Effect of Ultrasound on the Physicochemical Properties of
Organosolv Lignins from Wheat Straw
RUNCANG SUN,1 X. F. SUN,2 X. P. XU2
1
State Key Laboratory of Pulp and Paper Engineering, College of Paper and Environment Engineering, South China
University of Technology, Guangzhou, China
2
The North-Western Science and Technology University of Agriculture and Forestry, Yangling, China
Received 21 March 2001; accepted 15 August 2001
Published online 15 April 2002 in Wiley InterScience (www.interscience.wiley.com). DOI: 10.1002/app.10670
The extractability and physicochemical properties of the wheat straw
lignins were comparatively studied by using extraction methods with 0.5M NaOH in
60% aqueous methanol with and without application of ultrasonic irradiation. The
results showed that applying sonication for 5, 10, 15, 20, 25, 30, and 35 min solubilized
67.4, 68.6, 74.4, 77.3, 77.3, 77.9, and 78.5% of the original lignin, whereas the treatment
with 0.5M NaOH in 60% aqueous methanol at 60°C for 2.5 h without ultrasound
assistance released 61.0% of the original lignin. The lignin preparations isolated by
ultrasound-assisted extractions showed slightly lower molecular weights, associated
polysaccharides, and thermal stabilities during the initial stage of decomposition. More
important, there were no significant differences in the primary structural features
between the lignin preparations. Ultrasound-assisted extractions under the alkaline
organosolv extractions did not affect the overall structure of the lignin from wheat
straw. © 2002 Wiley Periodicals, Inc. J Appl Polym Sci 84: 2512–2522, 2002
ABSTRACT:
Key words: ultrasonic extraction; lignin; phenolics; wheat straw
INTRODUCTION
Lignin is a complex polymer of the natural high
molecular weight material, and work has been
underway for more than 90 years for the elucidation of its structure.1 It is built up by oxidative
coupling of three major C6–C3 (phenylpropanoid)
units, syringyl alcohol, guaiacyl alcohol, and pcoumaryl alcohol, which form a randomized structure in a tridimensional network inside the cell
Correspondence to: R. Sun, The BioComposites Centre,
University of Wales, Bangor, LL57 2UW, UK.
Contract grant sponsor: China National Science Funds for
Distinguished Young Scholars; contract grant numbers:
30025036 and 39870645.
Journal of Applied Polymer Science, Vol. 84, 2512–2522 (2002)
© 2002 Wiley Periodicals, Inc.
2512
walls. The major interunit linkage is an aryl–aryl
ether type. Besides the some 20 different types of
bonds present within the lignin itself, lignin
seems to be particularly associated with the hemicellulosic polysaccharides.2 Although lignification
is not random, it is still widely held that there are
no regularly repeating structures of any significant length. Certainly there is enormous stereochemical heterogeneity.3,4 In spite of technology’s
progress at the end of the last century, it has not
been possible to determine exactly the inter- and
intramolecular bonds involving lignin and other
polymers in the cell wall, given that it cannot be
isolated without changes in its structure, and this
has prevented the elucidation of its structure.5 In
addition, because lignin constitutes approximately 30% of the lignocellulosic feedstock, it rep-
PROPERTIES OF WHEAT STRAW ORGANOSOLV LIGNINS
resents an important hydrolysis by-product, and
a great variety of products can be produced from
lignin, such as chemical intermediates (benzene,
phenols, etc.), hydrolysates (phenols, catechols,
etc.), pyrolysates (acetic acid, methane, etc.), and
polymeric lignins (adhesive, stabilizer, antioxidant, etc).1,6 As we attempt to investigate the
lignin structure from wheat straw and use this
renewable polymer to produce various chemicals,
the development of effective technologies for isolation of lignins is considered to be both important and significant.
