLS) began
in 2010 aiming to develop a next-generation large Cherenkov
scintillation detector medium that is capable of low-energy
detection with Cherenkov directionality. To search for rare
event interaction (e.g. geo-neutrino or proton decay) often requires a large scintillator detector at the scale of many kilotons.
However, this large scintillator application could be limited
by its chemical cost and increasing safety concerns associated
with large liquid handing. The novel WbLS development is a
cost-effective approach with the capability to probe physics
below Cherenkov threshold and has preliminary success in
laboratory-sized environment.
WATCHMAN. (WATer CHerenkov Monitor of Anti-Neutrinos)
is designed to monitor the reactor fuel (ON/OFF) using
Gadolinium-doped water to permit investigation of advanced
antineutrino-based, stand-off methods. WATCHMAN plans to
make use of a test-bed, the Advanced Instrumentation Testbed
(AIT), to explore the feasibility of WbLS as an antineutrino
detection medium, to improve sensitivity to the existence
and operation of nuclear reactors. The project is currently
supported by NNSA. BNL group is developing a low-doping
scintillation water with scintillation and Cherenkov detection
features to be deployed at the AIT-detector. A R&D plan
is proposed to investigate the feasibility, in terms of formulation, characterization, production and deployment, of several
kilotons of WbLS in the planned WATCHMAN detector at
the Boulby Underground Laboratory, U.K. The developing
Yeh
Fig. 44. BNL liquid scintillator development and production facility
Summary
In all, the research at BNL focuses on developing and applying chemical methodologies for frontier physics experiments,
nonproliferation, and medical physics. Several developed technologies have been adapted by industries. We have developed
varied M-LS, involving organometallic complexation and waterbased extraction to load different kinds of metals in various
scintillating solvents, such as pseudocumene (PC), Linear Alkyl
Benzene (LAB), and di-isopropylnaphthalene (DIN). These
formulation developments are being translated into processes
that can be applied at the multi-ton chemical scale detectors. The principal of water-based liquid scintillator has been
demonstrated at liter-sized scale in a laboratory environment.
A further development to test the WbLS performance in a
kiloton-scale detector is continuing at BNL in collaboration
with other national laboratories and universities.
Acknowledgement
This work, conducted at Brookhaven National Laboratory, was
supported by the U.S. Department of Energy (DOE) under
Contract No. DE-SC0012704.
39
Large-Scale Water-Based Liquid Scintillator
Detector R&D
Gabriel D. Orebi Ganna,b , the Theia Collaboration19
a
University of California, Berkeley, Department of Physics b Lawrence Berkeley National Laboratory, Nuclear Science Division
A detector capable of discriminating Cherenkov and scintillation signals would be capable of an unprecedented level of particle and
event identification and, hence, background rejection for a broad
spectrum of both applied and fundamental physics topics. Use of
the newly developed water-based liquid scintillator (WbLS) target
medium facilitates this possibility in a number of ways, including the
ability to scale the relative magnitudes of each signal, and to delay
the scintillation signal relative to the prompt Cherenkov light. This
paper describes the ongoing technical work to realise such a detector.
configuration. The WbLS target can be tuned to meet the
most critical physics goals at the time by modifying features
of the target cocktail, including: the fraction of water vs
scintillator; the choice of wavelength shifters and secondary
fluors; and the choice of loaded isotope. There is also the
potential to construct a bag to contain isotope, and perhaps a
higher scintillator-fraction target, in the centre of the detector,
building on work by KamLAND-Zen (167) and Borexino (168).
Plastic scintillators | pulse shape discrimination | lithium | thermal
• Direction reconstruction using prompt Cherenkov photons.
This allows statistical identification of events such as solar
neutrinos, which offer a rich physics program in their own
right, as well as forming a background to many rare-event
searches, including NLDBD and nucleon decay.
Theia targets a broad physics program (118), including a
next-generation neutrinoless double beta decay search capable
of reaching into the normal hierarchy region of phase space,
sensitivity to solar neutrinos (169), supernova neutrinos, nucleon decay searches, and measurement of the neutrino mass
hierarchy and CP violating phase.
Sensitivity to antineutrinos is enhanced due to the impressive background rejection capabilities. Antineutrino detection
via inverse beta decay (IBD) provides a coincidence signal:
a prompt positron, followed by a 2.2-MeV γ from neutron
capture on hydrogen. The scintillator component of the WbLS
target allows for high neutron detection efficiency, estimated to
surpass that even of Gd-loaded water detectors, thus reducing
the single-event background that limits such experiments. A
dominant background for pure LS detectors is from neutral
current interactions of cosmic muons on carbon, which cause
a nuclear recoil followed by potential capture of liberated neutrons. In a pure LS detector this can mimic the coincidence
of the IBD signal. However, access to the Cherenkov signal
would allow excellent discrimination between the nuclear recoil
and the positron of the IBD signal.
This capability opens up the potential for a high-statistics
measurement of geo-neutrinos in a complementary geographical location. Existing data are from the KamLAND (170)
and Borexino (171) experiments, located in Asia and Europe,
respectively. A measurement in North America would provide
additional information on the relative contributions of the
crust and mantle. A high sensitivity search for DSNB would
also be possible, as well as sensitivity to the antineutrino signal
from potential supernovae.
• Low thresholds and good energy and vertex resolution
using the abundant scintillation light.
Ongoing Detector Development
neutrons | antineutrino detectors
T
he Theia detector (118, 165) leverages a tried and tested
methodology in combination with novel, cutting-edge
technology. Theia would combine the use of a 30–100-kton
WbLS target, doping with a number of potential isotopes, high
efficiency and ultra-fast timing photosensors, and a deep underground location. The basic elements of this detector are being
developed now in experiments such as WATCHMAN (126),
ANNIE (119) and SNO+ (166).
Detector Concept
A large-scale WbLS detector such as Theia can achieve an
impressively broad program of physics topics, with enhanced
sensitivity beyond that of previous detectors. Much of the program hinges on the capability to separate prompt Cherenkov
light from delayed scintillation. This separation provides many
key benefits, including:
• The ring-imaging capability of a pure water Cherenkov
detector (WCD). This enables a long-baseline program in
a scintillation-based detector, with the additional benefit
of low-threshold detection of hadronic events.
• Detection of sub-Cherenkov threshold scintillation light.
This provides excellent particle identification, including
enhanced neutron tagging, detection of sub-Cherenkov
threshold particles such as kaons in nucleon decay
searches, and separation of atmospheric neutrino-induced
neutral current backgrounds for inverse beta decay
searches.
One of the most powerful aspects of Theia is the flexibility: in the target medium itself, and even in the detector
https://neutrinos.llnl.gov/workshops/aap2018
Physics Program
The R&D program for Theia strongly leverages existing efforts
and synergy with other programs, such as WATCHMAN (172),
ANNIE (119), SNO+ (166) and others. Ongoing work includes
WbLS development at BNL (173), purification and compatibility studies at UC Davis, characterization and optimization with
the CHESS detector at UC Berkeley and LBNL (174, 175),
1
To whom correspondence should be addressed. E-mail: gorebigannlbl.gov
Applied Antineutrino Physics 2018
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fast photon sensor development at ANL, U Chicago, Iowa
State and others (176–179), development of reconstruction
algorithms (180, 181), and potential nanoparticle loading in
NuDot at MIT (182). This paper focuses on the WbLS purification and characterization ongoing at UC Davis and UC
Berkeley.
