University of Groningen
Fostering Emotion Expression and Affective Involvement with Communication Partners in
People with Congenital Deafblindness and Intellectual Disabilities
Martens, Marga; Janssen, Helena; Ruijssenaars, Aloysius; Huisman, Mark; Riksen-Walraven,
J. Marianne
Published in:
Journal of Applied Research in Intellectual Disabilities
DOI:
10.1111/jar.12279
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Martens, M., Janssen, H., Ruijssenaars, A., Huisman, M., & Riksen-Walraven, J. M. (2017). Fostering
Emotion Expression and Affective Involvement with Communication Partners in People with Congenital
Deafblindness and Intellectual Disabilities. Journal of Applied Research in Intellectual Disabilities, 30, 872884. https://doi.org/10.1111/jar.12279
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Published for the British Institute of Learning Disabilities
Journal of Applied Research in Intellectual Disabilities 2017, 30, 872–884
Fostering Emotion Expression and Affective
Involvement with Communication Partners in
People with Congenital Deafblindness and
Intellectual Disabilities
Marga A. W. Martens*,†, Marleen J. Janssen‡,§, Wied A. J. J. M. Ruijssenaars‡, Mark Huisman¶ and
J. Marianne Riksen-Walraven**
*Royal Dutch Kentalis, Sint-Michielsgestel, The Netherlands; †University of Groningen, Groningen, The Netherlands; ‡Department of Special
Needs Education and Youth Care, University of Groningen, Groningen, The Netherlands; §Kentalis Deafblindness Center of Excellence, Royal
Dutch Kentalis, Sint-Michielsgestel, The Netherlands; ¶Department of Sociology, University of Groningen, Groningen, The Netherlands;
**Department of Developmental Psychology, Radboud University, Nijmegen, The Netherlands
Accepted for publication 30 March 2016
Background Recent studies have shown that it is possible
to foster affective involvement between people with
congenital deafblindness and their communication
partners. Affective involvement is crucial for well-being,
and it is important to know whether it can also be
fostered with people who have congenital deafblindness
and intellectual disabilities.
Methods This study used a multiple-baseline design to
examine whether an intervention based on the
Intervention Model for Affective Involvement would
(i) increase affective involvement between four
participants with congenital deafblindness and
intellectual disabilities and their 13 communication
Introduction
Affective involvement, defined as the mutual exchange
of emotions between people, is indispensable for the
development of emotion regulation and secure
attachment relationships (for a review, see Diamond &
Aspinwall 2003). Parents of very young children can
foster affective involvement by recognizing their child’s
emotional signals and providing well-attuned responses
that make their child feel understood (Stern 1985).
Reaching affective involvement is more difficult in
people with congenital deafblindness (CDB) because of
constraints on hearing and seeing. Their sensory
impairments hamper social contact and lead to a higher
risk of challenging behaviours. Affective involvement
© 2016 John Wiley & Sons Ltd
partners and (ii) increase the participants’ positive
emotions and decrease their negative emotions.
Results In all cases, dyadic affective involvement
increased, the participants’ very positive emotions also
increased and the participants’ negative emotions
decreased.
Conclusion The results indicate that communication
partners of persons with congenital deafblindness and
intellectual disabilities can be successfully trained to
foster affective involvement.
Keywords: affective
involvement,
communication,
deafblind, emotions, interaction, intervention
only rarely occurs in interactions with people with CDB
(Janssen & Rødbroe 2007). Yet, it has been shown
possible to foster affective involvement during
interactions with persons with CDB by training their
educators (Janssen et al. 2003a; Chen et al. 2007) . The
training developed by Janssen et al. was based on the
Diagnostic Intervention Model (DIM) for fostering
harmonious interactions with people with CDB (Janssen
et al. 2003b). The training described in the present paper
is based on an extended version of the DIM, the twophased Intervention Model of Affective Involvement
(IMAI; Martens et al. 2014a). The IMAI-based
intervention aims to foster affective involvement not
only during interaction, but also during communication
– defined as interaction in which meaning is transmitted
10.1111/jar.12279
Journal of Applied Research in Intellectual Disabilities
while attuning behaviours (Janssen et al. 2003b). For a
more extensive description of the theoretical
underpinnings of the IMAI, see Martens et al. (2014a).
The effectiveness of IMAI-based interventions with
persons with CDB has been demonstrated in two
studies involving a total of five participants with CDB
and their 21 communication partners at Royal Dutch
Kentalis, an organization specialized in communication
and auditory and/or visual disabilities. In four of the
five participants, an increase in affective involvement
was observed, and in all five participants with CDBpositive emotions increased and negative emotions
decreased (Martens et al. 2014b; Martens et al. 2014c).
Researchers stress that people with intellectual
disabilities and multiple disabilities (including sensory
and motor disabilities) depend on other people to attain
affective and reciprocal relationships (Hostyn et al. 2011)
and that a person-centred planning approach is needed
for building such relationships (Vlaskamp & Van der
Putten 2009). It is not self-evident, however, that the
IMAI-based intervention is also effective for people with
both CDB and intellectual disabilities. Just like people
with CDB, people with CDB and intellectual disabilities
show impairments of social functioning and challenging
behaviours due to constraints in social interaction and
communication (Carvill 2001). In people with CDB and
intellectual disabilities, cognitive impairments hamper
social interaction and communication even more. Also,
these individuals receive services from organizations
that have expertise on intellectual disabilities and/or a
singular sensory disability (hearing or vision) but that
often lack deafblind-specific education. As a result, their
clients with CDB and intellectual disabilities are
deprived of social interactions involving affective
involvement (Bloeming-Wolbrink et al. 2012).
