Studies in the Archaeology of the
Medieval Mediterranean
The Medieval Mediterranean
Peoples, Economies and Cultures, 400–1500
Managing Editor
Hugh Kennedy
SOAS, London
Editors
Paul Magdalino, St. Andrews
David Abulafia, Cambridge
Benjamin Arbel, Tel Aviv
Larry J. Simon, Western Michigan University
Olivia Remie Constable, Notre Dame
Frances Andrews, St. Andrews
vOLUME 86
Studies in the Archaeology of the
Medieval Mediterranean
Edited by
James G. Schryver
Leiden • BOSTON
2010
Cover illustration: Polychrome lead glaze bacino from the Church of San Gavino of
Porto Torres. Produced in North Africa (Tunisia) in the second half of the eleventh
century.
© Photograph by Michelle Hobart
This book is printed on acid-free paper.
Library of Congress Cataloging-in-Publication Data
Studies in the archaeology of the medieval Mediterranean / edited by James
G. Schryver.
p. cm. — (The medieval Mediterranean : peoples, economies and cultures, 400–1500,
ISSN 0928-5520 ; v. 86)
Includes bibliographical references and index.
ISBN 978-90-04-18175-5 (hardback : alk. paper) 1. Mediterranean Region—
Civilization 2. Mediterranean Region—Antiquities. 3. Civilization, Medieval.
4. Mediterranean Region—History—476-1517. 5. Excavations (Archaeology)—
Mediterranean Region. 6. Archaeology and history. I. Schryver, James G. II. Title.
III. Series.
DE71.S78 2010
909’.09822—dc22
2010024389
ISSN 0928-5520
ISBN 978 90 04 18175 5 (harback)
ISBN 978 90 04 18724 5 (e-book)
Copyright 2010 by Koninklijke Brill Nv, Leiden, The Netherlands.
Koninklijke Brill Nv incorporates the imprints Brill, Hotei Publishing,
IDC Publishers, Martinus Nijhoff Publishers and vSP.
All rights reserved. No part of this publication may be reproduced, translated,
stored in a retrieval system, or transmitted in any form or by any means, electronic,
mechanical, photocopying, recording or otherwise, without prior written permission
from the publisher.
Authorization to photocopy items for internal or personal use is granted by
Koninklijke Brill Nv provided that the appropriate fees are paid directly to
The Copyright Clearance Center, 222 Rosewood Drive, Suite 910,
Danvers, MA 01923, USA.
Fees are subject to change.
CONTENTS
Editor’s Preface ....................................................................................
List of Contributors .............................................................................
List of Figures and Maps ....................................................................
vii
xi
xv
Introduction ..........................................................................................
1
Chapter One A Port Without a Harbour: Reconstructing
Medieval al-Mina ............................................................................
Tasha Vorderstrasse
15
Chapter Two The Phantom Baronies of the Western Mani .....
Jon van Leuven
41
Chapter Three A Seigneury on the Eastern Borders of the
Kingdom of Jerusalem: The Terre de Suète ................................
Cédric Devais
71
Chapter Four Merchants, Monks, and Medieval Sardinian
Architecture ......................................................................................
Michelle Hobart
93
Chapter Five The forma urbis of Aleppo (Syria) during the
Middle Ages ..................................................................................... 115
Giulia Annalinda Neglia
Chapter Six Ethno-Archaeological Approaches to Medieval
Rural Settlement in Spain and Morocco ..................................... 155
Johnny De Meulemeester
Chapter Seven The Future of venice’s Past and the
Archaeology of the North-Eastern Adriatic Emporia during
the Early Middle Ages .................................................................... 175
Sauro Gelichi
List of Works Cited ............................................................................. 211
Index ...................................................................................................... 235
EDITOR’S PREFACE
When Julian Deahl first approached me with the idea for this book,
the intent was to provide readers outside of archaeology with a sense
of the rich variety of work that medieval archaeologists are conducting in different areas around the Mediterranean basin. That original
intent still holds true, especially in terms of the geographical variety
and approaches of the seven case studies included in this volume.
However, as I will explain in more detail in my introductory chapter,
the work as a whole also addresses some key issues within the larger
field of Medieval Archaeology in important ways.
This volume is meant to be read as a series of separate, individual case studies that overlap and connect at a general level with one
another in terms of a shared, interdisciplinary approach to aspects of
the medieval Mediterranean world that is either heavily grounded in
or incorporates archaeology and archaeological evidence. These studies are also united in their attempt to move beyond discussions of the
‘tyranny of the text’ and debates about which scholars, types of evidence, or academic disciplines are most relevant or can tell us the most
about the past. Instead, they offer a variety of approaches attesting to
the benefits of an integrative, interdisciplinary methodology to the past
that critically examines relevant data from numerous sources, whether
these are archaeological, architectural, cartographic, textual, or otherwise. Where the chapters of this volume differ is in the geographical
location of the studies, spread around the Mediterranean basin, and in
the components they comprise. Allowing the variety on this interdisciplinary theme to shine through is intentional, and will hopefully more
readily allow the reader to understand the richness of ‘archaeological’
studies being conducted on the medieval Mediterranean world.
Naturally, there are a number of important challenges that an editor
faces in editing any multi-authored volume. Perhaps foremost is that
of trying to allow each of the authors to express their ideas in their
own way, while also making them speak with the same voice. With this
in mind, the authors and I have massaged the various chapters over
their various drafts both in terms of larger issues, such as overall argument, and in terms of much smaller ones, such as the consistent usage
of the series comma. Some readers may undoubtedly think we did not
viii
editor’s preface
go far enough to either side of this balance, but I hope that they will
at least understand the kind of balance we sought to achieve.
As editor, the other major area of intervention on my part has been
in terms of bibliography. The “List of Works Cited” was compiled with
an eye to making it as easy as possible for those who may not have
immediate access to these sources, but may still wish to consult them,
to track these sources down. As a result, I have sought to keep the
citations in the footnotes to their more basic form while at the same
time providing more of the information one might need to locate the
sources in the works cited section at the end of the volume. Thus,
information such as the expanded titles of conference proceedings and
the series information for many sources can be found in the latter.
In formatting the “List of Works Cited,” I have used WorldCAT as
the guide for capitalization (especially of foreign titles), punctuation,
and spelling, again with an eye to providing the reader with all of the
relevant information needed to locate specific sources. This is especially the case with books that are only held by a handful of libraries,
or are spelled phonetically in WorldCAT differently than the author
spelled them in their chapter. In the cases where these differences
prove significant for tracking the sources down, I have included the
spelling necessary to locate them in WorldCAT in [ ]. Thus, readers
looking for a quick reference should find the footnotes more than sufficient. However, those readers seeking to interlibrary loan a source
will want to consult the “List of Works Cited.” In addition, with the
same goal of clarity and ease of location, I have repeated the names
of authors in certain subsequent references in this list, whereas I have
used idem and ibidem in the footnotes.
On a very sad note, I would like to note the passing of Johnny
De Meulemeester at the beginning of 2009, as this book was being
reviewed. At the same time, I am extremely grateful to his daughter Ann, for allowing me to continue to include his chapter in this
book. Publishing his chapter in a book dedicated to bringing the variety and vibrancy of archaeological work being carried out around the
Mediterranean basin to an English-speaking audience arguably much
more familiar with work in continental Europe and the North Atlantic
is a fitting way to honor the desires of one of the giants in Medieval
Archaeology, and one of the few who seemed to be able to bridge the
gap between the Mediterranean and more northern climes.
editor’s preface
ix
On a final, happy note, I would like to thank the authors for their
hard work and patience throughout the editing process. We all benefited greatly from the thorough commentary of the anonymous
external reviewer and express our most heartfelt thanks to them. In
addition, I would like to thank the two student assistants, Jozette Allen
and Bailey Jelle (now Kinsky), who helped with various stages in the
editing process. Lastly, as many other authors and editors in this series
have done, I would like to thank Marcella Mulder of Brill for her guidance throughout the process.
LIST OF CONTRIBUTORS
Jimmy Schryver (University of Minnesota, Morris) teaches Ancient
and Medieval Art and Archaeology and specializes in the art, archaeology, and society of Frankish Cyprus. In this area, he is currently revising for publication his PhD thesis, Spheres of Contact and Instances of
Interaction in the Art and Archaeology of Frankish Cyprus, 1191–1359.
His most recent publications include “Colonialism or Conviviencia in
Frankish Cyprus?” In Boundaries in Depth and in Motion. Edited by
I. William Zartman, 133–159 (University of Georgia Press, 2010). He
has participated in numerous excavations around the Mediterranean
and is currently the assistant director of the Petra Garden and Pool
Complex Excavations in Petra, Jordan.
Tasha vorderstrasse (Netherlands Institute for the Near East, Leiden) is
a specialist in the archaeology, history, and art of the Late Antique and
medieval Middle East. Her recent publications include “Archaeology
of Medieval Lebanon: An Overview,” Chronos 20 (2009): 103–128 and
(with B. P. Muhs) “Collecting Egyptian Antiquities in the Year 1838:
Reverend William Hodge Mill and Robert Curzon, Baron Zouche,”
The Journal of Egyptian Archaeology 94 (2008): 223–245. She has participated in excavations and surveys throughout the Middle East, most
recently at Ziyaret Tepe in Turkey and Dvin in Armenia. She also
works on archaeological material from museum collections including
the site of al-Mina, which she published as Al-Mina: A Port of Antioch
from Late Antiquity to End of the Ottomans. PIHANS CIv. Leiden:
NINO (2005).
Jon van Leuven (University of Gothenburg) is a researcher and translator in Greek archaeology from ancient to medieval times with special
focus on the Peloponnese and Aegean islands, as well as a former editor of the Journal of Prehistoric Religion. Apart from many publications
on early cultures, he has primarily studied Mediterranean maps and
their relation to texts and excavations. He now conducts field surveys
in Messenia and Laconia and is preparing a commentary on relevant
Byzantine and later authors, such as Sphrantzes.
xii
list of contributors
Cédric Devais, member of the Institut Français du Proche-Orient (IFPO)
between 2001 and 2005, is a specialist of the history of the Crusades
and of the archaeology of the Kingdom of Jerusalem. He has published
several works on this subject, such as “Montréal, forteresse d’Outre
Jourdain et ville croisée,” Histoire Médiéval (2005) and “Expression
du pouvoir aux frontières du royaume de Jérusalem: Terre de Suète
et Oultre-Jourdain au XIIème siècle,” BEO (2006–2007). Recently, he
directed a survey of the hinterland of Montreal castle (Shawbak,
Jordan). He is currently responsible for relations with North Africa/
Middle East at the French Ministry of Culture and Communication
and leads the archaeological survey of the territory of Shawbak and
medieval Petra.
Michelle Hobart (The Cooper Union, New York City) is a field archaeologist and scholar of central Italian and Mediterranean medieval
settlements and material culture. Her current archaeological projects
include the hilltop town of Capalbiaccio, where she has been director
since 2008; and this summer she will be co-directing a new excavation of the small monastery of San Pietro d’Asso in the province of
Siena. Dr. Hobart’s recent publications include “Capalbiaccio (GR)
nel tempo: dalla preistoria all’età moderna. Le indagini archeologiche
dagli anni ’70 al nuovo progetto di ricerca,” in Archeologia Medievale
XXXvI; and “The Peruzzi and their Urban Enclaves: Preserving medieval fortifications in a changing Communal Florence,” in Archeologia
Medievale XXX. Dr. Hobart is currently editing a volume provisionally
entitled, Companion to Medieval Sardinia (Brill, 2013).
Giulia Annalinda Neglia (Bari Polytechnic University) teaches
Typological and Morphological Characters of Architecture at
the Faculty of Architecture. In July 2003, she earned her PhD in
Architectural Design for the Mediterranean Countries with a thesis
on Aleppo (advisor Prof. Attilio Petruccioli). For her research on
Mediterranean—Islamic cities, she has received several scholarships
from international research centres, such as the DAAD (Deutscher
Akademischer Austauschdienst), the Max van Berchem Foundation,
and the Aga Khan Program for Islamic Architecture at MIT. Her
recent publications include Medina. Essays on the Urban Landscapes
of South-Eastern Mediterranean Cities (PolibaPress, Bari, 2009) and
Aleppo. Processes of Formation of the Medieval Islamic City (PolibaPress,
Bari, 2009).
list of contributors
xiii
Professor Dr Johnny De Meulemeester (University of Ghent, Fellow of
the Society of Antiquaries), taught the medieval archaeology of Europe
and the Mediterranean World. Sadly, he passed away on January 17,
2009, in Ghent. Among other things, he will be remembered for the
generosity with which he gave his advice, time, and support to students and colleagues alike. He was one of the original ‘Fathers’ of
Ruralia in its earliest days, then went on to become its first Secretary,
and finally, the organization’s President. Johnny is most known for
his work on medieval castles. He was active in excavations in Belgium,
Ireland, Jordan, Spain, and elsewhere.
Sauro Gelichi (University of Ca’ Foscari, venice) teaches Medieval
Archaeology and Archaeological Theory and Methods. He is currently director of the journal Archeologia Medievale. His most recent
publications include Constructing Post-medieval archaeology in Italy.
A new Agenda. Proceedings of the International Conference (Venice,
24th and 25th November, 2006) (Florence, 2007); A Town through the
Ages: the 2006–2007, Archaeological Project in Stari Bar (Florence,
2008); and L’isola del vescovo. The Archaeological Excavations nearby
the Comacchio Cathedral (Florence, 2009). He has excavated in many
countries in the Mediterranean Region (Syria, Turkey, Tunisia) and
is currently the director of the Stari Bar Project in Montenegro and
of many other Italian excavations (venetian Lagoon, Comacchio,
Nonantola).
LIST OF FIGURES AND MAPS
Vorderstrasse
Figure 1: The archaeological site of al-Mina, located in the
modern province of the Hatay in southeastern Turkey ..........
27
Van Leuven
Map 1: The Mani peninsula and its vicinity, c. 1250, including
main Frankish strongholds and uncertainties discussed in
the text, with other places mostly of older or later date .........
Hobart
Figure 1: Polychrome lead glaze bacino from the Church of San
Gavino of Porto Torres. Produced in North Africa (Tunisia)
in the second half of the eleventh century.
Figure 2: Map of Sardinia, with the four Giudicati and names of
all churches that have or had bacini.
Figure 3: Façade of the Church of Santa Giusta at Oristano.
The church has been heavily restored and rebuilt in parts.
Figure 4: Façade of the Church of San Nicolò at Ottana. The
bacini on the façade are replicas placed during the restoration.
Figure 5: Church of San Platano at villaspeciosa: a quintessential
Sardinia hybrid structure with Byzantine spolia, bi-chromatic
masonry, typically Pisan roundels, and cavities for bacini.
Figure 6: Map of the western Mediterranean production centres,
cities, and monasteries mentioned in the text.
Figure 7: Fragment of a CoMn bacino from Tunisia, 1200–1250,
from the Church of San Lorenzo in Cagliari.
Figure 8: Polychrome lead glaze bacino on San Nicolò of Trullas
in Semestene, produced in eastern Sicily during the second
half of the eleventh century.
Figure 9: Luster ware and glazed blue on white slip bacino from
the Church of Santa Susanna in Busachi. Spanish production
(valencia), 1300–1350.
69
xvi
list of figures and maps
Figure 10: Luster ware and glazed blue on white slip bacino from
the Church of Santa Susanna in Busachi. Spanish production
(valencia), 1300–1350.
Figure 11: Façade of the Church of Santa Barbara in Sassari,
consecrated in the 1270s. The church had more than seventy
bacini from at least three different Italian production centers.
The pottery predates the construction of the church.
Figure 12: Protomajolica bacino from the Church of Santa
Barbara in Sassari. Production of Campania, second half of
the thirteenth century.
Figure 13: Spiral ware bacino from the Church of San vito in
San Priamo. Southern Italian production, first half of the thirteenth century.
Figure 14: Monochrome bacino without graffiti from the Church
of San vito in San Priamo. Southern Italian production, first
half of the thirteenth century.
Figure 15: Detail of the façade of the Church of Santa Trinità
at Saccargia in Condrongianus. Note that it has been completely rebuilt during the first half of the twentieth century.
The bacini are primary-colored plates—no attempt to replicate the originals was made.
Figure 16: Façade and bell tower of the Church of Santa Trinità
at Saccargia in Condrongianus.
Figure 17: Polychrome lead glaze bacino from San Nicolò of
Trullas in Semestene. Eastern Sicilian production, eleventh
century. Note how the bacino is built into the masonry.
Figure 18: Façade of the Church of San Pietro di Sorres at Borutta.
Figure 19: The Church of Santa Giusta at Oristano (heavily
restored). The last two stories of the bell tower are completely
rebuilt ex novo.
Table 1: List of churches with surviving bacini or recesses for
bacini in each Giudicato.
Neglia
Figure 1: Plan of Aleppo at the time of the Hellenistic
foundation ....................................................................................... 119
Figure 2: The Roman plan secundum coelum ................................ 122
list of figures and maps
Figure 3: The first Roman plan secundum naturam .....................
Figure 4: The second Roman plan secundum naturam ...............
Figure 5: Byzantine fortifications and urban fabric ......................
Figure 6: Process of transformation of the Byzantine cathedral
into the al-Halawiyya madrasa ....................................................
Figure 7: Relation between the traces of pre-Islamic Aleppo
and the layout of the Ayyubid and Mamluk urban walls .......
Figure 8: Traces of the colonnaded street in the urban fabric
of the central suq ............................................................................
Figure 9: Zengid and Ayyubid fortifications and urban fabric ...
Figure 10: The urban fabric around the al-Umari mosque
(the Roman theatre) .......................................................................
Figure 11: Process of nodalization of the building structure of
the Bayyada neighbourhood: traces of the Roman plan
secundum coelum ............................................................................
Figure 12: Process of nodalization of the building structure of
the Bab Quinnasrin neighbourhood: traces of the first Roman
plan secundum naturam ................................................................
Figure 13: Process of nodalization of the building structure of
the Bab Quinnasrin neighbourhood: traces of the second
Roman plan secundum naturam .................................................
Figure 14: Relation between the areas served by cul-de-sacs and
the urban fabric in the Bab Quinnasrin area ............................
xvii
123
126
128
130
131
135
139
144
145
148
149
151
Gelichi
Figure 1: Towns in northern Italy during the early Middle
Ages (after Ward-Perkins 1988) ..................................................
Figure 2: Main towns in the “venetia et Histria” during the
early Middle Ages ...........................................................................
Figure 3: Schematic image of the history of archaeological
research in venice ..........................................................................
Figure 4: venice, Saint Mark’s bell tower, foundation—1885
(after Boni) ......................................................................................
Figure 5: The glass workshop of Torcello, venice. Polish
excavations 1961–1962 (after Leciejewicz, Tabaczyńska,
Tabaczyński 1977) ..........................................................................
Figure 6: venice between history and archaeology ......................
177
179
181
182
183
184
xviii
list of figures and maps
Figure 7: Towns in North-Eastern Italy during the early
Middle Ages including the main settlements in the
venetian Lagoon ................................................................................
Figure 8: Excavations in the centre of venice (after Gelichi
2006) .................................................................................................
Figure 9: Excavations in the centre of venice (after Gelichi
2006) .................................................................................................
Figure 10: Archaeology in the venetian Lagoon: main topics ...
Figure 11: venetian Lagoon, S. Francesco del Deserto,
Late Antique waterfronts ..............................................................
Figure 12: venetian Lagoon, S. Lorenzo di Ammiana, plan of
the excavations (after Canal) ........................................................
Figure 13: venetian Lagoon, Torcello, hypothesis concerning
settled areas during the eighth-ninth centuries AD .................
Figure 14: Location of Comacchio ..................................................
Figure 15: Goods traded by Comaclenses inhabitants ..................
Figure 16: Eighth-century amphorae from Comacchio ...............
Figure 17: Comacchio, valle Ponti—villaggio San Francesco
1996, wooden infrastructures .......................................................
Figure 18: Comacchio in the early Middle Ages ...........................
Figure 19: Cittanova in the early Middle Ages ..............................
Figure 20: venetian Lagoon, S. Pietro di Castello—venice,
evaluation of the archaeological resources .................................
185
187
188
189
192
194
195
198
199
200
201
202
203
209
INTRODUCTION1
Currently, readers who are searching for works on archaeology in
the Middle Ages, and especially those students and scholars who are
limited to material published in English, will be hard-pressed to gain
an understanding of the range of archaeological studies being carried out that focus on the medieval Mediterranean. In general, they
will find instead that the archaeology of the classical Mediterranean
and the medieval north Atlantic as a whole are much more accessible. unfortunately, this state of affairs masks an exciting variety
of work that continues to be carried out on all phases of the medieval Mediterranean world. Studies in the Archaeology of the Medieval
Mediterranean addresses this issue by presenting a broad range of
studies in English that illustrate the variety and vitality of work being
conducted around the Mediterranean basin and focusing on the medieval period. Moreover, this volume seeks to promote the benefits of
an interdisciplinary approach to piecing together the various complex
entities that make up this area. The chapters in this volume thus focus,
each in their own way, on the problem of trying to understand the
complexity, not of the Mediterranean basin as a whole, but of some
of the individual pieces that comprise it. Every one of them is both an
argument for and a potential model of interdisciplinary research in
their particular area. Each of the authors notes this in relation to their
own case study, and all of them stress the care that must be taken in
implementing such a methodology.
The studies in this volume were purposely chosen to represent a
geographic range spanning the Mediterranean basin from Spain and
Morocco to Jordan and Syria. chronologically, their foci cover periods
ranging from the ninth and tenth centuries to today. As a whole, they
are meant to display the benefits of an interdisciplinary approach that
includes or is founded upon archaeology to non-archaeologists. As the
title implies, the intent is that this work will be of principal interest
to anyone seeking to understand more about medieval archaeology in
1
In addition to that of Johnny de Meulemeester, I would like to dedicate this book
to the memory of the late robert t. Farrell. His influence on my view and practice of
Medieval Archaeology has come to the fore repeatedly during the course of bringing
this work to fruition.
2
introduction
the Mediterranean basin. In addition to archaeologists and historians,
it will also be of interest to scholars in other fields, such as historical
geography, as indicated by our external reviewer. certainly, readers
are invited to take away whatever pieces of information strike them as
most relevant to their own scholarly pursuits.
In putting these archaeological studies together, it has also become
clear that the sum of these parts has its own contribution to make
in terms of the larger field of Medieval Archaeology. In this regard,
the above-mentioned students and scholars investigating the state of
Medieval Archaeology as a whole will rather quickly be led to form a
number of impressions that this book as a whole serves to dispel. The
three that the current volume shows to be most misleading include
the following: that there is little to no work being carried out in this
area by archaeologists; that the focus of work being carried out by
European archaeologists (in northern Europe) is mostly concerned
with removing archaeology out from under the shadow of the text;
and that when archaeologists do take an interdisciplinary approach
to re-creating the past, they limit themselves to historical and literary
texts. The latter observation could also lead to the further false impression that these, especially the former, are the only other sources that
can be of use to archaeologists.
The first impression is perhaps the most easily explained. For one,
to my knowledge, there is no major work in English that can serve
as an entry into the field of Medieval Archaeology in and around the
Mediterranean basin. useful collections of studies do exist of course,
for example, in the form of the various SOMA volumes (Symposium
on Mediterranean Archaeology) and in the Journal of Mediterranean
Archaeology, with each publication’s respective focus on postgraduate
and postdoctoral research. For the most part, however, each country,
and this holds true for continental Europe as well, has its own journal in its own language, which focuses, quite understandably, on the
scholarship related to its own medieval heritage.2 Thus, aside from the
2
For example, Archeologia Medievale; Archéologie Médiévale; Histoire médiévale
et archéologie; Arqueología y territorio medieval. Books include Isabelle catteddu,
Archéologie médiévale en France: le premier moyen âge, Ve–XIe siècle (Paris, 2009);
Joëlle Burnouf, Archéologie médiévale en France: le second moyen âge, XIIe–XVIe
siècle (Paris, 2008); S. Gelichi, Introduzione all’archeologia medievale: storia e ricerca
in Italia (rome, 1997). Meanwhile, the Journal of Medieval Archaeology is decidedly
focused on the British Isles. other works in English include Günter P. Fehring, The
Archaeology of Medieval Germany: An Introduction (London, 1991); r. Francovich
introduction
3
works just noted and the occasional article in journals like Antiquity
or Levant, the English-reading student of medieval archaeology is
quickly led to the impression (quite false, of course) that there is a lot
more work being done in northern Europe and the British Isles and
that archaeology in general in the Mediterranean basin is in short supply after the classical period. This lull appears to remain until after the
millennium and the advent of the crusades when work such as that
exemplified by cédric devais’ chapter in the present volume joins a
growing number of other works and scholars, including myself, who
are using an interdisciplinary approach to try and unravel the complexities of the Latin East.3 The same is true of the majority of medieval
conferences as well, though here, one could argue that were a group or
individual to host them in Mediterranean cities, the balance of papers
would shift (although holding them in the depth of winter might also
cause even more northern scholars seeking enlightenment, or even
simply sunlight, to wish to attend).
The most recent attempt (university of Aarhus Press, 2007) to provide a comprehensive introduction to medieval archaeology throughout Europe, The Archaeology of Medieval Europe, recognizes and
specifically aims to overcome these national silos, wherein scholarship
is focused on one nation or the medieval period of one nation.4 In the
forward to this book, the need to “provide students across the continent
with a basis on which to build an appreciation of the European dimension [of Medieval Archaeology]” is made explicit.5 In addition, the
editors paired authors from different regions of Europe together for
each chapter in order to create a more comprehensive approach. The
and r. Hodges, Villa to Village: The Transformation of the Roman Countryside in Italy,
c. 400–1000 (London, 2003).
3
I am assuming an average reader curious about the subject and not including
publications such as the papers from the conferences at Château Gaillard or the very
rare studies of Italian castles from the tenth and eleventh centuries, in English, that
require more determined effort to track down. on the archaeology of the crusades,
see r. Ellenblum, Frankish rural settlement in the Latin kingdom of Jerusalem (cambridge, 2002); Adrian J. Boas, Crusader archaeology: The Material Culture of the Latin
East (London, 1999); J. Schryver, “Spheres of contact and Instances of Interaction
in the Art and Archaeology of Frankish cyprus, 1191–1359” (Phd dissertation, cornell university, 2005); idem, “colonialism or conviviencia in Frankish cyprus?,” in
Boundaries in Depth and in Motion, ed. I. William Zartman (Athens, GA, 2010), pp.
198–230.
4
James Graham-campbell and Magdalena Valor, eds., The Archaeology of Medieval Europe, vol. 1, Eighth to Twelfth Centuries AD (Aarhus, 2007).
5
Ibid., 11.
4
introduction
introductory nature of the work naturally results in a broad (and in
this particular case thematic) approach that does not focus on any
one area such as the Mediterranean. However, the resulting text does
make reference to various studies and sites in the Mediterranean and
as such serves, perhaps, as a gateway into more focused scholarship
such as that found in the journals mentioned above and that serves as
the focus of the present volume.
naturally, the abundance of sources on archaeology in medieval
Ireland, Great Britain and the northern World in English is to be
expected. However, a perusal of these leads to a second impression
that is inaccurate and that the chapters in this volume serve to dispel.
A great number of these would leave the reader feeling that the majority of medieval archaeologists are principally concerned with removing themselves out from under the shadow of the text and ceasing
to accept the role of ‘handmaiden of history’.6 others would indicate
that medieval archaeologists are monolithically interested only in the
economy or identity in the Middle Ages, while still often feeling the
spectre of the text haunting them.7 certainly, the issues related to how
material culture (archaeology) and textual information (typically history) can be used separately and even combined to study the past are
extremely important, and they deserve to be explored deeply.8 The
same is true for the issues of economy and identity as well. However,
6
Some of the key works on this topic include david Austin and Leslie Alcock,
From the Baltic to the Black Sea: Studies in Medieval Archaeology (London, 1990);
david Alban Hinton, ed., 25 Years of Medieval Archaeology (Sheffield, 1983). other
topics of discussion, some of which also involve Mediterranean archaeologists, include
the economy in the Middle Ages and identity in the Middle Ages.
7
on economy, see r. Hodges, Dark Age Economics: The Origins of Towns and
Trade AD 600–1000 (London, 1982); M. Anderton, ed., Anglo-Saxon Trading Centres: Beyond the Emporia (Glasgow, 1999); d. Hill and r. cowie, eds., Wics. The
Early Mediaeval Trading Centres of Northern Europe (Sheffield, 2001); t. Pestell and
K. ulmschneider, eds., Markets in early medieval Europe: Trading and Productive Sites,
650–850 (Macclesfield, chesire, uK, 2003). Most recently, see, r. Hodges, Goodbye to
the Viking? Re-reading Early Medieval Archaeology (London, 2006). Sauro Gelichi, in
his contribution to the present volume, notes that this discussion “has been, and essentially remains, entirely north-European.” For a thorough and well-written review of
the recent debate surrounding archaeology and identity in medieval Europe, focused
in part on German scholarship, see Florin curta, “Some remarks on Ethnicity in
Medieval Archaeology,” Early Medieval Europe 15, no. 2 (2007), 159–185.
8
J. Moreland, “Method and theory in medieval archaeology in the 1990’s,” Archeologia Medievale 18 (1991), 7–42; idem, “The Middle Ages, Theory and Post-Modernism,” Acta Archaeologica 68 (1997), 163–182; idem, Archaeology and Text (London,
2001).
introduction
5
as the studies in the Aarhus volume show at a more general level, and
those in this work show at a more specialized one, there is a great
deal of work that is currently being carried out that does not focus
on these issues, or that has moved away from the debate on history
vs. archaeology while still recognizing the challenges that it highlights.
Thus, as we hope to show in the following chapters, the spectre of the
text and the sense that archaeologists are in conflict and competition
with it that one receives upon reading a good deal of recent works on
medieval archaeology does not dominate the entire field as one might
all to easily be led to believe.9
regarding the last impression that the present work serves to dispel,
the studies presented in this volume show that much can indeed be
done by carefully combining archaeology with other sources such as
historical and literary ones. Moreover, although the authors demonstrate the importance of integrating historical and archaeological data,
they also indicate that there are numerous other types of data that can
be and should be carefully considered as part of an interdisciplinary
approach (architectural, cartographic, religious, and scientific, to name
a few). In his treatments of this issue in the 1990s, as well as most
recently in his 2001 book, Archaeology and Text, John Moreland has
noted that it is exactly this kind of broadly integrative approach that
can aid the field of Medieval Archaeology in becoming more theoretically robust, while also presenting a solution to the issue of combining
textual and material (and I would argue other kinds of information as
well) more securely.10 Put simply, the more pieces of the puzzle that we
are able to assemble, the clearer the picture of the past that we produce
will be. or, as Moreland himself noted, “[a]ny attempt to understand
the middle ages must use the full range of evidence which exists from
that past.”11
9
Among the many examples that exist, see david Austin, “The ‘proper study’
of medieval archaeology,” in From the Baltic to the Black Sea: Studies in Medieval
Archaeology, eds. d. Austin and L. Alcock (London, 1990), pp. 9–41; Francovich and
Hodges, Villa to Village; Hodges, Goodbye to the Vikings?
10
Some of the key works on Medieval Archaeology and Theory are r. Hodges,
“Method and theory in medieval archaeology,” Archeologia Medievale 8 (1982), 7–37;
Moreland, “Method and theory,” 7–42; idem, “The Middle Ages,” 163–182; c. tilley,
Material Culture and Text: The Art of Ambiguity (London, 1991). See also Moreland,
Archaeology and Text.
11
Moreland, “The Middle Ages,” 180.
6
introduction
The medieval Mediterranean was a complex world, composed of
numerous and varied societies each with their own traditions and contexts. As a result, our efforts to piece together an understanding of
this world, no matter what field of research we are working in, must
be both nuanced and at their core able to handle and to respond to
this complexity. This does not mean that our methodologies need to
be complicated in ways that make them incomprehensible to others
or unworkable, but it does mean that they need to be able to bridge
the traditional boundaries that still exist between various academic
disciplines.12
This notion should neither be surprising nor controversial as it is
something that is true whether one studies the Middle Ages in the
Mediterranean basin or elsewhere. An important theme with direct
bearing on this issue of interdisciplinary approaches to the past that
emerges across the studies in this volume is the recognition that whatever sources are being incorporated as part of a particular interdisciplinary approach, they must all be analysed carefully and rigorously,
both on their own merits and in reference to one another. This is as
true before we combine them, as it is during the process of combining
them, and as it is after we have combined them.
Archaeology and Text
tasha Vorderstrasse sets the tone for the volume by exploring how
archaeological and textual sources can be used together and demonstrating how beneficial the practice of doing so can be, without worrying about which one will dominate the discussion. As mentioned,
however, none of the authors ignore or deny the fact that the integration of textual and material evidence can be complex. As these
studies show, no matter how welcoming the additional information
provided by other sources may seem, it must be examined cautiously.
This also includes our own (archaeological) data, as many of the
authors point out.
In “A Port without a Harbour: reconstructing al-Mina,” Vorderstrasse
begins with a general discussion of the challenges germane to histori-
12
For a thorough discussion of this issue from various points of view, see Eberhard W. Sauer, ed., Archaeology and Ancient History: Breaking Down the Boundaries
(London, 2004).
introduction
7
cal archaeology. As indicated, this stems from the problem of how
to combine archaeological and textual (historical) sources of information. For example, how does one draw upon evidence that they
(through no fault of their own) may not fully understand? In the particular case of al-Mina, this task is made very difficult by the fact that
there is very little textual information found on the site itself, and that
the name of the site in the medieval period remains open to question.
Part of Vorderstrasse’s sober approach to the complexities of bringing archaeological and historical source material together to solve this
problem includes a discussion of the range of reactions to taking, or
not taking, an interdisciplinary approach (from integrationist to nonintegrationist approaches), the various reasons behind these reactions,
and a discussion of the notion that ‘textual information needs to be
evaluated in light of archaeology and vice versa’.
In her particular case, she sets the tone for the arguments of the
other studies in this volume by advocating the view that scholars must
combine archaeological and textual evidence in order to create the
most complete picture of al-Mina that is possible. By doing so, she
is able to discuss the seeming contradictions presented in the various
sources regarding the navigability of the orontes without having to
ignore or make light of them. In addition, she is able to tease out a
picture of the sort of inhabitants who would have lived at al-Mina as
well as the types of installations that would have been present there
during the medieval period.
The Benefits of an Interdisciplinary Methodology
Following Vorderstrasse’s introduction and lead, but focusing on
the implications and benefits of an interdisciplinary and integrative
approach to their own specific case studies, the next three chapters
form the central portion of this volume. These chapters provide convincing illustrations of both the need to approach the subject of the
medieval Mediterranean from a truly interdisciplinary perspective that
actively seeks to integrate information and data from various sources
and the benefits of doing so. In addition, they each stress the need for
critical analysis during the entire process.
An important part of the aforementioned need often derives from the
veritable tangle of evidence that invariably confronts scholars trying to
unravel it and weave together an understanding of this period around
8
introduction
the Mediterranean. An example of just how tangled this evidence can
become, including becoming tied to modern politics, is presented by
Jon van Leuven in his chapter entitled, “The Phantom Baronies of the
Western Mani,” which discusses the location of twelve baronies in the
Principality of Achaea. Laying out his study, he reminds the reader
that research in this area of the world is often inhibited by present-day
ethnic tensions, which on the one hand negatively affect the clarity of
the medieval issues and problems being explored, and on the other
can even contribute to the physical destruction of evidence. In addition to these barriers are those of language, access to the remains, and
varying scholarly traditions. In tune with the overall approach being
championed in this volume, van Leuven suggests that “interdisciplinary collaboration offers a dual weapon against them: combining the
approaches of specialists, as is often wished…” Yet, he also recognizes
the difficulties in carrying out such a process as his thought continues
with “and evaluating each other’s approaches, which is seldom welcomed.” His suggested response to these difficulties is not to give up,
but to sharpen this weapon through “closer study of both existing facts
and alternative interpretations.” In other words, he too argues for an
interdisciplinary approach based on careful scrutiny of our sources.
After laying out the problems surrounding these baronies and
explaining their complexity, he provides a strong example of how a
systematic, problem-oriented archaeology, such as that called for by
Sauro Gelichi in his chapter focusing on Venice at the end of the
book, is actually exactly what is needed to solve the issues such as
those scholars face in medieval Greece. The Principality of Achaea
was founded in the Peloponnese by ‘Frankish’ adventurers after the
Fourth crusade and the resulting capture of constantinople. Scholars
have long debated the location of certain baronies within this principality. In part, this is due to the challenges mentioned above, but in
part it is due to problems in the use and interpretation of the main
textual source for these baronies, the Chronicle of Morea. By combining a critical reading of the various versions of this text with other
chronicles, maps, travellers’ accounts, and the physical remains, he
attempts to “demythologize and disinter the remnants of Frankish
nobility throughout the Peloponnese.” Part of this involves arguing
for specific locations of baronies, such as Grítsena. But just as importantly, part of this involves admitting when we still do not possess
enough information to make a definitive decision, as in the case of the
location of Grand Magne.
introduction
9
A bit more to the east, a further example of the benefits of an
interdisciplinary approach that combines archaeological and textual
research is provided by cédric devais in his chapter entitled, “A
Seigneury on the Eastern Borders of the Kingdom of Jerusalem: the
Terre de Suète.” devais uses a combination of archaeological and historical sources to raise new questions concerning this frontier zone of
the Latin Kingdom of Jerusalem and its role in the politics of the area.
An important part of his methodology is a nuanced view that is able to
recognize changes occurring in the area over time. This type of view is
essential to furthering our understanding of these crusader states.
combining textual and material evidence ranging from chronicles to
the actual caves and other sites fought over by the Franks and Syrians,
he provides an important addition to our knowledge of Frankish/
crusader settlement outside of the Kingdom of Jerusalem and argues,
convincingly, against the idea of a loose settlement in the Terre de
Suète based solely on the collection of taxes. In addition to sketching
out its borders and history, devais also notes that a careful study of
the sources reveals a shift that occurred (from condominium or joint
authority to Frankish domination) in the power structure of the area
after the first two decades of its existence. This change, devais argues,
led to a change in function as the area then began to fulfill a role as
borderland or march for Jerusalem.
At the other end of the Mediterranean, on the island of Sardinia,
Michelle Hobart echoes this theme of ‘improved vision’ in her study of
medieval Sardinian architecture. In her chapter “Merchants, Monks,
and Medieval Sardinian Architecture,” she explores the complexities
of medieval church construction on the island and proposes that the
incorporation of bowls, known as bacini, into the facades of some of
these churches served as a marker for certain groups who would visit
the island. once again, we are given a sense that the nuanced understanding laid out for us is only possible because of an interdisciplinary approach that critically examines the available data from different
points of view. In her particular case, Hobart combines the perspectives of material culture, architectural history, and socio-economic history to increase our understanding of “Sardinia’s evolving settlement
patterns, the island’s role in Mediterranean trade, and its relationship
with the Islamic world.” The thread with which she weaves these perspectives together is a type of glazed ceramic vessel known as ‘bacini’,
which were used to decorate the façades of numerous medieval Italian
churches. After taking the reader through a discussion of the various
10
introduction
production centres of bacini in the western Mediterranean, Hobart
sets their use in the façades of Sardinian churches against a regional
background and the actions of players such as the Holy See and the
mercantile city of Pisa. The end result, is the recognition of numerous
referrals to the latter city and a reinterpretation of the role of bacini
as a signifier of Pisan presence on the island and the role of individual
merchants in certain Sardinian communities.
Medieval Archaeology over Time
The final three chapters examine the relationship of the medieval
Mediterranean with other time periods, and in the case of the last two,
with contemporary society. This examination is extremely important
to the field at present as a constant challenge facing medieval archaeologists (and medievalists in general) is making their work relevant
to policy makers and others in the modern world. In addition to the
general mantra that ‘those who ignore the past are doomed to repeat
it’, this section displays how it is that research in medieval archaeology can help us to plan for the future. All three demonstrate how
the medieval past is connected to both the past and the present, and
Prof. Gelichi, as will be explained further below, presents a particularly
strong case for its relation to the future as well.
In her study entitled, “The forma urbis of Aleppo (Syria) during the
Middle Ages,” Giulia Annalinda neglia reinforces the idea that continuity could play a strong role in the past, even as change also makes its
appearance. Her chapter combines various forms of evidence that are
only rarely brought together through her incorporation of the study
of town planning. As such, she provides a striking example of the
kind of jumping-off point that can be constructed when built upon a
foundation that results from the combination of various forms of evidence (historical, archaeological, architectural, and cartographic). By
focusing on the visible or standing building archaeology, neglia also
provides an exciting example of the kind of work that can be carried
out with material culture from a nuanced point of view above ground.
Her work shows that using an interpretative methodology allows us to
compensate for the lack of historical and archaeological data on the
structure of the urban fabric of Aleppo in pre-Islamic times, and to
integrate the existing sectorial and discontinuous data on the structure
of its urban fabric through time.
introduction
11
As a result, despite the fact that information about the various
phases of evolution of the urban structure of Aleppo is not available in
more traditional historical and archaeological sources, which typically
focus on the city’s monuments, she is able to trace the development
of the city from the Hellenistic period through the Mamluk period.
In addition, she is able to offer a conclusion that challenges previous views that saw the Arabs as destroying the geometry and order
of the classical city, but instead is able to recognize that “the urban
fabric of medieval Aleppo derives from the sum of various urban plans
of roman origin, superimposed one over the other.” In addition, she
notes that this process of overlay had already begun even before the
Arabs conquered Syria. As they added their own phases to the urban
fabric of the city, and proactively modified the urban fabric from within
to bring it more in line with their needs, its complexity increased and
it continued to grow into the palimpsest that we see today, and which
she has unravelled.
Johnny de Meulemeester’s chapter, “Ethno-archaeological approaches
of medieval rural settlement in Spain and Morocco,” also takes us
beyond the traditional understanding of what it means to be interdisciplinary. It not only bridges the gulf that too often exists between
historical period archaeologists and anthropologists, but also makes a
convincing argument for the application of modern ethnographic data
to our study of the past. The boundary between past and present is one
that is perhaps the most difficult to cross, and de Meulemeester shows
us how this can be done successfully. As a result, he is able to use this
bridge to provide us with a potential sense of what fortified granaries
might have meant to the inhabitants of the Valle de ricote, the kind
of thing that is always so elusive for archaeologists.
de Meulemeester begins with a discussion of the differences between
ethnology and archaeology. He continues with a discussion of the conditions necessary for combining the two approaches: historical continuity, geographical context, and socio-economic context. Although
his chapter is a study of granaries in Murcia in Spain and the Atlas
Mountains in Morocco, he also argues for an ethno-archaeology that
takes account of context and that this is to be derived from the study
of material remains. using this approach, de Meulemeester relates the
results of fieldwork in Spain and Morocco and weaves together the
excavation of a fortified granary of Berber type dating to the thirteenth
century in Murcia and the social functions of its more modern descendants in the Atlas Mountains.
12
introduction
Sauro Gelichi provides a nice finish to this collection by bringing
these studies of the past into the present. In “The Future of Venice’s
Past,” he presents an interesting and insightful call for goal-oriented
archaeology in the area of Venice and environs. It is a call for revamping the methodology currently being used so that the data ultimately
produced can also be used in a more helpful way. reminding us of
the need to look ahead with the interdisciplinary and integrative
approaches we are presenting, he also describes the ideal kind of data
that would be produced from such an approach and that would also
be able to be combined with other sources in order to aid the field (in
general) in moving forward.
Gelichi’s central discussion focuses on the appearance and function of Venice in the ninth and tenth centuries. He asks, for example,
whether Venice can be defined as an ‘emporia’ or compared to the
emporia of northern Europe. At the same time as he is seeking to
broaden the debate about the European economy in the early medieval period in this chapter, he is also examining the nature of archaeology in the Venetian Lagoon. As part of this examination, Gelichi
points out the misuse of archaeology in collaborations (or what he
describes as the use of it well below its potential). However, as fits
the overall mood of this volume, he does not simply complain about
the lack of use of archaeological data, but seeks to find better uses of
this data. Like van Leuven, Gelichi indicates that we need to challenge each other as we try to piece together the past. He is also just
as critical in his examination of the field itself, however, pointing out
that although there is good quantity of evidence, this evidence is not
always published in a timely fashion and is not always of direct relevance to the origins of Venice or the questions mentioned above. In
part this has to do with the fact that the archaeology being carried out
currently is not aimed at areas that promise to enlighten us about the
early medieval period. Gelichi’s proposed solution to this disconnect
is that we re-focus our research so that it becomes problem-oriented,
that is focused around enlightening us about the origins of the city.
As such, his chapter provides a nice endnote that looks forward to the
future of Medieval Mediterranean Archaeology.
As outlined above, the present volume draws examples of work
from around the Mediterranean basin to demonstrate both the variety
of archaeological and archaeologically-oriented studies being carried
out and the benefits each of these studies has enjoyed through the use
of an interdisciplinary approach. The combination of textual or his-
introduction
13
torical sources with archaeological and still other sources is not always
straightforward, it is true. In addition, equally critical care must be
taken with both the evidence in other fields as well as that in one’s
own. However, as the studies in this volume show, the results are more
than worth the extra effort.
cHAPtEr onE
A Port WItHout A HArBour:
rEconStructInG MEdIEVAL al-Mina1
tasha vorderstrasse
Introduction
The questions of how archaeology and history can be brought together
in order to reconstruct a site that dates to the historic period, but is
unknown in the texts, are numerous and complex. The reconstruction
of the port activities at al-Mina, one of the ports of antioch, presents
a good example of the challenges involved in just such a process. it is,
in many ways, an atypical site for historical archaeologists precisely
because of the lack of textual information. There was very little textual information found on the site itself and the name of the site in
the medieval period remains open to question. in addition, when alMina was excavated in 1936 and 1937 by sir charles leonard woolley,
the excavators found no sign of any harbour installations and none
have been discovered in subsequent investigations.2 Thus, in order
1
This article is based upon my dissertation on the site of al-Mina, tasha vorderstrasse, “a port of antioch under byzantium, islam, and the crusades: acculturation and differentiation at al-Mina, a.d. 350–1268” (phd dissertation, university of
chicago, 2004). a revised version of my dissertation has now been published, see
tasha vorderstrasse, Al-Mina: A Port of Antioch from Late Antiquity until the end of
the Ottomans (leiden, 2005) and this book, as well as my article written on al-Mina,
tasha vorderstrasse, “a port of antioch: late antique al-Mina,” in Antioche de Syrie:
Histoire, images et traces de la ville antique (2004), pp. 363–372, addresses some of
the issues discussed here.
2
charles leonard woolley, “excavations near antioch in 1936,” The Antiquaries’
Journal 17 (1937), 1–15; arthur lane, “Medieval Finds at al Mina in north syria,”
Archaeologia 87 (1938), 19–78; charles leonard woolley, “The excavations at al
Mina, sueidia. ii,” Journal of Hellenic Studies 53 (1938), 133–170; idem, A Forgotten Kingdom: Being a Result of the Results Obtained from the Excavations of Two
Mounds Atchana and Al Mina in the Turkish Hatay (london, 1953); hatice pamir
and shin’ichi nishiyama, “The orontes delta survey: an archaeological investigation
of ancient trade stations/settlements,” Ancient West and East 1.2 (2002), 294–314;
vorderstrasse, “a port of antioch,” pp. 363–72; hatice pamir, “The orontes delta survey,” in The Amuq Valley Regional Projects Volume I: Surveys in the Plain of Antioch
16
chapter one
to reconstruct the port, scholars are dependent upon what is known
about other similar ports that have been excavated and upon textual
sources concerning the region that can inform us about the population. These provide a picture that can be further clarified by other textual sources, primarily from egypt, that can provide us with detailed
information about daily harbour activities. This chapter examines how
one can combine the various pieces of available evidence to reconstruct al-Mina’s port activities, which were a key aspect of the city and
probably the reason why it was founded.
i will begin with a general discussion about the challenges of historical archaeology and how these challenges have been met by both
archaeologists and historians, providing a general overview of issues
in historical archaeology, particularly from the roman world. The evidence from egypt, because of its excellent state of preservation of all
forms of material, will receive further attention. after this overview, i
will focus specifically on al-Mina and its particular issues.
Challenges of Historical Archaeology
historical, as opposed to prehistoric, archaeology is a discipline within
archaeology that presents its own special challenges due to the presence
of textual information. ideally, the two types of evidence can be combined together to enhance the conclusions from either source. while
this statement may seem obvious, the presence of texts related to a
particular site or problem has profound, and sometimes challenging,
implications for our interpretation of the material culture. The challenge they present revolves around how scholars can integrate texts
with archaeological data and used it in order to produce a more complete understanding of a particular site, region, or cultural group.
The textual information available to historical archeologists provides
them with a great deal of additional information that is not always as
forthcoming from the material record. examples of this information
include an indication of the language a particular population spoke,
their religion(s), diet, and other cultural information. in some cases,
texts can provide archaeologists with very specific information about
the names of particular individuals and their families. Further, textual
and Orontes Delta, Turkey. 1995–2002, ed. K. aslihan Yener (chicago, 2005), pp. 67–98;
vorderstrasse, Al-Mina.
a port without a harbour
17
documentation often presents us with information about the governments under which individuals lived, the name of their rulers, and
contemporary schools of thought. This is in contrast to the prehistoric
periods, where it is more difficult to reconstruct what is known about
the population and who they were. as a result, a great deal of information about the life of a particular population is missed and there
is less information about the cultural forces that would have affected
individuals. when we turn to the historic periods, however, we are
suddenly confronted with the presence of texts that can describe in
detail events that occurred in a particular region.
but despite the presence of texts, gaps often still remain in our
understanding of a particular region. texts provide information
about individuals, but it is often restricted to information for elites
and by elites even in periods where there are large numbers of texts.3
Further, we are affected by the vagaries of preservation of texts such
as the fact that in some periods more material exists than in others.
other obstacles include the fact that texts concentrate on particular
facets of life that their authors found important, ignoring aspects that
scholars today might find more interesting. Therefore, the written evidence must be carefully examined and its limitations understood. it is
important to judge the relative value of the writer as a historical source
by examining the nature of the work, subject and scope, as well as its
biases. This provides an indication of what the text can tell us about a
particular site or region.4
other challenges exist for historical archaeologists as well. a historian may know a great deal about the political events that shaped a
particular region, but very little about the non-elite (usually unnamed)
members of the population who lived there and whose buildings the
archaeologist is excavating. The degree to which the socio-political
events may have shaped a particular population can sometimes be
3
For historians who have tried to construct histories of non-elites, see, among others, emmanuel le roy ladurie, The Peasants of Languedoc, trans. John day (urbana,
1974); idem, Carnival: A People’s Uprising at Romans 1579–1580, trans. Mary Feeney
(london, 1979); carlo ginzburg, The Cheese and the Worms: The Cosmos of a Sixteenth-Century Miller, trans. John and anne tedeschi (baltimore, 1982).
4
william richard biers, Art, Artefacts, and Chronology in Classical Archaeology
(london, 1992), p. 61; vorderstrasse, Al-Mina, p. 8; Janet Johnson, “response,” Bulletin of the American Society for Papyrology 42 (2006), 268–270. Johnson refers to and
provides extensive quotes from the unpublished dissertation of d. whitcomb, “trade
and tradition in Medieval southern iran” (phd dissertation, university of chicago,
1979), pp. 200–204.
18
chapter one
difficult to assess in the light of these types of texts. There are, however,
other primary texts (tablets, ostraca, papyri, and inscriptions) which
were composed by individuals and then buried in their houses or, in
the case of inscriptions, inscribed on objects such as buildings, graves,
and stelae that can provide this information. inscriptions can provide
cultural information about individuals within a population,5 while
texts found in houses can provide us with information about not only
who individuals were, but also where they lived. in some instances,
entire neighborhoods and groups of families can be reconstructed.6
The important caveat to this, however, is that one must be certain
the individuals mentioned in the text actually lived in that particular
house and that the house was not being re-used later as a rubbish
dump where the texts were deposited or that the texts were not deposited in the house of someone else for safe-keeping.7
although current excavations are revealing more texts in their
domestic contexts, textual finds that can be associated with an individual homeowner are rare because the majority of texts are not found
in archaeological contexts.8 There have been attempts to overcome this
5
There are numerous studies that have been done reflecting certain aspects of a
population on the basis of inscriptions. see, among others, charlotte roueché, Aphrodisias in Late Antiquity: The Late Roman and Byzantine Inscriptions Including Texts
from the Excavations at Aphrodisias Conducted by Kenam T. Erim (london, 1988);
Thomas heine nielsen et alii, “athenian grave Monuments and social class,” Greek,
Roman and Byzantine Studies 30 (1989), 411–420; charlotte roueché, Performers and
Partisans at Aphrodisias in the Roman and Late Roman Periods: A Study Based on
Inscriptions from the Current Excavations at Aphrodisias in Caria (london, 1993);
patrick amory, “names, ethnic identity, and community in Fifth- and sixth-century
burgundy,” Viator 25 (1994), 1–30; onno M. van nijf, The Civic World of Professional
Associations in the Roman Near East (amsterdam, 1997).
6
brian p. Muhs, “The girls next door: Marriage patterns among the Mortuary
priests in early ptolemaic Thebes,” Journal of Juristic Papyrology 35 (2005), 169–194.
7
The excavators of euhemaria (see below), report that in fact the most fruitful
areas that they excavated were the houses and streets that contained rubbish. They
report that the papyri, for example, dated over the period of several centuries and were
mixed. see bernard pyne grenfell, arthur surridge hunt, and david george hogarth,
Fayûm Towns and their Papyri (london, 1900), p. 44.
8
elizabeth c. stone, “texts, architecture and ethnographic analogy: patterns of
residence in old babylonian nippur,” Iraq 43 (1981), 19–33; eadem, Nippur Neighborhoods (chicago, 1987); colin a. hope, “Three seasons of excavation at ismant elgharab in the dakhleh oasis, egypt,” Mediterranean Archaeology 1 (1988), 160–178;
idem, “dakhleh oasis project: ismant el-Kharab 1988–1990,” Journal of the Society
for the Study of Egyptian Antiquities (1997), 157–176; idem, “The Find context of
the Kellis agricultural book,” in The Kellis agricultural account book: (P. Kell. IV Gr.
96), ed. roger s. bagnall and colin a. hope, (dakhleh oasis project Monograph)
7 (oxford, 1997), pp. 5–16; Klaas a. worp, albert rijksbaron, and John l. sharpe,
a port without a harbour
19
obstacle by reconstructing the contents of houses found in older excavations, but these can be problematic. terry wilfong was successful
in attributing papyri to a house found in the course of the excavations
at Medinet habu because the material had been recorded in enough
detail.9 peter van Minnen, on the other hand, was not successful in his
attempts to associate archaeological objects with a particular house at
Karanis (although he knew the papyri and some of the other objects
that had been found there), in part because he was not able to find a
map that showed the particular house he had chosen to study and in
part because many of the objects had since disappeared.10
similar problems were encountered by the present author during an
attempt to identify the archaeological context of the coins at the site of
roman euhemaria. The site was excavated in 1898–1899 by bernard
grenfell and arthur hunt, who ignored the archaeological context for
most of the material, stating simply that various objects, such as coins,
were found all over the site. Their publications do mention an archive
from the house of lucius bellenus gemellus and an archive of grain
receipts from an oven in another house, but they do not provide plans
of either house. Furthermore, grenfell and hunt only published some
of the papyrological material.11
The Kellis Isocrates Codex: (P. Kell. III Gr. 95), (dakhleh oasis project Monograph)
5 (oxford, 1997); colin a. hope, “ostraka and archaeology of ismant el-Kharab,”
in Greek ostraka from Kellis: O. Kellis, nos. 1–293, eds. Klaas a. worp and colin
a. hope, (dakhleh oasis project Monograph) 13 (oxford, 2004), pp. 10–15; colin
a. hope, with a contribution by gillian e. bowen, “The archaeological context,” in
Coptic Documentary Texts from Kellis Vol. I. P. Kell. V. (P. Kell Copt. 10–52; O. Kell.
Copt. 1–2), eds. iain gardner, anthony alcock, and wolf-peter Funk, (dakhleh oasis
project Monograph) 9 (oxford, 1999), pp. 96–124; robert p. stephan and arthur verhoogt, “text and context in the archive of tiberianus (Karanis, egypt; 2nd century
ad),” Bulletin of the American Society for Papyrology 42 (2006), 190. For discussions
of the dialogue between papyri and archaeology in general, see roger s. bagnall, Reading Papyri, Writing Ancient History (london, 1995), pp. 1, 10, 13, and 15; richard
alston, Soldier and Society in Roman Egypt: A Social History (london, 1996), pp. 9
and 11; richard alston, The City in Roman and Byzantine Egypt (london, 2002), pp.
1–2; trainos gagos, Jennifer e. gates, and andrew wilburn, “Material culture and
texts of graeco-roman egypt: creating context, debating Meaning,” Bulletin of the
American Society for Papyrology 42 (2006), 174, 183, and 185.
9
terry wilfong, “The archive of a Family of Moneylenders from Jême,” Bulletin
of the American Society for Papyrology 27 (1990), 169–181.
10
peter van Minnen, “house-to-house enquiries: an interdisciplinary approach to
roman Karanis,” Zeitschrift fur Papyrologie und Epigraphik 100 (1994), 239 and 247.
11
grenfell, hunt, and hogarth, Fayûm Towns, pp. 44, 261–262, and 331; Joseph
grafton Milne, “The coins,” ibid., pp. 64–73; bernard pyne grenfell and arthur surridge hunt, “englische ausgrabungen im Faijûm,” Archiv für Papyrusforschung und
20
chapter one
robert stephan and arthur verhoogt were confronted with the
problem that the archaeologists digging at Karanis found levels where
nothing was recorded and then subsequent levels where a large number of objects were found. This suggested to them that the excavators
made mistakes, particularly as the recorded find spots and published
plans were not consistent, and because the papyri and ostraca, which
were found in the house, actually dated to two distinct periods.12 what
these various examples indicate, however, is that even when find spots
are recorded, the reconstruction of the archaeological context of the
material is not always straightforward.
other challenges and difficulties exist for scholars attempting to
link historical events to the archaeological record. Many of these stem
from the fact that with the exception of some coins, documents, and
inscribed material, archaeological objects can rarely be dated to an
exact year or ascribed to a specific person. even destruction layers are
notoriously difficult to link with historically known events; securely
dated examples such as Mount vesuvius’ destruction of pompeii and
herculaneum remain extremely rare.13 when archaeologists try to date
the occupation of a particular site that is attested in textual sources,
they often use those texts to make statements about when a particular
site was inhabited. This can also lead to difficulties, however, as has
been shown at sites such as at samarra in Mesopotamia. on the basis
of the textual evidence, occupation was assumed to have occurred
verwandte Gebiete 1 (1901), 217; nicolas hohlwein, “euhéméria du Fayoum,” Journal of Juristic Papyrology 3 (1949), 66; idem, “le vétéran lucius belllienus gemellus, gentleman-Farmer au Fayoum,” Études de Papyrologie 8 (1957), 69–91; Étienne
bernard, Recueil des inscriptions grecques du Fayoum, vol. 2, La “Méris” de Thémistos (cairo, 1981), no. 136; gagos, gates, and wilburn, “Material culture and texts,”
p. 177; tasha vorderstrasse, “ptolemaic silver in roman egypt: evidence from
papyri, hoards and excavations”, Dutch Studies Published by NELL 6, no. 2 (2009),
97–132.
12
stephan and verhoogt, “text and context,” pp. 190 and 197–199. stephan and
verhoogt’s study of the material from the house of claudius tiberianus is ongoing
and will be published in a forthcoming book, The House of Claudius Tiberianus. Text
and Artifact from House C/B 167 in Roman Karanis.
