biomolecules
Review
The Sickle-Cell Fiber Revisited
Marilyn F. Bishop 1
and Frank A. Ferrone 2, *
1
2
*
Department of Physics, Virginia Commonwealth University, Richmond, VA 23284, USA
Department of Physics, Drexel University, Philadelphia, PA 19104, USA
Correspondence: fferrone@drexel.edu; Tel.: +215-895-2778
Abstract: Sickle cell disease is the consequence of a single point mutation on the surface of the β chains
of the hemoglobin molecule leading to the formation of rigid polymers that disrupt circulation. It
has long been established that the polymers are comprised of seven pairs of double strands that are
twisted replicas of the double strands found in crystals. Here, we review several newer developments
that elaborate on that simple model and provide deeper insights into the process.
Keywords: double strand; electron microscopy; sickle cell polymer
1. Introduction
Citation: Bishop, M.F.; Ferrone, F.A.
The Sickle-Cell Fiber Revisited.
Biomolecules 2023, 13, 413. https://
doi.org/10.3390/biom13030413
Academic Editors: Paolo Ascenzi, Anna
Maria Santoro, Grazia Raffaella Tundo
and Giovanna De Simone
Received: 30 December 2022
Revised: 14 February 2023
Accepted: 16 February 2023
Published: 22 February 2023
Copyright: © 2023 by the authors.
Licensee MDPI, Basel, Switzerland.
This article is an open access article
distributed under the terms and
conditions of the Creative Commons
Hemoglobin is a tetrameric protein—a dimer of dimers, 2 α and 2 β chains—that
transports oxygen efficiently in higher organisms. Its efficiency derives from several
features. Oxygen binding is cooperative, meaning that the protein can effectively sense if it
is in an oxygen-rich environment (where it should thus favor binding) or an oxygen-poor
region (that would favor delivery). The cooperative binding entails a shift in packing of
the subunits as oxygen is released. Moreover, the red cell contains hemoglobin at almost
1/4 of maximum packing density, and yet manages to behave as a collection of hard spheres
whose only interaction is their mutual exclusion, thus further facilitating transport. In
fact, the viscosity of a collection of red cells is essentially that of the hemoglobin molecules
irrespective of being dispersed into cells [1].
Sickle cell disease is the consequence of a point mutation on the hemoglobin β chains
that transforms Glu to Val on the molecular surface, and permits the deoxygenated Hb to
assemble into long, multistranded fibers of roughly 20 nm in diameter. Given the intimate
link between structure and function, an early and urgent goal for sickle cell research was to
determine the structure of these fibers that rigidify the cells that contain them. State-of-theart electron microscopy at that time was sufficient to reveal a twisted structure made of
14 strands [2] of undulating diameter, seen as the elliptical cross section rotated, with an
average size of about 20 nm (Figure 1a). Unfortunately, electron microscopy was insufficient
to determine the intermolecular contact sites.
Over time, a collection of sickle fibers will spontaneously transform into crystals,
and in fact this is a method used to obtain HbS crystals for X-ray diffraction [3]. X-ray
crystallography reveals that these crystals are composed of a set of double strands, in which
each member of the pair is offset from its neighbor by half a hemoglobin molecule [3–6].
The mutation site Val β6 was found nestled in a hydrophobic pocket framed by Phe 85
and Leu 88 on another molecule’s β chain, located along the diagonal that connected the
strands. This contact region is known as the lateral contact site. Along the individual
strand axis is a second type of junction, known as the axial contacts. This region connects
primarily β chains but is far more amorphous than the precise prongs of the lateral contacts
(Figure 1c).
Attribution (CC BY) license (https://
creativecommons.org/licenses/by/
4.0/).
Biomolecules 2023, 13, 413. https://doi.org/10.3390/biom13030413
https://www.mdpi.com/journal/biomolecules
Biomolecules 2023, 13, 413
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a
c
b
d
Figure 1. Fiber and double strands. (a) Electron micrograph of a negatively stained sickle fiber.
