Indian Journal of Pure & Applied Physics
Vol. 58, November 2020, pp. 818-824
Investigating structure, magneto-electronic, and thermoelectric properties of the
new d0 quaternary Heusler compounds RbCaCZ (Z = P, As, Sb) from first
principle calculations
S Gheriballaha,*, B Bouabdellaha, A Oughilasa, M A Bouklia, M Rahmounea & A Sayedeb
a
Condensed Matter & Sustainable Development Laboratory (LMCDD), University of Sidi Bel-Abbes, Sidi Bel-Abbes 22000, Algeria
UCCS, CNRS-UMR 8181, Université d'Artois, Faculté des Sciences Jean Perrin, Rue Jean Souvraz, SP 18, 62307 Lens Cedex, France
b
Received 1 March 2020; accepted 5 October 2020
The ab initio calculations based on the density functional theory (DFT) using the self-consistent full potential linearized
augmented plane wave (FPLAPW) method were performed to explore the electronic structures, magnetic and thermoelectric
properties of quaternary alloys RbCaCZ (Z = P, As, Sb) with quaternary Heusler structure. Results showed that FM-Y3 is
the most favorable atomic arrangement. All the compounds are found to be half-metallic ferromagnetic materials with an
integer magnetic moment of 2.00 μB, which predominantly derives from the strong spin polarization of p channels of C
hybridized with Z elements. The predicted minority (half-metallic) band gaps were found to be 1.86 (0.87), 1.72 (0.78), and
1.78 (0.71) eV for Z = P, As, and Sb, respectively. Thermoelectric properties of the RbCaCZ (Z = P, As, Sb) materials are
additionally computed over an extensive variety of temperature and it is discovered that all compounds demonstrates higher
figure of merit. The half-metallic structures of these compounds with large band gaps and adequate Seebeck coefficients
mean that they are suitable for use in spintronic and thermoelectric device applications.
Keywords: Quaternary Heusler compounds; Electronic structures; Magnetic properties; Half-Metals; Thermoelectric
properties
1 Introduction
Human activities, automotive exhaust, industrial
processes and emission of CO2 are causing adverse
climate changes. Thermoelectric (TE) materials play an
important role in global sustainable energy solution.
These materials are investigated not only owing to their
high potential of converting directly waste thermal
energy to useful electrical energy but also to their
capability to reduce effectively the environmental
pollution. In recent decades, quaternary Heusler alloys
have attracted much interest due to their low toxicity
and their excellent properties such as half-metallic
ferromagnetism (HMF) and high thermoelectric
performance, where they have possible uses in
spintronic and thermoelectric applications1-4. Based on
chemical composition, Heusler alloys are grouped into
three types: (a) full-Heusler with compositional
formula of X2YZ where X and Y are transition metals
and Z is sp element. These alloys crystallize in L21type structure. The symmetric operations followed are
either of Fm3m space group with prototype structure
Cu2MnAl or of F43m space group with Hg2CuTi as a
——————
*Corresponding author: (E-mail:gheriballahslimane@gmail.com)
model structure. The alloy crystallizes in lateral
prototype only when numbers of valence electrons of Y
are larger than X. (b) half-Heusler alloy, with C1b
structure having F43m symmetry. These can be
obtained from X2YZ type by keeping one of the X sites
vacant. The compositional formula then becomes XYZ.
(c) Quaternary Heusler alloys (QHAs) are derived from
full-Heusler alloys by replacing one of X atoms with
different transition metal atoms X′. The chemical
formula of QHAs is XX′YZ.
However, different from traditional magnetic
Heusler materials containing unpaired d or f electrons,
many works have revealed that Heusler compounds
without transition metal elements, sp or d0
compounds, with ternary half-Heusler structure5-8 and
full-Heusler structure9-12 would be a new type of HM
materials where the spin polarization and magnetic
order are mainly from the anion p-electrons of anions.
However, research and report on d0 HM compounds
with quaternary Heusler structure are still rare13-17. To
the best of our knowledge, up to now, no study on
HM and thermoelectric properties for our d0
quaternary Heusler compounds RbCaCZ (Z = P, As,
Sb) has been reported in the literature.