In the last two decades, a number of organic
solvents have been proposed for use in organosolv
delignification, either as solvent as such or combined with water; so far, however, only aqueous
methanol and ethanol have shown potential for
practical application for the paper industry.7 In
solvent media containing water, these properties
are valid over only a limited range of concentration. For example, the volume fraction of methanol must exceed 0.6 to reach good lignin solubility. At any solvent composition, an increase in
temperature improves the solubility.7 The advantages of organosolv pulping include low investment costs, environmentally friendly process, and
recovery of by-products such as lignin as a solid
material and hemicelluloses as a syrup.8 It is well
accepted that, under organosolv pulping conditions, there is significant cleavage of ␣-aryl ether
linkages.9,10 However, the extent of -aryl cleavage is a point of controversy. These structures are
known to be cleaved at high acidity (0.1 mol/L
H2SO4 or 0.2 mol/L HCl).11 It is possible that the
lignin dissolved without significant cleavage of
-aryl ether bonds. The dissolved lignin is of
lower molecular weight and more mobile, and
undergoes -aryl cleavage in solution.12 In basecatalyzed solvent pulping, such as delignification
using NaOH in aqueous methanol, the reactions
probably follow a course similar to that of soda
pulping, but with methanol promoting lignin dissolution and reducing condensation processes.7
Ultrasound-assisted extraction is well established in the processing of plant raw materials,
particularly for extracting low molecular substances and depolymerizing macromolecules.13,14
Recently, sonication has been reported to improve
pectin technology from apple pressings15 and
pharmaceutically active compounds from Salvia
officinalis,16 and increase of the yield of xylans
from corn hulls17 and corn cobs18 without significant changes in their structural and molecular
properties. In the case of polysaccharide depoly-
2513
merization, studies by ultrasound have been preliminarily investigated on cellulose derivatives,19,20 starches,21 dextrans,22 and chitosans.23
Commonly, these macromolecules exposed to
high-energy ultrasound show permanent reductions in solution viscosity or gel strength attributed to decreases in molecular weight and its
distribution.24 The degradation mechanism of
macromolecules by such ultrasound is frequently
attributed to cavitation (mechanical) effects and
partially to the stress concentration on the segment of macromolecules.13 However, the use of
ultrasound for direct extraction of lignin polymers
from straw or wood has not yet been reported.
Therefore, the purpose of this study was to use
ultrasound in the extraction of lignin from wheat
straw, and its yield, composition, physicochemical
properties, and structural features are comparatively investigated.
EXPERIMENTAL
Materials
Wheat straw was obtained from the experimental
farm of The North-Western University of Agricultural and Forest Sciences and Technology (Yangling, China). It was dried in sunlight and then
cut into small pieces. The cut straw was ground to
pass a 0.8-mm size screen. The composition (%,
w/w) of the straw is cellulose (38.9%), hemicelluloses (38.2%), lignin (17.2%), ash (2.1%), and wax
(2.3%) on a dry weight basis.
Ultrasound-Assisted Extraction and Isolation of
Lignins
The dried straw powder was first extracted with
toluene : ethanol (2 : 1, v/v) in a Soxhlet apparatus for 6 h. The dewaxed wheat straw was then
soaked in 0.5M NaOH methanol : H2O (60 : 40,v/
v) with a 1 : 30 straw-to-liquor ratio (g/mL). The
dispersions were treated with ultrasound at 60°C
for 0, 5, 10, 15, 20, 25, 30, and 35 min in a glass
beaker, respectively, using the 20-kHz Sonic system ELMA (Beijing) provided with a horn at sonic
power of 100 W. The mixture was then sequentially extracted with the remaining 0.5M NaOH
in 60% aqueous methanol at 60°C for a total period of 2.5 h under continuous agitation. The residue was filtered off and washed thoroughly with
water and methanol until the filtrate was neutral,
and then dried in an oven at 60°C for 16 h. Each
2514
SUN, SUN, AND XU
Figure 1 Scheme for isolation of acid-insoluble
lignins from wheat straw.
supernatant fluid was neutralized to pH 5.5 with
6M HCl, and the solubilized hemicelluloses were
isolated by precipitation of the concentrated filtrates with 3 volumes of 95% ethanol. After filtration, the isolated hemicelluloses were thoroughly
washed with 70% ethanol and then air-dried. The
organosolv lignins were obtained by reprecipitation at pH 1.5 adjusted with 6M HCl from the
corresponding supernatants after evaporation of
ethanol. The isolated lignin preparations were
washed with acidified water (pH 1.5–2.0), freezedried overnight, and kept at 5°C until analysis.