Nanofiltration. Deionization is critical to maintain optical
transparency of the target medium. To deionize WbLS, the
water and LS components must first be separated, and recombined after the filtration process. US Davis is developing a
membrane filtration process to separate the water and heavy
ions from the LS, allowing the water to be filtered. This process must be scalable to large volumes, such that the entire
Theia detector could be turned over in a reasonable time
frame, and have no impact on the LS optical properties or
light yield. Successful separation has been achieved, and the
final product has been demonstrated to have both light yield
and absorption consistent with the initial material. The flow
rate is sufficiently high for a molecular weight cut off greater
than 1000, which has been observed to achieve the necessary
separation.
Cherenkov-Scintillation Separation. The CHESS experiment
in Berkeley is a ring-imaging detector designed to demonstrate
the capability of identifying the prompt Cherenkov signal from
a scintillating liquid, using both photon detection time and
event topology. The detector is described in detail in (174).
The primary source is vertical-going cosmic muons, selected
to be within six degrees of vertical. The design of the detector allows Cherenkov photons to be identified by the known
cone-like topology of the light produced from charged particle
interactions. Initial studies using CHESS have demonstrated
successful identification of Cherenkov photons from both pure
linear alkyl benzene (LAB), and LAB loaded with 2g/L of
PPO. This fluor complicates Cherenkov photon detection both
by increasing the scintillation output by roughly an order of
magnitude, and by shortening the scintillation time constant,
thus increasing overlap in hit-time with the prompt Cherenkov
peak. Cherenkov detection efficiency of 83±3 (96±2) % was
achieved using hit time (charge) in pure LAB, and 70±3
(63±8) % in LAB/PPO, with scintillation contamination of
11±1 (6±3) % and 36±5 (38±4) %, respectively (175).
Samples of WbLS, provided by Dr. Yeh’s group at BNL,
were deployed in the CHESS detector. The Cherenkov detection efficiency and scintillation contamination were measured
using through-going cosmic muons, as described in (175), as
a function of the LS fraction in the target. Fig. 45 shows
the preliminary results. As expected, the separation is more
efficient at lower LS fractions. However, even at 10% the
Cherenkov photon detection efficiency is better than 90%,
with approximately 10% contamination of scintillation light.
By simplifying the setup and using a 90 Sr β source in
place of cosmic muons, the time profile of scintillation light
can be measured. The low-energy β source is important to
move the setup into the single photoelectron regime for perPMT detection, in order to be sensitive to the late tail of the
scintillation profile. Using a full, high precision Monte Carlo
model of the detector, including full optical properties, photon
propagation, calibrated DAQ simulation and PMT response,
the intrinsic scintillation time profile can be extracted. This
method was tested by deploying LAB/PPO and the resulting
Orebi Gann et al.
Fig. 45. Cherenkov detection efficiency and scintillation contamination for WbLS
samples using both a hit-time based and prompt charge based method.
time profile seen to agree incredibly well with that predicted
by the Monte Carlo model, assuming a three-exponential
decay taken from (183) and a single rise time as measured
in (175). Deployment of a range of WbLS cocktails (with
1–10% LS) showed uniformly faster scintillation time profiles,
and also increased light yield compared to a direct scaling from
LAB/PPO. This is consistent with an increased concentration
of PPO in the WbLS mixture.
These results demonstrate the sensitivity of the CHESS
detector to the microphysical behaviour and formulation of
the WbLS cocktail. These results, and further R&D moving
forwards, will be a critical ingredient in the optimization of the
WbLS target medium for experimental use by projects such
as ANNIE, WATCHMAN and Theia, since the time profile
directly affects the efficiency of Cherenkov signal extraction.
Summary
Use of the novel, potentially inexpensive WbLS target allows construction of a precision detector on a massive scale.
Successful identification of Cherenkov light in a scintillating
detector would result in unprecedented background-rejection
capability and signal detection efficiency via directionality
and sub-Cherenkov threshold particle identification. This
low-threshold, directional detector could achieve a fantastically broad physics program, combining conventional neutrino
physics with rare-event searches in a single, large-scale detector. The flexibility of the WbLS target, of the options for
isotope loading, and even of the detector configuration is a crucial aspect of Theia’s design. As the field evolves, Theia has
the unique ability to adapt to new directions in the scientific
program, making it a powerful instrument of discovery that
could transform the next-generation of experiments. Further
studies hinge on additional R&D, including the Cherenkov detection efficiency enhancement provided by deployment of fast
photon sensors, and demonstration of quenching and particle
ID capabilities in WbLS.
ACKNOWLEDGMENTS.
This material is based upon work supported by the Director, Office of Science, of the U.S. Department
of Energy under Contract No. DE-AC02-05CH11231 and by the
U.S. Department of Energy, Office of Science, Office of Nuclear
Physics, under Award Number DE-SC0010407. Research conducted
at Lawrence Berkeley National Laboratory is supported by the Laboratory Directed Research and Development Program of Lawrence
Berkeley National Laboratory under U.S. Department of Energy
Contract No. DE-AC02-05CH11231, and the University of California, Berkeley.
41
Near-surface backgrounds for ton-scale IBD
detectors
Michael P. Mendenhall for the P ROSPECT Collaborationa
Nuclear and Chemical Sciences Division, Lawrence Livermore National Laboratory
Compact Inverse Beta Decay (IBD) detectors need to run near their
ν e source, often at a minimal-overburden site. Without many mWE
of overburden, cosmic fast neutron backgrounds are the dominant
source of IBD-mimic neutron-correlated detector interactions. With
an appropriate combination of detector capabilities, demonstrated
by the P ROSPECT experiment, high-precision ν e measurements can
be performed at a surface-level site.
IBD | fast neutron background
D
Event rate [mHz/MeV]
a
etectors to enable near-field reactor monitoring applications must go wherever the reactors are, indicating compact designs (few-meter sizes at few-ton scales) at minimallyshielded sites. The Prospect detector provides a working example of such a system, performing precision ν e measurements
at a surface-level site. Prospect data confirms intuition from
simulations on the source of, and mitigation for, IBD-mimic
backgrounds.
1. Correlated capture of two thermal neutrons, when the
first is misidentified as an IBD prompt positron, or
2. Recoil followed by capture of a fast neutron, when the
recoil interaction is misidentified as an IBD positron.
The first category of backgrounds is typically associated with
multi-neutron-producing spallation showers near the detector
active volume, while the second category comes from tens-ofMeV fast neutrons entering the active volume.
A combination of detector capabilities reject backgrounds.