GHERIBALLAH et al.:, THE NEW d0 QUATERNARY HEUSLER COMPOUNDS RbCaCZ
In this paper, the structural, electronic, magnetic
and thermoelectric properties of new quaternary d0
Heusler compounds RbCaCZ (Z = P, As, Sb) have
been studied by using the first-principles calculations.
The characteristics of energy bands and origin of halfmetallic gap were studied. Also the thermoelectric
properties of RbCaCZ (Z = P, As, Sb) compounds
such as Seebeck coefficient, electrical and thermal
conductivity in the large temperature range are
discussed. We have chosen this series of compounds
with the hope that they would exhibit half-metallicity,
good magnetic and thermoelectric properties and they
may help experimentalists to design new efficient
thermoelectric materials. Our paper is organized as
follows. The theoretical background is presented in
Sec. 2. Results and discussion are presented in Sec. 3.
A summary of the results is given in Sec. 4.
2 Computational Method
The calculations of the present study of the alloy
RbCaCZ (Z = P, As, Sb) are performed in the
framework of the density functional theory (DFT)18.
The electronic structure were carried out using the
full-potential linearized augmented plane wave (FPLAPW) method based on the local spin density
approximation method19 implemented in the WIEN2k
package20. The exchange-correlation potential was
treated under the generalized gradient approximation
(GGA)21. The convergence of the basis set was
controlled by a cutoff parameter Rmt .Kmax = 8. A
202020 k-point mesh was used as base for the
integration in the first Brillouin zone was found to be
sufficient in most cases. The energy and charge
convergence criteria were strictly set to 10-5 to
improve accuracy in the spin-polarized calculations.
819
3 Results and Discussion
In general, the structural prototype of the
quaternary Heusler compounds – LiMgPdSb – is
denoted as Y (space group 216)22. There are three
non-equivalent atomic configurations for these
quaternary Heusler compounds XX’YZ: Y1:X (0, 0,
0),X’(0.25, 0.25, 0.25), Y (0.5, 0.5, 0.5), and Z(0.75,
0.75, 0.75); Y2: X (0, 0, 0), X’(0.5, 0.5, 0.5), Y(0.25,
0.25, 0.25), and Z(0.75, 0.75, 0.75); Y3: X(0.5, 0.5,
0.5), X’(0, 0, 0), Y (0.25, 0.25, 02.5), and Z (0.75,
0.75, 0.75). In order to confirm the structural and
magnetic ground states of Y1, Y2 and Y3
configuration, the total energies of the non-magnetic
(NM) and ferromagnetic (FM) states as a function of
the lattice constant of the three compounds were
calculated and the obtained curves are shown in
Fig. 1. The results show that FM-Y3 state is the
ground state structure.
In Table 1, we report our calculated equilibrium
lattice constant a0, along with the bulk modulus B0,
and the total energy Etot in their different structural
and magnetic configurations. As can be seen, the
lattice constants increase with increasing the covalent
radius of Z anion from P (7.05 Å) As (7.18 Å)
Sb (7.41 Å). Also, with increasing lattice constant
along P As Sb, B decreases indicating that
compressibility increases and the substance gets
softer. As no experimental or theoretical lattice
constant, bulk modulus and total energy per formula
unit have been reported, we note that ours predictive
results stays in good agreement with other
theoretically works for the near family of quaternary
d0 alloys excluding transition metals13-17 suggesting
that the formalism adopted in the present
work is fairly accurate. Based on this, all the
Fig. 1 — Total energy as a function of volume per formula unit (f.u.) in the type FM-Y1, FM-Y2 and FM-Y3 for the RbCaCZ (Z = P, As,
Sb) compounds.
INDIAN J PURE APPL PHYS, VOL. 58, NOVEMBER 2020
820
further calculations on electronic, magnetic and
thermoelectric properties of RbCaCZ (Z = P, As, Sb)
were performed on in the type FM-Y3 structure.
It is well known that the band structure is vital for
determining the thermoelectric properties because
these properties depend greatly on the band structure.
The calculated spin polarized band structures of
Table 1 — Calculated total energies Etot (Ry) per formula unit,
equilibrium lattice constant a0 (Å), the bulk modulus B (GPa) for
RbCaCZ (Z=P, As, Sb) compounds in theirs different structures
type and magnetic configurations.