13
william Y. adams, “The archaeologist as detective,” in Variation in Anthropology: Essays in Honor of John C. McGregor, eds. d. w. lathrop and J. douglas
(urbana, 1973), p. 24; biers, Art, Artefacts, and Chronology, p. 62; anthony Macelrae
snodgrass, An Archaeology of Greece: The Present State and Future Scope of a Discipline (berkeley, 1992), p. 42; charles e. orser, “can there be an archaeology of
the great Famine?,” in ‘Fearful Realities:’ New Perspectives on the Famine, eds. chris
Morash and richard hayes (dublin, 1996), p. 79.
a port without a harbour
21
between 836–883 ad, but it has since been discovered on the basis of
archaeological remains that the site was occupied after this period.14
despite these challenges, or perhaps as a result, archaeologists and
historians have a variety of opinions about how archaeology and
history should be combined. They have reacted differently to using
each other’s data, proposing solutions ranging from integrationist
approaches (using both types of evidence together) to non-integrationists ones (using each in isolation) and various grades in between.
archaeologists working in the historical periods have usually adopted
the integrationist approach, sometimes at the expense of the archaeology, by privileging the texts. The textual historians, in contrast, have
often advocated a non-integrationist approach arguing that one cannot
use archaeological data because it is based on unproven assumptions
rather than actual evidence. They criticize archaeologists for drawing
too heavily upon historical and linguistic evidence that they do not
fully understand.15
14
geza Fehérvári, “near eastern wares under chinese influence,” in Pottery and
Metalwork in T’ang China: Their Chronology and External Relations, ed. william watson (oxford, 1976), p. 27; Jessica rawson, Michael s. tite, and Michael J. hughes, “The
export of tang Sancai wares: some recent research,” Transactions of The Oriental
Ceramic Society 52 (1987–1988), 42; alistair northedge, “Friedrich sarre’s die Keramik von samarra in perspective,” in Continuity and Change in Northern Mesopotamia
from the Hellenistic to the Early Islamic Period, eds. Karin bartl and stefan r. hauser
(berlin, 1996), pp. 229 and 238.
15
Moses Finley, The Use and Abuse of History (london, 1975), p. 93; philip rahtz,
“new approaches to Medieval archaeology part 1,” in 25 Years of Medieval Archaeology, ed. david alban hinton (sheffield, 1983), pp. 12–13; peter h. sawyer, “english archaeology before the conquest: a historian’s view,” ibid., p. 46; christopher
J. arnold, “archaeology and history: The shades of confrontation and cooperation,”
in Archaeology at the Interface: Studies in Archaeology’s Relationships with History,
Geography, Biology, and Physical Science, eds. John l. bintliff and christopher F.
gaffney (oxford, 1986), p. 32; John F. Moreland, “restoring the dialectic: settlement
patterns and documents in Medieval central italy,” in Archaeology, Annales, and Ethnohistory, ed. a. bernard Knapp (cambridge, uK, 1992), p. 112; a. bernard Knapp,
“archaeology and the annales: time, space, and change,” ibid., p. 2; björn berglund,
“historical archaeology—a challenge for archaeological Thought,” in Method and
Theory in Historical Archaeology. Papers of the ‘Medieval Europe Brugge 1997’ Conference, eds. guy de boe and Frans verhaeghe (Zellik, be, 1997), p. 19; david b. small,
“Monuments, laws, and analysis: combining archaeology and text in ancient athens,” in Methods in the Mediterranean: Historical and Archaeological Views in Text and
Archaeology, ed. david b. small (leiden, 1995), pp. 143–144; ian Morris, Archaeology
as Cultural History: Words and Things in Iron Age Greece (oxford, 2000), p. 26.
22
chapter one
several examples from al-Mina and the surrounding region demonstrate the problems that can occur when archaeologists try to over-use
historical evidence. First, in the course of excavations at al-Mina, the
excavator, sir leonard woolley, found a female marble head. The head
was in bad condition and woolley suggested it came from the statue of
a city goddess, smashed by ptolemy iii when he invaded the region.16
however, there is no evidence of what type of statue the head came
from and no evidence that the site was ever destroyed in this period.
in another example, wachtung djobadze used the combined evidence
of a tile inscribed with the name barlaam, a greek bread stamp naming barlaam, and details from the life of st. barlaam to claim that the
monastery he excavated was, in fact, the monastery of st. barlaam. it is
true that barlaam is mentioned in the two inscriptions, that the monastery of st. barlaam was (according to texts) located on Mt. Kasius,
and that georgian speakers lived there.17 nevertheless, there is no
evidence from the monastery to indicate that it was dedicated to st.
barlaam, and while this reconstruction is certainly possible, it is only
one possibility. it was this problem that the present author attempted
to avoid in a discussion of the ruins of a church at daphne. although
there was literary evidence for the names of several monasteries in the
area, it was argued that it could not be determined if any of these possibilities were actually the name of this church.18
while the amount of texts may be overwhelming to the archaeologist in some instances, the sheer number of archaeological reports may
be daunting for a textual historian. some archaeologists present large
catalogues of objects found in books or articles, sometimes without
any analysis, which is often meant to be forthcoming, but does not
always appear. when textual historians use archaeological material in
order to support their arguments they must assess the archaeology in
the same way that the archaeologists assess the texts.
There are also difficulties in combining sources when the historical
and archaeological information conflict with each other. in anthony
woolley, A Forgotten Kingdom, p. 180; vorderstrasse, Al-Mina, p. 16.
wachtang djobadze, Archaeological Investigations in the Region West of Antioch
on-the-Orontes (stuttgart, 1986), pp. 5, 203, and 209.
18
tasha vorderstrasse, “archaeology of the antiochene region in the crusader
period,” in East and West in the Medieval Mediterranean I: Antioch from the Byzantine Reconquest until the end of the Crusader Principality, eds. Krijnie ciggaar and
Michael Metcalf, (orientalia lovaniensia analecta) 147 (leuven, 2006), pp. 321–323,
n. 11.
16
17
a port without a harbour
23
King’s examination of romano-celtic religion, for example, the author
ran into such difficulties. The texts in roman gaul indicate that the
romans banned the druidic religion and it died out. according to
the textual evidence, the romans suppressed the druids for political
reasons (the druids allegedly formed the focus of resistance against
roman rule) and moral ones (the druids performed human sacrifices
which repulsed the romans). The implication of the textual evidence is
that one should expect to see fewer traces of celtic religion due to the
banning of the religion’s officiates. instead, the majority of sites show
no major changes, but rather continuity from the pre-roman and into
the roman period as the temples became romanized. This left King
with the problem of trying to reconcile this apparent contradiction:
the texts suggested change and total replacement, while the archaeological material argued for continuity and romanization. either the
druids were not the mainstream proponents of the celtic religion, or
the imperial decrees were less harsh than they appeared. as the first
explanation is unlikely, it appears that the anti-druid decrees recorded
in the texts were unenforceable.19 These examples illustrate an important point: texts are often written to present the author’s view and/
or agendas, and not to reflect archaeological ‘reality’. consequently,
textual information needs to be evaluated in light of archaeology and
vice versa. archaeologists need to be careful that the texts do not overwhelm the archaeology and affect their understanding of a particular
site or region.20
in response to the over-reliance of some archaeologists on texts, the
historians’ criticism of these archaeologists’ use of these, and the difficulties that can be encountered when trying to combine archaeology
and texts, other archaeologists have adopted the non-integrationist
approach. in an extreme case, christopher arnold ignored all textual
sources in his examination of the material culture changes during the
19
anthony King, “The emergence of romano-celtic religion,” in Early Roman
Empire in the West, eds. Thomas blagg and Martin Millett (oxford, 1990), pp.
232–233.
20
Marcus rautmann, “archaeology and byzantine studies,” Byzantinsche Forschungen 15 (1990), 144; ian hodder, Theory and Practice in Archaeology (london,
1992), pp. 5 and 19; r. g. collingwood, The Idea of History (oxford, 1994), p. 262;
J. Keith Jenkins, Re-Thinking History (london, 1997), pp. 5, 7–8, 15, 24, 28, 32–33,
and 39; anders andrén, Between Artifacts and Texts: Historical Archaeology in Global
Perspective, trans. alan crozier (london, 1998), p. 3; timthoy insoll, The Archaeology
of Islam (oxford, 1999), pp. 4–5; vorderstrasse, Al-Mina, p. 8.
24
chapter one
transition from roman to saxon britain. he claimed the documentary
history did not assist in reconstructing the archaeology of a site and
confused the dating of the objects. he further claimed that his study
avoided the problems of textual evidence and proved that historical
archaeology can stand on its own.21 such an approach, while an interesting exercise, is perhaps somewhat disingenuous since arnold is
clearly well versed in the textual history of the period. Therefore, even
though he claims not to be using the textual sources, he is clearly
aware of them and this undoubtedly affected his understanding of
the archaeology. Most archaeologists try to provide a context for their
material if they are working in the historic periods and arnold is an
unusual case. ignoring the texts means that only part of the picture is
examined and, as a result, the objects cannot be fully understood.
while there are archaeologists who are perhaps over-reliant on texts
and a few who ignore them altogether, others have suggested that the
dichotomy between textual history and archaeology is unreal as both
the material data and the texts constitute forms of material culture.
These scholars point out that although it is important for archaeologists to use the textual evidence, one must not become too reliant
upon it. The written record, therefore, can be used as one of the various pieces of evidence, depending upon its relevance to the particular
type of analysis.22
The present chapter advocates the view that it is necessary to combine both archaeological and textual evidence in order to create a
better understanding of the material culture at al-Mina and create a
more complete picture. The question that then remains, is the degree
to which the textual evidence should be used in archaeological discourse. The wealth of textual evidence can overwhelm and dominate
the archaeological discourse and it is important to determine which
texts are important for understanding the archaeology and which are
21
christopher J. arnold, Roman Britain to Anglo-Saxon England: An Archaeological Study (london, 1984), pp. 4 and 165.
22
John c. barrett, “aspects of the iron age in atlantic scotland: a case study
in the problems of interpetation,” Proceedings of the Society of Antiquaries of Scotland 111 (1981), 206; david austin, “The ‘proper study’ of Medieval archaeology,”
From the Baltic to the Black Sea: Studies in Medieval Archaeology, eds. david austin
and leslie alcock (london, 1990), p. 14; Moreland, “restoring the dialectic,” p. 115;
graeme barker, A Mediterranean Valley: Landscape Archaeology and Annales History
in the Biferno Valley (london, 1995), pp. 2–3; Johnson, “response,” pp. 268–270,
citing whitcomb.
a port without a harbour
25
not. certain types of textual sources, for example, such as works of philosophy or semantics are not helpful for the context of archaeological
discourse. texts that concern daily life, such as documentary papyri,
can help to understand how the population functioned. For example,
the Menches archive from ptolemaic egypt provides an understanding
of how a local village scribe entertained visiting government officials,23
while part of the archive of Theophanes gives valuable information
about daily life in the antiochene region as seen through the activities
of a visiting egyptian official.24 it is important to keep in mind, however, that these examples should be seen (where possible) within their
larger context as they only reflect a specific situation. The activities of
Menches, for instance, cannot be extrapolated as being true for every
village scribe, nor can the objects consumed by Theophanes be seen
as typical for every individual in antioch. in particular, Theophanes,
as a visitor to the region, should be seen in that light. Thus his consumption of foodstuffs such as cheese may be a reflection of his own
personal taste rather than any sort of typically antiochene culinary or
gastronomic norm. now that these theoretical issues have been considered and the examples cited above have provided an indication of
the dialectic that exists between archaeologists and historians, i will
23
arthur verhoogt, Regaling Officials in Ptolemaic Egypt: A Dramatic Reading of
Official Accounts from the Menches Papers (leiden, 2005), p. 2.
24
p. ryl. iv, 627 and 629, in Catalogue of the Greek and Latin Papyri in the John
Rylands Library Manchester, vol. 4, Documents of the Ptolemaic, Roman and Byzantine Periods, eds. colin henderson robertson and eric gardner turner (Manchester,
uK, 1952). see also bärbel Kramer and John c. shelton, eds., Das Archiv des Nepheros und Verwandte Texte. Teil I. Archiv des Nepheros. Papyri aus der Trierer und
der Heidelberger Papyrussammlung (Mainz am rhein, 1987), p. 59. The Theophanes
archive has been been used in several studies on consumption in the roman world.
see robert i. curtis, Garum and Salsamenta: Production and Commerce in Materia
Medica (leiden, 1991), p. 141, n. 176; hans-Joachim drexhage, “garum und garumhandel im römischen und spätantiken Ägypten,” Münstersche Beiträge zur antiken
Handelsgeschichte 12, no. 1 (1993), 31; idem, “der handel, die produktion und der
verkehr von Käse nach den griechischen papyri und ostraka,” Münstersche Beiträge
zur antiken Handelsgeschichte 15, no. 2 (1996), 33, 36, and 39; idem, “ein Monat in
antiochia. lebenshaltungskosten und ernährungsverhalten des Theophanes im payni
(26. Mai-24. Juni) ca. 318 n. chr.,” Münstersche Beiträge zur antiken Handelsgeschichte
17, no. 1 (1998), 1–10; philip Mayerson, “enigmatic Knidion: a wine measure in
late roman/byzantine egypt?,” Zeitschrift fur Papyrologie und Epigraphik 141 (2002),
209; philip Mayerson, “Qualitative distinctions for ἔλαιον (oil) and ψωμίον (bread),”
Bulletin of the American Society for Papyrology 39 (2002), 104. a new study on Theophanes, John F. Matthews, The Journey of Theophanes: Travel, Business, and Daily
Life in the Roman East (new haven, 2006), appeared too late to be consulted by the
author for this article.
26
chapter one
turn to the main subject of consideration here: the site of al-Mina
and how one can understand the site as a ‘riverine’ seaport within its
historical archaeological context.
Al-Mina as a River Seaport of Antioch
when one is attempting to reconstruct a particular site and how it
functioned, its geographical function is of prime importance. The case
of al-Mina is no exception to this rule. The archaeological site of alMina is located in the modern province of the hatay in southeastern
turkey (Fig. 1). although the site is a Mediterranean port of the city of
antioch (modern antakya), it is located 1.8 km inland on the orontes
river rather than on the coast. Following s. dominic ruegg, who in
his study of the roman port of Miturnae used the term “river seaport” to define a settlement that is located on a river upstream from
the sea and that continued to function as a port, al-Mina should be
classified as a ‘riverine’ seaport. one reason for building a port on the
river rather than the coast was that it could offer a safe anchorage for
ships from storms, thereby enhancing its ability to act as a gateway
between antioch and the Mediterranean from the late roman period
onwards.25
25
louis brunot, La mer dans les traditions et les industries indigènes à Rabat &
Salé (paris, 1920); ernle bradford, Mediterranean: Portrait of a Sea (london, 1971),
p. 37; Michel ponisch, Lixus. Le quartier des temples (rabat, 1981), pp. 10 and 13;
david J. blackman, “ancient harbors in the Mediterranean part 2,” International
Journal of Nautical Archaeology and Underwater Exploration 11, no. 2 (1982),
188; Michel ponisch, “lixus: information archeologiques,” in Aufstieg und Niedergang der Römische Welt 2. 10. 2 (berlin, 1982), pp. 821 and 837; Yehuda Karmon, “geographical components in the study of the ancient Mediterranean,” in
Harbour Archaeology, ed. avner raban (london, 1985), pp. 1–2; armando Montanari, “a Modern perspective: The recent development of port cities in southern
europe,” in Mediterranean Cities: Historical Perspectives, eds. irad Malkin and robert
l. hohlfelder (totowa, 1988), p. 166; s. dominic ruegg, “Minturnae: a roman seaport on the garigliano river, italy,” in Archaeology of Coastal Changes, ed. avnar
raban (oxford, 1988), p. 209; alan K. bowman, “post-roman imports in britain
and ireland: a Maritime perspective,” in External Contacts and the Economy of Late
Roman and Post-Roman Britain, ed. Kenneth dark (woodbridge, 1996), p. 101; glenn
e. Markoe, Peoples of the Past: Phoenicians (london, 2000), pp. 187–188; geoffrey
e. rickman, “portus in perspective,” in ‘Roman Ostia’ Revisted: Archaeological and
Historical Papers in Memory of Russell Meiggs, eds. anna galina Zevi and amanda
claridge (london, 1996), pp. 282–283; tiziano Mannoni, “anciennes et nouvelles
méthodes dans l’archéologie des échanges et du commerce,” Exchange and Trade in
a port without a harbour
27
Antioch
Seleucia-in-Pieria
Samandag/Suwaidiyya
Al-Mina
Orontes river
Figure 1: The archaeological site of al-Mina, located in the modern province
of the hatay in southeastern turkey.
28
chapter one
riverine ports have not been studied in as much detail as coastal
ports, but there are some that can be compared to al-Mina. The position of al-Mina, located on a river and several kilometres inland, is
similar to the phoenician/roman ports of lixus and rabat-chella-sale
in modern Morocco, as well as the corsican carthaginian/roman port
of alalia or aleria on the island of sardinia. all of these riverine ports
were located several kilometres inland from the coast, and their builders presumably chose these locations because they provided a safe refuge for ships from an inhospitable coastline.26
in addition to its being chosen because it provided a safe and sheltered port, the location of al-Mina seems to have been selected with
attention to its function as a gateway for trade. two studies conducted
on the depth of the river have indicated that just upstream from alMina, the orontes river became very shallow. provided that the river
Medieval Europe, p. 7; Jonathon M. wooding, “long distance imports and archaeological Models for exchange and trade in the celtic west ad 400–800,” ibid., pp.
43–44; richard alston, “trade and city in roman egypt,” in Trade, Traders, and
the Ancient City, eds. helen parkins and christopher smith (london, 1998), p. 171;
John Kenyon davies, “ancient economies: Models and Muddles,” ibid., p. 228; Mark
humphries, “trading gods in northern italy,” ibid., pp. 204 and 222; Jeremy patterson, “trade and traders in the roman world: scale, structure, and organisation,”
ibid., p. 162; peregrine horden and nicholas purcell, The Corrupting Sea: A Study of
Mediterranean History (oxford, 2000), pp. 392–393; silvia orvietani busch, Medieval Mediterranean: The Catalan and Tuscan Coasts, 1100–1235 (leiden, 2001), pp.
xi and 257; pamir and nishiyama, “The orontes delta survey,” p. 295; vorderstrasse,
Al-Mina, pp. 11–12. ports need not necessarily be selected due to their favourable
geographical location, however. The site of amalfi, which became very prosperous in
the medieval period, was not located at an ideal site for a harbour. There was a short
beachfront, no natural harbour, and bad local winds. see horden and purcell, The
Corrupting sea, pp. 112, 117, 121–122, and 133.
26
louis brunot, La mer, pp. 65 and 78; henri basset and evariste levi-provencal,
Chella: Une nécropole mérinide (paris, 1923), pp. 3–4; ponisch, Lixus, p. 13; idem,
“lixus: informations,” pp. 821 and 837; idem, “territoires utiles du Maroc punique,”
in Phönizier im Westen, ed. hans georg niemeyer (Mainz, 1982), pp. 437–438; Jean
boube, “la circulation monetaire a sala a l’epoque preromaine,” in Lixus. Actes du
colloque (rome, 1992), p. 265; Maurice lenoir, “lixus a l’epoque romaine,” ibid., p.
271; noé villaverde vega, “aportaciones a la cronologia de la antigüedad tardía en
Mauretania tingitana: datos de los vajilias africanas,” ibid., p. 346; edward lipiński,
“sala,” in Dictionnaire de la civilisation phénicienne et punique, ed. e. lipiński (turnhout, 1992), p. 385; Michel ponisch, “lixus,” ibid., pp. 265–266; pierre rouillard,
“Maroc,” in La civilisation phénicienne et punique. Manuel de recherche, ed. véronique Krings (leiden, 1994), p. 781; Jean Jehasse and laurence Jehasse, Aleria rediviva/
Aleria ressuscité. 40 ans de découvertes archéologiques (ajaccio, corsica, Fr, 1997);
Markoe, Peoples of the Past, pp. 187–188. i would like to thank dr. walter Kaegi of
the university of chicago for suggesting that i look at these ports in north africa and
sardinia.
a port without a harbour
29
was the same depth in antiquity, this would have meant that while
ships (small trading vessels rather than large boats) would have been
able to travel up river to al-Mina to offload their goods, they would
not have been able to sail very far beyond it.27
The question of whether or not the orontes river was navigable in
antiquity from the Mediterranean to antioch is one that has occupied
scholars for decades.28 it is also one that illustrates the challenges of
using history and archaeology together. in this case, the main challenge is that while the geography argues that the river never could
have been navigable, the texts suggest that perhaps it was.
The earliest source mentioned as possible evidence for the navigability of the river between the Mediterranean and antioch is the gourob
papyrus (P. Petrie ii, 45 and iii, 144) from the third century bc.29
Francis piejko perhaps best summed up the state of this problematic
text, writing that the papyrus is “a forbidding aspect of unrestored
lacunae and some mistaken reconstructions.”30 The papyrus describes
how ptolemy iii and his navy traveled first to seleucia-in-pieria and
27
naval intelligence division, Turkey (great britain, 1942), p. 102; vorderstrasse,
“a port of antioch,” pp. 363–72; vorderstrasse, Al-Mina, pp. 12–13. i would like to
thank tony J. wilkinson and Jesse casana for providing me this information about
their work done on the depth of the orontes river in 2000.
28
denis van berchem, “le port de séleucie de piérie et l’infrastructure logistique
des guerres parthiques,” Bonner Jahrbücher 185 (1985), 68–69; pamir and nishiyama,
“The orontes delta survey,” p. 295 and n. 5; vorderstrasse, “a port of antioch,” pp.
363–72; vorderstrasse, Al-Mina, pp. 12–13.
29
For editions of the papyrus, see John p. Mahaffy, The Flinders Petrie Papyri with
Transcriptions, Commentaries and Index. Part II (dublin, 1893); John p. Mahaffy and
Josiah gilbart smyly, The Flinders Petrie Papyri with Transcriptions, Commentaries
and Index. Part III (dublin, 1905); ulrich wilcken, Grundzüge und Chrestomathie
der Papyruskunde. Erster Band: Historischer Teil Zweite Hälfte: Chrestomathie (leipzig, 1912), p. 1; Maurice holleaux, Études d’épigraphie et d’histoire grecques, vol. 3,
Lagides et Séleucides (paris, 1942), pp. 281–315; Francis piejko, “episodes from the
Third syrian war in a gourob papyrus, 246 b.c.,” Archiv für Papyrusforschung und
verwandte Gebiete 36 (1990), 13–27. For the historical context of the papyrus, see
edwyn robert bevan, The House of Ptolemy. A History of Egypt under the Ptolemaic
Dynasty (chicago, 1958), pp. 198–200; hans hauben, “l’expedition de ptolémée iii
en orient et la sédition domestique de 245 av. J.-c.,” Archiv für Papyrusforschung und
verwandte Gebiete 36 (1990), 29–37; günther hölbl, Geschichte des Ptolemäerreiches:
Politik, Ideologie und religiöse Kultur von Alexander dem Großen bis zur römischen
Eroberung (darmstadt, 1994), p. 47; werner huß, Ägypten in hellenistischer Zeit:
323–30 v. Chr. (Munich, 2001), pp. 338–352.
30
piejko, “episodes from the Third syrian war,” p. 13. The uncertainty about
the papyrus makes it particularly unfortunate that photos of it have never been
published.
30
chapter one
then arrived at antioch, but after this description the text becomes
very broken. although the text, as reconstructed by piejko, states that
ptolemy iii and his navy traveled on the orontes by ship and then
arrived at antioch, it does not actually state that they went the entire
way by ship.31 in his first study of the issue, glanville downey initially
argued that one could not state that the orontes was navigable on the
basis of this fragmentary text.32 in his second book written two years
later, however, he claimed that the naval force sailed up the orontes
from seleucia-in-pieria to antioch, taking time to admire the beauty of
the orontes valley from the ship.33 it is unclear why downey changed
his mind about the reliability of the papyrus. another scholar, denis
van berchem, also argued that the gourob papyrus cannot be used to
reconstruct the navigability of the river.34 The uncertainty of the text
supports van berchem and downey’s initial view that this text cannot
be used to reconstruct the navigability of the river.
The sources for the navigability of the orontes river in the roman
period are strabo and pausanius. strabo (ca. 64 bc–19 ad) indicated
that the river was navigable between the city of antioch and the sea,
noting that one could voyage from the sea to antioch in one day.35
strabo, following earlier geographers, was particularly interested in
describing coastlines and their harbours, islands, and navigable rivers.
although he based his account of the earlier geographer posidonius,
a native of the region, it is important to remember that strabo did
not personally visit the roman province of syria.36 pausanius, writing
in the second century ad claimed that a roman emperor (probably
tiberius) wished to have ships sail up the river to antioch and had
31
ibid., coll. 2, lines 23–25 and col. 3, lines 1–19. i would like to thank nico Kruit,
formerly of leiden university for his help in reading this edition and discussing the
passage with me.
32
glanville downey, A History of Antioch in Syria from Seleucus to the Arab Conquest (princeton, 1961), pp. 18–19 and 89–90, n. 13.
33
idem, Ancient Antioch (princeton, 1963), p. 51. downey is clearly using bevan’s
translation for this reconstruction. see bevan, The House of Ptolemy, p. 199. see also
piejko, “episodes from the Third syrian war,” p. 25, n. 18. he noted that bevan misinterpreted this passage.
34
van berchem, “le port de séleucie de piérie,” p. 68.
35
strabo, Geography, volume 7, 16. 2. 7, ed. and trans. horace leonard Jones
(cambridge, Ma, 1983).
36
edward charles leonard van der vliet, Strabo over Landen, Volken en Steden
(assen, 1977), pp. 121 and 139; van berchem, “le port de séleucie de piérie,” p. 68;
daniela dueck, Strabo of Amasia: A Greek Man of Letters in Augustan Rome (london,
2000), pp. 16, 40, 43, and 186.
a port without a harbour
31
a suitable channel dug into which the orontes river was diverted in
order to allow ships to move freely.37 an examination of the terrain
between the orontes river delta and antioch, however, indicates that
the construction of such a channel would be impossible. van berchem
suggested that the construction of the special channel might have
been connected with the dredging of the orontes, as mentioned in
the Theodosian Code.38 nevertheless, the roman evidence is somewhat
vague and does not really prove that the river was navigable.
The only early byzantine author who is cited in the argument that
the orontes river was navigable from antioch to the Mediterranean
is libanius.39 in his Oration, libanius stated that:
what is of greatest importance, however, is that the river as it flows
to the sea after leaving the city, is not impassable to ships because of
rocks . . . furnishing the means of transportation through itself for the
varieties of wood which are bought from everywhere.40
libanius provided the most detailed description about the navigability
of the orontes, and unlike the other authors, his work focused solely
on antioch. libanius is an important source because unlike strabo
and pausanius, he was a native of the city and would have actually seen
the orontes river for himself. it is important to remember, however,
that libanius’ oration was written with the purpose of proclaiming the
importance of the city of antioch. Therefore, his work is somewhat
biased and it is clear from his description that he wished to present the
navigability of the orontes river as a positive. if he was correct, this
does, of course, suggest that the river was navigable. however, libanius
37
pausanias, Description of Greece, book 8. 39. 3, ed. and trans. william h. s. Jones
(cambridge, Ma, 1961).
38
see Theodosian Code 10. 23. 1, trans. clyde pharr, The Theodosian Code and
Novels and the Sirmondian Constitutions (princeton, 1952). see also van berchem,
“le port de séleucie de piérie,” p. 68; christian habicht, Pausanias’ Guide to Ancient
Greece (berkeley, 1998), pp. 1, 8, 21, 24, 28, and 66; vorderstrasse, Al-Mina, p. 43, n.
165. as the present author has already noted, van berchem’s hypothesis seems more
likely than pharr’s suggestion that the text means that the orontes river was cleared
of pirates.
39
downey, A History of Antioch, p. 18; van berchem, “le port de séleucie de piérie,” pp. 69–70.
40
libanius, Oration Xi, 262, trans. glanville downey, “libanius’ oration in praise
of antioch (oration Xi),” Proceedings of the American Philosophical Society 103 (1959),
652–686; georgios Fatouros and tilman Krischer, Libanios. Antiochikos (Or. XI). zur
heidnischen Renaissance in der Spätantike (vienna, 1992); albert Francis norman,
Antioch as a Centre of Hellenic Culture as Observed by Libanius (liverpool, 2000).
32
chapter one
may have exaggerated in order to enhance the status of antioch, or
he may have passed over the fact that parts of the river may not have
been navigable. in other words, he may have been referring to traffic
that could have occurred at the orontes river mouth or near the city
of antioch, and glossed over the fact that the river was not navigable
between these two points. certainly the early islamic41 and crusader42
evidence indicates that the river was not navigable. Yaqut (d. 1229)
describes baggage animals travelling between antioch and port st.
symeon,43 and the anonymous author of the Codex Vaticanus Arabicus
286 describes how building stones were transported from suwaidiya
(port st. symeon) to antioch by carts and animals.44 This text also
provides an idea of how the goods were transshipped in the medieval
period and certainly suggests that at least at that point the river was
not navigable.
Future geomorphological studies along the orontes river will
hopefully further clarify our understanding of its navigability. if they
indicate that the river was navigable in the past as some of the texts
suggest, then new ideas will have to be formulated about why al-Mina
was founded at this particular spot along the orontes river. until that
point, based on a combination of the available sources (archaeological,
geographical, and historical), it seems logical to conclude that the harbour of al-Mina was placed deliberately at a point on the river where it
was not possible to travel any further inland by boat. such a location
would also explain why the site continued to be inhabited for hundreds of years: it was in a beneficial location.
Reconstructing the Harbour of al-Mina and its Population
when reconstructing the daily activities occurring at the port of alMina, one is faced with many of the same challenges outlined above.
41
al-Muqaddasī, Description of Syria including Palestine, trans. guy le strange,
(The library of the palestine pilgrims’ text society) 3 (london, 1896), p. 82.
42
lane, “Medieval Finds,” 23.
43
ibid.
44
vatican city, codex vaticanus arabicus 286: 114, r. 13, trans. and ed. ignazio
guidi, “una descrizione araba di antiochia,” Rendiconti della Reale Accademia dei
Lincei, Classe di Scienze Morali, Storiche e Filologiche, ser. 5, vol. 6 (1897), 137–161;
olga de lébédew, Codex 286 du Vatican: Récits de voyages d’un arabe (st. petersburg,
1902); william Franklin stinespring, The Description of Antioch in Codex Vaticanus
Arabicus 286 (phd dissertation, Yale university, 1932).
a port without a harbour
33
as a result, it becomes even more necessary to take an integrated
approach to all of the available evidence. although even this process
does not reveal an exact picture, it does allow us to bring certain pieces
of the puzzle into focus.
as mentioned, al-Mina is barely visible in the textual record. For
example, there is information about the region in textual sources, but
these rarely focus on daily life. Most texts refer only to antioch or some
of the monasteries in the region. nor do they provide detailed descriptions about ports and how they functioned, even when the name of
ports are mentioned. in addition, since we do not know the name of
the site during all the relevant periods, it is impossible to know if these
texts actually mention the site itself. arthur lane, who first studied
the medieval ceramics from the site, also used vague literary descriptions to claim that the site was called bytyllion, suwaidiyya, and port
st. symeon in the late antique and medieval periods. in the late
roman period, lane suggested that the name of the site of al-Mina was
bytyllion, based upon a short reference in John Malalas. There is more
literary evidence for the port of suwaidiya and port st. symeon, which
appears in various texts in a variety of languages. These descriptions
are usually short, however, and do not provide many clues that could
prove this port was al-Mina. Furthermore, absolutely no evidence was
uncovered at the site to indicate what it was called in the medieval
period. at the same time, the site seems too small to be the one the
texts describe as port st. symeon or suwaidiya, although it might have
been part of it. The exceptions to this general lack of primary information about the region are the archive of Theophanes in the late
roman period (see above), inscriptions from the region, and some
references from the cairo geniza. The majority of the inscriptions are
not medieval, however, and there are a small number of texts that can
help reconstruct information about the population.45
despite these problems, the textual sources that do date to the
medieval period can help to provide information about the harbour of
al-Mina in that they provide information about the types of activities
45
lane, “Medieval Finds,” 19; Josette elayi, “al-Mina sur l’oronte à l’époque perse,”
in Studia Phoenicia V: Phoenicia and the East Mediterranean in the First Millennium
B.C., ed. edward lipiński (leuven, 1987), pp. 264–265 and 264, n. 84; vorderstrasse,
“a port of antioch,” pp. 363–72; vorderstrasse, Al-Mina, pp. 43, 93, 112–113, 143,
and 159–160. For a detailed discussion of the region, see ibid., pp. 37–41, 64–67,
88–92, 104, 106–111, and 136–139.
34
chapter one
might have occurred at al-Mina. while we cannot prove that these did
occur here, they at least provide us with an indication of the types of
individuals that may have lived at the site, the languages they might
have spoken, and the type of religious convictions they might have
had. based upon historical information about al-Mina, one can presume that until the end of the crusader period, the majority of people
living at the site were christians.
prior to the islamic conquest, the majority of individuals in the
antiochene region spoke greek or syriac. syriac seems to have predominated in the countryside, but people still spoke greek there as
well. after the conquest, however, greek became less common and
individuals spoke both syriac and arabic. arabic became increasingly
widespread, and even after the Middle byzantine occupation of the
region, it remained in use, along with greek (which became newly
resurgent thanks to the influence of byzantine rule). in the crusader
period, most of the population probably continued to speak arabic,
although some probably also learned to speak old French. The evidence points to an ethnically mixed population in the area in the time
of the crusades, in addition to greek, arabic, and syriac speakers,
as well as crusaders, there were also armenians, georgians, persians,
and italians. in the face of little evidence, it is necessary to assume
that at al-Mina one would have found a similarly mixed population
that would have depended on the particular time period under examination.46 The single inscription from the site provides tantalizing evidence that seems to fit in with our understanding of the region in this
period, but it remains one object.
if the site is re-excavated in the future, our picture of al-Mina could
easily change. nonetheless, it is necessary to try to understand the
data as it appears at this point in time, rather than to wait for the
understanding of material culture to be expanded, recognizing that
this understanding may change.47 at the moment, the textual evidence
from the region, combined with the single inscription from the site,
46
vorderstrasse, Al-Mina, pp. 40–41, 67, 90–93 (92–93 discuss the only inscription
from the site, which dates to the Middle byzantine period, is written in arabic, and
seems to be the gravestone of a christian woman), 104, 109–111, and 139.
47
teresita Majewski and Michael J. o’brien, “The use and Misuse of nineteenth
century english and american ceramics in archaeological analysis,” Advances in
Archaeological Method and Theory 11 (1987), 172.
a port without a harbour
35
provides us with a model of the sort of inhabitants who would have
lived at al-Mina, although we do not know what their standard of
living would have been. The next question, however, is where and how
they lived. There is little architectural evidence from the site, and as
no harbour installations have been discovered, one is left with the difficulty of determining what was happening there during the medieval
period.
a combination of the historical and archaeological evidence can
help us to tease out the information about what type of port we would
have expected to see at al-Mina. al-Mina does not seem to have been
a large site, and therefore we should not necessarily expect to find all
the facilities that would be common to larger ports. it is probable that
in addition to houses for the population who lived there (however
limited in numbers the population might have been), there would have
been buildings where goods would have been stored and mooring sites
for the ships. The fact that the port was on the river rather than the
coast suggests that any lighthouses would have been located closer to
the sea rather than at the harbour of al-Mina itself. it is also unclear
whether such a small port site would have necessarily had or needed
inns and facilities for the repair of ships.48 The nearby riverine seaport
of roman derhush on the orontes, located in modern syria, shows
how simple the port installations might have been. This site only consisted of a few buildings and a wall for the anchorage for ships. similar
installations existed at the punic and roman riverine port of lixus in
Morocco (where the trapezoid basin also formed a jetty). The fact that
Frank broeze, “port cities: The search for an identity,” Journal of Urban History
11 (1985), 210; david J. blackman,“bollards and Men,” in Mediterranean Cities, pp.
11–13; John peter oleson, “The technology of roman harbours,” The International
Jorunal of Nautical Archaeology and Underwater Exploration 17, no. 2 (1988), 147 and
155; geoffrey e. rickman, “The archaeology and history of roman ports,” International Journal of Nautical Archaeology and Underwater Exploration 17, no. 3 (1988),
261–262; susan Mosher stuard, “ancillary evidence for the decline of Medieval slavery,” Past and Present 149 (1995), 20; John r. leonard, “harbor terminology in the
roman periploi,” in Res Maritimae, vol. 1, eds. stuart swiny, robert l. hohlfelder,
and helena wylde swiny (atlanta, 1997), p. 191; birgit Kulessa, “The harbour suburb
and its significance for the urban development of stralsund,” in Maritime Topography and the Medieval Town, eds. Jan bill and birthe l. clausen (copenhagen, 1999),
4:72 and 77; alston, The City, p. 338; sean a. Kingsley, “decline in the ports of palestine in late antiquity,” in Recent Research in Late Antique Urbanism, ed. l. lavan
(portsmouth, ri, 2002), p. 69; vorderstrasse, Al-Mina, p. 12.
48
36
chapter one
lixus was larger in scale and contained a more sizeable population49
indicates that the size of the population did not necessarily affect the
type of harbour installations used. a large population might still use
fairly simple harbour installations as easily as a smaller one.
while the examples of lixus and derhush are interesting ones, it
is unfortunate that no medieval riverine ports have been excavated,
particularly in syria. More evidence needs to be gathered before we
can make definitive statements about their appearance. at the same
time, however, evidence from the ottoman and early modern period
provides us with some indication of what types of installations might
have been present at al-Mina in the medieval period. The antiochene
area attracted orientalists throughout the nineteenth century who had
hoped to visit the city of antioch and see its classical and christian
ruins.50 as a result, artists also visited the area. one of them, william
henry bartlett, drew a view of an orontes ferry. The orontes ferry
consisted of two sticks of wood anchored at either side of the river
(at one side the stick is seen to have been driven into a pile of ruins)
with a rope running between them. The ferryman went back and forth
across the river by means of the rope. in this drawing, there is no
attempt to depict any port installations (assuming any existed) and the
ferry seems to have been for men and their livestock.51 still, it is possible that such ferries could have existed at the port of al-Mina.
when richard pococke visited the orontes river in 1765, he found
a large basin along the river which seems similar to the installations
at derhush or lixus, and which could have been part of a riverine
port system.52 however, it is difficult to know if he is referring to the
ottoman port of al-Mina or another port that has since disappeared.
ponisch, “lixus,” fig. 9; ignace penã, “un puerto fluvial romano en el orontes,”
Liber Annus 45 (1995), 343 and 350; vorderstrasse, Al-Mina, p. 12, fig. 2 (cd-roM/
Maps).
50
see downey, A History of Antioch, pp. 664–674, who provides a list of travellers
who visited the city of antioch and provided descriptions and drawings. he does not
provide a list of those who were active in the region rather than the city nor does he
indicate if the individuals in his list visited other sites in the area.
51
william henry bartlett, John carne, william purser, and Thomas allom, Syria,
the Holy Land, Asia Minor, etc. Illustrated, in a series of Views drawn from Nature by
W. H. Bartlett, William Purser, etc. With descriptions of the Plates [3 volumes in 1]
(london, 1836–1838).
52
richard pococke, A Description of the East and Some Other Countries, vol. 2,
Observations on Palestine or the Holy Land, Syria, Mesopotamia, Cyprus, and Candia
(london, 1743–1745), pp. 186–187; vorderstrasse, Al-Mina, pp. 141–142.
49
a port without a harbour
37
still, his comments provide an indication that there was a similar
sort of installation as at the much earlier sites of lixus and derhush
in the area. woolley mentions that in 1882 the site consisted of several storehouses and a customs house, although he does not mention
any port installations. Martin hartmann, who visited the antiochene
region in the late 1890s, mentions that at al-Mina (which in this period
was called el-eskele) there was a place where boats could be tied to
the river bank with a rope as well as warehouses and other buildings.
when woolley visited the site in 1936 and 1937, this area seems to
have been reduced to a single warehouse, customs officer’s house and
a few cottages.53 clearly the harbour installations at ottoman and early
modern al-Mina were very basic. whether or not this is an indication
of the earlier harbour activities, however, is unclear. it could suggest
that medieval al-Mina had equally simple port installations, or simply
that the site had become smaller through time and the port installations
had become increasingly simple as it decreased in its importance.
textual sources can also provide us with an idea of the sort of
activities that might have occurred at a port, no matter how simple it
was. The most informative sources come from roman and byzantine
egypt, and while one cannot assume that the situation in egypt and
syria was identical, these sources can at least provide us with an idea
of what might have happened there. The textual evidence for large
ports indicates that a wide variety of goods would have been traded,
and that large numbers of individuals from various ethnic groups and
different associated professions (including soldiers, merchant families,
slaves, ship owners, and prostitutes) were involved in trade and its
associated industries.54 again, one would expect that at a small port
Martin hartmann, “das liwa haleb (aleppo) und ein teil des liwa dschebel
bereket,” Zeitschrift der Gesellschaft für Erdkunde zu Berlin 29 (1894), 159, 511–512, n.
1, and taf. 3; woolley, “The excavations at al Mina,” 4; lane, “Medieval Finds,” 24–25;
woolley, A Forgotten Kingdom, p. 172, Thomas alan sinclair, Eastern Turkey: An
Architectural and Archaeological Survey (london, 1990), 4:304; werner arnold, Die
arabischen Dialekte antiochiens (wiesbaden, 1998), p. 346; vorderstrasse, Al-Mina,
pp. 140–142.
54
For papyrological evidence for port and trading activities from the roman
period, see the evidence from egypt’s eastern desert: O. Claud. 224–242, esp. O. Claud.
225, 227, 232, 238, and 241–242, in Mons Claudianus, ostraca graeca and latina II.
O. Claud. 191 à 416, eds. Jean bingen, adam bülow-Jacobsen, walter e. h. cockle,
Francis Kayser, and wilfried van rengen (cairo, 1997); olaf e. Kaper and willemina
Z. wendrich, “east and west in roman egypt: an introduction to life on the Fringe,”
in Life on the Fringe: Living in the Southern Egyptian Deserts During the Roman and
53
38
chapter one
such as al-Mina the variety of ethnic groups and professions associated with the harbour would not be as great. one would expect that
there would probably be merchant families who lived at the site, such
as hartmann observed when he visited in the 1890s, when he met the
owner of seven warehouses and a government representative.55 but
again, there were not a large number of individuals living there. one
can assume that at medieval al-Mina, too, there would have been merchants who lived at the site as well as officials who dealt with customs
issues. There may have also have been some limited installations for
the sailors as well. but in the absence of any local or site specific medieval evidence one cannot, of course, state for certain what would have
been at the site.
Conclusion
This chapter has adopted the viewpoint that it is necessary to use
the texts in order to provide a general cultural context for the material objects because such a context is very hard to determine from
the objects alone. as the examples in the overview and the case study
have demonstrated, the historical and archaeological sources should be
integrated together, wherever this is possible. The challenges presented
by archaeology of the historic periods can also present opportunities.
as has already been noted, the combination of historical and
Early Byzantine Periods, ed. olaf e. Kaper (leiden, 1998), pp. 1–3; adam bülowJacobsen, “traffic on the road between coptos and the red sea,” ibid., pp. 68 and 70.
For the activities of the merchant family of nicanor, see O. Brux. 7, in Ostraka aus
Brüssel und Berlin, ed. paul viereck (berlin, 1922); Jean bingen, ed., with Marianne
lewuillon-blume and Jan Quaegebeur, Au temps où on lisait le Grec en Égypte (brussels, 1977); O. Petr. 220–304, in John gavin tait, ed., “ostraca in prof. w. M. Flinders
petrie’s collection at university college london,” in Greek Ostraca in the Bodleian
Library at Oxford and Various Other Collections, vol 1, eds. John gavin tait and claire
préaux (london, 1930); O. Bodl. II. 1970, in John gavin tait and claire préaux, eds.,
Greek Ostraca in the Bodleian Library at Oxford and Various Other Collections, vol. 2,
Ostraca of the Roman and Byzantine Periods (london, 1955); alexander Fuks, “notes
on the archive of nicanor,” Journal of Juristic Papyrology 5 (1951), 207–209 and 212;
david Meredith, “The Myos hormos road: inscriptions and ostraca,” Chronique
d’Égypte 31 (1956), 356–357; steven e. sidebotham, Roman Economic Policy in the
Erythra Thalassa. 30 B.C.–A.D. 217 (leiden, 1986), pp. 11, 14–15, 17–18, 48, 50–51,
58, 66, 83, 85–87, and 91; Kai ruffing, “das nikanor-archiv und der römische süd–
und osthandel,” Münstersche Beiträge zur antiken Handelsgeschichte 12, no. 2 (1993),
2–3 and 8.
55
hartmann, “das liwa haleb,” pp. 159, 511–512, n. 1, and taf. 3; arnold, Die
arabischen Dialekte, p. 346; vorderstrasse, Al-Mina, pp. 142–143.
a port without a harbour
39
archaeological evidence allows us to better understand how a particular site or region functioned in a particular period. in extremely well
documented instances, from egypt and Mesopotamia, we can even
know who lived in a particular house and reconstruct some of their
activities.
al-Mina is an interesting example for study because it is a medieval
site where there are only a few texts that provide limited information
about the site. This provides us with a good example about how the
gaps in texts and archaeology can be overcome. in the prehistoric periods, we would be left speculating about who might have lived in the
site, what religion they might have had and what languages they could
have spoken. since we have textual evidence for the region, however,
we can speculate instead about the types of people who might have
lived at the site. equally, however, we are confronted with challenges
when examining what types of port installations might have been
found at the harbour of al-Mina. as no harbour installations have survived and the texts that describe the port installations in the region are
vague (except for the ottoman period), we are left using parallels from
similarly located sites in order to have a better idea of how al-Mina
might have been constructed. it is only through a combination of different types of evidence that we can gain some idea of what al-Mina
might have looked like and who might have lived there.
chapter two
the phantoM baronies oF the western Mani
Jon van leuven
et jusqu’à l’extrémité du cap ténare on marchait
dans l’empire des illusions.
pouqueville1
greece in the Middle ages was the scene of a struggle between what,
already then, were generalized about as east and west—the longest
one in history with fairly clear limits in space and time. The conflict,
mainly an outgrowth of the early crusades and lasting over half a
millennium, owed more to the country’s intercontinental exposure
than to her internal assets. nonetheless, she acquired the character of
a promised Land for pugnacious peoples, rich in competition within
her borders. a similar questing, contentious spirit is still alive among
students of the region, whose most mysterious, medieval monuments
i want to revisit here.
The ethnic turbulence of the medieval eastern mediterranean has
posed obstacles to research. not only did human misunderstanding
create complex problems for us to solve, but the survival of material
evidence has also been relatively precarious. The primary sources come
from diverse cultures, and the secondary literature reflects different
traditions of scholarship, as well as barriers of language and of physical access to the remains. such difficulties blur our definition of reality
and can turn the truth about the past—distant in both intellectual and
temporal dimensions—into an imaginary fortress inhabited by ghostly
theories, valid today and vanished tomorrow. potential fantasies in the
sphere of science demand scrutiny as methodical as do ‘phantom kingdoms’ in the world of warlords.2 interdisciplinary collaboration offers
a dual weapon against them: combining the approaches of specialists,
f.-c.-h.-L. pouqueville, Voyage de la Grèce, 5 vols., 2nd ed. (paris, 1827), 5:594.
see william miller, The Latins in the Levant (London, 1908), e.g. pp. 149, 175,
and 244, on such disembodied domains in northern Greece during the thirteenth
century.
1
2
42
chapter two
as is often wished, and evaluating each other’s approaches, which is
seldom welcomed.
more specifically, our acquaintance with life in Greece during the
‘Latin’ heyday of 1200–1400 is based largely on a single lost document,
the Chronicle of Morea, through its two derived versions in Greek and
french, besides two descendants in aragonese and italian.3 This textual
quadruped has itself been a ‘sacred cow’ for ideologically discordant
bibliophiles who, two centuries ago, began to milk it of revelations
that have not dried up yet. These efforts involve several approaches—
linguistic, historical, archaeological, cartographic4—which have not
always been consistent and comprehensive. The same applies to other
evidence from those years, and the net result is a picture with coherence in broad outlines but controversy over key details. Data have
been eclipsed in quantity by commentary, so vast by now that its best
claim to a survey needs extensive updating.5
an omen of continued conjecture is that CM has aroused more
attention to what it ostensibly meant than to what it actually said.
explanation of its contents is concerned ever less with exact terminology, and tends to focus on extracting cultural implications, or
reconstructing events and conditions, from supposedly solid information. Debate has been stimulated by the discovery in CM of countless
errors or contradictions, with conceivable causes that vary from the
author’s ignorance to interference by copyists and translators. The risk
is that fundamental inaccuracies can lead to historical illusions, some
of which are the subject of this inquiry. in other words, our interdisci-
3
Chronicle of Morea hereafter cited as CM and, for the four versions, GCM (with
line numbers) for the Greek, FCM and ACM (paragraphs) for the french and aragonese, and ICM for the italian, respectively. sources and major related references can
be found in e.g. rené Bouchet, Chronique de Morée: Introduction, traduction et notes
(paris, 2005), among other recent translations of GCM. translations into english will
be the rule in this essay, showing accents only where most relevant. The versions’
origins and dates, beginning in the 1320s, are not critical for my present arguments,
but seem best explicated by michael Jeffreys, “The chronicle of the morea: priority of
the Greek version,” Byzantinische Zeitschrift 68 (1975), 304–350.
4
The last is emphasized in a preliminary study of the topics treated here: Jon van
Leuven, “Blank spots and grey zones: medieval mapping in southern Greece,” in Eastern Mediterranean Cartographies, eds. Giorgos tolias and Dimitris Loupis (athens
2004), pp. 243–262.
5
antoine Bon, La Morée Franque: Recherches historiques, topographiques et
archéologiques sur la Principauté d’Achaïe, 1205–1430 (paris, 1969). a recent attempt
by teresa shawcross, The Chronicle of Morea: historiography in Crusader Greece
(oxford, 2009), still neglects most of the issues to be discussed here.
the phantom baronies of the western mani
43
plinary weaponry must be sharpened with closer study of both existing
facts and alternative interpretations.
it is nearly 800 years since, according to CM, an army of ‘frankish’
adventurers, after the fall of constantinople in the fourth crusade,
appropriated most of Greece’s southern mainland, the peloponnese
(morea), establishing a dozen baronies and further holdings that
became the basis of the so-called principality of achaea for a couple of
centuries—with consequences ranging from castle parapets to population clashes that have echoed down to our day.6 Thus arose a restricted
and rather rapid type of incastellamento with feudal elements, essentially for subduing the denizens and supplanting their Byzantine hegemony. comparison to such developments elsewhere is dependent,
though, on the historical geography i will address. a summary of
widely embraced views about this establishment is as follows.
The twelve baronies were listed in CM without clear locations,
which have been deduced chiefly from later toponyms. They divided
up the peloponnese except for its southern and eastern fringes, which
belonged to native folk and Venetian settlers. separated by some 30
kilometres on average, the baronial centres could have functioned
as pairs—like a favourite frankish tactic of pincer positioning, soon
to be employed in besieging corinth. roughly from north to south,
they were pátras and Vostítsa, Kalávryta and chalandrítsa, Ákova and
Karýtaina, níkli and Velígosti, Kalamáta and Grítsena, Geráki and
passavá. Their nucleus was Kalamáta which, together with a fortress
named arcadía on the west coast, formed the hereditary estate of the
prince of the realm.
other strongholds were added, not least during the reign of william
ii Villehardouin, who in about 1250 built three castles surrounding the southern mountains: mistrá (near sparta), Grand magne
(máini or máina), and Beaufort (Léftro). These served to control the
melings, one of the autonomous slavic peoples who had immigrated
in the sixth century. The last two places have been hardest to situate, but are normally sought on the west coast of the mani peninsula,
well north of cape matapan (tainaron). They constituted the main
frankish presence on this promontory, which had to be passed by
6
on the baronies, see David Jacoby, “The encounter of two societies: western
conquerors and Byzantines in the peloponnesus after the fourth crusade,” American
Historical Review 78 (1973), 873–906.
44
chapter two
pilgrims, purchasers, and paladins sailing to or from the orient, and
which therefore eventually thrived on piracy. The Byzantines had previously kept a naval station in the western mani, one of whose earliest
fortresses stood on a headland now called tigani. This was long the
preferred candidate for Grand magne’s location, another suspect being
the adjacent plateau of cabo Grosso. however, the castle has increasingly been argued to lie farther north at the bay of oitylon. as for
Beaufort or Léftro, overwhelming opinion puts it on the acropolis at
Leuktron, an ancient town outside modern stoupa.
These identifications are currently regarded by scholars as more or
less firmly supported by CM and other documents, as well as by some
inspection of the sites. They also seem plausible in geopolitical terms.
mistrá, Grand magne at oitylon, and Léftro at Leuktron, as seen on
a map, appear to enclose the taygetos range’s higher central massif,
which was inhabited from coast to coast by the melings. moreover,
the latter two sites were desirable for other reasons: Grand magne
was not far from the barony of passavá, and Léftro lay in a province
named Gisterne (Gistérna) with the richest land in the peninsula.
Their advantages can be confirmed by the subsequent activities of
Byzantines, Venetians, catalans, turks, and other powers in the area.
ironically, this strategic scheme endured for barely a dozen years, until
1262 when the franks started to lose the peloponnese as an outcome
of constantinople’s return to Greek rule.
such is the general perspective; we shall examine a number of its
weaknesses and try to remedy them with alternatives. in doing so,
greater care must be taken with the reliability of sources and assumptions—particularly about names, places, and dates. many medieval
records like CM and later discussions of the peloponnese are the
products of people who had little or no demonstrable personal contact with the region, the mani, or scientific method. contemporary
texts were commonly vague about locations and directions, suggesting
either unfamiliarity with them or trust in readers’ knowledge. while
most of the toponyms are ascertainable, the remainder invite as much
theorizing about the writers themselves as about the places referred
to. on the other hand, toponyms should raise similar questions about
their local or external origins, instead of being treated as fixed features
of the linguistic and cultural landscape. Like ghosts drifting through
walls, they cannot be explained by only one kind of data, and require
interdisciplinary openness for compatibility with all kinds.
the phantom baronies of the western mani
45
The list of baronies was formulated in 1209 and gradually revised.
with more foresight than hindsight, it indicates a secure network of
knightly abodes, to be filled in by conquering territory. in the process,
superior accommodations and safe fortifications were needed; several
baronies explicitly possessed castles from the outset. such building was
attributed by CM to a few of them—Ákova and Karýtaina, Geráki and
passavá—at a time four decades later, although possibly only because
various ruling families were inspired to renovate their premises around
1250, when the southeastern peloponnese accrued to the realm.7 even
so, CM is strangely reticent about the baronies until mid-century, and
Grítsena disappears from the annals after its foundation. nor were
william ii’s three castles given distinct baronial status, in spite of their
purportedly equal importance. it is here that we begin to encounter
‘phantoms’ in the power structure which may prove as elusive in position as in nature.
The haunted house in the northwest
Grítsena is the lone barony with a still disputable location. By consensus, it lay in an area that GCM called Lákkos or (plural) Lákkoi, the
upper part of the messenian plain north of Kalamáta. its supposed
purpose was defense against invasions, like one that had come from
that direction in 1205 and included soldiers from Lákkos. obscurely
owned until about 1275, Grítsena then seemingly devolved for a few
decades upon a family who had lost the northerly barony of Kalávryta
to the Greeks. all this is based on a maze of allusions in texts, and
strains credibility. The plain was well protected and presumably
exploited by other baronies, and further castles were built close by
towards the end of the century.8 no mention was made of Grítsena
in the many accounts of movements through the area, even when the
only incursion across the adjacent mountains during those years was
repelled—in 1264 at the battle of makry plagi, a pass just north of
Grítsena’s alleged domain. Thus, rather than considering its necessity
7
for such changes, see Bon, La Morée Franque, pp. 82–84. among other indications during the intervening years, Ákova and passavá created a marital bond implying that they already had substantial estates.
8
see martine Breuillot, Châteaux Oubliés de la Messénie Médiévale (paris, 2005).
Like everyone else, the author leaves the specific location of Grítsena undecided.
46
chapter two
or sufficiency, scholars have transformed the barony into a shadow
looming over the plain, whose sole visible role would have been ultimately to provide a title for two members of the tournay family.
a happier hypothesis was adumbrated already by william Leake
in 1846. he put Grítsena somewhat south of Kalamáta, guarding the
central taygetos mountains. one of his reasons was that slavs lurked
on the opposite eastern side, which had earned the range an almost
exclusive designation in CM, “the zygós of the melings” (a ‘yoke’ connoting both unity and adversity). The other was that the term lákkoi,
meaning hollow places, suited the deep gorges or glens that characterize the northwest mani. Leake suggested that the barony was ceded
to the Greeks in 1262 with the rest of Laconia; he was aware that this
area traditionally belonged to Laconia—as did the intervening mountains—and that Grítsena had even been identified with sparta in the
chronicle of ‘Dorotheos’, a narrative filtered through two centuries
from GCM.9
although i believe it to be correct, Leake’s view was also inadequate
in several ways. first, he recognized a crucial point without pursuing
it far: the location of frankish strongholds in the mani depends on
where the slavs are assumed to have lived, and this is a tricky topic as
will be seen. second, he oversimplified frankish strategy and missed
an additional argument for his placement of Grítsena: the need to stop
any enemy from the south, not just melings from the east. william
ii’s castles in the peninsula arose a generation later, and could easily
be circumvented to attack Kalamáta. had this happened in 1264 when
the franks were at makry plagi, they might have lost a two-front war.
perhaps precisely due to Grítsena, it was not achieved until 1292, and
then only by a band of sly slavic neighbors. Third, Leake did not seek
confirmation of Grítsena’s presence in archaeological or toponymic
data. while the former are too limited even today in the mani, the
latter can be adduced from diverse sources, and names similar to
‘Grítsena’ may attest its diffusion in the same area.10
9
william martin Leake, Peloponnesiaca: A supplement to Travels in the Morea
(London, 1846), pp. 138, 142, 153, and 162. he was not, however, persuaded by a
confusion of ‘Lákkoi’ with Laconia, as some other scholars have been, e.g. o. markl,
Ortsnamen Griechenlands in ‘fränkischer’ Zeit (Graz-cologne, 1966), pp. 34 and 40.
10
a toponym of form ‘Grist-/crost-’ occurs southeast of Kalamáta on portolans
and later maps, from the carte pisane (c. 1250) to e.g. camocio (1569); see Giorgos
tolias, The Greek Portolan Charts (athens, 1999), with references. an instance from
subsequent population records is ‘Griciagni’: e.g. Kostas Komis, Plithismos kai oiki-
the phantom baronies of the western mani
47
These issues should have preoccupied antoine Bon, the baronies’
master ghost-buster, who devoted thousands of words to Grítsena and
Lákkos/Lákkoi. instead, he spurned any connection between them and
the mani, relying on later documents to support the above consensus. his basic objection was that the franks felt no need to subjugate the mani until william ii’s day.11 it was a dubious claim, at least
since slavs from the zygós had taken part in the invasion of 1205, and
defense of the realm took high priority from the start (FCM 130, GCM
1975). self-protection did not require subjugation in an era before
‘world policemen’, even if a regional one first appeared in william ii.
neither he nor his predecessors spent much time at Kalamáta, but the
reason was not that they could dispense with it. They were confident
that no foe could approach it, despite the relatively vulnerable peninsula to its south.
Bon and Leake shared another oversight that has pervaded the literature as a whole: Lákkos and Lákkoi are assumed to be synonymous.