The scheme for isolation of acid-insoluble lignin
fractions is illustrated in Figure 1. All the yields
of lignin fractions represent the mean of at least
triplicate experiments.
Physicochemical and Thermal Analyses
The neutral sugar composition of the associated
hemicelluloses in isolated acid-insoluble lignin
fractions was determined by gas chromatography
(GC) according to the method of Blakeney et al.25
Acid-insoluble lignin preparations were subjected
to alkaline nitrobenzene oxidation at 175°C for
2.5 h. The phenolic acids and aldehydes liberated
were separated on a Hichrom H5ODS HPLC column (Phenomenex Co., Beijing) of dimensions
250 ⫻ 4.6 mm. The identification of the individual
compounds was detected at 280 nm by computer
comparison of the retention times and peak areas
with the authentic phenolics.26 The results of nitrobenzene oxidation and sugar analysis represent the mean of at least triplicate samples and
each sample was chromatographed twice. Other
experiments were performed in duplicate. The
standard errors or deviations were observed to be
lower than 5.8%, except for the variation among
the triplicate nitrobenzene oxidation (6.9 –14.8%).
Methods for recording UV spectra and determination of molecular-average weights of the acid-insoluble lignin fractions are described in previous
studies.26,27
FTIR spectra were obtained on an FTIR spectrophotometer (Nicolet 510; Nicolet Instruments,
Madison, WI) using a KBr disc containing 1%
finely ground lignin samples. The solution 13CNMR spectrum was recorded on a Bruker MSI300 spectrometer (Bruker Instruments, Billerica,
MA) at 74.5 MHz from 200 mg of sample dissolved
in 1.0 mL DMSO-d6 after 20,000 scans. A 70°
pulse flipping angle, a 10-s pulse width, and a
15-s delay time between scans were used.
Thermal analysis of pure lignin preparations
was performed using thermogravimetric analysis
(TGA) and differential scanning calorimetry
(DSC) on a simultaneous thermal analyzer
(Netzsch STA-409). The apparatus was continually flushed with nitrogen. The sample weighed
between 8 and 12 mg. Each sample was heated
from room temperature to 600°C at a rate of 10°C/
min.
RESULTS AND DISCUSSION
Yield and Purity
The yield of lignin resulting from the various
times of ultrasound-assisted extractions was expressed as a percentage of dry starting material,
and the results are summarized in Table I. From
the results of extraction performed at 60°C it can
be seen that applying sonication for 5, 10, 15, 20,
25, 30, and 35 min solubilized 67.4, 68.6, 74.4,
77.3, 77.3, 77.9, and 78.5% of the original lignin,
respectively. Obviously, extractions with ultrasound assistance for 5, 10, 15, 20, 25, 30, and 35
min resulted in an increasing lignin yield by 6.4,
7.6, 13.4, 16.3, 16.3, 16.9, and 17.4% of the organosolv lignin compared with yields of the experiment performed without ultrasonic irradiation.
These data revealed that extractions with ultrasound assistance had a significant effect on the
degradation or release of lignin from wheat straw
PROPERTIES OF WHEAT STRAW ORGANOSOLV LIGNINS
2515
Table I Yield of Lignin Fractions (% Dry Matter) Obtained by 0.5M NaOH in 60% Aqueous Methanol
With and Without Ultrasonic-Assisted Extractions of Wheat Straw at 60°C for 2.5 h
Under Different Ultrasonic Times
Ultrasonic Time (min)
Lignin Fractions
0
5
10
15
20
25
30
35
Total solubilized lignins
Acid-insoluble ligninsa
Acid-soluble ligninsb
Lignin associated in isolated hemicelluloses
10.5
8.6
1.2
0.7
11.6
9.8
1.1
0.7
11.8
9.9
1.2
0.7
12.8
10.8
1.3
0.7
13.3
11.5
1.3
0.5
13.3
11.3
1.4
0.6
13.4
11.4
1.4
0.6
13.5
11.5
1.4
0.6
a
Represent the lignin fractions obtained by precipitation of the supernatant solution at pH 1.5 after isolation of the solubilized
hemicelluloses.
