A Roukema, “Speculative Fiction”
Forthcoming in: E. Asprem (ed.), Dictionary of Contemporary Esotericism
Preprint manuscript of: A. Roukema, “Speculative Fiction”, Dictionary of Contemporary Esotericism (ed. E. Asprem), Leiden: Brill.
Archived at ContERN Repository for Self-Archiving (CRESARCH) https://contern.org/cresarch/cresarch-repository/ Sept. 7, 2023.
Speculative Fiction
Speculative fiction displaces or extends known reality to worlds, beings, and powers
alternative to those familiar to individuals in secular, industrialised societies. As such, its
genres — fantasy, science fiction, the gothic, etc. — have long engaged esoteric thinkers
and practitioners who do the same. The definitions and margins of speculative fiction are,
like those of esotericism, fluid and mutative. It retains deep roots in, and significant
intertextual dialogue with, earlier cultural forms including folklore, myth, fairy tale, ghost
stories, drama, epic poetry, medieval romance, Arthurian legend, and religious texts.
However, speculative fiction is also, like the concept of fiction itself, a specifically modern
form, an outgrowth of post-Enlightenment distinctions between an empirically sensible
and testable reality and concepts and experiences held to be incompatible with this
reality. This dichotomy has produced related perceptions of a binary relationship
between reality and fiction, and, proceeding from this divide, between realist and
speculative fiction. As is often observed, modern esoteric knowledge is defined by a
similar process of epistemological and cultural differentiation, its concepts relegated to
categories of the unreal, supernatural, spiritual, religious, or superstitious (e.g.
Hanegraaff 2012). It is therefore unsurprising that esotericism and speculative fiction
have frequently engaged with and characterised each other, with significant
ramifications for how both are produced and received in the contemporary period.
Perhaps the most significant aspect of this engagement, however, is the tendency of both
to challenge the distinctions and dualities which frame their points of reference and
define them as unreal. Building on a longstanding relationship between magic and
language (Covino 1994, 5–6), a range of contemporary creatives and intellectuals have
conjoined esotericism with the fantastic in order to challenge dominant ontologies,
insisting on the instability and elasticity of consensus reality.
The landscape of this relationship has massively expanded via twentieth- and
twenty-first-century media including film and gaming culture, but this entry will focus on
the genres of literary speculative fiction, where the central tropes and narrative
conventions found in these contemporary media were first developed, and where
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esotericism and the fantastic continue to influentially define each other. This engagement
is perhaps most clearly visible in situations where authors use the imaginative and
epistemologically free environment of speculative fiction to explore and communicate
esoteric theories and experiences. →Philip K. Dick famously projected his paranormal
experiences of February and March 1974 (2–3–74) into science fiction novels like VALIS
(1981) and Radio Free Albemuth (1976/1985). James Redfield’s The Celestine Prophecy
(1993) is both a New Age instruction manual and an adventure novel with elements of
science fiction and fantasy. Leading contemporary Pagan, →Starhawk, weaves ecofeminism and the modern witchcraft of her Reclaiming movement into science fiction like
The Fifth Sacred Thing (1993) and City of Refuge (2015).
Yet, it is not immediately evident why speculative fiction should serve this
function of esoteric knowledge formation and communication. After all, it is, almost by
definition, designed to be untrue, and is widely viewed as lacking seriousness. It is a major
arm of “popular” fiction, viewed as “escapist” and “low brow”, a mass-produced
commodity designed for entertainment rather than the intellectual stimulation of “high”
culture (Gelder 2004, 11–34). Even if we were to accept such distinctions, however (and
this entry will show that we should not), speculative fiction offers a number of aesthetic
and epistemological advantages. As a result of its escapist reputation, knowledge claims
presented in speculative fiction are rarely held up to cross-examination or empirical
testing. Fiction is thus an amenable environment in which to debate aspects of human
knowledge which are untestable and unverifiable by scientific means, yet continue to be
upheld by individual claims to experience. Esoteric authors frequently engage with such
marginal knowledge; indeed, they tend to doubt the reliability of the empirically defined
“real” in the first place. It is thus speculative fiction which provides an environment best
suited to the everyday experience of what paranormal investigator Charles Fort called a
“hyphenated state of truth-fiction” (2006, 45). Speculative fiction’s ability to
unproblematically balance serious thought and expression with irony, play, and paradox
suits the post-modern esotericism of currents like →Discordianism and →Chaos Magick,
which apply fiction to reality to challenge and complexify the ideologies and ontologies
of various meta-narratives, truth claims, and social orders. This is, for example, the modus
operandi of →Robert Anton Wilson and Robert Shea’s Illuminatus! trilogy (1975), which
blends various esoteric currents with conspiracy theory and science fiction.