Multiple detector capabilities work in tandem to reject backgrounds. Figure 46 shows the reactor-off correlated IBD-like
background rate in Prospect, and the increased background
rates when various information is removed from the analysis.
Ability to identify fast-neutron-induced recoil components
in the prompt event is most critical, providing up to 2 orders
of magnitude in background suppression. Pulse shape discrimination (PSD) identifies recoils, in combination with detector
segmentation to isolate proton recoils from being hidden by
inelastic recoil gammas.
Fiducialization provides an order-of-magnitude suppression
in backgrounds. Events occurring deeper in the detector
https://neutrinos.llnl.gov/workshops/aap2018
without prompt PSD
without fiducialization
without shower veto
without distance
with all cuts
102
10
1
10− 10
Near-surface backgrounds come from cosmic neutrons. The
tens-of-µs timescale for neutron-capture-correlated events is
highly distinctive: much longer than ns-scale electromagnetic
interactions, while much shorter than typical ms-scale accidental coincidences. IBD-mimic backgrounds are unlikely without
neutrons present. The cosmic-ray-induced fast neutron background is the dominant source for neutrons in near-surface
environments, until many meters water-equivalent overburden attenuates the direct fast neutron flux below the level of
secondary local neutron production by muon spallation.
IBD-mimic events primarily come from two mechanisms:
3
10
2
4
6
8
10
12
prompt ionization [MeV]
Fig. 46. P ROSPECT IBD-like reactor-off correlated backgrounds, with various detector
capabilities removed from analysis.
interior are less likely to “lose information” from the active
volume that assists in event identification.
A hadronic shower veto around high-energy tracks, fast neutron recoils, or multiple thermal captures strongly suppresses
backgrounds from the thermal-neutron-pair channel. Good
efficiency in thermal neutron capture identification (provided
by the 6 Li capture tag), along with recoil PSD, contribute to
this cut.
Finally, the distance between prompt and delayed interactions provides a ∼ 2× background suppression factor, enabled
by detector position sensitivity.
Figure 47 demonstrates detector capabilities for accidental
backgrounds rejection. When the reactor is on, Prospect
receives a high rate of energetic gammas from neutron capture
on iron in building structures (reactor-off accidentals are far
lower).
Distance between prompt and delayed events provides the
largest suppression of accidentals, followed by fiducialization.
The hadronic shower veto significantly reduces the load of
neutron capture singles with which gammas can accidentally
pair.
Simulation is a good guide to detector performance. Geant4based simulations of the cosmic fast neutron flux incident
2
To whom correspondence should be addressed. E-mail: mpmendenhallllnl.gov
Applied Antineutrino Physics 2018
|
December 11, 2019
|
42–56
Event rate [mHz/MeV]
3
10
without prompt PSD
without fiducialization
without shower veto
without distance
with all cuts
102
10
1
10− 10
2
4
6
8
10
12
prompt ionization [MeV]
Fig. 47. P ROSPECT reactor-on accidental backgrounds, with various detector capabilities removed from analysis.
on Prospect reproduce the observed correlated background
distributions. Simulations, run through a detector response
model and analyzed without reliance on MC truth data, can
provide reliable guidance for detector design and performance
projections.
ACKNOWLEDGMENTS.
LLNL-PROC-788379. This work was
performed under the auspices of the U.S. Department of Energy
by Lawrence Livermore National Laboratory under Contract DEAC52-07NA27344.
Mendenhall
43
Exploring anti-neutrino event selection and
background reduction techniques for ISMRAN
D. Mulmulea,b,* , P.K. Netrakantia , S.P. Beheraa , D.K. Mishraa , V. Jhaa , L.M. Panta,b , and B.K. Nayaka,b
a
Nuclear Physics Division, Bhabha Atomic Research Centre, Trombay, Mumbai-400085 b Homi Bhabha National Institute, Anushakti Nagar, Mumbai - 400094
The Indian Scintillator Matrix for Reactor Anti-Neutrino detection
(ISMRAN), is a ∼ 1 ton by weight (1 m3 volume) anti-neutrino (ν̄e )
detection setup being developed for purpose of monitoring nuclear
reactors. It is an above-ground detector which uses an array (10×10)
of 100 plastic scintillator (PS) bars as the core detector and will be
housed inside the Dhruva research reactor hall at Bhabha Atomic
Research Centre, ∼13 m from core of the 100 MWth output reactor.
The segmented geometry of PS bars can prove useful to filter correlated ν̄e events based on their multiplicity and sum energy signature. In this talk, we present the simulation studies performed to understand the characteristics of these parameters for pure ν̄e events.
Also, background studies using the 10 cm Lead and 10 cm borated
polyethylene shield are presented for the 16% volume prototype detector - mini-ISMRAN setup.
ISMRAN uses a passive shielding of 10 cm thick borated
polyethylene (BP) and 10 cm thick Lead (Pb) to reduce the
external γ-ray and neutron background. Additionally, due to
the segmented geometry of such a detector, event multiplicity
- Nbars i.e. number of PS bars with energy deposit and the
sum total of these deposited energies, can form a basis for
filtering out signal events (184). The final mobile trolley setup
will also include an active shielding of PS covering all six
faces to veto out cosmic muon activity as shown in Fig. 48.
Detailed characterization of PS bars with digital DAQ and
studies to optimize the shielding are performed using the
unshielded prototype detector - mini-ISMRAN of 16 PS bars
in the laboratory environment. This setup is currently taking
data in the reactor environment under both ON and OFF
conditions inside the shielding (185).
IBD | fast neutron background
Background measurements in reactor environment
Introduction: Anti-neutrino detection using ISMRAN
The basic element of ISMRAN is an EJ-200 plastic scintillator
(PS) bar of dimensions 10 cm × 10 cm × 100 cm, wrapped with
Gd2 O3 (areal density: 4.8 mg/cm2 ) coated aluminized mylar
foil on the periphery. Two 3" PMTs are used at either end
of the PS bar to readout scintillation output of the detector.
100 such bars in a 10×10 array will constitute the final setup
along with a DAQ system using high sampling rate digitizers
to read the PMT outputs. An electron anti-neutrino (ν̄e )
will interact inside ISMRAN volume via inverse beta decay
(IBD) process to produce a positron and a neutron. The
prompt signal from ionization loss and annihilation γ-rays
of positron and delayed signal from neutron capture γ-rays
are expected to span multiple bars and have characteristic
energy signatures. The presence of a variety of cosmogenic and
reactor hall specific backgrounds necessitate understanding of
these ν̄e prompt and delayed signal characteristics.
A number of γ-ray and neutron backgrounds are expected
at the ISMRAN location in Dhruva reactor hall. High energy γ-ray activity, predominantly from neutron capture on
surrounding materials during reactor ON time, and residual
and natural background activities during OFF time are observed from a measurement performed using a 2 inch CeBr3
scintillator, as seen in Fig 49.