b
Represent the lignin fractions that are still solubilized in the pH 1.5 supernatant after precipitation of the acid-insoluble lignin
fractions and obtained by difference.
under the ultrasonic conditions used. This higher
efficiency of the ultrasound-assisted extractions
can be explained by the mechanical action of the
ultrasound on the cell walls, resulting in an increased accessibility and extractability of the lignin component.
Furthermore, Table I also shows that the acidinsoluble lignin fraction (precipitated at pH 1.5
aqueous solution) was the major lignin preparation, comprising 81.9 – 86.5% of the total solubilized lignins, whereas the lignin fraction, associated in the solubilized hemicelluloses, accounted
for a small amount (4.4 – 6.7%) of total degraded
lignins. This result implied that treatment of the
dewaxed straw with 0.5M NaOH in 60% aqueous
methanol at 60°C for 2.5 h, particularly under
ultrasound assistance, substantially cleaved the
␣-ether linkages between lignin and hemicelluloses from the cell walls. This observed beneficial
sonication effect on the extractability of the lignin
component can also be explained by both mechanical disruption of the cell walls and improvement
of breaking the ether bonds between lignin and
polysaccharides. As a result, the accessibility, solubility, and diffusion of the dissolved lignin from
the cell walls increased.28 In the case studied,
methanol can reduce the lignin condensation.
UV spectroscopy at 250 –380 nm has proved
to be useful in the study of lignin distribution
among various tissues of plant with respect to the
concentration. Figure 2 shows the acid-insoluble
lignin preparations isolated by 0.5M NaOH in
60% aqueous methanol without ultrasonic irradiation (spectrum a) and with ultrasound assistance for 5 min (spectrum b), 10 min (spectrum c),
and 20 min (spectrum d). Evidently, all the lignin
fractions exhibited the basic UV spectra typical of
lignins with two maxima at 280 and 320 nm,
originating from the nonconjugated phenolic
groups and chemically bound hydroxycinnamic
acid, such as p-coumaric and ferulic acids in the
lignin, respectively.29,30 In addition, as shown in
Figure 2, the lignin fractions isolated by ultrasound-assisted extractions gave higher absorption coefficients than that of the lignin preparation obtained by extraction with 0.5M NaOH in
60% aqueous methanol without ultrasonic irradiation, and their absorption coefficients increased
with the sonication time.
The content of contaminated hemicelluloses in
eight acid-insoluble lignin preparations was determined by their sugar analysis, the results of
which are given in Table II. As can be seen from
the table, all the acid-insoluble lignin preparations contained rather low amounts of bound
polysaccharides, as shown by 0.81– 0.93% neutral
sugar content. Interestingly, compared to the lignin fraction isolated by 0.5M NaOH in 60% aqueous methanol without ultrasonic irradiation, all
the lignin preparations obtained by alkaline organosolv with ultrasound assistance contained
slightly lower amounts of associated polysaccharides, as shown by 0.81– 0.91% neutral sugar content. This implied that ultrasound-assisted extractions under alkaline organosolv conditions
had a slightly greater effect on the cleavage of the
ether bonds between lignin and hemicelluloses in
the cell walls of wheat straw in addition to saponification of acetyl and hydroxycinnamic ester
groups than that of the alkaline organosolv extraction without ultrasonic irradiation. Xylose
(0.31– 0.36%), arabinose (0.20 – 0.23%), glucose
(0.18 – 0.22%), and galactose (0.10 – 0.12%) were
identified as the main sugar components.