Reprinted with permission from [7] 1988, Journal of Structural Biology. The undulating width is the
consequence of the rotating elliptical cross section. The varying pitch is designated by the numbers
shown in angstroms. (b) Reconstructed model of the fiber. The model is primarily based on Carragher
et al. [8]. However, this is also the first demonstration that the meshing of four strands into a quadstrand [9] is fully compatible with a long 14-stranded fiber. (c) The crystal double strand [3]. Note
that there are lateral contacts, shown with white arrows, where the mutation site is, as well as axial
contacts as illustrated by the single yellow arrow. (For a detailed visualization of the location of
all the amino acids in the contact region, the reader is referred to the figures in [3]). (d) The lateral
interface viewed from the top (as down the axis of (c)). Not only does the β6 Val form a contact, but a
distance away, α50 His also makes a contact that is markedly sensitive to pH.
In the crystal double strand, a second important lateral contact is made between His
α50, and Asp β79 at a point significantly
separated from the primary lateral contact site
α
of β6–β88 (Figure 1d). Having a second lateral contact point inhibits rotation of the HbS
molecule around the Val β6 receptor pocket. This otherwise would be quite easy, as the
Val fits somewhat loosely into the pocket wherein it is docked. At neutral pH, His α50
αonly ionized about
β half the time [10]. When the His is uncharged, the ionic interaction
is
with
Asp
β79
is
lost,
and the linear double strand becomes less favored. On this point,
β β
it is important to observe that the crystals are formed at pH 6.0 or lower, while the EM
β
structures of 14-stranded polymers were all determined at pH 7 or above.
β
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What happens, then, if electron microscopy (EM) is carried out on fibers formed at a
pH closer to the crystal structure? With His α50 more tightly bound to its partner Aspβ79,
new polymer structures appear, called macrofibers [11]. These are comprised of double
strands and have far lower pitch than the 14-strand structure. Lacking a fixed number of
double strands, macrofibers appear to have no set overall diameter, and generally are larger
than 14-strand fibers.
These linear double strands that are known from crystalline form are considered to be
integral elements of the twisted structure of the physiologically relevant 14-strand polymer.
When the 14-stranded fiber was identified by EM [12] it was clear that the spacing and
half stagger arrangement was the same as that of the crystal, leading to the hypothesis
that the fiber was comprised of twisted double strands. Shortly thereafter, Edelstein [13]
constructed a fiber based on the transformation of linear to twisted double strands and
compared the results to previous tabulations of which mutants had effects on polymers.
Josephs’ group at Chicago took this the furthest, building a structure that not only twisted
the double strands, but further positioned them so as to optimize contacts that had been
inferred from various biochemical studies [8,14,15]. Subsequent mutagenic studies have
confirmed that the pockets found in the crystal lateral contacts, as well as the axial contacts,
are functionally present in the fiber [16–20]. The lateral and axial intermolecular contacts
are listed in Tables 1 and 2.
With this paradigm in hand, it became possible to attempt to make a structural map of
the fiber by twisting the double strands so as to map them onto the structure known from
electron microscopy. Edelstein’s group and Josephs’ group both undertook this enterprise,
and successively developed models of the fiber at atomic scale as a result. There is a degree
of disagreement between these investigators about the density of packing of the fibers, with
Cretegny and Edelstein [21] concerned that insufficient inter-strand contacts are formed
in the Josephs structure, and Josephs et al. [15] contending that the map of Cretegny and
Edelstein would involve molecular overlaps. Nonetheless, there is no dispute that the fiber
is a composite of twisted double strands (Figure 1b). An aspect not considered by either is
the potential for molecular disorder. Given that both groups were attempting to describe
the structure that results from an average over many particle layers, it remains possible that
the density issues are the consequence of inevitable imperfections within the structure. For
example, even within the double strand, the molecules do not maintain a perfect reflection
symmetry, a point made in the overview of these two viewpoints by Mu et al. [22].
In the hemoglobin tetramer, particularly when O2 or other ligands are bound to the iron
of the heme, one αβ dimer readily dissociates from the other, subsequently recombining to
retain the tetrameric structure. Mixtures of HbS and other Hb will therefore form hybrids.
