ULRIKE HEUER
REASONS FOR ACTIONS AND DESIRES
(Accepted 22 October 2003)
ABSTRACT. It is an assumption common to many theories of rationality that all
practical reasons are based on a person’s given desires. I shall call any approach
to practical reasons which accepts this assumption a ‘Humean approach’.
In spite of many criticisms, the Humean approach has numerous followers
who take it to be the natural and inevitable view of practical reason. I will develop
an argument against the Humean view aiming to explain its appeal, as well as
to expose its mistake. I focus on just one argument in favour of the Humean
approach, which I believe can be constructed as the background idea of many
Humean accounts: the argument from motivation.
I first present the argument from motivation and explain why it seems so compelling. However, I then develop an equally compelling objection to desire-based
approaches to reason, showing that they cannot accommodate the justificatory role
of reasons. I show that this objection suggests that at least one of the premises of
the argument from motivation must be false. And, finally, I argue that we should
reject the premise that claims that only desires can explain actions. This result is
fatal for desire-based views of practical reason. My conclusion is that practical
reasons should be based not on desires, but on values.
KEY WORDS: desire, explanation, justification, motivation, practical reason, W.
Quinn, B. Williams
It is an assumption common to many theories of rationality that all
practical reasons are based on a person’s given motives, or desires.1
I shall follow common usage and call any approach to practical
reasons which accepts this assumption – in one form or another –
a ‘Humean approach’.
In spite of many criticisms, the Humean approach has numerous
followers who take it to be the natural and inevitable view of practical reason. I will develop an argument against the Humean view
aiming to explain its appeal, as well as to expose its mistake. I
will focus on just one argument in favour of the Humean approach,
which – even though not always stated – I believe to be an important
background assumption of many Humean accounts. It is also the
Philosophical Studies 121: 43–63, 2004.
© 2004 Kluwer Academic Publishers. Printed in the Netherlands.
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ULRIKE HEUER
argument which I regard to be the most powerful one in favour of
the Humean view: the argument from motivation.
My strategy will be as follows. I begin by presenting the argument from motivation and explaining why it seems so compelling.
However, in Section 2, I will develop an equally compelling objection to desire-based approaches to reason, showing that they cannot
accommodate the justificatory role of reasons. In Section 3, I will
argue that this objection suggests that at least one of the premises of
the argument from motivation must be false. And, finally, in Section
4 I will argue that we should reject the premise that claims that
only desires can explain actions (or alternatively that desire-based
explanations of actions are of primary importance). This result is
fatal for desire-based views of practical reason. My conclusion will
be that practical reasons should be based not on desires, but on
values.
1. THE ARGUMENT FROM MOTIVATION
The crucial first premise for the argument from motivation is this:
A reason for action must be capable of explaining why a person
acted in a certain way, if she actually acts for this reason. Adding ‘if
she actually acts for this reason’ may make the claim sound trivial.
But it brings out an important restriction. It is quite conceivable that
a person has a reason to act which cannot explain her action for
any of the following reasons: (a) she has a reason to φ, but acts for
a stronger reason to do something else, (b) she has a reason to φ,
and actually φs, but not for that reason,2 (c) she has a reason to
φ, but does not φ (out of weakness of will, say, or just lethargy or
even forgetfulness). In all these cases, no Humean would want to
deny that the agent’s reason could serve as her reason for acting.
But since the agent does not act for this reason, it is not a reason
which is capable of explaining her action.
Justificatory and explanatory reasons can come apart in yet
another sense. Even if a person does act for a reason, the reason
might not be sufficient to justify her action. This can happen in at
least two kinds of situations:
1. Explanatory reasons may rest on mistakes without any loss to
their explanatory force. If I believe that it would be a good idea
REASONS FOR ACTIONS AND DESIRES
45
to φ, and it turns out later that it wasn’t, my belief can still
explain why I performed the action. It can justify it, however,
only if I was right. False beliefs normally don’t justify.3
2. Even if the explanatory reasons for an action don’t contain
mistakes, they may not amount to a justification. The most
common example for this are some cases of weakness of the
will: Why did I smoke again, even though I had decided to quit?
Because it was really tempting: it was nice to join the smokers,
being around them provided opportunities for pleasant conversation, etc. These are reasons, I take it, but the explanation may
not amount to a justification. It is quite conceivable that I myself
conclude that all things considered I shouldn’t have smoked,
despite its manifest attractions.
Neither of these cases should be seen as contradicting the first
premise of the argument because in both of them the reasons are
in principle “fit to justify”. They would justify the action, in the first
case if the belief was true, and in the second if there had not been a
stronger reason to do something else.