Fig. 49. Reactor γ -ray background in ON and OFF conditions in a CeBr3 scintillator
Also, cosmogenic muon and neutron induced activity is
present irrespective of the location and reactor status and
is more pronounced for above-ground setups. The overall
background rates in reactor ON measured for the 10 cm × 10
cm PS bars in the mini-ISMRAN setup reduce from ∼24000
Hz under no shielding to ∼500 Hz with 10 cm BP and 10 cm
Pb shielding. If an added criteria of coincidence between two
bars, as expected for a prompt-like event, is imposed this rate
falls down to ∼10 Hz.
IBD event simulations in ISMRAN
Monte carlo simulations using the GEANT4 toolkit are performed for pure IBD events in ISMRAN. The parameterization
1m
Fig. 48. Proposed ISMRAN detector setup comprising of shielding trolley and 100 PS
bars. The major components of the setup are listed in their respective colors at top
https://neutrinos.llnl.gov/workshops/aap2018
*
D. Mulmule. E-mail: dhruvm@barc.gov.in
Applied Antineutrino Physics 2018
|
December 11, 2019
|
44–56
used for ν̄e input energy spectrum is as per reference (1), while
calculations of cross section are as per reference (3) and the
fission fractions for different isotopes are taken from reference (186). A threshold Eth > 0.2 MeV is applied on the
energy deposited in each bar in simulation, as used in the
calibrated measurement data to achieve spectral uniformity
among different bars.
unlike the prompt events. The mean of exponential time difference distribution between IBD prompt and delayed pairs has
been observed in simulation to be ∼68 µs allowing additional
rejection of uncorrelated background component. With these
set of selection criteria, a ν̄e detection efficiency of ∼16% is
expected for ISMRAN leading to an event rate of ∼60 per day.
Sum Energy and Multiplicity for 60 Co γ -rays
(a)
10
Positron
Normalized Counts
Normalized Counts
0.03
ETh
bar > 0.0 MeV
0.02
ETh
bar
> 0.2 MeV,
Positron
(b)
Correlated event selection based on expected sum energy and
optimal choice of multiplicity is tested in the laboratory environment using 60 Co source placed at the center of the prototype mini-ISMRAN detector. The comparison of the sum
energy distributions in the PS bars, between time normalized source and ‘no-source’ or natural background data is
performed. The summation is performed for successive time
windows of 40 ns, which allows complete inclusion of the correlated γ-ray event in time. Sum energy spectra for different
multiplicity events are obtained, with three representative
cases shown in the fig 52. Lower multiplicities, Nbars = 4 and
below, suffer from incomplete containment of the 1.17 MeV
and 1.33 MeV correlated 60 Co γ-rays leading to reconstruction
of energies to lower values than expected but with higher S:B
ratio. Whereas, higher multiplicities, Nbars = 6 and above,
allowed energy reconstruction closer to expected value but
with drastic fall in S:B. The case of Nbars = 5 is found to
be optimal, with energy reconstruction closer to the expected
∼2.5 MeV energy and a significant signal component above
the background. The mean sum energy of ‘no-source’ data is
observed to be higher than signal in all cases but scales with
the background-like high energy component in source data.
1
10−1
ETh
bar > 0.0 MeV
10−2
> 0.2 MeV
ETh
bar
10−3
1 < Nbars < 4
10−4
0.01
10−5
0
0
1
2 3 4 5 6 7
Sum Energy (MeV)
8
9
10−6
0
5
10
15
Nbars
20
25
Fig. 50. Sum energy (a) and multiplicity (b) distributions in ISMRAN for prompt
positron events for different threshold :Eth and Nbars criteria
Figure 50(a) shows the sum energy and Fig 50(b) the Nbars
values for prompt positron event. The sum energy spectrum
closely follows the input ν̄e energy spectrum as the positron is
expected to carry almost all of the ν̄e energy. Comparison of
two cases :Eth > 0.0 MeV and Eth > 0.2 MeV with 1 < Nbars <
4 shows sum energy reconstructed to slightly lower values, but
the distortion to the spectrum due to the threshold and Nbars
selection is not significant. Also, the requirement of Eth > 0.2
MeV is seen to reduce the Nbars range significantly. These
criteria are expected to reduce both the noise and uncorrelated
background component significantly.
(a)
10
Neutron
Normalized Counts
Normalized Counts
0.05
0.04
0.03
Neutron
Summary and Outlook
The sum energy and multiplicity distributions obtained from
simulated IBD events provide a useful first level selection
for filtering ν̄e -like correlated events. Measurement results
from data taken with 60 Co source inside mini-ISMRAN in
laboratory, support this approach. Simulations incorporating
background with the pure IBD events are in progress to further refine these selections and to arrive at more realistic ν̄e
detection efficiency and event rates. The data from shielded
mini-ISMRAN setup under both reactor ON and OFF conditions is being analyzed to understand background and to
identify ν̄e -like events. Further background reduction possible
with additional layer of materials like high-density polythene
is also being studied.
10−2
Pb(10cm) + BP(10cm)
10−3
0.02
10−4
0.01
0
0
(b)
1
10−1
No Sheilding
10−5
1
2 3 4 5 6 7
Sum Energy (MeV)
8
10−6
0
2
4
6
8 10 12 14
Nbars
Fig. 51. Sum energy (a) and multiplicity (b) distributions in ISMRAN for delayed
neutron capture events under no shielding and full shielding scenarios
Similar study for the delayed neutron capture event, shows
a continuum-like reconstructed energy spectrum, due to the
finite acceptance of the matrix to Gd-capture γ-rays, as seen
in Figure 51(a). Here, both the unshielded and fully shielded
setups are compared to bring forth the effect of shielding in
the form of a very slight reduction in counts at higher energies
and a peak at ∼0.3 MeV, likely to be due to captures near the
periphery of the PS volume. The Nbars plot in Figure 51(b)
shows substantial number of events with higher multiplicities
60
2.0
1.5
1.0
0.5
0.0
0
5
3.0
2.5
2.0
1.5
1.0
0.5
0.0
0
Co
0.08
mini-ISMRAN ( 4 × 4 )
mini-ISMRAN ( 4 × 4 )
0.015
(b) Nbars = 5
(c) Nbars = 6
Natural Background
Natural Background
60
0.06
0.04
0.02
1
2
3
4
Σ Energy (MeV)
10 15 20 25
Σ Energy (MeV)
30
0.00
0
We are thankful to the Center for Design and Manufacture, BARC, for taking up the design and fabrication of detector trolley and Research reactor services division,
BARC, for the logistical support.
Normalized Counts
2.5
mini-ISMRAN ( 4 × 4 )
(a) Nbars = 4
Natural Background
Normalized Counts
Normalized Counts
3.0
ACKNOWLEDGMENTS.
5
60
Co
0.08
Co
0.010
0.06
0.04
0.02
0.000
0.005
1
2
3
4
Σ Energy (MeV)
10 15 20 25
Σ Energy (MeV)
30
0.000
0
5
10 15 20 25
Σ Energy (MeV)
30
Fig. 52. The sum energy distribution within 40 ns time window, for (a) Nbars = 4, (b) Nbars = 5 and (c) Nbars = 6, for the 60 Co (solid histogram) and natural background (filled
histogram) events. The insets in panel (a) and (b) shows the zoomed x-axis of the sum energy distribution for the 60 Co source and natural background.