Brief and subtle moments of affective involvement
between people with severe intellectual disabilities and
their caregivers have been observed (Forster & Iacono
2014). Also, it has been shown possible to improve the
quality of interaction with people with intellectual
disabilities and visual impairments by training their
caregivers according to the principles of Janssen et al.’s
(2003b) DIM (Damen et al. 2011). Based on the above
evidence, we expected that the present IMAI-based
intervention would increase affective involvement
between participants with CDB and intellectual
disabilities and their communication partners, and
increase positive emotions and decrease negative
emotions in the participants.
In this study, we examined whether the IMAI-based
intervention is effective for people with CDB and
© 2016 John Wiley & Sons Ltd, 30, 872–884
873
intellectual disabilities by applying the intervention to
four participants (henceforth referred to as ‘clients’) and
their 13 communication partners at four different
organizations that primarily focus on intellectual
disabilities and/or a singular sensory disability. The
research questions were as follows: (i) does the
intervention increase affective involvement and positive
emotions and decrease negative emotions across the
four clients and (ii) is the intervention effective across
the different communication partners (caregivers and
caregiver assistants) and interactional situations in the
four different organizations?
Method
Participants and settings
The study followed the tenets of the World Medical
Association’s Declaration of Helsinki on Ethical
Principles for Medical Research Involving Human
Subjects. It was approved by the Institutional Review
Board of the University of Groningen and by the
Institutional Review Boards of the four participating
organizations. Informed consent was obtained from the
parents, legal representatives and communication
partners of the participating clients.
Four clients and 13 communication partners
participated in the intervention. The clients will be
referred to by the pseudonyms Alexander, Naomi, Alain
and Kai. Inclusion criteria for the clients were as
follows: (i) CDB and intellectual disabilities, (ii)
behaviours that are challenging to caregivers and that
impede the client’s well-being including aggressive
and/or self-abusive behaviours and (iii) a request for
coaching for the client from the communication
partners. Inclusion criteria for the communication
partners were as follows: (i) working frequently with
the client and (ii) having difficulties in sharing emotions
with the client.
Alexander, aged 58 years, was born deaf and blind
due to prematurity. He has lived in residential group
homes (10 to 12 residents) run by an organization with
a primary focus on intellectual disabilities since the age
of 6. At age 57, Alexander moved to another group
home where he lives with five other people, three of
whom have deafblindness. Alexander communicates
using bodily expressions, vocalizing discomfort, pushing
the caregiver’s hand and objects away, and pulling
objects. He understands the meaning of concrete
referential objects that are used in daily care and one
sign that is made on his body (‘goodbye’). Alexander’s
874 Journal of Applied Research in Intellectual Disabilities
level of social functioning is at around 5 months of age,
and his daily living skills are at 1;6 years (Vineland
Adaptive Behavior Scales (VABS), Sparrow et al. 1984).
Alexander is easily agitated, shows compulsive and
restless behaviour, tears his clothing and behaves in
ways that reflect distress (e.g. vocalizing discomfort,
widely flapping his arms).
Naomi, aged 49, was born deaf en visually impaired
due to Congenital Rubella Syndrome. From age 48
onwards, she was totally blind. Naomi has been living
in different group homes (six residents, intensive care
due to challenging behaviours) run by an organization
with a primary focus on intellectual disabilities since the
age of 8. Since age 46, Naomi has lived in a special
group home for residents with deafblindness. Naomi
uses bodily expressions and vocalizations, and expresses
dislikes by pushing away her caregiver’s hand and
objects. She understands five concrete referential objects
used in her daily care. Her level of communicative and
social functioning is below 11 months of age and her
daily living skills vary from 1;2 to 1;4 years of age
(Vineland-Z assessment: De Bildt & Kraijer 2003).
Naomi frequently withdraws herself from the
environment by hiding her face behind her T-shirt and
repeating movements (e.g. rolling her head from left to
right while lying on a mattress). Communication
partners experience no mutuality in their contact with
Naomi. She regularly exhibits restless behaviours (e.g.
vocalizing discomfort), aggressive behaviours (e.g.
stamping her feet) and self-abusive behaviours (e.g.
hitting).
Alain, aged 34 and diagnosed with both Congenital
Rubella and Klinefelter Syndrome, was born deaf and
visually impaired. From age 13 onwards, he was totally
blind. Alain lived in a group home run by an
organization specialized in auditory and intellectual
disabilities from the age of 7 until age 23. He moved to
a group home run by an organization with expertise in
visual and intellectual disabilities and in treating people
with deafblindness and intellectual disabilities. In this
group home, an individual approach is more common
and staff are trained in deafblindness. Alain
communicates by signing, gesturing, pushing and
pulling, and vocalizing comfort and discomfort. He
understands about 150 signs and 20 referential objects.