Compound structure
RbCaCP
RbCaCAs
RbCaCSb
Type-Y1
Type-Y2
Type-Y3
Type-Y1
Type-Y2
Type-Y3
Type-Y1
Type-Y2
Type-Y3
Etot
NM
-8083.758
-8083.775
-8083.794
-11921.758
-11921.785
-11921.795
-20366.835
-20366.885
-20366.895
FM
-8083.830
-8083.853
-8083.863
-11921.831
-11921.862
-11921.872
-20366.903
-20366.922
-20366.932
a0
B0
FM
7.05
7.27
7.28
7.18
7.34
7.42
7.41
7.74
7.77
FM
37.2
33.12
32.73
35.01
25.62
30.58
30.42
26.31
25.88
RbCaCZ (Z = P, As, Sb) compounds with FM-Y3 type
configuration have been illustrated in Fig. 2. As it can
be seen, the general band structures of are similar for
our compounds. The results of the band structures of
RbCaCZ (Z = P, As, Sb) compounds show that spinup channels are conducting where the C-p-like bands
passing through the Fermi level can be found,
exhibiting a conducting characteristic, while spindown channels are insulating with a indirect forbidden
band gap Eg (W-) around the Fermi level of 1.86,
1.72 and 1.78 eV, respevtively, confirming that these
compounds are half metallic (HM). There are
considerable HM gaps (EHM), which are generally
defined as the minimum of Ebc and Etv, where Ebc is
defined as the bottom energy of spin-down
conduction bands with respect to the Fermi energy
(EF) and Etv the absolute values of the top energy of
spin-down valence bands. The large predicted halfmetallic gap EHM is known to be essential to describe
the high stability of HM magnetism of a half metal23.
As shown in Table 2, RbCaCP, RbCaCAs and
RbCaCSb display large HM gaps of 0.87, 0.78, and
Fig. 2 — Spin polarized band structure for the RbCaCZ (Z = P, As, Sb) compounds at their equilibrium lattice constant.
GHERIBALLAH et al.:, THE NEW d0 QUATERNARY HEUSLER COMPOUNDS RbCaCZ
0.71 eV, respectively, illustrating stable HM features.
Unfortunately, so far, no experimental measurements
and theoretical data band gaps Eg and EHM for the
investigated compounds are carried out to compare
with. However, our results are in good agreement
with these of the quaternary Heusler RbCaNZ (Z = O,
S, Se) alloys17 and higher than those of other
quaternary Heusler d0 alloys13-16.
Afterward, the characteristic of energy bands in
RbCaCP, as a representative of the three compounds,
are investigated in detail. The three bands between 12 and -11 eV in majority spin state (around -11 eV in
minority spin states) arise from Rb p states. The upper
Table 2 — The semiconducting gap Eg (eV), the half-metallic gap
EHM (eV), total magnetic moment tot (B), magnetic moment per
atom (Rb, Ca, C, P, As, Sb) and magnetic moment in the
interstitial region int in compounds RbCaCZ (Z= P, As, Sb).
Compound Eg
EHM
RbCaCP 1.86 0.87
RbCaCAs 1.72 0.78
RbCaCSb 1.78 0.71
µtot
2
2
2
µRb
µCa
µC
µZ
µint
0.018 0.035 1.965 -0.3 0.282
0.014 0.03 1.93 -0.234 0.26
0.007 0.018 1.92 -0.17 0.225
821
single band between -11 and -10 eV in majority spin
state state (between -9 and -8 eV in minority spin
state) belong to P s states. The single band around -8
eV in majority spin state (between -7 and -6 eV in
minority spin state) is relative to C s states. In
majority spin states, the three bands between -3 and -2
eV are relative to C p, while the three bands crossing
the Fermi level belong to C p. Therefore, the C p state
is the main origin of the absolute spin polarization. In
minority spin states, the three fully-filled bands
between -2 and -1 eV are relative to P p, while the
three bands above the Fermi level mainly result from
the unoccupied C p tates with a small contribution
from the Rb and Ca d states. A similar trend is
observed in RbCaCAs and RbCaCSb alloys. In order
to understand the electronic structure further and
because they are similar, only calculated total and
partial density of states (DOS) for the RbCaCP
compound are presented in Fig. 3. The DOSs also
confirm that spin-up states are semiconducting and
spin-down states are metallic, which is in consistent
with the data of band structures. From partial DOS,
Fig. 3 — Spin-polarized total and partial denities of states (DOS) for the RbCaCP compound.