Such hybrids are an important feature of the pathophysiology of the disease. Sickle trait
is the condition found in patients who inherit one S gene and one A gene, and thus carry
a mix of Hb molecules in their red cells. Thanks to hybridization, a 50:50 mixture only
carries 25% pure HbS, along with 25% HbA and 50% HbAS hybrids. This confers sufficient
protection on such patients that their condition is essentially asymptomatic [23]. The drug
hydroxyurea stimulates additional fetal hemoglobin (HbF) production [24], which likewise
extends its influence by hybrid formation.
Since the double strand structure only used one β6 site, it followed that a hybrid
would have a 50% chance of inserting into the polymer so as to make all the requisite
contacts. Thus, the model of the polymer is commonly thought of as employing only half
the contact sites that exist. Might the unused sites have any role in the pathophysiology
of the disease? Slowly, important roles are emerging. While the story is not complete, our
goal here is to provide an update on what is known and some insight into what may be on
the horizon.
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Table 1. Double strand lateral contact distances < 4.0 Å [3]. The two entries refer to the two nonequivalent molecules in the double strand, with the gray entries those that are greater than 4.0 Å. For
the atomic details of the contacts, the reader is referred to the original work [3]. The contacts of the
mutant Val β6 are highlighted.
β1
Thr4
Lys66
Gly69
Ala70
Asp73
3.1
3.0
Pro5
3.6
3.7
3.9
4.0
3.8
3.9
Val6
Ser9
β2
Ala10
α2
Ala13
Lys17
Pro125
Val126
Ser49
His50
3.5
3.5
2.8
2.9
3.7
3.7
3.8
3.8
3.1
3.9
Asn79
Asn80
4.0
4.1
Gly83
3.6
3.7
4.0
4.1
Thr84
Phe85
Thr87
3.5
3.4
Leu88
4.4
3.8
4.0
4.3
3.7
4.6
6.0
3.8
5.0
3.5
3.9
5.8
Glu90
Lys95
Table 2. Double strand axial contact distances < 4.0 Å [3]. The two entries refer to the two nonequivalent molecules in the double strand, with the gray entries those that are greater than 4.0 Å. For
the atomic details of the contacts, the reader is referred to the original work [3]. The contacts of Pro
α114 are highlighted.
Lys16
His20
α2
Glu116
β2
Pro114
Ala115
His116
His117
Phe118
Lys120
α1
Pro114
Ala115
3.7
3.9
3.4
5.9
4.8
3.7
β1
Gly16
6.1
3.4
Lys17
Val18
Glu22
His117
Phe118
3.6
4.9
3.4
3.5
3.9
3.6
Gly119
Glu121
3.7
3.8
3.4
3.3
3.8
3.7
3.8
3.6
2.9
3.4
3.8
3.9
3.1
3.5
3.2
2.9
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2. The Lateral Contacts and Heterogeneous Nucleation
Shortly after the 14-stranded fiber geometry had been deduced, a mechanism was
also discovered that could explain the unusual assembly kinetics of sickle fibers. The rate
of formation of the fibers was extraordinarily sensitive to solution conditions, such as
concentration of HbS, with the early observations finding the reaction order to be about
30 to 40th power in concentration [25]. Yet the reaction strikingly showed an apparent
latency, after which fibers explosively appeared. (The latency is called apparent because
when highly sensitive probes were used, fibers were in fact discovered during the latent
period [26]). The high concentration dependence suggested a nucleated assembly, but
no known theories at the time could provide any explanation for the suddenness of the
growth process once it commenced. In 1980, Ferrone et al. [27] proposed a novel mechanism
that employed two nucleation steps: fibers that nucleated from solution in accord with
well-known nucleation theories provided a template for a second nucleation process on
their surface (Figure 2a). Because this was not in the homogeneous solution, but on a fiber
surface, it was dubbed heterogeneous nucleation. The secondary path made the process
exponential, while nucleation allowed for high concentration dependencies (augmented by
molecular crowding). While a full treatment of this description was remarkably successful
in describing the kinetics of assembly [28–30] and was validated by direct observation
with DIC microscopy [31,32], the heterogeneous process was an empirical construct whose
molecular origins were unknown when it was proposed. Indeed, the schematic drawings
used to help visualize the mechanism (Figure 2a) show fibers growing side by side as the
simplest to imagine, although at the time no actual structural information was available.