However restricted the claim of the first premise might appear
given these observations, it is important to make it explicit, since it
is crucial for almost all accounts of practical reasons. I am going to
call it the identity thesis. By this I mean that when an agent acts for a
(specific) reason that very reason is also the explanation (or at least
part of the explanation) of why she did what she did. Normative or
justificatory reasons and explanatory reasons are the same reasons
in such a case, and not different kinds of reasons altogether.4 As I
already pointed out, “identity” in this sense does not imply the claim
that justificatory and explanatory reasons can never come apart. On
its current, quite restricted interpretation the identity thesis picks out
a subset of reasons which are both explanatory and justificatory: the
reasons a person acts for who is neither weak-willed, nor mistaken
about her reasons.
So, all that is being claimed by the identity thesis is that justificatory reasons explain if a person acts for them; it does not imply that
all explanatory reasons justify.
According to the Humeans we need to add only one more premise
to get to her theory of practical reasons, namely the claim that
actions can only be explained by attitudes which are motivation-
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ally relevant. In its philosophical usage, the notion of a desire is
sometimes regarded as a term of art which covers all the various
kinds of motivational attitudes that there are. Therefore, we could
also say that actions can only be explained by desires. This thesis –
let me call it the Humean thesis – and the identity thesis are the two
premises of the argument from motivation. Taken together they lead
to the Humean conclusion that all practical reasons must be based
on desires.
To recapitulate, once again the argument in its schematical form:
(1)
(2)
(3)
A practical reason (in the sense of justificatory reason)
must be capable of explaining an action that was
performed for that reason (= identity thesis).
Actions can only be explained by motivationally relevant
attitudes, i.e. desires (= the Humean thesis).
All practical reasons must be based on desires (= the
Humean view of practical reasons).
Thus, it seems that the Humean view is vindicated by a simple and
compelling argument.5
The Premises of the Argument
Next, let me examine the premises more closely. Neither one
appears to be problematic on its face. The identity thesis – the
claim that justificatory and explanatory reasons are the same reasons
– seems crucial for our understanding of ourselves as practically rational.6 Remember that it should be taken in a weak sense,
allowing there to be justificatory reasons that did not motivate
(hence, that cannot explain a person’s action) and explanations
which are not justificatory. It amounts simply to the claim that justificatory reasons are in principle capable of explaining what we do.
What would be the consequence of denying even this weak form
of identity between justification and explanation? Utilitarians are
sometimes said to deny it, and so did Frankena7 who (in some sense)
got the contemporary debate about reasons and motives started.8
What we are motivated to do, and what we should do, they assure
us, are quite different things. But the identity thesis does not contradict this claim. It simply ascertains that the reasons that explain and
the reasons that justify are not always and not necessarily different.
REASONS FOR ACTIONS AND DESIRES
47
Justificatory reasons can (special cases apart) be explanatory. Therefore, I take it, that at first sight the identity thesis is very plausible.
It can be interpreted as expressing nothing more than the everyday
assumption that we sometimes act for reasons, that is: that we do
something because it is right or justified.9 And how should we
understand the “because” if not as saying that the reason which
justified the action also explains why the person acted in a certain
way?10
But isn’t this weakening of the first premise perhaps more severe
than I admitted, and forces us to reformulate the premise, i.e. to
change (1) A practical reason must be capable of explaining an
action that was performed for that reason to (1′ ) Some practical
reasons must be capable of doing so? I believe that this change
would be misleading, since it suggests that we can distinguish
between those reasons which are motivating and those which are
not by focusing on the reasons. Yet, all the explanations that I
offered why a justifying reason might not be motivating depend
on the special circumstances of the agent (her other reasons, her
psychological states like being weak-willed, lethargic or forgetful),
not on any specifics of the reasons. In different circumstances, the
very same reason might well be motivating.
As to the second premise, the only comment I wish to make now
is that it seems overstated. Of course, there can be other explanations of actions, such as physiological or neurological ones (or at
least other explanations of the events that constitute the action). Yet,
the Humean claims that there is an explanation of every action qua
action (as opposed to a mere event) which explains it by pointing
out that it satisfied or contributed to satisfying an agent’s desire, or
was at least, perhaps mistakenly, believed by her to be doing so. I am
going to discuss the second premise at some length later (in section
4). For now, I assume that it is prima facie acceptable, especially if
“desire” is understood in the broad philosophical sense to cover all
motivational attitudes.
Is the Argument Valid?
If the premises so far seem to be acceptable, there is still the question
whether it is a valid argument or not. After all, the conclusion states
rather vaguely that all practical reasons must be ‘based’ on desires.
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ULRIKE HEUER
Why not say that practical reasons are desires? The Humean’s
answer to this question is (I believe) that desires are starting points
of deliberations about the best way of satisfying a given desire. The
motivational force of the desire needs to be transmitted from its
original object to others. In the simplest case it will be transmitted to
the means necessary for satisfying the desire. Since these kinds of
deliberation generate reasons, it would be too narrow to state the
conclusion in a way which restricts reasons to desires only. The
vagueness in the conclusion may thus be defensible.11 Therefore,
I take it that the argument itself is valid.