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However, the most significant reasons for the continued crossover between
speculative fiction and esotericism can be found in their shared developmental history.
Esotericism has played a crucial role in how genres like the gothic, horror, the weird,
science fiction, and fantasy have been defined. At times this has been the result of direct
influence; some of the most influential figures in these genres incorporated esoteric
beliefs and experiences into their writing, including Edgar Allan Poe, Edward BulwerLytton, and Arthur Machen. However, many others have embedded either pre-existing
genre tropes or popular conceptions of esoteric phenomena into their fiction, with equal
creative success. Authors like H. Rider Haggard, Bram Stoker, and H.P. Lovecraft were not
significantly invested in occultism, but their fictional adaptations of esoteric knowledge
have been major influences on both genre fiction and alternative religion. A reciprocal
process of knowledge and image formation has thus taken place, in which speculative
fiction reflects esoteric symbols, practices, and ontologies, but also adapts and reshapes
them for further adoption by esoteric thinkers and creatives. As a result of this
intertextual transmission, older works of speculative fiction remain vitally important in
the contemporary context. This includes both works by authors like Poe, Stoker, and
Lovecraft, which were influential in their own time and are still widely read today, and
texts written by leading esotericists including Aleister Crowley and G.I. Gurdjieff, which,
though culturally marginal, continue to shape developments in contemporary
esotericism.
As indicated by this lingering influence of older texts, speculative fiction proves
amenable to contemporary esoteric authors and readers partly because its genres have
been formed in conversation with esotericism from the moment of their emergence.
These genres constantly shift and take different forms in different cultural and historical
settings. Moreover, individual texts are often hybrids of several genres, perhaps never
more so than in the contemporary period. Yet, broad trends in the development of tropes,
stylistics, and narrative expectations native to each can be identified. Most importantly
for understanding contemporary esotericism and its relationship to speculative fiction,
esoteric knowledge has frequently been used to distinguish these genres from each other,
and to differentiate speculative and realist fiction in general.
The gothic is usually considered the first to have emerged. Beginning with Horace
Walpole’s Castle of Otranto (1764), it separated itself from earlier fantastical literary
forms by appealing to post-Enlightenment empiricism while still maintaining the
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presence of the supernatural. At the hands of influential authors like Poe, Bulwer-Lytton,
and Stoker, the gothic and the esoteric have intersected in ways that have centrally
defined the way in which the genre unfolds itself to readers. A central point of crossover
is an emotional and psychological reaching after terror and incomprehensibility.
Thinkers and creatives in both currents tend to open themselves to the potential
irruption of supernatural powers and beings into the material world, and investigate the
extent of human capacity to engage with these experiences. The result can be an
exploration of madness and horror in an encounter with the abyssal or the monstrous
(Pasi 2007), but gothic terror is also frequently designed to provoke an encounter with
the sublime, influentially defined by Edmund Burke as an overwhelming experience of
terror or astonishment which pushes the mind toward transcendence (Burke 1757, 41–
53). Thus, the gothic also aims at the “positive epistemology” found in many esoteric
systems (Pasi 2007, 64–65), wherein even dangerous or incomprehensible experiences
are felt to direct one towards mystical experience or personal gnosis (Nelson 2012, 16–
17). Even more widely, the gothic and the esoteric have a shared rootedness in
epistemological rejection. The supernatural irruptions of the gothic are held to represent
that which Western cultures have sought to expunge or abject in order to maintain an
ordered consensus reality. Esoteric figures, concepts, and practices, already rejected by
both religious and scientific arbiters of knowledge, are ideal for this purpose.