Mulmule et al.
45
Directional Detection of Antineutrinos
Daine L. Danielsona,b,1 for the AIT-WATCHMAN Collaboration
a
Los Alamos National Laboratory,
b
University of California, Davis
Antineutrino interactions convey information about the direction of
antineutrino sources. Various potential applications of this directionality are summarized. We present one such application in the
context of nuclear nonproliferation, for detecting the presence of an
unknown reactor in the vicinity of another, known reactor. Potential refinements to this and comparable applications are discussed.
Finally, some possible future directions towards event-by-event antineutrino directionality reconstruction are reviewed.
Nuclear reactor antineutrinos | Directionality | Nuclear nonproliferation
layed vertex. No one such vector points reliably to the source,
because the neutron loses much of its forward-kinematic directionality to collisions during thermalization, and the positron’s
backward weak-cross-section bias is not a leading-order effect.
Naturally, however, given sufficient event statistics the average of all such vectors converges towards alignment with the
incident antineutrino flux direction.
The next section presents an application of this technique
in a nuclear nonproliferation context.
Gd-doped Liquid Scintillator Monitor for Antineutrinos
B
oth antineutrino-electron elastic scattering and inverse
beta decay (IBD) interactions carry information about
the direction of the incident antineutrino. In elastic scattering,
the scattered electron’s Cherenkov light boosts into a forward
cone along the axis of the incident antineutrino. In inverse beta
decay, momentum conservation throws the outgoing neutron in
approximately the same direction as the incident antineutrino.
At reactor antineutrino energies the weak cross section biases
the outgoing positron into the opposite direction, giving a
supplemental, higher-order statistical directional effect (187).
Several applications arise from the reconstruction of these
directional cues.
Antineutrino
Directionality
Applications. Since
(anti)neutrinos constitute the first signal to reach Earth
following a supernova, electron elastic scattering directionality
offers early pointing information for observers aiming to
capture the event.
On Earth, the study of geoneutrino inverse beta decay directionality may reveal insights into the radioactive composition
of the planet’s crust and mantle.
Towards nuclear nonproliferation, inverse beta decay directionality has already been demonstrated in reconstructing the
direction of the Chooz reactor using the Double Chooz far
detector (188). Electron elastic scattering directionality may
also support reactor monitoring efforts (189).
A recent study led by this author has analyzed the applications of a Double Chooz-like technique in a nonproliferation
monitoring context. The results of this investigation are summarized below.
IBD Directionality in Gd-doped Liquid Scintillator. Directional
reconstruction in a gadolinium-doped liquid scintillator detector exploits the double coincidence event topology of inverse
beta decay detection to reconstruct a vector pointing toward
the antineutrino source. The outgoing positron generates a
short scintillation track (∼0.5 mm for reactor antineutrinos)
and Cherenkov light, before annihilating into two antiparallel
511 keV gamma rays. The initially forward-going neutron
thermalizes in the medium and then captures on a Gd nucleus,
which subsequently relaxes via a cascade of 8 MeV gamma
rays following ∼30 µs after the positron’s prompt signal.
A directional vector is obtained from the statistical average
of vectors connecting each prompt vertex to its associated dehttps://neutrinos.llnl.gov/workshops/aap2018
We have investigated the sensitivity of a particular hypothetical gadolinium-doped liquid scintillator detector with 80%
IBD detection efficiency, using directional information and
event-rate information to detect the presence of an unknown
reactor. Backgrounds are neglected, to set a baseline for
the performance of the underlying detector technology and
analysis method.
The detector under consideration employs a 1 kT fiducial
cylinder based on the detector geometry of WATCHMAN
(Water Cherenkov Monitor for Antineutrinos), an upcoming
antineutrino monitoring experiment whose design and deployment will be detailed in a forthcoming white paper (also see
Morgan Askins’s contribution in these Proceedings (190)).
Unlike WATCHMAN, however, this detector employs a fiducial mass of mineral oil doped with 0.1% gadolinium, and
scintillator. This hypothetical detector is dubbed “GLSMAN”.
Mid-Field Monitoring Scenario. Figure 53 summarizes the mon-
itoring scenario under study.
Fig. 53. A mid-field reactor monitoring scenario: a known 4 GWt reactor sits 25 km in
the positive x-direction, with a second, unknown 35 MWt reactor at a standoff d, with
an azimuthal separation φ. The reactor fluxes follow reference (191).
Next follows a brief summary of the results obtained for the
sensitivity of GLSMAN to detect the presence of the unknown
reactor. A complete derivation and findings will appear in a
forthcoming AIT-WATCHMAN publication led by this author,
“Detecting a Second, Unknown Reactor with a 1 kT Cylinder
of GdLS for Mid-Field Nonproliferation Monitoring.”
1
To whom correspondence should be addressed. E-mail: dldanielson@ucdavis.edu
Applied Antineutrino Physics 2018
|
December 11, 2019
|
46–56
†95%
confidence interval limit
the possibility of event-by-event directional reconstruction—a
vast improvement over statistical pointing.
SANTA (Segmented Antineutrino Tomography Apparatus) consists of two cube-segmented planes, separated by a
substantial gap space, with a thin target plane in the center
of the gap (192). Such a detector would enable directional
reconstruction on an event-by-event basis, but at the costs of
dramatically reduced event rate due to its low fiducial volume,
and of narrowed angular acceptance limited by the off-axis
dimensions of the planes, and their separation.
In hopes of overcoming these limitations of SANTA, John
��% �� ����� (σ)
Learned at the University of Hawaii has suggested a ‘hybrid’
detector concept aiming to combine the design principles of
d=3 km +
+: ϕ=π
o
o: ϕ=0
SANTA with a bundled-segmented geometry. This tantalizing
+
concept requires further study to determine its viability.
o
Another design proposal aiming to provide event-by-event
+
directionality, and sub-cm spatial resolution, is the Hydrogeo
��
nous TPC (193). This design employs an organic liquid target
d=4 km +
o
+
under an electric field to drift electrons up to a noble gas layer
o
+
o
at
the surface, terminating at an anode grid. It appears to be
�
+
+
o d=5 km +
o
o
a
very
challenging detector technology to realize, and requires
�
+
+
o
o
+
o
+
further study.
o
+
o
� +
o
+
+
o
o
o
+
o
+
o
+
+
o
o
�������� �����
Each of these forward-looking proposals present unique tech�
�
��
��
���
nical challenges and design limitations, but taken together, hint
exposure (weeks)
at the possibility of event-by-event directional reconstruction
Fig. 54. Rejection of the single-reactor (null) hypothesis over time in the presence of
in antineutrino experiments and applications.
worst-case† significance (σ)
Results. For the detector under consideration without backgrounds, the time to achieve 3σ detection of the unknown
reactor depends more strongly on its standoff than on directional discrimination, but directionality can provide a speedup.