822
INDIAN J PURE APPL PHYS, VOL. 58, NOVEMBER 2020
the spin state across the Fermi level is mainly from Cp states with smaller contribution coming from the P-,
As-, and Sb-p states. For the spin-down states, the top
of the valence bands is mainly from the P p states,
while the bottom of the conduction bands is mainly
from the C-p states responsible for gap formation. As
can be seen, a relatively strong hybridization between
C p and P p states, makes that majority spin states
locate at the Fermi level, and in minority spin state the
Fermi level, locates within a band gap. Furthermore,
the exchange splitting effect, which is mainly
observed in C p states, pushes spin majority states
above the Fermi level and moves minority spin states
below the Fermi level. This effect makes the Fermi
level cross the majority spin states and fall within a
band gap in minority spin state. Therefore, two factors
of p-p hybridization and exchange splitting effect are
responsible for half-metallicity.
Our total magnetic moment tot per formula unit
calculated are found to be integer value 2.00µB for
all compounds and this integer value is also a typical
HM characteristic. Since the spin-down channel is
completely filled with six electrons and spin-up
channel is partially filled with four electrons, in
principle, the total net magnetic moment of 2 µB is
from the remaining two holes. We also list in Table
2 the local magnetic moments at the Rb, Ca, C, and
Z (Z = P, As, Sb) sites. From Table 2 and for all
three half-metal compounds, the main contribution
to the total magnetic moment is from p states of C.
Since the spin-down channel is completely filled
with six electrons and spin-up channel is partially
filled with four electrons, in principle, the total net
magnetic moment of 2 µB is from the remaining two
holes. From RbCaCP to RbCaCAs to RbCaCSb, the
partial magnetic moments of Z atoms decrease
because the localization of p states decreases
from 3p to 4p to 5p blocks. The same tendency
is observed in the others d0 quaternary Heusler
alloys13-17.
The thermoelectric performance of a material is
determined by figure of the band structure near the
Fermi level and the band gap is very useful in
obtaining
reliable
transport
properties
in
thermoelectric materials. Thermoelectric (TE)
materials transform the waste heat energy into usable
electric energy, and thereby offer a possible solution
to the present day energy crisis. This category of
materials is currently being investigated at faster rates
than the other technologically important materials
because of their ecofriendly and efficient energy
management24. Recently, many quaternary Heusler
thermoelectric materials including transition metals
have been widely studied1,25-27 but any quaternary
Heusler thermoelectric materials excluding transition
metals or d0 compounds have been studied. In this
study and for the first time, the thermoelectric
properties of RbCaCZ (Z = P, As, Sb) compounds are
calculated by the BoltzTrap code with a dense k-mesh
of 50 × 50 × 5028.
For this, we have calculated the electrical
conductivity σ/τ, thermal conductivity κ/τ, Seebeck
coefficient S and figure of merit ZT. An efficient
thermoelectric material is required to have high
electrical conductivity, low thermal conductivity and
a large Seebeck coefficient. The temperature variation
of electrical conductivity (σ/τ) is reported in Fig. 4(a).
We can see that electrical conductivity decreases in
spin up state which confirms the metallic behavior in
spin up state while in spin down state it increases with
increase
in
temperature
confirming
the
semiconducting behavior and thus supports the band
structure.
The electronic thermal conductivity κ/τ as a
function of temperature is represented in Fig. 4(b).
From Fig. 4(b), we observe that for spin up states, κ/τ
increases smoothly for all materials, while for spin
down states, it increases tediously. The Seebeck
coefficients for RbCaCZ (Z = P, As, Sb) compounds
are displayed as a function of temperature in Fig. 4(c).
The observed value of the Seebeck coefficient for all
compounds are positive in spin up channel, signifying
the presence of holes as charge carriers (p-type), while
in spin down channel, negative value of S suggests
electrons as charge carriers (n-type).
We also computed the total Seebeck coefficient
S variation calculated by two-current model29
to designate its nature as shown in Fig. 5(a).