This is convenient, but catastrophic for the problem at hand.12 There is
no doubt that Lákkos meant a place near makry plagi, because ACM
says that the franks gathered at ‘los Lacos’ before the battle. But the
aragonese translator was treating the singular as a plural, just as he
did the reverse with skortá, a domain still farther north; possibly for
the same reason, his version of the barony list located ‘Gresena’ somewhere between Kalamáta and skortá. The real plural Lákkoi occurs
only with Grítsena in the GCM version—the corresponding part of
smoi tis Manis, 15–19ou aionas (Yannina, 1995), pp. 290–291. cf. ‘Koúrtzeni’, a monastery between Kalamáta and sparta: p. christathakis, To monastiri tis Kourtzenis sto
Lada Messenias (Kalamata, 1989); it also owned lands with designations (e.g. ‘i lachída
sti Loúka’) resembling the GCM passage about Grítsena (see below), although the
place itself was inhospitable for a castle, as experienced even by J. Buchon, La Grèce
Continentale et la Morée (paris, 1843), p. 439.
11
Bon, La Morée Franque, pp. 71–72 and 420–421. he stressed the irrelevance of
a village Lákkos in the area favoured by Leake. This was adduced by anthony Kriesis,
“on the castles of Zarnata and Kelefa,” Byzantinische Zeitschrift 56 (1963), 308–316,
who vaguely agreed with Leake but did not pursue the issue of Grítsena. The village’s
name actually refers to a huge cave beneath it; such limestone faults are as characteristic lákkoi as the gorges in the northwest mani.
12
see e.g. Jean Longnon and peter topping, Documents sur le régime des terres dans
la Principauté de Morée au XIV e siècle (paris, 1969), p. 243, who thus equate several
different places, although in the right area—to be identified below—which their own
archives show to have been initially called Lákkos. This is a less common type of toponym than has been alleged; see e.g. D. Georgacas and w. mcDonald, “place names
of southwest peloponnesus,” Peloponnesiaka 6 (1963–68), passim.
48
chapter two
FCM being omitted, and that of ICM contracted to ‘Laco Grisco’.
hence, there are no textual grounds for denying that Lákkoi was
not only a quite separate place, but also a sizeable one, since GCM
calls it a ‘district’ with a word unique in the list, used elsewhere for
large territories. such a loose definition of the barony would not
be surprising in the northwest mani, as its terrain is bewilderingly
rugged and the franks initially had no knowledge of it to delimit the
need for defense.
nevertheless, Lákkos has been misleadingly equated with the
upper messenian plain, which had another name in CM—the ‘Vale
of Kalámi’—and could hardly be described as a lákkos.13 The two
have been thought identical because of a universal failure to distinguish between ‘Lacos’, where the franks gathered in 1264, and their
route from there to makry plagi. according to FCM and GCM, they
went through Kalámi, but had gathered in an area with two campsites, Koprinítsa and a well-watered village called moundrá. These
names long fooled scholars into tracing the army’s movements farther
north, and Bon himself had partly corrected the error when the answer
emerged. The area was a basin at the northwest end of the plain,
together with a ridge on its west.14 still called Lákkos by turkophiles
like evliya celebi in 1668 and Bernard Brue in 1715, it had become
known as the Bogáz—again meaning a gorge—when Leake crossed
its “small plain” in 1805, as did many later foreigners.15 in sum, a
thorough review of the evidence shows that the singular Lákkos correlates as perfectly with geography as does the plural Lákkoi in the
northwest mani.
13
The kalámi (cane) still grows along the rivers in the plain. a new discussion of
these names upholds the equation, as well as the confusion with Lákkoi: Breuillot,
Châteaux Oubliés, pp. 72–76.
14
Bon, La Morée Franque, pp. 357–359; his identification of Koprinítsa was conjectural, and he wrongly compared a spring there with one in GCM, which actually
placed it at the other campsite, where it still exists at mándra. The same mistake was
made by Longnon and topping, Documents, p. 243. The full answer was published at
the same time by p. B. papadopoulos, Frangoi, Enetoi kai Tourkoi stin Peloponnisou
1204–1821 (athens, 1969), pp. 60–61.
15
william martin Leake, Travels in the Morea, 3 vols. (London, 1830), 1:482–483;
cf. Bon, La Morée Franque, p. 440, n. 4. The basin, at most 10 km long nw-se and 7
km wide e-w, may have been named not for its shape but after one of the river gorges
on its west (Langada) and east (isari) sides. it corresponds to ancient stenyklaros,
‘narrow land’, the northern half of the upper messenian plain: mattias natan Valmin,
La Messénie Ancienne (Lund, 1930), p. 84.
the phantom baronies of the western mani
49
more can be learned about Grítsena by examining the passages in
question.16 GCM 1941–45 says:
next was likewise listed sir hugues de Léle to have eight knights’ fees
in Vostítsa; he dropped his surname, he was named de cherpiní. to
sir Luc were given only four fees, to hold the district of the Lákkoi of
Grítsena.
FCM 126 has a lacuna embracing nearly all of “Léle . . . Luc . . . Lákkoi,”
as if averse to alliteration, and says merely: “sir hugues de . . ., the barony of Grite with four fees.” The word ‘Grite’ is unclear in the manuscript (now in Brussels), but obviously corresponded to Grítsena,
and agrees with the known fact that FCM was an abridgment of the
original Chronicle. modern editors surmised that it meant ‘Grite’ was
synonymous with Vostítsa, a remote barony on the north coast, and
that FCM had ignored Grítsena. This was refuted by Bon, although
he added a new distraction. The name Léle reminded him of helos, a
place in southern Laconia, which he therefore proposed that the baron
of Vostítsa had also owned and the author of GCM had mistaken for
a surname. Yet the place appears consistently as héleos in the oldest
GCM manuscript, and distortion of it seems even less probable than a
man who held lands at opposite ends of the peloponnese.
however, what prompted Bon was a related passage in ACM
119–120:
and to sir Guy were given as a barony, on the coasts of Lakedaimon
and the gulf of corinth, twelve fees, and on the coast of Lakedaimon he
built a castle, called Lello. and soon sir Guy died and left a son named
sir hugo, who having been born in a village called cherpini was named
sir hugo cherpini, and who built the castle of Vostítsa.
Bon inferred that hugues had inherited the divided barony and a surname like cherpini from his father. But this leaves further issues open.
why did the castle of Lello not occur later in CM, despite recorded
visits to héleos? why did this barony get eight fees in GCM and twelve
in ACM? moreover, all these passages are bracketed by mention of the
baronies of Kalávryta and passavá, so why did ACM shift its mention
16
These translations are mine, but that of GCM borrows heavily from harold
Lurier, Crusaders as Conquerors: The Chronicle of Morea (new York, 1964), p. 127.
50
chapter two
of Grítsena to a later point in the narrative? and who was sir Luc, the
ethereal baron of the northwest mani yearning for a surname?17
a sensible scenario would be the following. Guy de cherpini was
expected to receive a barony with twelve fees, but he died and left two
heirs, at least one being a son. They founded a castle on a coastal island
in Laconia, thus acquiring the epithet ‘de l’isle’.18 Before long, hugues
departed with a right to eight of the fees and settled at Vostítsa, disavowing his epithet. The other was Luc, who kept the remaining four
fees and became the baron of Grítsena. The listing of hugues first,
and with more fees, explains why GCM did not repeat his surname(s)
for Luc, and why it credited the latter with ‘only’ four fees.19 That they
were relatives is supported by ICM, which calls them Ugon de Lels and
Luca de serpi—names conventionally blamed on wrong copying of
GCM, as is a similar pair in the chronicle of Dorotheos. in ACM, Luc
was identified uniquely as just ‘a knight’ and Gresena as ‘the knighthood or barony’, signs of a diffidence that may account for its shift in
the list, if not also for the lacuna in FCM.
The castle of Lello, too, can be traced through an interdisciplinary
approach including the physical evidence. one of the very few coastal
isles in the peloponnese with fortifications of likely medieval date is
in the northwest mani, off the little plain of Kardamyli. it held a small
castle, later wrecked by the turks, with a monastery and a variable
name.20 if this was where Luc de l’isle began his baronial career, he
would surely have conquered better quarters on the mainland. in particular, atop the prominent acropolis a mile away, fortified since the
homeric age, he could survey most of the peninsula’s west coast, look
down on its largest river, and guard the oldest route across the peaks
17
Luc or Lucas has been the accepted transcription of GCM ‘Loúka’. rare among
the franks, such an appellation would have suited a gasmoule, with a Greek mother
fond of saint Luke—if not a pun on ‘Lákkoi’ for want of information. But the surname
is what interests me below.
18
J. a. c. Buchon, Chroniques Étrangères (paris, 1840), p. xxi, the first editor of
GCM, read ‘Léle’ as ‘l’Île’; others have preferred ‘Lille’. The surname ‘de l’isle’ was soon
attested not far away: Bon, La Morée Franque, p. 115.
19
Grants of at most one-third of a holding were also the rule in ordinary transfers
of land: Jacoby, “The encounter of two societies,” 886.
20
for this and other local features, see Dikaios Vayiakakos, “Kardamon—Kardamyli—Kardamyla,” Athina 81 (1995), 173–240, esp. 203–227. The isle has been
recorded or mapped as prastóz (1600s), La madóna (1700s), panagía (1800s), and
merópi (1900s).
the phantom baronies of the western mani
51
of taygetos.21 he might not have faced much traffic or conflict, since
CM mentions movement only around those mountains, never through
them. Yet the overlying ridge offered an ideal view of the foothills and
gorges that gave rise to the district’s label Lákkoi.
a baronial centre near Kardamyli would have been useful to the
principality’s pioneers in several respects, but whether it had to erect
a substantial castle is unknowable at present, and the frequent scholarly references to a fortress of Grítsena are hypothetical. so is the barony’s longevity, although it need not have declined into a homeless
title as soon as 1262, when Leake thought it lapsed. its supposed later
owners, the tournay family, continued to uphold its raison d’être, if
we can judge by the sudden appearance in FCM of Jean de tournay,
“the lord of Grite” and the “finest knight in the morea,” to help save
Kalamáta from both slavs and catalans in 1292. conceivably Jean also
had a more personal commitment to Grítsena. while FCM says he was
married, it reveals that he was tempted to court a pirate’s daughter—
and four years later, according to ACM, he wedded a descendant of
hugues, the putative relative of Luc de l’isle. The latter’s progeny, in
turn, may have moved to a castle named Lille or Lisle which enters
FCM at that time, slightly west of Kalamáta.22 all these are details
which, once more, have lacked a coherent interpretation, granted that
mine is tentative.
an arguable legacy of Grítsena is the name of a village, Goúrnitsa,
on the ridge behind the Kardamyli acropolis. such toponyms are
often thought to be slavic, but this one has no roots ruling out the
connection.23 it might have arisen from either the barony’s name or
some attribute thereof—for instance, the tournay family. Their surname (‘Durná’ in GCM, or ‘toúrna’ in the turin manuscript), spelled
‘Gurna’ in ICM, could have changed to ‘Goúrna’ in popular usage,
21
see e.g. Yannis pikoulas, I notia Megalopolitiki chora (athens, 1988), p. 222;
Valmin, La Messénie Ancienne, pp. 50, 195, and 199. This route also lay midway
between its main alternatives, through Kampos and milia, allowing joint control. on
local topography, see peter hartleb, Die Messenische Mani (Berlin, 1989).
22
This place was near no island, despite conjectures that its name meant one formed
by local waters: e.g. Leake, Travels, 1:365; Bon, La Morée Franque, pp. 410–411; Breuillot, Châteaux Oubliés, p. 111. significantly, no such name occurred in GCM.
23
see e.g. max Vasmer, Die Slaven in Griechenland (Berlin, 1941), p. 167. on the
area’s etymology and history, see Dikaios Vayiakakos, “i ardouvista—androuvista—
megali chora tis exo manis,” Lakonikai Spoudai 13 (1996), 5–172.
52
chapter two
yielding ‘Goúrnitsa’. as it happens, a goúrna is a trough or reservoir,
analogous to the local lákkoi. indeed, if the name’s evolution included
a standard diminutive ‘Gournítsa’, the last word in security would be
at hand: the place became known as ‘Little tournay’.
as a sidelight on this eminence grise of a barony, it is noteworthy that ‘Grítsena’ may not be quite the right toponym. The form in
GCM 1945 is a genitive plural and, while not unparalleled for a single
place (as in GCM 4701 for Kréstena), could owe to a term like ‘the
Gritsénoi’ for people associated with the place (as in equally old towns
like Zoúrtsa of the Zourtsánoi). a home such as ‘Grítsa’ might then be
implied, also matching family names recorded not far away in space
or time. which name arose first would have a bearing on the question of whether a barony was seen as colonizing a tract of land or, for
example, as confiscating an estate from native landholders.24
The specter of the robber barons
regardless of what else can be gleaned about Grítsena, there are other
objections to the preceding analysis and its location of that barony
in the mani given the conventional perspective outlined previously.
The northwest mani was allegedly dominated by slavs throughout
the frankish period, despite plenty of Greek church activity. how
would a foreign force, not big enough to be documented as such, have
established a base like Grítsena in defiance of the melings, even after
their defeat in 1205? while opposed to barons of the crusader kind,
they had wealthy leaders according to GCM. notorious tax-dodgers
already three centuries earlier as described by the Byzantine emperor
constantine Vii, they were the snatchers of the castle at Kalamáta in
1292, and “murderers and robbers” in Dorotheos’ subsequent chronicle: who dared to provoke them before the advent of the ambitious
william ii? and if Grítsena still held them in check at Kardamyli, why
should he have built the castle of Léftro to control them at Leuktron,
only five miles down the coast?
for such family names, see Komis, Plithismos kai oikismoi tis Manis, pp. 290–
291. on landholders see Jean Longnon, “The frankish states in Greece, 1204–1311,”
in A History of the Crusades, eds. r. L. wolff and h. w. hazard (philadelphia, 1963),
2:235–274, esp. 237.
24
the phantom baronies of the western mani
53
one barony’s resurrection thus seems to make spooks of these longaccepted spheres of influence. Their own credentials ought therefore
to be inspected, starting with the slavs. much has been written about
slavic settlement in the southern peloponnese, but not many aspects
are relevant here. The most striking is that we have insignificant evidence for slavs in the northwest mani prior to the last years of the
thirteenth century. no clear archaeological traces of them exist, only
a few personal names in church inscriptions can be connected with
them, and toponyms of debatably slavic origin are impossible to date
so exactly.25 The bulk of that century is not illuminated by older finds,
which may attest slavs who were to be driven out by the franks—even
if their descendants returned, as the ancient messenians did in the
wake of the spartans who exiled them. artefacts outside a chronological window that was perhaps a mere dozen years in a case like Léftro
(1250–62) readily succumb to the ‘art of facts’.
all sources, including constantine Vii as we shall see, are compatible with Leake’s guess: the melings lived essentially on the east side
of the taygetos range, until the zenith of frankish rule. nothing is
heard of their relation to the principality of achaea before william
ii built mistrá at the outlet of a major gorge from the central zygós.26
GCM then stresses their economic dependence on access to the plains,
obviously meaning the eastern lowlands. once the tide turned in 1262,
the melings, as allies of the Byzantines, must have been encouraged
to expand westward across the mountains, for three main reasons:
the Despotate of the morea was developing in Laconia, the northwest
mani was thinly peopled, and pressure had to be put on the frankish
heartland of Kalamáta.27 subsequently ever more melings in the area
25
This has not been appreciated by advocates of the theories criticized here; see
e.g. michalis Kordosis, “i slaviki epoikisi stin peloponniso,” Dodoni 10 (1981), 381–
429, esp. 414–419. immigration from the east is claimed as early as eleventh-century
inscriptions at milea, just west of a pass across the mountains; but such testimony is
sporadic, cryptic, and normally on portable items, obscuring their origins or the directions in which people were moving.
26
on its topography, see Leake, Travels, 1:128–129, 3:2–5; idem, Peloponnesiaka,
pp. 163–164; a. philippson, Die griechischen Landschaften: Der Peloponnes, vol. 3, teil
2 (frankfurt, 1959), pp. 426ff. mistrá is in fact the only place immediately linked by
CM with the term ‘zygós’, yet scholars persist in asserting that the zygós was chiefly or
solely the west side of taygetos, with a view to the later Zygos mentioned below.
27
This movement was accompanied, if not preceded, by a revival of Greek religious
influence in the northwest mani: nikolaos Drandakis, “paratiriseis stis toichografies
tou 13ou aiona pou sozontai sti mani,” in 17th International Byzantine Congress (new
York, 1986), pp. 683–712.
54
chapter two
are to be expected—though not necessarily enough to make a quick
end of the franks at, say, Grítsena. in time, some portion of the western taygetos was sure to be adopted by melings as a new home with
old nomenclature, and the district mostly south of ancient Leuktron
did acquire the nostalgic name Zygos. This has been projected back
into the frankish period on an assumption that melings always lived
there, but the slow course of their arrival speaks for itself.
The primary testimony of slavic infiltration is a Venetian report in
1278 of recent commercial robberies.28 two occurred at a “castle in
sclavonian parts,” which is believed to mean the vicinity of Leuktron—
because one concerned a cargo from coron, across the gulf, to the village of Kastania behind Leuktron. The castle had a Byzantine-appointed
governor, who apparently collaborated with thieves from arduvista
(modern exochori), a village in the hills behind Kardamyli. Their chieftain, michalis spanos, also robbed some merchants of a ship, while he
was not said to be either a pirate or a slav. These attributes, however,
belonged to similarly named men in various sources, and have led to
an impression that the same man and/or family was involved, holding sway over the northwest coast for more than a century.29 another
victim was a trader going to ‘cisterna’, robbed by its Byzantine governor, mesopotamitis, who was accompanying him to Zarnata. This
is a well-known fortress in a bowl-shaped valley (at modern Kampos),
and should suffice for identifying the ‘cistern’ in question, not far north
of arduvista. The governor’s name aptly signified a place ‘between rivers’, for the valley is bounded by the gorges of the Kardamyli and
sandava torrents.
scary as the report sounds, and it covers the entire aegean for about
eight years, only a few percent of its hundreds of incidents involved
the mani peninsula. traders were so safe, if not stupid, that the same
Venetian let himself be robbed twice at the aforementioned castle. at
least in the northwest, ethnic diversification was seemingly creating a
balance of power between robber barons; and their territorial distribution can account for a corresponding one (the so-called kapetánoi)
28
Gareth morgan, “The Venetian claims commission of 1278,” Byzantinische
Zeitschrift 69 (1976), 411–438.
29
see e.g. Bon, La Morée Franque, pp. 505–506; Vayiakakos, “ardouvista,” 11–16.
for further perspective on the name, see h. eideneier, ed., Spanos: eine byzantinische
Satire in der Form einer Parodie (Berlin, 1977).
the phantom baronies of the western mani
55
which was to enter recorded history four centuries later.30 The balance
doubtless extended temporarily to any franks lingering there, as nothing was said of enclaves like Grítsena—whose presence near Kardamyli
and its harbour may nonetheless be reflected in the silence about any
local outlet to the sea for the presumed pirates of arduvista.
however, a conflict does exist between these fleshed-out phantoms
and their counterparts farther south. first, some of the above names
have parallels in CM. according to consensus, as we have partly seen,
the castle of Beaufort (Léftro) was built in 1250 at Leuktron, in the
province of Gisterne (Gistérna). moreover, Gistérna had slavic inhabitants in 1262 (GCM 4592), and Gisterne had a slavic ruler named
spany in 1296 (FCM 823). hence, scholars have assumed the following equations: Beaufort became the Venetian report’s castle—which
it called Belforte or Belfonte—while Gistérna was cisterna and spany
was spanos. secondly, the same province in 1262 was purportedly
remembered as Kinstérna by the Byzantine historian pachymeres,
about 1300, who depicted it as “very elongated and full of goods,”
suiting the littoral environment of Leuktron. apart from the quartercentury gaps in this sequence of building, robbing, and writing, the
references seem reassuringly consistent.
Unfortunately, the details disagree. The description of Kinstérna
was not demonstrably connected with the mani, is not unique to
Leuktron, and does not recognizably correspond to the district identified above as cisterna. neither does it fit Gistérna, which GCM 3035
specified the castle of Léftro as being ‘near’, not within. Gistérna must
therefore have been a relatively limited area or a distinct site (barring a useless statement like ‘troy is near Greece’); in fact, FCM 823
represents Gisterne as a castle. what pachymeres mentioned was “the
whole province around Kinstérna,” not Kinstérna itself—and no castle
nearby, even though he was writing about castles that were ceded to
the Byzantines in 1262. Besides, a castle at Leuktron is unlikely to have
been specified as ‘near’ cisterna, since the two were separated by the
district of arduvista. nor was spanos, the strongman of arduvista,
said to wield any power over cisterna or “sclavonian parts.” if he was
a slav, he must have been a meling, but then he was not spany, for the
melings’ domain did not include Gistérna (GCM 4592).
30
see e.g. Leake, Travels, 1:315; pouqueville, Voyage, 5:584–599.
56
chapter two
in other words, the sources clash if the assumed equations are taken
seriously. The contradictions might be avoidable by postulating an
appropriate process of change in borders, castles and owners during
the second half of the century. however, this would complicate matters, for instance by imagining that cisterna passed back and forth
between slavic and Greek rule. The literature already abounds in conjecture, ranging from an idea that the whole province was named for a
cistern on the acropolis at Leuktron, to its implications for the theme
organization of the Byzantine empire.31 a simpler, and occasionally
voiced, alternative is that such names were attached to more than one
place. conflation of data can never be so simple when the resultant
paradoxes are ignored, just as the preceding case of Lákkos showed.
Thus, the physical analogy of certain localities with cisterns will be
encountered again below. pachymeres’ description is attributable to
his political interests and unfamiliarity with the mani, but it could also
fit a different stretch of the west coast to be examined later. Likewise
spanós, meaning ‘needy’ or ‘beardless’ in Greek, was a widespread
appellation. castles called Beaufort or Belforte were not uncommon
among both the crusaders and Venetians—such as a Belforte built
in 1274 at the head of the adriatic—and they had Greek equivalents,
as we shall also see. The franks themselves built another Beaufort in
1296, in the mountains north of Kalamáta. FCM says that its garrison
came partly from Gisterne, whose ruler spany sent a ship with 200
soldiers. This peculiar pact could have been negotiated through franks
still holding out at the nearby castle of Beaufort (Léftro). The shipment
suggests, too, that Gisterne had more organized manpower, and lay
somewhere farther down the coast, than the northwest mani, which
was well within marching distance of those mountains. moreover, it
can scarcely have been the same slavs who attacked Kalamáta in 1292
and assisted the franks four years later, since the former’s names and
home are known to have differed. in any event, the castle of Belforte
in our first robbery report may not have been at Leuktron, for no good
harbour exists there to land a cargo. possibly the castle was at one of
31
e.g. nikos nikoloudes, “The Theme of Kinsterna,” in Porphyrogenita: essays on
the history and literature of Byzantium and the Latin East in honour of Julian Chrysostomides, eds. J. chrysostomides and charalambos Dendrinos (London, 2003), pp.
85–89. see Jon van Leuven, “The theme system,” in Encyclopedia of Greece and the
Hellenic Tradition, ed. Graham speake (London, 2000), 2:1614.
the phantom baronies of the western mani
57
the ports farther north, with a similar name such as elephero (from
eléfthero, ‘free’?) that can be found on maps by the 1600s.32
if a castle did occupy the acropolis at Leuktron during the late
1200s, the foregoing circumstances allow a local Greek or slavic origin. The ruins on top display techniques too ordinary to trace, and
indicate a fort that was little more than a pile of pebbles, in comparison to frankish ones it might have imitated. its single gateway, inner
keep—or perhaps a mere platform—and modest cistern were scant
insurance against a siege. The walls, only 2–3 feet thick, are of small
uncut stones and cooking-pot sherds with some loopholes (later gunports?). nothing like a road up the steep slope is detectable, access
to the adjacent sea is poor (Leake could not even land there), and
the view of the nearby highlands is restricted. it would have been a
scenic, yet silly, investment for the prince of the morea, and almost
no student of the spot has ascribed it to him.33 This, however, has not
prevented the persuasion that it was Beaufort (Léftro), the culmination of william ii’s contributions to medieval military architecture as
mentioned above.
arguments for the latter theory commenced when CM was rediscovered, with a fact that has remained most compelling: the name Léftro
coincides phonetically with Leuktron, suggesting continuity. But this
can be dismissed, for GCM does not say that the castle adopted an
older name, in contrast to what it says about mistrá and implies about
maíni. indeed, no proof exists that ‘Leuktron’ or other toponyms survived in the northwest mani through the earlier middle ages. They
reappeared slowly after 1300, notably in the documents of italians who
dealt with the area, and could have been introduced by either learned
Greeks or the ever more westerners who were acquainted with ancient
sources.34 These included the geographies of strabo and ptolemy,
e.g. christos Zacharakis, A Catalogue of printed maps of Greece, 1477–1800, 2nd
ed. (athens, 1992), no. 2072.
33
exceptions are Bon, La Morée Franque, pp. 504; panayiotis Katsafados, Ta Kastra
tis Mainis (athens, 1992), pp. 429–430. The ascription cannot be traced before early
nineteenth-century impressions (e.g. Buchon, stackelberg). several observers have
called the fort Venetian, without any evidence. a pre-frankish Byzantine origin is
entertained by Kristian molin, Unknown Crusader Castles (London, 2001), pp. 217–9.
one may also wonder why william ii next built a wooden castle near coron to harass
the Venetians if he had a base at Leuktron, just across the bay: marin sanudo, Istoria
di Romania, trans. e. papadopoulou (athens, 2000), p. 113.
34
cf. van Leuven, “Blank spots” (above, n. 4), esp. pp. 249–250. such people were
numerous already in the milieu that produced CM: compare e.g. n. G. wilson, Scholars
32
58
chapter two
whose spelling ‘Leuktron’ was preferred to ‘Leuktra’—which should
have survived at the site if any name did, as pausanias recorded it last
there. The Chronicle of Morea exhibits much less erudition, or concern
with hellenization, among both the authors and protagonists. at best,
the castle might have been dubbed ‘Léftro’ for its ‘bright’ stonework,
by someone aware of a classical Greek word that also underlay the
name ‘Leuktron’; and ‘Beaufort’ was a visual term, hardly an aural
mimicking of ‘Léftro’ as Bon declared. Likewise, only classicizing maps
showed such a name until the 1600s.
in any case, the name was not decisive, or Léftro’s location at
Leuktron agreed upon, until well into the twentieth century. interpretation of CM gradually convinced scholars that Léftro simply would not
fit anywhere except on the acropolis. a basic reason was the statement
in FCM (207, 218) that william ii built the castles of mistrá, Grand
magne and Beaufort (Léftro) “around the mountains of the slavs to
better contain them,” and in GCM (3040) that he thereby “subdued the
slavic lands and had them under his will.” assuming that the mountains involved were the central taygetos, a role for the adjacent site
of Leuktron inevitably won approval. Yet this is fallacious. according
to both FCM and GCM, william subdued the melings completely by
building only the first two castles. in GCM, where a lacuna exists in
FCM, he built mistrá even before he considered subduing the melings,
while ICM says he built it as a ‘brake’ on them. contrarily, ACM maintains that he wanted to possess the entire peloponnese from the start,
including “the mountain of the slavs,” and that he subdued them
before building any of the castles, the first two being mere betterments.
as for Beaufort (Léftro), we shall explore its role in GCM below. But
FCM does not say why it was added, and ICM mentions it with no
name. ACM seemingly appends it to a list of strongholds that william
built next, with a name ‘Loriot’ translating ‘Beau’ into Greek oraío.
These incongruities alone show, on the one hand, that the aim of
subduing the melings was neither necessary nor sufficient to account
for william’s activities in the mani. in addition, the castles in question
did not belong to separate baronies, whereas even his predecessors
might be expected to have filled the peninsula with fiefs if it was so
of Byzantium (London, 1983), pp. 229–272, with Jeffreys, “chronicle” (above, n. 3),
345–349. The name of ancient Leuktra itself was attributed to external influence by
legends: pausanias 3.26.4–6. on place-name discontinuity, see a. Bon, Le Péloponnèse
byzantin (paris, 1951), pp. 24–61.
the phantom baronies of the western mani
59
thick with thieves. on the other hand, william’s own strategic capabilities have evidently been exaggerated. he himself did not enhance
them by sailing away in 1249 to join the seventh crusade, or by his
military adventures in the late 1250s. his initiative is slighted by GCM
in two respects. first, subduing the melings did not occur to him until
urged by his council and the people of mistrá. secondly, he got the
idea of building Léftro from some melings, who pointed out that he
could thus “have the whole zygós under his will.” he only believed
them and gave the order; they built and named the castle; then he
walked about, the author scoffs, “as if he . . . was lord of it all.”
But this was just the beginning of the tangle of textual allusions
claimed to favour the placement of Léftro at Leuktron. They were further complicated not least by the connection of Léftro with Grand
magne, whose unknown location had to be determined simultaneously for coherence, and which interested historians more anyway.
The related literature is highly suppositional and seldom discussed, yet
underlies present opinion about the castles. its logic typically focuses on
three statements. in GCM the castle of Léftro was built “near Gistérna.”
pachymeres described “the whole province around Kinstérna.” and
the Byzantine polymath Gregoras, about 1350, counted “máini around
Leuktra” among the finest cities in the peloponnese. comparing these
phrases, one could loosely infer that máini was near, if not equivalent
to, the “province of Kinstérna.” taking for granted that Léftro lay at
Leuktron, the consequence was that Grand magne should be in the
south, not far from the lower end of the western Zygos.
here seemed a final solution to how william ii created a ghetto for
the melings. slavs were never welcome in Greece, and the emperor
Basil the Bulgar-slayer had gained an implicit successor in Bill the
meling-container. while the exact site of máini remained debatable, the extreme south of the peninsula was increasingly ruled out as
too distant for control of the Zygos. four ruins in the south are old
and imposing enough to have frankish associations: on tigani and
cabo Grosso, and turkish fortresses at porto Kayio and oitylon. The
fourth is biggest and northernmost, so the quest for Grand magne has
tended to stop there. sadly, none of those places has yielded enough,
if any, archaeological traces of the franks to prove who is right. it is
as though some robber baron took up treasure-hunting to get the last
laugh on the logicians.35
35
for the arguments in question, see primarily p. fourikis, “paratirisis eis ta
60
chapter two
The flaws in their deductions have already been noted in part. even
if all the assumed equations between names are accepted, the notion
that the semi-barren western Zygos was more than a post-medieval
refuge of melings has yet to be justified. But what Gregoras said next
is relevant too: máini “was once called cape tainaron.” how he could
have confused the tip of the peninsula with a district well to the north
has never been elucidated. whether the far south was as isolated to
the franks as to us, and whether Grand magne’s sole purpose was to
threaten the melings, are no less dubious. for example, when william
built it, he also had transport by sea, including two Venetian ships to
stop piracy (FCM 190, 197; GCM 2788).
his route to choose a site for Grand magne, probably from mistrá,
is ambiguously summarized in GCM: “The prince himself rode out on
horseback, while the people of the land advised him, and he passed
passavá and journeyed to máini.” This is taken to mean that he rode
straight through the main pass to oitylon. But it sounds longer and
more leisurely than that, apart from not indicating whether he stopped
there. traversing the haunt of the melings in a narrow defile ought
to have provoked some confrontation. GCM does not even mention
the pass as such, despite having several terms for creepy corridors in
the mountains (diábata, kleisoúres, and the dróngos of the melings
themselves). The verb for ‘journeyed’ recurs in GCM often with the
adverb ‘straightway’, yet not here—and it is used for sea as well as
land travel.
Bastions in the underworld
william’s option was to follow the east coast southward, perhaps shipping his horses as the franks had done previously on rough shores
(FCM 112). he would have arrived at the excellent harbour of porto
Kayio. The site of its later turkish castle visibly agrees with the summary’s continuation: “There he found an awesome crag on a prom-
toponymia ton chronikon tou moreos,” Athina 40 (1928), 26–59; petros Kalonaros,
To Chronikon tou Moreos (athens, 1940), esp. pp. 125–129; s. Kougeas, “peri ton
meligon,” Pragmateiai tis Akademias Athinon 15:3 (1950), 1–34; Kriesis, “on the
castles” (above, n. 11); Bon, La Morée Franque, pp. 504–505; John malcolm wagstaff,
“further observations on the location of Grand magne,” Dumbarton Oaks Papers 45
(1991), 141–148. some additional instances will be cited below.
the phantom baronies of the western mani
61
ontory.” This phrase’s origin has been disputed, as it also fits the
alternative places for Grand magne to varying degree. But in fact it
was a virtual copy of the porto Kayio site’s characterization in sailing
manuals.36 The word for a ‘crag’ in GCM, normally denoting a cave
(spelaion), plausibly owes to the overhang of a cliff, although it could
have meant one of the deep caves at porto Kayio.37 confirmation of
william’s choice comes from an incident in 1292. The catalan admiral
roger de Loria sailed out of the aegean “straight to the cape where
lies the castle of Grand magne,” which by then had been surrendered
to the Byzantines. he raided its port, and according to his biographer
three decades later, the landing occurred at porto Kayio.38
porto Kayio (Quaglio) was already named by italian sailors, but
‘maíni’ had long since arisen for much of the peninsula, and been
attached to the Byzantine fortress at tigani. That william selected
this name for his castle, as GCM adds, would thus be natural. ACM
says that the castle was built “near the sea on the side opposite coron
which is called mayna,” followed by mistrá “on the side of the land”—
which may be a contrast between the peninsula and the interior, and
a verification that Grand magne lay across the mountains on the
east side. however, the catalan raid might refer to some port on the
west coast, to which the name of porto Kayio was often transplanted
by subsequent maps. Yet maina on the west and porto Kayio on
the east soon became the rule in cartography, while it was not stabilized by clear records of castles until the turkish ones of the 1500s.
exceptions to it reflected growing indiscrimination and confusion
about topography in the southern mani, where porto Kayio could
36
see e.g. Bacchisio r. motzo, ed., Il Compasso da Navigare (cagliari, 1947), p. 36,
compiled about 1250–65. This does not mention a castle, which may not have been
built yet or, if so, considered relevant. also a. Delatte, Les portulans grecs (Liège,
1947), p. 57, by the mid-1400s. This mentions oitylon too, but with small headlands
and a castle not on a promontory. piri reis, Kitab-i bahriye, ed. e. Z. okte (istanbul,
1988), pp. 645–658, noted the same landmark at porto Kayio by 1520, and a ruined
castle manya at the end of the peninsula.
37
see e.g. Bon, La Morée Franque, p. 422 and pl. 151:1. another cave was explored
with awe in 1447 by Cyriac of Ancona: later travels, ed. and trans. edward w. Bodnar
and clive foss (cambridge, mass., 2003), pp. 318–321, apparently on the hill above
the later castle.
38
FCM 762 and e.g. Buchon, Chroniques, p. 375. This simple correlation has suffered astonishing neglect by scholars, but several (e.g. Leake, miller) have supposed
that Grand magne lay at porto Kayio. The greater detail in FCM also suggests that the
franks had an abiding interest in the port, as Grand magne merited.
62
chapter two
even be given a name like oitylon, and cape matapan mixed up with
cabo Grosso.39
at porto Kayio the franks would have completed a chain of four
castles spaced out along the east side of the taygetos range, including the contemporary “zygós of the melings”—a veritable wall between
their heartland and potential invasions from constantinople. Likewise,
when the Byzantines captured william ii and exchanged him in 1262
for the fortresses of monemvasia, máini and mistrá, they would have
been outlining a triangular spearhead into the underbelly of Laconia,
through which the peloponnese was to be reconquered. These were
arguably smarter and simpler strategies than the usually imputed ones
focusing on a ring of fortresses around the local slavs.
Grand magne’s location may still be left open (as my map concedes), because the likeliest alternative at oitylon is in a larger neighborhood that has not been examined exhaustively. at most we can
expect that, if the castle turns up there, it will have amazing implications for the medieval mind. its conjectural site, Kelefa, lies only ten
kilometres—a third of the average noted above—from passavá. how
the sanguine franks could have been frightened enough by the melings
to set two major fortresses so close together, instead of just strengthening passavá, has not been explained. nor does the site resemble a
promontory as GCM said, unless seen from directions that william
did not arrive from and would have had to fantasize about. it also
requires strategic thinking, by both him and the Byzantines who took
over the castle, of a calculated kind that was out of character and off
the record. all this is demonstrated by a tendentious attempt to find
Grand magne by invoking ‘criteria’ that enshrine several of the dogmas i am discussing.40
see e.g. maps in antonis tantoulos, “i entypi chartografisi tis manis (16os–18os
ai.), istorikes kai geografikes plirofories,” in Mani: Témoignages sur l’espace et la
société. Voyageurs et expéditions scientifiques (XV e–XIX e s.), ed. Yannis saitas, institute for neohellenic research, national hellenic research foundation (athens, 1996),
pp. 53–71. Yet Battista agnese’s map in 1554 apparently marked a pre-turkish castle
maini at porto Kayio itself, in addition to maina on the west: see Bon, La Morée
Franque, pl. 8.
40
wagstaff, “further observations,” 141–148. This oft-cited study also contained
diverse errors, e.g. in its treatment of documents (as at p. 143, n. 24, 29, and 36;
p. 144, n. 38 and 41; p. 145, n. 52; and p. 147, n. 84), and in confusing Gistérna with
Grítsena. it has been elaborated in a British academy lecture by wagstaff (15/2/2007),
also wrongly ascribing the Loria raid (see above, n. 38) to a later prince of achaea.
39
the phantom baronies of the western mani
63
additional hints have guided the search on paper. first, the position of Beaufort (Léftro) is thought to be confirmed by texts. FCM
207 states that “another castle was built near the sea toward the west
between Kalamáta and Grand magne, and is called Beaufort in french
and Lefftro in Greek.” The specification of Léftro in GCM 3035 was to
“build a castle on the coast near Gistérna.” taken as complementary
descriptions of the same event, these are customary grounds for the
theory that Léftro lay at Leuktron, in a province that occupied much
of the western littoral down to Grand magne. But they tell us no more
than that Léftro was somewhere on the west coast of the mani, as long
as we do not know where Grand magne was; for instance, Léftro might
be at oitylon if Grand magne was at tigani. and they may tell us less,
since the statements need not both be believed. They are so different
that one of them could be an amendment by somebody in the production line who professed better knowledge, even if wrongly.
in that case, scholarship points to FCM, a work of more pedantic
revisionism than geographical expertise.41 among the french writer’s
habits was to elevate the frankish prince’s status. as a further illustration, GCM gives the impression that he built those castles at the
same time as other baronies like passavá were (re)constructing theirs,
whereas FCM stresses repetitively that they did so only afterward, thus
subordinating them to william and presenting him as a visionary—
not as a myopic manufacturer of strongholds in a district dominated
by passavá, which he himself had found peaceful on a recent visit
(GCM 2984). The detailed directions quoted above would flatter his
planning, yet have very few parallels elsewhere in FCM, and violate
its norm of abridgment; the sentence in the manuscript is marred by
misspellings, as if even the writer hardly believed it. whether it does
contain errors is subject to proof, but it cannot be used as a formula
for discovering fortresses.
a second excursion brings us back to what preceded the GCM
quotation. why did the melings, whose mountainous zygós william
41
see Jeffreys, “chronicle” (above, n. 3), 334–347. FCM must have been particularly vulnerable to external influence by knowledge of ancient Leuktron’s location (cf.
n. 34). shawcross, The Chronicle (above, n. 5), 102, claims on linguistic grounds that
FCM was “the work of an individual who was thoroughly familiar with the peloponnese, and consequently able to use correctly both Greek and french names in referring
to places,” exemplifying with FCM 207 itself; but language is not the same thing as
topography. such overinterpretation does not mean, however, that FCM cannot be
proved right on other grounds (see below, after n. 46).
64
chapter two
had subdued, suggest that he could “have the whole zygós under his
will” by building Léftro? and what did they mean by the whole zygós,
if not their own? These issues have been neglected, but are resolvable. to begin with, the ‘zygós’ was not simply a range of the melings.
initially the term occurred as a plural belonging to them (GCM 1718),
although only in the oldest manuscript and not subsequently. This
combination was apparently thought obsolete, and similarly the final
occurrence of ‘zygós’, for a different area, was omitted from the next
manuscript (GCM 7236). otherwise, the author carefully qualified the
zygós associated with mistrá as being that of the melings. Yet they, at
least, must have continued to distinguish it from a further part of the
taygetos, and called both parts the ‘whole zygós’ (like the branches of
the alps). analogously, the Byzantine history of (pseudo-)sphrantzes,
from 1475–1575, ascribed to the western mani a southern and an
‘outer’ northern zygós, divided at the pass of oitylon.42
such a distinction was inheritable from Byzantine predecessors.
according to constantine Vii about 950, the slavs “towards Lakedaimon and helos” comprised two groups who, attracted to the “difficult” peninsula, had “settled upon the flanks of this same mountain,
the melings in one part, and in the other part the ezerites.” he is commonly taken to mean the west and east sides of the taygetos range,
due to the aforementioned assumption—which he is also regarded as
justifying—that the melings later lived on the west side. however, this
reasoning is not only circular but geographically and linguistically gratuitous. The emperor in constantinople was facing, and clearly referring to, the east side of the range (he even called it pentadaktylos, the
five peaks, a profile visible only from the east), and approximately to
its northern and southern halves. evidently the melings were expansive and pushed the ezerites farther south, rather than back to helos,
an exposed littoral where only Greeks thrived by CM times. while
CM never names the ezerites, it often speaks collectively of slavs, and
implies the persistence of a group distinct from the melings (e.g. GCM
4592, 4605, 4662; FCM 333).
42
This ascription is conventionally read with no clear direction or division, as it
initially mentions a ‘Leuktron’, which can then be equated with the ancient site; see
e.g. Kalonaros, Chronikon, p. 74; Vayiakakos, “ardouvista,” 8 and 58. But otherwise
it places Leuktron in the far south of the peninsula, agreeing even at that late date
with Gregoras, and with my conclusions below about Léftro. readings of sphrantzes
require further correction.
the phantom baronies of the western mani
65
ezerites moving down the range would have finally spilled across
the hills to the west side, ironically ending up in a refuge to which
earlier slavs themselves had pushed Greeks. The emperor went on to
describe “the city of maíni . . . on the cape . . . beyond ezerón towards
the coast,” as an enclave of Greeks unlike the local inhabitants. seen
from his direction, it corresponded to the fortress of tigani—just
beyond a small plain, known for its main town of Kíta in post-medieval times.43 here the ezerites could have prospered in another
lowland environment, the most fertile area in the southern mani. a
catchment for mountain torrents, it once held a lake, although erosion
has impoverished it.44 effectively a giant cistern, the Kíta plain can
well be identified with Gistérna in GCM. The slavic castle of Gisterne
in FCM might have been a complex, surveying the plain from the
west, whose crude ruins survive at ano poula, the north half of cabo
Grosso.45 Judging by the imperial taxes, the city of maíni was richer
than the ezerites, but they in turn were much wealthier than the highland melings—and may still have been so in the thirteenth century.
The distinction between northern and southern slavs, in the taygetos
43
Constantine Porphyrogenitus, ‘De administrando imperio’, ed. G. moravcsik,
trans. r. Jenkins, rev. ed. (washington, D.c., 1967), pp. 233–237. cf. anna avramea,
“Le magne byzantin: problèmes d’histoire et de topographie,” in Eupsychia: Mélanges
offerts à Hélène Ahrweiler (paris, 1998), pp. 49–62, with a similar viewpoint, but
taking the text to mean that the entire area was ‘maíni’ and Greek. The Kíta plain
(almost the size of Lákkos noted above) and its history are best described by Dimitrios
Dimitrakos-mesisklis, Oi Nyklianoi, vol. 1 (athens, 1949), which supports the present interpretation in most respects, although clinging to the traditional logic cited in
note 35 above.
44
Leake, Travels, 1:287–288; Katsafados, Kastra, pp. 276–277; maps such as Zacharakis, Catalogue, no. 1194. The name ‘ezerites’ itself may mean lake-dwellers: e.g.
Vasmer, Die Slaven, pp. 317–18. The Kita area also acquired many built cisterns and
derived toponyms: Dikaios Vayiakakos, “peri ta paratainaria tis manis toponymia,”
Athina 68 (1965), 169–248, esp. 185–189. its medieval role has been obscured by a
notion that Gistérna lay at a place called ‘Kisternes’ with cisterns on cape matapan,
whose rejection has abetted the theory that Gistérna was nowhere in the southern
mani.
45
see Katsafados, Kastra, pp. 159–170 and 395–462; Kalonaros, Chronikon, p. 126.
They and some others think this complex was Grand magne. memories of a castle
called Kisternes on or near cabo Grosso were often reported later, e.g. by sir william Gell, Narrative of a Journey in the Morea (London, 1823), pp. 264–265. That the
complex was slavic would also explain many similar ruins in the sangias hills which,
as i suggest, had been crossed by the ezerites; for a recent tour of these i am grateful
to p. Katsafados and J. chapman. Their own crudity opposes an attribution to earlier
Greek migrants by e.g. Katsafados, ibid., pp. 34ff.
66
chapter two
and tainaron areas respectively, continued at least until the historian
chalkokondyles in the late 1400s.
This perspective on slavs in the mani, with a second group as potential Greek allies, has a radical impact on the prevalent meling-centred
account of the region, and it answers the preceding questions about
GCM: the melings, in order to divide william ii’s attention, or possibly to thwart kindred slavs who had become rival robber barons,
were advising him to bring the ezerites “under his will” too. where
he built the castle of Beaufort (Léftro) “near Gistérna” is thus open to
fresh investigation. The most conspicuous candidate, overlooking ano
poula across a flat no-man’s-land, stands 1–2 kilometres away at the
south end of cabo Grosso. frankish and enemy castles even closer
together were paralleled at nauplion only a few years before (GCM
2872–3).
named by local legend, the Kastro tis Oraias (castle of the Beautiful
one) or Oriókastro (literally Beaufort) has largely been dismantled by
the later stone-recycling maniots, like other unpossessed edifices in the
area. still, it is recognizable as a substantial fortress in engravings of
the 1680s.46 with a fine port below at modern Gerolimena, it is “near
the sea toward the west” as FCM says—and “between Kalamáta and
Grand magne” if the latter was at, for example, porto Kayio as supported above. These two sites are not much farther apart on the map
than those at oitylon and passavá, but the landscape between them is
rougher than a pass. Ultimately a nest of pirates and bandits, it was
to enjoy the highest murder rate in Greece and the highest population
density in the peninsula.47
The franks, while thereby definitely enclosing all “the mountains of
the slavs,” might have found the extreme south to be uncontrollable
even with a pair of strongholds, especially once Grand magne was
e.g. Katsafados, Kastra, pp. 294–299, who thinks these depict ano poula. Bon,
La Morée Franque, pp. 503–504, regarded the Kastro tis Oraias itself as Grand magne.
many of their arguments are applicable to Léftro instead. This site also corresponds
to ancient hippola, marked as a castle on maps like that cited in note 44. it can be
recognized, too, as the “companion castle” near old maina seen by a passing pilgrim
in 1323: mario esposito, ed., Itinerarium Symonis Semeonis (Dublin, 1960). piri reis,
Kitab-i bahriye, pp. 646 and 658, mapped a harbour at Gerolimena named “Vitiruna”
recalling “Léftro”—and no site at ancient Leuktron or oitylon.
47
see e.g. V. panagiotopoulos, Plithismos kai oikismoi tis Peloponnisou, 13–18 aionas (athens, 1987), pp. 179ff. That william ii mastered the intervening gorges by
building such a pair of castles was cleverly suggested by Jean Bory de saint-Vincent,
Relation du voyage de la commission scientifique de Morée (paris, 1837–38), 2:315.
46
the phantom baronies of the western mani
67
ceded to the Byzantines. These scarcely needed to ask for Léftro as
well, and perhaps its garrison fled soon afterward. The southwestern
littoral could have been what pachymeres called “the whole province
around Kinstérna,” which scholars have claimed that he included in
the cession, although this depends on how the text is read.48 nothing
indicates that Gistérna was ever william’s to cede anyway, and FCM
states that the ruler of Gisterne owned “the other castles around” by
1296. however, the Byzantine promotion of Greek immigration to the
area must have forced the ezerites to hellenize or to merge with their
meling brethren in the north. They may also have suffered in 1335
from an attack at two ports in the western mani—possibly those flanking cabo Grosso—by a turkish fleet that recorded it as the “land of
ispen” (from Gisterne and/or spany), which has hitherto been attributed to the older name of spanos in the north.
whatever the life span of Beaufort (Léftro), the toponym lasted.
combinations with the name of Grand magne, such as ‘Leuktra
mainis’ for the principal place in the southern mani, became traditional to both texts and maps for the next four centuries. The Kastro
tis Oraias is also a plausible inspiration, through reports from sailors
past the cape, for the earliest type of ptolemaic map made in the west,
which showed the ancient Leuktron displaced to the south end of the
peninsula.49 its value as an isolated fort was perhaps only intended
to be symbolic for a foreign prince. today, tottering on the sunset
edge of a spectacular precipice, it is a fittingly far-flung emblem of
efforts to demythologize and disinter the remnants of frankish nobility throughout the peloponnese.
while more remains to be said on these matters, i hope to have
established the essential validity of some previous speculation about
locations—not only in the northwest mani for Grítsena, but also in
the southern mani for Beaufort (Léftro), Gistérna, Grand magne and/
or slavs.50 such proposals by prominent scholars long pointed toward
48
The claim was attractively refuted by hélène ahrweiler, Byzance et la Mer (paris,
1966), p. 355. Yet cf. the ‘taenarian district’ in Leake, Travels, 1:303. The franks’
departure certainly stimulated local Greek church painting: see sharon Gerstel, “art
and identity in the medieval morea,” in The Crusades from the Perspective of Byzantium and the Muslim World, eds. angeliki e. Laiou and roy parviz mottahedeh
(washington, D.c., 2001), pp. 263–285, esp. 270–273.
49
e.g. Zacharakis, Catalogue, no. 1626 (Bologna, 1477) and its progenitor (c. 1410).
This was seemingly a temporary reversal of the influence remarked in note 34 above.
50
notably in the glosses of works by Jean Buchon, John schmitt, and Jean Longnon.
68
chapter two
the unorthodox yet unobstructed picture of the medieval mani that
has resulted here from coordinating analysis and synthesis of ideas
and data. The ‘skeletons in the closet’ of theory should be rehabilitated
with circumspection, and our real fallacies renounced, lest the phantom baronies fade like fugitives from injustice.
Acknowledgements
Being indebted to many people and institutions for discussions, materials and facilities during research on mani history, i take this opportunity to extend them my gratitude and no responsibility for errors.
special thanks go to Diana wright and pierre mackay (seattle), patrick
Leigh fermor (Kardamyli), Björn forsén (athens), peter mackridge
(oxford), philipp Billion (marburg), the Dumbarton oaks staff, the
taygetos mountain-man Konstantinos Bourlakos, and my faithful
jousting partner John chapman (maniguide) who made the map.
the phantom baronies of the western mani
69
map 1: The mani peninsula and its vicinity, c. 1250, including main frankish
strongholds and uncertainties discussed in the text, with other places mostly
of older or later date.
chapter three
a seigneurY on the eastern borders oF the
KingdoM oF JerusaleM: the TERRE DE SUèTE
cédric devais
various historical and archaeological works undertaken over the last
twenty years have made it possible to understand the latin states of the
levant from a new angle. This new understanding has altered the idea
of a society in which a handful of westerners, locked up in their cities
and their fortresses, dominated a crowd of muslim peasants. although
it is true that the franks never represented the majority of the population, they nevertheless formed a considerable part of it, perhaps even
a quarter.1 it seems that a large number of them chose to settle in the
countryside alongside the local christian communities rather than in
the towns, and the several villages of the Kingdom of Jerusalem that
have been studied in depth tend to corroborate this idea.2 however,
the borders of the Latin states, Oultre Jourdain, and even more so the
Terre de Suète (Sawad), have benefited only slightly from this revival
of academic interest in Frankish settlement.3 It is quite obvious that
1
Prawer’s estimations give a Frankish settlement of 120,000, maybe 150,000 people,
for a total population of 500,000. J. Prawer, Histoire du royaume latin de Jérusalem,
2 vols., C.N.R.S. (Paris, 1970).
2
R. Ellenblum, “Construction Method in the Frankish Rural Settlement,” in The
Horns of Hattīn, ed. B. Z. Kedar (London, 1992), pp. 168–189; R. Ellenblum, Frankish
rural Settlement in the Latin Kingdom of Jerusalem (Cambridge, 1996).
3
The situation is far from being uniform for the land of Oultre Jourdain. The
archaeological work carried out by Prof. vannini has greatly enlightened us on the
Frankish presence in the Petra region. Nevertheless, much remains unclear, in particular concerning the northern part of the Seigneury of Oultre Jourdain (the Amman
and Madaba area). A. Walmsley, “The Middle Islamic and Crusader Periods,” in Jordan an Archaeological reader, ed. R. B. Adams (London, 2008), pp. 506–507. Several
articles discuss the question of the medieval population of Petra. See, for example,
G. vannini and C. Tonghini, “Medieval Petra: Settlement of the Crusader and Ayyubid
Periods,” American Journal of Archaeology 101/3 (July 1997), 534–5; Ritterhausgesellschaft <Bubikon>, die Kreuzzüge Petra—eine Spurensuche (Bubikon: ritterhausges,
2006). in addition, a team from acor, directed by patricia Bikai, found remains of a
crusader village in Beidha, in the petra area. The results are to be published in adaJ.
Stephan Schmidt has made a similar discovery in the Wadi farasa, also in petra, along
with that of a crusader cemetery with several headstones.
72
chapter three
the prestigious classical past of the cities of the decapolis, due to their
remarkable state of conservation, has largely overshadowed the medieval past of the area.4 Moreover, the modern geopolitical situation of
the ancient Terre de Suète is particularly uncomfortable as it is currently located between israel, Jordan, and syria, which serves to make
certain sites virtually inaccessible. compared to the western parts of
the latin east, this vast area of the Kingdom of Jerusalem still remains
virtually unknown. however, surveys, excavations, and the re-evaluation of sources have gradually improved our knowledge of the particular structures of this lordship, how its borders were organized and
by whom. The study of the Terre de Suète promises to provide a better
understanding of the frankish presence in these distant dependencies
during the twelfth century.
The geography of Suète reveals a part of the nature of this seigneury.
indeed, whilst the texts define it clearly from the rest of the latin kingdom, its boundaries with the muslim world were blurred and moving.
to the south, the Wadi Zarka separated it from the Oultre Jourdain,5
while to the west, the Jordan river and lake tiberias were the borders
with galilee and Bessan.6 The eastern and northern boundaries7 were
vague and fluctuated throughout the twelfth century following the
advances and the withdrawals of the crusaders.8 at its greatest extent,
around 1160, Suète covered all the ajlun area (Jebel au’f ), the golan
and the hauran as far as dera’a, and the plain of meidan. in spite of
these vast dimensions, it never constituted an independent barony and
during its entire existence remained a part of galilee.9 The frankish
4
for example, the mamluk parts of the interior of the citadel at Bosra, which were
demolished in order to return the theatre to its classical phase.
5
e. Strehlke, Tabulae Ordinis Theutonici (Berlin, 1869), charter 3, p. 3.
6
The Assises du royaume de Jérusalem divide galilee in two: galilee proper being
the zone to the east of the Jordan river. a. a. Beugnot, “assises du royaume de Jerusalem, assises de la haute cour,” Recueil des Historiens des Croisades, Lois (paris, 1841),
1:422: “la baronnie de la princee de galilee deit c. chevaliers; la devise: de la terre sa’
le flum Jordain lX; de la terre de la le flum Xl chevaliers.”
7
ibn Jubayr notes that the border between the two countries was marked by a large
tree on the golan, known as the ‘oak of the scales’. ibn Jubayr, “Voyages,” Recueil des
Historiens des Croisades, Historiens Orientaux (paris, 1884), 3:446.
8
in 1166, the franks lost a fortified cave in the ajlun area. Then, beginning in 1184,
Saladin began building Qala’at ar-rabbadh/ajlun. however, this dating is contested
by alan Walmsley who believes the castle building started after the defeat at hattīn.
See a. Walmsley, “The middle islamic and crusader periods,” pp. 506 and 511.
9
according to tibble, dera’a was independent from galilee, although nothing
indicates that the town formed a complete lordship. S. tibble, Monarchy and Lordship in the Latin Kingdom of Jerusalem 1099–1291 (oxford, 1989), p. 51.
a seigneury on the eastern borders
73
chronicles often refer to it as the fringes of the kingdom, and in fact, its
configuration, its evolving character, and its proximity to the enemy
made it a veritable march or borderland.
The conquest of Sawad10 began during the winter of 1100 when
tancred de hauteville, a norman from italy, began to covet the lands
on the eastern shore of the Sea of galilee after receiving tiberias from
godefrey of Bouillon11 and conquering Bessan and Samaria. This area
was in the hands of an emir who was a vassal of damascus, nicknamed with great scorn, “the fat peasant” by albert d’aix.12 unable to
withstand the invasion, the emir initially yielded to the requirements
of de hauteville. Then, once tancred withdrew to galilee, he hastened to rescind his agreements and appealed to duqaq, the emir of
damascus, to help him fight against the franks. Several campaigns and
the support of godefrey were necessary before the Grossus Rusticus
would admit to frankish pre-eminence in his lands. in may 1100,
the two crusader princes, tancred and godefrey, once again crossed
the Jordan river into the Sawad for a major campaign, leading 200
knights and around 1000 soldiers without meeting any resistance on
their way. The expedition, which at the outset appeared to have been a
simple military parade, turned into a strategic withdrawal when duqaq
swooped down upon the rear guard led by tancred and inflicted serious damage.13 humiliated by this defeat, the franks carried out such
harsh reprisals in the region that duqaq was forced to accept a truce
and the abandonment of a large part of his south-western territories. it
was the first stage of a conquest that would continue over the next two
decades, which were to be marked by continuous changes, divisions,
and re-divisions of the Sawad and the Jebel ajlun. Throughout this
phase, which was marked by a relative balance between the two forces,
neither of the belligerents was capable of supplanting his adversary.14
it is by this name, the black land, that the eastern chroniclers refer to the Terre
de Suète.
11
tibble rightly pointed out that the town of tiberias was not taken by tancred,
but by godefrey, who built the fortress. tibble, Monarchy and Lordship, p. 11.
12
albert d’aix, “liber christianae expeditionis,” Recueil des Historiens des Croisades, Historiens Occidentaux (paris, 1879), 4:517: “Hic princeps appellatus est a Gallis
Grossus Rusticus prae nimia pinguique corpulentia et vili persona.”
13
albert d’aix, “liber christianae expeditionis,” p. 517.
14
details of these events are reported by deschamps and rey. e. g. rey, “notes
sur les territoires possédés par les francs à l’est du lac de tibériade,” Mémoire de la
société nationale des antiquaires de France 41 (1880), 86; p. deschamps, La Défense
du royaume de Jèrusalem, étude historique, géographique et monumentale, 2 vols. (les
châteaux des croisés en terre Sainte) 2 (paris, 1939).