His communication, socialization and daily living skills
are at 1;8, 1;6 and 1;0 years of age, respectively
(Vineland-Z assessment: De Bildt & Kraijer 2003). Due
to spastic paralysis, Alain uses a wheelchair. He
receives medication to regulate his extreme mood
swings and aggressive (e.g. pinching and scratching the
caregiver) and self-abusive (e.g. head banging)
behaviours.
Kai, aged 20, was born deaf and from 5 months of
age blind due to brain haemorrhage. He lived in a
group home run by an organization with expertise in
caring for children with intellectual disabilities from
the age of 1. Kai moved to a group home (four
residents) run by an organization with expertise in
visual and intellectual disabilities at the age of 18. At
this group home, people with deafblindness and
intellectual disabilities receive care designed specifically
for people with deafblindness. Staff are trained to
foster harmonious interactions (Janssen et al. 2003a)
and use tactile sign language. Kai communicates using
bodily expressions, pushing and pulling his caregiver’s
hand and/or objects, and vocalizing comfort. He
understands the signs ‘come’, ‘ready’ and ‘waiting’,
and concrete referential objects related to daily care.
His cognitive functioning was assessed at a level of
3;5 months (Bayley Scales of Infant Development
(BSID-II; Bayley 1993), and his adaptive functioning
was assessed at a level of between 1 and 11 months
(VABS, Sparrow et al. 1984). Kai has spastic cerebral
paralysis and is moved in a wheelchair. He challenges
his communication partners by aggressive (e.g. biting)
and self-abusive (e.g. hitting) behaviours.
Thirteen communication partners (mean age 40.3,
SD = 9.4) were involved in the study. Five worked with
Alexander, three with Naomi, two with Alain and three
with Kai. Each was qualified in a related field: nursing
specialized in health care or intellectual disabilities,
educational work specialized in creative therapy or
general educational work. Two had received no training
related to deafblindness; two others had followed no
additional courses related to deafblindness before this
study.
The IMAI-based intervention was applied to
Alexander and Naomi in the group home and the
daytime activities centre. For Alain and Kai, the
intervention was applied only in the group home
setting.
Intervention
The intervention (Figure 1) aimed to foster affective
involvement between the clients and their communication
partners by improving the communication partners’
competencies in (i) recognizing affective behaviours, (ii)
attuning to interactive behaviours, (iii) sharing meaning for
better understanding, (iv) sharing emotions and evaluating
the adequacy of their own affective behaviour during
© 2016 John Wiley & Sons Ltd, 30, 872–884
Journal of Applied Research in Intellectual Disabilities
Aim
To foster affective involvement during interaction and communication
between persons with CDB and their communication partners
3.
Intervention principles
To improve the communication partner’s competence in
a) recognising individual affective behaviours
b) attuning to interactive behaviours
c) sharing meaning
d) sharing emotions during interaction and communication
e) adapting the context
Intervention protocol
1. Determining the question
2. Clarifying the question
3.
4.
5.
6.
7.
Phase I: interaction
Interaction analysis
Aims of the intervention in terms of four core categories of behaviour:
a. attention
b. initiatives
c. regulating intensity
d. affective involvement
Implementing intervention focusing on interaction
Phase II: communication
Communication analysis
Aims of the intervention in terms of three core categories of behaviour:
a. shared experiences
b. shared meaning
c. affective involvement
Implementing intervention focusing on communication
Evaluation
4.
Figure 1 Intervention model for affective involvement during
interaction and communication.
interaction and communication and (v) adapting the
context to promote affective involvement.
The communication partners received training from
four coaches familiar with the aim, intervention
principles and intervention protocol of the IMAI. Each
coach had 10 to 25 years’ experience working with people
with CDB and/or intellectual disabilities and coaching
communication partners. They followed the IMAI
protocol (Figure 1) to foster affective involvement during
interaction (Phase I, steps 3 and 4) and communication
(Phase II, steps 5 and 6). They trained the communication
partners (in steps 4 and 6) using team and individual
coaching. Video analysis and video feedback were the
main coaching tools. Coaching also involved information
transfer and role playing (Martens et al. 2014a).
Below, the intervention procedure is described in
terms of the subsequent steps of the IMAI intervention
protocol followed by the coaches:
1. Determining the question. The coaches received the
communication partners’ coaching requests.
2. Clarifying the question. Information was gathered on
the clients’ characteristics. The coach consulted the
communication partners to determine relevant
interactional situations and definite questions.
Different situations were chosen for each client:
‘dressing and having breakfast’ for Alexander,
© 2016 John Wiley & Sons Ltd, 30, 872–884
5.
6.
875
‘sensory play’ for Naomi, ‘cooking’ for Alain and
‘eating’ for Kai. Table 1 lists the questions.
Interaction analysis. To set intervention aims for the
interaction phase (Phase I), the coaches analysed
recent video recordings. The aims were related to the
four core categories of interactive behaviour
(Figure 1, Step 3). The definitions of the four core
categories (Martens et al. 2014a) are as follows: (i)
attention: focusing on the interaction partner, the
content of the interaction and the persons and/or
objects within the interaction context; (ii) initiatives:
starting an interaction or raising a new idea or an
issue as part of a reaction; (iii) regulating intensity:
waiting while the client adapts the intensity or pace
of the interaction and/or processes new information;
and (iv) affective involvement: recognizing positive
and negative emotions and sharing these emotions in
a positive way that is perceivable for the client.