The genres of speculative fiction feature particular tropes which have acted as
mediators which ferry esoteric concepts through time and across cultures. From the
earliest gothic novels, esoteric phenomena like the figure of the magus, the image of
Satan, and medieval and early modern witchcraft have become instantly recognisable
tropes. Further, the gothic has participated in a wide-scale cultural transition in which
these once-rejected figures and currents have become more positively viewed in modern
times, particularly among esoteric groups (Nelson 2012, 8). These longstanding tropes
have been joined by new archetypes formed in dialogue with esotericism. A particularly
intriguing example is the common set of images and events which populate the ghost
story, which developed in tandem with accounts of spirit visitations and house hauntings
gathered by psychical researchers, or featured in publications like W.T. Stead’s Real Ghost
Stories (1897), in which the distinction between the real and the fictional became difficult
to decipher for those sympathetic to psychical research (Delgado 2017). In the
contemporary period, both the tropes and sensational affect of the gothic continue to
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mediate esoteric concepts across a variety of media and into the gothic sub-culture,
where the literary genre merges with music, fashion, and politics, all continually in
relationship with contemporary esoteric practice and belief (Partridge 2005, 234–35).
The gothic is also of continuing importance to contemporary esotericism because
of its formative influence on further genres of speculative fiction. The most closely related
are horror and the weird, both of which amplify the unsettled ontologies of the gothic.
Very broadly, horror might be said to differentiate itself by bringing the unknown, the
supernatural, and the monstrous into the real in a visceral, tactile manner, while the
weird performs a similar intrusion on a more subtle, existential plane, creating gothic
terror by amplifying incomprehensibility and eeriness. The stories of H.P. Lovecraft have
been particularly influential in both. Mediated by fictional and non-fictional sources,
Lovecraftian legends like Chthulu and the Necronomicon, a fictional grimoire, continue
to be valued by esotericists and fiction writers alike (see →Lovecraftian magic; Nelson
2012, 45–71). His greatest significance, however, may lie in his dedication to developing
a literary experience “coeval with the religious feeling”, one which delved the murky
terrain between realism and “naively inspired idealism” in order to inspire fear, and
thereby awe, in the presence of the unknown (Lovecraft 1973, 12–13). The fiction of
contemporary authors of the gothic, the weird, and horror, including Clive Barker, Steven
King, and Anne Rice, has continued to reproduce this affect (Cowan 2016). Such fiction
continues to rely on gothicised esoteric motifs, and also provides experiences of the
sacral and supernatural which can be viewed as forms of postmodern religious
experience (Nelson 2012).
The gothic outgrowth most significant for the contemporary period is science
fiction. The gothic’s Romantic response to the intellectual demands of empiricism was to
reduce paranormal or supernatural irruptions to material explanations by the end of the
tale. Science fiction emerged in the nineteenth century as a post-gothic romance form that
copied this formula, but did so from page one. Its authors, editors, readers, and critics
have described the genre as different from (and superior to) other forms of speculative
fiction because of its rejection of magic and superstition for science and fact (e.g. Wells
1978; Gernsback 1929; Suvin 1979, 47–66). However, the genre should be seen as one
which has evolved and automated its demons rather than exorcised them. Throughout its
history it has proven fertile ground for authors wishing to explore concepts and questions
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endemic to esotericism, including supernatural experiences, occult forces, alternative
worlds, superior beings, radical physical and/or mental evolution, and paranormal
powers including telepathy, telekinesis, extra sensory perception, divination, and spirit
communication. Already in Mary Shelley’s Frankenstein (1818), seen by many as science
fiction’s ur-text (e.g. Aldiss and Wingrove 1986, 16–17), hermetic magic and alchemy mix
productively with cutting-edge sciences like electricity, animal magnetism, and vitalism.
Influential nineteenth- and early-twentieth-century science fiction authors, including
Poe, Bulwer-Lytton, Marie Corelli, H.G. Wells, and Ray Bradbury, took up this model. As
science fiction continued to gain cultural prominence in the mid-twentieth-century,
popular novels like Arthur C. Clarke’s Childhood’s End (1953) and Roger Zelazny’s Lord of
Light (1967) continued the trend. Whether intentionally or not, these authors reflected
attempts in occultism and psychical research to scientifically legitimate esoteric and
paranormal phenomena, updating antique, medieval, and early modern esotericism for
post-Enlightenment intellectual demands.