(a)
(b)
Figure 2. Kinetics and Mechanism. (a) The double nucleation mechanism [28]. Polymers can nucleate in
homogeneous solution, or on the surface of pre-existing polymers. (b) The model of Mirchev and Ferrone [33]. Lateral contact sites on the polymer surface provide the template for heterogeneous nucleation
by providing both donor and acceptor regions. This model has been experimentally verified [34].
In 1997, Mirchev and Ferrone [33] showed that the amino acids that were present in the
lateral contacts that were well known from the crystal and evident in the fiber structure also
appeared on the surface of the fiber. Rudimentary model building immediately showed
that these partners could meet if two fibers were appropriately docked, as seen in Figure 2b.
Moreover, the angles made by the fibers were seen in certain electron micrographs [35]. Four
of the fourteen molecules possess an external docking site. This is particularly important
because the vast majority of fibers are formed via the heterogeneous nucleation pathway.
The model predicted that fibers generated by secondary nucleation would grow at an angle,
in contrast to the simple geometry of Figure 2a.
DIC microscopy that confirmed the double nucleation mechanism by visual observation showed fibers growing side by side. As shown by Mirchev and Ferrone, however,
the ability of fibers to bend could permit fibers to launch at an angle and yet bend to a
parallel geometry within the resolution of DIC methods. Briehl, Turner and coworkers [36]
further have shown that not only does zippering of fibers occur but that it can be well
Biomolecules 2023, 13, 413
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characterized. Thus, what is known at present is consistent with the current structural
model of heterogeneous nucleation.
The structural construct of Mirchev and Ferrone was tested in a rigorous way by
constructing cross-linked hybrids of HbS and HbA, denoted HbASxl [34]. Such a molecule
has only one β6 mutation site, and thus should be incapable of heterogeneous nucleation.
When these hybrids polymerized exhibiting heterogeneous nucleation, it was first thought
that the mechanism had been disproven. However, closer inspection revealed that the
heterogeneous nucleation rate was, in fact, significantly suppressed, being some 4000 times
less likely. The secondary nucleation that was thus observed in these experiments was
attributed to the inevitable consequence of molecular disorder. The fact that heterogeneous
nucleation was unlikely did not mean that it was impossible, since there would be a chance
for a HbASxl hybrid to join the polymer by making an imperfect lateral contact. It must be
noted that the lateral contact is not a single entity: a given molecule of HbS makes lateral
contacts via donor and receptor regions. HbA lacks the donor Val β6, but still possesses
the receptor pocket. Thus, the rare case of an HbASxl hybrid that had the αβA subunit in
the polymer position would have the αβS subunit available for heterogeneous nucleation.
The rarity of that occurrence is offset by the large number of sites on the surface of a fiber
where it can occur.
3. Multiple Lateral Contacts
HbAS hybrids provided further important insights into the fiber structure. From the
structure of the double strand, it was apparent that AS hybrids would have a 50% chance
of entering the polymer, as described above. Yet data from several different laboratories
consistently found the probability of being in the polymer to lie between 30 and 40%, with
a single outlier [26,37]. Such an outcome is the natural result of having molecules within
the fiber in which both lateral contacts were present (thereby allowing fewer hybrids to join
the polymer). A proposal for this was put forth by Roufberg and Ferrone [9], who showed
that a small perturbation of the position of two double strand pairs within the polymer
structure could engage both β6 sites, effectively making new double strands within the
fiber (see Figure 3). Rudimentary docking showed that there was little difference in the
contact site geometry. While this was originally performed for a single layer of the fiber
cross section, a complete fiber can indeed be constructed with this constraint as shown in
Figure 1b. We also note that the second point in the lateral contact, the α50–β79 contact, is
also made. With these added contacts, the probability of AS hybrids entering the polymer
drops to 0.375 [9], a prediction in outstanding agreement with the data presently known.
a
b
Figure 3. Interior new lateral contacts and polymer stability. (a) Cross section of the Carragher
structure with the lateral contacts between the standard double strands shown as open circles
between the 14 tetramers. By means of a small perturbation of that structure, an additional contact
can be made as shown by the small black circle connecting strands 1 and 11, and 6 and 13 [9]. For
convenience, such a cluster of two double strands is labelled a “quad strand”. (b) Comparison of
β
the Val β6 shown as a licorice drawing docked into the acceptor pocket. The new contact (green) is
only slightly displaced from that found in the X-ray structure of the double strands (red). The purple
amino acid
β is Leu β88.