Figure 54 shows that 3σ detection is likely (95% CL) within
5 weeks at an unknown-reactor standoff of 3 km, 15 weeks
(φ = π) to 16 weeks (φ = 0) at 4 km, and 52 weeks (φ = π)
to 60 weeks (φ = 0) at 5 km. Improvements in direction
reconstruction could accelerate detection for φ > 0. The next
��������� �� ��� ������ ������� ����������
section reviews various directionality improvements to IBD
� � � ���
�� ��
detectors. �� ���
an unknown 35 MWt reactor at d ∈ {3, 4, 5} km for φ ∈ {0, π}, given a known 4
GWt reactor at 25 km. The lower limit of the 95% confidence interval is plotted, as
integrated downward from σ = +∞, thus giving a worst-case statistical bound.
Improvements
Near-Term Improvements. Double Chooz has demonstrated
the sensitivity of gadolinium-doped liquid scintillator detectors
to IBD directionality. There are, however, alternative detector
compositions that should offer an improvement in directional
sensitivity.
Lithium-6 can substitute for gadolinium as a neutron capturing dopant to improve the accuracy of reconstruction of
the neutron capture vertex. 6 Li emits a ∼2.73 MeV triton and
a ∼2.05 MeV alpha particle, whose subsequent light yields
originate significantly closer to the neutron capture site in
the detector medium than gadolinium’s. These more massive
capture products do, however, reduce the total visible energy.
Water-based liquid scintillator, when coupled with LAPPDs
instead of photomultiplier tubes, presents another avenue for
improved direction reconstruction. Water offers lower light
attenuation than mineral oil, while improved timing resolution
enables independent reconstruction of positron Cherenkov
cones (173).
Segmented detectors provide significantly better directional
reconstruction than their monolithic counterparts by enabling
precise localization of each IBD vertex to within a particular
detector segment. Timing information can further localize
the interaction site. Two segmented geometries have been
successfully demonstrated: bundle designs (e.g. PROSPECT,
PANDA, and Palo Verde), and lattice designs (e.g. NuLat,
LENS, and CHANDLER).
Conclusions
Antineutrino direction reconstruction present applications in a
variety of fields. We have analyzed the performance of a Double
Chooz-like technique applied to a problem in nuclear nonproliferation. Lithium-6 doping, water-based liquid scintillator with
LAPPD sensors, and segmented geometries offer improved direction sensitivity, suggesting further improvements to this and
comparable applications. Looking to the future, novel design
concepts suggest the possibility of event-by-event direction reconstruction, meriting further study, and hinting at significant
advances yet to come in direction-sensitive applications.
ACKNOWLEDGMENTS.
LLNL-PROC-789112. This work was
performed under the auspices of the U.S. Department of Energy
by Lawrence Livermore National Laboratory under Contract DEAC52-07NA27344.
Potential Future Directions. Next-generation design proposals
may significantly improve antineutrino direction detection in
future experiments. Each of the following proposals suggests
Danielson
47
Truthiness and Neutrinos; A Discussion of
scientific truth in relation to neutrinos and their
applications
John Gregory Learned23
23
University of Hawaii
Transcript of the lecture presented at the conference dinner.
Truthiness was quixotically invented by Stephen Colbert more than a dozen years ago to refer to notions that seemed true,
independent of "facts".
We have witnessed in our country now a blurring of the lines between what most consider to be facts, and wishes, or even
lies. This blurring of the lines between demonstrable facts and irresponsible statements, including the claims of ’fake news’ is
however not unique to the present USA, neither in time nor space.
Worldwide reactionary movements are chipping at rolling-back the basis of our modern technology and indeed at our social
interactions. Perhaps much of this is driven by the accelerating pace of technology and consequent rapid changes in lifestyles
(e.g. the dissolution of the elemental family).
A fair amount of the current anti-science sentiment in fact traces back to the grand days of social upheaval in the late
1960’s, with mind altering chemicals flowing freely, and the youth questioning all.
Particularly in academic circles, people in such disciplines as social anthropology began to suspect that their field rested on
shaky ground, maybe all nonsense. The foggy French philosophes piled on with questions about the meaning of history as
written, literature criticism, and of other intellectual endeavors. This led to the post-modernist era, and in the extreme, calling
into question all of science as simply a social construct.
To most physicists the idea that the "laws" of physics might represent mere social constructs of our language and ways-ofthinking, seems patently absurd, a statement I would not expect to be challenged here tonight.
But I think we probably all can agree that the emphasis and order of matters studied has everything to do with our culture.
This is most exemplified by the application of science to war. As well as those ideas studied, those topics forbidden or not
considered has all to do with culture and religion. (Example: whether the earth orbits the sun or vice versa).
All that said, and upon which it seems safe to presume that here amongst practicing (faithful?) physicists not much
objection will be heard. Yet, given the national turmoil it may be worthwhile to think a bit about our philosophical foundations.
For example, just what is "truth", and how do we know it when we see it. And how does science differ from religion, both
being in some ways "matters of faith".
Truth
Nobody here wants to hear a recitation about the history of philosophy, but let us dabble a bit. Please bear with me for a little
while, as I recall to you a few things about those philosophers you read in school and have long forgotten (as have I).
Wikipedia (do I have to say, I love Wikepedia for finding references?) says: "Some philosophers view the concept of truth as
basic, and unable to be explained in any terms that are more easily understood than the concept of truth itself. Commonly,
truth is viewed as the correspondence of language or thought to an independent reality, in what is sometimes called the
correspondence theory of truth. "
Much of philosophical discussion hinges on the supposed binary nature of truth, true or false. In our modern quantum age
we now understand that there is at least another possibility, simply that a particular truth is not incontrovertibly either true or
false... as with Schrodinger’s cat prior to opening the box. So much for many philosophical arguments. . . .
How do we know things? Epistemology... not to scare you. Many would say that all we know, we take from our senses. Yet
there is a little problem in that some things we "know" are internal, such as some mathematical ideas internally generated, and
independent of the environs (or can they really be so?).
Some question our sense of being “real” and ability to make choices (ontology). For example, do we live in a simulation? I
find this line of thought unproductive and dispiriting. We are here now and might as well play the game and enjoy what we
can, leaving a trail of being good to others.
For most of us the trail of truth is followed by the scientific method. This contrasts with the trail of religion, wherein a
truth is accepted ab initio, unchallenged and not susceptible to revision.
The Scientific Method
There is much nonsense written about the so-called "Scientific Method" (recall Karl Popper). Most of us heard in school that
there are six or seven steps:
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• Make an observation
• Formulate a Question
• Form a hypothesis
• Test hypothesis (something missing: build the apparatus, upon which many of us spend most of our time, jgl).
• Record data (and analyze same)
• Draw Conclusions
• Replicate
• Communicate results (often neglected in such lists) (peer review)
As we practitioners all know, matters in science are seldom so linear...
Take for a further example of foolish academic punditry, the famous Thomas Kuhn, noted author of "The structure of
scientific revolutions". . .