Desires as Reasons
What does it mean to say that all practical reasons are based on
desires? What is a desire? The technical character of this term as it
is used in philosophical discussions is brought out by the fact that
it is sometimes replaced by expressions such as “pro-attitude”. A
desire is taken to be a pro-attitude towards a possible fact or towards
a proposition. The most common analysis of propositional attitudes
of this kind is that they are functional states: a person has a desire
that p, if she has a disposition to act (under certain conditions) in
ways that (are likely to) bring it about that p.12
What would it mean to regard desires so understood as reasons?
Well, they are reasons to perform actions which are suited to satisfy
the desire: The desire that p is a reason to perform an action which
brings it about that p. If p is the case, the desire is satisfied. Note that
this is just a logical sense of desire satisfaction. It is not necessarily
related to any psychological state, such as feeling content, being
pleased or happy.
So much for a rough sketch of the basic meaning of “practical
reason” in Humean theories, and of what is, perhaps, the most
important argument in their favour.
I will now discuss an objection, which does not attack the argument directly, but instead contests the basic meaning of “practical
reason” in Humean accounts. I will then show how the objection
reflects on the argument.
REASONS FOR ACTIONS AND DESIRES
49
2. AN OBJECTION AGAINST THE HUMEAN ACCOUNT
According to the Humean account, there are no restrictions at all
on what a person can desire. It seems doubtful that this could be
right, if we assume that desires are to be reasons that are capable of
justifying and explaining actions. Would it really explain and justify
an action if we pointed to just any proposition p that is likely to be
made true as a result of the action and that would satisfy one of the
agent’s desires? The question here is not whether this amounts to
(say) a moral justification, but just whether it counts in favour of an
action at all – even if only from the agent’s own perspective – that
the action satisfies some of the agent’s desire.
Elisabeth Anscombe raises a point which might help to state the
objection:13 Consider someone who says, “I want a bowl of mud”,
and acts in a way which brings it about that she has a bowl of mud as
a consequence of her action. But on closer investigation the person
has nothing to say that explains why she wants a bowl of mud, or
why it seems good to her to have one, i.e. the person can neither
explain nor justify her desire. But couldn’t the desire still be a reason
for the action of satisfying it? Is it a justification, and an explanation
for the person’s action to get the mud, that it satisfies her desire?
According to Anscombe it is neither. She even takes the objection a
step further: Not only is the agent’s action unintelligible, we cannot
even attribute a desire for mud to her. We can only attribute a desire
to a person if she could say something that explains why the thing in
question appeared desirable to her. A possible answer could be: “I
thought that we would throw the mud at each other, and it would be
fun!” Anscombe regards the possibility of some such ‘desirability
characterisation’ as a necessary condition of desire attribution.
But – one might feel inclined to object – is saying that it would
be fun to throw mud at someone any different from saying that one
desires it? If it weren’t, the characterisation of the desired object as
desirable would in the end again come down to the simple fact that
one desires the object. Statements of the kind “it would be fun”, or
“I would enjoy it” are different from desires, however, in at least
three respects:
1. In claiming that something would be fun, one can be mistaken.
I.e. this is a judgement which can be true or false. At least, on
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some accounts of desires, one can also be mistaken in claiming
that one desires that p. But even if so, it is only the belief about
the desire that can go wrong, not the desire itself. Desires in
the Humean sense aren’t judgements at all, and a fortiori not
judgements about whether an activity would (or would not) be
fun.
2. “That it would be fun” is semantically not equivalent to “that
it satisfies a desire”, since desire satisfaction is not necessarily
connected to hedonic states. “I want to go to the dentist” is not
the same as saying “I will enjoy going there”. But perhaps desire
satisfaction is a condition for experiencing pleasure, enjoyment
or fun? Granted, it cannot be a sufficient condition, as the
example of the dentist shows. But might it be a necessary one?
It might, but it isn’t. After all, there are unexpected pleasures
like pleasant surprises where the experience was not preceded
by a desire. But if so, it seems that desire satisfaction and
experiencing pleasure are different things.
3. The following consideration is even more important: It counts
directly in favour of an action that it would be fun, or pleasurable. It shows (at least an aspect of) the good that the agent
saw in performing the action. It doesn’t matter whether it also
satisfies a desire or not. Finding pleasure in something isn’t a
good thing only if, or because, it was desired.
This last point concerns the normative relevance of pleasure. The
Humean claims that only desire fulfilment matters, whereas if I am
right, pleasure matters quite independently of desire fulfilment.
I am going to call judgements that describe an action as desirable
‘value judgements’. I assume that the following is true of them: they
express what the agent saw as counting in favour of her action; they
can be true or false; they are reasons for normative judgements such
as “x ought to φ”.