10
74
chapter three
in 1105, hugue de Fauquenberg, lord of saint-omer and tancred’s
successor as prince of galilee, tried to gain an advantage over the
atabeg by building the powerful citadel of al’âl on the golan heights.
however, the attempt quickly turned into a catastrophe. tughtekin,15
perfectly conscious of the threat constituted by a fortress established
less than two days march from his capital, reacted quickly and on
december 24, 1105, seized the stronghold before it was even equipped
to withstand a siege. but, judging that his prize was too exposed to
a Frankish counterattack, he did not try to keep the castle, preferring instead to destroy it and to remove its garrison into slavery in
damascus.16 after this defeat, the crusaders never tried to build castles
north of the yarmouk river again.
during the followings years, it was a cave-stronghold on the southern side of the yarmouk, the Caves de Suète in the vicinity of ancient
abila, that became the epicentre of the bitter rivalry between Jerusalem
and damascus for control of this area.17 constantly taken and retaken,
it shows the indecisiveness of the franks and Seljuks. This situation
lasted until 1118 when tughtekin, having broken the truce once again,
was camping on the edges of the yarmouk and learned of the death of
Baldwin i. taking advantage of the troubles in Jerusalem, he seized the
Caves de Suète one more time, which the eastern chroniclers named
el-habis. however, his plans were thwarted by the vigorous reaction
of the new king of Jerusalem, Baldwin of Bourg or the ‘king count’, as
he was called by the muslims.18 once he had ensured his title, Baldwin
entered the lands of Suet and expelled the Syrians from el-habis. Then,
pushing his advantage as far as possible, he seized the city of dera’a
in the hauran, which was known on the frankish side as ‘the city of
Bernard of etampes’.19 This success marked a watershed in the conquest
of the Terre de Suète because the atabegs of damascus were never again
The atabeg tughtekin took over damascus after the death of duqaq in 1103.
it had no less than 200 men. abou’l modaffer, “extraits du miràt ez Zémân,”
Recueil des Historiens des Croisades, Historiens Orientaux (paris, 1884), 3:529–530;
ibn al athir, “Kamel al-tewarikh,” Recueil des Historiens des Croisades, Historiens
Orientaux (paris, 1872), 1:229–230.
17
The fortress-cave changed hands several times during the decade. deschamps, La
Défense du royaume de Jèrusalem, pp. 99–116.
18
So named by the eastern writers because he had previously been the count of
edessa.
19
it would appear thereafter with the name “civitas de Bernardi de Stampi” in the
latin texts. William of tyre, Historia rerum in partibus transmarinis gestarum (turnhoult, 1986), p. 328.
15
16
a seigneury on the eastern borders
75
able to contest the latin domination of this land.20 understanding the
benefits to be gained here, Baldwin never ceased consolidating and
trying to extend his possessions between the Jordan and the hauran
mountains, which henceforth were a veritable march.
for the franks as for the Syrians, this area was extremely attractive because of its economic and strategic potential. for the crusaders,
these regions were in addition a guaranteed source of precious human
support, as they had found when they arrived in Jerusalem, due to the
many eastern christian communities settled there.21 The agricultural
richness of the country appears in both the archaeological sources and
in the treaties determining the division of the harvest of Jebel au’f and
Sawad.22 on this subject, the translator of William of tyre notes that it
is “un pays seins et délitable, pleinteis de vin, de froument, d’uile et de
bonnes pastures à bestes.”23 This division of the agricultural production
perhaps led some historians to see only a sort of condominium where
christians and muslims would have exerted joint authority over the
country. if we can agree with this point of view for the years before
1118/9, for the years following, it is no longer acceptable as the franks
enjoyed complete power and organized the country in accordance with
the standards of the rest of the latin kingdom. in 1121, following the
loss of Jerash, where the Seljuks had tried once more to establish a
stronghold in the ancient temple of Zeus, the turks no longer had any
castles in the ajlun mountains or Sawad, whereas the crusaders maintained fortresses and garrisons there. Syrian citadels were from now on
pushed out eastwards toward Salkhad and Bosra in the hauran, facing
dera’a and el-habis. a very clear line of demarcation then existed that
20
When nur al-din took damascus in 1154, the frankish military supremacy
would be tested once again, and with the ascension of Saladin, the disproportionate
strengths of the forces would be highlighted. n. elisséeff, Nūr ad-dīn, un grand prince
musulman de Syrie au temps des Croisades (511–569 h./1118–1174) (damascus, 1967).
m. c. lyons and d. e. p. Jackson, Saladin, the Politics of the Holy War (cambridge,
1982).
21
The kings of Jerusalem invited the christians from transjordan to settle freely in
their lands in order to repopulate them.
22
The area is called ‘Basan’ in the Bible, which means fertile. The arabic word
‘sawad’ means black earth, and by analogy, fertile land. r. p. abel, Geographie de la
Palestine (paris, 1967), 1:275.
23
translator of William of tyre, “les eracles,” recueil des Historiens des Croisades,
Historiens Occidentaux (paris, 1844), 1:1105. The “livre des deux jardins” notes that
after ferroukh Shah took hold of el-habis in 1182, he captured no less than twenty
thousand head of cattle from the enemy. abou’l modaffer, “mirat ez Zéman,” recueil
des Historiens des Croisades, Historiens Orientaux (paris, 1884), 3:398.
76
chapter three
passed through dera’a and the golan heights, very close to the present day division between syria and israel. it is from this point of view
of a moving border that it is necessary to review the latin occupation
and use of the Terre de Suète.
The crusaders quickly understood the strategic interest of this 500
km long strip stretching from the golan heights to the red Sea.24
direct or indirect control of this 80 to 100 km wide region gave the
kingdom a strategic depth of which it had been completely deprived
at its beginnings.25 The Terre de Suète and Oultre Jourdain formed
a protective glacis, isolating the heart of the realm from its hostile
neighbours. With these lordships, the marching time of an army coming from Syria was almost doubled, time that could also be used to
rally troops for the defence of the kingdom. Such a rampart sanctified,
to use a fashionable term, the western territories, namely of galilee,
Samaria, and Judea.26 This opening towards the east offered the franks
the possibility of taking advantage of effective natural defences. indeed,
the great Syrian desert that separates mesopotamia from the levant,
although not impassable for caravans, is a frightening barrier able to
weaken the mightiest of armies. But in contrast to Oultre Jourdain,
Suète never reached the desert.27 it remained a frontier, forming a true
march in the traditional meaning of this term.28 for nearly sixty years,
until the collapse of the first Kingdom of Jerusalem, it played the role
24
c. devais, “l’expression du pouvoir aux frontières du royaume de Jérusalem:
terre de Suète et oultre-Jourdain au Xiième siècle,” Bulletin d’Etudes Orientales 57
(2008), 19.
25
r. ellenblum, “Three generations of frankish castle-building in the latin Kingdom of Jerusalem,” in Autour de la Premiere Croisade, ed. m. Balard (paris, 1996),
pp. 517–551.
26
Whilst tancred de hauteville was attempting to take Sawad, godefrey of Bouillon was exploring the south of transjordan and meeting the tribal chiefs. These two
actions probably intervened in this sense, even though the coasts were still largely in
the hands of the Syrians and egyptians. The two men were trying to keep their acquisitions safe and whole by protecting their eastern flank. albert d’aix “liber christianae
expeditionis,” p. 517.
27
in order to have done so, the franks would have had to take possession of the
hauran and the azraq oasis, which they were never able to do in spite of the local
insurrections. in the next century, the Caves de Suète nevertheless appear in a missive
that lists the frankish possessions then in the hands of the ayyubids. p. deschamps,
“etude sur un texte énumérant les possessions musulmanes dans le royaume de Jérusalem vers l’année 1239,” Syria 23 (1942–1943), 86.
28
Several western authors use the terms ‘fringes’ or ‘marches’, and sometimes ‘wild
lands’, to refer to the east bank of the Jordan.
a seigneury on the eastern borders
77
of sentinel by containing the Seljuk and ayyubid armies.29 in fact, the
muslim troops frequently ran up against the frankish ones on the
golan heights or on the plain of the hauran.30
later on, the occupation of these lands prevented any union between
the two great forces of the muslim world in the eastern mediterranean:
egypt and Syria. The fortresses of Oultre Jourdain and the Terre de
Suète, effectively barred the passage to Syria from egypt and the
arabian peninsula along the hejaz road.31 The occupation played a
major role after the fall of damascus in 1154 and even more after 1172
when egypt and Syria were joined together under one crown.32 Thanks
to their eastern possessions, the franks constantly threatened communications using the Jordanian roads between damascus and mecca
or cairo. This defensive aspect was doubled by an offensive value of
primary importance. cities and fortresses were used as rallying points
for troops launched against the hauran, the leja, or the caravans following the axes of the hejaz and the Wadi Sihan, and in case of defeat
they were used as refuges for the retreating army.33 Several expeditions
were prepared in gadara, one of the former cities of the decapolis, to
loot the rich southern Syrian lands and to besiege Salkhad and Bosra.
The crusaders posted in gadara, corsy, and dera’a were able to
plunder the rich wheat belt,34 and their raids quickly became a means
of exerting pressure that could affect the policy of the sovereigns of
damascus by threatening them with starvation. in the complex political
29
no fort within the Terre de Suète appears in the list of citadels taken by Saladin.
nevertheless, it is almost certain that the franks lost that country after the destruction
of the army at hattīn in 1187.
30
it is not our purpose here to list all the skirmishes, but the battle of the plains of
Buthaia and of Bouser can be cited as examples.
31
The caravan intercepted by renaud de châtillon was not composed entirely of
peaceful pilgrims; it also comprised numerous troops. c. oman, The Art of War in the
Middle Ages (london, 1991), p. 258; B. hamilton, The leper king and his heirs: Baldwin
IV and the Crusader Kingdom of Jerusalem (cambridge, 2000), pp. 78, 116, and 226;
lyons and Jackson, Saladin, pp. 6, 48, and 218.
32
hamilton, The leper king and his heirs, pp. 63–83, esp. 78 and 186–210; lyons
and Jackson, Saladin, pp. 201–220.
33
This was the case during the expedition of 1148.
34
ibn Qalanisi, one of the better informed eastern authors for our period, reports
that the constant frankish skirmishes to the south of damascus caused serious shortages and serious inflation of the price of wheat. The latins could thus strangle the
economy of the city at will. ibn Qalanisi, Damas de 1075 à 1154, trans. r. le tourneau
(damascus, 1952), pp. 39–40.
78
chapter three
game that started around 1130 the capacity of the latins to starve
damascus became a mighty weapon.
This role of march played by the Terre de Suète implied a solid force
in charge of the military operations. The “Book of Jean d’ibelin” in the
Assises du royaume de Jérusalem informs us of this presence through
the calculation of the knights due by each lordship of the realm. in
case of an uprising, galilee had to provide some hundred knights to
the king’s host which was one of the highest quotas due in the kingdom. of these hundred men, sixty came from galilee itself and forty
came from the eastern possessions of the principality. Still according
to ibelin, only sixty knights came from Oultre Jourdain, which was
much larger, and one hundred from ascalon, the other vast border
lordship. This high number of men deployed across the region clearly
implies a function of limes, and completely refutes the idea of a condominium. The presence of these warriors, some of whom held lordships, surely illustrates their desire to control the area and to create a
protective shield for Samaria and galilee.
The expeditions against the hauran also reflect frankish expansionism, made possible by their installation in the Terre de Suète.35 every
opportunity to push the conquest eastwards was exploited, even if it
meant damaging essential alliances as it did in the 1140s by breaking the treaty with unar of damascus.36 at this time, the threat from
aleppo was growing and unar of damascus (ainard according to
William of tyre) tried to preserve the peace in spite of the blindness
of the crusaders. regardless of this friendly disposition, the franks did
not hesitate to support the insurrection of the emir of the hauran in
1144 who tried, albeit unsuccessfully, to seize Bosra and Salkhad.
The ambiguous attitude of the emirs of the hauran during the
whole twelfth century must be emphasized. it seems that as early as
1104, the governor of Bosra contacted the crusaders with the aim of
forming an alliance that would emancipate him from the tutelage of
damascus;37 an attempt that his successors renewed in 1126 and 1144,
35
in addition, they reflect a certain lack of foresight in so far as unar, atabeg of
damascus, was a precious support against Zenghi of aleppo.
36
m. yared-riachi, La Politique extérieure de la principauté de Damas (damascus,
1997), p. 197. unar appears in the frankish chronicles under the name ainard.
37
yared-riachi, La Politique extérieure, p. 112; ibn Qalanisi, Damas de 1075 à 1154,
p. 56: “[. . .] puis s’étant mis en rapport avec Baudouin, roi des francs, ils [aitegîn
l’alépin, gouverneur de Bosra] allèrent le trouver pour lui demander assistance et
a seigneury on the eastern borders
79
almost going as far as to open the gates of their towns to the Western
invaders.38 This land was largely populated by christians and druse,
and we might wonder if the new Sunni power established in damascus
in 1126 did not result in the hauran being pushed towards a latin alliance. The emir al-tuntash, the instigator of the rebellion of 1147, was
a converted armenian.39 his former religion, as well as that of a large
fraction of his people, was close to that of the franks and could have
been one of the factors that drove him towards this new loyalty. in any
case, it is hard to accept any attempt by the franks to conquer places
so far to the east, without also acknowledging that they were already
well established on the eastern banks of Jordan river. to attack a
citadel more than one hundred kilometres away from their lines of
defence, right in the middle of the muslim lands, would have been
suicidal. although all these attempts failed, they reflect the unstable
character of the Terre de Suète, which was a buffer zone intended to
absorb shocks on the one hand and to penetrate as far as possible into
the rich muslim country to the south of Syria on the other.
from at least 1161, the latin military power was reinforced by a
contingent of brethren of the order of the Knights templar. William
of tyre mentioned that in 1166 a cave fortress entrusted to the guard
of the knights attacked and taken by the troops of nur al-din, without any real resistance from the brethren, an event which seriously
outraged their contemporaries.40 King amaury i, who had already set
out to help the stronghold, was furious at the knights’ lack of tenacity
and ordered that the twelve brethren guilty of cowardice be hanged
immediately.41 twelve seems a high number when compared to the
order’s great classical fortresses, which generally counted around fifty
demeurèrent quelques temps avec lui, au milieu des francs, l’incitant à marcher sur
damas et le poussant à exercer des ravages dans les provinces qui en dépendaient.”
38
deschamps, La Défense du royaume.
39
yared-riachi, La Politique extérieure, p. 112; g. dédéyan, “un emir arménien
du hawrân entre la principauté turque de damas et le royaume latin de Jérusalem
(1147),” in Dei Gesta per Francos, eds. m. Balard, B. Z. Kedar, and J. riley-Smith
(Burlington, 2001), p. 179.
40
William of tyre, Historia rerum, p. 879. it is probable that this was the same
position as that taken by the crusaders in 1139. it was located at the fringes of the
mountain of galaad, near ajlun. Surveys have been carried out in the area of the iron
mines located there, which attest to a twelfth century occupation.
41
William of tyre does not specify what happened to the cave. did amaury recapture it? We do not know.
80
chapter three
brethren. This new cave fortress constituted a post of utmost importance for the latins, as illustrated by the number of brethren and by
the severity of the royal reaction.
The acquisition of the amman citadel and of a third of the Balq’a
region through a donation, undoubtedly from philippe de milly before
1166, put the ‘white mantels’ at the head of a vast territory on both
sides of the Wadi Zarka, on the borderline of the realm.42 These lands
were probably very interesting for another reason: they were linked
to both the Terre de Suète and the land of Oultre Jourdain, and this
conferred a certain degree of autonomy to them.43 Besides, they contained important resources such as iron mines, plantations of sugar
cane, wheat and other cereals, and the production centres of olive oil.
We might thus question the real intentions of the order. Being master
of a huge border area, did it plan to create a sort of seigneury following the example of the ammanus between the lands of antioch and of
little armenia? it is difficult to know for certain, but the geographical
concentration of their power brings parallels to mind. unfortunately,
the present lack of information does not allow any other conclusions
to be drawn about the templar presence in the ajlun and Balq’a areas.
in any case, reinforced by the templar garrisons, the crusaders could
count on a mighty force far stronger than that which was necessary
simply to collect taxes.
contrary to what the presence of such military strength would suggest, there were no major fortifications in the Terre de Suète. Whilst
other border zones were covered by Cracs, as in the upper galilee or
in the transjordan, the Terre de Suète appeared desperately empty.
The unfortunate attempt of 1105 put a serious damper on the building
enthusiasm of the Westerners. They did not renew the mistake made
at Qasr Berdawil and later constructions were much more modest.44
after that, the crusaders chose to settle in easily defendable, inexpensive, and naturally inaccessible positions. on their side, the Syrians
chose to strengthen caves and ancient buildings.45 all the strongholds
42
amaury i confirms the donation of amman to the order in a charter dated 17
January 1166. J. delaville le roulx, “chartes de terre Sainte,” Revue de l’Orient Latin
11 (1905–1908), 183–187.
43
This was a rich area. Sugar cane was grown and there were many orchards. in
addition, there were iron mines in the ajlun area.
44
Several times, however, the eastern and latin chroniclers make reference to forts
or praesidium in the region without saying anything more about them.
45
This is the case, for example, at the temple of Bel in palmyra, in Bosra, Jerash,
and azraq. on the subject of the construction of frontier fortresses, see the article
a seigneury on the eastern borders
81
known in this area were of this kind, and they were not unusual in
the middle east. in fact, the reuse of temples or theatres was frequent,
as was the occupation of caves transformed into impressive bastions.
The caves of Shayzar46 or tiron, the ancient temple of Baalbek, the
temple of Bel in palmyra,47 and the theatre of Bosra are noteworthy
examples.
There could be several explanations for the absence of major construction works, above all the vicinity of the hostile territories that
made perilous any extended construction time. The ease with which
Thugtekin took over Qasr Berdawil showed early on the uselessness of
building a fortress in the golan, a vast open area deprived of any natural defence. learning from this failure, the belligerents quickly concluded that to retreat toward the yarmouk river, in the heart of hilly
country, would be more profitable than to stay in the easily accessible
lowlands. additionally, deciding in favour of caves spared them from
the colossal expenses required for the construction of a castle. The
large investment of money and human resources for such uncertain
results must have given the franks and their adversaries pause. Thus,
they used caves and the remains of Byzantine cities such as gadara,
Jerash, corsy, and, further in the south, amman. in each case, the
ancient city acted as the foundation of the new occupation of the area
(occupation that had actually never really stopped, even if it suffered a
serious reduction in terms of population between the eighth and ninth
centuries).48 moreover, it should be pointed out that the cave dwellings were highly developed and well adapted to the harsh conditions
of transjordan, as was noted by the german pilgrim, Thietmar, during
by ronnie ellenblum about Vadum Jacob: r. ellenblum, “frontier activities: the
transformation of a muslim Sacred Site into the castle of Vadum iacob,” Crusades
2 (2003), 83.
46
Which were taken by a single warrior, a spicy scene which was described
by osama ibn munqidh, emir of Shayzar. See h. derenbourg, “autobiographie
d’ousama,” Revue de l’Orient latin 2 (1894), 399.
47
on this subject, see p. deschamps, “la cave de tyron, une grotte forteresse des
croisés au liban,” Mélanges syriens offerts à M. Dussaud (paris, 1939), 2:873–882.
48
most archaeological work shows a certain degree of stability in the early days of
islam, then, towards the second half of the eighth century, the forts begin to collapse.
father piccirilo’s work at madaba and um ar-rasas, and alastair northedge’s work
at amman sheds light on the evolution of transjordanian towns in these periods.
a. northedge, Studies on Roman and Islamic ‘Ammān 1. History, site and architecture,
(British academy monographs in archaeology) 3 (oxford, 1992); see also p. canivet,
La Syrie de Byzance a l’Islam: VIIe–VIIIe siecles (paris, 1992).
82
chapter three
his journey in 1217.49 previously, byzantine sources had mentioned
that the region served as a refuge for people from west of the river who
crossed eastwards to find security in the caves of the transjordan.50
habis on the yarmouk, which in arabic means ‘the hermit’, also
referred to a Byzantine hermitage. a second place named habis, also
consisting of caves, is located in the village of mansura near Shawbak
in southern Jordan, and it is strikingly similar to the Caves de Suète,
with cultural material indicating a crusader/ayyubid presence.51
even if these positions were less impressive than the Cracs, their
importance must not be underestimated. The caves held by the templars
did not achieve very far-reaching results, but the Caves de Suète efficiently stopped several attacks, such as that of 1158, and, according to
William of tyre and some arab chroniclers, ensured frankish power
in these regions.52 Their strength came from their garrison, at times
composed of almost one hundred soldiers, and from the ability of the
army to rescue them at very short notice.53 a large part of this power
was used against the Bedouin tribes, and military actions were more
often directed against looters, such as the renegades who terrorised
the country in 1138, than against real armies.54 in either case, powerful
walls were not necessary to protect the caves since these groups were
unable to sustain a proper siege. finally, these structures were perfectly adapted to the control of the borderlands. easily defendable and
needing but few structures (other than wells, basins and outer walls),
these improvised forts fulfilled the role that was required of them, and
did so for a very low cost in comparison with a real castle. indeed, the
Caves de Suète, dug into a cliff at the bottom of a deep wadi and linked
49
Thietmar, “le pèlerinage de maître Thietmar,” in Croisades et pélerinages: récits,
chroniques et voyages en Terre Sainte, XIIe–XVIe siècle, ed. d. régnier-Bohler (paris,
1997), p. 948. See also Jacques de Vitry, “historia ierosolymitana,” in S. de Sandoli,
Itinera Hierosolymitana Crucesignatorum (Jerusalem, 1983), 3:316, on the subject of
Bosra of the trachonitis, where it states that the “populus etiam illius regionis in speluncis habitans, et in traconibus habens domicilia, commoratur in cavernis.”
50
This was the case in particular at the time of the great Sassanid invasion of 606.
B. Bagatti, Ancient Christian Villages of Galilee (Jerusalem, 2001), p. 259.
51
montreal/Shawbak hinterland survey, ifapo, 2003/2005.
52
William of tyre, Historia rerum, p. 841. at the time of the siege by Baldwin iV,
in 1182, to recapture the fortress taken by Saladin, the besiegers would be head to head
with the king for three weeks. See also ibid., p. 1028.
53
for purely military questions, see r. c. Smail, Crusading warfare 1097–1193
(cambridge, 1995); p. contamine, La Guerre au Moyen âge (paris, 1992); oman, Art
of War; h. delbrück, Medieval Warfare (lincoln, ne, 1990).
54
William of tyre, Historia rerum, p. 682.
a seigneury on the eastern borders
83
to the outside by a narrow shepherd’s path, could be used immediately
as they were.55 conceived for the purpose of defence in co-ordination
with a field army, these strange fortresses were strong enough to hold
this rich agricultural land criss-crossed by numerous trade routes.56
These routes, at the edge of the steppe lands, constituted an additional
attraction for the newcomers. Since antiquity, the transjordan has
been crossed by major caravan routes connecting the mediterranean
to Arabia Felix, the persian gulf, and from there, the far east.57 By
asserting themselves in the transjordan and in Terre de Suète, the
franks entered this vast system of exchange in which huge convoys
transported costly spices, silk, or precious pottery to the coast. two
of these routes converged in the vicinity of dera’a, which gave rise to
one of the most important markets of the meidan plain.58 The hejaz
road crossed Syria, passing through aleppo and damascus, continuing south to aqaba, and thence, through its port, to the holy cities of
medina and mecca. from the red Sea ports, trade ships could reach
yemen, africa, and india. a second route left the levantine coast for
lower mesopotamia following the Wadi Sihan.59 By settling along
these roads, and more particularly in dera’a, the franks could obtain
substantial income from the goods conveyed to the hejaz and along
the Wadi Sihan; sometimes they plundered the caravans crossing
their lands and also prevented the passage of the hajj pilgrims. minor
routes conveyed the goods to the coast and the big cities of the inner
country. These generally followed the roman routes through dera’a,
d. nicolle, “ain al habis,” Archéologie Médiévale 18 (1988), 115–140.
J. prawer, The World of the Crusaders (Jerusalem, 1972), p. 121.
57
in our day, pilgrims coming from the caucasus and the Balkans still use the same
routes to reach the holy places in the hejaz, stopping along the way at improvised
markets to finance their journey.
58
This market seems to have existed up until the 1930s, since the 1937 Guide Bleu
still described it. Several travellers noted this market, which attracted traders from the
whole oriental world. amongst them were Jean de mandeville, “le livre de messier
Jean de mandeville,” in Croisades et pelerinages, p. 1401: “il [le Jourdain] a un assez
long cours souterrain jusqu’à une belle et grande plaine nommée par les sarrasinois
Meldan, c’est-à-dire en français foire ou marché, parce qu’on y tient souvent des
foires.” See also William of tyre, Historia rerum, p. 726; Jean de Wurzburg, “descriptio terrae Sanctae,” in S. de Sandoli, Itinera Hierosolymitana Crucesignatorum (Jerusalem, 1983), 2:289.
59
This route is also still much in use today, with convoys of trucks carrying trade
between Jordan and iraq. The route is effectively the same, passing through mafraq
and azraq to the centre of iraq.
55
56
84
chapter three
capitolias, Jerash, gadara, and on to tiberias, acre, and tyre.60 by
imposing themselves over this whole region, the Franks were able to
control a major trade network and, thus, to levy substantial taxes on
both travellers and trade goods.61
another element of some importance attracted the crusaders to the
east of the Jordan river: the fertility of the northern Jordanian and
southern syrian landscapes. The predation of the crusaders on the
wheat reserves of Syria has already been mentioned above. The entire
zone stretching from the Sea of galilee to the Jebel druze was, and
continues to be, incredibly rich, supporting extensive cereal production, as well as orchards and olive trees. historical sources never fail to
emphasize the abundance of fruit in the region, along with wheat and
cattle of every kind, an abundance that has been confirmed by archaeological discoveries.62 The name ‘Sawad’, explained above, referred to
the very fertile, black earth of the region. furthermore, sugar was produced in large quantity in the Jordan Valley and in neighbouring wadis,
thanks to the vast sugar cane plantations. These were described by various Western travellers who discovered the delights of this unknown
plant,63 and several archaeological sites along the Jordan Valley bear
witness to this industry.64 The production, broadly intended for export,
60
r. p. abel, Geographie de la Palestine, 2 vols. (paris, 1967); r. dussaud, Topographie de la Syrie antique et médiévale (paris, 1927). for periods slightly later but still
connected to our subject, see rafat el majali and abdul rahim mas’ad, “trade and
trade routes in Jordan in the mameluk era (a.d. 1250–1516),” Studies in the History and Archaeology of Jordan 3 (1987), 311. ibn Jubayr describes a caravan that left
damascus for acre in September 1184. See ibn Jubayr, “Voyages,” p. 446.
61
ibn Jubayr even notes the cost of passage in the area of Banyas, which was as
much as one dinar per person. ibn Jubayr, “Voyages,” p. 447.
62
foucher de chartres describes the richness in livestock of the oriental lands.
it allowed the crusaders to survive during their first year in the levant. foucher de
chartres and Jeanne ménard, Histoire de la croisade: le récit d’un témoin de la première
croisade, 1095–1106 (paris, 2001), p. 102.
63
Jacques de Vitry, “historia ierosolymitana,” pp. 320, 356, and 358.
64
Several sugar production sites have come to light in the Jordan Valley: abu
arabi ash-Shamali, tall fandi al-Janubi, and deir ‘alla all attest an ayyubid-mamluk
presence. also the excavations at tell hesban by Bethany Walker uncovered a large
quantity of sugar jars, clearly destined for export. B. Walker, “The islamic Qusur of
tell hisban: preliminary report on the 1998 and 2001 Seasons,” ADAJ 47 (2003),
443. Bethany Walker was kind enough to inform me of a crusader phase at tell
hesban. See also p. Birgitte-porëe, “les moulins et fabriques à sucre de palestine et
de chypre,” in n. coureas and riley-Smith, Cyprus and the Crusades (nicosia, 1994),
pp. 377–510. however, it is important to exercise caution when using this last source.
cf. m.-l. Von Wartburg, “The archaeology of cane Sugar production: a Survey of
a seigneury on the eastern borders
85
guaranteed a substantial income to the owners of the plantations and
refineries.65 finally, one should add the fishing industry in the Sea of
galilee to the economic activities of the Terre de Suète.
The wealth of the region and the defences set up by the franks are
sufficient to quash the idea of a loose settlement based solely on the
collecting of taxes. The evidence points to the fact that the latins were
not content to rule from afar, if only because, as we have seen, they
needed to guarantee the security of their borders. one of the arguments often put forward against the notion of a western occupation of
the region is the distant and dangerous nature of the area. however,
other areas of the kingdom, such as montreal or the area around
ascalon and tyre, were no less exposed than the Terre de Suète and
were settled by significant numbers of new people. in our case, by
1120, the north of Jordan and the south of Syria, which was broadly
inhabited by eastern christians, did not represent a more dangerous
area than upper galilee. on the contrary, it seems that the newcomers benefited from the kindness and even the support of a large part
of the local population, as in montreal or petra, who allowed them to
establish colonies. The franks could have been satisfied with collecting only their share of the taxes,66 but all the indications suggest that
they actually settled. The annexation of these lands accompanied by
the settlement of a frankish population at the gates of the Kingdom of
Jerusalem, was most probably determined by the intention of securing
the borders and exploiting the lands, as was the case in ascalon.67
Thus, numerous casaux appeared in the region, set up between
the lower Jordan river and the plain of meidan. There are around
thirty mentioned in various cartularies of the latin east. among
these charters, one dated to 1127 mentions the casal of Jerraz in the
twenty years of research in cyprus,” Antiquaries Journal 18 (2001), 305–335, esp.
n. 15; eadem, “cane Sugar production Sites in cyprus. real and imagined,” Report of
the Department of Antiquities, Cyprus (2000), 381–401, esp. 397, n. 70.
65
in the thirteenth century, there was a sugar known as ‘montreal’, coming from
the transjordan. deschamps, La Défense du royaume de Jèrusalem, p. 49.
66
Which was clearly the case in some places, but this form of power was not
adopted everywhere. ibn Jubayr, “Voyages,” p. 447.
67
William of tyre, Historia rerum, p. 707. according to William of tyre, the lords
of the region favoured the creation of agricultural communities in the area in order
to pacify the region.
86
chapter three
Jordan valley,68 which can be identified as Jerash/gerasa.69 at that
time gerasa was gifted to the abbey of our lady of Josaphat. This act
illustrates perfectly the increase of the power of the crusaders in the
area. This town, which had been conquered in 1121 and immediately
abandoned because it was thought to be too dangerous, appears to
have been more secure less than ten years later, proving the power of
the franks in the ajlun region. These casaux formed dense groups of
four or five villages at a distance of less than a dozen kilometres from
each other, all of which were established around the ancient cities of
the decapolis70 or the fortresses. moving from east to west, corsy71
comes first, on the eastern shore of lake tiberias, gadara is a little further south, then habis on the yarmouk river, further east is Beit ras/
capitolias and finally dera’a in the plain of the hauran. even though
a casal is not apparent in the immediate environs, it seems likely that
a sixth group existed. it was centred around the templar caves, most
probably the very same that had been used by thieves in 1138.72 a
survey by Joseph green found some mills in the Kufranja Valley near
ajlun. Several sugar presses have also been found in the same region,
dating to the twelfth and thirteenth centuries. furthermore, during
a survey, the present author was able to check on the existence of a
remarkable complex of caves dominating access to the Jordan Valley
that is very similar to the complex of el-habis.73 each of these groups
68
h. f. delaborde, “chartes de la terre Sainte provenant de l’abbaye notre dame
de Josaphat,” Bibliotheque des Ecoles Francaises de Rome et d’Athenes 19 (1880),
p. 46, charter 18; r. röhricht, Regesta regni Hierosolymitani, (MXCVII–MCCXCI)
(innsbruck, 1893), charter 159.
69
during the excavations of the temple of Zeus, Jacques Seigne found evidence
of fighting that he dated to the first quarter of the twelfth century, followed by a reoccupation of the site. These finds corroborate our sources. The temple, refurbished
into a fort, was indeed attacked in the 1120s and used thereafter.
70
towns that are mentioned as being bishoprics depending upon either nazareth/
Scytopolis (the seat of the archbishop having been moved to nazareth) or Bosra. a
Provinciale dating to 1180 names four towns in the region dependant on nazareth:
capitoile (capitolias), gadirom (gadara), pelon (pella), and chricppus (probably
corsy); and two dependant on Bosra: adraon (dera’a), and philiople (fiq). “patriarcats de Jerusalem et d’antioche,” in Itinéraires à Jérusalem et descriptions de la Terre
Sainte rédigés en français aux XIe, XIIe & XIIIe siècles, eds. henri Victor michelant and
gaston reynaud (geneva, 1882), pp. 12–13 and 17.
71
Bellarmino Bagatti recognized the site in 1971 and noted the remains of a
crusader building. Bagatti, Ancient Christian Villages, p. 67.
72
William of tyre, Historia rerum, p. 681.
73
This group of caves might be those of the templars of 1166.
a seigneury on the eastern borders
87
of villages seems to have been controlled by at least one lord, only
two of which have, until now, been noted by historians. Willelmus
de Sueta, who deschamps had already mentioned in 1935,74 signed
several notarised acts, proving the existence of a suzerainty over the
whole country. more recently, tibble has noted the presence of a certain Bernard Derat,75 corresponding almost certainly to the town of
dera’a, the civitas de Bernardus de Stampis of William of tyre.76 in
fact, at least three others put their names on charters in the twelfth
century: in 1158, Renierius de Corsie77 and Pontus de Sira78; in 1169,
Guido de Beteras.79 to these five lords can be added the masters of the
Caves de Suète. The existence of these lords dividing up the province
points to a well structured organization in this part of galilee. each
group of casaux was associated with a lord, with the notable exception
of gadara, which in any case could quite easily have been attributed to
a knight who has remained unknown. The whole of the territory was
thus distributed according to the then current principles of vassaldom.
moreover, the existence of these knights suggests that the power of the
princes of galilee was not exercised exclusively by way of their fort at
habis, but was equally reliant on the feudal links based on the fiefdoms. Thus, we find the forty knights listed in the Assises du royaume
de Jérusalem, amongst whom some at least must have had possessions
in the Terre de Suète. These lords refute the hypothesis that the franks
never settled east of lake tiberias and that they were satisfied simply
with a modus vivendi that guaranteed them the taxes of the region. in
fact, they opted for direct control of the area.
The existence of such an organization raises the question of the population of this border zone. Were these lands colonized in the twelfth
74
p. deschamps, “une grotte forteresse des croisés au-delà du Jourdain,” Journal
Asiatique 227 (1935), 285–299.
75
tibble, Monarchy and Lordship, p. 52.
76
William of tyre, Historia rerum, p. 728. The author points out that the town is
commonly known thus, but that its proper name is adraat.
77
delaville le roulx, “chartes de terre Sainte,” p. 182.
78
g. Bresc-Bautier, Cartulaire du chapitre du Saint-Sépulcre de Jérusalem (paris,
1984), charter 81, p. 190, and charter 83, p. 191.
79
delaville le roulx, “chartes de terre Sainte,” charter 3, p. 185. moreover, a
certain girardus de Beteras appears in 1168 when a donation is made, indicating the
existence of a lineage holding this fiefdom. See röhricht, Regesta regni Hierosolymitani, charter 454, p. 119.
88
chapter three
century?80 unfortunately, we do not have any precise sources, such
as those that describe the population of the Mahomérie, to help us.
nevertheless, archaeological work81 and toponymic studies have supplied some important information on the state of the country at that
time. Four groups are of particular interest because of the work that has
been carried out there: gadara and the eastern shores of lake tiberias,
and the areas of ajlun, dera’a, and beit ras (capitolias)/irbid.
if one follows ronnie ellenblum’s reasoning on the subject of western colonization, these zones are particularly interesting in so far as
they have remained essentially christian until recently. The villages of
ajlun, Kufranja, and el hosn (irbid)82 still had a christian majority
at the beginning of the twentieth century.83 evidently, the existence of
these communities is not enough to justify the presence of franks in
the region. nevertheless, a group of indications, beginning with the
toponyms, tend to show that settlement did take place. The ajlun area,
as already mentioned, is a bastion of Jordanian orthodoxy. The result
of the toponymic studies there tends to indicate a latin presence: in
the immediate vicinity of the castle there is an area called Kufranja, ‘the
village of the franks’, and a local wadi is named Wadi al-franji, ‘the
wadi of the franks’. These names, coupled with the archaeological work,
would seem to bear witness to the settlement of franks in the vicinity. The survey carried out by Jonathan mabry and gaetano palumbo
also showed that following a decrease in the eleventh century, the
population of this zone increased significantly from the twelfth to the
fourteenth century before slumping again in the ottoman period.84
80
ronnie ellenblum believes, based on the presumed absence of eastern christians
that the franks never attempted to settle in the region. ellenblum, Frankish Settlement, p. 276.
81
alan Walmsley notes that the lack of material found during survey does not
reflect the real settlement during the eleventh/twelfth century. a. Walmsley, “The
middle islamic and crusader periods,” p. 519.
82
a fortress named Hisn was seized by the crusaders in 1118. This location is probably the modern hosn. The city is built on the top on a hill, but unfortunately, as yet,
there is no indication of a military building there. J. m. mouton, Damas et sa principauté sous les Saljoukides et les Bourides (486–549/1076–1154) (cairo, 1994), p. 52.
83
Guide Bleu (edition hachette, 1937), p. 368.
84
J. mabry and g. palumbo, “Wadi yabis Survey,” in Archaeology of Jordan, vol.
2.1, Field Reports. Sites A-K., eds. d. homes-fredericq and J. B. hennessy (amman,
1989), p. 91. Thirteen of the surveyed sites were occupied from the twelfth to thirteenth centuries.
a seigneury on the eastern borders
89
The remains of craft industries such as mills,85 sugar factories, and
surface material, notably ceramics,86 attest to this occupation. What
is more, it was probably in this area that the templars settled after
they were forced out of their cave fortresses in 1166. during the Wadi
yabis survey, the present author was able to explore a group of large
caves very similar to those of el-habis.87 The re-population of this zone
by the franks, and no doubt by eastern christians, could therefore
have accompanied the establishment of the order of the temple and
benefited from its protection in the heart of a region that was still
largely christian.88 This is not an isolated example. other archaeological sources lend support to what can be seen in ajlun. ayyubid/
mamluk material found in the various excavations at gadara89 attests
to the occupation of the site in the twelfth century, which corroborates
with the written sources. moreover, the department of antiquities of
Jordan found a crusader treasure in this town.90 finally, and perhaps
most importantly, the fourth-century, five-aisled basilica was still in
use in the twelfth century. it was changed into a mosque only at the
end the twelfth century by the simple addition of a minaret. This discovery, made by a german team,91 clearly shows the existence of a
christian community during the crusader period, and the fact that it
85
Joseph a. green, “The Water mills of the ajlun-Kufranja Valley: the relationship of technology, society and settlement,” Studies in the History and Archaeology of
Jordan 5 (1995), 757.
86
t. Weber, “listib,” in Archaeology of Jordan, vol. 2.2, Field Reports. Sites L-Z, eds.
d. homes-fredericq and J. B. hennessy (leuven, 1989), p. 368.
87
This group blocked the route leading to the ghor. it dominates a fertile valley
where the remains of a pressure pipeline are still visible. even though the surface
material was very limited, a few fragments of pottery at the foot of the caves would
seem to confirm a twelfth- and thirteenth-century presence.
88
The ajlun mosque, dated to the thirteenth century, was built over a church, and
the village of mar elias has remained an important pilgrimage site for eastern communities to this day.
89
collections of the gadara museum.
90
it has not yet been published, but the local department of antiquities was kind
enough to inform us of this find.
91
excavations and work continue under the auspices of the Jordanian department
of antiquities and the german protestant institute for archaeology, amman. This
large site will certainly produce new discoveries in the future. for a general overview
of the site, see d. homes-fredericq and J. B. hennessy, “um Qeis,” in Archaeology of
Jordan, vol. 2.2, Field Reports. Sites L-Z, eds. d. homes-fredericq and J. B. hennessy
(leuven, 1989), p. 597.
90
chapter three
was replaced at the end of the twelfth or beginning of the thirteenth
century indisputably implies a rupture in the region.92
two hypotheses, possibly complementary, can be presented to
explain these developments. The construction of the ajlun citadel by
the ayyubids and then the defeat of the franks at hattīn no doubt
resulted in the departure of the latin population and some of the
eastern christians from the country. at the same time, the religious
domination of the new conquerors93 manifested itself in their transformation of churches into mosques, sometimes simply by the construction of a minaret and the destruction of the crosses, the symbol
of their adversaries. This was a phenomenon also seen at montreal.
during a survey in the golan, Bagatti noted the presence of a ruined
fortification and frankish church at corsy.94 lastly, the sources show
that at Saint george, the order of notre-dame of Josaphat received
a church from William of Bures.95 This is of particular interest insofar as, according to ronnie ellenblum, a church has been considered
as often forming the centre of a latin settlement. This casal in the
vicinity of dera’a, far to the east and almost on the borders of the
emirs of Bosra, had a frankish settlement. it is likely that the wealth
of the country and even more so of the markets that were held close
by at meidan, encouraged the colonists who were also supported by
the order. finally, during their survey in the north of Jordan, lenzen
and mcQuitty found evidence of frankish presence in the area of Beit
ras/irbid.96
Thus, the Terre de Suète was more than a simple condominium. This
status, described by the eastern sources, represented only one stage in
the existence of the seigneury. The advance of the crusaders around
1120 clearly put an end to this system in favour of a feudal organization of territory whereby the lords and templars divided the land
amongst themselves under the domination of the princes of tiberias.
92
The minaret of the ajlun mosque belongs to the same period, as does that at
dera’a. an identical change can be seen at al-Bira. d. pringle, “magna mahomeria
(al-Bira): the archaeology of a frankish new town in palestine,” in Crusade and
Settlement, ed. p. W. edbury (cardiff, 1985), p. 149. in dera’a the mosque re-used
Byzantine stones and capitals. an inscription on the minaret is dated from 1253.
93
lyons and Jackson, Saladin.
94
Bagatti, Ancient Christian Villages, pp. 64–67.
95
delaborde, “chartes de la terre,” pp. 40 and 46, charters 14 and 18.
96
c. J. lenzen and e. a. Knauf, “Beit ras/capitolias, a preliminary evaluation of
the archaeological and textual evidence,” Syria 64 (1987), 21.
a seigneury on the eastern borders
91
however, there is nothing to suggest that the seigneuries of dera’a,
corsy, and Beit ras were independent of galilee, a fact confirmed by
the donations made by William of Bures in the area of dera’a (casal
Saint-george and Saint Job). additionally, even though the region was
on the borders of the Kingdom of Jerusalem, everything seems to suggest that there were considerable settlement activities. if the medieval
periods are not ignored in the current archaeological excavations, they
should throw some light on the nature of the populations settled in
the region. in spite of the absence of any major known structures, the
Terre de Suète seems, nevertheless, to have been a protective march
for the kingdom, as well as a land exploited by the latins, and not
merely shadowy space where only nominal power was exercised by
the franks.
chapter Four
Merchants, MonKs, and Medieval
sardinian architecture*
Michelle hobart
This chapter evaluates medieval Sardinia from three perspectives:
material culture, architectural history, and socio-economic history.
This interdisciplinary approach yields the benefit of a better understanding of Sardinia’s evolving settlement patterns, the island’s role
in mediterranean trade, and its relationship with the islamic world.1
as a point of departure, the focus of this study is placed on one particular architectural element, using it to connect these topics and further understand the island’s role in mediterranean trade. With special
attention to arab culture and its ‘non-visible’ presence along the
mediterranean coasts, this chapter proposes that Sardinia might have
played a wider role in medieval maritime trade than previously believed.
Bacini
The term ‘bacini’ (sing. ‘bacino’) was first used by gian Battista passeri
in 1758 to describe decorative pottery on the churches of pesaro, italy.
The term has since come to indicate vessels, generally of an open form,
that perform a decorative function, predominantly on the facades
of religious buildings (fig. 1).2 Bacini are glazed utilitarian ceramic
plates that were originally imported to continental italy from different
* This chapter is dedicated to graziella Berti.
1
for an introduction to medieval Sardinia, see rossana martorelli, ed., Città,
territorio, produzione e commerci nella Sardegna medievale (cagliari, 2002); robert
rowland, The Periphery in the Center: Sardinia in the Ancient and Medieval Worlds,
(Bar international Series) 970 (oxford, 2001), pp. 151–155; francesco floris, Storia
della Sardegna (rome, 1999), pp. 152–156; raimondo turtas, Storia della chiesa in
Sardegna: dalle origini al Duemila (rome, 1999), p. 971; laura galoppini, Sardegna e
Mediterraneo: dai Vandali agli Aragonesi. Antologia di fonti scritte (pisa, 1993).
2
graziella Berti and liana tongiorgi, I bacini ceramici medievali delle chiese di
Pisa (rome, 1981).
94
chapter four
islamic west-Mediterranean centres and subsequently produced on the
peninsula.3 They were first introduced to continental italy in the late
tenth century and their durability and wide availability made them an
ideal architectural element for many ecclesiastical structures that were
built before and during the Gregorian reformation. The use of bacini
as architectural elements is also found in spain, albania, Yemen, and
iraq,4 although the origin of the practice is unclear. during the Middle
ages, bacini were also used as domestic wares in high-end residences
or large monasteries.
There are two commonly accepted methods for dating bacini. The
first typifies the bacini found on churches for which accurate dates of
construction are known. This method assumes that bacini were incorporated into the masonry at the time the churches were constructed.
additionally, the recent discovery and identification of medieval
pottery-production centres in the Mediterranean has not only led to
an increased accuracy (within about 25 years) in the dating of bacini,
but it has also provided valuable information about the particular
geographic regions from whence the pottery originated.
Bacini and the Dating of Medieval Sardinian Churches
Most of the medieval churches on sardinia have no surviving documents regarding their construction and, in the past, dating them was
based exclusively on stylistic terms. on the other hand, in pisa, documents on the construction of churches abound. in 1981, a pioneering
book by Graziella Berti and liana tongiorgi on the medieval churches
of pisa that are decorated with bacini offered a comprehensive survey
of all the major types of islamic and italian bacini produced in the
Mediterranean, ranging from the end of the tenth to the fourteenth
century.5 This text provided precise dates for each of these types,
3
Graziella Berti and sauro Gelichi, “trasmissioni di tecnologie nel Medioevo: tendenze e linee di ricerca attuali,” in Circolazione di tecnologie, maestranze e materie
prime nelle produzioni ceramiche del mediterraneo dal medioevo all’età moderna (albisola, 2001), pp. 23–41.
4
see [Atti:] 26. Convegno internazionale della ceramica. I bacini murati medievali:
problemi e stato della ricerca, Albisola, 28–30 maggio 1993 (albisola, 1996); hereafter
I bacini murati medievali. The entire conference was dedicated to presence of bacini
in the Mediterranean.
5
Berti and tongiorgi, I bacini ceramici medievali. Berti and tongiorgi analysed
twenty-three churches in the maritime republic decorated with imported bacini. This
merchants, monks, and medieval sardinian architecture
95
based on the age of the church and the accepted understanding that
the ceramics were inserted at the time of construction. By extension,
this system of dating pinpointed exactly when these products were
circulating throughout the Mediterranean.
riccardo francovich, one of the fathers of Medieval archaeology in
central italy, suggested that the aforementioned methodology might
be inverted in order to date the many churches of sardinia that are
decorated with bacini, which have hardly any surviving documents.
The project outlined in this chapter began in the 1990s as an experiment that sought to put francovich’s suggestion into practice. it was
an opportunity to put to use this new discipline to show how archaeology could contribute to the historical socio-economic debate on a
wider scale. prior to this research project, the appearance of pottery in
the archeological record had often been used to date phases of occupation, but never before had a decorative ceramic architectural detail
been used as one of the leading indicators for a historical discussion.
indeed, sardinia is an ideal setting in which to analyse cultural
exchange via bacini, as it has the largest number of architectural
bacini in the Mediterranean.6 of the roughly one hundred and seventy churches built on sardinia between the eleventh and the fourteenth century, over sixty were decorated with ceramic bacini (fig.
2). approximately ninety bacini have been identified in situ on these
churches and a total of seven hundred and fourteen bacini recesses
were counted (table 1; the recess is the empty space left by the bacino
once it has fallen out or been destroyed). The majority of the surviving bacini are no longer in situ. in some cases they were removed,
restored, and are now kept in the cagliari museum or a local warehouse. however, when the bacini have been removed from their original context, it is impossible to establish their profile and the nature of
their glaze. since a great many of the recesses are now empty, much
information has been lost. all the same, the extant bacini provide a
glimpse into the variety of bacini that were in use on medieval sardinia
and they allow for certain conclusions to be drawn regarding churches
lacking any other documentation.
pottery, which had been very rarely studied before, contributed to the identification
of most types of ceramics circulating in the Mediterranean since the end of the tenth
century. Generations of archaeologists have used this book to date sealed medieval
layers in excavations all over the Mediterranean. from the thirteenth century onwards,
imports were increasingly substituted with local pisan and italian productions.
6
see I bacini murati medievali.
96
chapter four
Dating Medieval Sardinian Churches Without Extant Bacini
as mentioned above, many sardinian churches have lost their original
pottery. nonetheless, the types of bacini that likely decorated these
buildings can still be inferred. if the currently accepted dates for the
foundation of sardinian churches are used, the types of the missing
bacini can be inferred from those types used on contemporary churches
with extant bacini. for instance, at the time the first churches with
bacini appear, only islamic products were available in sardinia and the
Mediterranean (italian potters did not use glazing techniques until the
early thirteenth century). Buildings with empty recesses that are dated
to the late eleventh or twelfth century, either on the basis of style,
masonry techniques, or documentation, must likewise have contained
islamic bacini produced either in north africa, sicily, or spain.7 These
churches are san simplicio in olbia, santa Maria del regno in ardara,
san Giovanni Battista in orotelli, san pietro in silki at sassari, san
Michele di ploaghe in salvenor, nostra signora di talia in olmedo,
san Giorgio in usini, santa Maria di sibiola in serdiana, santa lucia
in serdiana, santa Giusta in oristano (fig. 3), sant’antioco di Bisarcio
in ozieri, san nicolò in ottana (fig. 4), san platano in villaspeciosa
(fig. 5), and san pietro of sorres at Brutta.
Bacini of Sardinia
The technique of glazing ceramics is the great innovation of islamic
potters.8 a sharp boundary distinguishes the manufacturers of eastern and western islamic artifacts. The boundary of the eastern islamic
world of the Middle ages fell along the italian adriatic coastline, a
region with strong ties to Byzantium. The western islamic world consisted of coastal north africa (tunis and Morocco), sicily, parts of
southern iberia, and the Maiorchine islands. at this stage, the islamic
7
Graziella Berti, “i bacini islamici del Museo nazionale di san Matteo, pisa:
vent’anni dopo la pubblicazione del Corpus,” in Studi in onore di Umberto Scerrato,
eds. Maria vittoria fontana and Bruno Genito (naples, 2003), pp. 121–151.
8
Berti and Gelichi, “trasmissioni di tecnologie nel Medioevo”; abdelaziz daoulatli, “la production vert et brun en tunisie du iX au Xii siecle,” in Le Vert et le
Brun (Marseilles, 1995), pp. 69–89; Graziella Berti and sauro Gelichi, “Mille chemins
ouverts en italie,” in Le Vert et le Brun, pp. 128–163; Marilyn Jenkins, Medieval
Maghribī Ceramics. A reappraisal of the Pottery Production of the Western regions
of the Muslim World (phd dissertation, new York university, institute of fine arts,
1978); to mention a few.
merchants, monks, and medieval sardinian architecture
97
pottery from medieval sardinia, with the exception of a few fragments
from egypt, originated from western islamic centres and continental
italy.9
Tunisia
The earliest islamic bacini found in sardinia are on the church of
san Gavino, and have been associated with tunisian products on the
basis of their ornamental patterns, technique, and shapes. These bacini
were most likely produced in the kairouan area and exported from
the port of Mahdia, the first capital of the fatimids, founded in 909
on the eastern coast of tunisia (fig. 6).10 trading centres such as the
ports of tunis (carthage) and Mahdia exported pottery well into the
thirteenth century. The bacini of san Gavino are also related to those
that appear in pisa at the church of san pietro a Grado. These bacini
are monochrome white and black on turquoise green and they are
categorized as “tin or lead glazed bacini with yellow boli on a green
background.”11
The early tunisian products were monochromatic, bichromatic, or
polychromatic and differed on the basis of their technique, shape, and
decoration. The glazing technique required double firing: the first to
the biscotto, which lacked any decoration (with the rare exception of
small incisions or stamps executed before the first firing); the second
firing took place after the application of the glazes. These could be of
two types. The first type was a lead-based fritta mixture (lead glaze),
with or without colour. in both cases, the glaze was always transparent. When the glaze lacked transparency it was due to the fact that the
temperature was not sufficiently elevated or there was a disruption
during the process. The second type was the same lead glaze mixed
with an opaque tin glaze, with or without colour. The degree of opacity
was dictated by the quantity of tin covering the biscotto.
9
Berti, “i bacini islamici.” even in pisa, only a small amount of pottery came from
Byzantium and the nearby areas. These all date to the twelfth century. for sardinia’s
domestic use, see daniela rovina, La Sezione Medieval del Museo “G.A. Sanna” di
Sassari (piedimonte Matese, 2000), p. 121.
10
Graziella Berti, “la ceramica tunisina ‘a cobalto e manganese’ in toscana,” in
Ceramica in blu: diffusione e utilizzazione del blu nella ceramica (albisola, 2002), pp.
89–102; daoulatli, “la production vert et brun en tunisie,” pp. 69–76.
11
for the first type, see Berti and tongiorgi, I bacini ceramici medievali, pl. 112.
for the second type, see ibid., pls. 86, 88, 89, 90, 95, 96, and 97.
98
chapter four
a later tunisian type of bacini, very popular among pisan merchants, was decorated with cobalt and manganese (coMn) (fig. 7).
This type of bacino is found on numerous churches in both pisa and
sardinia, as well as in many excavations.12 The use of these bacini in
pisa is precisely dated between 1175 and 1250.13 starting in the late
twelfth century this type of dish was imported not only for architectural decoration, but also for domestic use. in sardinia, the juxtaposition of this type of pottery with italian products can help date a church
more precisely.
Sicily
The earliest sicilian glazed bacini used in pisa came from the newly
established islamic workshops in palermo, which produced polychromatic and lead-glazed wares beginning in the late tenth and early eleventh century. in sardinia, the mineralogical analysis of six pieces from
the church of san niccolò of trullas in semestene indicates that they
also come from eastern sicily14 and were manufactured in the second
half of the eleventh century (fig. 8).15 other known sicilian centres
of ceramic production were Marsala, syracuse, and agrigento.16 The
more well-known ‘Gela ware’, named after the town Gela and typified
by its whitish slip-glaze is absent in sardinia.17 Gela ware is no longer
12
This type has been found in tuscany, liguria, and lombardy. see Graziella Berti
and laura cappelli, Lucca, ceramiche medievali e post-medievali: Museo nazionale di
Villa Guinigi, (ricerche di archeologia altomedievale e Medievale) 19–20 (florence,
1994), pp. 131–138; Graziella Berti, “pisa: ceramiche e commerci (2 meta’ X-meta’
Xiv s.),” in Il Congresso nazionale di archeologia medievale, ed. sauro Gelichi (florence, 1997), p. 347; Graziella Berti and liana tongiorgi, I bacini ceramici del Duomo
di San Miniato le chiese di Pisa (Genoa, 1981); Berti, “la ceramica tunisina.”
13
The attribution to tunisia is based both on mineralogical and chemical analyses.
see Berti and tongiorgi, I bacini ceramici medievali; Berti and tongiorgi, I bacini
ceramici del Duomo; Berti, “i bacini islamici.”
14
tiziano Mannoni kindly provided this information. Graziella Berti, “ceramiche
islamiche del Mediterraneo occidentale usate come ‘bacini’ in toscana, in sardegna
e in corsica (secoli Xi–Xiii),” in Età di Federico II nella Sicilia Centro-meridionale
(agrigento, 1991), pp. 99–114, 266–276, and 329–333.
15
Michelle hobart, catalog nos. 16 and 18–19, in Moriscos. Echi della presenza
islamica in Sardegna, eds. Maria francesca porcella, Marcella serreli, luisa degioannia, and antonia Giulia Maxia (cagliari, 1993), pp. 32–33.
16
alessandra Molinari, “l’italy du sud,” in Le Vert et le Brun, pp. 119–123.
17
Berti and Gelichi, “Mille chemins ouverts en italie,” pp. 146–147; stefania fiorilla, Gela: le cramiche medievali dai pozzi di Piazza S. Giacomo (Messina, 1996).
merchants, monks, and medieval sardinian architecture
99
considered an islamic production, since it belongs to the tradition of
southern italian protomajolica.
nevertheless, identifying the tunisian or sicilian production centre of a particular bacino is difficult without the help of mineralogical
analysis. When dealing with islamic products from these areas, both
the shape and the technique are very similar.
Spain (the region of Valencia)
The islamic technique for glazing pottery was adopted in the West
sometime between the eleventh and thirteenth century, at roughly
the same time continental italian and sardinian churches were being
embellished with islamic bacini. Thus, spanish and italian bacini also
began to appear on churches from the late twelfth through the thirteenth century, and continental european bacini gradually replaced
those from north africa and sicily.18 The work of islamic potters from
regions of present-day spain was exported to both continental italy
and sardinia.
valencian lusterware is found at most coastal settlements beginning
in the fourteenth century. in sardinia, two different types of lusterware were used for bacini: one with a blue glaze on a white slip and
the other with a blue glaze on a turquoise ground (fig. 9). Both date
to the same period of production (first half of the fourteenth century)
of another spanish ceramic, the pula type.19 The latter was used for
bacini fairly frequently,20 but never as such in sardinia.21 according to
18
Berti and Gelichi, “trasmissioni di tecnologie nel Medioevo”; Berti and Gelichi,
“Mille chemins ouverts en italie.”
19
rovina, La Sezione Medieval, p. 72; francesca porcella, “il ‘fondo pula’ e gli
affiliati,” in La corona d’Aragona: un patrimonio comune per Italia e Spagna (secc.
XIV–XV) (cagliari, 1989), pp. 365–373, pls. 605–665.
20
hugo Blake, “la ceramica medievale spagnola e la liguria,” in Atti, 5 Convegno
internazionale della ceramica (albisola, 1972), pp. 66–79; otto Mazzucato, I “bacini”
a Roma e nel Lazio, 2 vols. (rome, 1973–1977), 1:51–52; sergio nepoti, “ceramiche
tardo medievali spagnole ed islamiche orientali nell’italia centro settentrionale adriatica,” in Segundo Coloquio Ceramica medieval del Mediterraneo occidental (Madrid,
1986), p. 357, pl. 7; franco d’angelo, “le ceramiche spagnole ‘tipo pula’ delle chiese
dello steri di palermo,” in Il servizio da tavola in ceramica (albisola, 1985), pp. 77–84;
Berti and tongiorgi, I bacini ceramici medievali, pp. 270–271; hugo Blake, “The
ceramic hoard from pula (prov. cagliari) and the pula type of spanish lusterware,”
in Secundo Coloquio Internacional de Ceramica medieval en el Mediterraneo occidental
(Madrid, 1986), pp. 365–407.
21
rovina, La Sezione Medieval, p. 72.
100
chapter four
the present state of research, the valencian type was used for bacini in
sardinia at Busachi in the campidano, in the south near cagliari (figs.
9–10),22 orosei, and possibly on the island of Molara, both part of the
Gallura region on the eastern side of sardinia. fragments of valencian
lusterware have also been salvaged from surfaces in the castle of san
Gavino in Monreale, in santa chiara in cagliari,23 and san nicola in
sassari.24
Southern Italy
in italy, protomajolica, spiral ware, and monochrome lead ware were
produced in the south (campania and apulia), while incised and
monochrome-slipped ware was produced in the north (liguria). nearly
a quarter of the bacini documented in sardinian architecture can be
classified as protomajolica, which proves the commercial importance
of southern italy and its many centres of pottery production in the
thirteenth century.25 sufficient information exists to identify some of
the workshops, but not enough to reconstruct the complete picture.