2516
SUN, SUN, AND XU
Figure 2 UV spectra of wheat straw acid-insoluble lignin preparations obtained by
treatment with 0.5M NaOH in 60% aqueous methanol (60°C, 2.5 h): (a) without
ultrasonic assistance and with ultrasonic assistance for (b) 5 min, (c) 10 min, and (d) 20
min.
Lignin Composition
The standard procedures for analyzing lignins by
chemical degradative methods result in the formation of chemical well-defined low molecular
weight products. The amounts and relative distribution of such degradation products can then be
used to derive information about the composition
of the original polymer. Among these, alkaline
nitrobenzene oxidation is one of the most frequently used methods for the characterization of
the structure of lignins.31 In this case, the three
constitutive monomeric lignin units p-hydroxyphenyl, guaiacyl, and syringyl produce the corresponding p-hydroxybenaldehyde, vanillin, and syringaldehyde. Table III shows the yield of the
monomeric products obtained from the alkaline
nitrobenzene oxidation of the eight acid-insoluble
lignin preparations. The dominant product was
found to be vanillin, which comprised 45.0 – 49.4%
of the total nitrobenzene oxidation products. Syringaldehyde occurred as the second major degradation product, and p-hydroxybenaldehyde appeared in just a small amount. The relative molar
ratios of S (relatively total moles of syringaldehyde and syringic acid) : V (relatively total moles
of vanillin and vanillic acid) : H (relatively total
moles of p-hydroxybenzaldehyde and p-hydroxybenzoic acid) in the eight lignin preparations appeared to be approximately the same order (3 : 4 –
5 : 1). This relatively high V/S ratio of all the
lignin fractions revealed that guaiacyl units, engaged in -O-4 lignin structures, are more easily
degraded compared to syringyl units during the
alkaline organosolv treatment. This results were
in good agreement with our previous studies of
wheat straw lignins,26 but contradicted the liter-
Table II Content of Neutral Sugars (% Lignin Sample, w/w) in Isolated Acid-Insoluble Lignin
Preparations Obtained at Different Ultrasonic-Assisted Times from Wheat Straw
Ultrasonic Time (min)
Neutral Sugars
0
5
10
15
20
25
30
35
Arabinose
Xylose
Glucose
Galactose
Total
0.23
0.36
0.22
0.12
0.93
0.23
0.34
0.21
0.12
0.90
0.22
0.32
0.18
0.11
0.83
0.20
0.35
0.19
0.10
0.84
0.20
0.31
0.20
0.10
0.81
0.22
0.34
0.20
0.11
0.87
0.21
0.35
0.18
0.10
0.84
0.22
0.33
0.21
0.11
0.87
2517
PROPERTIES OF WHEAT STRAW ORGANOSOLV LIGNINS
Table III Content (% Lignin Sample, w/w) of Phenolic Acids and Aldehydes from Nitrobenzene
Oxidation of the Acid-Insoluble Lignin Preparations Obtained at Different
Ultrasonic-Assisted Times from Wheat Straw
Ultrasonic Time (min)
Phenolic Acids and Aldehydes
0
5
10
15
20
25
30
35
p-Hydroxybenzoic acid
p-Hydroxybenzaldehyde
Vanillic acid
Syringic acid
Vanillin
Syringaldehyde
p-Coumaric acid
Ferulic acid
0.96
1.80
0.76
1.30
13.85
8.65
0.64
1.20
0.88
1.67
0.88
1.21
14.07
8.92
0.58
0.96
0.98
1.82
0.82
1.35
15.46
9.86
0.61
1.08
1.02
2.31
0.88
1.46
15.06
10.12
0.61
1.18
1.06
1.98
1.23
1.50
14.89
10.10
0.58
0.94
0.86
1.53
0.73
1.61
12.96
9.68
0.50
0.90
0.88
1.37
0.70
1.67
14.33
9.37
0.45
0.86
0.84
1.36
0.68
1.35
13.69
8.58
0.41
0.78
Total
Molar ratio (S : V : H) a
29.16
3:4:1
29.17
3:5:1
31.98
3:5:1
32.64
3:5:1
32.28
3:5:1
28.77
3:5:1
29.63
3:5:1
27.69
3:5:1
a
S represents the relatively total moles of syringaldehyde and syringic acid; V represents the relatively total moles of vanillin
and vanillic acid; and H represents the relatively total moles of p-hydroxybenzaldehyde and p-hydroxybenzoic acid.