“Thomas Kuhn said that the scientist generally has a theory in mind before designing and undertaking experiments so as to
make empirical observations, and that the "route from theory to measurement can almost never be traveled backward". This
implies that the way in which theory is tested is dictated by the nature of the theory itself, which led Kuhn (1961, p. 166)
to argue that ‘once it has been adopted by a profession ... no theory is recognized to be testable by any quantitative tests
that it has not already passed’.” (Wikipedia: Scientific Method) This constitutes, I hope we can all agree, nonsense. Think of
Quantum Mechanics...
On the other hand Paul Feyerabend similarly examined the history of science, and was led to deny that science is genuinely
a methodological process. In his book Against Method he argues that scientific progress is not the result of applying any
particular method. In essence, he says that “for any specific method or norm of science, one can find a historic episode where
violating it has contributed to the progress of science.”
Thus, if believers in scientific method wish to express a single universally valid rule, Feyerabend jokingly suggests, it should
be ’anything goes’. (By which we mean anything which passes the test or replicability and such.)
However, criticisms such as this led to the strong programme, a radical approach to the sociology of science (“radical
relativism”).
Postmodernists assert that scientific knowledge is simply another discourse (note that this term has special meaning in this
context) and not representative of any form of fundamental truth; realists in the scientific community maintain that scientific
knowledge does reveal real and fundamental truths about reality.
We all recall the use of parody to make fun of some of the fancy Post Moderns... take for example the wonderful article
of physics theorist Alan Sokol of NYU in 1996. "Transgressing the Boundaries: Towards a Transformative Hermeneutics of
Quantum Gravity", was published in the Social Text spring/summer 1996 "Science Wars" issue. It proposed that quantum
gravity is a social and linguistic construct.∗
He said "The results of my little experiment demonstrate, at the very least, that some fashionable sectors of the American
academic Left have been getting intellectually lazy. The editors of Social Text liked my article because they liked its conclusion:
that "the content and methodology of postmodern science provide powerful intellectual support for the progressive political
project" [sec. 6]. They apparently felt no need to analyze the quality of the evidence, the cogency of the arguments, or even the
relevance of the arguments to the purported conclusion" † .
In sum, for them the results were truthy enough!
BTW, Jacques Derrida (Delouze, Foucault...) and their deconstructionist friends have lost much luster... gone but certainly
not forgotten from academe, particularly in many English Literature Departments. Florida law professor Stanley Fish who
was much embarrassed by the Sokol affair, continues to write foolish blather in the NYT on topics in science, religion and
philosophy, and is taken seriously. (Yet I have read some of his good ideas about changing people’s minds.)
And BTW, this sort of controversy is not gone and forgotten.... you may have noted in the last week that three scholars
gulled 7 academic journals into publishing hoaxed papers on "grievance studies" (WSJ, 10/5/18). (Whatever Grievance Studies
are?) As the Harvard psychologist Steven Pinker tweeted, “Is there any idea so outlandish that it won’t be published in a
Critical/PoMo/Identity/‘Theory’ journal?” (NYT 10/01/18)
Lest we physicists become too smug, the NYT also noted that "With stories like this in the news, it’s hardly a surprise that
according to a recent Pew poll, political party affiliation predicts whether one believes universities are having a positive or a
negative effect on the country."
∗
https://en.wikipedia.org/wiki/Sokal_affair#cite_note-3
†
https://en.wikipedia.org/wiki/Sokal_affair#cite_note-9
John Learned E-mail: jgl@phys.hawaii.edu
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To me it is very frightening that much of our country and much of the world no longer (if indeed ever it did) holds up
science and indeed education as lighting the way to a better future. Dark ages here we come, maybe?
Some interesting topics I wanted to broach, but skip for lack of time:
− Relation with mathematics, and just what is Math and how does it relate to truth?
− Statistics and physics. . . what is statistical truth?
Junk Science and Pathological Science
There is much confusion in the public sector about what really constitutes real and trustworthy Science. Junk Science,
often what we would call real science, but as designated by truthy folks (such as Global Warming). And we must confront
pseudoscience, such as was often produced by tobacco and sugar companies. We all need to be out there explaining science and
debunking nonsense at every opportunity. But we cannot stand on claims of authority. We need to educate, charm and even
occasionally directly confront.
An issue other than simple denial, wishful thinking, or outright cheating relates to Pathological Science (discussed by Irving
Langmuir, Chemistry Nobel)... (This is different from simple scientific misconduct, fraud, and more dangerous.)
The maximum effect that is observed is produced by a causative agent of
• Barely detectable intensity, and the magnitude of the effect is substantially independent of the intensity of the cause
• The effect is of a magnitude that remains close to the limit of detectability or, many measurements are necessary because of
very low statistical significance of the results (ahem)
• There are claims of great accuracy
• Fantastic theories contrary to experience are suggested
• Criticisms are met by ad hoc excuses thought up on the spur of the moment (And often secrecy about sharing raw data and
permitting external investigations... jgl)
• The ratio of supporters to critics rises up to somewhere near 50% and then falls gradually to oblivion
(Think of N-Rays by Blondhot, and Cold Fusion by Pons and Fleischman, but also the foundations of gravity wave research
by Joe Weber and his wrong claim of detecting G waves). (Some claims of the discovery of Dark Matter may fit this description,
BTW.)
Comment: The gravity-wave case is an example of how, not fake, but simply wrong science (by Joe Weber about his
incorrect observation of signals) can lead to interesting and even revolutionary results (the now successful campaign to detect
waves from gravitational inspirals). Some of our current topics, such as the hints at sterile neutrinos and their interpretation by
enthusiasts may well be in that category, despite honesty and good will by all involved.... We presume the scientific process
will prevail however.
[ Interesting related subject: Should one read the old works? In most disciplines it is a waste of time! (Except for the
historical stories, and noting the evolution of ideas.) In physics we can learn all we need to know about GR by reading modern
books and papers and never reading old Albert!]
BTW, most of modern science really got started with the formation of the Royal Society in London in late 1660, under
royal charter from Charles II. It was organized by Freemasons, and the key to success was the Masonic tradition of avoiding
religion and politics in their deliberations (really?), and under the motto "Nullis in verba" (take nobody’s word). Note also
that a large fraction of early Royal Society considerations revolved around "the longitude problem"... which brought together
everything from celestial mechanics to studies of the vacuum. So social/economic concerns indeed provided motivation. The
point of relevance for us is that until then (Renaissance era), religion and ancient Aristotle had dominated much of scientific
investigations (e.g. Galileo).
An aside: JGL’s theory of the scientific method (not sure if this is unique but I put it out there): Science on the large scale
is a random walk. Think of Markov processes. Science proceeds through those who study at least the most recent work, with
few delving into the past (this is directed mostly at other disciplines, such as oxymoronic "social science"). Workers on the
forefront then flounder about trying all manner of ideas, until one shows promise of working better than others; and then effort
is put into the that direction resulting in progress. (This is what I call building the Yellow Brick Road of scientific progress...
no map, it just happens).