As a result of this epistemological overlap, esotericism played an important role
in executing science fiction’s defining narrative strategy, which maintains scientific
verisimilitude even while exploring the supernatural, the paranormal, and the impossible
(Kripal 2011; Roukema, 2018b; 2020). A number of science fiction’s iconic tropes are also
the product of esoteric science and religion. The genre’s alternate dimensions or higher
planes relate closely to occult concepts of the astral plane or spirit realm, and the higher
beings which populate both this and other dimensions reflect the ascended masters of
Theosophy (Rothstein 2013). Such extra-terrestrials are often gifted with the psychic
abilities which esoteric sciences have imagined for evolved or exceptional human beings,
a relationship which has created a UFO sub-culture in which a cultural umbilical cord
feeds concepts and imagery back and forth between science fiction and ufological
religious groups (see →UFOs and esotericism; Reece 2014). Since the 1960s “New Wave”
of science fiction, the genre has often used motifs of stellar exploration and travel to
explore psychological states sometimes described as “inner space” (Ballard 1962).
Contemporary esotericists are likely to find their view of the relationship between
internal and external reality in author Gwyneth Jones’s description of the science fiction
writer as “an inhabitant of the boundary area” between knowledge of the “world out
there, our science and its technologies, and the reports we have from the inner world of
subjective experience” (1995, 77). Science fiction also continues the quest for the sublime
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found in its gothic roots, though with less focus on terror and more on a sense of cosmic
awe akin to the mystical transcendence sought in various esoteric practices.
With this combination of shared epistemic motivations and entangled,
intertextual origins, it is no surprise to find authors like Dick, Starhawk, and Colin Wilson
reinvigorating the esoteric heritage of science fiction to frame questions of religion,
metaphysics, and paranormal experience within a skeptical, secular frame. In general,
science fiction continues to mediate esoteric concepts and practices. Psychic (or “psi”)
powers remain an SF mainstay, though in recent decades developments in cyber- and
neuro-technology have mechanised these tropes. In texts like Iain M. Banks’ Culture
series and Ann Leckie’s Imperial Radch trilogy (2013–2015), digitally uploaded
consciousness and neural augmentation provide a new technological framework for
psychical and magical powers. Science fiction’s continuing fascination with unknown
forces and energies is on full display in novels like China Miéville’s Perdido Street Station
(2000), which consciously reproduces a variety of marginal eighteenth- and nineteenthcentury physical theories, from animal magnetism to modern alchemy.
Fantasy, another central branch of speculative fiction, is often contrasted with
science fiction specifically because of the transparency of its relationship with
esotericism (e.g. Jameson 2005, 318). The worlds and physics of fantasy, which includes
sword and sorcery novels, quest narratives, many works of children’s literature, and
“high fantasy” in the vein of J.R.R. Tolkien’s Lord of the Rings (1954–1955), rely heavily
on magical, Pagan, alchemical, and other esoteric currents. This relationship is predicated
on a number of shared interests and motivations. Contemporary fantasy shows an
abiding fascination with magic of all sorts, drawn from a variety of cultural sources
including the Western magical tradition. Indeed, cultural critic Frederic Jameson defines
fantasy as “a meditation on magic as such — on its capacities and its existential
properties” (66). Fictional examinations of magic by authors like Terry Pratchett or
Ursula Le Guin have been influential in contemporary esoteric circles, where they are
commonly viewed as containing real insight and inspiration for contemporary magicians
and Pagans (Partridge 2004, 140–42).
Fantasy’s engagement with magic has a number of facets that are likely to make it
attractive to contemporary esotericists. Fantasy authors pay close attention to the
“worlding” of their imaginal environments, a characteristic shared with other speculative
genres, particularly science fiction. The authorial process of creatively constructing
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alternative worlds — and the reader’s experience of mentally inhabiting these worlds —
can be productively compared to the imaginal processes of meditation, astral travel, and
“psychologised” magic found in esoteric groups (see Hanegraaff 2003). Another
conjoining factor is an appeal to a lost wisdom or vanishing magic. More than other
speculative genres, fantasy connects directly to its roots in folklore, myth, and fairy tale,
and thus also remains aligned with contemporary currents like →Wicca and →Paganism,
which reinvent or adapt ancient or medieval culture (Baker 2015, 483). The secrecy of
many esoteric groups is also reflected in the knowledge guarded by sorcerers and cabals
in fantasy novels. As Brian Baker observes, the lure of secret knowledge and the process
of its discovery can transform the experience of the fantastic into a veritable rite of
initiation for the reader (2015, 483). Indeed, the very incorporation of secret esoteric
knowledge into fiction can create a speculative affect, as in Umberto Eco’s Foucault’s
Pendulum (1988), or Dan Brown’s The Da Vinci Code (2003), neither of which contain the
imaginal worlding or supernatural events of speculative fiction, but are associated with
it all the same (e.g. Nelson 2012, 30).