The history of protomajolica is fascinating and complex. its production was once wrongly attributed to the Middle east.26 Ballardini was
the first to discover that italian workshops had produced protomajolica. subsequent investigations have fully confirmed his hypothesis.27 in
hobart, catalog no. 77, in Moriscos, pp. 61–63.
donatella salvi, “la ceramica medievale e post-medievale,” in Santa Chiara. Restauri e Scoperte, ed. aldo ingegno (cagliari, 1993), pp. 133–151.
24
daniela rovina, “ceramiche graffite medievali e post medievali dal san nicola di
sassari e altri siti della sardegna centro settentrionale,” in La ceramica graffita (albisola, 1989), pp. 201–209; eadem, “il duomo di sassari: recenti indagini archeologiche,” in Sassari, le origini (sassari, 1989), pp. 161–172.
25
Graziella Berti, Michelle hobart, and francesca porcella, “‘protomaioliche’ in
sardegna,” in La protomaiolica e la maiolica arcaica dalle origini al trecento (albisola,
1993), pp. 153–167.
26
protomajolica has been found in Greece and along the turkish coast since the
beginning of the twentieth century. see david Whitehouse, “The Medieval Glazed
pottery of lazio,” Papers of the British School of Rome 35 (1967), 40–86; idem, “The
Medieval pottery of rome,” in Papers in Italian Archaeology 1. The Lancaster Seminar:
Recent Research in Prehistoric, Classical, and Medieval Archaeology, (Bar supplementary series) 41 (oxford, 1978), pp. 41 and 475–493; idem, “7. The bacini of ss. Giovanni e paolo, rome; 8. Bacini at Gaeta,” in Medieval Lazio: Studies in Architecture,
Paintings and Ceramics, eds. david andrews, John osborne, and david Whitehouse,
(Bar international series) 125 (oxford, 1982), pp. 347–371.
27
Gaetano Ballardini, “lo stile arcaico: italia Meridionale—il X corso di storia e
tecnica delle ceramiche,” Faenza 25 (1937), 96–97.
22
23
merchants, monks, and medieval sardinian architecture 101
the 1980s, the excavation at san lorenzo Maggiore in naples showed
that the protomajolica pottery was present from the mid-thirteenth
through the entire fourteenth century.28 excavations on the opposite
adriatic coast, at Brindisi, revealed that the pottery manufactured
there dated to the first half of the thirteenth century and had been
disseminated from the areas around salento and Basilicata all the
way to Greece (Gastouni, corinth, and Merbaka) and the near east
(al-Mina, hama, and atlit).29
protomajolica bacini were used in both northern and southern
sardinia, yet not all the pottery shared the same provenance. for example, in sassari various types of protomajolica bacini were imported
simultaneously from different markets and used together on the same
building. san nicola, sassari’s cathedral bell tower, displays every possible type available on the island, including coMn from north africa,
lusterware from spain, and both southern and northern italian vessels. a similarly rich combination can be found on the small rural
church of santa Barbara outside of sassari (fig. 11), which contains
incised slip ware together with a protomajolica (fig. 12), all dating to
the 1270s. a piece of north african coMn on san nicola’s campanile
suggests that the building could be several decades older than santa
Barbara. in any case, the bacini on these two structures are particularly interesting because they establish a rather precise chronology for
monuments for which there is no written documentation and they
show the wide range of markets from which sassari was buying.
spiral ware has been discovered in various locations in italy and
north africa: liguria, lazio, campania, sicily, and tunisia (carthage).30
Many years of disagreement over its dating came to an end when sealed
excavations proved that spiral ware had been manufactured since the
first half of the thirteenth century.31 Mineralogical analyses make it
clear that this rather common ceramic decorated with spirals, was not
28
Maria vittoria fontana and Giovanna ventrone vassallo, La ceramica medievale
di San Lorenzo Maggiore in Napoli, 2 vols. (naples, 1984).
29
stella patitucci uggeri, “protomaiolica Brindisina,” Faenza 65 (1979), 241–255;
pietro riavez, “atlit—protomaiolica ceramiche italiane nel Mediterraneo orientale,”
in 2. Congresso nazionale di archeologia medievale, ed. Gian pietro Brogiolo (florence,
2000), pp. 444–450.
30
Mazzucato, I bacini a Roma e nel Lazio; Gaetano Ballardini, “le ceramiche
architettoniche di roma e del lazio (a proposito di un volume di Mons. alberto
serafini),” Faenza 16 (1928), 55–65.
31
Whitehouse, “The Medieval pottery of rome.”; Berti and cappelli, Lucca, pp.
141–158; lidia paroli, “spiral Ware,” in Archeologia Urbana a Roma: il progetto della
102
chapter four
manufactured in one centre. at least three different areas of production in southern italy have already been identified: lazio, campania,
and sicily. although only a few mineralogical analyses have been conducted on sardinian bacini, a generic link between them and those
produced in these areas of italy seems absolutely obvious. spiral ware
has been found in sardinia in small quantities and it has been suggested that it might have been imported by ligurian merchants (fig.
13).32 however, the possibility that spiral ware was imported from pisa
should not be excluded. Thus, the dates of the spiral ware and related
pottery on sardinian churches likely conform to the dates established
for similar vessels in continental italy.
almost every continental workshop that produced double-fired
ceramics without ingobbio also made monochromes. such products
generally contained no decoration, except for the colour obtained by
the lead glaze, although some workshops used minor decorative elements, such as small incisions or stamps on the biscotto. a coat of lead
or tin glazing mixture with colour was applied over the biscotto before
its second firing. This technique was used in both islamic and italian
centres. Mineralogical analyses are imperative when hardly any distinguishing element exists, which perhaps explains why monochromes
have often been ignored in typological reconstructions. Morphological
distinction is generally the rule, but the glaze application on the surfaces also helps to identify centres of production. Monochromes, when
coloured, were commonly green and yellow and rarely dark brown,
and they changed according to the firing process and the amount of
metal agents added (iron, manganese, or copper).
The sources and diffusion of green lead glaze in italy during the
Middle ages was summarized by stella patitucci uggeri (apulia)33 and
Maria vittoria fontana (naples).34 early monochrome products exist
in regions under islamic dominance or influence and in sicily from the
Crypta Balbi. 3, Il giardino del Conservatorio di S.Caterina della Rosa, ed. daniele
Manacorda (florence, 1985), pp. 237–238.
32
rovina, La Sezione Medieval, p. 79.
33
stella patitucci uggeri, La ceramica medievale pugliese: alla luce degli scavi di
Mesagne (Mesagne, 1977), pp. 92–102; eadem, La Protomaiolica: bilancio e aggiornamenti (florence, 1997).
34
fontana and ventrone vassallo, La ceramica medievale di San Lorenzo Maggiore
in Napoli, 1:68–71.
merchants, monks, and medieval sardinian architecture 103
second half of the twelfth century.35 continental italian monochromes
were finally imported to rome by the beginning of the twelfth century
and can be found in various locations in lazio.36 The excavation of the
crypta Balbi in rome confirms that the earliest green lead glaze vessels
came from southern italy.
Northern Italy (Liguria)
ceramics made with a special slip (engobled or slipped) technique
originated and developed independently from those discussed above.
Their surface is prepared with a whitish earthen slip, over which the
lead glaze is applied during the second firing. The slip is necessary for
certain types of ornament such as ‘graffito’, where portions of the slip
are removed with fine points after the design is outlined, creating a
dark-on-light design since the lead glaze is in direct contact with the
impasto, which is generally darker.
slipped bacini on sardinian churches are decorated with a ligurian
technique known as graffita arcaica tirrenica (Gat). excavations
in liguria (where evidence of production exists in the remnants of
kilns around savona) date the earliest of these products to the late
twelfth century.37 These are the earliest-known examples of a slippedware technique produced in italy. The introduction and diffusion of
this technical process in the different regions of the peninsula is the
subject of some of the most interesting research currently underway.38 although the theory that Gat originated in the eastern
35
franco d’angelo, “le ceramiche rinvenute nel convento di san francesco
d’assisi a palermo e il loro significato,” Sicilia Archeologica 2 (1974), 65–73; idem, “le
ceramiche spagnole,” pp. 141–152; antonino ragona, “le fornaci medievali scoperte
ad agrigento,” Faenza 51 (1966), 83–89; idem, “le fornaci trecentesche per ceramiche
invetriate scoperte a sciacca nel 1971,” Faenza 61 (1975), 3–6.
36
stella pattitucci uggeri, “saggio stratigrafico nell’area di san pietro degli schiavoni a Brindisi. relazione preliminare 1975–1976,” Richerche e Studi 9 (1976), 150 and
pl. 13a–b; Whitehouse, “The Medieval Glazed pottery of lazio,” 40–67; idem, “The
Medieval pottery of rome,” pp. 36–37.
37
Marco Milanese, “lo scavo archeologico di castel delfino (savona),” Archeologia
Medievale 9 (1982), 106–107; rita lavagna and carlo varaldo, “la graffita arcaica tirrenica di produzione savonese alla luce degli scarti di fornace dei secoli Xii e Xiii,”
in La ceramica graffita (albissola, 1989), pp. 119–130; hugo Blake, “The medieval
incised slipped pottery of north-west italy,” in La ceramica medieval nel mediterraneo
occidentale (florence, 1986), pp. 322–328; Berti and cappelli, Lucca, pp. 151–168.
38
Berti and Gelichi, “trasmissioni di tecnologie nel Medioevo.”
104
chapter four
Mediterranean has been dismissed, it is possible that the technique
spread to many places simultaneously, with liguria at one end and
venice at the other.39
in sardinia, slipped bacini with and without graffiti are found in
both the north and south. The church of santa Barbara, near sassari,
which was consecrated in 1270–1279, is the only building with slipped
bacini for which there is a precise date of construction. since slipped
bacini were produced on the continent throughout the thirteenth
century,40 the dates for santa Barbara confirm the italian origin of its
bacini.
Monochrome slipped ware without graffiti was apparently produced
in the same workshops that made graffito slipped ware, as both have
similar shapes and are made out of the same clays (fig. 14). These
less-elaborately decorated, un-incised vessels suggest that there was a
demand for simpler ornament. however, in sardinian churches, the
two types are used interchangeably.
Integration, substitutions, “antiquarian” bacini,
and modern replicas
a unique practice, apparent so far only in sardinia, is the substitution of old pottery for lost bacini.41 for example, the campanile of
san pietro at Quartu sant’elena has a bacini recess filled with a
seventeenth-century plate from Montelupo fiorentino, which was
inserted at an even later date,42 while the sanctuary of Bonacattu has
eighteenth- and nineteenth-century pottery randomly arranged on its
façade.43 More radical restorations took place in sardinia during the
39
sauro Gelichi, “la ceramica ingubbiata medievale nell’italia nord-orientale,” in
La ceramica medievale nel Mediterraneo occidentale (florence, 1986), pp. 353–407;
Graziella Berti and tiziano Mannoni, “ceramiche medievali del Mediterraneo occidentale: considerazioni su alcune caratteristiche tecniche,” in A cerâmica medieval no
Mediterrâneo ocidental (Mértola, pt, 1991), pp. 163–173.
40
Berti and tongiorgi, I bacini ceramici medievali, pp. 277–282.
41
in pisa most bacini have been detached from the churches and are now part of
the Museum of san Matteo collection. These bacini were replaced by exact copies so
that one can still admire the chromatic play of the façade of these early pisan churches.
see Berti, “pisa.”
42
fausto Berti and Gianna pasquinelli, Antiche maioliche di Montelupo, secoli XIV–
XVIII (pontedera, it, 1984), p. 83, pl. a, and p. 90.
43
a. cameirana and G. Bozzano, “la terraglia nera ad albisola all’inizio
dell’ottocento,” in [Atti:] III Convegno internazionale della ceramica (albisola, 1970),
merchants, monks, and medieval sardinian architecture 105
first quarter of the twentieth century; the bacini in ploaghe were eliminated during restoration, while modern replicas replaced old ceramics
in santa trinità of saccargia at condrongianus (fig. 15), san nicolo
at ottana, and santa Giusta at oristano.
not many bacini on the facades of sardinian churches have survived
the test of time. Between 1050 and 1300, over sixty churches were
decorated with bacini. of these, only sixteen still contain bacini in situ
(table 1). of the roughly ninety surviving bacini, some are still in good
shape, others have been reduced to fragments, and all have been dated
and assigned a provenance.44 Merchants in the western Mediterranean
first began dealing in islamic glazed pottery in the late tenth century,
but the earliest bacini found on sardinian churches (from tunis and
sicily) date from the second half of the eleventh century. This represents a delay of about fifty years from the time bacini first appeared in
continental italian churches, particularly those of pisa.45 as the islamic
glazing technique started to be used in continental europe, bacini from
both spain and italy start to appear in sardinia. By the fourteenth century, almost exclusively spanish bacini decorate the last churches with
this type of ornament. it is with the arrival of the aragonese and their
occupation of the entire island of sardinia at the beginning of the fourteenth century that trade and church construction practically cease.
The Architecture of Sardinia
sardinia’s medieval architecture differs from that of any other region
along the Mediterranean coast. a regional and vernacular architecture—isolated both literally and metaphorically—it has been largely
neglected by international scholars. on the other hand, indigenous
historians have worked extensively on these buildings and focused on
the connections and parallels to similar ecclesiastical architecture in
pp. 61–114; frederico Marzinot, Ceramica e ceramisti di Liguria (Genoa, 1979), p. 280,
nos. 323, 324. These were taches noir, white, and blue.
44
Michelle hobart, Sardinian Medieval Churches and their Bacini: Architecture
Embedded with Archaeology (phd dissertation, new York university, institute of fine
arts, 2006). in only two churches, the poor condition of the pottery has not permitted
a precise attribution, but in both cases the likeliest source is early fourteenth-century
spain.
45
Berti and tongiorgi, I bacini ceramici del Duomo. The church of san piero a
Grado, along the coast of the old (and now buried by silt) harbour of pisa has a large
number of bacini that are among the first to appear in italy in the late tenth century.
106
chapter four
continental europe.46 in the 1950s, raffaello delogu and those who followed him claimed that sardinia’s medieval architecture originated with
the arrival of new settlers that created a new “architectural language”.47
at first, sardinian workshops used tuscan models that were products of the renaissance in ecclesiastical architecture that took place
between the eleventh and fourteenth century as power shifted from
the Byzantine to the latin church. This is clearly evident in sardinia’s
earliest medieval churches: san Gavino at porto torres, santa Maria
at ardara, and santa trinita di saccargia at condrongianus (fig. 16).48
a second generation of buildings incorporated an insular, local taste,
transforming these continental paradigms into a regional style, which
resulted in a unique and eclectic architectural language. Bacini are but
one of the decorative elements that resulted from this marriage.
in the second half of the eleventh century, the holy see made a
conscious effort to increase religious fervour in sardinia, so as to better control the island. it was no accident that the commission of san
Gavino, the first major building project of the Gregorian reform in
sardinia, was emblematic of architectural revisions that were happening contemporaneously on the mainland. however, the builders of san
Gavino did not come from rome, but directly from pisa’s cathedral
workshop. The architectural forms of this first generation of sardinian
religious buildings were dominated by tuscan romanesque sources.
in more than one instance, continental workshops built sardinian
churches soon after they had completed similar ones on the continent.
pisan merchants in sardinia, particularly in the north, were actively
seeking to settle and gain favours from local administrators; in offering masons from their workshops, they subtly imposed their own
architectural idiom on the island. not only did they make rich use of
bacini, but they introduced the masonry technique known as muro a
sacco: two parallel walls filled in between with rubble, into which the
46
raffaello delogu, L’architettura del medioevo in Sardegna (rome, 1953); roberto
coroneo, Architettura romanica dalla metà del mille al primo ‘300 (nuoro, 1993).
47
delogu, L’architettura del medioevo, pp. 132–133, 241–247. delogu’s theory is
confirmed by coroneo and serra.
48
documents show the invitation of the maestro de pedra to construct san Gavino
at porto torres. The same atelier was sent to build santa Maria at ardara and perhaps
santa Giusta near oristano. aldo sari, “il romanico nel guidicato di torres tra Xi e
Xiii secolo,” in La civiltà giudicale in Sardegna nei secoli XI–XIII: fonti e documenti
scritti (sassari, 2002), pp. 440–447; fernanda poli, La Basilica di San Gavino a Porto
Torres (sassari, 1997), p. 64.
merchants, monks, and medieval sardinian architecture 107
bacini and corbel tables were inserted during construction (fig. 17).49
coloured bands of stones, roman spolia, corbel tables, blind arcades,
and similar windows also lent these buildings a tuscan character.
although many of these elements appeared in other parts of central
italy, pisa seems the most likely transmitter.
Medieval sardinian churches were commonly single-nave stone
structures, but there were also more elaborate plans with aisles and
transepts.50 a different architectural source (i.e. Marseilles, via rome)
was used for the double-nave churches, the so-called ‘victorine
churches’, which have a distinctive plan and were restored or built ex
novo during similar initiatives of the Gregorian reform (fig. 5).51 This
type of plan is particular to the southern area of the island and seems
to have been used to honor local saints, patrons, or martyrs.
after the first pisa-driven generation of building on sardinia,
churches like san pietro di sorres at Borutta (fig. 18), sant’antioco di
Bisarcio in ozieri, santa Giusta at oristano (fig. 19), and santa Maria
at Bonarcado—all of which are adorned with bacini—exhibited greater
variety, as well as ties with other tuscan workshops.52 in sardinia, the
early christian tradition of incorporating local spolia is evident in both
san Gavino at porto torres and santa Giusta, near oristano, just to
mention a few. however, the practice did not prevent masons from
designing new capitals when old ones were no longer available, as can
be seen in the latter. indeed, they introduced new architectural elements, such as half columns set against walls, a practice originating
in pisa. elsewhere, spolia are the only significant adornments besides
bacini, as at the church of san platano in villaspeciosa, where a
Byzantine marble slab was placed in the centre of the façade (fig. 5).
49
Giovanna Bianchi, “trasmissione dei saperi tecnici ed analisi dei procedimenti
costruttivi,” Archeologia dell’Architettura 1 (1996), 53–64; alma casula, “la chiesa di
san Giorgio di oliastreto in agro di usini,” in La civilta giudicale in Sardegna (sassari,
2002), pp. 519–536, photo 2.
50
Gabriela frulio, “tecniche costruttive della sardegna medievale: il monumento
come fonte per la conoscenza,” in La civilta giudicale in Sardegna (sassari, 2002), pp.
495–496.
51
The victorines were perceived as the most loyal order to rome. pier Giorgio
spanu, “i possedimenti vittorini del priorato cagliaritano di san saturno. il santuario
del martire efisio a nora,” in Citta, territorio, produzione e commerci, pp. 65–103.
52
sari, “il romanico nel guidicato di torres.”
108
chapter four
The constant referral to pisa and pisan features in sardinian architecture might have served an ulterior purpose. Bacini may have been
a means through which the mercantile class from pisa could display
its power in sardinia. The glazed ceramic vessels that these merchants
brought to sardinia must have been considered an exotic import
and its supplier an investor who would facilitate the construction of
churches for the benefit of the locals. Bacini could thus be considered ornaments by which pisan merchants could assert their role in
the community and claim ownership in a complex and competitive
socio-political environment. But, sardinia’s churches would also have
been seen by foreigners who came to sardinia for natural resources
or stopped at the island on the way to the Balearic islands, spain,
sicily, or north africa.53 in this manner, the pisans could underscore
their privileged status in the Mediterranean. This might not have
been evident to sardinians who had never been to pisa, but it would
have been obvious to those who traveled and exchanged goods in the
Mediterranean.
finally, the common assumption that in sardinia bacini were used
as a cheap alternative for costly materials is unfounded. an ornament
that seems simple to our eyes today may have been appreciated quite
differently in the Middle ages. a similar argument has been made for
a distant cousin of the bacini, namely Byzantine glazed tiles. analysing
the historical transformation of this architectural adornment, anthony
cutler has convincingly traced its evolution from the Greco-roman
tradition to the post-roman era, when the geometrical patterns and
colour variations of tiles were highly valued in their own right. The
buildings in which glazed tiles were used as ornament reflected the
aesthetic choice of the emerging rulers. as cutler points out, glazed
tiles were also used in buildings such as the Mosque of cordoba, where
there were no financial restraints.54 similarly, bacini were used experimentally on the duomo of pisa, among the largest Western cathedrals
53
Graziella Berti, catia rizzo, and Marco tangheroni, Il mare, la terra, il ferro:
ricerche su Pisa medievale (secoli VII–XIII) (ospadelatto (pisa), 2004); david abulafia,
“The pisan Bacini in the Medieval Mediterranean economy: an historian’s point of
view,” in Papers in Italian Archaeology 4, (Bar international series) 246 (oxford,
1987), pp. 287–302.
54
anthony cutler, “tiles and tribulations: a community of clay across Byzantium and its adversaries,” in A Lost Art Rediscovered. The Architectural Ceramics of
Byzantium, eds. sharon e. J. Gerstel and Julie a. lauffenburger (Baltimore, 2001),
pp. 159–169.
merchants, monks, and medieval sardinian architecture 109
built in the eleventh century.55 Thus, bacini were viewed as objects
of prestige, not—as some have implied—an inexpensive construction
material.
Monks and Merchants in Sardinia
after 1000 ad, the socio-economic context of sardinia changed quickly
as it became a common rest-stop for Mediterranean travelers and traders in the island’s raw materials. This influx of foreigners, combined
with the threat of invasion, the rising influence of mercantile families,
the displacement of the Byzantines by the roman catholic church,
the emergence of new cities, and finally, the arrival of diverse monastic
orders, all shaped the social context for the unique, simple, and elegant
local architecture of the period.
at the turn of the first millennium, sardinia was (and still is) divided
into four regions (Giudicati) that practically corresponded to the dioceses, each having a Giudice, or governor.56 When, precisely, the four
areas became Giudicati is a contentious subject. While some historians believe that the division into Giudicati was a phenomenon that
began with the island’s detachment from Byzantium, others claim that
the island was reorganized for defensive reasons due to arab incursions in the eighth century, although one theory does not necessarily
exclude the other.57 it is worth noting that despite frequent references
to arab attacks on sardinia, very little evidence of their actual occurrence has come forth. however, there are records of arab incursions
against cagliari, the most important southern port on sardinia, during
the eighth century. it appears that a strong local resistance opposed
these attacks until 752, when the umayyad abd er rhaman and his
brother occupied cagliari and enforced the jizah (a tax imposed on
55
piero sanpaolesi, Il Duomo di Pisa e l’architettura romanica toscana dalle origini
(pisa, 1975), p. 165. With the exception of speir, where the measurements are just
slightly superior.
56
each Giudicato had different curatorie, administrative centres where the curator
was the royal representative of the crown. The Giudice was considered a king, rex
Sardiniae. see coroneo, Architettura romanica, p. 67.
57
rowland, The Periphery in the Center, pp. 151–153, 155; floris, Storia della Sardegna, pp. 152–156; Milia, “la civiltà giudicale,” in Il Medioevo: dai giudicati agli Aragonesi, ed. rafael conde y delgado de Molina and Massimo Guidetti (Milan, 1987),
pp. 200–201.
110
chapter four
the conquered).58 The ninth century also witnessed attempts at the
occupation of the island by small and newly formed islamic groups
from north africa and spain. Though an exercitus Sardinia—most
likely a Byzantine legacy and by then in the hands of the local judex—
was able to fend off the repetitive attacks, it is likely that during this
period Muslim settlers were integrated with local communities, despite
their alleged attempts to take over. in any case, during the ninth and
tenth century sardinia seems to have enjoyed political autonomy and
ethnic diversity, whether that diversity came about through hostile
actions or not.
at present, the numerous excavations conducted throughout
sardinia have revealed sparse traces of mosques and other islamic
settlement.59 This fact is ironic, considering the supposed centuries of
Muslim presence in sardinia, especially along the coast. if the material record is blindly accepted, without regard for the aforementioned
documentation of arab attacks, one hypotheses is that these so-called
arab attacks may have constituted more of an excuse for continental
mercantile families and the church to settle in sardinia. once again,
it would appear that history has been written by those who were eager
to justify their priorities as they engaged in conquest. archaeology has
a great role to play here and at this time seems to reveal few traces of
islamic physical presence on sardinia, perhaps due to the only recent
interest in sardinia’s islamic past. however, the possibility that Muslim
settlers were so assimilated into sardinian society that it is impossible
to identify their presence in the archaeological record should not be
excluded.
after the schism with Byzantium in 1054, a major initiative of the
roman church’s Gregorian reform was to reorganize land all over
europe. The church focused on reclaiming its authority over continental territories that had become feuds of distant landlords or bishops and lands that had been forgotten or ignored by the imperial
centres of Byzantium and rome.60 in sardinia, the church initiated
an energetic campaign to restore and return to latin rite the religious
58
he was the nephew of the abd er rhaman, who died at tours in the 730s in a
battle against the carolingians. floris, Storia della Sardegna, pp. 146–147.
59
Moriscos, pp. 28–30.
60
robert Bartlett, The Making of Europe: Conquest, Colonization, and Cultural
Change, 950–1350 (princeton, 1993), pp. 243–250.
merchants, monks, and medieval sardinian architecture 111
buildings that had been abandoned during the Greek Byzantine era.61
The influence of the roman church was secured in the form of donations and privileges exchanged between them and local entities. for
instance, pope alexander ii (1060–1073) sent the first papal delegate
to the synod in cagliari62 and desiderius, abbot of Monte cassino and
future pope victor iii (1086–1087),63 aggressively expanded ecclesiastical properties by claiming to have received them as donations and
listing them as part of the monastery’s possessions in the Chronica
Monasterii Cassinensis in 1058.64 This same policy was followed by
other monasteries, who added land and possessions to their holdings
through inheritance or acquisition in order to gain better command
over surrounding territory after the break with Byzantium.65
although the church was indeed motivated to instill religious reform
in sardinia, one could argue that its actions were likewise prompted
by the fear of not participating in the local competition over land,
as numerous territorial concessions had been made by the Giudicati
to lay individuals, such as merchants from pisa and Genoa.66 similar
losses had already occurred in nearby corsica, where independent
bishops and lay landlords from the mainland had appropriated for
themselves most of the property on the island, a phenomena witnessed
all over europe.67 it seems quite evident that the local donor of land
was aware—at least during the early stages of this process—that he
could lose control over his property to ambitious individuals, while an
institution like the church would guarantee a reciprocal relationship
and follow higher standards than an individual landlord. for example,
the donation made by the judex Mariano i in 1082 of the church of
61
raimondo turtas, “la chiesa sarda dalle origini fino al periodo spagnolo,” in
Storia della Sardegna, eds. Manlio Brigaglia, attilio Mastino, and Gian Giacomo ortu
(rome, 2006), 1:116–130.
62
turtas, Storia della chiesa in Sardegna, p. 971.
63
ibid., p. 207; Giles constable, The Reformation of the Twelth Century (cambridge, 1996).
64
among the many other campanian churches and lands mentioned were those in
sardinia. coroneo, Architettura romanica, p. 119.
65
see the discussion of san vincenzo al volturno in chris Wickham, Early Medieval Italy: Central Power and Local Society, 400–1000 (london, 1981); federico
Marazzi and paolo delogu, San Vincenzo al Volturno: cultura, istituzioni, economia
(Montecassino, 1996); richard hodges, Light in the Dark Ages. The Rise and Fall of
San Vincenzo al Volturno (london, 1997).
66
Bartlett, The Making of Europe, p. 293.
67
turtas, Storia della chiesa in Sardegna, p. 197; Geneviève Moracchini-Mazel, Les
monuments paléochrétiens de la Corse (paris, 1967).
112
chapter four
san Michele of plaiano to the opera of santa Maria of pisa explicitly
states that “no lay or religious person (bishop or archbishop as opposed
to an ‘institution’) may benefit from this donation.”68 on the other
hand, merchant families had very close ties with the Giudici (often
marriages occurred or were arranged between the two factions) and
could offer more resources in exchange for land holdings. obviously,
it was preferable for the church that the Giudici make concessions to
its potential allies, such as the tuscan administration of the opera
of santa Maria in pisa, which had overseen the construction of the
duomo, rather than the hard-to-control, non-religious institutions or
powerful mercantile families, a situation that seems to have occurred
frequently.69 however, there were no rules in place for such donations and every area changed according to different circumstances.
The Giudici seem to have been well aware of how to play one group
against the other, so as to maintain some form of control over their
own land.
in 1065, concerned by the number of concessions and donations
given to pisa and Genoa, abbot desiderius sent twelve monks from
Monte cassino to the Giudice Barisone i of torres (in the north)
to establish a monastery. a decade later, in 1073, pope Gregory vii
(1073–1085) wrote to the four Giudici of sardinia, reminding them of
their obedience and dependence on the church.70 Gregory vii seemed
threatened and realized that he had to accelerate initiatives by sending more monks to the island. That same letter contains the earliest
documented donation of a church to a monastic order on the island.71
in 1087, desiderius, the powerful Bishop of Monte cassino and by
then pope victor iii, pursued the same policy, urging the archbishop
of cagliari (in the south) and other prelates to restore extant churches
and construct new ones in sardinia in order to rouse religious fervor.
coroneo, Architettura romanica, p. 117.
on the relationship with the opera of s. Maria of pisa and the Giudicati, see
rowland, The Periphery in the Center, p. 158, n. 113.
70
h. e. J. cowdrey, The Age of Abbot Desiderius: Motecassino, the Papacy, and the
Normans in the Eleventh and Early Twelfth Centuries (oxford, 1983), pp. 10–11, 65,
and 70.
71
coroneo, Architettura romanica, pp. 117–121; renata serra, La Sardegna (Milano,
1989), p. 402. a donation was an official document that offered a particular order or
bishop a church to enhance the religious life in a Giudicato. a financial compensation
was then offered to the church for its “services” for the development of the area.
68
69
merchants, monks, and medieval sardinian architecture 113
churches were lacking and in need of attention after such a long
period of neglect by Byzantine and local rulers.72
soon after, more concessions were made by sardinians to other continental religious institutions. various monastic orders began arriving
in sardinian towns and the countryside to build churches ex novo.
These orders—the Benedictine, the victorine, the camaldulensis, the
vallumbrosian, the cistercian, and the franciscan—settled in different regions of the island. The french victorines occupied most of
the south; the franciscans the southwest; and the camaldulenses and
vallumbrosians the north. Most of these orders had close ties with
pisa and some with Genoa.73 There were also other monastic orders
scattered throughout sardinia, such as the Basilian, those from Monte
cassino, and the Girosolimitani.
The sprawl of churches over all of sardinia, a process that was characteristic of religious expansion during the Middle ages, was supported
by strong local administrations that, at first, welcomed and invited
foreigners to invest in the island. These solicitations provided infrastructure to rural areas and contributed to agricultural ameliorations.
it is worth re-emphasizing the power of the opera of santa Maria of
pisa in this religious reorganization of sardinia. in the first half of
the eleventh century, pisa was building one of the most impressive
cathedrals in western europe and was clearly showing signs of independence from rome. in that vein, it is interesting to note that some
sardinian martyrs and saints were actually held in pisan churches and
not housed on the island or transferred to rome.74 it was pisa’s strong
economic position, a result of its successful mercantile exchanges, that
fueled this religious expansion into sardinia. While it is difficult to
speculate about the role of the merchant class in ecclesiastical construction, certainly trade both benefitted and necessitated the evolution brought about by the church, although the two factions had a
more conflictual relationship.
What is remarkable about the bacini as a social indicator is that
in both surviving architecture and the archaeological record, islamic
bacini do not appear until after 1050, when competition between
turtas, Storia della Chiesa in Sardegna, pp. 183, 189.
ibid., pp. 180–192 and 216–221; rowland, The Periphery in the Center, p. 167.
74
The relics of saint Gemiliano were preserved in s. Matteo in pisa, yet venerated
in sestu (with bacini) and in samassi in sardinia. sanpaolesi, Il Duomo di Pisa, pp.
94–101.
72
73
114
chapter four
monks and merchants began in sardinia. Why, therefore, on an island
where there was likely an islamic presence from the eighth century,
does a clearly islamic form of decoration only appear with the arrival
of continental settlers?
Beginning in the second half of the tenth century, first with the
church of san piero a Grado and later the duomo of pisa, continental
architects incorporated elements of islamic visual culture into their
buildings. during the interim between the fall of Byzantium and the
rise of the roman church, pisa used arab symbols as a reflection of
their power and the breadth of their growing maritime republic. pisa
may also have been hinting at their privileged relationship with north
africa and possibly sardinia. What is interesting is that when pisan
monks and merchants arrived in sardinia and began constructing and
re-constructing churches, they used the same islamic symbols, namely
bacini, to represent themselves in a region where there was probably
already an established islamic presence. Thus, the bacini represents
an odd colonial interplay, whereby the conquering nation, in this case
pisa, re-represents the culture of the repressed as a symbol of their
own dominion.
chapter Five
the FORMA URBIS oF aleppo (Syria) during
the Middle ageS1
giulia annalinda neglia
Introduction
like many cities in Syria, aleppo shows a continuity of growth from the
hellenistic to the medieval islamic city, via the roman and Byzantine
city. Moreover, its urban structure continues to recall such urban models even today. it is possible to decipher this palimpsest structure and
the traces of each phase of its urban development through a structural
interpretation of the building fabric. This can be done using a research
methodology based on notions of process typology deriving from the
theories developed in italy in the 1960s by Muratori and his school.2
This interpretative method rests on the conviction that it is possible
to ‘read’ the traces of human organization of a unique urban or territorial entity in the structure of its building fabric. Such traces are not
necessarily archaeological remains but they may instead correspond to
traces of urban plans that have remained unaltered through time along
the original plot boundaries—for example, new walls constructed on
ancient foundations—and, in the surrounding countryside, property
boundaries, channels, routes, or even rows of trees that are still legible today in the structure of the urban and agrarian fabric. in other
words, the reading of the urban fabric that derives from this analytical method, as well as the interpretation of its forms in different historical periods of human organization, is partially independent of the
1
This article is based on doctoral studies carried out at the icar department of
Bari polytechnic, as part of the phd programme in Architectural Design for Mediterranean Countries. The title of my doctoral thesis is Città del Mediterraneo: Aleppo,
forme e tipi della città intra moenia. [Mediterranean cities: Aleppo. Forms and types of
the city intra moenia], and my supervisor was prof. attilio petruccioli.
2
See especially g. caniggia, Lettura di una città: Como (rome, 1963); g. cataldi,
p. iacono, and a. Merlo, “la geometria di firenze e il progetto matrice della città e
del territorio,” Firenze Architettura 1 (2000), 4–17.
116
chapter five
discovery of archaeological remains, since it is based on the presupposition that the history of a city is inscribed in its urban fabric.
The reading of the different phases of human organization of medieval aleppo has been conducted as an historical, spatial, and temporal
identification of the type-morphological process that invested the fabric of the medieval city within the perimeter of the Mamluk walls and
determined the transformation of its building types and urban structures from those inherited from hellenistic-roman plans. it has been
necessary to adopt such a methodology, since historical and archaeological sources do not document the different phases in the evolution
of the urban structure of medieval aleppo. instead, they tend to refer
almost exclusively to the history and archaeology of its monuments.
Thus, they both leave a void in terms of information on the growth
and transformation of the urban fabric in the Middle ages, and hide
the nuances of its development under a hypothesis of homogeneous
urban growth from aleppo’s hellenistic foundation to the Mamluk
city. using an interpretative methodology allows us to compensate
for the lack of historical and archaeological data on the structure of
the urban fabric of aleppo in pre-islamic times and to integrate the
existing sectorial and discontinuous data on the structure of its urban
fabric through time.
The reading of the urban fabric of aleppo has been carried out in
different stages and entails relating the orthogonal alignments of the
building fabric (in order to find planned phases of urban development)
to the spontaneous routes in the urban fabric (in order to find traces
of spontaneous expansion subsequent to planning). furthermore, the
structure of the urban fabric has been measured using different units
of measurement (such as the greek foot or the roman actus and centuria or the Mamluk cubitus), corresponding to the different phases of
urban development, in order to have a metrical confirmation of our
hypotheses. reading the city in horizontal sections and dividing the
urban fabric on the basis of its different phases of development, it has
been possible to find within the urban organism all the phases in the
process of superimposition and transformation that have determined
its form and structure, even though their boundaries seem indistinguishable today.
in particular, it has been possible to carry out a structural analysis
of aleppo, since the passage from one form to another, in the different phases of human development, came about gradually and without
the ruptures caused by long periods of abandon. My analysis has used
the french cadastral surveys and maps from the 1930s, which chart
the forma urbis of aleppo
117
the form of aleppo before its modernization. The findings from this
cartography have been compared with those from other documents,
including the following: maps of aleppo drawn at different scales, in
order to corroborate evidence on an urban, territorial and neighbourhood level; thematic maps, in order to corroborate evidence from
previous studies on aleppo; historical maps of aleppo; and historical
photographs and images at various scales. The data from this cartographic analysis have been constantly compared with data of a historico-archaeological nature in the available bibliographical material
and corroborated on location with photographic and metrical surveys
of the urban fabric. finally, this information has been compared with
data on the forms of Syrian cities that have structures similar to that
of aleppo.
from this interpretation of the urban fabric of aleppo within the
perimeter of the Mamluk walls, the permanence of traces of planning
dating to roman times stands out in the medieval urban fabric. These
traces are not immediately legible as they derive from territorial plans
from different phases, closely dependent on the form of the site and
territory of aleppo, and have determined an apparently unplanned
urban form that, over a long period, was linked to the ‘spontaneous’
structure of medieval islamic cities. however, the application of an
interdisciplinary methodology enables one to untangle these traces
and organize them into a coherent narrative of the city’s history.
The Hellenistic-roman city
in order to reconstruct the medieval urban fabric of aleppo in its different phases of formation, building densification, and nodalization,
one needs to begin by deciphering the structures of pre-islamic urban
and territorial planning that represent its substratum. The first significant phase in the human organization of the urban fabric and territory of aleppo corresponds to the hellenistic period between 301 and
281 Bc, when Seleucus i founded the settlement of Beroea (the greek
name for aleppo) near the tell el-akabé, the site of the pre-historic
settlement of aleppo.3
3
See J. Sauvaget, “le ‘tell’ d’alep,” in mélanges syriens offerts à monsieur rené Dussaud par ses amis et ses élèves, ed. académie des inscriptions & belles-lettres (france)
(paris, 1939), 1:59–63.
118
chapter five
The plan of Beroea in its Seleucid form4 was one of a mono-directional city, whose blocks (47.2m × 124m)5 were perpendicular to the
main route (via recta), which was laid out in an east-west direction
and linked two existing sites: the acropolis, connected to the encircling
walls, and the tell (fig. 1). during the roman period, Syrian territory
as a whole underwent different planning phases, and was organized
according to roman agricultural planning methods. in this phase
there were few colonies founded ex novo. instead, the romans simply
enlarged and reorganized existing cities. however, these were at times
so extensive as to be comparable to new foundations based on imperial
urban canons, but with variations resulting from pre-existing natural
and human conditions.
in aleppo, three different planning phases date from the roman
period.6 These phases can be traced in the orthogonal alignments
4
for more on the history and urban structure of Seleucid cities in Syria, see J.-c.
Balty, “apamée et la Syrie du nord aux époques hellénistique et romaine,” Revue du
Monde Musulman et de la Méditerranée 62 (1994), 15–26; e. frézouls, “observation
sur l’urbanisme dans l’orient syrien,” Annales Archéologiques Arabes Syriennes. Revue
d’Archéologie et d’Histoire 21 (1971), 231–243; J. d. grainger, The cities of Seleukid,
Syria (oxford, 1990); h. lacoste, “la restitution du plan antique d’apamée in Syrie,”
Bulletin de l’Académie Royale du Belgique, classe de Beaux-Arts 43 (1960), 53–62;
p. leriche, “les fortifications grecques et romaines en Syrie,” in Archéologie et Histoire
de la Syrie II. La Syrie de l’époque achéménide à l’avènement de l’Islam, eds. J.-M.
dentzer and W. orthmann (Saarbrücken, 1989), pp. 267–282; idem, “le phénomène
urbain dans la Syrie hellénistique,” Bulletin d’études orientales 52 (2000), 99–125;
p. Monceaux and l. Brossé, “chalcis ad Belum: notes sur l’histoire et les ruines
de la ville,” Syria 6 (1925), 339–350; f. e. peters, “city planning in greco–roman
Syria: Some new considerations,” Damaszener Mitteilungen 1 (1983), 269–277; J.
Sauvaget, “esquisse d’une histoire de la ville de damas,” Revue des études islamiques
8 (1934), 421–480; idem, “le plan de laodicée-sur-Mer,” Bulletin d’études orientales
4 (1934), 81–114; idem, “le plan de laodicée-sur-Mer (note complémentaire),” Bulletin d’études orientales 6 (1936), 51–52; idem, “le plan antique de damas,” Syria 26
(1949), 314–358; e. Will, “les villes de la Syrie à l’époque hellénistique et romaine,”
in Archéologie et Histoire de la Syrie II, pp. 223–250.
5
The unit of measurement needed to reconstruct the form of the city in this phase
of urban development is the greek foot. using this measurement we can obtain the
dimension of the streets (8ft and 16ft wide, or 2.36m and 4.72m) and the dimension
of the blocks of the settlement (160ft × 420ft, or 47.2m × 124m). These dimensions
were first verified by e. Wirth in: h. gaube and e. Wirth, Aleppo: historische und
geographische Beiträge zur baulichen Gestaltung, zur sozialen Organisation und zur
wirtschaftlichen Dynamik einer vorderasiatischen Fernhandelsmetropole (Wiesbaden,
1984), and differ from those found by J. Sauvaget in: Sauvaget, “le plan de laodicéesur-Mer,” pp. 81–114, which were 46m × 120m.
6
references for aleppo in this phase of urban development are found in
h. gaube, “aleppo zwischen alexander dem großen und der arabischen eroberung,”
in Damaskus-Aleppo: 5000 Jahre Stadtentwicklung in Syrien, ed. M. fansa (Mainz,
2000), pp. 101–107; S. guyer, “la madrasa al–halâwiyya à alep,” Bulletin de l’Institut
the forma urbis of aleppo
figure 1: plan of aleppo at the time of the hellenistic foundation.
119
120
chapter five
of the building and agrarian fabric by measuring the urban fabric,
analysing the route systems, and consulting historical sources. in the
first phase of reorganization, the romans followed the direction of the
plan and the north-south orientation of the hellenistic city, though
they changed its structure. The orthogonal alignments of the urban
fabric in this arrangement, recognisable in the cadastral records, are
widespread in the walled city, especially in the fabric to the east of the
citadel in an area that, up to now, has not been considered as part of
a systematic urban development prior to the ayyubid period.7
from the measurements of the building fabric and an analysis of
the route systems using the dimension of the actus (35.6m), one finds
that the urban structure changes suddenly to the east of the hellenistic
agora, which was transformed into the roman forum. Beyond this
area, it is no longer possible to detect the rhythm of the hellenistic
urban structure. for example, the width of the two blocks immediately
to the east of this area is 71m, corresponding to two acta. The same
dimensional rhythm may be read in the lay-out of many routes within
the urban fabric.
an analysis of the structure of the territory around aleppo reveals
the presence of the same homogeneous and isotropic structure, based
on a 710m × 710m module and its sub-divisions, in both the rural
areas and some of the routes to the south and east of the city boundaries. The main axes in laying out this urban and territorial framework
seem to have been the intersection between the hellenistic via recta,
which connects the Bab antakia to the citadel, and the route along
the eastern boundary of the first roman block next to the roman
forum. in this phase of urban development, the via recta had become
the roman decumanus and was transformed into a colonnaded street,
while the second route probably became the cardus.
Français d’Archéologie Orientale 11 (1914), 217–231; Sauvaget, “le ‘tell’ d’alep,” pp.
59–63; idem, Alep, essai sur le développement d’une grande ville syrienne, des origines
au milieu du XIXe siècle (paris, 1941); idem, “l’enceinte primitive de la ville d’alep,”
Mélanges de l’Institut Français de Damas 1 (1929), 133–159; idem, “Les perles choisies”
d’Ibn ach-Chihna (Beyrouth, 1933. reprint, frankfurt am Main, 1993); idem, “Les trésor d’or” de Sibt Ibn al-’Ajami (Beyrouth, 1950).
7
See idem, Alep, essai sur le développement; gaube and Wirth, Aleppo; a. gangler,
Ein traditionelles Wohnviertel im Nordosten der Altstadt von Aleppo (tübingen, 1993).
none of them have considered the area east of the citadel as an urban feature before
the ayyubid and Mamluk periods.
the forma urbis of aleppo
121
also in this phase, the territory of aleppo was organized according to roman planning methods (centuriatio) and was oriented secundum coelum—that is, with a north-south, east-west orientation—in
an isotropic manner (fig. 2). due to the close relation between the
urban and the territorial structure legible in this planning phase, it is
plausible that the encircling walls of the hellenistic city were demolished. in an empire in which safety was assured by the Pax romana,
the defensive city walls were now unnecessary and would have been
replaced by defensive structures on a territorial level along the eastern
borders of the empire. one can assume that this phase corresponds to
the period between the first century Bc and the first century ad when,
after the conquest of Syria in 64 Bc, the transformation of Syrian territory began. This first roman planning phase thus represents a kind of
‘squaring’ of the city and territory of aleppo and thereby the establishment of a structural grid for successive urban and territorial planning
phases.
The structure of aleppo in pre-islamic times is also made up of
other forms and ‘markers’ that were superimposed on this scheme and
that become visible through a structural reading of the urban fabric.
Because these forms and structures are derived from different territorial planning phases and are closely dependent on the character of
Syrian territory and the configuration of the urban site, they are not
immediately legible. an examination of the orthogonal alignments of
the urban fabric reveals that, to the south of the great Mosque, starting
from one of the routes of the hellenistic settlement, the direction of
the urban fabric changes suddenly. The axis of Bab Quinnasrin street
deviates by 18° from the north-south orientation.8 The same deviation is noticeable in relation to the axis of Bab al-nasr street, and is
also present to the south and east of the citadel, and outside the Bab
antakia (fig. 3).
one can assume that work carried out by the romans between the
first and second century ad included the construction of a major road
8
This rotation of the urban fabric of aleppo was first noted by eugen Wirth and
then by anette gangler in their books on aleppo. See gaube and Wirth, aleppo, pp.
124–126; gangler, Ein traditionelles, p. 25. Wirth attributed a deviation by 23°–32° of
the streets south of the citadel and a deviation by 23° to the west of the Bab al-nasr
axis to urban development in the Mamluk period when this area was enclosed within
the new city walls. Starting from Wirth’s consideration, gangler attributed this rotation to the permanence of what she defined as “very ancient urban structures,” which
were nevertheless not chronologically determined.
122
chapter five
figure 2: The roman plan secundum coelum.
the forma urbis of aleppo
figure 3: The first roman plan secundum naturam.
123
124
chapter five
system linking aleppo to other roman cities in Syria. What one reads
on the cadastral map are the traces of the urban fabric organized in
these phases of urban development along the axis of a main route following the direction of Syrian territory.9 Since the romans did not use
degrees in their computations, the main axis (cardus) of this new territorial system, based on a 710m × 710m module, may be described as
the hypotenuse of a right-angle triangle with a 1:3 ratio (whose catheti
correspond to 1 and 3 centuriae and the modules of the planning grid
secundum coelum), which has its origin at the intersection between
the cardus and decumanus of the earlier planning phase and coincides
with Bab al-nasr street and with the main route of the settlement
in the neighbourhood outside the walls to the north of the city (alJabbaleh, al-Qawas, Qastal Musht, al-Bassatina, Qastal harami). This
axis is set at a distance of two acta from Bab Quinnasrin Street, the
gateway to chalcis. The decumanus in this system coincides, outside
the walls, with a route that starts from the Bab antakia, the gateway
to antioch. an orthogonal of the decumanus coincides with the axis
of the entrance to the citadel. The layout of the city deriving from the
construction of these routes marks the first major hiatus in the urban
growth of aleppo in that it is not continuous with the existing fabric,
but has rotated it secundum naturam, that is, according to the direction of Syrian territory (fig. 3).
in the territory and urban fabric of aleppo one can still find traces
of a further plan secundum naturam. a reading of the orthogonal
9
K. Miller, Itineraria Romana: römische Reisewege an der Hand der Tabula Peutingeriana (rome, 1916); idem, Tabula Peutingeriana. Weltkarte des Castorius genannt
die Peutingerische Tafeln Farben des Originals herausgegeben und eingeleitet von Dr.
Konrad Miller (ravensburg, 1888). to trace the history of aleppo in this phase the
Tabula Peutingeriana and the Itinerarii Antonini can be used: they trace the role of
aleppo as a centre for roman viability. on a map from the Tabula Peutingeriana
depicting the route network of territories known by the romans before the third century ad, aleppo is called Bethina and is represented by a symbol of two towers. to
many scholars, this symbol indicates the nodal points of the roman road system. This
data in conjunction with the information given by the Itinerarii Antonini, represents
an important source for definition of the role played by aleppo in roman times.
indeed, the city had an important role as a point of intersection between the caravan
routes and roman planned routes. a reconstruction of the road system in Syria during
roman times, according to the information derived both from the Tabula Peutingeriana and the Itinerarii Antonini, has been made by e. Mouterde and a. poidebard. See
e. Mouterde and a. poidebard, Le limes de Chalcis; organisation de la steppe en haute
Syrie romaine (paris, 1945); t. Bauzou, “les routes romaines de Syrie,” in Archéologie
et Histoire de la Syrie II, pp. 205–221.
the forma urbis of aleppo
125
alignments of the urban fabric reveals that within the walled Mamluk
city, the urban fabric deviates by about 10° from the north-south orientation along the walls—which are not orthogonals and do not have
the orientations we shall discuss below (fig. 4). This further deviation is not as immediately evident as the one described above, since
it can be easily confused with the spontaneous fabric. it is, however,
too widespread and extensive along the boundary walls to be casual,
spontaneous, or unplanned.
Starting from the network secundum coelum, one can identify the
direction of the main axis of this territorial system (of 710m × 710m),
which deviates by about 10° to the west from the north-south axis,
and the cardus of which is an axis passing through the Bab antakia.
near this axis, corresponding to the replanned urban fabric of the tell,
there are archaeological remains dating from the roman period and
corresponding to the wall alignments that follow this framework. The
decumanus in this system may have been an axis passing through the
Bab antakia. This planning phase seems to have been determined in
part by the need to adapt the agrarian organization of the territory,
which would later be integrated in the urban structure, to the main
direction of the valley of the Quweiq river—in other words, to the
centuriation of the valley. The derivation of the structure of the later
urban fabric of islamic aleppo from this roman agrarian plan makes
it easy to verify the actus as a unit of measurement. in particular, the
perimeter of the Mamluk walled city, the boundaries of which were
aligned along the traces of roman-Byzantine structures, coincides
with a square of four centuriae (fig. 4).
The traces of these three different roman plans10 represent the substratum of the structure and fabric of medieval islamic aleppo. The
process of medievalization of this roman substratum began already in
the Byzantine period through the construction of a new circuit of walls
10
The palimpsest of signs that makes up the territory of aleppo in the roman
period is not an anomaly. The superimposition of several centuriations in the same
territory is a sequence typical of roman territorial planning, verifiable in other Syrian
and Mediterranean areas. traces of superimposed centuriae are charted for southern-central italy in cataldi, iacono, and Merlo, “la geometria di firenze,” pp. 4–17;
g. chouquer, structures agraires en italie centro-méridionale: cadastres et paysage
ruraux (rome, 1987). in Syria, traces of centuriae have been found in damascus by
M. dodinet, J. leblanc, J.-p. vallat, and f. villeneuve, “le paysage antique en Syrie:
l’exemple de damas,” syria 67 (1990), 339–355; and in homs by W. J. van liere, “ager
centuriatus of the roman colonia of emesa (homs),” Les annales archéologiques de
syrie: revue d’archéologie et d’histoire 8 and 9 (1959), 55–58.
126
chapter five
figure 4: The second roman plan secundum naturam.
the forma urbis of aleppo
127
and the consequent phase of urban contraction and building densification (of the building fabric).
The medieval byzantine City
The beginning of the process of contraction and medievalization of
the urban fabric of aleppo can be dated to the sixth century ad. This
phase belongs to the reign of Justinian and is chronologically later
than the earthquake of 526 ad and the persian invasion of 540 ad
led by Khosrau i, events that mark the first moment of arrest in the
urban growth, which had been virtually uninterrupted in the long
roman phase. The work of urban and architectural renewal following
the persian invasion consisted of rebuilding the cathedral, restoring
the colonnaded street, rebuilding the defensive system of the citadel,
and rebuilding the fortifications and reinforcing them with a system of
double walls and trenches in the weakest areas to the south of the citadel.11 it is likely that it was after these historical events that the medieval encircing walls were built. The lines of these walls would remain
virtually unchanged from the Byzantine reconstruction of the city to
the Mamluk period, systematically reinforcing the roman defensive
system, which until then had been only temporary and had consisted
of palisades and trenches.
Through a combined reading of the written historical sources and
the different roman layouts of the urban fabric of aleppo, one can
hypothesize that part of the Byzantine defensive system of double walls
coincided with and therefore was built on traces of a roman fortification, which took the form of a castellum situated on the south side of
the acropolis.12 The main axis of this fortification coincides with the
decumanus of the second roman planning phase, while its counteraxis corresponds to the entrance structure of the fortified ayyubid citadel (the hellenistic-roman acropolis). The Byzantine trench (Kandak
al-rum), on the other hand, coincided with the plot boundaries on
the eastern and northern side of the square of four centuriae, which
represents the city boundary of the third roman planning phase of
the territory of aleppo (fig. 5). in this phase, Jewish neighbourhoods
11
See Sauvaget, alep.
for a reconstruction of the building phases of the aleppo city walls, see idem,
“l’enceinte primitive,” 133–159.
12
128
chapter five
figure 5: Byzantine fortifications and urban fabric.
the forma urbis of aleppo
129
formed near the Bab al-nasr (the ancient Bab al-yahud) and around
the synagogue, thereby demonstrating the effective renewal of building
activity and the beginning of the process of densification of the building fabric within the new circuit of walls. The traces of this phase of
urban reorganization, which are legible through a structural reading
of the building fabric, especially in the Bashite neighbourhood, are
useful in verifying the position of the Byzantine circuit of walls within
the urban fabric.
in this phase, the most important example of the beginning of the
process of medievalization at the heart of the ancient city is the construction of the cathedral near the roman forum (the agora of the
hellenistic settlement). The first nucleus of the Byzantine cathedral
was based on the typology of Byzantine martyria found in the Syrian
settlements of Bosra, Sergiopolis, Zeugma, and Seleucia.13 This first
centrally-planned building was reorganized under Justinian following
a longitudinal plan with three domes along the main axis, a nave and
two aisles, an apse to the east, and a portico to the west. The area of the
roman forum not occupied by the cathedral was used as a cemetery.
one can reconstruct the position and role of this building within the
urban fabric through a morphological and dimensional reading of the
building fabric around what is now the great Mosque, as well as from
historical and archaeological data. from such a reading, morever, it
emerges that the nodal axis of the cathedral was placed at 71m from
the axis of the colonnaded street. This measurement seems to confirm
the hypothesis of an earlier roman reorganization of the fabric of the
hellenistic plan at the heart of the city (fig. 6).
The medieval islamic City
When the arabs conquered aleppo, they took over a city and a territory that already had a disordered form that reflected the co-existence
of the various superimposed roman plans (fig. 7). They occupied the
traces of the roman agrarian and urban organization, and starting from
this organization developed the new features of the medieval islamic
city. as a result, in order to describe the transition from the romanByzantine to the islamic organization of aleppo, one needs to examine
13
See guyer, “la madrasa”; e. herzfeld, inscriptions et monuments d’alep, vol. 2
(cairo, 1954).
130
chapter five
figure 6: process of transformation of the Byzantine cathedral into the
al-halawiyya madrasa.
the forma urbis of aleppo
131
figure 7: relation between the traces of pre-islamic aleppo and the layout
of the ayyubid and Mamluk urban walls.
132
chapter five
a time span of around four centuries. The image that emerges from
a morphological reading of the building fabric and an examination
of the historical data indicates that long after the Muslim conquest,
and more especially for the whole of the umayyad period (636–750),
there were no substantial changes made to the structure of the urban
fabric. after this period, however, there began a slow process of transformation that would assume visible form only in the tenth century,
following a change in the social and civic order of the population of
aleppo and the region. one can identify at least three macro-phases in
the type-morphological process that characterized the transition from
the structure of the roman-Byzantine city to the medieval islamic city,
and these will guide our structural reading of the building fabric of
medieval aleppo.
First Phase
The first phase corresponds politically with the arab conquest of
aleppo and historically with the period from 636 to 837 ad, during
the umayyad and abbassid caliphates. in 636–37, the city was captured by Muslim troops under the command of Khalid ibn al-Walid.
The occupation came about peacefully and left intact the existing civic
structure, which at that point was already completed formed. The
umayyad caliph, who had established his capital in damascus, came
from the very same Byzantine culture of which he was the direct heir.
This meant that the urban layout of the Byzantine city remained virtually unchanged for a long time. during the umayyad caliphate, the
importance of aleppo and its consequent urban growth were limited
as it did not have a prominent political or administratative role.
in this period the structure of the urban fabric of aleppo did not
undergo any radical changes. This was neither because the umayyads
did not have the cultural wherewithal to change the urban organization
of the conquered cities, nor because they considered the hellenisticroman city as the maximum expression of urban civilization. instead,
the reason for this apparent immobility can be attributed to the fact
that the umayyads came from roman-Syrian cities, which served
as both the centres of their caliphates and their cultural points of
reference.
even though there was no change in the urban form in this phase—
and it seems that in the very early islamic period the pre-islamic features of the urban structure of aleppo remained unchanged too—a
the forma urbis of aleppo
133
series of minor modifications were carried out at an architectural level.
These changed the consolidated sense of the Byzantine city and are
legible at the level of the urban fabric. for example, the first mosque of
aleppo (al-Shuabiya) was built near the Bab antakia, at the end of the
roman colonnaded street and encroaching on the roman monumental arch.14 This operation, while representing a mere change in function
of a monumental building, brought about considerable morphological
changes in the urban fabric at the centre of the city, altering the structure of the main street axis of the city, which was now blocked at both
ends. on the Bab antakia side, the colonnaded street was blocked at
one end by the presence of the mosque and at the opposite end by the
presence of the citadel.
from this moment onwards, the process of transformation of the
colonnaded street into a suq began: the space of the colonnades and
the central lane were initially encroached upon by commercial building units that transformed the main street axis of the city into two,
three, and four parallel commercial roads. This process of transformation of the colonnades corresponds to a phenomenon common in
other hellenistic-roman Syrian cities.15 Since the commercial vocation of the colonnaded street was already affirmed in the imperial age,
the congestion of its colonnades with shops corresponds to the formalization of a phenomenon that had already been widespread for
centuries.16
14
The use of such a small structure as the main place of prayer in the city shows
that for many years the Muslim troops were limited to a small number of soldiers who
did not need a large space for prayer. See Sauvaget, alep, pp. 74–75.
15
See Sauvaget, “esquisse d’une histoire,” 421–480; Sauvaget, “le plan de laodiceesur-Mer,” 81–114.
16
See J. c. david and M. al-dbiyat, “la ville en Syrie et ses territoires: héritages et
mutations,” bulletin d’études orientales 52 (2000), 22–23. in this article, the authors
refer to M. rodinson’s thesis on the origin of the suq in his preface to p. chalmeda,
El señor del zoco en España: Edades media y moderna, contribución al estudio de la
historia del mercado (Madrid, 1973). according to robinson, the akkadian word ‘suq’,
of Semitic origin, evoking narrowness, vaguely indicated streets and public routes
in general. Therefore, the alexandrian translators mainly translated ‘agora’ as ‘suq’.