Table 1 gives an overview of the questions for
coaching and examples of intervention aims defined
for the clients during the interaction phase.
Implementing intervention focused on interaction. The
coach trained the communication partners in
10 weeks to change their interactive behaviours in
accordance with the intervention aims during two
120-minute team coaching sessions and three 60minute individual coaching sessions.
Communication analysis. New videos were analysed to
formulate intervention aims for the communication
phase (Phase II) in terms of the three core categories
of behaviour (Figure 1, Step 5). The definitions of the
three core categories (Martens et al. 2014a) are as
follows: (i) shared experiences: elaborating on events
and introducing new events so the client becomes
motivated, feels secure and knows what is going to
happen; (ii) shared meaning: interpreting and
affirming the client’s expressions of communication
and using different turns to negotiate the correct
meaning of an expression; and (iii) affective
involvement: recognizing positive and negative
emotions and sharing these emotions in a positive
way that is perceivable for the client. Table 1 lists
examples of intervention aims for the communication
phase for each client.
Implementing intervention focused on communication.
During another 10-week period, the communication
partners attended two 120-minute team coaching
sessions and three 60-minute individual coaching
sessions. They were trained to change their
behaviours during communication in accordance
with the intervention aims.
876 Journal of Applied Research in Intellectual Disabilities
Table 1 Definite questions for coaching and examples of intervention aims per client
Examples of interventions aims
Client
Definite questions for coaching
Alexander a) How can we foster
mutuality with him?
b) How can we prevent
and regulate negative
emotions?
c) How can we improve
positive emotions?
Phase I: Affective involvement during interaction
•
•
•
The cp shares attention by co-actively
touching.
The cp stays within reach and waits
for Alexander’s initiative to regulate
negative tension.
The cp evokes mutuality by tactilely
imitating movements of excitement.
Phase II: Affective involvement
during communication
•
•
•
Naomi
Alain
Kai
a) How can we interpret
different states of
emotions?
b) How can we regulate
restless behaviour?
c) How can we enhance
and extend positive
mutual interactions?
•
a) How can we prevent
negative emotions
when involving him
in acting?
b) How can we enhance
positive interactions
with him and extend
such interactions?
c) How can we share
positive emotions?
•
a) How can we affirm
positive expressions?
b) How can we regulate
negative tension?
c) How can we share negative
and positive emotions?
•
•
•
•
•
The cp attunes to different states of
Naomi by observing her continuously
and waiting for her next initiative.
The cp regulates negative tension by
lowering tempo and staying
available tactilely.
The cp imitates vocalizations and
movements in order to evoke
positive emotions.
•
The cp is predictable in taking the
initiative when starting an interaction.
The cp regulates intensity by slowing
actions during interaction.
The cp shares positive emotions by
exaggerating movements and
imitating vocalizations.
•
•
•
•
•
•
•
The cp uses more tactile initiatives to
increase mutuality.
The cp affirms positive emotions by
co-actively imitating movements
and rhythms.
The cp regulates negative tension by
varying muscle tension during
tactile contact.
•
•
•
The cp shares experiences
using hand-under-hand
contact during the entire
activity.
The cp uses more turns
involving firm grip and
short movements when
sharing negative emotions.
The cp repeats rhythmical
touching of an object or
body part to negotiate
about meaning of the
expression.
The cp adapts the context
to be better able to share
experiences.
The cp improves and uses
different tactile strategies
to make intentions clear.
The cp increases mutual,
positive interactions by
affirming bodily
expressions and
enhancing co-active acting.
The cp co-actively supports
Alain’s explorative
behaviour to expand on
sharing experiences.
The cp uses tactile signs
such as ‘sweet’ and
‘smiling’ to talk about
Alain’s positive emotions.
The cp uses different turns
and affirms initiatives to
agree about meaning.
The cp elaborates on
experiences by involving
more objects during the
activity.
The cp makes mismatches
(i.e. making ‘jokes’) to
increase positive emotions.
The cp reduces negative
emotions by affirming
expressions and
stimulating turn taking.
cp = communication partner.
© 2016 John Wiley & Sons Ltd, 30, 872–884
Journal of Applied Research in Intellectual Disabilities
7. Evaluation. The coaches evaluated the intervention in
a separate team session, using video fragments of the
first recordings at baseline and the last recordings of
Phases I and II.
Study design and general procedure
We used a multiple-baseline design across subjects to
examine the functional relationship between the
intervention conditions (baseline, intervention Phase I,
intervention Phase II and follow-up) and the occurrence
of affective involvement, and the clients’ expressions of
negative and positive emotions (Barlow et al. 2009). The
interactions were videotaped weekly during the baseline
period, during each of the two intervention phases, and
during follow-up at 2, 4 and 6 months after the end of
the intervention. The situations in which the interactions
were videotaped (see step 2 ‘clarifying the question’)
were the same across all measurement points. Due to
the study’s time limitations, follow-up measures were
only taken for Alexander. Baseline measurements all
started in the same week. While the baseline
measurements continued for all the clients, the
intervention was randomly implemented for Alexander,
Naomi, Alain and Kai, in that order.