This association shows just how amorphous the boundaries of speculative fiction
can be. The genres above are not alone in being defined and differentiated by their
esoteric content. Occult detective fiction is another intriguing example. The setting and
characters of stories written in the mould of A.C. Doyle’s famous Sherlock Holmes stories
are largely drawn in a realist mode. There is nothing speculative in these stories but the
act of speculation itself. In narratives like Dion Fortune’s Secrets of John Taverner (1926),
however, the detective is gifted with psychical powers that enhance their sleuthing
abilities; moreover, the solutions to mysteries may be attributed to magical abilities and
supernatural forces. These phenomena shift the narrative toward the fantastic, and do so
even more prominently in contemporary occult detective narratives like Mark Frost’s The
List of Seven (1994), which intertextually weaves Frost’s serious occult interests with the
nineteenth-century roots of occult detective fiction. Frost also influentially wrote the
occult detective motif into the weird realism of Twin Peaks (1990–1991, 2017).
Magic realism is another telling example of esotericism determining genre. Like
other speculative fiction, magic realism combines empiricist reality with folkloric
imagery and supernatural events. However, where other speculative fiction thrives on
the cognitive dissonance of this tension, magic realism presents the supernatural as the
ordinary, “admitted, accepted, and integrated into the rationality and materiality of
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literary realism” (Zamora and Faris 1995, 3). Esoteric knowledge, treated by its theorists
and advocates as similarly “normative and normalizing” (ibid.), has proved useful for
authors creating this effect, including Brazilian Paulo Coelho, whose “New Age
Christianity” and experiences with Thelemic magic (→Thelema) are reflected in magic
realist novels like The Alchemist (1988) and The Witch of Portobello (2006; D’Andrea
2018, 96–105).
Unlike the other genres above, however, magic realism has been defined not so
much by epistemological alterity as by non-Western culture and geography. The
boundaries between magic realism and other speculative fiction genres are slippery, and
include a sense that the former is a “higher” cultural form apart from the lowbrow
aesthetics of popular culture. However, another defining characteristic is that it is
prominently (though not exclusively) attributed to non-Europeans, particularly African
and Latin American writers (Slemon 1995, 407–09). Magic realism, in this sense, is
something recognisable and encounterable only by readers with de-magicked
perspectives, something attributable to the pre-modern, “primitive” knowledge systems
of the (post-)colonial other (Mendlesohn 2008, 110). This construction of magic realism
as a separate, foreign genre has important ramifications for the identity and cultural
function of esoteric knowledge in the West. As we have seen, speculative fiction deploys
similar supernatural mechanisms, events, and concepts to magic realism. However, even
with its now-global profile, Western speculative fiction tends to reproduce postEnlightenment distinctions between natural and supernatural, physical and spiritual. At
the same time as esoteric phenomena provide speculative fiction with concepts that
enchant, entertain, or even provide forms of modern religious experience, they also help
to reaffirm the boundaries of the unreal, the superstitious, and the irrational. In this way,
both esotericism and speculative fiction have been major actors in secularising processes
in which Western societies have dismissed the magical and paranormal from the real into
the fantastic.
However, this rejection, well documented by theorists and historians (e.g.