That an action will be fun, or pleasurable is only one example of
a value judgement. Yet it is an example, which in many situations
puts an end to further questioning.
Having said this, however, we are now in a position to see what is
wrong with Anscombe’s claim that a desirability-characterisation is
needed to make a person’s intentional actions intelligible. In particular, the claim that we can attribute a desire to a person only if
REASONS FOR ACTIONS AND DESIRES
51
she can provide some characterisation of its content as desirable,
invites objection. Can I not desire things that I do not in the least
take to be desirable or good? Evidently, I can desire what I know to
be bad for my health, for instance. Anscombe might answer that I
must consider the unhealthy pursuit as being good in some other
respect. Maybe I believe that the immediate pleasure outweighs
later damages. Often enough, this will be the right answer. But is it
really constitutive of a desire that it matches evaluative judgements?
Isn’t it possible to desire something which one takes to be bad in
every possible respect? It might be an expression of a depressed
or desperate mood to do so, but even so it shows that desires and
evaluations are not as tightly linked as Anscombe claims. The possibility that the two can come apart, might be explained by the various
differences between ‘desiring’ and ‘believing to be desirable’ that I
discussed above.14
Yet there is also something right about Anscombe’s view. Let me
therefore present a modified version of the objection. I shall start
with an example of Warren Quinn’s: Imagine that I had a disposition
to turn on every radio within my reach, but not because I want to
listen to music or news; as Quinn puts it: “indeed, I do not turn them
on in order to hear anything”.15 In the functionalist sense of desire
that most Humeans rely on I doubtlessly should be credited with
having a desire to turn on all the radios within my reach. Furthermore, if someone has a reason to perform an action, in case the
action is suited to satisfy a desire of hers, then surely I have a reason
to turn on radios. Quinn, however, takes this as evidence that there
is something wrong with the Humean account of reasons. “I cannot
see how this bizarre functional state in itself gives me even a prima
facie reason to turn on radios . . .”.16 His objection is a close relative
of Anscombe’s but leads to a modified view.
First of all, it allows that my disposition is a sufficient ground for
attributing a desire to me. If anyone wants to know what is meant
by desire here, the answer is this: I have a disposition to perform
actions that are suitable to turn on the radios. Thus – contrary to
Anscombe – Quinn does not claim that regarding the desired object
as desirable is constitutive of desires. It is quite conceivable that
there are desires for which this is false. According to Anscombe
“the desirable” imposes some kind of normative constraint on the
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formation of desires – comparable to the role of truth with respect
to the formation of beliefs. If I believe that p, I also believe that p
is true. If I find out that p is false, I don’t have the belief anymore.
Similarly, Anscombe’s claim regarding desires is that if I desire that
p, I also believe that p is desirable or good. If I find out that p is
undesirable or bad, I don’t desire p any longer. Thus, Anscombe
denies the central claim of Humean accounts: that one can desire
anything. She thinks that there is a formal constraint on desiring.
Quinn, on the other hand, agrees with the Humean that there aren’t
any constraints on desiring. He is not proposing a narrower conception of desire. He denies, however, that desires can justify actions
for just this reason!
The objection is this: The mere fact that an action leads to desire
satisfaction cannot justify the action.17 This becomes obvious in
cases where the agent herself does not have anything to say about
why the action looked desirable to her. In such cases, she herself
would hardly claim that she was justified. Therefore, the problem
cannot be explained away by claiming that the agent doesn’t share
the observers’ standards of justification. Desire satisfaction all by
itself simply fails to provide any justification. The justification from
the person’s own point of view refers to the desirable features of her
action, and not to her desire. Quinn’s example is of a desire stripped
naked in order to show that neither the desire nor the satisfaction
of it is all by itself reason giving. Yet, his claim is weaker than
Anscombe’s since he does not maintain that the action cannot be
explained by the fact that it satisfies the desire, but only that it cannot
be justified.
Luckily, most desires don’t come naked: usually the agent has
something to say if asked why the object of a desire seemed
desirable to her. Do we have desires like the one in Quinn’s
radio-example at all then; are they perhaps indicating a pathology
whenever they occur? It doesn’t really matter for my purposes
whether we do have such desires, or whether they are extremely
rare, or compulsory. I introduced the example to bring out a problem
of all accounts of reasons that endorse two theses: (1) anything can
be the object of a desire, and (2) actions can be justified (at least
in some rudimentary sense) by showing that they are suited to lead
to the satisfaction of a desire. Humean theories typically underwrite
REASONS FOR ACTIONS AND DESIRES
53
both of these assumptions. The example shows that desires in the
sense of (1) have no justificatory force at all. It also shows that
the logical sense of desire satisfaction is irrelevant for justification.