Observation procedure and measures
Observation procedure
We selected 111 videos to evaluate the effects of the
intervention: 27 for Alexander, 26 for Naomi, 28 for
877
Alain and 30 for Kai. Tapes including continuous
recording with a minimum length of 10 min were
chosen for observation. The videos that were used for
coaching and observer training were excluded. From the
remaining tapes, for each participant four tapes from the
baseline, four from Phase I, four from Phase II and three
from the follow-up were randomly selected. We used the
first 10 min of each recording for observational coding.
Using time sampling, we noted occurrences that fit the
observational categories on a 30-s interval form (Martens
et al. 2014b,c). Four observers coded the recordings: the
first author, two psychologists and a social worker. To
control for observer drift, the observers read definitions
prior to each recording session, they were blinded to the
observation phases and the interobserver reliability rate
was checked continuously.
Observational categories
We used five observational categories (Martens et al.
2014b,c). One was a client-communication partner
category: affective involvement, or sharing negative and
positive emotions in a way that is perceivable for the
client (e.g. imitating smiling by co-actively and
rhythmically moving hands). The other four categories
reflect the client’s emotional behaviour (for examples,
see Table 2): very negative emotions (i.e. very restless,
aggressive and self-abusive behaviours), negative
emotions (i.e. negative tension, bad temper, compulsive
or non-cooperative behaviours), positive emotions (i.e.
exploring and cooperative behaviours) and very positive
emotions (i.e. laughing and excitement).
Table 2 Examples of the clients’ emotional behaviours in the four observation categories
Client
Very negative emotions
Negative emotions
Positive emotions
Very positive emotions
Alexander
Vocalizing discomfort,
widely flapping arms
Touching communication
partner, responding
to initiatives
Smiling
Naomi
Head banging, hitting
face, stamping feet
Hitting communication
partners, undressing
himself, screaming
Biting, pinching or
scratching communication
partners, vocalizing
discomfort
Vocalizing comfort,
touching
communication partner
Affirming initiatives,
friendly touching
communication partner
Touching communication
partner or object,
vocalizing comfort
Smiling, laughing
Alain
Pushing communication
partners away, pulling
on communication
partners
Expressing restlessness by
wandering around
and/or undressing herself
Vocalizing discomfort,
repeating questions
Kai
© 2016 John Wiley & Sons Ltd, 30, 872–884
Being inactive, pushing
communication partners
or objects away
Laughing, flapping arms,
vocalizing comfort
Laughing, flapping arms,
vocalizing comfort
878 Journal of Applied Research in Intellectual Disabilities
Interobserver agreement
Prior to formal data collection, we trained the four
observers until they attained 80% interobserver
agreement. We computed interobserver agreement for
25% of the observed interaction episodes (Barlow et al.
2009) and retrained the observers when the percentage
agreement fell below 80%. The mean interobserver
agreement for all observation categories was 95%, with
a range between 80% and 100% across the clients: for
the affective involvement category, the mean agreement
was 97% (range = 92–100%); for very negative
emotions, it was 98% (95–100%); for negative emotions,
it was 92% (86–98%); for positive emotions, it was 95%
(90–98%); and for very positive emotions, it was 94%
(90–100%).
Social validity
The communication partners were consulted repeatedly
before, during and after the intervention to make sure
they were committed to the intervention programme.
We conducted evaluations during the coaching sessions
and after interventions to discuss the procedure, process
and results. The communication partners also expressed
their satisfaction with the programme’s usefulness and
effectiveness by filling out an adapted version of the
Social Validity Scale (Martens & Janssen 2011; following
Seys 1987). A five-point Likert scale ranging from 1
(low) to 5 (high) was used for each of the 18 items, with
higher ratings reflecting higher social validity (see
Table 3).
Data analysis
As advocated by Horner et al. (2005) and Nourbakhsh &
Ottenbacher (1994), descriptive and visual analysis of
the present single-subject data set was the most
important analysis method used in this study. Statistical
tests such as time series methods were not feasible
given the relatively small number of observations and
the serial dependencies in the data set.
Results
Effects on behaviour
Figures 2 and 3 (left panel) show the mean occurrence
and standard deviations of affective involvement
(Figure 2), and of the different emotions (Figure 3) for
the four clients within the baseline, Phases I and II, and
follow-up (for Alexander). The variability and trend line
for the various conditions are shown in the right panel.
Affective involvement
Figure 2, left panel, suggests an increase for affective
involvement in all cases relative to baseline.
For Alexander, affective involvement appeared during
Phase I and slightly increased during Phase II. There
were upward trends in both phases, but a steeper slope
in Phase II. During follow-up, although there was a
strong downtrend line, the mean occurrence increased.
For Naomi, affective involvement was observed once
during baseline. The mean occurrence increased during
Phase I and slightly decreased during Phase II. There
were upward trends in both phases, although the slope
in Phase II was relatively flat. Two high peaks were
observed in sessions 14 (Phase I) and 23 (Phase II).