ature data, in that it is generally considered that
the cleavage of -aryl syringyl ether bonds is easier for the syringyl structure.32–34 The reason for
this different behavior is that, in fact, graminate
lignins contain high quantities of free phenolics in
the -O-4 structures implicating guaiacyl units. It
was found that 40% of the guaiacyl units and only
5% of the syringyl units engaged in -O-4 structures bore free hydroxyls.35 Consequently, the
presence of free hydroxyls borne principally by
the guaiacyl units is at the origin of the higher
reactivity of guaiacyl monomers than the syringyl
ones.36
IV. As shown in the table, the values of the
weight-average molecular weight (Mw) and number-average molecular weight (Mn) of the lignin
preparations isolated by alkaline organosolv with
ultrasound assistance (Mw, 2140 –2600 g mol⫺1,
Mn, 560 –1370 g mol⫺1) exhibited slightly lower
values than those of the lignin fractions obtained
by 0.5M NaOH in 60% aqueous methanol without
ultrasonic irradiation (Mw, 2770 g mol⫺1, Mn,
1580 g mol⫺1), and decreased with an increase in
ultrasonic irradiation time from 5 to 35 min. This
decrease probably results from the splitting of the
-O-4 linkages between lignin units by reactions
of the formed macroradicals as well as alkalicatalyzed degradation reactions of the lignin.
Such a degradation effect was previously observed by Yoshioka and coworkers37 in the study
of homolytic scission of interunitary bonds in
wood lignins induced by ultrasonic irradiation.
Spectroscopic Characterization
To verify the depolymerization of the lignins during the ultrasound-assisted extractions, the lignin samples were subjected to gel permeation
chromatography and their data are listed in Table
Table IV Weight-Average (Mw) and Number-Average (Mn) Molecular Weights and Polydispersity
(Mw/Mn) of the Isolated Acid-Insoluble Lignin Preparations Obtained at Different
Ultrasonic-Assisted Times from Wheat Straw
Ultrasonic Time (min)
Mw
Mn
M w /M n
0
5
10
15
20
25
30
35
2770
1580
1.75
2600
1370
1.90
2500
1120
2.23
2490
940
2.64
2410
840
2.86
2320
710
3.26
2310
650
3.56
2140
560
3.79
2518
SUN, SUN, AND XU
Figure 3 FTIR spectra of wheat straw acid-insoluble lignin preparations obtained by
treatment with 0.5M NaOH in 60% aqueous methanol (60°C, 2.5 h) under ultrasonic
assistance for (a) 20 min, (b) 25 min, (c) 30 min, and (d) 35 min.
The authors stated that the alkyl phenyl ether
bonds, ⬃CHOOOphenyl, known as interunitary
bonds in lignins, were homolytically cleaved by
the ultrasonic irradiation. Evidently, compared to
the classical alkali treatment, ultrasound-assisted extractions under the alkaline organosolv
conditions used solubilized the lignin fractions
having a relatively lower molecular mass, and did
not result in significant lignin condensations.
FTIR spectra of the seven acid-insoluble lignin
preparations obtained by the ultrasound-assisted
extractions showed no significant differences
compared to that of the lignin fraction isolated by
0.5M NaOH in 60% aqueous methanol without
ultrasonic irradiation from wheat straw. As
shown in Figure 3, the small band at 1706 cm⫺1 is
attributed to unconjugated ketone and carboxylic
acid, whereas the band at 1660 cm⫺1 is assigned
to the CAO stretch in conjugated p-substituted
aryl ketone.38 Aromatic skeleton vibrations in
eight lignin fractions exhibit bands at 1606, 1520,
and 1427 cm⫺1. Absorption at 1462 cm⫺1 is attributed to the COH deformations and aromatic
ring vibrations. The intensive bands at 1136 and
1036 cm⫺1 represent the aromatic COH in-plain
deformation for syringyl type and guaiacyl type,
respectively. Aromatic COH out of bending gives
a band at 850 cm⫺1. This great similarity in the
IR spectra of lignin preparations isolated by 0.5M
NaOH in 60% aqueous methanol with and without ultrasound assistance indicated that all the
lignin fractions had the same primary structural
features and the ultrasonic irradiation under the
conditions used did not affect the overall structure of lignin.