Asked for a justification people don’t normally mention desire satisfaction, but rather evaluative judgements. These judgements both
make desires intelligible, and show why a person thought that she is
justified in acting in a certain way. “That the action fulfils a desire”
does not add to the justification, even if true. Only in very peculiar
and perhaps somewhat desperate situations would a person mention
desire satisfaction, if she were to justify her actions: in situations,
that is, where a desire becomes so painful, or absorbs so much
attention that one would rather satisfy it, in order to get rid of it.
If all this is right, there must be something wrong with the
Humean account of reasons. The claim that it is never a reason for
an action that it satisfies a desire directly contradicts the conclusion
of the argument from motivation that a person has a reason to act
precisely if the action leads to the satisfaction of one of her desires.
I presented two versions of the objection, using Anscombe’s and
Quinn’s examples to bring out the difference between them. They
differ in two main respects: (1) Quinn does not claim that evaluative
judgements are constitutive of desires, whereas Anscombe does; (2)
Anscombe claims that desires in the Humean sense neither justify
nor explain actions. Quinn, on the other hand, denies only the justificatory force of desires, not the explanatory one. I will assume that
his view is more attractive on both counts.
But how does this objection relate to the argument from motivation? As I said already: it contradicts its conclusion. But it does
so not by attacking either of the premises. After all, it wasn’t put
forward as an objection to the argument. Let me try to sort this out
in some more detail.
3. THE OBJECTION AND THE ARGUMENT
As we all know, something must be wrong with the argument if
its conclusion turns out to be false. However, the objection may
be completely independent of the argument. But is it? Just to
remind you: the second premise claimed that nothing could explain
an action but motivational states, i.e. desires.18 This premise is
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compatible with Quinn’s version of the objection which only claims
that desires don’t justify. Even though he does not discuss action
explanation, and therefore certainly does not endorse any claim
which is as general as the second premise, it seems at the very least
that there is no need for him to disagree with the Humean thesis.
Quinn’s objection was that desires are not sufficient to justify an
action. The second premise claims that desires are necessary for
action explanations. There is no direct clash here. The claim is
that my desire to turn on radios does not justify my action, but it
may well help to explain it. But if the objection stands, and the
second premise is alright, the first premise must be false. It easily
follows from this interpretation of the objection that this is indeed
so. I called the first premise the identity thesis, because it claims
that justificatory and explanatory reasons are the same if a person
acts for those reasons. But on the current interpretation of the objection justificatory and explanatory reasons would simply never be the
same reasons. Explanatory reasons may be desires (plus the belief
that the action in question is suited to satisfy the desire), but only
value judgements justify, and desire satisfaction does not even add
to the justification. The value judgement might explain the desire,
but cannot explain the action itself. Therefore, anyone who endorses
both the objection and the second premise has to reject the identity
thesis. But then the identity thesis seemed crucial for making sense
of the idea that we actually act for reasons. Therefore, this way of
reconciling the objection and the argument seems doubtful.
Perhaps it is rather the second premise which ought to be
abandoned even though on first view it didn’t seem to be in conflict
with the objection. If we drop the claim that only desires can explain
actions, and allow for the possibility that evaluative judgements can
explain them just as well, we can retain the identity thesis.
And why should it be the case that only desires can explain
actions? If an evaluative judgement can explain a desire, why
couldn’t it also explain the action itself? If I believe that there is
an interesting program on the radio, the judgement can explain my
desire to turn on the radio. But couldn’t it just as well explain
my action – turning on the radio? It seems that the Humean
trades on an equivocation: she first says that only motivationally
relevant attitudes can explain actions, and then adds that ‘desire’
REASONS FOR ACTIONS AND DESIRES
55
in its philosophical usage is just another word for ‘motivationally
relevant attitude’. But if so, it should not exclude any plausible
candidate from being a ‘motivationally relevant attitude’. However,
the Humean notion of desire clearly excludes evaluative judgements.
And this is not because they could not possibly be motivationally
relevant, but rather because they aren’t desires. This shows that the
employed notion of desire is not equivalent to an unbiased use of the
notion of ‘motivationally relevant attitude’.
Let me summarise the results so far: I first presented the strongest
argument for a Humean account of reasons, the argument from
motivation. I then discussed two versions of an objection against
Humean accounts. Even though this objection is not directed against
either of the two premises of the argument directly, it turns out that
if the objection stands at least one of the premises of the argument
has to go. If we keep the identity thesis, and reject the Humean
thesis, there is nothing left of the Humean picture of reasons. In
that case, the appeal to desires would not be necessary – neither for
justification nor for explanation. If, on the other hand, we keep the
second premise and reject the first, it would be possible to defend
a Humean theory of motivation – but it is purchased at the price
of making the Humean approach irrelevant for the explanation of
justificatory reasons. – I take it that this is nonetheless the move that
a Humean would be inclined to make. Michael Smith, for instance,
seems to pursue this possibility.19
Thus it seems that the simple objection – that a desire cannot
justify an action unless the agent can explain why the object of her
desire appeared desirable to her – raises very serious problems for
the perhaps best established approach to practical reasons. Facing
the alternative of either giving up Humeanism and retaining the
identity thesis, or hanging on to a Humean account of motivation at
the expense of giving up on the identity of justificatory and explanatory reasons, I now want to argue that we should prefer the first
option: give up Humeanism altogether. I will show that the second
premise is false.20
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4. ACTION EXPLANATIONS
Confronted with the problem of having to give up on one or the
other of the premises, the question is which to drop. The only move
that retains at least some of the Humean spirit would be to keep the
second premise in place, the premise which claims that only desires
can explain actions. That move allows us to tell a Humean story
about motivation, even though it requires us to tell a quite different
story about justificatory reasons. In this last section I want to show
that this is in fact not an option.