Comparing the plots of Seebeck coefficient for both
the spin configurations and total S, it is clear that
the spin-down channel Seebeck coefficient is
dominant in all the cases. Therefore, the RbCaCZ
(Z = P, As, Sb) are n-type materials. The sharp
increase in the S value at lower temperatures
(< 200K) indicates the presence of a low carrier
concentration. In the range of temperature
(200-1000K), we see a slight linear decreases of
the absolute value S, and at 1000 K attains a value
of -416, -400 and -465 μV.K-1 for RbCaCP,
RbCaCAs, RbCaCSb, respectively.
GHERIBALLAH et al.:, THE NEW d0 QUATERNARY HEUSLER COMPOUNDS RbCaCZ
823
Fig. 4 — The variation of electrical conductivity σ/τ (a), thermal conductivity κ/τ (b) and Seebeck coefficient S (c) versus temperature in
both the spin states for RbCaCZ (Z = P, As, Sb)
Fig. 5 — The variation of total Seebeck coefficient S (a) and figure of merit ZT (b) as a function of temperature for RbCaCZ (Z = P, As, Sb)
The thermoelectric performance is characterized by
dimensionless figure of merit ZT defined as ZT =
(S2.σ.T/κ). The calculated thermoelectric figure of
merit at different temperature is presented in the Fig.
5(b). The material is considered as good element for
thermoelectric devices if his ZT is about or greater
than unity30. The maximum thermoelectric figure of
merit for is 0.932, 0.937, 0.964 at 200 K for RbCaCP,
RbCaCAs, RbCaCSb, respectively corresponding to
the maximum of the Seebeck coefficient S (see Fig.
5(a)). Higher values obtained of the figure of merit
over the large temperature range suggest the good
thermoelectric performance of our quaternary Heusler
compounds and they could be promising materials for
applications in thermoelectric generators. The value
of electrical conductivity, thermal conductivity,
Seebeck coefficient and figure of merit ZT at
room temperature are summarized in Table 3. These
Table 3 Values of electrical conductivity σ/τ (1013 Ω-1.m-1.s-1),
thermal conductivity κ/τ (1010 W.m-1.K-1.s-1) and Seebeck
coefficient S (μV.K-1), and figure of merit ZT at 300 K for
RbCaCZ (Z = P, As, Sb) compounds compared with values for
other quaternary Heusler alloys including transition metals
Compound
σ/τ
κ/τ
RbCaCP
4.5
2.12
-1190
0.901
RbCaCAs
9.5
4.1
-1140
0.908
RbCaCSb
0.63
0.41
-1408
0.916
S
CoFeCrAsa
-40
CoFeCrSba
-20
CoFeCrSi
a
ZT
-15
ZnFeTiSib
539.2
CoVTiAlc
37.26
CoMnTiAld
31
0.4
FeMnTiAld
a
Ref.1, bRef.25, cRef.26, dRef.27
20
0.7
0.57
INDIAN J PURE APPL PHYS, VOL. 58, NOVEMBER 2020
824
materials show higher efficiency for thermoelectric
relatively in comparison for the other quaternary
Heusler compounds including transition metals1,25-27.
4
5
6
4. Conclusion
In summary, we have predicted a series of new
d0quaternary Heusler compounds RbCaCZ (Z = P, As,
Sb) and studied the structural, electronic, magnetic
and transport properties by using first-principles
calculations. We found that type FM+Y3 is the most
appropriate configuration with the lowest total energy.
The results show that our compounds are half-metallic
ferromagnets at equilibrium lattice constant with a
large and robust half-metallic gap EHM. Also the
transport properties of the material reveal some
fruitful results. These materials exhibit high values of
Seebeck coefficient and figure of merit at room
temperature. The overall properties envisioned
confirm that all these alloys can find applications in
thermoelectric and spintronic applications. We
expected that the present theoretical estimation of
various physical parameters can prove as valuable
reference for future experimental work.
Acknowledgments.
This work has been supported by the PRFU project
(N° B00L02UN220120190013) of the Ministry of
Higher Education and Scientific Research (MESRS)
and the Directorate General of Scientific Research
and Technological Development (DGRST). The
authors express their appreciation and gratitude for
their continuous support in this research.
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