To further investigate the structural features
of the lignin preparations isolated by alkaline
organosolv extractions with ultrasound assistance, the lignin fraction obtained by 0.5M NaOH
in 60% aqueous methanol with sonication time of
35 min was studied by 13C-NMR spectroscopy
(Fig. 4). Most of the observed signals were previously assigned in straw and wood lignin spectra.27,29,39,40 Obviously, the most striking characteristic of the 13C-NMR spectrum is the near absence of typical neutral polysaccharide signals
between 57 and 103 ppm. However, the spectrum
does show an intensive signal at 174.6 ppm for
C-6 in methyl uronates (CAO in aliphatic acids or
esters),41 indicating that uronic acids are tightly
associated with lignin in the cell walls of wheat
straw, and ultrasound-assisted treatment under
the given alkaline organosolv condition only partially saponified these ester bonds.
The region between 104.3 and 160.0 ppm is
attributed to the signals for the aromatic part of
PROPERTIES OF WHEAT STRAW ORGANOSOLV LIGNINS
2519
Figure 4 13C-NMR spectrum of wheat straw acid-insoluble lignin preparation obtained by treatment with 0.5M NaOH in 60% aqueous methanol (60°C, 2.5 h) under
ultrasonic assistance for 35 min.
the lignin. The syringyl (S) residues were verified
by signals (in ppm) at 152.2 (C-3/C-5, S etherified), 147.1 (C-3/C-5, S nonetherified), 138.2 (C-4,
S etherified, data not shown), 133.8 (C-1, S nonetherified), and 104.3 (C-2/C-6, S). Guaiacyl (G)
residues were identified by signals (in ppm) at
149.2 (C-3, G etherified), 148.0 and 147.1 (C-4, G
etherified), 145.4 (C-4, G nonetherified), 134. 6
(C-1, G etherified, data not shown), 114.8 (C-5, G,
data not shown), and 111.2 (C-2, G). The p-hy-
droxyphenyl (H) residues were detected by two
signals at 129.6 and 128.0 ppm (C-2/C-6, H). The
signals (in ppm) at 159.7 (C-4, PC ester); 144.6
(C-␣, PC ester); 130.1 (C-2/C-6, PC ester); 125.8
and 125.3 (C-1, PC ester); and 115.8, 115.6, and
115.3 (C-3/C-5, PC ester) are characterized by the
esterified p-coumaric acid. Etherified ferulic acids
exhibit signals (in ppm) at 168.1 (C-␥, FE ether),
144.3 (C-␣, FE ether), and 122.3 (C-6, FE ether,
data not shown). Esterified ferulic acids give a
2520
SUN, SUN, AND XU
signal at 122.9 ppm (C-6, FE ester). These observations revealed that the p-coumaric is linked to
lignin by ester bonds, whereas the ferulic acid is
linked to lignin by ether and ester bonds, corresponding to our previous studies of alkaline
lignins from wheat and rye straws.2,26
The signals below 104 ppm are the resonance
of aliphatic carbons. Of these, signals at 86.0
(data not shown), 72.2, and 60.0 ppm are indicative of the resonances of C-, C-␣, and C-␥ in
-O-4, respectively. The relatively weak signal at
86.0 ppm suggested that some amounts of -O-4
ether linkages were cleaved during the ultrasound-assisted alkaline organosolv extraction under the condition used, although not to a significant extent. A very strong signal at 56.0 ppm
corresponded to the OCH3 in syringyl and guaiacyl units. The signals between 24.6 and 33.8
ppm originated from the ␥-methyl and ␣- and
-methylene groups in the n-propyl side chains of
the lignin.