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The crosslinked AS hybrids described above provided a direct test of the notion that
more than one lateral contact was the norm within the polymer. If only one lateral contact
stabilizes the polymer, then AS hybrids would form a polymer with equivalent stability,
measured by solubility, except for the small entropic term. The entropic effect comes from
the fact that SS molecules would have two ways to join a polymer while AS would only
have one. To avoid reproportionation of the subunits, they can be cross-linked.
And of course, cross linking SS molecules would provide a control experiment to
ensure that the cross-link had not created new perturbations. The results confirm the use of
more than one lateral contact. The solubility of HbASxl, first measured by Benesch et al. [38],
was found to be 21.8 g/dL, as opposed to HbSSxl which was 13.5 g/dL. (The solubility of
HbS without cross links was found by them to be 15.5 g/dL). Having only one of two ways
to position each molecule within the polymer would not have increased solubility this
much. Taking nonideality [26] into account, one would calculate an anticipated solubility
of 17.6 g/dL for the cross-linked molecules, instead of the much higher 21.8 g/dL. That
higher solubility is thus indicative of a weakened polymer due to the loss of the second
lateral interaction. Similar solubility results were obtained by Rotter et al. [34], who also
found the rates of nucleation were correspondingly slowed.
4. The Axial Contacts
Although the lateral contacts have been extensively studied by hybrid molecules and
site-directed mutagenic approaches, the axial contacts are relatively unexplored. The axial
contacts are far more diffuse and nonspecific than the lateral contacts, and of course the
lateral contact is the site of the mutation that allows polymers to form. While the shape of
the singular β6 mutation is intuitively visualized as a “donor”, and its pocket can be seen
as “an acceptor”, the axial contact geometry does not enjoy such clarity. Nonetheless, one
can somewhat arbitrarily label the region on one molecule a donor, and its complementary
site as its acceptor, as illustrated by the white arrow in Figure 1c. Thus, each β chain has a
donor and acceptor, with each tetramer therefore having the usual two donors and two
acceptors. The axial contacts in the polymer are confirmed to contain amino acids found in
the axial contacts of the double strand, again through mutagenic studies [19,20,39,40].
Perhaps most interesting is the Chiapas substitution of α 114 Pro → Arg in the axial
contact region of HbS. Normal contact partners, highlighted in the axial contacts in Table 2,
are Lys 16 and Glu 116, both also on α chains, as well as His 117, Phe 118 and Glu 121 on
the β chains [19]. It is notable that α 114 makes contacts via both α chains. This means that
a modification on either α1 or α2 114 will also affect the polymerization in the opposite
chain contact pairing and can provide some degree of inhibition. This is in contrast to
situations described above where one chain is affected, and as a consequence there is a
50% copolymerization probability. Indeed, Ho et al. found 30% HbS-Chiapas mixed with
HbS elevates solubility from 16.3 g/dL to 21.1 g/dL. HbS-Chiapas had a solubility above
33 g/dL, so could be considered essentially nonpolymerizing. The elevation of solubility
as reported implies that HbS-Chiapas/HbS hybrids have only a 25% chance of entering the
polymer [26]. We have recently carried out kinetic studies on this mutant, in which we find
a substantial reduction in the nucleation rates, comparable to that seen in HbS/F mixtures.
(Worth, Loll, Grasty, Fugate and Ferrone, in preparation).
5. Relative Strengths of the Contacts
An important quantitative issue is the relative strength of the axial vs. the lateral
subunits. This is important because in the event of defects or imperfections in the polymer
lattice, this will specify the relative populations of the types of intermolecular contacts likely
to be lost. Wang and Ferrone [41] used light scattering to address this question by examining
the amount of scattering from solution dimers below solubility as the temperature was
raised. (In this context, dimers represent two full Hb molecules.) Since dimers are not
favored, the free energy for their formation is positive, implying an unfavorable addition.