Let me go back to Quinn’s example. Even if the desire to turn on
radios cannot justify the person’s action, it might still explain it. This
observation counts in favour of the Humean theory of motivation.
Or does it? The desire in the example is understood as a functional
state: as the disposition to turn on radios. How can the functional
state explain the action? The explanation would be something like
this: ‘The person has this disposition and there was a radio within
her reach. So she turned it on.’ Is this really an explanation of the
action? The interesting explanatory element would have to be “she
has this disposition”. But the reference to the disposition doesn’t
seem to go beyond saying ‘if the opportunity arises, the agent will
turn on the radio’: that the agent regularly turns on radios, and that
she will do so again. But this was not the question. I did not ask “Is
there a pattern?” but rather “Why did the agent perform this particular action?” Referring to a bare disposition does nothing to explain
this. Perhaps it can be understood as saying: there can be no specific
explanation of the particular case, but the only thing we can explain
is the pattern. Thus, it would limit the range of possible explanations
by rejecting a certain kind of explanation. But even if this rejection is appropriate – even if we can explain the particular action
only by explaining the pattern – the answer “she has this disposition” does not explain the pattern either. It just states that there is
one. If a person has such a disposition, the explanation will take a
form which is different from other kinds of action explanation. And
therefore, being told that she has such a disposition is an important
bit of information. It would be like saying: ‘There is no point in
looking for an explanation by focussing on the specific features of
this case. We have to look elsewhere.’ This is most likely true in the
radio case: the explanation of such an action would be the expla-
REASONS FOR ACTIONS AND DESIRES
57
nation of a pattern, and might proceed along psychoanalytic lines.
It might tell a story of childhood experiences and anxieties which
in some ways involved radios. But the desire in the functionalist
sense is not that which explains. It is – quite on the contrary – the
disposition that we have to explain in order to be able to explain the
action. If the explanation is the psychoanalytic one that I suggested,
it wouldn’t give a justificatory reason, but it also wouldn’t rely on
desire. It explains the action by explaining how the disposition was
acquired.
My conclusion is that dispositions like the ones in the example
don’t explain.21 I don’t mean to say that they are irrelevant to explanation, since they might alter the form of the explanation, as we can
explain the specific action only through explaining the disposition.
It follows that desires, at least in this sense – far from being the only
thing which could explain an action – don’t explain at all.
You may want to object – and perhaps you wanted to object
much earlier – that all this comes out the way it does only because
I am employing a funny notion of desire. If my understanding of
the concept of a desire were more adequate, everything would look
different.
Let me try out a completely different account of desire. Perhaps
desire should be identified with some felt quality. The desire in
the case of the radio example might consist in the urge to turn on
radios together with some feeling of anxiety that the person experiences when she tries to resist it. This description leads towards a
different kind of explanation: the feeling might explain the particular action directly, without making it out as part of a pattern of
that person’s behaviour. She turns on the radios because she experiences a certain anxiety or uneasiness if she doesn’t. A notion of
desire which captures these felt qualities of the experience would be
much closer to the original Humean concept of desires as a specific
kind of passions. But even if this looks in some sense promising, perhaps especially if we look out for the possibility of giving
explanations, it comes with too many problems. Just to mention a
few:22
(1) How is desire in this sense linked to functional states? Are there
specific felt qualities which accompany all dispositions? That
seems very unlikely.
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ULRIKE HEUER
(2) Moreover, is the experience of such felt qualities a necessary
condition for every action? That seems plainly false. Think of
everyday routines, or other kinds of very unemotional actions.
But if it is not necessary, it wouldn’t help at all to establish the
second premise.
(3) Also: is the felt quality a necessary condition of desiring? Does
one only desire something if there is an experiential quality to
it? That again is unlikely. Think of wanting to be a good citizen,
a good mother, etc.
(4) Is it always the same quality, in those cases where there is any?
In the radio example, we mentioned the feeling of anxiety. But
one would much rather think of the expectation of pleasure as
a feeling which accompanies many cases of desire. Why should
all these different qualities be grouped together under the same
heading?