For Alain, affective involvement was present during
baseline. It increased considerably during Phase I and
remained the same during Phase II. The slopes of the
trend lines show opposite directions: there was a slight
upward trend during Phase I and a slight downward
trend during Phase II.
For Kai, affective involvement was observed once in
two sessions during baseline. The mean occurrence
steadily increased during Phases I and II. There were
upward trends in both phases: they involved a steep
slope (Phase I) and a relatively flat slope (Phase II).
Very positive emotions and (very) negative emotions
Figure 3 shows the results for (very) negative and very
positive emotions. Negative and very negative emotions
were summed because of the low frequency of very
negative emotions. The results for positive emotions are
not depicted in Figure 3 because they suggest that we
defined this category too broadly, by including too
many ‘neutral’ behaviours next to ‘real’ positive
emotions (see also second paragraph of the Discussion
section). The means and standard deviations for positive
emotions during Baseline, Phase I, Phase II and followup were as follows: for Alexander, 20.5 (0.9), 22.8 (1.6),
23.1 (2.8), 21.3 (0.5); for Naomi, 16.2 (3.8), 20.6 (1.5), 20.2
(0.8); for Alain, 22.9 (2.6), 25.3 (5.1), 24.3 (4.1); and for
Kai, 20.5 (1.3), 24.1 (3.2), 22.9 (4), respectively.
The difference between very positive emotions and
(very) negative emotions, computed by subtracting the
occurrence of (very) negative emotions from the
occurrence of very positive emotions, is depicted in the
right panel. Positive values thus indicate that very
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Journal of Applied Research in Intellectual Disabilities
879
Table 3 Scores on the items of the social validity scale across communication partners per client
Participant (number of respondents): Range (M)
Item
Alexander (5) Naomi (9) Alain (10) Kai (7)
Coaching communication partners
1.
Coaching communication partners to foster
affective involvement is a bad/good idea
2.
Coaching communication partners with video analysis
and video feedback is a bad/good idea
3.
Team coaching with video analysis and video
feedback is not/very effective
4.
Individual coaching with video analysis and
video feedback is not/very
effective (mark only when being coached individually)
Total mean
Implementing target behaviours
5.
To me, attaining shared attention was difficult/easy
6.
To me, recognizing and interpreting initiatives was difficult/easy
7.
To me, regulating intensity was difficult/easy
8.
To me, sharing experiences was difficult/easy
9.
To me, sharing meaning was difficult/easy
10.
To me, fostering affective involvement was difficult/easy
11.
Using the tactile modality during interaction and
communication with the person with deafblindness
was difficult/easy
12.
Implementing learning points during daily
practice was difficult/easy
Total mean
Evaluating own attitude and skills
13.
My attitude to the person with deafblindness
has worsened/improved
14.
The intervention worsened/improved my communicative
skills regarding the behaviour targets
Total mean
Evaluating the client’s behaviour
15.
The client’s communicative skills have declined/improved
16.
The client’s negative emotions have increased/decreased
17.
The client’s positive emotions have decreased/increased
18.
The client’s challenging behaviours have increased/decreased
Total mean
Mean Group
5 (5)
4–5 (4.6)
4–5 (4.7)
4–5 (4.6) 4.7
5 (5)
4–5 (4.6)
4–5 (4.5)
4–5 (4.6) 4.7
3–5 (4.6)
3–5 (4.2)
2–4 (3.4)
4–5 (4.1) 4.1
4–5 (4.8)
5 (5)
4–5 (4.6)
4–5 (4.3) 4.7
4.9
4.6
4.3
4.2
4.5
4–5 (4.2)
4 (4)
4 (4)
2–4 (2.8)
1–3 (2)
4 (4)
4 (4)
3–4
3–4
3–4
2–4
2–3
3–4
3–4
4 (4)
4 (4)
4 (4)
2–3 (2.9)
2–3 (2.9)
4 (4)
4 (4)
3.9
3.9
3.7
2.8
2.5
3.8
3.9
3 (3)
3–5 (3.2)
2–4 (3)
2–4 (3)
3.1
3.5
3.4
3.3
3.6
3.5
3–5 (4.6)
4–5 (4.2)
3–5 (3.8)
3–4 (3.9) 4.1
4–5 (4.6)
3–5 (4.1)
3–4 (3.7)
3–5 (3.8) 4.1
4.6
4.2
3.8
3.9
4–5
3–5
3–5
4–5
4.3
(4.6)
(4)
(4.2)
(4.4)
3–5
4–5
2–4
3–4
3.8
(3.8)
(3.9)
(3.6)
(2.7)
(2.6)
(3.6)
(3.8)
(3.9)
(4.1)
(3.4)
(3.9)
3–4
3–4
3–4
1–3
1–3
3–4
3–5
1–4
2–4
3–4
2–4
3.1
(3.7)
(3.8)
(3.2)
(2.8)
(2.6)
(3.7)
(3.8)
(3.2)
(2.7)
(3.3)
(3.1)
3–4
4–5
3–4
3–4
3.7
4.1
(3.4)
(4.1)
(3.7)
(3.7)
3.8
3.7
3.7
3.8
3.8
Scores range from 1 (low) to 5 (high).
positive emotions are dominant while negative values
indicate that negative and very negative emotions
predominate. Figure 3 suggests an increase of very
positive emotions and a decrease of negative and very
negative emotions for all clients at the onset of the
intervention relative to baseline.