Moreover, Semitic languages of the hellenic east, especially aramaic, used the word
‘suq’ to translate the hellenistic-roman concept of agora-forum. if the word ‘suq’ was
indeed used to translate the term ‘agora’ as early as the third century Bc, then the suq
was already the place par excellence of concentrated commercial and urban activity;
the nerve centre of municipal life and business transactions, as well as a meeting-place
for urban dwellers. Such a hypothesis would place the origin of the term at least a
thousand years prior to the Muslim conquest.
134
chapter five
one can reconstruct this process through a morphological reading
of the building fabric of the main axis of the central suq of aleppo
as it is today, on the cadastral survey, and through a comparative
analysis with other examples in Syria. although the lack of historicoarchaeological data prevents an exact understanding of its phases, the
process of congestion and commercialization that invested the main
route network of aleppo is similar to that which invested the colonnaded streets of other Syrian cities such as laodicea, apamea, and
palmyra, even though in the last two cases this process was crystallized
at an early stage of development. looking at the case of palmyra, it is
apparent that in late antiquity a series of shops with entrances from
the side lanes of the colonnaded street had already encroached on the
central lane, thereby maker it narrower. likewise, in aleppo, a reading of the structure of the urban fabric reveals that the shops of the
suq conserve—in the rhythmic dimensions of the width of the shops
and the thickness of the walls—the dimensions of the original intercolumnal structure and the diameter of the columns of the colonnaded
street, in spite of the large amount of reorganization that took place
over time in this part of the city (fig. 8). We cannot say exactly what
happened to the building fabric in this phase, but it was certainly not
one of urban expansion. after the conquest of antioch in 636, aleppo
was cut off from the main international trade routes and its period of
economic decline began.
almost a century had passed since the capture of aleppo before
the need was felt to build the first congregational mosque. in 715 ad,
however, when the Muslim presence in aleppo increased, a larger
mosque was needed. The great Mosque was built on the site previously
occupied by the hellenistic agora, the roman forum, and Byzantine
cathedral cemetery, while the heart of the city centre was chosen for
the site of the friday Mosque. in this way, the former site of political
activity and the sacred place of christianity, was replaced by a building
symbolizing the new political and religious power. The construction
of the great Mosque on the site of the hellenistic agora (later the site
of the roman forum) was facilitated by the fact that throughout the
Middle east the qibla faces south and so it was easy for Muslims to
adapt pre-islamic urban structures and specialized buildings for worship, while at the same time avoiding any significant reorganization of
the urban fabric and surrounding buildings.
in the case of aleppo, an analysis of the morphology of the urban
fabric and a comparison with similar cases in the same region reveal
the forma urbis of aleppo
figure 8: traces of the colonnaded street in the urban fabric of the central suq.
135
136
chapter five
that the congregational Mosque occupied the southern part of the
roman forum, a large empty space at the centre of the urban organism, using as its main entrance one of the entrances to the forum on
the east side of the courtyard of the great Mosque (the sahn). later,
in the abbassid period (750–865), a new entrance was opened on the
west side of the sahn, while at the same time a secondary route along
the axis of the suq was built. in the Zengid period (1128–1174), the
entrance to the al-halawiyya madrasa—built by adapting the remains
of the Byzantine cathedral—was opened on this new route (fig. 6).
during the abbassid caliphate, the process of spontaneous development of the urban fabric, typical of the medieval city, was accentuated.
in a phase of urban growth in which commerce began to become the
most important aspect of the city, transferring the functions of the
agora to the suq and the specialized buildings around it seems to correspond to the initial phase in a process of monumentalization of the
agora that would eventually turn the suq into grand architecture on
an urban level in the ottoman period. in this phase, the first khans
for housing merchants and their wares were built next to the suq. The
prototype of the khan is to be found in the agora, the function and
structure of which is reproduced on a smaller scale in this new building type. With the specialiazation of three sides of the great Mosque
as part of the suq, commercial activity became closely linked to public
and religious activity. This is demonstrated by the permanence on the
site of the ancient agora of the qaisariya, a covered and open market
for the sale of fabrics that continued to function within the enclosure
of the great Mosque until the twelfth century. The architecture of this
building may derive from the adaptation of the space and form of the
roman basilica.17
another phenomenon in the permanence and re-use of the places
and spaces of the roman-Byzantine city in medieval aleppo is represented by the musalla, a large, open-air square for prayer, complete
with a mihrab. Surprisingly, in aleppo the musalla was not built outside the city walls, as was common, but within them in the south-east
of the city, near the citadel.18 although a lack of archaeological data
makes it difficult to determine the dimensions and form of the aleppo
musalla precisely, an interpretation of the morphology of the urban
17
18
See Sauvaget, Alep, pp. 79–80.
ibid., 76.
the forma urbis of aleppo
137
fabric suggests that this place of prayer coincided with the large empty
space at the foot of the citadel. The existence of a vacant area within
the roman castellum enclosure may have justified the choice of such
an unusual site.
on the level of the urban fabric, the abbassid period does not seem
to have been one of expansion; indeed this was a period of stasis for
the whole of Syria. once the capital was relocated from damascus to
Baghdad, the region found itself in a marginal position with respect
to the centre of the empire. in 877, aleppo fell to ahmad ibn tulun,
founder of the tulunid dynasty. however, it was retaken by the caliph,
and from 936–37 was in the hands of Muhammad al-ikhshid, who
elected the head of the arab Kilab tribe as governor. in 944, the city
was conquered by Sayf al-dawla of the hamdanids, who chose aleppo
as his residence. it was during these years that, for the first time since
the advent of islam, aleppo became a state capital (and the residence
of the hamdanid governor). The city grew in importance politically
and especially culturally due to the literary pursuits in the palace built
by the governor outside the city walls.
second Phase
This flourishing cultural and urban period was soon interrupted by a
series of historical events that, from a morphological point of view,
would lead to the construction of the second ‘contracted form’ of
aleppo. This form corresponds historically with the period between
the tenth century, with urban renewal followed by invasions in 962
ad, and the twelfth century. This is perhaps the darkest period in the
history of the city since the Muslim conquest. it consisted of half a
century of turmoil due to a combination of internal politics, Byzantine
invasions, Beduoin raids, and successive attempts by the fatimids to
create a breach in order to invade iraq. from this moment on, the
city no longer grew according to a homogeneous and isotropic grid
system, but in terms of different neighbourhoods. These were distinctly separate and self-contained, and were derived from a medieval
morphological process that affected the urban fabric, both residential and public. on an urban level, the city began to be subdivided
into self-sufficient districts, the features of which seem to follow a
model diametrically opposed to the widespread models of roman
planning.
138
chapter five
in 962, the Byzantine emperor nicephorus phocas conquered the
city and left it in ruins after a week of burning. during the invasion
the city walls were so badly damaged that they had to be partially
rebuilt, especially the corner to the south-east of the citadel. in 1085,
the sheriff’s citadel was built to the south of the city on one of the
highest hills in the urbanized area. in 1095, the city became part of
the Seljuk empire. from this moment, especially after the Zengids and
nur al-din came to power, the city flourished once again.
during the fifty years’ reign of the Zengids (1128–1181), considerable changes were made to the urban structure of aleppo. The city
was reorganized on both an architectural and an urban-fabric level.
The congregational Mosque was rebuilt, as were the wooden roofs
of the suq and citadel mosque. Meanwhile several madrasas, a new
hospital, and a law court were newly built (fig. 9). Many churches
were converted into mosques and the system of water channels was
reorganized, resulting in an increase in the number of public and private baths.
interventions on an urban level in this phase of human development of aleppo took the form of the partial reconstruction of the city
walls,19 the rebuilding of the citadel, the specialization of the suq, and
the beginning of the formation of a fabric of specialized buildings
along the extra moenia routes. one of the most important operations
completed by nur al-din was that of reinforcing the defensive system
and building the Bab al-faraj gate, which conditioned the layout of
some routes, especially the one linking it to the Bab al-nasr gate—
which ran tangent to the ancient polarity of the roman theatre—and
the congregational Mosque (fig. 9).
on an architectural level, the process of building reorganization that
took place in this phase is exemplified by the transformation of the
Byzantine cathedral into the al-halawiyya madrasa. The construction
of the madrasa on the site of the cathedral symbolized the triumph of
islam over christianity, even though it did not completely cancel out
the original structures of the constantinian basilica. The direction for
prayer was rotated by 90° in order to adapt the building to the new
religious exigencies.
19
See Sauvaget, Alep, pp. 140–141 and pl. 58; idem, “l’enceinte primitive,”
133–159.
the forma urbis of aleppo
figure 9: Zengid and ayyubid fortifications and urban fabric.
139
140
chapter five
The brightest period in the urban history of this phase begins with
the ayyubid reign (1207–1260), when the city once again came to
play a central role on a trans-national level due to its geographical
position as an important node in the network of international trade
routes. in the fifty years of ayyubid domination the fortifications
were systematically reorganized or else replaced and a new defensive structure was built around the extra moenia neighbourhoods in
alignment with the Byzantine trenches (Kandak al-rum). The citadel
was newly fortified and rebuilt as a royal city with palaces, fountains,
and mosques. The acropolis was used as a quarry for this construction, which resulted in its sides being modelled into the form we
recognize today.
in this phase too, the specialization of the suqs began, with their subdivision on the basis of their main commercial functions. The leather
suq (el-dabbagha) and the soap suq (el-Masabén), for example, were
founded in neighbourhoods specializing in the production of these
goods. Beginning in this period, the still sparse urban fabric of the
classical planning phases began to be congested and medievalized by
a residential structure that no longer followed the geometric rules of
roman cadastral parcelling, but instead those of the internal organization of the clan.
The return to a clan type of organization initiated a process that
modified from within the structure of the urban fabric. henceforth, it
began to be subdivided for defence purposes as well as on the basis of
the new settlement logic into self-sufficient neighbourhoods, separated
by gates and provided with primary services such as baths, mosques,
and neighbourhood suqs. although this transformation of the building fabric has been interpreted in the past as a degeneration of the
classical plan, i would like to suggest that we shift our viewpoint and
instead see it as the (proactive) result of new social exigencies and,
more especially, the need to adapt existing urban structures that were
already complex and apparently confused.
Thus, a process of medievalization of the intra moenia urban fabric
began with the settlement of new social groups in the roman urban
and territorial configurations. yet the introverse and self-enclosed
nature of the type of urban space generated by this process seems to
date to pre-classical aggregates that disappeared with the advent of
hellenistic-roman planning, or perhaps survived on the periphery of
inhabited areas, and enters into a dialectical relation with the sparser
the forma urbis of aleppo
141
fabric of the roman planning model.20 The phenomenon of fragmentation of the urban fabric in self-enclosed, discrete aggregates is the same
not only in the medievalization of the fabric of hellenistic-roman cities in Syria, but throughout the whole medieval arab world.
on a neighbourhood level, the cul-de-sac system (blind alleys that
give access to residential buildings) is derived from a process of transformation of the ancient courtyard house lots and their subdivision
into more than one housing unit following the resurgence of urban
growth. This resulted in the need for more housing space, and the
consequent increase in building density. This process is similar to the
medievalization that invested the residential fabric based on aggregates
of courtyard houses in italy and led to the complete introversion of
the building fabric around the structure of the cul-de-sac, centre of the
social life of the clan.21 a further process typical of this phase is represented by the formation of extra moenia neighbourhoods (hadér)
inhabited by turks and tradesmen and located outside the perimeter
of the city walls along the main caravan routes, which were already
flanked by buildings in the pre-islamic period.
Third Phase
The third phase of the ‘contracted form’ of aleppo corresponds to the
Mamluk period (1260–1516), immediately after the city was captured
by the Mongols, when its fortifications were destroyed and its principal monuments, together with whole neighbourhoods, burned to the
ground. aleppo would take a long time to recover from this catastrophe, which represents the only significant interruption in its urban
growth in 5000 years of urban history. The initial period of Mamluk
domination of aleppo cannot therefore be considered as among its
20
See e. Wirth, Das orientalisches stadt im islamischen Vorderasien und syrien
(Mainz, 2000). on the basis of J. Schmidt’s studies, Wirth codified the compact model
of spontaneous aggregation of the islamic city, comparing pre-industrialized Syrian
cities to Middle eastern cities from the Bronze age. Both city types share the same
compact organization of their residential fabric that makes them inaccessible except
via a system of cul-de-sacs.
21
See caniggia, Lettura di una città; g. caniggia and g. l. Maffei, Composizione
architettonica e tipologia edilizia: 1. Lettura dell’edilizia di base (padua, 1979). for
example, cul-de-sac route systems are found in non-islamic areas such as como and
polignano a Mare in italy.
142
chapter five
most splendid. The sultans’ most urgent concern was the restoration
and renovation of the most important buildings including the great
Mosque, especially in terms of replacing the wooden ceiling with a
cross vault, the citadel and defence systems, and the acqueduct, which
led to an increase in the number of baths and fountains.
from the fourteenth century onwards, the first real expansion of the
city began. Moreover, a large amount of replanning was carried out
along the most important urban routes and the line of the ayyubid
walls. in particular, after the enlargement of the city walls, new gates
were opened, such as the Bab al-hadid to the north-east, which gave
access to the route through the Bayyada neighbourhood, and the Bab
al-neirab to the south-east, which represented the link with territorial
routes from persia. on an architectural level, in 1318–19, the governor’s mosque, althunbugha al-Sahili, was constructed on the model
of the great Mosque. located to the south-east of the ayyubid walls,
the governor’s mosque marked a new role for this urban zone as it
developed into the second most important mosque in aleppo.
in this phase, the circuit of walls was enlarged in order to contain
the city to the east of the ayyubid walls. in 1428, the walls were rebuilt
along what had been the line of the Byzantine trenches (Kandak alrum) where the ayyubid dynasty had built a defensive wall for the
more urbanized extra moenia neighbourhoods, encorporating them
within a unified system of defence. The enlargement of the circuit
of walls also encorporated the citadel, which thereafter lost its military function and took on a merely representative role. it was also
in this phase that the Bayyada, ughulbak, althunbugha, al-Bustan,
and Qasileh neighbourhoods were created. each new neighbourhood
was given a mosque and hospitals, as was the case, for example, with
the arghun al-Kamili maristan and Mankalibugha al-Shamsi mosque.
The horse market was moved to below the citadel, near the specialized
suqs, on the site where the musalla was probably located; the latter was
no longer in use in this phase, since the proliferation of mosques had
rendered it obsolete.
finally, in this phase a process of monumentalization of the suq
began whereby it developed from a simple commercial street into a
fabric of specialized buildings. all the large buildings in the main suq
in aleppo date to the second half of the fifteenth or the beginning of
the sixteenth century and therefore can be attributed to this phase of
urban development. This represents the final phase in the transition
from the roman-Byzantine city to the medieval islamic city. at this
the forma urbis of aleppo
143
time a veritable urban development took place that included the specialization of building types, the specialization of the urban and building fabric, and the monumentalization of the architecture.
as mentioned above, one can trace the most important phases
in the process of building densification in the Mamluk period and
the nodalization of the main routes in correspondence to the main
street axes by using the data that emerge from a structural reading of
the building fabric and comparing them with historical data. a first
instance of nodalization of the building fabric that can be ascribed to
the Mamluk period is the construction of the al-umari Mosque on
the site of the roman Theatre, a polarity of the urban fabric in the
pre-islamic period. We have already mentioned the following developments: the laying out of the Jewish quarter, Bashita, and the opening of the Bab al-faraj in the Zengid period; the specialization of the
intra moenia route linking the Bab al-faraj with the Bab al-yahud;
and the older route linking the theatre with the central suq of the medina. at the beginning of the Mamluk period, the roman theatre was
probably already congested and the residential fabric of the Bandara
and dabbagha neighbourhoods, built at the back of it, was probably
already developed.
in 1328, work began on the construction of the al-umari Mosque
in the western zone of the ima cavea and media cavea of the roman
Theatre and would be protracted for more than a century. an analysis of the aggregate structure, compared with historical data, confirms
that when the circuit of walls was built in this zone, the Bab al-faraj
was rebuilt to the north of its original position and the route leading
from the gate to the mosque was formed. This rebuilding turned the
latter into the most important specialized pole in the Bashita neighbourhood (fig. 10). Within some of the aggregates of the existing fabric to the east of the ayyubid city that still contained the traces of
the first roman plan secundum coelum, a process of edification of the
unbuilt lots began that coincided with the reorganization and nodalization of some routes and the construction of specialized architecture
within the residential building fabric. an example of this process can
be gleaned from an analysis of the structure of the building fabric of
the Bayyada neighbourhood to the north-east of the citadel, where the
traces of the first roman plan are still legible.
The process of nodalization of the building structure of this neighbourhood’s central nucleus began with the persistent use, in the
Middle ages, of a route tangent to the north side of the citadel and
144
chapter five
figure 10: The urban fabric around the al-umari mosque (the roman theatre).
the forma urbis of aleppo
145
figure 11: process of nodalization of the building structure of the Bayyada
neighbourhood: traces of the roman plan secundum coelum.
146
chapter five
dating from the roman layout (fig. 11). today, this route is still one of
the main distribution axes in the neighbourhood. close to this, the
wall alignments are still legible, corresponding to the north-south,
east-west orientation of the first roman plan, with a regular rhythm
of 60 × 120 roman feet, equivalent to 17.7 × 35.5 metres.22 from an
analysis of these traces within the structure of the urban fabric one
can recreate the original structure of an aggregate of domus houses
iso-oriented in an east-west direction and distributed by routes that
branch off from the axis of the main route.23
in this phase, the route leading to the Bab al-hadid became a node
as the locksmiths’ suq and hub of specialized buildings (such as the
al-Sarawi Mosque), thereby modifying the route hierarchy of the
roman layout and replacing in importance the east-west axis skirting
the citadel to the north. it became both the fulcrum of one of the richest neighbourhoods in the Mamluk period and a node at its southern
end due to the concentration of palaces and residential buildings of
wealthy citizens. one finds a similar process of nodalization within
the aggregate structure along the axis of the route leading to the Bab
Quinnasrin, which dates from the first roman plan secundum naturam.
here, one can read the traces of lots with well-codified dimensions and
structures, originating from the second phase of the roman urban and
territorial organization of aleppo, as well as traces of the process of
building densification and medievalization of the fabric of the roman
plan. By superimposing a grid of domus lots on the 1930s french
cadastral map, one can note a widespread correspondence between the
original plan and the neighbourhood structure, since along the entire
Bab Quinnasrin axis the domus lots, iso-oriented for climatic reasons
in an east-west direction, face onto this matrix route. in the northern
part of this system, one can observe a rotation of the lots, which here
face in the direction of the counter-axis of this plan, the decumanus.
during this phase in the process of medievalization of the urban
fabric, the rigid, yet sparse, original structure of the domus houses (60
× 120 roman feet) was considerably recast and densified, gradually
22
These dimensions correspond to those of the clima, the surface area occupied by
a domus with sides measuring 17.7 × 35.5 metres.
23
The presence of residential fabric with such stratified morphological characteristics in an area outside the circuit of ayyubid walls could be justified by the
existence of the defensive trench around the city, originating from the roman period,
of Kandak al-rum.
the forma urbis of aleppo
147
being transformed into highly specialized and hierarchical lots and
aggregates. along the Bab Quinnasrin axis, one can still read in the
aggregate structure some of the secondary routes and linking routes
laid out in the second phase of the roman organization; some of these
routes have been transformed into cul-de-sacs. for example, it is clear
from an analysis of the urban fabric that a route leading to the Bab
Quinnasrin—and linking the urban fabric planned in hellenistic times
(the continuation southwards of Suq al-Kassabiya, a secondary route
in the hellenistic plan) to a route planned in the second phase of the
roman organization of aleppo (the route from the Bab Quinnasrin
that skirts han fansah, a plan from the second phase of the roman
organization of aleppo)—was one of the linking routes of the latter
(i.e. roman) plan. after the medievalization of the fabric, it was parcelled into two aligned cul-de-sacs. a reading of the urban fabric also
allows us to classify, along the main axis of the plan, some increments
deriving from the process of medievalization, specialized as suq stalls
and residential buildings (fig. 12).
in the same area one can read traces of the third phase of the crucial human organization of the city and territory of aleppo, corresponding to the second roman plan secundum naturam, whence it
derives its original structure, or at least the layout and dimensions of
most of the lots of the neighbourhood building fabric. Superimposing
a grid of domus lots oriented in the direction of the third roman plan
on the cadastral map, one can observe a widespread correspondence
between the grid and the neighbourhood structure itself. Throughout
the whole area of the Bab Quinnasrin neighbourhood one can read
the permanence of iso-oriented domus lots from the original plan that
face in an east-west direction. in particular, the architecture of the Bab
Quinnasrin, and of the khan next to it, coincides in dimension and
orientation with the structure and direction of this plan.
finally, some of the secondary and linking routes planned in this
phase are still legible in the aggregate structure. after a process of
building densification and the reorganization that partially changed
the neighbourhood structure, some of these routes became cul-desacs. They are still legible, however, in the urban fabric of the Bab
Quinnasrin area, despite the extensive reorganization taking place in
this phase; for example, following the construction of the al-rūmī
Mosque, which transformed the viability and the organization of lots
in the eastern part of the Bab Quinnasrin aggregate and thereby makes
a reading more difficult (fig. 13).
148
chapter five
figure 12: process of nodalization of the building structure of the Bab Quinnasrin neighbourhood: traces of the first roman plan secundum naturam.
the forma urbis of aleppo
149
figure 13: process of nodalization of the building structure of the Bab Quinnasrin neighbourhood: traces of the second roman plan secundum naturam.
150
chapter five
on the basis of our knowledge so far, one can single out the
cul-de-sac system as the most salient urban form deriving from the
process of medievalization of the roman courtyard house fabric in
the final building phase of medieval aleppo.24 Measured drawings
of the structure of the urban fabric on an aggregate scale in the Bab
Quinnasrin area show that it was organized around this system, as the
heart of the urban organism and centre of the domestic space of the
clan. The end of the cul-de-sac can be considered as a courtyard at an
aggregate level, a semi-public space dedicated to the activities of clan
life. in the fabric dating from the roman plan, which is deeper than
that of the blocks dating from the hellenistic plan, and in which the
specialization of the residential buildings is minor, it is easy to observe
the frequent use of this distributive system, deriving from the parcellization of the original geometric route network, in order to allow
access to the courtyard houses generated by processes of subdivision
and building densification of the ancient domus lots.
The drawings that show the relation between the areas served by
cul-de-sacs and the urban fabric also show that most of the courtyard
houses here are only accessible via this distributive system and consequently the aggregate is completely introverse (fig. 14). a reading
of the structure of the building fabric in aleppo reveals that the zone
between the old ayyubid walls and the Byzantine trenches was already
densely urbanized at the time of its enclosure within the new circuit
of Mamluk walls and that here there was no more space for expansion
other than by complex processes of nodalization. due to the increasing
specialization and subsequent reduction in extension of the residential
building fabric at the heart of the city, considerable urban expansion
took place to the north and north-east through the creation of extra
moenia neighbourhoods along the main caravan routes. Therefore, in
this phase there was an expansion, specialization, and subdivision of
the extra moenia urban fabric in separate and autonomous neighbourhoods, based on the scheme of ethnic subdivision typical of the residential areas of islamic cities.
24
on the formation of cul-de-sacs, see also g. Sjoberg, The Preindustrial City. Past
and Present (new york, 1965).
the forma urbis of aleppo
151
figure 14: relation between the areas served by cul-de-sacs and the urban
fabric in the Bab Quinnasrin area.
152
chapter five
Conclusion
The reconstruction of the form of aleppo has provided a linear growth
model or process for the urban fabric. This is made up of the stratifications and superimpositions of different concepts. in particular,
what stands out in an interpretation of the urban fabric of aleppo,
contained within the perimeter of the Mamluk circuit of walls, is the
permanence of traces of roman planning in the medieval urban fabric.
These traces are not immediately legible, since they derive from territorial plans carried out in different phases and are closely dependent
on the form of the site and territory of aleppo.
This is a feature common to other cities in Syria. indeed, many of
these cities were planned in hellenistic times. They were later expanded
and, in the roman period, underwent extensive renewal, in many
cases being completely reorganized, adding to and often superimposing on both the original nucleus of the Seleucid settlement and earlier
transformations. The resulting different plans—the main orientations
of which, on an urban level, derived from the nature of the site and,
on a larger level, from the main routes within Syria—created an apparently unplanned urban form. over a long period, this plan merged
with type-morphological processes based on a different development
logic from that typical of roman urban planning, one much closer to
the ‘spontaneous’ structure of medieval islamic cities.
in accordance with the idea of a linear process in the development
of the urban fabric in pre-modern times, in order to understand the
urban structure of medieval aleppo i have tried to decipher the palimpsest of traces that influenced it. This approach allows one to compensate for the lack of historical data on the structure of the urban fabric
of aleppo in pre-medieval times and to integrate the existing sectorial
and discontinuous data on the structure of its urban fabric through
time. from this reconstruction it emerges that the complex, stratified,
and apparently chaotic form of the urban fabric of medieval aleppo
derives from the sum of various urban plans of roman origin, superimposed one over the other, demonstrating the inaccuracy of the view
of arabs as destroyers of the geometrical and ordered organization of
the classical city. indeed, when the arabs conquered Syria they inherited a complex urban and territorial structure, which was apparently
‘disordered’, since it derived from the summation of different plans
with different layouts. They occupied these existing settlements, and
henceforth the medieval islamic city developed, with its own physical
the forma urbis of aleppo
153
and conceptual organization. in particular, the superimposition of the
layouts of the roman plans in their various phases created a complex
form for the urban fabric of aleppo, especially along the main axes of
the Bab Quinnasrin, Bab al-hadid and Bab al-nasr, which represented
zones of specialization and development of the medieval islamic urban
form.
chapter Six
ethno-archaeological approaches to Medieval
rural settleMent in spain and Morocco
Johnny de Meulemeester1
Introduction
archaeology studies societies that have disappeared, while ethnology
studies those still living. as a result, even when the object of the study is
the same, the methods will differ. For example, the archaeologist typically resorts only to the material vestiges of a society without having
access to the actors, while the ethnologist questions the actors, without
always paying attention to the material vestiges.2 Ethno-archaeology3
is a study that by the observation of traditional but current practices,
goes back into time to provide the archaeologist with explanatory
diagrams and interpretations of the data he or she has uncovered.4
Its final purpose is to explain, through an ethnographic detour, those
archaeological facts that could otherwise not be easily interpreted. it
brings what is often lacking in archaeological description: volume and
1
prof. dr. J. de Meulemeester, formerly of the Medieval and post-Medieval
archaeology unit (north-Western europe and Mediterranean areas), department
of archaeology and ancient history of europe, ghent university, sadly passed away
during the time in which this volume was being reviewed. The editor wishes to express
his most heartfelt gratitude to prof. Meulemeester’s daughter, anne, for allowing his
chapter to be published posthumously. although corrections suggested by the external
reader have been addressed, the text remains, on the whole, the one that Johnny last
submitted.
2
see o. aurenche, “les conditions de l’enquête ethnoarchéologique,” in EthnoArchéologie méditerranéenne: finalités, démarches et résultats: table ronde, eds.
a. Bazzana and M.-ch. delaigue (Madrid, 1995), p. 13.
3
on ethno-archaeology, see e.g. M.-ch. delaigue, “ethnoarchéologie et histoire:
l’habitat rural de la péninsule ibérique comme indicateur des modifications de peuplement,” in Ethnoarchéologie: justification, problèmes, limites (Juan-les-pins, Fr, 1992),
pp. 391–407; o. aurenche, “les conditions,” pp. 13–16.
4
M.-ch. delaigue, “deux exemples d’habitat rural en andalousie orientale: approche ethno-archéologique,” in La casa hispano-musulmana: aportaciones de la arqueología. La maison hispano-musulmane: apports de l’archéologie, eds. J. Bermudez lopez
and a. Bazzana (granada, 1990), p. 21.
156
chapter six
life, based on a full-scale observation.5 however, in order to combine
the two approaches, one must assume three conditions: historical continuity, geographical context, and socio-economic context. in terms
of the first condition, as aurenche puts it, one may question to what
extent all the great civilisations of the Middle east (from assyrian to
ottoman) changed the rhythm of life of the semi-nomadic pastoralist
of northern syria. clearly, a lot of aspects of daily life did not change
or were only slightly adapted, showing historical continuity.6
The geographical context can be treated in two different ways. First,
one can either compare societies distant in time, but established in the
same geographical area, which is possible for example for the settlement structures in the Middle east or north africa. second, one can
compare societies distant in spaces and time, but established in comparable microenvironments. islamic spain, where the christian conquest did bring some structural changes, provides an example of the
blending of both. We do not have to look farther than the other side
of the straits of gibraltar, where in similar geographical circumstances
the rural population survives on a pattern that links geographical conditions and historical continuity.
The ethno-archaeological comparison can even shed light on the
socio-economic context, at least in a very general direction. Working
on material culture, it acts to highlight the presence or the absence of
certain techniques within the studied societies. in the case of spain
(and in particular the studied area of the Murcian valle de ricote)
this approach reveals that, after the christian conquest, the new
leaders continued to employ similar irrigation techniques as under
islamic rule and even appealed to the Mudejares (Muslims living
under christian rule) to re-establish and to maintain the irrigation
network. real changes came only very late with the introduction of
metal (for norias or waterwheels in the nineteenth century) and concrete tubes that enable the canals to be put under ground (thus avoiding evaporation).
a potential danger lies in devoting oneself to a partial ethno-archaeology that would study a technical or cultural feature while taking it
out of its context and apply the resulting conclusions without precau-
5
a. Bazzana, Maisons d’al-Andalus: habitat médiéval et structures du peuplement
dans l’Espagne orientale (Madrid, 1992), p. 17.
6
aurenche, “les conditions,” pp. 13–16.
ethno-archaeological approaches
157
tions to a given archaeological situation. Therefore, it seems advisable
to prefer a total ethno-archaeology that takes account of the context,
initially defined by the means of archaeology, i.e. by the study of the
material remains. examples of actual field practice make this more
clear.
Methodology
a collaboration involving the heritage department of the Walloon
region (Be), the casa de velasquez (the French school in Madrid),
the unité Mixte de recherche 5648 (lyon ii/ehess) of the cnrs
(Fr), and the departments of archaeology and of geography of
ghent university (Be), has made possible the study of the medieval
settlement of the valle de ricote, a geographical and administrative
centre on the segura river in the autonomous region of Murcia (es).
The original hisn (castle) of ricote controlled a relatively extensive territory, measuring a little over eight hundred square kilometres. The
territory includes rural sites such as hamlets and villages, as well as
defensive sites and even a small town. Moreover, it shows the presence, from the ninth century onwards, of a complex irrigation system.
irrigation patterns form part of the archaeological elements in the
rural landscape. From the river upwards to the line of the peaks, the
valley is marked by the succession of the following elements: irrigated
fields, irrigation canals, human habitats, dry culture lands, and finally
pastures on the mountain slopes.
to get a better understanding of the key elements of this Murcian
landscape, geo-archaeological research was initiated in the valley of
the awnil in the atlas Mountains in Morocco. simultaneously, this
research revealed an ethno-archaeological link between the local granaries, the irrigation system, the settlement type, and its historical
evolution. This investigation used different methodological paths to
achieve its purpose in spain as well as in Morocco:
• systematic and full open area excavation was applied to the Cabezo
de la cobertera hilltop (abarán/Blanca, es), where, as was later
shown, a fortified granary was located;
• geomorphological and geo-archaeological studies were carried out
in both landscapes to understand their development and the impact
of human interference;
158
chapter six
• in both study areas aerial and satellite photography was used to
interpret hydraulic systems and irrigation canals in particular;
• intensive fieldwalking was used to survey the irrigation systems and
to analyse water collecting systems, dams, canals, partitions, qanats
(underground canals), reservoirs, watermills, etc.;
• interviews of local people were conducted in Morocco to find out
about field distribution, crops, ownership, organization of the irrigation and its maintenance, social structures, and finally historical
evolution.
i. Fortified Granaries
1. In the Murcia region
The central element of the study was the excavation of a fortified granary of Berber type dating to the thirteenth century.7 The summit of
the cabezo de la cobertera, which towers some one hundred metres
above the segura river, is approximately 40 metres long by 30 metres
wide and is occupied by the remains of about thirty cells, built along
both sides of narrow lanes that the inhabitants would have used to
move around the settlement. These buildings are mainly of rectangular plan, averaging 4 metres to 5 metres in length by 1,5 metres to
2 metres in width. several cells have a sort of trough located at the
back. The cell is entered via a narrow door. at the centre of the site,
there is a water storage tank of approximately 16 cubic metres. The
archeo-historical study of the valley and its different settlement elements suggest that the first occupation of the site dates back to the
twelfth century and that it was still in use towards the middle of the
thirteenth century, to be abandoned at the time of the Mudejar revolt
(i.e. in about 1266).8
7
see F. amigues, J. de Meulemeester, and a. Matthys, “archéologie d’un grenier collectif fortifié hispano-musulman: le cabezo de la cobertera (vallée de rio
segura/Murcie),” in Castrum 5, ed. andré Bazzana (Madrid, 1992), pp. 347–359; J.
de Meulemeester, “Même problème, même solution: quelques réflexions autour d’un
grenier fortifié,” in Le village médiéval et son environnement. Études offertes à JeanMarie Pesez, eds. l. Feller, p. Mana, F. piponnier, and Jean-Marie pesez (paris, 1998),
pp. 97–112.
8
J. de Meulemeester, “le valle de ricote et le développement des recherches de la
région wallonne à l’étranger,” in Mélanges d’Archéologie médiévale. Liber amicorum
en hommage d’André Matthys, eds. J. Meulemeester and p. gillet (liège, 2006), pp.
46–55.
ethno-archaeological approaches
159
at the time of its discovery, this type of settlement was unknown
in spanish archaeology and could not be associated with any medieval islamic or christian text explaining its use. For the moment, it
remains the only one of its kind in the archaeology of the islamic
peninsula. Thus, it could only be interpreted through comparison with
the collective granaries of Berber origin that are known as agadir in
southern Morocco.
2. In the Atlas Mountains
a. Berber granaries from the Maghreb to central europe
There are various solutions for the long-term conservation of grain in
north africa. The processes of ensilage vary between nomadic, seminomadic, and sedentary societies. in order to illustrate this variety, i
would like to consider the example of southern tunisia.9
generally, nomads living under a tent leave their reserves of grain
close to the production fields in an area of ensilage entrusted to a
remunerated guard recruited from one harvest to another. They use
silos and above-ground containers indiscriminately. The guard digs the
silo in the shape of cylinder, the depth and diameter of which hardly
exceed a metre. nomads also use large baskets in esparto manufacture
that copy the shape of a large earthenware jar. They leave the baskets
behind at the ensilage area where they are entrusted to the guard.
The guard takes care of the seed grain as well as of the consumption
grain, not only against all depredations from where ever they come, but
also, indirectly, against the improvidence of the women, who have only
within range, under their tent or their hut, just what it is necessary to
nourish the family.10
The fear for female wasting was noted for other areas too. as noted
by a tunisian semi-sedentary “every one prefers to have his grain well
sheltered and aired well, far from the women.”11
9
a. louis, “la conservation à long terme des grains chez les nomades et semisédentaires du sud de la tunisie,” in Les techniques de conservation des grains à long
terme: leur rôle dans la dynamique des systèmes de cultures et des sociétés, eds. M. gast
and F. sigaut (paris, 1979), 1: 205–214.
10
J. despois, “les greniers fortifiés de l’afrique du nord,” Les Cahiers de Tunisie,
1, no. 1 (1953), 58.
11
louis, “la conservation,” p. 208.
160
chapter six
semi-nomads preserve the grain for direct consumption in their
residence. The remainder is stored in collective granaries composed
of superimposed cells, called ghorfa. These initially represent only one
‘upper room’, added on to the roof of the house.
in periods of disquiet, sedentary societies employ baskets that are
stored in the court or the terrace of the house, which functions as
the collective granary. When security is no longer a primary concern,
they employ domestic granaries of the ghorfa type, annexed to the
residence.12 This type of domestic granary survived in the andalusian
mountain villages under the name of cámara, a room which is located
on the upper floor.13 in south Morocco, the collective granary is called
an agadir. The agadir is a building set apart from the village where
the Berbers store their harvest and other goods. These granaries are
often also fortresses, and thus may be situated in steep-sided or other
naturally defensible locations. These often serve the whole canton, and
become a catalyst for the development of a common law, trade, and
market.14
Many examples of these collective granaries exist in north africa.
They are known by the name of ksar (tripolitania and in southern
tunisia),15 guelaâ (algerian aurès),16 kasba (the sahara),17 aqrar
(northern Morocco).18 some of these dominate the villages, others,
isolated from the daily habitation, crown a rock piton. They are best
preserved and best studied in Morocco.19
The need for building granaries initially comes from causes of climatic origin. in semi-arid areas where the majority of the granaries
12
s. Ferchiou, “conserves céréaliers et rôle de la femme dans l’économie familiale
en tunisie,” in Les techniques de conservation, 1:190–197.
13
M.-ch. delaigue, Capileira, village andalous. Un habitat montagnard à toits plats
(oxford, 1988), pp. 75–76.
14
r. Montagne, “un magasin collectif de l’anti-atlas: l’agadir des ikounka,” Hespéris 9 (1929), 145–266.
15
louis, “la conservation,” pp. 205–214; a. ayoub and J. l. le Quellec, “gasr alhag. un grenier fortifié dans la djeffara libyenne,” in Les techniques de conservation,
2:3–18. ‘Ksar’ typically refers to a Berber village as a whole, which consists of attached
houses and contains other buildings, among which would be collective granaries.
16
despois, “les greniers fortifiés,” 38–60.
17
r. capot-rey, “greniers domestiques et greniers fortifiés au sahara. le cas du
gourara,” Travaux de l’Institut de Recherches Sahariennes 14 (1956), 139–159. ‘Kasbah’ typically refers to the citadel or defensible portion of a settlement.
18
Montagne, “un magasin collectif,” 145–266; c. pereda roig, Los hórreos colectivos de Beni Sech-Yel (cueta, es, 1939).
19
despois, “les greniers fortifiés,” 38.
ethno-archaeological approaches
161
are established, the harvest of cereals cultivated on dry ground or only
irrigated with some surface waters is very irregular. in good years,
the harvest can be of an incredible abundance, but often it is poor or
non-existent. it is thus necessary to store food for the periods of shortage.20 The continual threat of plundering is added to the climatic elements. This threat came from the central state that wanted to eliminate
the spirit of freedom of the granaries’ users and the independence of
their small autonomous states. But in times of bad harvests, the threat
came especially from neighbours in search of food. The grain must be
defended!!!
indeed, the worst enemy of the granary and the institution that it
represents was the central authority, the makhzen.21 a tribe was only
subjected after the destruction of its granary, the symbol of its economic independence and cohesion, and often its last effective area for
a defensive stand. For example, in the nineteenth century, the turks
destroyed all the ksour (sing. ksar) of the djebel nefousa in tripolitania
following a revolt.22 other ‘threats’ or causes of decline of a granary
included the pacification of an area (for example by French colonial
rule), which removed the insecurity that had been the granary’s reason
for being. Finally, the granary today remains for many villages a place
of encounter and social life, like pubs in rural european areas.23
in tripolitania and southern tunisia, the ksar is a strengthened
collective granary that could also be used as collective refuge on certain occasions. it is made of several hundreds of cells superimposed
on two to five levels. These cells, called ghorfa, are laid out in a quadrilateral pattern around a central courtyard in order to form an enclosure that one reaches only through a protected porch. The ksar can
comprise several granaries, each one organized around its own central
courtyard.
The ghorfa is barrel vaulted, contrary to the structure of cells in
other areas. The rooms are small, narrow, low, and long. They appear
like small corridors, on average 3m to 5m long and 1,20m to 1,50m
wide. Their height seldom exceeds 1,20m. one enters via a small door
approximately 0,70m high. The one who deposits his grain in the cell
20
ibid., 47.
a. adam, “ la maison et le village dans quelques tribus de l’anti-atlas,” Hespéris
37 (1950), 330–331.
22
despois, “les greniers fortifiés,” 56.
23
ibid., 58; d. J. Jacques-Meunié, “greniers collectifs,” Hespéris 36 (1949), 135.
21
162
chapter six
is either owner or tenant. if one does not have a ghorfa, one preserves
his grain in a container installed in the central court.
also specific to this area are the ksour of the plains, which belong
to semi-nomads without villages. The cells of these granaries surround
vast courtyards where the pastors can gather their cattle. some of the
ghorfa on the ground floor are used as shops or dwellings.
in tripolitania, the granary of gasr al-hag takes the shape of an
amphitheatre. it is established on a light slope without any notable
natural defence. This absence is compensated for by watch towers that
control the approaches to the granary. entry into the granary is also
only possible through a single door 2m high by 1,20m wide that gives
access to a rectangular anteroom. This is flanked by two small, side
bedrooms that are used for resting, for reading the Koran, and for
depositing objects and valuable documents, which are kept in wooden
trunks. proceeding through the anteroom, one reaches the circular,
central court. a staircase leads to the upper floor of the cells. a system
of hooks makes it possible to pull grain up to the ghorfa of the two
lower floors; in the absence of a hook, one uses wooden scales. The
granary is made up of one hundred and fifty cells, laid out on four
levels. an opening of 0,80m by 1m gives access to the ghorfa, which
are 3m long by 2m wide by 2m high. in the back wall, an opening of
approximately 20cm allows for ventilation.
oral tradition dates the gasr al-hag granary to the fourteenth century, a date generally advanced for the construction of the ksour of the
tripolitanian djebel nafusa as well as those of southern tunisia. The
ksar represents here an advanced form of the kalaa, the citadel-refuge.
The latter differs from the ksar by the dimensions of its spaces: it is not
a question of small cells for stock, but of broader and higher rooms
that could also be used as dwellings. Thanks to inscriptions, one of
these refuges has been dated to the last decade of the eleventh century.
architectural analysis makes it possible to conclude that these larger
constructions were compartmentalized later, when the refuge became
a collective granary. This transfer of function must have occurred in
the fourteenth century.
The agadir of southern Morocco is an establishment of a tribe or
clan where each head of a family manages an individual closed cell for
which he has the key. The store and its dependencies are placed under
the guard of a gatekeeper who supervises the comings and goings of
the users and prohibits the entry of foreigners. perhaps the term of
agadir is related to the phoenician term gadir, i.e. ‘wall’.
ethno-archaeological approaches
163
The granary-court could have begun as a single enclosure. often the
courtyard remains empty. elsewhere, it is almost entirely occupied by
other stock pens. one is tempted to believe that this granary-court
originally answered the needs of pastoral tribes, such as the need for
holding animals. it is well known that this courtyard-plan surrounded
by small rooms is shared by many caravanserais in the east and that
this disposition makes it possible for caravans to shelter animals, people, and goods.
The possibility of plundering and war effected the development of
some of the granaries as quasi-fortifications that included watch towers
and were located on precipitous places of difficult access. These agadirs
present a narrow central alley, with several stages of cells aligned on
each side. each of these cells would have had the same grain forms and
dimensions. The flat roof is made of beaten earth. often, the projecting flagstones fixed at progressive heights in the frontages are used as
hand- and footholds to reach the upper floors. sometimes, tree trunks
allow one to reach the higher cells. all the cells open towards the interior of the store and are closed by a wooden door. There is no other
opening to the outside, except for some ventilation holes.
The dependencies of the communal granary vary in number and
importance. in addition to the gatekeepers room, there can be a mill, a
forging mill, a stable, a cattle shed, one or two rooms for extra guards,
a meeting room for the local dignitaries, and even a small mosque. a
large agadir may also contain several cisterns.
in terms of the distribution of space, the selected ground is divided
into equal parcels and the floors are drawn by lot. a family can occupy
several cells, and each cell is built and maintained by the family that
owns it. They must maintain it in good condition as its degradation is
likely to bring harm to the neighbouring cells. The parts of the building that are held in common by the community are also built and
maintained in common. The owners choose a guard or gatekeeper
who is attached permanently to the building and whose subsistence
they ensure.
The agadir is sacred, like the tomb of a saint or a mosque. no bad
action, robbery, lie, adultery, or murder should take place in the store.
it is an inviolable space and it is also a place of asylum. This sacred
character can emanate from several sources. For example, it can be
due to the maraboutic protection to which the agadir is often dedicated. however, it appears probable that the substrate of this belief is
older than islam. grain is the sacred object par excellence because it
164
chapter six
is the germ of life. it is therefore not unreasonable to think that the
grain preserved in the agadir communicates to the building its magical
capacity and the sacred inviolability that it generates. in the past, when
contracts or agreements were often formerly concluded in the granary,
they would have undoubtedly been covered by its protection.
The origin of the Moroccan collective granary remains obscure and
the time and the place of its appearance are still unknown. north
africa alone testifies with certainty to its use. nevertheless, the organization and the operation of the agadir are tied to common law. The
oldest known charters of these fortresses date from the sixteenthseventeenth centuries. however, the excavation of the Cabezo de la
Cobertera modifies this chronology. in the current state of knowledge, the collective store appears to be specific to the countries of
the Mediterranean basin, although other areas also knew comparable
institutions.
apart from the Cabezo de la Cobertera, the system of the agadir
(defensive granary or defensive structure turned granary) has not
been recognized yet in islamic spain where the rural refuge par excellence was the albacar,24 which was a type of large bailey. studies on
rural hispano-Muslim society25 and on fortifications (husun, sing.
hisn)26 have advanced the probable existence of some sites—e.g. uxò,27
Monte Marinet,28 Magdalena,29 silla, and Montroy30—where installations without a habitation function could probably have been used as
storage rooms.31
24
a. Bazzana, p. cressier, and p. guichard, Les châteaux ruraux d’ Al-Andalus.
Histoire et archéologie des husun du sud-est de l’ Espagne (Madrid, 1988), pp. 10–32;
Bazzana, Maisons d’ al-Andalus, pp. 338–340.
25
see Bermudez lopez and Bazzana, eds., La casa hispano-musulmana.
26
see Bazzana et alii, Les châteaux ruraux, pp. 10–32.
27
ibid., 212–216 and 256; a. Bazzana, “Maisons rurales du shark al-andalus. essai
de typologie,” in La casa hispano-musulmana, p. 248; Bazzana, Maisons d’ al-Andalus,
p. 260.
28
Bazzana, “Maisons rurales,” pp. 248 and 370; a. Bazzana and p. guichard,
“archéologie extensive dans la région valencienne (espagne),” in Castrum 2, ed. ghislaine noyé (rome, 1988), p. 18; Bazzana, Maisons d’ al-Andalus, p. 261.
29
Bazzana, Maisons d’ al-Andalus, p. 261.
30
Bazzana et alii, Les châteaux ruraux, pp. 121–122; for silla, see Bazzana, Maisons
d’ al-Andalus, pp. 261–262.
31
Bazzana, Maisons d’ al-Andalus, p. 346.
ethno-archaeological approaches
165
in the rest of spain, the only correspondence with the collective
granary on the level of defensive value and protective philosophy is in
the catalan sagreres.32 These are circular enclosures around a church.
pierre Bonnassie calls the sacraria (in catalan sagrera) “a sacred protected space, almost always with a radius of thirty steps, which surrounds the church and profits from the same safeguard the church
itself.”33 The role of the sagrera in the formation of the catalan village
seems to have been central, and in the eleventh century it becomes an
essential element in the evolution of the landscape. The sacraria also
reveals the evolution from granary-refuge towards village.
The system developed in the catalan countryside gave rise to the
circular villages so widespread in the languedoc-roussillon region of
France. other more northern areas experienced a similar development.34
The cellaria—in german keller or gaden—of the alsace, switzerland,
germany, or transylvania (romania) form the only examples of village storerooms preserved until our days, but in the Middle ages, the
system was much more widespread. The Gadenkirchen of transylvania
and central germany, from the start, were built to store reserves.35 it is
sufficient to replace the marabout and the central houses of the Berber
granary with a church to obtain the same overall plan. in fact, between
the arabo-Berber collective granary and the christian cemetery-refuge
there are no fundamental differences.
B. tazlaft and its granaries
The investigation of Moroccan collective granaries began in the province of ouarzazate in 2000. The project brought together archaeologists, a geomorphologist for the study of the landscape, and Moroccan
anthropologists who carried out the oral element of the research.36
32
p. Bonnassie, La Catalogne du milieu du Xe siècle à la fin du XIe siècle (toulouse,
1975); idem, “les sagreres catalanes: la concentration de l’habitat dans le ‘cercle de
paix’ des églises (xie siècle),” in L’environnement des églises et la topographie religieuse
des campagnes médiévales, eds. M. Fixot and e. Zadora-rio (paris, 1994), pp. 68–79.
33
Bonnassie, “les sagreres catalanes,” pp. 68–79.
34
M. Fixot and e. Zadora-rio, L’église, le terroir (paris, 1989); d. Baudrel and
J.-p. cazes, “les villages ecclésiaux dans le bassin de l’aude,” in L’environnement des
églises, pp. 80–97.
35
h. hinz, “Wehrkirchen und Burgenbau,” Château Gaillard: études de castellologie médiévale, IX–X (caen, 1982), pp. 118 and 120.
36
since 2000, this project forms part of a bilateral agreement of cooperation
between Morocco and Belgium (Ministry of the Walloon region—direction de
166
chapter six
some of the collective granaries studied remain in use. The collective
granary contributes in a very special way to the social bond that forms
the heart of the community, starting at the time of the harvest and
continuing through the year with the management and distribution
of the grain.
The investigation concentrated on the evidence regarding the socioeconomic environment as registered in the landscape. it is important
to note that a granary will only exist where complex and well-managed irrigation systems function to allow arable farming. The village of
tazlaft, located 15 kilometres upstream of the ksar of aït Ben adou, a
unesco World heritage site, was chosen as the study area especially
for its position at the junction of two valleys. The larger of these is
occupied by an old caravan route, connecting Marrakech to the sahara
desert.
archaeologists working on earthen buildings have been interested
in the typical collective granaries of the Berber communities since the
1930s because these constructions and their building techniques are
characteristic of the atlas Mountain region.37 a large-scale survey was
carried out by the French-Moroccan archaeologist djamila JacquesMeunié between 1941 and 1954, during the course of a number of
long stays in the area. This work represents a remarkable undertaking
in view of the period and the limited means then available.38 at the
time Jacques-Meunié was already anxious about the abandonment and
destruction that threatened these monuments. it was clear that the
study of these collective granaries would become increasingly difficult
as they gradually lost their function.
in tazlaft, the survey brought to light several cliff granaries that
have to be linked to the period in which semi-nomads inhabited the
area, before the actual settled village developed and became permanent. These semi-nomadic people left but few traces of their occupation and use of the land, but their presence is demonstrated by the
existence of several cliff granaries along the length of the assif (river)
l’archéologie de la division du patrimoine, namur) directed by the author and by
philippe Mignot (MrW). see ph. Mignot, J. de Meulemeester, M. Boussalh, and
M. Jlok, “Medieval rural settlement in Murcia (spain) and present-day rural settlement in the Moroccan atlas,” in European landscapes and lifestyles: the Mediterranean
and beyond, eds. Z. roca et alii (lisbon, 2007), pp. 131–145.
37
r. Montagne, Villages et kasbas berbères: tableau de la vie sociale des berbères
sédentaires dans le sud du Maroc (paris, 1930).
38
d. J. Jacques-Meunié, Greniers-Citadelles au Maroc, 2 vols. (paris, 1951).
ethno-archaeological approaches
167
Marghane. each of these consists of a series of cells, beside and/or
on top of one another, cut into the rock. access to these granaries is
extremely difficult. one of them is still accessible via a dangerous goat
path. it is made up of some sixty cells, oval in plan and arranged in
three galleries on two different levels.
at the time when the nomadic lifestyle was giving way to a settled
one, villages were built around public spaces and facilities, among
which the granary remained important. indeed, the collective granary
came to be a relatively substantial focal point. a first granary of this
type was built a short distance from the village on a hillock that overlooks the village and the assif Marghane. of this first granary, only a
few fragments of walls remain. archaeological analysis, without the
benefit of trial trenches or full-scale excavations, suggests that the granary was divided into cells measuring about 5m by 2,5m, with corridors between 1m and 1,5m wide. according to local oral tradition, this
granary was destroyed by another tribe in the course of a war some
two hundred to three hundred years ago.
This ruined granary was replaced by the current one located in
the centre of the village. a sample of wood from the original floor of
the upper storey of the current granary has been radiocarbon-dated to the
first half of the seventeenth century (c13/c12, Beta analytic, Miami),
which confirms the oral tradition about the destruction of the hilltop
granary. The current granary is a four-sided structure measuring about
19m by 21m and comprising two storeys and four corner towers. on
top of this structure, there is a terrace that allows the accommodation
of some additional cells. The granary contains about sixty cells.
despite the survival of certain defensive features—for example, the
corner towers or the singular entrance—several aspects of its role as
a refuge for the village community have been lost, and its remaining
function is merely that of a collective storage facility. it has no water
tank, no designated accommodation for its guardian, no real benches
at the entrance, no religious installations, and no meeting rooms for
the village council. upon entering through the door, one arrives in a
corridor from which, to the left, one can gain access to the staircase that
leads up towards the terrace. in the middle of the corridor stand the
containers reserved for the guardian of the granary. The arrangement
of the cells is centred around the square central yard of the granary,
which serves at the same time as a source of light and an impluvium.
The cells are long and narrow, each being of almost the same dimensions (ca. 6,50m by 1,50m). although the doors are sometimes decorated
168
chapter six
with incised and painted geometric designs, unfortunately here in
tazlaft, those that survive are in a very poor state of preservation.
There are still small bits of paper stuck with cow dung to the lintel
above the door, on which various verses from the Koran can be read:
“glory to god, who in his magnanimity gave us the rain which saved
us from drought.”39 a piece of paper is stuck to the lintel each year
while the harvest is being stored in the granary. Both the decorations
and the papers are regarded as talismans. each door is furnished with
a wooden lock, for which the key has wooden teeth; in only one case
is the key made of iron.
The interior of the cell is divided into compartments using low walls
built of mud bricks. The size of the compartments varies according
to the needs and desires of each occupant. The height of the ceiling,
which reaches 2,80m on the first floor, allows for the installation of an
extra storage level against the back wall of the cell.
Finally, the ownership of the cells reflects part of the history and the
social structure of the village. Those who own a cell seem to belong
to the families that trace their ancestry to the period preceding the
destruction of the hilltop granary. it is conspicuous that while the
actual chief of the village is most likely descended from a leading family of the tribe that conquered it and destroyed the granary in the seventeenth century, he has no rights or ownership in the current village
granary! This chief, who did everything to welcome us into the village
and to get the granary restored by our team, even came into conflict
with some of the owners because he gave us entrée to the building
without consulting them, and thereby was seen as trespassing or overstepping his prerogatives.
ii. Hydraulic networks
1. In the Murcia Region
The other focus of investigation in this study concerned the issue of
irrigation.40 traces of medieval agrarian hydraulic systems are still
39
This sentiment is shared by numerous verses in the Koran: 35:9, 42:28, and 43:11.
similar thoughts can also be found in the following: 14:32, 16:65, 35:27, 36:33, and
50:9.
40
a. Bazzana, J. de Meulemeester, and a. Matthys, “Quelques aspects du peuplement médiéval du valle de ricote (Murcie/espagne),” in Rural Settlements in Medieval Europe, Medieval Europe Brugge 1997 Conference, eds. g. de Boe and F. verhaeghe
(Zellik, Be, 1997), pp. 39–54.
ethno-archaeological approaches
169
discernible in the valle de ricote. our study investigated the structures surviving from two settlement periods: the first corresponding
to the Muslim presence, and the second corresponding to the series
of changes that followed the christian conquest. irrigation structures
constitute an integral element of the archaeological record that is
recognizable in the rural landscape of today. The area of the regadio
(irrigation) is clearly distinguishable, forming the huerta (the garden)
at the bottom of the valley, which is the fertile zone dominated by
orchards. cereal crops and vines are traditionally grown higher up, in
the secano, or dry agricultural area. Thus, starting from the bottom,
between the river and the line of the peaks, the medieval land use
structure of the valley consisted of the following: the irrigated areas;
the line of acequias; then the zone of human residential accommodation, above which were the secano; and finally, pastures on the upper
slopes and in the mountains.
in the Middle ages, the Muslim farmers were using four different
technological approaches for the recovery of water:
– ponds used for the storage of water from springs;
– wells from which water was drawn using a container attached to a
rope, or perhaps strung over a beam;
– water wheels used for raising water such as the noria, with its vertical wheel installed on a canal, or on the river itself;
– various systems of acequias or channels that transported water
diverted from a river by means of a dam.
according to the most recent historical research, most of the development of the regadio took place at the height of the islamic period,
around the ninth and the tenth centuries. at a later stage, after the
thirteenth century and during the christian period at the end of the
Middle ages, there was a significant phase of expansion in valencia
and Murcia, the nature and scale of which has led some authors to
write of a ‘boom’ in hydraulic engineering works from 1480 onwards.41
The extensive networks of regadio, which were built at that stage by a
more centralized power, are organized so as to cover the region and
41
J. lagardère, “droit des eaux et des installations hydrauliques au Maghreb et en
andalus aux xie et xiie siècles dans le Mi‘yar d’al-Wansharisi,” Cahiers de Tunisie,
37–38, nos. 145–148 (1988–1989), 83–122.
170
chapter six
as such they are therefore rather different from the more locally-based
systems that had been set up by the Muslims.
There are two main points to be made in relation to these water
management systems. The first is in connection with the hydraulic
engineering works: the dams, river diversions, canalizations, local irrigation networks, channels, and conduits. once built, these mark the
countryside definitively, introducing what Miquel Barceló has described
as the ‘principle of rigidity’, by which he observed that the installation of such a framework precludes further modification of details of
the landscape, or any other partial transformation of the organization
of agrarian space.42 Thus, in cieza, abaràn/Blanca, or ricote, certain
elements of the tenth to thirteenth century islamic hydraulic system
remain recognisable in spite of the superimposition of another system during the christian period. neither the feudal conquest of the
thirteenth century nor the successive phases of depopulation and new
colonization that took place in the fourteenth-fifteenth centuries completely erased the traces of the earlier arrangement. The second point
is that it is important to be familiar with the basic principles governing the organization of irrigated areas in the medieval islamic context. every means of securing access to water was exploited, and the
technology used was generally straightforward. it required no major
investment and would normally not call for specialist expertise. it was
the product of generations of accumulated experience. one of the simplest and most widely used techniques involved the diversion of some
of the water from a river into an irrigation canal by means of a dam
upstream of the area to be irrigated. Because the natural fall of the
river was greater than that of the canal, the difference in altitude was
sufficient to bring the water via a series of connected channels, built of
earth, towards the fields. here, simple but effective systems of sluices
allowed the selective watering of specific landholdings.
Most importantly, an even fuller appreciation of the two key elements of this Murcian landscape may be obtained through ethnoarchaeological research. The remains that have been identified in the
ricote valley were part of a system very similar to that which is still
in use in the atlas Mountains of Morocco.