preparation isolated by alkaline organosolv without ultrasonic irradiation, corresponding to the
decrease in their molecular weights. Once again,
this confirmed that ultrasound-assisted extractions under the alkaline organosolv conditions
used had a greater effect on the degradation of
lignins than that of the alkaline organosolv treatment without ultrasonic irradiation from wheat
straw. In addition, the DSC curves showed that
the lignin preparation isolated by 0.5M NaOH in
60% aqueous methanol without ultrasonic irradiation [Fig. 5(a)], gave an exothermic peak centered at 460°C, whereas the two lignin fractions
obtained by 0.5M NaOH in 60% aqueous methanol with ultrasound assistance for 15 min [Fig.
5(b)] and 30 min [Fig. 5(c)] exhibited two exothermic peaks maximized at 345 and 465°C, which
resulted from the exothermic reaction of the polymers, corresponding to the decreasing trend of
the molecular weights. This is particularly true in
Figure 5(b).
Thermal Stability
The thermal properties of the lignin fractions
were investigated by TGA and DSC. Figure 5
illustrates the thermograms of lignin preparations isolated by 0.5M NaOH in 60% aqueous
methanol without ultrasonic irradiation [Fig.
5(a)] and with ultrasound assistance for 15 min
[Fig. 5(b)] and 30 min [Fig. 5(c)]. As shown in
Figure 5, the three lignin fractions showed a similar maximum decomposition temperature ranging between 200 and 600°C. However, the three
lignin decomposition temperatures started at
183°C in Figure 5(a), 179°C in Figure 5(b), and
176°C in Figure 5(c). Similarly, at 10% weight
loss the decomposition temperature of the lignins
was observed at 252°C in Figure 5(a) and 241°C
in Figure 5(b) and (c). These initial weight losses
corrected well with the lignin molecular weights
given in Table IV, showing a decrease of thermal
stability with a decrement of molecular weight.
This may reflect a decreased degree of lignin condensation from Figure 5(a) to 5(b) to 5(c). This
result indicated that the lignin fractions obtained
by 0.5M NaOH in 60% aqueous methanol with
ultrasound assistance for 5–35 min had a slightly
lower thermal stability than that of the lignin
CONCLUSIONS
The results discussed above indicate that the efficiency of the ultrasound-assisted extraction procedures under the alkaline organosolv conditions
used exceeded that of the treatment with 0.5M
NaOH in 60% aqueous methanol without ultrasonic irradiation. Extractions with ultrasound assistance for 5, 10, 15, 20, 25, 30, and 35 min
resulted in an increasing lignin yield by 6.4, 7.6,
13.4, 16.3, 16.3, 16.9, and 17.4% of the organosolv
lignin compared with yields of the experiment
performed without ultrasonic irradiation. In addition, the lignin preparations, isolated under ultrasound assistance, not only contained a relatively lower content of associated hemicelluloses
and had lower molecular weights but also appeared less stable than the lignin fraction obtained by 0.5M NaOH in 60% aqueous methanol
without ultrasonic irradiation. However, there
were no substantial differences in the structural
features between the lignin fractions obtained by
alkaline organosolv treatment or ultrasound-assisted extractions. This is of major importance
from the viewpoint of environmentally friendly
Figure 5 Thermograms of wheat straw acid-insoluble lignin preparations obtained by
treatment with 0.5M NaOH in 60% aqueous methanol (60°C, 2.5 h): (a) without
ultrasonic assistance and with ultrasonic assistance for (b) 15 min and (c) 30 min.
PROPERTIES OF WHEAT STRAW ORGANOSOLV LIGNINS
2521
2522
SUN, SUN, AND XU
delignification and highlights the significant advantages of the ultrasound-assisted extraction
process.
The authors are grateful for the financial support of
this research from China National Science Funds for
Distinguished Young Scholars (No. 30025036) and for
general research (No. 39870645).
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