Alexander’s negative and very negative emotions
disappeared during Phase I, reappeared during Phase II
and slightly increased during follow-up. Very positive
© 2016 John Wiley & Sons Ltd, 30, 872–884
emotions increased considerably during Phase I relative
to baseline. During Phase II and follow-up, very positive
emotions decreased but remained above baseline. The
right panel shows that, although a marked change
relative to baseline was observed in Phase I, the trend
line in Phase I decreased. During Phase II and followup, the trend lines remained relatively stable. Although
there is a lower trend line during follow-up compared
to Phase II, it remained above baseline.
880 Journal of Applied Research in Intellectual Disabilities
Figure 2 Affective involvement: mean occurrence and standard deviations for the intervention conditions (left), and occurrence
during the separate observation sessions within the conditions (right).
For Naomi, only negative and very negative emotions
were present during baseline. Very positive emotions
seldom occurred during Phase I and decreased during
Phase II. The right panel shows that the relatively stable
trend lines are based upon positive values, although
they are very close to zero.
For Alain, negative and very negative emotions were
present during baseline, decreased considerably during
Phase I and increased slightly during Phase II. Very
positive emotions were present during baseline, increased
considerably during Phase I and remained the same in
Phase II. Flat trend lines are shown during all
conditions, with a marked change between baseline and
Phase I.
For Kai, negative and very negative emotions were low
during baseline, decreased to almost zero during Phase
I and disappeared completely during Phase II. During
baseline, the level of very positive emotions was similar to
that of negative and very negative emotions. During Phase
I, very positive emotions increased considerably; they
decreased during Phase II (staying high above baseline).
Both Phases I and II showed upward trends, although
the slope of Phase I is much steeper than in Phase II.
Social validity
Table 3 shows the scores of the social validity scale.
Intervening on coaching by means of video analysis and
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Journal of Applied Research in Intellectual Disabilities
881
Figure 3 (Very) negative and very positive emotions: mean occurrence and standard deviations for the intervention conditions (left),
and differences between the occurrence of very positive and (very) negative emotions (calculated as very positive minus (very)
negative emotions) (right).
video feedback was judged with the highest scores
(M = 4.7). Individual coaching was rated as ‘highly
effective’ (4.7) and team coaching as ‘effective’ (4.1).
Alexander’s communication partners judged their own
attitude (4.6) and the client’s behaviour (4.3) as ‘very
positively changed’. Across all clients, these judgments
were 4.1 and 3.8, respectively. Affective involvement,
sharing attention, and recognizing and interpreting
initiatives were regarded as ‘easy to implement’ (3.8, 3.9
and 3.9, respectively). Regulating intensity (average
rating of 3.7) varied from ‘somewhat easy to implement’
(Alain, 3.2) to ‘easy to implement’ (Naomi, 3.6;
© 2016 John Wiley & Sons Ltd, 30, 872–884
Alexander and Kai, 4). Sharing experiences (2.8) was
judged to be ‘rather difficult’ to implement. Sharing
meaning (2.5, for all clients) was judged to be ‘difficult
to implement’ (2) for Alexander and ‘rather difficult’ to
implement for Naomi and Alain (2.6) and Kai (2.9).
Discussion
This study examined the effects of an IMAI-based
intervention that was applied to four clients with CDB
and intellectual disabilities and their 13 communication
partners in four Dutch care organizations specialized in
882 Journal of Applied Research in Intellectual Disabilities
intellectual and/or visual disabilities. In all cases, the
results show an increase in dyadic affective involvement,
an increase in the client’s very positive emotions and a
decrease in the clients’ negative and very negative
emotions compared to baseline.
The intervention was effective for all clients with CDB
and intellectual disabilities. Moreover, the effects were
observed in different interactional situations – given that
the intervention was applied in a different interactional
situation for each client. Furthermore, the effects were
found, on average, across the multiple communication
partners that were involved with the same client. The
design and sample size of the present study do not allow
to draw stronger conclusions about the effectiveness of
the intervention in different interactional situations,
because this would require to use more situations per
client. Nor can we conclude that the intervention was
effective for each individual communication partner,
because the relatively small sample size did not allow
analysing this. Given these restrictions, we may yet
conclude that our results are in line with those of earlier
IMAI-based intervention studies (Martens et al. 2014b,c)
which showed that the intervention was in
general effective for different communication partners
and in different interactional situations.
Although a clear intervention effect was found for the
category ‘very positive emotions’, we cannot draw the
same conclusion for the category ‘positive emotions’. As
shown in the text of the Results section, the mean scores
for ‘positive emotions’ were very high as compared to
those for (very) negative emotions and for very positive
emotions that are depicted in Figure 3. The mean scores
for ‘positive emotions’ were not only high, but they also
did not differ across the different intervention
conditions and across the different clients (mean
occurrence was around 20 for all clients in all
intervention conditions). Seeing these mean scores, we
realized that we defined the category ‘positive emotions’
too broadly by including more ‘neutral’ behaviours such
as exploration and cooperation that do not represent
‘real’ positive emotions. In future studies, a sharper and
more restricted behavioural definition of positive
emotions should be used.