42
M. Barceló, “el disenõ de espacios irrigades en al-andalus,” in El agua en zonas
áridas, arqueología e historia (almeria, es, 1989), pp. 8–50.
ethno-archaeological approaches
171
2. In the Atlas Mountains
a. The hydraulic network at tazlaft
a preliminary reconnaissance of the valley of the assif awnila and
assif Marghane, to the north and to the west of tazlaft, respectively,
reveals settlement patterns similar to those of all the other valleys of
the area. although differences emerge as a result of local topography,
these relate more particularly to the geomorphology, which changes
as one climbs up the valley. to the north of tazlaft, rocks eroded
from the cliffs which stand above the thirty-two degree slopes of the
steep-sided valley, fall to join the constantly-moving screen below. The
slopes and the cliffs serve only as rough grazing for herds of goats and
flocks of sheep and any attempt at improvement by humans is likely to
be crushed in situ by falling rock. at the foot of the slope, the bed of
the river is made up of three parts: the river bed itself, a lower terrace
which floods each year and on which the water table remains sufficiently high to allow an annual cycle of cultivation without irrigation,
and an upper terrace where perennial plants and trees are grown with
the help of an irrigation system.
The waters of the river cut sinusoid furrows in the riverbed, eroding
material from the concave bank and depositing it on the convex bank.
The main irrigation channel is cut along the edge of the upper terrace
nearest to the foot of the slope. The water supply for this channel may
be obtained via a dam in the river, by recovery of surface waters, or
through a combination of the two.
The hydraulic network at tazlaft begins with a dam in the assif
awnila at the point where it emerges from the village of tassarda. a
second canal of lesser importance serves to water an area of ground on
the inner bank of the curving river. it also receives its water by means
of a dam in the river and is located at the edge of the lower terrace and
at the foot of the upper terrace. This canal was the result of a private
initiative and responsibility for its maintenance lies with the owner of
the irrigated area. in contrast, the main canal is managed by the village
assembly who appoints a water guardian responsible for controlling
all irrigation. each landowner is entitled to open a sluice gate on the
canal in order to water his land, and the length of time for which the
sluice gate may remain open is determined on the basis of the relative
extent of the area to be irrigated. The water guardian (in arabic, amin)
is informed of any infringements. The informer might, for example, be
a neighbour directly affected by the infringement. The village assembly
172
chapter six
has the power to impose punishment for infringements, which may
take the form of a fine payable in cash. Before payment of the fine,
the culprit might be required to organize a full meal for the members of
the assembly, which might actually prove to be even more costly than the
monetary fine itself.
The main channel follows the right bank of the river all the way
to the platform on which the village of tazlaft is built. here, it leaves
the course of the assif awnila and, in the form of a qanat, it passes
at a depth of about 20 metres under the present day village. it reemerges into the open air to the west of the village. at intervals of
about 20 metres, maintenance and ventilation hatches provide access.
The diameters of the mouths of these hatches have been significantly
widened by the passage of rainwater. The main channel also serves
to irrigate the terraces on the left bank of the assif Marghane, to the
west of the village. a series of secondary and tertiary canals distribute water around the various parcels of land. Finally, the remaining
water—which is almost stagnant by this stage—is returned to the assif
Marghane. in general, the water of the assif Marghane—a name that
actually means “the salted river”—is of a lower quality than that of
the assif awnila. This difference in quality is the reason why water is
brought from the awnila for the irrigation of the land on the left bank
of the Marghane.
The village community maintains the canal. twice a year a list of
repairs is drawn up, and appropriate remedial work is assigned to each
family. special maintenance may also be required at times of flooding.
The canal must be cleaned out twice a year. Thus, the time devoted
to the maintenance of the hydraulic system amounts every year to a
period between fifteen days and two months.
despite the lack of direct proof, we consider it more than likely that
the irrigation system was originally made up of a number of channels
that had been built as a result of private initiatives. it is in fact possible
that irrigation of the upper terrace was adopted over time as improvements were made in the techniques of canal construction that made
it possible to take water from much further upstream in the river and
to calculate the requisite angle of slope for the canal, so as to allow an
adequate water supply even as far away as the other side of the village
of tazlaft. however, it seems clear that a construction such as that of
the main tazlaft canal goes beyond the bounds of private initiative and
can only have been managed at the level of the entire village. every
local farmer is entitled to put a few stones in the river in order to
ethno-archaeological approaches
173
divert some of its water to irrigate the crops in his adjacent landholdings. however, the irrigation of an extensive area, the construction of
several kilometres of channels, the digging—as in tazlaft—of a part of
the system in the form of a qanat in a tunnel passing under the village,
and the construction of a dam far upstream of the village all imply a
thorough familiarity not only with the area but also with the principles
of hydraulic engineering.
our work has also revealed when this system was put into place.
part of the first village, including the location of the first mosque, is
now occupied by fields and irrigated by the new system, while parcellation and the old canal’s pattern show a different irrigation system.
The conquest of the first village and the destruction of the initial hilltop granary resulted in a shift of the village location and in the irrigation of the freed area.
Conclusion
The comparison of both areas investigated in our study clearly demonstrates not only a transfer of technology between countries, but also
the transfer of a way of life between similar landscapes. over the last
decennium, the subject matter became undoubtedly archaeological: in
spain, citrus fruit production on the plateaus—using fossilised water
sources!—has led to the abandonment of the valley fields and of the
use of the irrigation systems. in Morocco, for other reasons, the villages are losing their independent approach to subsistence and to production, and with this loss the associated systems, described above, are
disappearing. This comparative study provides a means by which we
can more clearly understand the way in which the latter community
might have functioned during the medieval period.
chapter Seven
the future of venice’S paSt and the archaeology
of the north-eastern adriatic eMporia during
the earlY Middle ages
sauro gelichi1
Were there Italian Emporia in the Early Middle Ages?
The debate about the archaeology of early medieval emporia has been,
and essentially remains, entirely north-european, due to both its greater
visibility in those regions and the intrinsic nature of archaeology in
those countries.2 of course, the development of these investigations
has produced records that have been immediately used for a more
general discussion of the economy in europe and the Mediterranean
from late antiquity to the carolingian age, following in the wake of
a critical revision of the views of the well-known belgian historian
pirenne.3 developed during the first decade of the last century, the
pirenne thesis has been variously discussed and disputed over time.4
however, due to its overall persuasive nature, it continues to be one
of the few examples that attempts to explain the developments and
mechanisms of the economy in early medieval europe in general
terms. lying in the background of this theory and linked to pirenne’s
view of europe as a centre of the carolingian economy is the question of towns and their function in the early medieval period. This is
a question to which pirenne had also made a particular contribution
in terms of a reassessment of their role and function, at least before
università ca’ Foscari—venezia.
r. hodges, Dark Age Economics: the origins of towns and trade AD 600–1000
(london, 1982); M. anderton, ed., Anglo-Saxon trading centres: beyond the emporia (glasgow, 1999); d. hill and r. cowie, eds., Wics. The Early Mediaeval Trading
Centres of Northern Europe (sheffield, 2001); t. pestell and K. ulmschneider, eds.,
Markets in early medieval Europe: trading and productive sites, 650–850 (macclesfield,
cheshire, uK, 2003).
3
r. hodges and d. Whitehouse, Mohammed, Charlemagne and the origins of
Europe: archaeology and the Pirenne thesis (london, 1983).
4
h. pirenne, Mahomet et Charlemagne (Brussels, 1937).
1
2
176
chapter seven
the year 1000, with some exceptions that include, in italy, venice.5
it is not appropriate to discuss here the reasons for a view so little
predisposed towards the phenomenon of urban development which,
at least in italy, was of limited entity and minor importance,6 as has
been shown by italian scholars in the past.7 it only remains to wonder, beyond begging the question on the basis of non-archaeological
records, about the nature of the role of at least some of these towns
(or presumed towns) in that crucial period (between the seventh and
ninth century) that saw the final collapse of the economic systems of
the ancient world and the beginning of new trading systems.8
in the early medieval period, barring a few caveats, italy remains
essentially a land of towns;9 and it is here that, together with a few vanished towns and many surviving ones, certain ‘new’ towns make their
appearance. This fact has clearly been known for some time, yet scarcely
analysed in its entirety. if one takes a quick look at the map of urban
sites in northern italy in the early medieval period one sees immediately
that while some areas show a decline of towns (the southern piedmont
region, for example) others compensate for this with the creation of
new, inhabited urban centres (the north-east coast on the adriatic,
for example) (Fig. 1).10 it is perhaps not by chance that at the heart
of this flourishing of ‘new towns’ there lies the lagoon where, as we
know, venice was to rise.
But what are these ‘new towns’? What do they have in common?
What is their purpose? and lastly, can they be defined as ‘emporia’
5
h. pirenne, Medieval Cities; their origins and the revival of trade (princeton,
1925).
6
g. p. Brogiolo and s. gelichi, La città nell’alto medioevo italiano: archeologia e
storia (rome, 1998).
7
c. violante, La società milanese in età precomunale (Bari, 1953).
8
in terms of the collapse of the economic systems of the ancient world, i am in
agreement with the views published in B. Ward-perkins, The Fall of Rome: and the end
of civilization (oxford, 2005). on the question of the “various early medieval economies,” see the timely observations expressed in J. moreland, “concepts of the early
medieval economy,” in The Long Eighth Century, eds. i. hanson and c. Wickham
(leiden, 2000), pp. 1–34.
9
s. gelichi, “The cities,” in Italy in the early Middle Ages: 476–1000, ed. c. la
rocca (oxford, 2002), pp. 168–174.
10
For the distribustion of urban sites in northern italy in the early medieval period,
see B. Ward-perkins, “The towns of northern italy: rebirth or renewal?,” in The rebirth
of towns in the West AD 700–1050, eds. r. hodges and B. hobley (london, 1988),
pp. 16–27 and fig. 6.
extensive
near perfect
little or none
some
considerable
N
New towns emerging
or emerged by c.800
Towns continuously settled, with indication
of Roman grid survival:
Areas of surviving
centuriation
10
17
1
20
24
o
cin
Ti
61
58
41
Turin
69
35
31
30
2
5
Venice
7
64
42
45
Po
54
Adige
50
74
40
56
27
23
70
28
51
44
59
19
46
12
36
53
63
52
43
68
38
37
39
4
65
Verona
22
16
57
8
Milan
48
71
21
62
72
14
73
Aquileia
49
13
11
55
32
26
Ravenna
18
29
60
67
25
Luna
3
0
47
the future of venice’s past
9
66
Land over 500m
Towns abandoned or radically
decayed by c.800
33
34
15
6
100km
177
Figure 1: towns in northern italy during the early middle ages (after Ward-perkins 1988).
178
chapter seven
or anyway compared to the emporia of northern europe, as certain
scholars have been suggesting for some time?
The term ‘emporium’ (but above all the concept of ‘emporium’) as a
place for the redistribution of goods, essentially belongs, as mentioned
above, to the north european historiography debate.11 While there may
not be uniformity of opinion as to its meaning, following hodges, one
may define an emporium and distinguish it from other contemporary
settlements on the basis of these features: the role played by the merchandise that passed through there (type and quantity); its spread and
the kind of materials used to construct it; and lastly, whether it was also
a centre of production.12 do these features belong to the ‘new towns’ in
the northern adriatic area just mentioned, venice included?
That archaeology may prove a decisive tool in shedding light on
these questions is shown by the investment in resources that much of
north-european archaeology has devoted to the analysis and study of
these sites. one cannot say the same for italy, where research in the
venetian lagoon and, more generally, in the north-east coastal region
on the adriatic has followed quite different directions and issues
(Fig. 2). it may also be interesting to try to understand whether
archaeology has been systematically conducted in these areas and if so,
towards which topics it has been directed. The present author remains
convinced that this subject is of enormous potential but has, as yet,
been little developed.
Where work has been conducted, it has centred on venice and its
lagoon. returning to archaeology in the venetian lagoon and reflecting upon these sources is therefore also fundamental for reviving and
broadening the debate about the european economy in the early medieval period, which currently runs the risk of overlooking the importance of places or of assessing them on the basis of utterly inadequate
records. The main purpose of this chapter, therefore, is to reflect
upon these issues while discussing the nature of earlier archaeology
in the venetian lagoon (analysing the past); evaluating its present
approaches (discussing the present); placing its potential in a broader
regional picture (The other venices); and lastly, proposing a different
strategy for the future (planning the Future).
11
see, for example, d. a. hinton, “metalwork and the emporia,” in Anglo-Saxon
trading centres: beyond the emporia, ed. m. anderton (1999), pp. 24–31.
12
hodges, Dark Age Economics, pp. 47–65 and 104–129.
the future of venice’s past
179
Figure 2: main towns in the “venetia et histria” during the early middle ages.
180
chapter seven
Analysing the Past
if one analyses in perspective the kind of archaeology undertaken in
the lagoon up to the 1990s (Fig. 3), one sees that it can be broken
down into two main stages. The first, perhaps over-emphasised by
subsequent archaeological reviews, is shown in the investigations that
giacomo Boni managed to undertake, towards the end of the nineteenth century, into the foundations of saint mark’s bell tower (Fig. 4).13
The second consists of the excavations made by polish archaeologists
at the start of the 1960s on the island of torcello, in the vicinity of
the large church buildings of santa Fosca and santa maria assunta
(Fig. 5).14 These two events, far apart in time and located in two rather
different environments (urban in the first case, but not the second),
are isolated episodes in the context of italian archaeology. in particular, the polish excavations are noteworthy for their innovative methodology, the tools used, and the historical issues they were meant to
deal with, especially if one considers that these tools were applied to
study a post-antique context. unfortunately, this project had no more
than a modest and irregular follow-up and was not able to typify and
direct archaeology in the lagoon in subsequent years.15 however, at
the same time, it did have a modest influence on the rise of italian
medieval archaeology.16
For a long time, archaeological research focused on the early medieval period was ignored as being of no use to the subjects typically
investigated in the field of classical archaeology (for example, the study
of roman or greek origins) or else was only taken up again for the
purpose of certifying just those topics.17 it should not seem surprising, therefore, that until now archaeology has contributed little to the
history of the city and, above all, has provided only feeble support in
defining that very problem of origins that has always been the real hub
around which much of local history turns. even so, beyond the limits
13
g. Boni, “il muro di fondazione del campanile di s. marco a venezia,” Archivio
Veneto 29/2 (1885), 354–368.
14
l. leciejewicz, e. tabaczyńska, and s. tabaczyński, Torcello: scavi, 1961–62
(rome, 1977).
15
l. leciejewicz, ed., Torcello: nuove ricerche archeologiche (rome, 2000).
16
s. gelichi, Introduzione all’archeologia medievale: storia e ricerca in Italia (rome,
1997), pp. 70–78.
17
see, for example, W. dorigo, Venezia origini: fondamenti, ipotesi, metodi (milan,
1983).
the future of venice’s past
181
Figure 3: schematic image of the history of archaeological research in venice.
of the lagoon, venice has always been recognized as being central to
the picture of the economic history of the early middle ages in europe
and the mediterranean (supra) (Fig. 6). in this context, it is the task of
archaeology to shed more light on the subject than historical, literary,
and diplomatic sources have been able to do thus far.18
in recent years, non-selective archaeology on a large scale has been
practised, thanks to the commitment of the two soprintendenze that
regularly follow the excavations and restoration of historical monuments in the city centre and on all the lagoonal islands.19 The inspection process has also been extended to the city’s underwater heritage.
Thus, a new period of archaeological research seems to have opened in
venice: it remains only to ask oneself, at the service of which projects
and with what results.
18
see r. hodges, Towns and trade in the age of Charlemagne (london, 2000), pp.
59–64; m. mccormick, Origins of the European economy: communications and commerce, A.D. 300–900 (cambridge, 2001), pp. 529–531.
19
see l. Fozzati et alii, “archeologia delle fondamenta veneziane,” in Tra due elementi sospesa: Venezia, costruzione di un paesaggio urbano, ed. e. concina (venice,
2000), pp. 134–166; m. de min, “edilizia altomedievale e medioevale nel territorio
lagunare. nuovi dati conoscitivi dai cantieri di restauro,” ibid., pp. 98–133; idem,
“venezia e il territorio lagunare,” in Ritrovare restaurando: rinvenimenti e scoperte a
Venezia e in laguna (venice, 2000), pp. 15–25.
182
chapter seven
Figure 4: venice, saint mark’s bell tower, foundation—1885 (after Boni).
Discussing the Present
The lagoonal islands feature a collection of settlements of different
types (Fig. 7). some of these have resulted in inhabited areas still alive
today, the main one being the city of venice; while others are places
partly (e.g. torcello) or completely abandoned (e.g. san lorenzo di
ammiana). This diversity influences not only the quantity but also
the quality of archaeological deposits. Whatever the object of one’s
archaeological research, scholars undoubtedly have to take account of
this difference.
archaeological research up to now has operated in both types of site.
The city of venice, still a vital centre, could only be tackled according
the future of venice’s past
183
Figure 5: The glass workshop of torcello, venice. polish excavations 1961–1962 (after leciejewicz, tabaczyńska, tabaczyński
1977).
184
chapter seven
Figure 6: venice between history and archaeology.
to the principles of urban archaeology: archaeology which sets itself
the task of studying the city’s history, but which may also be useful
in analysing the periods prior to its formation. essentially similar features are found in other sites such as murano and Burano, which are
distinguished from venice only by their lesser extent as settlements
and the location of fewer monuments in their historic centres, but in
which the deposits are subject to the same kind of stress and behaviour. outside of this context, the abandoned or partly abandoned sites
outline different situations. These are generally places that had fewer
settlements, both in terms of density and often also duration. among
them are places inhabited only in late antiquity and reoccupied in
the late middle ages (san Francesco del deserto), others which were
colonized rather late (san giacomo in paludo, not before the twelfth
century), and yet others which show continuity up to the middle ages
(san lorenzo di ammiana). many of these places may be important
for studying certain topical aspects of lagoonal settlement, such as the
phenomenon of monachism in the late middle ages, or the stages
the future of venice’s past
185
Figure 7: towns in north-eastern italy during the early middle ages
including the main settlements in the venetian lagoon.
186
chapter seven
of military occupation of the lagoon during the austrian period.20
in addition, many of these places may be of considerable interest in
understanding the stages of formation of lagoonal settlements in the
early middle ages.
The archaeology carried out in recent years in the lagoon is notable
for the number of controlled operations, but has been undertaken
without any kind of selectivity. as a result, a variety of sites have been
excavated and presumably recorded in the same way. unfortunately,
there is not enough data available regarding quantity and quality to
verify the effectiveness of this work throughout the lagoonal islands.
however, some evaluations are possible concerning the city of venice,
a geographic zone which, in the incidence of operations, is one of the
most excavated places in the whole area.
This work may be assessed according to three aspects: how much
has been excavated, where it has been excavated, and what has been
excavated.21 as no absolute quantitative data has been provided in
terms of cubic metres of earth archaeologically removed, an idea of
quantity may only be expressed through the number of excavations
carried out. These amount to 35 in just the historic centre of venice
and reach almost 100 if the entire lagoon is included.22 on the basis of
this data one may rightly affirm that venice has been one of the most
heavily excavated cities of italy during the last ten years. however, if
one considers the effect of this activity in terms of historical knowledge, one realizes that this assessment needs a marked reappraisal,
as only less than half of the excavations are denoted by preliminary
reports without a following final report (41%), and more than half
the operations (59%) have come to scholars’ attention solely thanks to
fleeting references or newspaper articles (Fig. 8).
restricting our attention to the city centre alone, the topographic
location of the excavations is also of some importance (Fig. 9). By far
20
s. gelichi et alii, “isola di san giacomo in paludo (laguna nord, venezia): gli
scavi delle campagne del 2003 (sgp03a e sgp03b),” Quaderni di Archeologia del
Veneto 20 (2004), 160–177; s. gelichi et alii, “identity marks, organization of spaces
and characteristics of consumption of an island of the venetian lagoon between the
later middle ages and the modern age,” in Constructing Post-medieval Archaeology
in Italy: a New Agenda, eds. s. gelichi and m. librenti (Florence, 2007), pp. 97–108.
21
s. gelichi, “venezia tra archeologia e storia: la costruzione di un’ identita urbana,”
in Le città italiane tra la tarda antichità e l’alto Medioevo, ed. a. augenti (Florence,
2006), pp. 151–186.
22
l. Fozzati et alii, “archeologia delle fondamenta veneziane,” p. 135.
the future of venice’s past
187
Figure 8: excavations in the centre of venice (after gelichi 2006).
188
chapter seven
Figure 9: excavations in the centre of venice (after gelichi 2006).
the future of venice’s past
189
Figure 10: archaeology in the venetian lagoon: main topics.
the great majority of these operations are carried out in areas which,
on the basis of other sources, we may surmise to be outside (and sometimes far from) settlement areas of the early middle ages (between the
ninth and tenth centuries). Therefore, if one’s aim were that of studying the formation of the first venetian settlement between rivoalto
and olivolo, it is clear that even when published, these excavations
would probably be of little relevance. still, this does not mean that they
cannot shed light on other topics such as patterns of urban expansion
or the features of venetian material culture in the late middle ages
and post middle ages.
Finally, if we analyse what has been excavated (Fig. 10), it becomes
fairly clear that most operations have uncovered the construction
and settlement phases of ecclesiastical buildings such as churches and
monasteries (32%), followed by canal embankments (18%). other
topics such as houses (13%), or buildings connected to goods, trading and production sites (3%) are encountered less frequently. in
this case the data are not so surprising if one only considers the high
density of religious buildings subject to restoration or the need for
continual reclamation work in the canals, which naturally allows also
for the investigation of the canal banks and their development over
time. paleoenvironmental research must be considered separately, as
at present it occurs in a relatively high quantity (21%) and is often
selective, with specific coring operations sometimes programmed and
190
chapter seven
carried out.23 it is not by chance, therefore, that it is in this field that
the best results have been recorded with regard to knowledge of the
transformations the lagoon has undergone from ancient times until
the present day.
The nature of the excavations together with the scarcity of publication clearly explains why such a striking accumulation of operations
has yielded no corresponding new interpretation of the city’s topography during its period of origin, with the exception of those deriving
from paleoenvironmental analyses. instead, careful observation in fact
reveals that some recent attempts at a summary of residential buildings and canal embankments essentially derive from written sources
and attempt to interpret the archaeological record (which again, is
almost completely non-existent, also with regard to residential buildings) on the basis of these, with a view to confirming them.24 even
the volumes that dorigo has dedicated to venice may be included,
partially at least, in this kind of production. The first, written when
archaeological research in the lagoon was not able to count on scientific investigations, uses the archaeological data (whether one agrees
with it or not) only to confirm the existence and nature of a stable
occupation during roman times.25 The most recent is one of those
excellent products of historical topography, in which the meticulous
reconstruction of material assets (types of building construction, topographic collocation of construction, and town plan of dwellings) is
mainly based upon what may be drawn from written sources (or the
remains, generally rather late, of church buildings).26 if the churches
and monasteries, therefore, are the sites most thoroughly investigated,
it is not surprising to find yet again that the archaeology of medieval
architecture (although a stratigraphic analysis is not used with regard
to constructions) is the field that provides the most complete, organic
a. J. ammerman and c. e. mcclennen, eds., Venice before San Marco: recent
studies on the origins of the city (colgate, 2001).
24
For a summary of residential buildings, see m. Bortoletto, “cenni sull’edilizia
minore veneziana alla luce di alcuni rinvenimenti archeologici,” Archeologia delle
Acque, 2/1 (2000), 9–20. For a summary of embankments, see idem, “de canalibus,
rivis, piscinisque: primi passi verso un’ archeologia idronomastica veneziana,” in
l. Fozzati et alii (2000), pp. 136–152. For a study of the written sources, see the aforementioned work, W. dorigo, L’edilizia abitativa nella “Civitas Rivoalti” e nella “Civitas Veneciarum” (secoli XI–XIII) (venice, 1993).
25
W. dorigo, Venezia origini.
26
idem, Venezia romanica: la formazione della città medioevale fino all’età gotica
(venice, 2003).
23
the future of venice’s past
191
summaries. This is true both for defining the planimetric development
of buildings and for attempting some more general interpretation of
the features of building techniques.27 it is probable that for studying
the formation of lagoonal settlements up to the ninth century, archaeology in venice is of little significance (certainly no more than in other
places). From this viewpoint, the archaeology practised so far in the
city seems to have eluded the crucial points of settlement prior to and
contemporary with the creation of the rivoalto.
different issues affect the abandoned or quasi-abandoned sites. in
these cases there has been only a moderate invasion of later building
where it is not altogether absent. one may therefore presume to have
available archaeological deposits which are better conserved and may
be investigated over a wider area. Three places in particular have been
excavated and, in part, published.
The first, san Francesco del deserto, has revealed very interesting
traces of occupation from the period of late antiquity (Fig. 11).28 The
sequences of this period, together with those of torcello of the same
period, are the best available at present concerning the history of
the lagoon (inasmuch as they do not concern dwelling sites but only
embankment constructions). The pottery classifications dating back to
between the fifth and seventh centuries, certainly contemporary with
the creation of these embankments, indicate a picture of the circulation of pottery and amphorae that appears to offer a different scenario
from that reconstructed through the use of historiography and also
through a summary reading of the famous passage by procopius.29 in
any case, the settlement does not appear to have persisted (at least in
the areas examined) and so carrying on research at this site seems to
be more promising for understanding the nature of late roman sites,
rather than those of the early middle ages.
27
For a more general interpretation, see de min, “edilizia altomedievale,”
pp. 98–133. For a discussion of the planimetric development of san lorenzo di
castello, see idem, “venezia: chiesa di san lorenzo di castello: un esempio di scavo
correlato al restauro architettonico,” in Ritrovare restaurando. Rinvenimenti e scoperte
a Venezia e in laguna (venice, 2000), pp. 40–47.
28
idem, “edilizia altomedievale,” pp. 98–133; idem, Venezia e il territorio lagunare,
pp. 15–25.
29
see e. grandi, “le ceramiche fini da mensa dalla laguna veneziana. i contesti di
san Francesco del deserto e torcello,” in La circolazione delle ceramiche nell’Adriatico tra Tarda Antichità ed Altomedioevo: III Incontro di Studio Cer.am.Is sulle ceramiche tardoantiche ed altomedievali, eds. s. gelichi and c. negrelli (mantua, 2007),
pp. 127–153.
192
chapter seven
Figure 11: venetian lagoon, san Francesco del deserto, late antique waterfronts.
the future of venice’s past
193
The second site is san lorenzo di ammiana, excavated on two occasions by different teams. in this case, only the publication of research
undertaken by canal in the 1980s and some brief indications of the
1991 excavation are available (Fig. 12).30 This place, in a really hopeless state of conservation, would appear to have preserved a better
stratigraphic progression of about 4 metres in thickness lacking any
interruption from the late roman period to the late middle ages. it is
clear that this site offers a considerable opportunity for early medieval
archaeology in the lagoon taking into consideration the objective difficulties of access to the location and of excavation. however, these
evaluations are only possible in intermediate form, through a fragmented and scarcely coherent archaeological record. Furthermore, this
record is partly conditioned by the identification of this place with the
castle of Castratium, of which remains have been recognised in certain
wall structures (pilasters).
regarding torcello, it may seem rather surprising that the excavations carried out so far have revealed little about that ‘emporion mega’
(as constantine porphyrogenitus still calls it at the start of the ninth
century), while the findings relate mainly to the date and architectonic
sequence of the baptistery or the church of santa maria assunta.31 if,
as has been recently suggested, we must post-date the workshop for
glass production brought to light, between 1961–62, opposite the
church of santa Fosca, “to not earlier than the 9th century,” it seems
we may gain an understanding of something more than just the emporium. But we may be greatly disappointed concerning other aspects
of the site, such as the dwellings or the plan of the settlement.32 The
explanation for this is easily found in the location of the various investigations, almost all of which were made near the church buildings
(Fig. 13). it is not by chance then, that the only workshop discovered
dates prior to the construction of the church of santa Fosca to which
30
l. Fersuoch et alii, “indagini archeologiche a san lorenzo di ammiana (venezia),” Archeologia Veneta 12 (1989), 71–82; g. p. Brogiolo and s. gelichi, Nuove ricerche sui castelli altomedievali in Italia settentrionale (Florence, 1996), pp. 44–49.
31
on the excavations, see leciejewicz, ed., Torcello; m. Bortoletto, “murano, mazzorbo e torcello: tre siti a confronto. indagini archeologiche nella laguna nord di
venezia,” Archeologia delle Acque 1/1 (1999), 55–74. For constantine porphyrogenitus’s comments, see De Administrando Imperio, pp. 27–28. For santa maria assunta,
see de min, Venezia e il territorio, pp. 23–25.
32
l. leciejewicz, “italian-polish research into the origin of venice,” Archaeologia
Polona 40 (2002), 58.
194
chapter seven
Figure 12: venetian lagoon, san lorenzo di ammiana, plan of the excavations (after canal).
the future of venice’s past
195
Figure 13: venetian lagoon, torcello, hypothesis concerning settled areas during the eighth–ninth centuries ad.
196
chapter seven
it now lies near, and that the only information known concerning
dwellings relates to the periods preceding the building of a span of
the cathedral of santa maria assunta.
overall, the archaeology of these three sites, which perhaps lend
themselves better than those in the centre of venice to an understanding of the nature of lagoonal settlement before the ninth century, has
also been disappointing. This may be partly due to the nature of the
stratification (san Francesco del deserto), and partly also to strategies
(san lorenzo di ammiana and torcello). on the whole, non-selective
archaeology such as that undertaken in recent years does not seem
to be the best way of shedding light on the question of the origins of
venice.
The Other Venices
archaeology in venice is not only possible, as has been amply demonstrated by the number of excavations that are effected every year
in the city and in the lagoon, but it is also useful. however, for this
archaeology to really be of service to history it needs to be guided by a
problem-oriented approach. over time, many research aims have been
proposed for the city. some are false problems or issues of little relevance, such as that of the existence of a ‘permanent settlement’ even
in roman times. it reminds one of the need, plausible in the laudatory
aims of the Chronicle of giovanni diacono, to restore to the city a sheen
of nobility through reclaiming its ‘classical’ aspect (not to mention
those who have tried to find traces of aegean presence there). others
are more intriguing issues, such as those concerned with understanding the formation of lagoonal settlement in the early middle ages
through an examination of its topographic position, its features, and
the quality and nature of its economy. however, the present author
remains convinced that for a full understanding of these issues they
must not only be freed from many stereotypes, but must also be linked
to episodes and aspects that distinguished the entire northern adriatic
area between the fifth and tenth centuries.33 This area was one of many
s. gelichi, “Flourishing places in north-eastern italy: towns and emporia between
late antiquity and the carolingian age,” in Post-Roman Towns, Trade and Settlement
in Europe and Byzantium, vol. 1, The Heirs of the Roman West, ed. J. henning (Berlin,
2007), pp. 77–104, in terms of both settlement sites and economic connotations.
33
the future of venice’s past
197
emerging new towns and venice is nothing but the outcome of a long
competition, which was not restricted only to the lagoonal area.
up until the ninth century, the destiny of these places was not yet
determined. archaeological research in the area of comacchio (the po
delta) (Fig. 14) is increasingly demonstrating the role of this emporium during the course of the eighth century, bringing out of isolation that remarkable record of the Capitolare for trade along the po,
drawn up by the inhabitants of comacchio with the longobard king
liutprand, probably in 715.34 Furthermore, the people of comacchio
did not only transport salt, as rather cursory attempts have been made
to show, but also other kinds of merchandise coming partly from the
eastern mediterranean, such as oil, wine and spices (Fig. 15).35 This
central role has been archaeologically confirmed not only by the conspicuous presence of amphorae (the mineral and petrographic analyses of which indicate that they come from both southern italy and the
eastern mediterranean area) (Fig. 16) but also by the remains of infrastructures found on the site of valle ponti (wharves) (Fig. 17). Thus,
comacchio represents a genuine port at the convergence of communication routes linking the adriatic coast to the internal marshland
(to the south) and the main branch of the po (to the north) (Fig. 18).36
it is clear that these records oblige us to review the rather summary
positions taken concerning not only the po valley trade of the eighth
century, but also the might of the longobard kings and, more generally, the economic stagnation of the eighth century.37
34
see l. m. hartmann, Zur Wirtschaftsgeschichte Italiens im frühen Mittelalter:
Analekten (gotha, 1904); m. montanari, “il capitolare di liutprando: note di storia
dell’ economia e dell’ alimentazione,” in La civilta comacchiese e pomposiana dalle
origini preistoriche al tardo medioevo (Bologna, 1986), pp. 461–475.
35
s. gelichi, “The eels of venice. The long eighth century of the emporia of the
northern region along the adriatic coast,” in 774: Ipotesi su una transizione, ed.
s. gasparri (turnhout, 2008), pp. 81–117.
36
s. gelichi et alii, “Comacchio tra iv e X secolo: territorio, abitato e infrastrutture,” in IV Congresso Nazionale di Archeologia Medievale, eds. r. Francovich and
m. valenti (Florence, 2006), pp. 114–123; s. gelichi et alii, “. . . igne castrum combussit. . . . comacchio tra la trada antichità e l’alto medioevo,” Archeologia Medievale
32 (2006), 19–48; s. gelichi, ed., Comacchio e il suo territorio tra la Tarda Antichità
e l’Altomediovo (Ferrara, 2007), pp. 363–685; idem, ed., L’isola del vescovo. Gli scavi
archeologici intorno alla Cattedrale di Comacchio. The Archaeological Excavations
nearby the Comacchio Cathedral (Florence, 2009).
37
regarding the might of the longobard kings, see r. Balzaretti, “cities, emporia
and the monasteries: local economies in the po valley, c. ad 700–875,” in Towns in
transition: urban evolution in late antiquity and the early Middle Ages, eds. n. christie
and s. t. loseby (aldershot, 1996), pp. 213–234. regarding the more general issue of
198
chapter seven
Figure 14: location of comacchio.
the future of venice’s past
199
Figure 15: goods traded by Comaclenses inhabitants.
The extent to which such a powerful role is also evident in the venetian
lagoon at around the same period is still awaiting archaeological proof.
unfortunately, the indiscriminate gathering of data seems to confuse,
rather than clarify, the picture. at the same time, some stereotypes
and prejudices need to be abandoned. The much-vaunted Byzantine
venice appears increasingly as an ambiguously contoured idea, also
at an institutional level.38 Therefore, in order to reconstruct lagoonal
the economic stagnation of the eighth century, see c. Wickham, “overview: production, distribution and demand, ii,” in The Long Eighth Century. Production, Distribution
and Demand, eds. i. l. hansen and c. Wickham (leiden, 2000), pp. 345–377; idem,
Framing the early Middle Ages: Europe and the Mediterranean 400–800 (oxford, 2005);
s. gelichi, “una discussione con chris Wickham,” Storica 34 (2006), pp. 134–147.
38
s. gasparri, “venezia fra l’italia bizantina e il regno italico: la civitas e l’assemblea,” in Venezia: itinerari per la storia della citta, eds. s. gasparri, g. levi, and
p. moro (Bologna, 1997), pp. 61–82.
200
chapter seven
Figure 16: eighth-century amphorae from comacchio.
the future of venice’s past
201
Figure 17: comacchio, valle ponti—villaggio san Francesco 1996,
wooden infrastructures.
settlement patterns between the fifth and the eighth century, we should
look more at contemporary villages along the po river valley (and
perhaps also at the great emporia of northern europe) rather than at
the architecture of surviving eastern Byzantine (and arab) towns.
From this point of view, a remarkable site is that of cittanova eraclea,
where another buried venice has been sought and, to some amazement, has not been found (Fig. 19). in fact, this settlement, established
according to tradition by the emperor heraclius, reflects the ways
of living and building in the lagoon in the early middle ages more
accurately than archaeologists have initially realized. archaeological
surveys and the few excavations made have shown an organized construction of an area along a canal (dwellings on areas of land surrounded by ditches and with wharves leading out onto the water) with
a settlement centre of an institutional nature (seat of the duke and
the bishop) located to the northeast.39 only in this latter part do brick
39
d. calaon, “cittanova (ve): analisi gis,” in V Congresso nazionale di archeologia
medievale, eds. r. Francovich and m. valenti (Florence, 2006), pp. 216–224.
202
chapter seven
Figure 18: comacchio in the early middle ages.
the future of venice’s past
Figure 19: cittanova in the early middle ages.
203
204
chapter seven
buildings appear to be found. my impression is that a similar situation
would also emerge in torcello, if excavations were only carried out in
the areas not occupied by the churches.
many historians are well aware of these issues, but they ask no more
of archaeologists than the confirmation of their ideas that are based
on written records. archaeology of this kind has little significance; it
generally finds the answers that are already known and tends to fix the
information that the archaeologist, often by chance, has found onto a
predetermined procedure.
historians and archaeologists of the early middle ages are amazed
that a city like venice has not brought back to light the evidence, in
material records of the early middle ages, that its position and role in
history would decree. one also wonders whether, indeed, the archaeological information may help us to have a better understanding of
these periods, and therefore whether it is wise to have to relinquish
it. although they are of a fragmentary nature, the publications in fact
afford a glimpse of considerable potential, at present scarcely or not
at all utilized. indeed, many themes that are exquisitely archaeological,
for instance topographic subjects, are still exclusively based on written
sources, even though recent examples have shown that the same items
of information say different things, if one only looks at them from a
different angle.40
one has the impression, moreover, that the birth and development of venice (a ‘winner’ site) cannot be understood without also
analysing the ‘loser’ sites. in the eighth and ninth centuries, the whole
of the north-east coastal region, as we have seen, was an area of intense
activity and competition. This competition developed on two levels:
one, of a local nature, concerning the venetian lagoon and the nearby
areas whose diverse destinies are recorded in detail in written records
which, in describing the successive shifts of power (from cittanova to
metamauco, from metamauco to rivoalto), help us to understand the
economic logic behind them (from a society whose fortunes depended
on landed property, to one that shifted its interests to trade); and a second level, concerning all the stretch of land from the venetian lagoon
40
For example, a. J. ammerman, “venice before the grand canal,” Memoirs of
the American Academy in Rome, 48 (2003), 141–158, where the author discusses the
topography of venice in the eighth century.
the future of venice’s past
205
to ravenna, where other centres (among which comacchio stands out)
seem interested in playing the same game. The archaeology of ‘loser’
sites is, as we have seen, extremely rewarding because it enables us to
better construe the original nature of these places, which, moreover,
have not undergone the great transformations of a surviving town. The
research carried out so far at cittanova, as well as that now underway
in comacchio, are an undeniable demonstration of this. however,
one may also return to the venetian lagoon and consider a different
archaeological approach.
Planning the Future
The Future of London’s Past is a book that marked a turning point in
urban archaeological research and the concept of preventive archaeology in europe.41 it meant that an archaeological map of a city centre
was transformed from a simple instrument of historical knowledge
into a model for designing and planning research. understanding and
defining how much, where, and what was conserved of our archaeological heritage came to mean also obtaining the most suitable tools
for working with awareness on its future.
The london project became an example throughout europe and,
although only at a later date, also in italy. here, during the early eighties, the first map of urban archaeological risk was published, to be followed only by other sporadic episodes.42 This means that the question
of envisaging the archaeological potential of a site in order to take
protective action is not yet felt to be a useful instrument. instead, the
responsibility for continuing to preside over all urban archaeology is
41
see m. Biddle and d. hudson, The future of London’s past: a survey of the archaeological implications of planning & development in the nation’s capital (Worcester,
1973).
42
h. andersson, “The era of town inventories. a kind of evaluation,” Medieval
Europe 1992—Pre-printed Papers, vol.1, Urbanism (york, 1992), pp. 15–26; p. hudson,
Archeologia urbana e programmazione della ricerca, l’esempio di Pavia (Florence,
1981); g. p. Brogiolo, ed., Archeologia urbana in Lombardia. Valutazione dei depositi archeologici e inventario dei vincoli (modena, 1984); s. gelichi, a. alberti, and
m. librenti, Cesena: la memoria del passato. Archeologia urbana e valutazione dei
depositi (Florence, 1999).
206
chapter seven
delegated to rescue archaeology, fittingly called ‘reactive archaeology’
by alain schnapp.43
The laws in force in the field of town planning and archaeological
practice also make it difficult to find suitable planning means that render urban change compatible with protective needs.44 The shift from a
concept of archaeological assets as pure heritage (the manufacture, the
monument) to one in which the value lies in awareness (the context:
‘monumentality versus research’, to use a fitting expression suggested
by martin carver) demands different ways of relating to the past.45
Furthermore, this extension in terms of the type and chronology of
the concept of a cultural asset and therefore also of an archaeological
asset has made it even more difficult to manage and conserve them.
Faced with the ‘misfortunes of abundance’, it is necessary to choose
not to extend in a totally simplistic fashion a general, indiscriminate
control. The danger in doing so lies in the risk of creating an impasse
due to excess in the accumulation of data, the weakness of routine
practice in diagnostic procedures, and the futility of redundancy in the
repetition of investigated cases.46
one of the expressions most frequently associated with venice is
that it is an extraordinary city. nobody can doubt this claim if they
only think of the uniqueness and special nature of the site. But, does
this mean that her archaeology is also extraordinary, or rather, does
not follow the rules? does it mean that venice cannot be investigated
and discovered by applying to her the same diagnostic tools that are
used in all other cities?
i previously raised the issue of why the archaeology of this city has
contributed little, so far, to solving the question of origins; and in particular why it has little significance, at present, for understanding those
very centuries, the ninth and tenth, that were undoubtedly the crucial
moment in the rise of the settlement around the rivoalto on one hand
43
a. schnapp, “archeologia urbana, archeologia preventiva,” Archeologia urbana e
centro storico di Napoli (naples, 1984), p. 25.
44
g. p. Brogiolo, “attori, autori e ‘fruitori’ del progetto archeologico,” in Archeologia e urbanistica, ed. a. ricci (Florence, 2002), pp. 305–318; s. gelichi, “città
pluristratificate: la consistenza e la conservazione dei bacini archeologici,” ibid., pp.
61–76.
45
m. carver, Archaeological value and evaluation (mantua, 2003), p. 40.
46
a. ricci, I mali dell’abbondanza, Considerazioni impolitiche sui beni culturali
(rome, 1996); m. carver, “on archaeological value,” Antiquity 70, no. 67 (1996),
45–56.
the future of venice’s past
207
and the affirmation of venetian dominance in the adriatic on the
other. indeed, historians and archaeologists of the early middle ages
in the mediterranean and europe have, up to now, only been able to
count on numismatic evidence, together with the development of religious institutions interpreted as an expression of economic resources.47
This interpretation would surely be more rewarding if consideration
were also taken of the archaeological data relative to such institutions
and not only the information, which is still very debatable, deriving
from hagiographic sources and chronicles.48
in part, i have indirectly answered this question when considering the features of venetian archaeology in which i identified the elements of its intrinsic weakness (supra). one may go further, however,
and assess this problem on a narrower scale of detail and on sites not
lacking in important archaeological investigation, to try and understand also whether the results obtained could have been predicted. an
example is the island of olivolo, near the rivoalto, a diocese from the
beginning of the eighth century and also the subject of an important
archaeological report published in detail.
in the 1980s, an extensive stratigraphic investigation was carried out
on the island on the exterior of the apse of the church of san pietro in
castello.49 This excavation revealed a sequence relating to a permanent
settlement from the beginning of the fifth century up to the seventh
century. subsequently, however, the archaeological record seems to
come to a halt and to start up again with the late and post-medieval
periods (even these are scarcely represented). This is an area, then, that
from the beginning of late antiquity was densely inhabited and in the
early middle ages became a large open space, perhaps a market garden. This occurred just at the time when the diocese was established at
olivolo. such a situation, which might at first seem incongruent, may
find a logical explanation when we consider once again the location
of this case in point (immediately outside the present day church).
47
r. hodges, Towns and trade; m. mccormick, Origins of the European economy,
pp. 530–531.
48
see also gelichi, “venezia tra archeologia,” pp. 151–186.
49
s. tuzzato, “venezia. gli scavi a san pietro di castello (olivolo). nota preliminare sulle campagne 1986–1989,” Quaderni di Archeologia del Veneto 7 (1991), 92–103;
idem, “le strutture lignee altomedievali a olivolo (s. pietro di castello—venezia),”
Studi di archeologia della X Regio in ricordo di Michele Tombolani (rome, 1994), pp.
479–485; s. tuzzato et alii, “san pietro di castello a venezia. nota preliminare dopo
la campagna 1992,” Quaderni di Archeologia del Veneto 9 (1993), 72–80.
208
chapter seven
it is likely that it was the reorganization carried out on the island to
make way for the new workshops connected with the bishop’s residence that caused a shift of the settlement core, the traces of which
remain today.
But this situation could perhaps have been predicted. in fact, on
the site of castello a series of written records (transfers of property)
clearly indicate, at least in the twelfth-thirteenth centuries, the presence of a number of buildings to the south-west of the church but
never behind it, where a market garden was marked. The early medieval dwellings, then, of both the clergy and of other social groups in
some way connected with the diocese must have developed in the area
between the bell tower and the present Fondamenta di Quintavalle.
The comparison of such information with the prg (general town
planning scheme) ‘città antica di venezia’ (‘ancient venice’), which
shows in this area the historic buildings still in existence, would confirm this hypothesis. Besides this, the system of bridges, dating to at
least the twelfth-thirteenth century, suggests viability located entirely
on the western side of the island towards the internal canal of san
pietro. in addition, there seems to be sign of an internal landing-place,
of a type already existing in the twelfth century, near the church of
san sergio and Bacco (Fig. 20).
This, then, should be the ideal place to investigate the development
of canal embankments and landing-places, possible boat-building
yards, buildings for service or trade, and ultimately, dwellings. The
assemblage of a whole series of data of various sorts (and not necessarily, or solely, archaeological) directs us, in the case of olivolo, towards
identifying specific areas of differing archaeological potential (in terms
of quantity and quality of the conserved deposit). This is an aspect that
will have to be taken into consideration if, in the future, our resources
are to be channelled in an appropriate, effective manner.
The general impression one has, therefore, is that venice appears to
be an archaeologically complex, yet a quite ‘normal’ place. it is these
very characteristics that make it possible to apply the methods and
procedures that are now standard for other cities to this city and to the
lagoonal islands. in the last two years, a project of this sort has been
initiated for the lagoonal area. archaeological data, as well as all the
information that could be indirectly related to the deposits have been
entered into a gis program with the aim of measuring them using a
series of parameters such as chronology, extension, depth, quality, and
the future of venice’s past
209
Figure 20: Venetian Lagoon, S. Pietro di Castello—Venice, evaluation of the archaeological resources.
210
chapter seven
intelligibility.50 to do this, we have acted upon a very different series
of parameters, using information relating to construction (foundation,
destruction, and reconstruction of church buildings and dwellings); to
the topographic distribution of production, and areas of transformation and distribution (boatyards, arsenals, furnaces, charcoal stores,
warehouses, granaries, etc.); and to the ancient hydrography, with
particular reference to the filling in of canals. in addition, a survey is
being taken of all the archaeological gaps linked, for instance, to the
work of remaking embankments and fondamenta, to the (few) vaults,
and to the places occupied by wells.51 The non-archaeological sources
to which we must turn in order to obtain complete results are, therefore, numerous (from archives to chronicles to maps), and are kept
in various organizations and institutes. The aim is to construct means
that are able to evaluate the amount and nature of what is conserved
and, at the same time, indicate to us the various resources of sites and
areas so as to better orientate future archaeological work according to
the aims and projects it has set for itself.
venice has been waiting for a long time for archaeology worthy of
the place. unfortunately, the archaeological history of our country,
being scarcely interested in the growth of the multi-period aspect of
this subject and tied to a very selective concept in which the middle
ages carry no weight, has had a negative influence on the development of research in the lagoon. in recent years, the situation has seen
an inversion of this tendency, but paradoxically the results do not
seem worthy of the ample commitment. a return to normality may
therefore be advisable. to paraphrase an old expression linked to the
concept of urban archaeology, one must move from ‘archaeology in
venice’ to ‘archaeology for venice’.
50
51
carver, Archaeological Value and Evaluation, pp. 61–64.
gelichi, “venezia tra archeologia,” pp. 151–186.
liSt of WorKS cited
Primary Sources
abou’l Modaffer Youssof ibn Kizoghlou. “extraits du Miràt ez Zémân.” in Recueil des
Historiens des Croisades, Historiens Orientaux, vol. 3, 511–70. paris, 1884.
Al-Muqaddasī. Description of Syria including Palestine. Trans. Guy Le Strange. The
Library of the Palestine Pilgrims’ Text Society 3. London, 1896.
Albert d’Aix. “Liber christianae expeditionis pro ereptione, emmendatione et restitutione sanctae Hierosolymitanae ecclesiae.” In Recueil des Historiens des Croisades,
Historiens Occidentaux, Vol. 4, 265–713. Paris, 1879.
Assises de Jerusalem. In Recueil des Historiens des Croisades, Lois, Vol. 1, Assises de la
Haute cour, ed. (Le Comte) A. A. Beugnot. Paris, 1841.
Bartlett, William Henry, John Carne, William Purser, and Thomas Allom. Syria, the
Holy Land, Asia Minor, etc. Illustrated, in a series of Views drawn from Nature by
W. H. Bartlett, William Purser, etc. With descriptions of the Plates. [3 volumes in
1] London, 1836–1838.
Bernard, Étienne. Recueil des inscriptions grecques du Fayoum, Vol. 2, La “Méris” de
Thémistos. Bibliothèque d’étude 79. Cairo, 1981.
Bingen, Jean, Adam Bülow-Jacobsen, Walter E. H. Cockle, Francis Kayser, and
Wilfried van Rengen, eds. Mons Claudianus, ostraca graeca and latina II. O. Claud.
191 à 416. Documents de Fouilles de l’IFAO 32. Cairo, 1997.
Bory de Saint-Vincent, Jean. Relation du voyage de la commission scientifique de Morée
dans le Péloponnèse, les Cyclades et l’Attique, Vol. 2. Paris, 1837–38.
Buchon, J. Chroniques étrangères relatives aux expéditions françaises pendant le XIIIe
siècle, publiées pour la première fois, élucidées et traduites. Paris, 1840.
——. La Grèce continentale et la Morée. Voyage, séjour et études historiques en 1840
et 1841. Paris, 1843.
Ciriaco d’Ancona, Edward W. Bodnar, and Clive Foss. Later travels. The I Tatti
Renaissance library 10. Cambridge, MA, 2003.
Delaborde, H. F. Chartes de la Terre Sainte provenant de l’Abbaye de Notre Dame
de Josaphat. Bibliothèque des Écoles Françaises d’Athènes et de Rome 19. Paris,
1880.
Delaville Le Roulx, J. “Chartes de Terre Sainte.” Revue de l’Orient Latin 11 (1905–
1908): 181–191.
Derenbourg, H. “Autobiographie d’Ousama.” Revue de l’Orient Latin 2 (1894):
327–565.
Downey, Glanville, trans. “Libanius’ Oration in Praise of Antioch (Oration XI).”
Proceedings of the American Philosophical Society 103 (1959): 652–686.
Fatouros, Georgios and Tilman Krischer. Libanios. Antiochikos (Or. XI). zur heidni
schen Renaissance in der Spatantike. Vienna, 1992.
Foucher de Chartres and Jeanne Ménard. Histoire de la croisade: le récit d’un témoin
de la première croisade, 1095–1106. Paris, 2001.
Gell, William. Narrative of a Journey in the Morea. London, 1823.
Great Britain, Naval Intelligence Division. Turkey. 1942.
Grenfell, Bernard Pyne, Arthur Surridge Hunt, and David George Hogarth. Fayûm
Towns and their Papyri. London, 1900.
Guidi, Ignazio. “Una descrizione araba di Antiochia.” Rendiconti della Reale Accademia
dei Lincei, Classe di Scienze Morali, Storiche e Filologiche Ser. 5, Vol. 6 (1897):
137–161.
212
list of works cited
Holleaux, Maurice. Études d’épigraphie et d’histoire grecques, Vol. 3, Lagides et
Séleucides. Paris, 1942.
Ibn al Athir, “Kamel al-Tewarikh.” In Recueil des Historiens des Croisades, Historiens
Orientaux, Vol. 1, 189–744. Paris, 1872.
Ibn Jubayr. “Extrait du Voyage d’Ibn Djobeir.” In Recueil des Historiens des Croisades,
Historiens Orientaux, Vol. 3, 441–56. Paris, 1884.
Ibn Qalanisi [Ibn-al-Qalānisī, Ibn al-Ḳ alānisī]. Damas de 1075 à 1154. Trans. R. Le
Tourneau. Damascus, 1952.
Jacques de Vitry. “Historia Ierosolymitana seu Orientalis.” In Itinera Hierosolymitana
Crucesignatorum (saec. XII–XIII), Vol. 3, Tempore recuperationis Terrae Sanctae
(1187–1244), ed. S. De Sandoli, 297–391. Publications of the Studium Biblicum
Franciscanum: Collectio maior 24. Jerusalem, 1983.
Jean de Mandeville. “Le Livre de messire Jean de Mandeville.” Translated and
Annotated by Christiane Deluz. In Croisades et pélerinages: récits, chroniques et
voyages en Terre Sainte, XIIe–XVIe siècle, ed. D. Régnier-Bohler, 1391–1495. Paris,
1997.
Jean de Wurzburg. “Descriptio Terrae Sanctae.” In Itinera Hierosolymitana
Crucesignatorum (saec. XII–XIII). Vol. 2. Tempore Regum Francorum (1100–1187),
ed. S. De Sandoli, 225–295. Publications of the Studium Biblicum Franciscanum:
Collectio maior 24. Jerusalem, 1980.
Klaas A. Worp, Albert Rijksbaron, and John L. Sharpe. The Kellis Isocrates Codex:
(P. Kell. III Gr. 95). Dakhleh Oasis Project Monograph 5. Oxford, 1997.
Kramer, Bärbel and John C. Shelton, eds. Das Archiv des Nepheros und Verwandte
Texte. Teil I. Archiv des Nepheros. Papyri aus der Trierer und der Heidelberger
Papyrussammlung. Aegyptiaca Treverensia 4. Mainz am Rhein, 1987.
Leake, William Martin. Peloponnesiaca: a supplement to Travels in the Moréa. London,
1846.
——. Travels in the Morea. With a map and plans. 3 vols. London, 1830.
Lébédew [Lebedev], Olga de. Codex 286 du Vatican: Récits de voyages d’un arabe.
St. Petersburg, 1902.
Mahaffy, John P. The Flinders Petrie Papyri with Transcriptions, Commentaries and
Index. Part II. Dublin, 1893.
Mahaffy, J. P. and Josiah Gilbart Smyly. The Flinders Petrie Papyri with Transcriptions,
Commentaries and Index. Part III. Dublin, 1905.
Miller, K. Tabula Peutingeriana. Weltkarte des Castorius: genannt die Peutingerische
Tafeln. Farben des Originals herausgegeben und eingeleitet von Dr. Konrad Miller.
Ravensburg, 1888.
“Patriarcats de Jérusalem et d’Antioche.” In Itinéraires à Jérusalem et descriptions de
la Terre Sainte rédigés en franÇais aux XIe, XIIe & XIIIe siècles, eds. Henri Victor
Michelant and Gaston Raynaud, 9–19. Geneva, 1882.
Pausanias. Description of Greece. Edited and trans. by William H. S. Jones. Cambridge,
MA, 1961.
Pharr, Clyde, trans. The Theodosian Code and Novels and the Sirmondian Constitutions.
Princeton, 1952.
Pococke, Richard. A Description of the East and Some Other Countries. [2 volumes in
3] London, 1743–1745.
Pouqueville, F.-C.-H.-L. Voyage de la Grèce. 6 vols. 2nd ed. Paris, 1826–1827.
Recueil des Historiens des Croisades, Historiens occidentaux. 5 vols. Paris, 1844–95.
Recueil des Historiens des Croisades, Historiens orientaux. 5 vols. Paris, 1872–1906.
Recueil des Historiens des Croisades, Lois. 2 vols. Paris, 1841–43.
Reis, Piri. Kitabi bahriye. Edited by E. Z. Okte. Istanbul, 1988.
Robertson, Colin Henderson and Eric Gardner Turner, eds. Catalogue of the Greek
and Latin Papyri in the John Rylands Library Manchester, Vol. 4, Documents of the
Ptolemaic, Roman and Byzantine Periods. Manchester, 1952.
list of works cited
213
Röhricht, R. Regesta regni Hierosolymitani, (MXCVII–MCCXCI) [1097–1291]. Innsbruck,
1893.
Sanudo, Marin. Istoria di Romania [Historia tēs Rōmanias]. Trans. E. Papadopoulou.
Athens, 2000.
Stinespring, William Franklin. “The Description of Antioch in Codex Vaticanus
Arabicus 286.” PhD diss., Yale University, 1932.
Strabo. Geography. Edited and trans. by Horace Leonard Jones. Cambridge, MA,
1983.
Strehlke, E. Tabulae Ordinis Theutonici. Berlin, 1869.
Tait, John Gavin, and Claire Préaux, eds. Greek Ostraca in the Bodleian Library at
Oxford and Various Other Collections. 3 vols. London, 1930.
Thietmar. “Le Pèlerinage de Maître Thietmar.” Translated and Annotated by Christiane
Deluz. In Croisades et pélerinages: récits, chroniques et voyages en Terre Sainte, XIIe–
XVIe siècle, ed. D. Régnier-Bohler, 928–958. Paris, 1997.
Verhoogt, Arthur. Regaling Officials in Ptolemaic Egypt: A Dramatic Reading of Official
Accounts from the Menches Papers. Papyroloica Lugduno-Batava 32. Leiden, 2005.
Viereck, Paul, ed. Ostraka aus Brüssel und Berlin. Berlin, 1922.
Wilcken, Ulrich. Grundzüge und Chrestomathie der Papyruskunde. Erster Band:
Historischer Teil Zweite Hälfte: Chrestomathie. Leipzig, 1912.
William of Tyre. Chronicon. Corpus Christianorum (Continuatio Mediaevalis 63–63
A). Instrumenta Lexicologica Latina Series A, Fasciculus 32, ed. R. C. B. Huygens.
Turnhoult, 1986.
——. Historia Rerum in Partibus Transmarinis Gestarum. In Recueil des Historiens des
Croisades, Historiens Occidentaux, Vol. 1. Paris, 1844.
Secondary Sources
[Atti:] 26. Convegno internazionale della ceramica. I bacini murati medievali: problemi
e stato della ricerca, Albisola, 28–30 maggio 1993. Albisola (Savona): Centro ligure
per la storia della ceramica, 1996.
Abel, R. P. Géographie de la Palestine. 3rd ed. 2 vols. Paris, 1967.
Abulafia, D. “The Pisan Bacini in the Medieval Mediterranean Economy: an Historian’s
Point of View.” In Papers in Italian Archaeology 4, eds. Caroline Malone and Simon
Stoddart, 278–302. BAR International Series 246. Oxford, 1987.
Adam, A. “La maison et le village dans quelques tribus de l’Anti-Atlas.” Hespéris 37
(1950): 289–362.
Adams, William Y. “The Archaeologist as Detective.” In Variation in Anthropology:
Essays in Honor of John C. McGregor, eds. D. W. Lathrop and J. Douglas, 17–30.
Urbana, 1973.
Ahrweiler, Hélène. Byzance et la mer: la marine de guerre, la politique et les institutions
maritimes de Byzance aux VIIe–XVe siècles. Bibliothèque byzantine 5. Paris, 1966.
Alston, Richard. “Trade and City in Roman Egypt.” In Trade, Traders, and the Ancient
City, eds. Helen Parkins and Christopher Smith, 168–202. London, 1998.
Alston, R. Soldier and Society in Roman Egypt: A Social History. London, 1996.
——. The City in Roman and Byzantine Egypt. London, 2002.
Amigues F., J. De Meulemeester, and A. Matthys. “Archéologie d’un grenier collectif fortifié hispano-musulman: le Cabezo de la Cobertera (Vallée de Rio Segura/
Murcie).” In Castrum 5. Archéologie des espaces agraires méditerranéens au Moyen
Âge: Actes du colloque de Murcie (Espagne) tenu du 8 au 12 mai 1992, ed. André
Bazzana, 347–359. Collection de la Casa de Velázquez 55—Collection de l’École
française de Rouen 105. Madrid, 1992.