An example is SUSY... a great idea of a beautiful symmetry, but one which we now know seems everywhere violated and
which has produced nothing of verifiable particle physics import. Another related example, the efforts of our many friends
continuing the search for the WIMP Miracle, Dark Matter particles in the hundred GeV range. These are also examples of
looking under the streetlight, since better, or even heavily competing, theories were/are not on the market, possibly allowing
illumination elsewhere.
Nuclear theory provides another an example... a patchwork of phenomenological attempts to systematize nuclear structure.
But of course we have QCD and particularly lattice QCD, which seems to work: one can carry out the calculations and find a
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few basic parameters of particle interactions, nuclei and quark groupings. We can in principle calculate the phenomenological
laws which have been deduced from nuclear data, but these are generally too complex to accomplish.
Moreover, nuclear theory is perhaps just the next step on the complexity ladder... Consider atomic physics. We think we
know practically all about the quantum mechanics of atoms, but elements above the first few are simply too complex for much
calculation without significant approximations.
More interesting is that we nowadays know about emergent complexity. It is simply true that we would perhaps never get
from atomic level QM to DNA and the astounding phenomena exhibited by cells. New structure and unprecedented behavior
emerge as one goes up the complexity ladder. Every step of going to a more complex system we find (mostly) unpredicted
emergent and often amazing phenomenon. Hence Science must nearly independently investigate the way the universe works at
many levels.
In sum, I submit to you that science largely proceeds by fumbling about, trying all possible alternatives until something fits
the emerging facts. Brilliant leaps are made surely, such as old Albert’s greatest idea of the equivalence principle (for which he
did not immediately understand the consequences either).
I found some support for this from Bas van Fraassen who says “I claim that the success of current scientific theories is
no miracle. It is not even surprising to the scientific (Darwinist) mind. For any scientific theory is born into a life of fierce
competition, a jungle red in tooth and claw. Only the successful theories survive—the ones which in fact latched on to actual
regularities in nature.” (The Scientific Image, 1980). (It would seem that the demise of SUSY represents such a casualty of
such!)
This view I think makes great sense, that there is a sort of Darwinian evolution in scientific ideas as well as species! How we
sample the “landscape” remains an interesting discussion. Maybe we observe an evolution of memes, perhaps some good and
some bad.
Neutrinos, Truth and Applications
I am supposed to say something about neutrinos tonight, so better get at it... What set me off on this tour was the notion that
in our modern society where truthy folk question many more or less well established scientific truths. I have heard from some
contrarians that "you scientists have beliefs too, not just us religious folks". Let me dispense with that: our beliefs are always
tentative and conditioned on continued consistency with nature. Most strongly, the importance of replicability to science most
clearly distinguishes what we believe from religion, wherein you take it or leave it, and most predictions, if any, fail. I hope this
does not insult or upset anyone, but such is my position and though not often articulated, that of most scientists.
I have encountered often enough people who say, "neutrinos, bah humbug, just some nonsense to cover up inadequacies of
your physics", or the like. Now we all here know very well we can make neutrinos at an accelerator at a given precise time,
and predictably see some interactions appear, at a time consistent with the speed of light, several hundred miles away. (And,
those interactions pointing in the right direction). In fact, as most of you recall, an experiment (OPERA) in Italy found
events in 2011 which apparently travelled faster than light from CERN in France, some thousand miles away. This set off a
huge reconsideration of theory, and remarkably no credible theory did emerge to explain how neutrinos could be superluminal
without implying huge contradictions to many areas (such as lack of causality!). Everyone relaxed when the experimenters did
indeed find a faulty fiber-optic connection in their apparatus and the scientific process did demonstrably work well.
(A slightly worrisome issue is the tendency to keep looking over data if a contrary or divergent answer is initially found, and
then to stop when consistency with other results is discovered. CERN collider experiments often show more consistency than
expected by random fluctuations. . . ).
So, as we all know, neutrinos started as Pauli’s hypothesis to save conservation of energy (and spin) and were a considerable
embarrassment to the theorists who deemed them to be undetectable. (This modesty seems to have dissipated in recent times,
I note... witness modern string theory). Clyde Cowan and Fred Reines and company in the 1950’s observed neutrinos, little
neutral siblings to electrons, emanating from reactors. Then suspicions about neutral siblings to the muon and later to the tau
were similarly borne out. Note that these all pass any reasonable test of being "real". We can and do count them. . . we predict
and they appear (albeit infrequently)! (And even so some of their properties remain mysterious, as much discussed at this and
other meetings).
But, are neutrinos good for anything? Indeed they are as we have heard and will hear more at this meeting tomorrow.
First, neutrinos explain much about the functioning of stars and supernovae, and even the remnant light element mix from
the Big Bang! Of more immediate import as we have heard much here, since nuclear reactors are inescapably un-shieldable
sources of stupendous numbers of (electron anti-) neutrinos (1021 /sec from a typical power reactor), we can peer inside the
reactor’s furnace to determine what and how much is burning. This constitutes x-raying without the need for an x-ray source
tube. Same story for both the earth and the sun! We know the sun is still burning, despite the fact that photons take eons to
randomly diffuse out. We can also (and no other way) learn about the fuel for driving the Earth’s convection... the generative
cause of continental motion, earthquakes and volcanoes. People have also talked of using neutrinos for the fastest possible
signaling for stock market trading. (BTW, I have actually been approached to work on this, and have rejected the offer).
Neutrinos are as real as your wine and like many abstruse findings in fundamental physics, they are now, 50 years after
discovery, being put to harness. We here are lucky to get to participate in these adventures, which without fundamental
guidance from theory are truly exploring new realms of the universe!
I conclude with a joke, which is said to have practically drawn tears of laughter from Einstein and Oppenheimer. One
neutrino asks the other neutrino, weaving about in space: “Can’t you move straight? You must be drunk again!” The
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other neutrino protests vehemently: “What do you expect? Can’t you see that I am getting soaked in a gravitational field?”
(From brainpickings.org/2014/04/16/random-walk-in-science-humor). [The point here is simply that we in science think quite
differently from most, and even that is a function of space and time. This is a joke that tickled old Albert and Oppy, but
unsurprisingly did not resonate with our dinner group of physicists, and probably would not make sense to others! I fear my
point was too obscure. . . that our scientist’s arcane understanding of the world does not speak to our society generally, and
illustrating that we must work at communicating to the larger population.]
Conclusion
A more serious ending calls to your attention that we scientists, physicists and neutrino aficionados in particular, need to pay
attention to the fact of being under attack in present USA. . . attack from the truthiness right, the foolish PoMo left, and
even (not discussed), the ignorant indecisive middle. Civilization and intellectual progress have ever been a thin container of
burgeoning chaos. We have the privilege to study the enigmatic neutrino and help not only with the grand game of puzzling
out the universe, but also make contributions to important matters such as arms control, and even disparate scientific studies
in understanding the sun and earth.
Post Presentation Note: This represents the draft of the talk but not exactly as presented. I had only quick glances at the
notes, and inserted some levity on the fly, and skipped some as written above, not captured here. The text is perhaps quite
somber, and has a most serious intent, but the presentation involved a lot of laughter as well.
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