What is significant, though, is that the species that do not polymerize, such as HbA
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or COHbS, are far less likely to form dimers than the HbS molecules. This difference
corresponds to the difference in having the mutation site in the deoxy molecule, which is
precisely the origin of the lateral contact. In contrast, the nonpolymerizing species have
the option of forming an axial contact to generate a dimer, as well as any nonspecific
other contact that is seen in the polymer. The difference between the free energy of dimer
association is therefore a bound on the free energy difference between lateral and axial
contacts. If there are more non-laterals, then the difference with respect to the axial contact
is even greater. The outcome is that the lateral contact at least is some 2.2 kcal/mol stronger
than the axial contact.
How strong is the contact energy? A relatively simple theory [28] for this process utilized
in analyzing the nucleation rates suggests a chemical potential of about 7.5 kcal/mol is
providing the attachment [42]. With two lateral contacts and two axial contacts, where the
lateral is 2.2 kcal greater, one then has 0.8 kcal/mol in each axial and 3 kcal/mol in each lateral.
An amount of 3 kcal/mol is also in close agreement with the cost of burying a hydrophobic
surface of the size of the lateral contact [42]. What is interesting in the case of the axial contact
is that this is not very far above kT (or RT), so that disruption of the axial contact is neither
very costly nor terribly scarce. In addition, the prior discussion was based on the simple
double strands. While a similar scaling should apply to quad strands, the details require
simply too many assumptions to say much more than we have laid out above.
While the axial contacts maintain a geometry consistent with their name, it must be
kept in mind that the lateral contacts are at about 45◦ with respect to the fiber axis, so that
they play a role in the axial stiffness, for example, and any other behavior for which a
vector component of that angled force is relevant.
6. Emerging Issues
With all that is now known about the geometry of the fiber and its constituent double
strands, a point little addressed is why fibers twist. The typical model building studies have
taken this as a given, and of course that is not an unreasonable starting point. However,
the linear double strands seem to be the more stable form, yet nucleation sets the assembly
on a course in which a twisted geometry must be ultimately undone. Based on preliminary
studies, we believe there may be a simple but important answer to this question, based
on the two points of contact in the axial regions, viz. the β6 and α50 amino acids. What
we have found is that the optimum positions of these two points are in conflict. As the β6
becomes buried more completely, the salt bridge distance at α50 widens and thus weakens.
However, when β6 is completely buried, the pairing generates a right-handed twist. To do
this means that the strength of the salt bridge needs to be weakened just enough; thus, at a
lower pH where the salt bridge strengthens, the strands begin to straighten out. It remains
to be seen if this effect is more pronounced for small aggregates (i.e., nuclei).
7. Conclusions
At least three important structural issues still need further clarification. (1) Why do
the fibers twist? The proposal mentioned above needs further investigation and testing.
(2) What happens if the alternate axial contacts are used to build a polymer? The lateral
contact alternatives provided much unexpected insight. Could the axial contacts do the
same? (3) What role does disorder play? The low cost of error in the axial contacts suggests
that erroneous packing, such as inverted molecules that keep a lateral contact but forego an
axial one, could play a role in flexibility, rigidity and possibly the apparent variable pitch
seen in Figure 1a. Elucidation of these points will continue to advance our understanding
of the structure–function relationships that make this mutation a devastating disease, as
well as providing insights into its cure.
Author Contributions: Writing—original draft preparation, M.F.B. and F.A.F.; writing—review and
editing, M.F.B. and F.A.F. Both authors contributed to this review equally. Both authors have read and
agreed to the published version of the manuscript. All authors have read and agreed to the published
version of the manuscript.
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Funding: This research was supported in part by a CURE grant from the Commonwealth of Pennsylvania
and by a Seed Grant from the College of Humanities and Sciences, Virginia Commonwealth University.
Institutional Review Board Statement: Not applicable.
Informed Consent Statement: Not applicable.
Data Availability Statement: Not applicable.
Acknowledgments: F.A.F. acknowledges the scientific support of Massimo Coletta over many years
of friendship.
Conflicts of Interest: The authors declare no conflict of interest.
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