The mean scores of the outcome measures for the
clients
across
the
subsequent
conditions
of
the intervention allow the above conclusion that the
intervention was effective in general. The trend lines
within conditions, however, could differ for the
individual clients, with considerable variability between
measurement points. High variability has also been
observed in previous IMAI-based intervention studies
(Martens et al. 2014b,c). The behavioural variability in
the present study might be explained by differences in
communication partners or interaction situations across
measurement points, or by variability in mood of the
client and/or communication partners over time.
In contrast with the upward trend lines for affective
involvement during Phase I of the intervention (for
Naomi, Alain and Kai), trend lines were either relatively
flat during Phase II of the intervention or decreased
(remaining a marked change compared to baseline).
This may suggest that fostering affective involvement is
difficult while sharing experiences and meaning which
is analogous to the social validity outcomes.
Alexander’s communication partners indicated that it
was difficult to share experiences and meaning with
Alexander because he was easily overwhelmed. That
may be because Alexander had rarely ever had the
opportunity to build social communicative relationships
and he may need more time to develop a secure base
(Bowlby 1982) from which he can explore the world,
learn to regulate emotions and acquire skills for
interpersonal communication (Trevarthen & Aitken
2001). It is also likely that Alexander’s communication
partners may need more time to improve their
communicative competencies because they were not
previously trained in using tactile strategies for
communication. Nevertheless, the strong upward trend
line for affective involvement during Phase II suggests
potential in Alexander and his communication partners.
For Naomi, it was remarkable that negative and very
negative emotions decreased considerably after baseline,
although the occurrence of affective involvement and
very positive emotions remained relatively low. A
ceiling effect may have been reached because of limited
cognitive abilities, which involve difficulties in changing
focus from one topic or stimulus to another (Wilder
et al. 2004). It remains unclear whether Naomi and her
communication partners would have been able to
improve their mutual coordination and affective
involvement if coaching had lasted longer and her
communication partners had been trained more
extensively on tactile strategies.
In Alain’s case, only two communication partners
received individual coaching during the whole
intervention: three selected communication partners
dropped out of individual coaching due to external
factors. Moreover, team coaching sessions revealed that
the communication partners had different opinions about
interacting and communicating with Alain. Despite the
dropouts, we observed an increase in dyadic affective
involvement and in Alain’s positive emotions, and a
© 2016 John Wiley & Sons Ltd, 30, 872–884
Journal of Applied Research in Intellectual Disabilities
decrease in negative emotions during the intervention.
This strengthens the idea that coaching communication
partners could help prevent challenging behaviours.
Study limitations
This study has some limitations. First, the high
variability of scores across the different measurement
points urges practitioners to be cautious about the
effectiveness of the intervention. Future studies should
isolate as many sources of variability as possible among
individuals and should more closely investigate which
specific communication partner behaviours bring about
changes in a client’s affective involvement and
emotions. Because people’s learning strategies may
differ (Clark et al. 2012), some communication partners
may need more explicit information or may need
structured guidance in a more multifaceted intervention
(e.g. video feedback and coaching on the job). It is also
important to monitor whether the coaching sessions are
structured properly by the coach.
Second, due to time limitations, follow-up
measurements could only be made for Alexander. No
conclusions can therefore be drawn about the durability
of the intervention effects.
Third, the generalizability of findings is limited due to
the small number of clients who participated in the
intervention (Barlow et al. 2009).
Implications for practice
As stressed by Hostyn et al. (2011) and Forster & Iacono
(2014), more interventions on improving emotional
interactions should be provided to increase well-being in
people with profound intellectual en multiple disabilities.
This study was the first to examine the effects of an
intervention on fostering affective involvement between
people with CDB and intellectual disabilities and their
communication partners. It is remarkable that, despite the
differences in historical contexts and expertise among the
four organizations that run the group homes where
the clients lived, the IMAI-based intervention was
successfully implemented for each client. This
underscores that the IMAI-based intervention is a useful
method
for
training
communication
partners
systematically and effectively in various contexts and that
it could contribute to preventing challenging behaviour in
clients. Nevertheless, in line with previous studies
(Janssen et al. 2003a; Martens et al. 2014b,c), follow-up
measurements in the present study also showed a
decrease in affective involvement in one participant (i.e.
© 2016 John Wiley & Sons Ltd, 30, 872–884
883
Alexander). This decrease suggests that maintaining
affective involvement is difficult over time. This could
implicate that communication partners need routine
coaching on fostering affective involvement for the sake
of durability.
Funding
This study was funded by Royal Dutch Kentalis. We
would like to acknowledge the contributions of Maartje
Hofman at the University of Groningen, Marie Voorbij
and Claudia Tamis, and the staff of ‘s Heerenloo,
Foundation Philadelphia Care, Bartimeus, and Royal
Visio, the Netherlands.
Correspondence
Any correspondence should be directed to Marga A. W.
Martens, Royal Dutch Kentalis, Theerestraat 42, 5271
GD, Sint-Michielsgestel, The Netherlands (e-mail:
m.martens@kentalis.nl)
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