Therefore, I take it that this way of modifying the employed concept
of desire would not be of any help. But which other possibility
is there that also preserves the distinction between judgement and
desire?
Let me try out yet another candidate for an improved notion of
desire: a less simple-minded functionalism. The functionalist need
not refer to bare dispositions, but might rather think of desires as
psychological states which play a certain functional role that is
richer than just that of a disposition to do something. Pettit and
Jackson write: “Functionalism is the doctrine that, for very many
kinds of psychological states, to be in a psychological state of
that kind is to have in one a state playing a certain role between
inputs, outputs, and other internal states. It is the nature of that
role, not the nature of the occupant of that role, which matters.”23
Kim clarifies further: “. . . functional properties are second-order
properties defined in terms of causal/nomic relations between first
order properties.”24 If desires were such secondary properties that
can be defined in terms of “causal/nomic” relations between neural
states and actions (and various other psychological states) they may
well figure in interesting explanations of actions. One problem with
this suggestion is, however, that these explanations are at best in the
offing. So far, it isn’t more than a promissory note to claim there
are any “causal/nomic” relations between neural states and actions.
REASONS FOR ACTIONS AND DESIRES
59
We haven’t seen a single case of such an explanation yet. But in the
meantime, we are already able to explain actions: We refer to the
agent’s reasons, and even in cases where the agent doesn’t seem to
act for a reason – as in Quinn’s radio example – we might well be
able to explain what she does in other ways.
But admittedly, at some point in the future the more sophisticated functionalist might be able to offer explanations of actions
by desires, conceived as functional states. Would these explanations
vindicate the Humean theory of motivation? Let me explain why
I doubt it. As remarked earlier, explanations are generally plural.
But the Argument from Motivation draws it strength from pointing
out that explanation by desire is a particularly important and interesting kind of explanation of actions, since it is the only explanation
which explains action qua action, and is therefore available for every
action. It is a rationalizing explanation. But a rationalizing explanation is an explanation by the agent’s reasons for acting. Therefore,
having seen that desires don’t provide reasons thoroughly undermines the special standing of explanation by desire. The special
kind of explanation we are very often interested in is explanation
by reason, rationalizing explanation – indeed. If desires cannot
provide this kind of explanation, explanations involving desires will
be much less interesting and important. So even if the sophisticated
functionalist might eventually be able to offer an account of explanations by desires, those explanations will not occupy the central
role that is assigned to desire-explanations in Humean accounts.
Only explanations by reasons can do this. Hence, even the sophisticated functionalist’s explanations are not relevant for an account
of explanatory reasons.
The discussion in this section has shown that there can be various
different kinds of explanations of actions – even if one does not
focus on the central case where the justificatory reason explains the
action. But none of them seems to require the presence of a desire.
Furthermore, I started this section by granting to the Humean that
we are willing to abandon the identity thesis. However, the identity
thesis leads right into the centre of our understanding of rational
agency. It explains what “acting for a reason” means. It in fact
accounts for the special importance of rationalizing explanations.
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ULRIKE HEUER
The upshot of this is that the identity thesis is indispensable if
we are trying to account for rational agency whereas desires are
not. Therefore, I conclude that the Humean account of reasons has
to go, even in its minimalist form of trying to give an account of
explanatory reasons only.25
NOTES
1
Compare for instance: Bernard Williams, ‘Internal and External Reasons’, in
B.W. Moral Luck (Cambridge: Cambridge University Press, 1981); J.L. Mackie,
Ethics (Penguin: Harmondsworth, 1977); Davidson, ‘Actions, Reasons, and
Causes’ (1963); Smith, ‘The Humean Theory of Motivation’; and for a rather
nuanced version of the Humean view, Smith and Pettit, ‘Backgrounding Desire’
(1990).
2 For examples see Louise Antony, ‘Anomalism and the Problem of Explanatory
Force’ (1989), pp. 157ff.
3 This can be brought out by looking at the structure of some excuses: if a false
belief could justify, there would be no need for an excuse in such cases. But in
fact, we do excuse ourselves by claiming that the situation – say, our specific
epistemic situation – was such that it wasn’t possible for us to get it right. Only,
because this is so – because it was impossible or extraordinarily difficult for us to
form the right belief – are we excused (if we are).
4 Some take reasons to be mental states, such as beliefs; others hold that they
have an independent reality. The thesis needs to be modified accordingly. If
reasons exist independently of beliefs the identity would hold only between the
propositions involved.
5 The Argument from Motivation is certainly one of the arguments that Williams
relies on in his seminal article “Internal and External Reasons”.
6 In Practical Reality, J. Dancy defends a version of the first premise, denying
however that it requires the identity of justificatory and explanatory reasons. Yet
it seems to me that his view could well serve to illustrate an account of reasons
that is firmly committed to the truth of this premise.