Hanegraaff 2012), also aligns esotericism with the non-European knowledge systems on
which magic realism is predicated. Though it is frequently used in speculative fiction to
reinforce post-Enlightenment dichotomies, esoteric knowledge also has the potential to
erode them. Particularly in recent times, speculative fiction and esotericism have come
together to challenge processes of epistemological imperialism, in which post-
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Enlightenment currents were assumed to supersede the knowledge and ways of knowing
of Indigenous and transplanted African populations. Magic realism produced by
members of these groups frequently pursues this purpose, as in Toni Morrison’s Beloved
(1987) or Ishmael Reed’s Mumbo Jumbo (1972), but other speculative genres offer this
potential as well. Contemporary Indigenous science fiction writers like Blake Hausman
combine science fictional virtual reality tropes with traditional Indigenous dream
narratives, thus bringing back to the fore the magical praxis that Western Christian and
scientific authorities sought to subjugate (Brown Spiers 2016). Black authors like Nalo
Hopkinson, Octavia Butler, and N.K. Jemisin create contemporary speculative fiction
within the framework of Afrofuturism, a sub-genre which frequently places magical and
supernatural phenomena within the techno-futurist settings of science fiction (Womack
2013, 119–29). These authors are part of an ongoing global expansion of the tropes and
aesthetics of Western speculative genres, in a variety of media. As a result of this
expansion, speculative fiction has become a primary contemporary forum in which
esoteric concepts developed in Western culture can be traded and translated with
comparatively similar knowledges all over the world, deepening the “globalization of
esotericism” (Hanegraaff 2015; Cf. Asprem 2014).
In addition to translating concepts across cultures, speculative fiction has
transported esoteric concepts across time as practices and beliefs are absorbed into the
fabric of trope and theme from which authors select material for their stories. In some
cases, the ideas and images carried forward have been new inventions, as with Bulwer’s
etheric “vril” force (see Strube 2013) or Lovecraft’s Necronomicon. Partly because it
performs this function as a repository of esoteric knowledge, speculative fiction now
plays a significant role in shaping religious creativity and behaviour in contemporary
secular societies (→Fiction-based esotericism; Partridge 2004, 135–41). This is most
visible in contemporary new religious movements in which fandom, spirituality, and
metaphysics come together. A well-known example is the →Church of All Worlds, which
makes manifest the fictional organisation of the same name in Robert Heinlein’s Stranger
in a Strange Land (1961; Cusack 2009). Similar communities have been founded in recent
decades, most loosely affiliated and largely online, dedicated to actualising the religious
knowledge and experience found in fictional worlds like those of The Lord of the Rings or
Star Wars (Partridge 2004, 137–41; Davidsen 2012). Contemporary →Otherkin culture
is also an important aspect of this blurring of fiction and esotericism in real-world
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religion. Groups like the House of Kheperu and Werewolf Cathedral bring together
individuals with fiction-based identities, in this case vampires (→Vampirism) and
werewolves respectively, within esoteric environments (Johnston 2016).
Crucially, these post-modern, individualised religious systems are not simply
based on fantastic inventions brought into actual religious observance. The fictional
concepts which motivate the creation of these contemporary traditions and identities are
themselves rooted in a long heritage of literary adaptation and mediation of esotericism.
Scholars have attempted to differentiate between esoteric and non-esoteric texts based
on the intention of authors or practitioners (e.g. Bogdan 2007, 20), but the diffusion of
esotericism into fiction and back out again is better seen as a Möbius strip of transcultural
engagement, in which it is often impossible to differentiate between real and fictionbased esotericism. The interaction between esoteric knowledge and speculative fiction
has been so frequent and formative that a wide range of tropes, themes, and texts in
various media have become active participants in contemporary esotericism. As
Christopher Partridge has extensively described, speculative fiction helps de-exoticise
and disseminate “→occulture”, a “reservoir” of esoteric and Eastern religious concepts
which has been made widely accessible by popular culture. Filtered through speculative
fiction, once secret and exotic esoteric knowledge has been adapted and defused for mass
consumption (Partridge 2004, 84, 119, 138–41).
The implications of this transition are enormous. Speculative fiction has, like
Jameson’s description of genre in general, “spread out and colonized reality itself” (1997,
249). The impact of fiction-based esotericism seems likely to increase only further as the
tropes, themes, and worlds of speculative fiction expand into film, television, cosplay,
music, marketing, gaming, and virtual reality. With this growing cultural influence, the
way in which moderns distinguish fact from fiction, real from unreal, becomes more
deeply affected by the manner in which these distinctions are marked out in science
fiction blockbusters and epic fantasy series. Esotericism, as we have seen, has often
played a crucial role in both upholding and undermining such epistemic differentiation.
Mediated by an array of popular media, contemporary occulture has become an
immersive cultural and intellectual dynamo which defines the way in which
contemporary individuals establish identity, envision the future, and hypothesise
explanations for the unknown and unexplained.
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Aren ROUKEMA
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