7 Frankena, ‘Obligation and Motivation in Recent Moral Philosophy’ (1958).
8 A more recent denial can be found in Parfit, ‘Reasons and Motivation’ (1997).
9 Perhaps it is not necessary that there is an explicit thought that the action is
right. The person may just respond to something that she took to count in favour
of the action. The phenomenology of ‘responding’ is not confined to the case
where one thinks that the action is right.
10 Famously, Davidson in ‘Actions, Reasons, and Causes’ (1963) argued that it
is the “because” of a causal explanation.
11 But one might object that – even with all the concessions made so far – the
argument remains invalid. A version of this objection is sometimes attributed
to Thomas Nagel. He claims that we can trivially attribute a desire to a person
REASONS FOR ACTIONS AND DESIRES
61
whenever she acts. Thus Nagel seems to underwrite the second premise. But in
the case of (as he puts it) “motivated desires” we can also give reasons for the
desire, which in turn are not based on desires. And this is like saying that the
conclusion of the argument is false. Since, in his use of the term “internalism”
he also seems to endorse the identity thesis, his point could be constructed as an
attempt to show that the conclusion would not follow even if the premises of the
argument were true. However, I think that Nagel’s point is better understood as
an attack on the second premise, and not on the validity of the argument. Nagel’s
claim that we can ascribe desires trivially is only convincing, if we substitute
“intention” for “desire”, and add that every action is an instance of intentional
behaviour. It follows trivially from these assumptions that every action is intentional (under some description) – otherwise it wouldn’t even be an action. Saying
that an action is intentional is tantamount to saying that the agent did what she did
under some description. But ‘being intentional’ in this sense does not explain the
action – it, rather, determines which action it is. The second premise, however,
requires that the ascription of a desire will do some explanatory work. But in this
sense, it is by no means trivial. The trivial bit might be – to use one of Davidson’s
examples – that I intentionally moved my finger as a way of flicking the switch.
“Flicking the switch” is the description under which I performed the action. It
doesn’t explain the moving of my finger. A desire that might explain my flicking
the switch could be that I wanted to turn on the light. But the ascription of such
a desire is not trivial. The description of my behaviour as intentional on the other
hand, is trivial in the sense that if it is known that the moving of my finger was
an action of mine, it follows that there must be some description under which it is
intentional. Consequently, Nagel’s claim is either not relevant to establishing the
second premise, or it is false.
12 Cf., for instance, Michael Smith, The Moral Problem (Oxford and Cambridge,
MA: Blackwell, 1994).
13 G.E.M. Anscombe, Intention, 2nd edn. (1963) (Ithaca and New York: Cornell
University Press, 1957), p. 37ff.
14 For a more comprehensive discussion of the relation of desires and judgements
about desirability compare David Velleman, ‘The Guise of the Good’, in Nous, . . .
15 Warren Quinn, ‘Putting Rationality in its Place’, in W.Q. Morality and Action
(Cambridge: Cambridge University Press), p. 236.
16 Op. cit., p. 237.
17 This conclusion has been reached by various philosophers in recent years on
different paths. Compare for instance, Christine Korsgaard, ‘The Normativity
of Instrumental Reason’, in G. Cullity and B. Gaut (eds.), Ethics and Practical Reason (Oxford: Clarendon Press, 1997), pp. 215–254; Jean Hampton,
The Authority of Reason (Cambridge: Cambridge University Press, 1998), part
II; Joseph Raz, ‘Incommensurability and Agency’, in R. Chang (ed.), Incommensurability, Incomparability, and Practical Reason (Cambridge MA: Harvard
University Press, 1998), pp. 110–128. The argument that I put together here,
following W. Quinn, simply lays out the, to me, most convincing way of reaching
the conclusion.
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ULRIKE HEUER
18
Or – a bit more modestly – for every action there is, and needs to be an
explanation of this kind.
19 Smith (1994), op. cit.
20 I will not try to argue, however, that the first premise is true, beyond the
remarks that I made above.
21 This amounts to rejecting Quinn’s point that functional states may explain,
after all. But, I think, we should hold on to his suggestion that value judgements
are not constitutive of desires, and also to the idea that not every explanation of
an action needs to be a justifying explanation.
22 Compare M. Smith, The Moral Problem, chapter 4.
23 Jackson and Pettit, ‘Functionalism and Broad Content’, Mind 97 (1988),
p. 381.
24 Jaegwon Kim, Mind in a Physical World (Cambridge: MIT Press, 1998), p. 20.
25 I would like to thank John Collins, David Enoch, Victoria McGeer, Jimmy
Lenman, Joseph Raz and Jay Wallace for very helpful comments, suggestions and
discussions. An earlier attempt of mine to deal with these problems was published
in German as “Sind Wünsche Handlungsgründe?” in Analyse und Kritik Vol. 21,
1999, pp. 1–24. Yet, the conlcusion there is quite different and less developed.
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