Ammerman, A. J. “Venice before the Grand Canal.” Memoirs of the American Academy
in Rome 48 (2003): 141–158.
214
list of works cited
Ammerman, A. J. and C. E. McClennen, eds. Venice before San Marco. Recent Studies
on the Origins of the City. Hamilton, N.Y., 2001.
Amory, Patrick. “Names, Ethnic Identity, and Community in Fifth- and Sixth-Century
Burgundy.” Viator 25 (1994): 1–30.
Andersson, H. “The Era of Town Inventories. A kind of evaluation.” In Medieval
Europe 1992—Pre-printed Papers, Vol. 1, Urbanism, 15–26. York, 1992.
Anderton, M., ed. Anglo-Saxon Trading Centres: Beyond the Emporia. Glasgow,
1999.
Andrén, Anders. Between Artifacts and Texts: Historical Archaeology in Global
Perspective. Trans. Alan Crozier. London, 1998.
Arnold, Christopher J. Roman Britain to Anglo-Saxon England: An Archaeological
Study. London, 1984.
Arnold, C. J. “Archaeology and History: The Shades of Confrontation and Cooperation.”
In Archaeology at the Interface: Studies in Archaeology’s Relationships with History,
Geography, Biology, and Physical Science, eds. John L. Bintliff and Christopher F.
Gaffney, 32–39. British Archaeological Reports International Series 300. Oxford,
1986.
Arnold, Werner. Die arabischen Dialekte antiochiens. Wiesbaden, 1998.
Aurenche, Olivier. “Les conditions de l’enquête ethnoarchéologique.” In EthnoArchéologie méditerranéenne: finalités, démarches et résultats: table ronde, eds.
A. Bazzana and M.-Ch. Delaigue, 13–16. Collection de la Casa de Velázquez 54.
Madrid, 1995.
Austin, David. “The ‘Proper Study’ of Medieval Archaeology.” In From the Baltic to
the Black Sea: Studies in Medieval Archaeology, eds. David Austin and Leslie Alcock,
9–42. London, 1990.
Austin, David and Leslie Alcock. From the Baltic to the Black Sea: Studies in Medieval
Archaeology. One World Archaeology 18. London, 1990.
Avramea, Anna. “Le Magne byzantin: problèmes d’histoire et de topographie.” In
Eupsychia: Mélanges offerts à Hélène Ahrweiler, eds. Hélène Ahrweiler and Michel
Balard, 49–62. Byzantina Sorbonensia 16. Paris, 1998.
Ayoub, A. and J. L. Le Quellec. “Gasr al-Hag. Un grenier fortifié dans la Djeffara
libyenne.” In Les techniques de conservation des grains à long terme: leur rôle dans
la dynamique des systèmes de cultures et des sociétés, Vol. 2, eds. M. Gast and
F. Sigaut, 3–18. Paris, 1981.
Bagatti, B. Ancient Christian Villages of Galilee. Jerusalem, 2001.
Bagnall, Roger S. Reading Papyri, Writing Ancient History. London, 1995.
Ballardini, G. “Le ceramiche architettoniche di Roma e del Lazio (a proposito di un
volume di Mons. Alberto Serafini).” Faenza 16 (1928): 55–65.
——. “Lo stile arcaico: Italia Meridionale—il X Corso di storia e tecnica delle ceramiche,” Faenza 25 (1937): 96–97.
Balty, J.-C. “Apamée et la Syrie du nord aux époques hellénistique et romaine.” Revue
du Monde Musulman et de la Méditerranée 62 (1994): 15–26.
Balzaretti, R. “Cities, Emporia and the Monasteries: Local Economies in the Po Valley,
c. AD 700–875.” In Towns in Transition: Urban Evolution in Late Antiquity and the
Early Middle Ages, eds. N. Christie and S. T. Loseby, 213–234. Aldershot, Hants,
England, 1996.
Barceló, M. “El disenõ de espacios irrigades en al-Andalus.” In El agua en zonas áridas,
arqueología e historia: actas del I Coloquio de Historia y Medio Físico, Almería,
14–15–16 de diciembre de 1989, 8–50. Almeria, ES, 1989.
Barker, Graeme. A Mediterranean Valley: Landscape Archaeology and Annales History
in the Biferno Valley. London, 1995.
Barrett, John C. “Aspects of the Iron Age in Atlantic Scotland: A Case Study in the
Problems of Interpetation.” Proceedings of the Society of Antiquaries of Scotland 111
(1981): 205–219.
list of works cited
215
Bartlett, Robert. The Making of Europe: Conquest, Colonization, and Cultural Change,
950–1350. Princeton, 1993.
Basset, Henri and Évariste Lévi-Provençal. Chella: Une nécropole mérinide. Paris,
1923.
Baudrel, D. and J.-P. Cazes. “Les villages ecclésiaux dans le bassin de l’Aude.” In
L’environnement des églises et la topographie religieuse des campagnes médiévales:
actes du IIIe Congrès international d’archéologie médiévale, Aix-en-Provence, 28–30
septembre 1989, eds. Michel Fixot and Elisabeth Zadora-Rio, 80–97. Documents
d’archéologie française 46. Paris, 1994.
Bauzou, T. “Les routes romaines de Syrie.” In Archéologie et Histoire de la Syrie, Vol.
2, La Syrie de l’époque achéménide à l’avènement de l’Islam, eds. J.-M. Dentzer and
W. Orthmann, 205–221. Saarbrücken, 1989.
Bazzana A. and M.-Ch. Delaigue, eds. Ethno-Archéologie méditerranéenne: finalités,
démarches et résultats: table ronde. Collection de la Casa de Velázquez 54. Madrid,
1995.
Bazzana, A. Maisons d’alAndalus: habitat médiéval et structures du peuplement dans
l’Espagne orientale. Collection de la Casa de Velázquez 37. Madrid, 1992.
——. “Maisons rurales du Shark Al-Andalus. Essai de typologie.” In La casa hispano
musulmana: aportaciones de la arqueología. La maison hispanomusulmane: apports
de l’ archéologie, eds. J. Bermudez Lopez and A. Bazzana, 247–267 and 370–372.
Granada, 1990.
Bazzana, A., P. Cressier, and P. Guichard. Les châteaux ruraux d’ AlAndalus. Histoire
et archéologie des Husun du sudest de l’ Espagne. Publications de la Casa de
Velázquez. Série Archéologie 11. Madrid, 1988.
Bazzana, A. and P. Guichard. “Archéologie extensive dans la région valencienne
(Espagne).” In Castrum 2. Structures de l’habitat et occupation du sol dans les pays
méditerranéens: les méthodes et l’apport de l’archéologie extensive, ed. Ghislaine
Noyé, 3–28. Collection de l’ École Française de Rome 105:2—Publications de la
Casa de Velázquez. Série Archéologie 9. Rome, 1988.
Bazzana, A., J. De Meulemeester, and A. Matthys. “Quelques aspects du peuplement
médiéval du Valle de Ricote (Murcie/Espagne).” In Rural Settlements in Medieval
Europe, Medieval Europe Brugge 1997 Conference, eds. Guy de Boe and F. Verhaeghe,
39–54. I.A.P. rapporten 6. Zellik, BE, 1997.
Berglund, Björn. “Historical Archaeology – A Challenge for Archaeological Thought.”
In Method and Theory in Historical Archaeology. Papers of the ‘Medieval Europe
Brugge 1997’ Conference, eds. Guy de Boe and Frans Verhaeghe, 15–21. Instituut
voor het Archaologisch Patrimonium 3. Zellik, BE, 1997.
Bermudez Lopez, J. and A. Bazzana, eds. La casa hispanomusulmana: aportaciones de la
arqueología. La maison hispanomusulmane: apports de l’ archéologie. Granada, 1990.
Berti, Fausto and Gianna Pasquinelli. Antiche maioliche di Montelupo, secoli XIV–
XVIII: Pontedera, Manifattura Pasquinuccio Pasquinucci, 21 ottobre–4 novembre
1984: Pisa, Palazzo Lanfranchi, 8–22 novembre. Pontedera, IT, 1984.
Berti, Graziella. “Ceramiche Islamiche del Mediterraneo occidentale usate come ‘bacini’
in Toscana, in Sardegna e in Corsica (secoli XI–XIII).” In L’eta di Federico II nella
Sicilia Centromeridionale: citta, monumenti, reperti: atti delle Giornate di studio:
Gela 8–9 Dicembre 1990, ed. S. Scuto, 99–114, 266–76, 329–33. Palermo, 1991.
——. “I bacini Islamici del Museo Nazionale di San Matteo, Pisa: vent’anni dopo la
pubblicazione del Corpus.” In Studi in Onore di Umberto Scerrato: per il suo settan
tacinquesimo compleanno, eds. U. Scerrato, M. V. Fontana, and B. Genito, 121–151.
Naples, 2003.
——. “Pisa: Ceramiche e commerci (2 meta’ X- meta’ XIV s.).” In Il Congresso nazi
onale di archeologia medievale: auditorium del Centro studi della Cassa di risparmio
di Pisa (ex Benedettine): Pisa, 29–31 maggio 1997, ed. S. Gelichi, 346–51. Florence,
1997.
216
list of works cited
——. “La ceramica tunisina ‘a cobalto e manganese’ in Toscana.” In [Atti:] 35. Convegno
internazionale della ceramica, 2002: Ceramica in blu: diffusione e utilizzazione
del blu nella ceramica: Savona, 31 maggio-1 giugno, 89–102. Albisola (Savona),
2002.
Berti, G. and L. Cappelli. Lucca, ceramiche medievali e post-medievali: Museo nazionale di Villa Guinigi. Ricerche di archeologia altomedievale e medievale 19–20.
Florence, 1994.
Berti, G. and S. Gelichi. “Mille chemins ouverts en Italie.” In Le Vert et le Brun: de
Kairouan a Avignon, ceramiques du Xe au XVe siecle, eds. Chapelle de la Vieille
Charite (Marseille, France), Musees de Marseille, and Reunion des musees nationaux (France), 128–163. Marseille, 1995.
——. “Trasmissioni di tecnologie nel Medioevo: tendenze e linee di ricerca attuali.” In
[Atti:] 32. Convegno internazionale della ceramica, 1999: Circolazione di tecnologie,
maestranze e materie prime nelle produzioni ceramiche del mediterraneo dal medioevo all’eta moderna. 33. Convegno internazionale della ceramica, 2000: la ceramica
come indicatore socio-economico, 23–41. Albisola (Savona), 2001.
Berti, G. and T. Mannoni. “Ceramiche medievali del Mediterraneo occidentale:
considerazioni su alcune caratteristiche tecniche.” In A cerâmica medieval no
Mediterrâneo ocidental, Lisboa, 16–22 Novembro 1987, 163–173. Mértola, PT:
Campo Arqueológico de Mértola, 1991.
Berti, G., Catia Renzi Rizzo, and Marco Tangheroni. Il mare, la terra, il ferro: ricerche
su Pisa medievale (secoli VII–XIII). Collana Percorsi 12. Ospadelatto (Pisa), 2004.
Berti, G. and L. Tongiorgi. I bacini ceramici del Duomo di S. Miniato: (ultimo quarto
del XII secolo). Genoa, 1981.
——. I bacini ceramici medievali delle chiese di Pisa. Rome, 1981.
Berti, G., M. Hobart, and F. Porcella. “ ‘Protomaioliche’ in Sardegna.” In [Atti:] 23.
Convegno internazionale della ceramica “La Protomaiolica e la Maiolica Arcaica
dalle Origini al Trecento”: Albisola, 25–27 maggio, 1990, 153–167. Albisola (Savona),
1993.
Beugnot, A. A. See Assises de Jerusalem.
Bevan, Edwyn Robert. The House of Ptolemy. A History of Egypt under the Ptolemaic
Dynasty. Chicago, 1958.
Bianchi, Giovanna. “Trasmissione dei saperi tecnici ed analisi dei procedimenti
costruttivi.” Archeologia dell’Architettura 1 (1996): 53–64.
Biddle, M., D. Hudson, and C. M. Heighway. The Future of London’s Past. Worcester,
1973.
Biers, William Richard. Art, Artefacts, and Chronology in Classical Archaeology.
London, 1992.
Bingen, Jean with Marianne Lewuillon-Blume and Jean Quaegebeur, eds. Au temps où
on lisait le Grec en Égypte. Brussels, 1977.
Birgitte-Porëe, P. “Les Moulins et Fabriques a Sucre de Palestine et de Chypre:
Histoire, Geographie et Technologie d’une Production Croisee et Medievale.” In
Cyprus and the Crusades: Papers Given at the International Conference ‘Cyprus and
the Crusades’, Nicosia, 6–9 September, 1994, eds. N. Coureas and J. Riley-Smith,
377–510. Nicosia: Society for the Study of the Crusades and the Latin East and the
Cyprus Research Center, 1995.
Blackman, David J. “Ancient Harbors in the Mediterranean Part 2.” International Journal
of Nautical Archaeology and Underwater Exploration 11.2 (1982): 185–211.
Blackman, D. J. “Bollards and Men.” In Mediterranean Cities: Historical Perspectives,
eds. Irad Malkin and Robert L. Hohlfelder, 7–20. Totowa, 1988.
Blake, Hugo. “La ceramica medieval e spagnola e la Liguria.” In [Atti:] 4 Convegno
internazionale della ceramica, Albisola, 28 maggio–3 giugno 1971 published together
in one volume with [Atti:] 5 Convegno internazionale della ceramica, Albisola,
31 maggio–4 giugno 1972, 55–105. Albisola (Savona), 1972.
list of works cited
217
Blake, H. “The Ceramic Hoard from Pula (prov. Cagliari) and the Pula Type of
Spanish lusterware.” In Segundo Coloquio Internacional de Cerámica Medieval en el
Mediterráneo Occidental [Toledo, 1981], ed. Juan Zozaya, 365–407. Madrid, 1986.
——. “The Medieval Incised Slipped Pottery of North West Italy.” In La ceramica
medievale nel Mediterraneo occidentale: Siena 8–12 ottobre 1984, Faenza 13 ottobre
1984, International Medieval Archeology Colloquium, 317–352. Florence, 1986.
Boas, Adrian J. Crusader archaeology: The Material Culture of the Latin East. London,
1999.
Bon, Antoine. La Morée franque: recherches historiques, topographiques et archéologiques sur la Principauté d’Achaïe (1205–1430). Paris, 1969.
——. Le Peloponnese byzantin jusqu’en 1204. Paris, 1951.
Boni, G. “Il muro di fondazione del campanile di S. Marco a Venezia.” Archivio Veneto
29.2 (1885): 354–368.
Bonnassie, P. La Catalogne du milieu du Xe siècle à la fin du XIe siècle. Toulouse, 1975.
——. “Les sagreres catalanes: la concentration de l’habitat dans le ‘cercle de paix’ des
églises (XIe siècle).” In L’environnement des églises et la topographie religieuse des
campagnes médiévales: actes du IIIe Congrès international d’archéologie médiévale,
AixenProvence, 28–30 septembre 1989, eds. Michel Fixot and Elisabeth ZadoraRio, 68–79. Documents d’archéologie française 46. Paris, 1994.
Bortoletto, M. “Murano, Mazzorbo e Torcello: tre siti a confronto. Indagini archeologiche nella laguna nord di Venezia.” Archeologia delle Acque 1.1 (1999): 55–74.
——. “Cenni sull’edilizia minore veneziana alla luce di alcuni rinvenimenti archeologici.” Archeologia delle Acque 2.1 (2000): 9–20.
——. “De canalibus, rivis, piscinisque: primi passi verso un’archeologia idronomastica
veneziana,” 136–152. [Part of ] Fozzati L. et alii. “Archeologia delle fondamenta
veneziane.” In Tra due elementi sospesa: Venezia, costruzione di un paesaggio
urbano, ed. L. Anglani, 134–166. Venice, 2000.
Boube, Jean. “La circulation monetaire à Sala à l’époque préromaine.” In Lixus. Actes
du colloque organisé par l’Institut des sciences de l’archéologie et du patrimonie de
Rabat avec le concours de l’école française de Rome, Larache, 8–11 novembre 1989,
255–265. Collection de l’École français de Rome 166. Rome, 1992.
Bouchet, René. Chronique de Morée: introduction, traduction et notes. Roue à livres
46. Paris, 2005.
Bowman, Alan K. “Post-Roman Imports in Britain and Ireland: A Maritime
Perspective.” In External Contacts and the Economy of Late Roman and PostRoman
Britain, ed. Kenneth Dark, 97–108. Woodbridge, 1996.
Bradford, Ernle. Mediterranean: Portrait of a Sea. London, 1971.
Bresc-Bautier, G. Le Cartulaire du chapitre du SaintSépulcre de Jérusalem. Documents
relatifs à l’histoire des Croisades 15. Paris, 1984.
Breuillot, Martine. Châteaux oubliés de la Messénie médiévale. Paris, 2005.
Broeze, Frank. “Port Cities: The Search for an Identity.” Journal of Urban History 11
(1985): 209–225.
Brogiolo, G. P. “Attori, autori e ‘fruitori’ del progetto archeologic.” In Archeologia
e urbanistica: International school in archaeology, Certosa di Pontignano, Siena
26 gennaio–1 febbraio 2001, ed. A. Ricci, 305–318. Quaderni del Dipartimento
di archeologia e storia delle arti, Sezione archeologica, Università di Siena 53–54.
Firenze, 2002.
Brogiolo, G. P. and S. Gelichi. La città nell’alto medioevo italiano: archeologia e storia.
Rome, 1998.
——. Nuove ricerche sui castelli altomedievali in Italia settentrionale. Florence, 1996.
Brogiolo, G. P., ed. Archeologia urbana in Lombardia. Valutazione dei depositi archeo
logici e inventario dei vincoli. Modena, 1984.
Brunot, Louis. La mer dans les traditions et les industries indigènes à Rabat & Salé.
École Superieure de langue Arabe et de dialectes Berbères de Rabat 5. Paris, 1920.
218
list of works cited
Bülow-Jacobsen, Adam. “Traffic on the Road between Coptos and the Red Sea.” In
Life on the Fringe: Living in the Southern Egyptian Deserts During the Roman and
Early Byzantine Periods, ed. Olaf E. Kaper, 63–74. (Leiden, 1998).
Burnouf, Joëlle. Archéologie médiévale en France: le second moyen âge, XIIe–XVIe siècle.
Paris, 2008.
Busch, Silvia Orvietani. Medieval Mediterranean: The Catalan and Tuscan Coasts,
1100–1235. The Medieval Mediterranean 32. Leiden, 2001.
Calaon, D. “Cittanova (VE): analisi GIS.” In IV Congresso nazionale di archeologia
medievale: Scriptorium dell’Abbazia, Abbazia di San Galgano (Chiusdino, Siena),
26–30 settembre 2006, eds. Riccardo Francovich and Marco Valenti, 216–24. Borgo
San Lorenzo (FI) [Florence, Italy], 2006.
Cameirana, A. and G. Bozzano. “La terraglia nera ad Albissola all’inizio dell’ottocento.”
In [Atti:] 3 Convegno internazionale della ceramica, Albisola, 31 maggio–2 giugno
1970: La terraglia nera ad Albisola all’inizio dell’800, 61–114. Albisola (Savona), 1970.
Caniggia, G. Lettura di una città: Como. Rome, 1963.
Caniggia, G. and G. L. Maffei. Composizione architettonica e tipologia edilizia.
Architettura e urbanistica 34. Venice, 1979.
Canivet, P. La Syrie de Byzance à l’Islam: VIIe–VIIIe siècles: actes du colloque international, Lyon, Maison de l’Orient Méditerranéen, Paris, Institut du Monde Arabe;
11–15 septembre 1990. Paris, 1992.
Capot-Rey, R. “Greniers domestiques et greniers fortifiés au Sahara. Le cas du
Gourara.” Travaux de l’Institut de Recherches Sahariennes 14 (1956): 139–159.
Carver, M. “On Archaeological Value.” Antiquity 70.67 (1996): 45–56.
——. Archaeological Value and Evaluation. Mantua, 2003.
Casula, A. “La chiesa di San Giorgio di Oliastreto in agro di Usini.” In La civiltà
giudicale in Sardegna nei secoli XI–XIII: fonti e documenti scritti. Atti del convegno
nazionale, Sassari, Aula Magna dell’Università, 16–17 marzo 2001; Usini, chiesa di
Santa Croce, 18 marzo 2001, 519–536. Sassari, 2002.
Cataldi, G., P. Iacono, and A. Merlo. “La geometria di Firenze e il progetto matrice
della citta e del territorio.” Firenze Architettura 1 (2000): 4–17.
Catteddu, Isabelle. Archéologie médiévale en France: le premier moyen âge, Ve–XIe
siècle. Paris, 2009.
Chalmeda, P. El ”señor del zoco” en España: edades media y moderna; contribución al
estudio de la histroia del mercado. Madrid, 1973.
Chouquer, G. Structures agraires en Italie centro-méridionale: cadastres et paysage
ruraux. Collection de l’Ecole française de Rome 100. Rome, 1987.
Christathakis, P. To monastiri tis Kourtzenis sto Lada Messenias. Kalamata, 1989.
Collingwood, R. G. The Idea of History. Oxford, 1994.
Constable, Giles. The Reformation of the Twelth Century. Cambridge, 1996.
Contamine, P. La guerre au Moyen Âge. 3rd ed. Nouvelle Clio 24. Paris, 1992.
Coroneo, Roberto. Architettura romanica dalla meta del mille al primo ‘300. Nuoro,
1993.
Cowdrey, H. E. J. The Age of Abbot Desiderius: Montecassino, the Papacy, and the
Normans in the Eleventh and Early Twelfth Centuries. Oxford, 1983.
Curta, Florin. “Some Remarks on Ethnicity in Medieval Archaeology.” Early Medieval
Europe 15.2 (2007): 159–185.
Curtis, Robert I. Garum and Salsamenta: Production and Commerce in Materia
Medica. Studies in Ancient Medicine 3. Leiden, 1991.
Cutler, A. “Tiles and Tribulations: A Community of Clay Across Byzantium and its
Adversaries.” In A Lost Art Rediscovered. The Architectural Ceramics of Byzantium,
eds. Sharon E. J. Gerstel and Julie A. Lauffenburger, 159–169. Baltimore, 2001.
D’Angelo, Franco. “Le ceramiche rinvenute nel convento di San Francesco d’Assisi a
Palermo e il loro significato.” Sicilia Archeologica 2 (1974): 65–73.
list of works cited
219
——. “Le ceramiche spagnole ‘tipo Pula’ delle chiese dello steri di Palermo.” In Il
servizio da tavola in ceramica: atti [del] XV Convegno internazionale della ceramica,
Albisola, 27–31 maggio 1982, 77–84. Albisola, 1985.
Daoulatli, A. “La production vert et brun en Tunisie du IX au XII siecle.” In Le Vert
et le Brun: de Kairouan à Avignon, céramiques du Xe au XVe siècle, eds. Chapelle de
la Vieille Charité (Marseille, France), Musées de Marseille, and Réunion des musées
nationaux (France), 69–89. Marseille, 1995.
David, J. C. and M. al–Dbiyat. “La ville en Syrie et ses territoires: héritages et mutations.” Bulletin d’études orientales 52 (2000): 17–27.
Davies, John Kenyon. “Ancient economies: Models and Muddles.” In Trade, Traders,
and the Ancient City, eds. Helen Parkins and Christopher Smith, 225–256. London,
1998.
De Meulemeester, J. “Même problème, même solution: quelques réflexions autour
d’un grenier fortifié.” In Le village médiéval et son environnement. Études offertes
à Jean-Marie Pesez, eds. L. Feller, P. Mana, F. Piponnier, and Jean-Marie Pesez,
97–112. Histoire ancienne et médiévale 48. Paris, 1998.
——. “Le Valle de Ricote et le développement des recherches de la Région wallonne
à l’étranger.” In Mélanges d’Archéologie médiévale. Liber amicorum en hommage
d’André Matthys, eds. J. De Meulemeester and P. Gillet, 46–55. Les Cahiers de l’Urbanisme 2006. Liège, 2006.
De Min, M. “Edilizia altomedievale e medioevale nel territorio lagunare. Nuovi dati
conoscitivi dai cantieri di restauro.” In Tra due elementi sospesa: Venezia, costruzione di un paesaggio urbano, ed. L. Anglani, 98–133. Venice, 2000.
——. “Venezia e il territorio lagunare.” In Ritrovare restaurando. Rinvenimenti e scoperte a Venezia e in laguna, ed. Soprintendenza per i beni ambientali e architettonici di Venezia, 15–25. Cornuda, 2000.
——. “Venezia. Chiesa di San Lorenzo di Castello: un esempio di scavo correlato al
restauro architettonico.” In Ritrovare restaurando. Rinvenimenti e scoperte a Venezia
e in laguna, ed. Soprintendenza per i beni ambientali e architettonici di Venezia,
40–47. Cornuda, 2000.
Dédéyan, G. “Un Emir armenien du Hawran entre la principaute turque de Damas
et le royaume latin de Jerusalem (1147).” In Dei Gesta per Francos, eds. M. Balard,
B. Z. Kedar, and J. Riley-Smith, 179–185. Burlington, 2001.
Delaigue, M.-C. Capileira, village andalou. Un habitat montagnard à toits plats. BAR
International Series 466. Oxford, 1988.
——. “Deux exemples d’habitat rural en Andalousie orientale: approche ethnoarchéologique.” In La casa hispano-musulmana: aportaciones de la arqueología. La
maison hispano-musulmane: apports de l’ archéologie, eds. J. Bermudez Lopez and
A. Bazzana, 21–45. Granada, 1990.
——. “Ethnoarchéologie et histoire: l’habitat rural de la péninsule Ibérique comme
indicateur des modifications de peuplement.” In Ethnoarchéologie: justification,
problèmes, limites, 391–407. Juan-les-Pins, FR, 1992.
Delatte, Armand. Les portulans grecs. Bibliothèque de la Faculté de philosophie et
lettres de l’Université de Liège 107. Liège, 1947.
Delbrück, H. Medieval Warfare. Lincoln, NE, 1990.
Delogu, R. and A. Mezzetti. L’architettura del medioevo in Sardegna. Rome, 1953.
Deschamps, P. “Une Grotte forteresse des Croisés au-delà du Jourdain.” Journal
Asiatique 227 (1935): 285–299.
——. “La Cave de Tyron, une grotte forteresse des Croises au Liban.” In Melanges
Syriens offerts a M. Rene Dussaud, secretaire perpetuel de l’Academie des inscriptions
et belleslettres, par ses amis et ses eleves. 2 vols. Ed. Academie des inscriptions &
belles-lettres (France), Vol. 2, 873–882. Bibliotheque archeologique et historique
30. Paris, 1939.
220
list of works cited
——. La Défense du royaume de Jèrusalem, étude historique, géographique et monumentale. 2 vols. Bibliothèque archéologique et historique 34. Les Châteaux des
Croisés en Terre Sainte 2. Paris, 1939.
——. “Etude sur un texte enumerant les possessions musulmanes dans le royaume de
Jerusalem vers l’annee 1239.” Syria 23.1–2 (1942–1943): 86–104.
Despois, J. “Les greniers fortifiés de l’Afrique du Nord.” Les Cahiers de Tunisie 1.1
(1953): 38–60.
Devais, C. “L’Expression du pouvoir aux frontières du royaume de Jérusalem: Terre
de Suète et Oultre-Jourdain au XIIème siècle.” Bulletin d’Etudes Orientales 57 (2008):
19–30.
Dimitrakos-Mesisklis, Dimitrios [Dēmētrakos-Mesisklēs, Dēmētrios V.]. Oi Nyklianoi,
Vol. 1. Athens, 1949.
Djobadze, Wachtang. Archaeological Investigations in the Region West of Antioch onthe-Orontes. Stuttgart, 1986.
Dodinet, M., J. Leblanc, J.-P. Vallat, and F. Villeneuve. “Le paysage antique en Syrie:
l’exemple de Damas.” Syria 67 (1990): 339–355.
Dorigo, W. Venezia Origini: fondamenti, ipotesi, metodi. Milan, 1983.
——. L’edilizia abitativa nella “Civitas Rivoalti” e nella “Civitas Veneciarum” (XI e
XIII secolo). Prolusioni [Venice], 1993.
——. Venezia romanica: la formazione della città medioevale fino all’età gotica. Venice,
2003.
Downey, Glanville. A History of Antioch in Syria from Seleucus to the Arab Conquest.
Princeton, 1961.
——. Ancient Antioch. Princeton, 1963.
Drandakis, Nikolaos. “Paratiriseis stis toichografies tou 13ou aiona pou sozontai sti
Mani.” In The 17th International Byzantine Congress: Major papers, Dumbarton
Oaks/Georgetown University, Washington, D.C., August 3–8, 1986, 683–712. New
Rochelle, NY, 1986.
Drexhage, Hans-Joachim. “Garum und Garumhandel im römischen und spätantiken
Ägypten.” Münstersche Beiträge zur antiken Handelsgeschichte 12.1 (1993): 27–55.
——. “Der Handel, die Produktion und der Verkehr von Kase nach den griechischen
Papyri und Ostraka.” Munstersche Beitrage zur antiken Handelsgeschichte 15.2
(1996): 33–41.
——. “Ein Monat in Antiochia. Lebenshaltungskosten und Ernahrungsverhalten des
Theophanes im Payni (26. Mai–24. Juni) ca. 318 n. Chr.” Munstersche Beitrage zur
antiken Handelsgeschichte 17.1 (1998): 1–10.
Dueck, Daniela. Strabo of Amasia: A Greek Man of Letters in Augustan Rome. London,
2000.
Dussaud, R. Topographie de la Syrie antique et médiévale. Paris, 1927.
Eideneier, H., ed. Spanos: eine byzantinische Satire in der Form einer Parodie. Berlin,
1977.
El Majali, Rafat and Abdul Rahim Mas’ad. “Trade and Trade Routes in Jordan in the
Mameluk Era (AD 1250–1516).” Studies in the History and Archaeology of Jordan
3 (1987): 311–316.
Elayi, Josette. “Al-Mina sur l’Oronte à l’époque perse.” In Studia Phoenicia V: Phoe
nicia and the East Mediterranean in the First Millennium B.C. Proceedings of the
Conference held in Leuven from the 14th to the 16th of November 1985, ed. Edward
Lipiński, 249–266. Orientalia Lovaniensia Analecta 22. Leuven, 1987.
Elisséeff, N. Nūr adDīn, un grand prince musulman de Syrie au temps des Croisades
(511–569 h./1118–1174). Damascus, 1967.
Ellenblum, R. “Construction Method in the Frankish Rural Settlement.” In The Horns
of Hattīn, ed. B. Z. Kedar, 168–189. London, 1992.
——. Frankish Rural Settlement in the Latin Kingdom of Jerusalem. Cambridge, 1996.
——. “Three generations of Frankish castle-building in the Latin Kingdom of
Jerusalem.” In Autour de la Première Croisade: Actes du Colloque de la Society for
list of works cited
221
the Study of the Crusades and the Latin East: Clermont-Ferrand, 22–25 juin 1995,
ed. M. Balard, 517–551. Paris, 1996.
——. “Frontier Activities: the Transformation of a Muslim Sacred Site into the Castle
of Vadum Iacob.” Crusades 2 (2003): 83–97.
Esposito, Mario, ed. [Symon Simeonis, and Mario Esposito]. Itinerarium Symonis
Semeonis ab Hybernia ad Terram Sanctam. Scriptores Latini Hiberniae 4. Dublin,
1960.
Fehérvári, Geza. “Near Eastern Wares Under Chinese Influence.” In Pottery and
Metalwork in T’ang China: Their Chronology and External Relations, ed. William
Watson, 27–33. Oxford, 1976.
Fehring, Günter P. The Archaeology of Medieval Germany: An Introduction. Studies in
Archaeology. London, 1991.
Ferchiou, S. “Conserves céréaliers et rôle de la femme dans l’économie familiale en
Tunisie.” In Les techniques de conservation des grains à long terme: leur rôle dans
la dynamique des systèmes de cultures et des sociétés, eds. Marceau Gast, François
Sigaut, and Corinne Beutler, Vol. 1, 190–197. Paris, 1979.
Fersuoch, L. et alii. “Indagini archeologiche a San Lorenzo di Ammiana (Venezia).”
Archeologia Veneta 12 (1989): 71–96.
Finley, Moses. The Use and Abuse of History. London, 1975.
Fiorilla, S. Gela: le ceramiche medievali dai pozzi di Piazza S. Giacomo. Monumenti
di Sicilia. Messina, 1996.
Fixot, M. and E. Zadora-Rio. L’ église, le terroir. Monographie du CRA 1. Paris,
1989.
Floris, F. Storia della Sardegna. Rome, 1999.
Fontana, Maria Vittoria and Giovanna Ventrone Vassallo. La ceramica medievale di
San Lorenzo Maggiore in Napoli: atti del Convegno La Ceramica medievale di San
Lorenzo Maggiore in Napoli, nel quadro della produzione dell’Italia centro-meridionale e i suoi rapporti con la ceramica islamica. Napoli, Basilica di San Lorenzo
Maggiore, 25–27 giugno, 1980. 2 vols. Naples, 1984.
Fourikis, P. “Paratirisis eis ta toponymia ton Chronikon tou Moreos.” Athina [Athēna:
syngramma periodikon tēs en Athēnais Epistēmonikēs Hetaireias] 40 (1928): 26–59.
Fozzati L. et alii. “Archeologia delle fondamenta veneziane.” In Tra due elementi
sospesa: Venezia, costruzione di un paesaggio urbano, ed. L. Anglani, 134–166.
Venice, 2000.
Francovich, R. and R. Hodges. Villa to Village: The Transformation of the Roman
Countryside in Italy, c. 400–1000. London, 2003.
Frézouls, E. “Observation sur l’urbanisme dans l’orient syrien.” Annales Archéologiques
Arabes Syriennes. Revue d’Archéologie et d’Histoire 21 (1971): 231–243.
Frulio, Gabriela. “Tecniche costruttive della Sardegna medievale: il monumento come
fonte per la conoscenza.” in La civiltà giudicale in Sardegna nei secoli XI–XIII: fonti
e documenti scritti. Atti del convegno nazionale, Sassari, Aula Magna dell’Università,
16–17 marzo 2001; Usini, chiesa di Santa Croce, 18 marzo 2001, 485–496. Sassari,
2002.
Fuks, Alexander. “Notes on the Archive of Nicanor.” Journal of Juristic Papyrology 5
(1951): 207–216.
Gagos, Trainos, Jennifer E. Gates, and Andrew Wilburn. “Material Culture and Texts
of Graeco-Roman Egypt: Creating Context, Debating Meaning.” Bulletin of the
American Society for Papyrology 42 (2006): 169–188.
Galoppini, Laura. Sardegna e Mediterraneo: dai Vandali agli Aragonesi. Antologia di
fonti scritte. Materiali didattici ETS 44. Pisa, 1993.
Gangler, Anette, Matthias Bückle, and Heinz Gaube. Ein traditionelles Wohnviertel im
Nordosten der Altstadt von Aleppo. Tübingen, 1993.
Gasparri, S. “Venezia fra l’Italia bizantina e il regno italico: la civitas e l’assemblea.”
In Venezia: itinerari per la storia della città, eds. S. Gasparri, G. Levi, and P. Moro,
61–82. Bologna, 1997.
222
list of works cited
Gaube, H. “Aleppo zwischen Alexander dem Großen und der Arabischen Eroberung.”
In Damaskus-Aleppo: 5000 Jahre Stadtentwicklung in Syrien, ed. M. Fansa [Beate
Bollmann], 101–107. Archäologische Mitteilungen aus Nordwestdeutschland 28.
Mainz am Rhein, 2000.
Gaube, H. and E. Wirth. Aleppo: historische und geographische Beiträge zur baulichen Gestaltung, zur sozialen Organisation und zur wirtschaftlichen Dynamik einer
vorderasiatischen Fernhandelsmetropole. 2 vols. Beihefte zum Tübinger Atlas des
Vorderen Orients 58. Wiesbaden, 1984.
Gelichi, S. “La ceramica ingubbiata medievale nell’Italia nord-orientale.” In La ceramica medievale nel Mediterraneo occidentale: Siena 8–12 ottobre 1984, Faenza 13 ottobre 1984, International Medieval Archeology Colloquium, 353–407. Florence, 1986.
——. Introduzione all’archeologia medievale: storia e ricerca in Italia. Rome, 1997.
——. “Città pluristratificate: la consistenza e la conservazione dei bacini archeologici.” In Archeologia e urbanistica: International school in archaeology, Certosa
di Pontignano, Siena 26 gennaio–1 febbraio 2001, ed. A. Ricci, 61–76. Quaderni del
Dipartimento di archeologia e storia delle arti, Sezione archeologica, Università di
Siena 53–54. Florence, 2002.
——. “The Cities.” In Italy in the Early Middle Ages: 476–1000, ed. Cristina La Rocca,
168–174. Oxford, 2002.
——. “Una discussione con Chris Wickham.” Storica 34 (2006): 134–147.
——, ed. Comacchio e il suo territorio tra la tarda antichita e l’altro medioevo. Ferrara,
2007.
——. “Venezia tra archeologia e storia: la costruzione di un’identita urbana.” In Le
citta italiane tra la tarda antichita e l’alto Medioevo: atti del Convegno (Ravenna,
26–28 febbraio 2004), ed. A. Augenti, 151–186. Biblioteca di archeologia medievale
20. Florence, 2006.
——. “Flourishing places in North-Eastern Italy: towns and emporia between late
antiquity and the Carolingian age.” In Post-Roman towns, trade and settlement
in Europe and Byzantium, Vol. 1, The Heirs of the Roman West, ed. J. Henning,
77–104. Millennium-Studien 5. Berlin, 2007.
——. “The eels of Venice. The long eighth century of the emporia of the northern region along the Adriatic Coast.” In 774: ipotesi su una transizione: atti del
Seminario di Poggibonsi, 16–18 febbraio 2006, ed. S. Gasparri, 81–117. Seminari
internazionali del Centro interuniversitario per la storia e l’archeologia dell’alto
Medioevo 1. Turnhout, 2008.
——, ed. L’isola del vescovo. Gli scavi archeologici intorno alla Cattedrale di Comacchio.
The Archaeological Excavations nearby the Comacchio Cathedral. Florence, 2009.
——. “La disparition e les reventes. In margine a Framing the Early Middle Ages e al
lungo VIII secolo dell’economia italiana.” Storica: Forthcoming.
—— et alii. “Isola di San Giacomo in Paludo (laguna nord, Venezia): gli scavi delle
campagne del 2003 (SGP03a e SGP03b).” Quaderni di Archeologia del Veneto 20
(2004): 160–177.
—— et alii. “. . . igne castrum combussit . . . Comacchio tra la Trada Antichità e l’Alto
Medioevo.” Archeologia Medievale 32 (2006): 19–48.
—— et alii. “Comacchio tra IV e X secolo: territorio, abitato e infrastrutture.” In IV
Congresso nazionale di archeologia medievale: Scriptorium dell’Abbazia, Abbazia di
San Galgano (Chiusdino, Siena), 26–30 settembre 2006, eds. Riccardo Francovich
and Marco Valenti, 114–123. Borgo San Lorenzo (FI) [Florence, Italy], 2006.
—— et alii. “Identity marks, organization of spaces and characteristics of consumption of an island of the Venetian lagoon between the Later Middle Ages and the
Modern Age.” In Constructing Post-Medieval Archaeology in Italy: A New Agenda:
Proceedings of the International Conference (Venice, 24th and 25th November 2006),
eds. S. Gelichi and M. Librenti, 97–108. Borgo San Lorenzo (FI) [Florence, Italy],
2007.
list of works cited
223
Gelichi, S., A. Alberti, and M. Librenti. Cesena, la memoria del passato: archeologia
urbana e valutazione dei depositi. Biblioteca di archeologia medievale 16. Florence,
1999.
Georgacas, D. and W. McDonald. “Place names of Southwest Peloponnesus.”
Peloponnesiaka 6 [1967] (1963–68).
Gerstel, Sharon E. J. and Julie A. Lauffenburger, eds. A Lost Art Rediscovered. The
Architectural Ceramics of Byzantium. Baltimore, 2001.
Gerstel, S. “Art and identity in the medieval Morea.” In The Crusades from the
Perspective of Byzantium and the Muslim World, eds. Angeliki E. Laiou and Roy
Parviz Mottahedeh, 263–285. Washington, D.C., 2001.
Ginzburg, Carlo. The Cheese and the Worms: The Cosmos of a Sixteenth-Century
Miller. Trans. John and Anne Tedeschi. Baltimore, 1982.
Grainger, J. D. The cities of Seleukid, Syria. Oxford, 1990.
Graham-Campbell, James and Magdalena Valor, eds. The Archaeology of Medieval
Europe, Vol. 1, Eighth to Twelfth Centuries AD. Aarhus, 2007.
Grandi, E. “Le ceramiche fini da mensa dalla laguna veneziana. I contesti di San
Francesco del Deserto e Torcello.” In La circolazione delle ceramiche nell’Adriatico
tra tarda antichità e altomedioevo: III Incontro di studio CER.AM.IS, eds. S. Gelichi
and C. Negrelli, 127–153. Mantua, 2007.
Green, Joseph A. “The Water Mills of the Ajlun-Kufranja Valley: the relationship
of technology, society and settlement.” Studies in the History and Archaeology of
Jordan 5 (1995): 757–65.
Grenfell, Bernard Pyne and Arthur Surridge Hunt. “Englische Ausgrabungen im
Faijûm.” Archiv für Papyrusforschung und verwandte Gebiete 1 (1901): 216–218.
Guyer, S. “La madrasa al–Halâwiyya à Alep.” Bulletin de l’Institut Français d’Archéologie Orientale 11 (1914): 217–231.
Habicht, Christian. Pausanias’ Guide to Ancient Greece. Berkeley, 1998.
Hamilton, B. The leper king and his heirs: Baldwin IV and the Crusader Kingdom of
Jerusalem. Cambridge, UK, 2000.
Hartleb, Peter. Die messenische Mani: eine Studie zum Wandel in der Peripherie
Griechenlands. Institut für Geographische Wissenschaften, Freie Universität,
Abhandlung 45. Berlin, 1989.
Hartmann, Ludo Moritz. Zur Wirtschaftsgeschichte Italiens im frühen Mittelalter:
Analekten. Gotha, 1904.
Hartmann, Martin. “Das Liwa Haleb (Aleppo) und ein Teil des Liwa Dschebel Bereket.”
Zeitschrift der Gesellschaft für Erdkunde zu Berlin 29 (1894): 142–188.
Hauben, Hans. “L’expedition de Ptolémée III en Orient et la sédition domestique
de 245 av. J.-C.” Archiv für Papyrusforschung und verwandte Gebiete 36 (1990):
29–37.
Herzfeld, Ernst. Inscriptions et monuments d‘Alep. [Matériaux pour un Corpus inscriptionum Arabicarum; Deuxième partie; Syrie du Nord]. 2 vols. Mémoires publiés
par les membres de l’Institut français d’archéologie orientale du Caire 76. Cairo,
1954.
Hill, D. and R. Cowie, eds. Wics: the early mediaeval trading centres of northern
Europe. Sheffield archaeological monographs 14. Sheffield, 2001.
Hinton, David Alban, ed. 25 Years of Medieval Archaeology. Sheffield, 1983.
——. “Metalwork and the emporia.” In Anglo-Saxon Trading Centres: Beyond the
Emporia, ed. M. Anderton, 24–31. Glasgow, 1999.
Hinz, H. “Wehrkirchen und Burgenbau.” In Château-Gaillard: études de castellologie médiévale, IX–X. Actes des colloques internationaux tenus à Basel (1978) et à
Durham (1980), 117–144. Caen, 1982.
Hobart, M. In Moriscos. Echi della presenza e della cultura islamica in Sardegna.
Catalogo, (catalogue), M. F. Porcella and M. Serreli, 32–33 and 61–62. Pinacoteca
Nazionale di Cagliari, 1993.
224
list of works cited
Hodder, Ian. Theory and Practice in Archaeology. London, 1992.
Hodges, Richard. Dark Age Economics: The Origins of Towns and Trade A.D. 600–
1000. London, 1982.
——. “Method and theory in medieval archaeology.” Archeologia Medievale 8 (1982):
7–37.
——. Light in the Dark Ages. The Rise and Fall of San Vincenzo al Volturno. London,
1997.
——. Towns and Trade in the Age of Charlemagne. London, 2000.
——. Goodbye to the Viking? Re-reading Early Medieval Archaeology. London, 2006.
Hodges, R. and D. Whitehouse. Mohammed, Charlemagne & the origins of Europe:
archaeology and the Pirenne thesis. London, 1983.
Hohlwein, Nicolas. “Euhéméria du Fayoum.” Journal of Juristic Papyrology 3 (1949):
63–99.
——. “Le veteran Lucius Belllienus Gemellus, Gentleman-Farmer au Fayoum.” Études
de Papyrologie 8 (1957): 69–91.
Hölbl, Günther. Geschichte des Ptolemäerreiches: Politik, Ideologie und religiöse Kultur
von Alexander dem Großen bis zur römischen Eroberung. Darmstadt, 1994.
Homes-Fredericq, D. and J. B. Hennessy. “Um Qeis.” In Archaeology of Jordan,
Vol. 2.2, Field Reports. Sites L-Z, eds. D. Homes-Fredericq and J.B. Hennessy, 597–
611. Leuven, 1989.
Hope, Colin A. “Three Seasons of Excavation at Ismant el-Gharab in the Dakhleh
Oasis, Egypt.” Mediterranean Archaeology 1 (1988): 160–178.
——. “Dakhleh Oasis Project: Ismant el-Kharab 1988–1990.” Journal of the Society for
the Study of Egyptian Antiquities (1997): 157–176.
——. “The Find Context of the Kellis Agricultural Book.” In The Kellis agricultural
account book: (P. Kell. IV Gr. 96), ed. Roger S. Bagnall and Colin A. Hope, 5–16.
Dakhleh Oasis Project Monograph 7. Oxford, 1997.
——. with a contribution by Gillian E. Bowen. “The Archaeological context.” In Coptic
Documentary Texts from Kellis, Vol. 1, P. Kell. V. (P. Kell Copt. 10–52; O. Kell. Copt.
1–2), eds. Iain Gardner, Anthony Alcock, and Wolf-Peter Funk, 96–124. Dakhleh
Oasis Project Monograph 9. Oxford, 1999.
——. “Ostraka and Archaeology of Ismant el-Kharab.” In Greek ostraka from Kellis:
O. Kellis, nos. 1–293, ed. Klaas A. Worp and Colin A. Hope, 10–15. Dakhleh Oasis
Project Monograph 13. Oxford, 2004.
Horden, Peregrine and Nicholas Purcell. The Corrupting Sea: A Study of Mediterranean
History. Oxford, 2000.
Hudson, P. Archeologia urbana e programmazione della ricerca: l’esempio di Pavia.
Florence, 1981.
Humphries, Mark. “Trading gods in northern Italy.” In Trade, Traders, and the
Ancient City, eds. Helen Parkins and Christopher Smith, 203–224. London, 1998.
Huß, Werner. Ägypten in hellenistischer Zeit: 323–30 v. Chr. Munich, 2001.
Insoll, Timthoy. The Archaeology of Islam. Oxford, 1999.
Jacoby, David. “The encounter of two societies: Western conquerors and Byzantines in
the Peloponnesus after the Fourth Crusade.” American Historical Review 78 (1973):
873–906.
Jacques-Meunié, D. J. “Greniers collectifs.” Hespéris 36 (1949): 97–137.
——. Greniers-Citadelles au Maroc. 2 vols. Publications de l’Institut des Hautes Etudes
Marocaines 52. Paris, 1951.
Jeffreys, Michael. “The Chronicle of the Morea: Priority of the Greek version.”
Byzantinische Zeitschrift 68 (1975): 304–350.
Jehasse, Jean and Laurence Jehasse. Aleria rediviva/Aleria ressuscité. 40 ans de découvertes archéologiques. Ajaccio, Corsica, FR, 1997.
Jenkins, J. Keith. Re-Thinking History. London, 1997.
list of works cited
225
Jenkins, M. “Medieval Maghribī Ceramics: A Reappraisal of the Pottery Production of
the Western Regions of the Muslim World.” PhD diss., Institute of Fine Arts, New
York University, 1978.
Johnson, Janet. “Response.” Bulletin of the American Society for Papyrology 42 (2006):
268–270.
Jordanie. Guides bleus. Paris, 1937.
Kalonaros, Petros. To chronikon tou Moreōs. To hellēnikon keimenon kata ton kōdika
tēs Kopenchagēs meta sumplērōseōn kai parallagōn ek tou Parisinou. Athens, 1940.
Kaper, Olaf E. and Willemina Z. Wendrich. “East and West in Roman Egypt: An
Introduction to Life on the Fringe.” In Life on the Fringe: Living in the Southern
Egyptian Deserts During the Roman and Early Byzantine Periods, ed. Olaf E. Kaper,
1–4. Leiden, 1998.
Karmon, Yehuda. “Geographical Components in the Study of the Ancient Mediterranean.” In Harbour Archaeology. Proceedings of the First International Workshop
on Ancient Mediterranean Harbors. Caesarea Maritima, ed. Avner Raban, 1–6.
British Archaeological Reports International Series 257. London, 1985.
Katsafados [Katsaphados], Panayiotis S. Ta kastra tēs Mainēs. Athens, 1992.
King, Anthony. “The Emergence of Romano-Celtic Religion.” In Early Roman Empire
in the West, eds. Thomas Blagg and Martin Millett, 220–242. Oxford, 1990.
Kingsley, Sean A. “Decline in the Ports of Palestine in Late Antiquity.” In Recent
Research in Late Antique Urbanism, ed. L. Lavan, 69–87. Journal of Roman
Archaeology Supplementary Series 42. Portsmouth, RI, 2002.
Knapp, A. Bernard. “Archaeology and the Annales: time, space, and change.” In
Archaeology, Annales, and Ethnohistory, ed. A. Bernard Knapp, 1–21. Cambridge,
UK, 1992.
Komis [Komes], Kostas. Plēthysmos kai oikismoi tēs Manēs, 15os–19os aiōnas. Yannina,
1995.
Kordosis, Michalis. “I slaviki epoikisi stin Peloponniso.” Dodoni [Dōdōnē: epistēmonikē
epetēris tēs Philosophikēs Scholēs tou Panepistēmiou Iōanninōn] 10 (1981): 381–429.
Kougeas, S. “Peri ton Meligon.” Pragmateiai tis Akademias Athinon [Pragmateiai tēs
Akadēmias Athēnōn] 15.3 (1950): 1–34.
Kriesis, Anthony. “On the castles of Zarnata and Kelefa.” Byzantinische Zeitschrift 56
(1963): 308–316.
Krings, Véronique, ed. La civilisation phénicienne et punique. Manuel de recherché.
Leiden, 1994.
Kulessa, Birgit. “The Harbour Suburb and its Significance for the Urban Development
of Stralsund.” In Maritime Topography and the Medieval Town: Papers from the
Fifth International Conference on Waterfront Archaeology in Copenhagen, 14–16
May 1998, Studies in Archaeology and History, Vol. 4, eds. Jan Bill and Birthe L.
Clausen, 71–78. Copenhagen, 1999.
Lacoste, H. “La restitution du plan antique d’Apamée in Syrie.” Bulletin de l’Académie
Royale du Belgique, classe de BeauxArts 43 (1960): 53–62.
Lagardere, J. “Droit des eaux et des installations hydrauliques au Maghreb et en
Andalus aux XIe et XIIe siècles dans le Mi‘yar d’al-Wansharisi.” Les Cahiers de
Tunisie 37–38, nos. 145–148 (1988–1989): 83–124.
Lane, Arthur. “Medieval Finds at Al Mina in North Syria.” Archaeologia 87 (1938):
19–78.
Lavagna, Rita and Carlo Varaldo. “La graffita arcaica tirrenica di produzione savonese alla luce degli scarti degli scarti di fornace dei secoli XII e XIII.” In [Atti:] 19.
Convegno internazionale della ceramica: La ceramica graffita, Albisola, 30 maggio–
4 giugno 1986, 119–130. Albisola (Savona), 1989.
Le Roy Ladurie, Emmanuel. Carnival: A People’s Uprising at Romans 1579–1580.
Trans. Mary Feeney. London, 1979.
226
list of works cited
——. The Peasants of Languedoc. Trans. John Day. Urbana, 1974.
Leciejewicz, L. “Italian-Polish Research into the Origin of Venice.” Archaeologica
Polona 40 (2002): 51–71.
Leciejewicz, L., E. Tabaczyńska, and S. Tabaczyński. Torcello: scavi, 1961–62. Rome,
1977.
Leciejewicz, L., ed. Torcello: nuove ricerche archeologiche. Rome, 2000.
Lenoir, Maurice. “Lixus à l’époque romaine.” In Lixus. Actes du colloque organisé par
l’Institut des sciences de l’archéologie et du patrimonie de Rabat avec le concours de
l’école française de Rome, Larache, 8–11 novembre 1989, 271–287. Collection de
l’École français de Rome 166. Rome, 1992.
Lenzen, C. J. and E. A. Knauf. “Beit Ras/Capitolias, a Preliminary Evaluation of the
Archaeological and Textual Evidence.” Syria 64 (1987): 21–46.
Leonard, John R. “Harbor Terminology in the Roman Periploi.” In Res Maritimae.
Cyprus and the Eastern Mediterranean from Prehistory to Late Antiquity. Proceedings
of the Second International Symposium “Cities on the Sea,” Nicosia, Cyprus, October
18–22, 1994, American Archaeological Research Institute Monograph Series, Vol.
1, eds. Stuart Swiny, Robert L. Hohlfelder, and Helena Wylde Swiny, 163–200.
Atlanta, 1997.
Leriche, P. “Le phénomène urbain dans la Syrie Hellénistique.” Bulletin d’études orientales 52 (2000): 99–125.
——. “Les fortifications grecques et romaines en Syrie.” In Archéologie et Histoire de la
Syrie II. La Syrie de l’époque achéménide à l’avènement de l’Islam, eds. J.-M. Dentzer
and W. Orthmann, 267–282. Saarbrücken, 1989.
Lipiński, Edward, ed. Dictionnaire de la civilisation phénicienne et punique. Turnhout,
1992.
Longnon, Jean and Peter Topping. Documents sur le régime des terres dans la
Principauté de Morée au XIVe siècle. Paris, 1969.
Longnon, Jean. “The Frankish states in Greece, 1204–1311.” In A History of the
Crusades, eds. R. L. Wolff and H. W. Hazard, Vol. 2, 235–274. Philadelphia, 1963.
Louis, A. “La conservation à long terme des grains chez les nomades et semi-sédentaires du sud de la Tunisie.” In Les techniques de conservation des grains à long terme:
leur rôle dans la dynamique des systèmes de cultures et des sociétés, eds. Marceau
Gast, François Sigaut, and Corinne Beutler, Vol. 1, 205–214. Paris, 1979.
Lurier, Harold E. Crusaders as conquerors: The Chronicle of Morea. New York, 1964.
Lyons, M. C. and D. E. P. Jackson. Saladin, the Politics of the Holy War. Cambridge, 1982.
Mabry, J. and G. Palumbo. “Wadi Yabis Survey.” In Archaeology of Jordan, Vol. 2.1,
Field Reports. Sites A-K., eds. D. Homes-Fredericq and J. B. Hennessy, 91–97.
Leuven, 1989.
Majewski, Teresita and Michael J. O’Brien. “The Use and Misuse of Nineteenth
Century English and American Ceramics in Archaeological Analysis.” Advances in
Archaeological Method and Theory 11 (1987): 97–209.
Mannoni, Tiziano. “Anciennes et nouvelles méthodes dans l’archéologie des échanges et du commerce.” In Exchange and Trade in Medieval Europe. Papers of the
Medieval Europe Brugge 1997 Conference, eds. Guy de Boe and Frans Verhaeghe,
7–14. Instituut voor het Archaologisch Patrimonium 3. Zellik, BE, 1997.
Marazzi, Federico and Paolo Delogu. San Vincenzo al Volturno: cultura, istituzioni,
economia. Miscellanea vulturnense 3. Montecassino: Abbazia di Montecassino, 1996.
Markl, Otto. Ortsnamen Griechenlands in fränkischer Zeit. Graz, 1966.
Markoe, Glenn E. Peoples of the Past: Phoenicians. London, 2000.
Martorelli, Rossana, ed. Città, territorio, produzione e commerci nella Sardegna medievale: studi in onore di Letizia Pani Ermini offerti dagli allievi sardi per il settantesimo compleanno. Cagliari, 2002.
Marzinot, Federico. Ceramica e ceramisti di Liguria. Genoa, 1979.
Matthews, John F. The Journey of Theophanes: Travel, Business, and Daily Life in the
Roman East. New Haven, 2006.
list of works cited
227
Mayerson, Philip. “Enigmatic Knidion: A Wine measure in Late Roman/Byzantine
Egypt?” Zeitschrift fur Papyrologie und Epigraphik 141 (2002): 205–209.
Mayerson, P. “Qualitative Distinctions for ἔλαιον (Oil) and ψωμίον (Bread).” Bulletin
of the American Society for Papyrology 39 (2002): 101–109.
Mazzucato, Otto. I “bacini” a Roma e nel Lazio. 2 vols. Rome, 1973–1977.
McCormick, M. Origins of the European economy: communications and commerce,
A.D. 300–900. Cambridge, 2001.
Meredith, David. “The Myos Hormos Road: Inscriptions and Ostraca.” Chronique
d’Égypte 31 (1956): 356–362.
Mignot, Ph., J. De Meulemeester, M. Boussalh, and M. Jlok. “Medieval Rural Settlement
in Murcia (Spain) and Present-Day Rural Settlement in the Moroccan Atlas.”
In European landscapes and lifestyles: the Mediterranean and beyond, eds. Z. Roca
et alii, 131–145. Lisbon, 2007.
Milanese, Marco. “Lo scavo archeologico di Castel Delfino (Savona).” Archeologia
Medievale 9 (1982): 74–114.
Milia, G. “La civiltà giudicale.” In Il Medioevo: dai giudicati agli Aragonesi, ed. Rafael
Conde y Delgado de Molina and Massimo Guidetti, 193–229. Storia dei Sardo e
della Sardegna 2. Milan, 1987.
Miller, K. Itineraria romana. Römische reisewege an der hand der Tabula peutingeriana. Rome, 1916.
Miller, William. The Latins in the Levant; a history of Frankish Greece (1204–1566).
London, 1908.
Minnen, Peter van. “House-to-house Enquiries: An Interdisciplinary Approach to
Roman Karanis.” Zeitschrift fur Papyrologie und Epigraphik 100 (1994): 227–251.
Molin, Kristian. Unknown Crusader Castles. London, 2001.
Molinari, A. “L’Italy du Sud.” In Le Vert et le Brun: de Kairouan à Avignon, céramiques
du Xe au XVe siècle, eds. Chapelle de la Vieille Charité (Marseille, France), Musées
de Marseille, and Réunion des musées nationaux (France), 119–123. Marseille, 1995.
Monceaux P. and L. Brossé. “Chalcis ad Belum: Notes sur l’histoire et les ruines de la
ville.” Syria 6 (1925): 339–350.
Montagne, R. “Un magasin collectif de l’Anti-Atlas: l’Agadir des Ikounka.” Hespéris
9 (1929): 145–266.
——. Villages et kasbas berbères: tableau de la vie sociale des Berbères sédentaires dans
le sud du Maroc. Paris, 1930.
Montanari, Armando. “A Modern Perspective: The Recent Development of Port Cities
in Southern Europe.” In Mediterranean Cities: Historical Perspectives, eds. Irad
Malkin and Robert L. Hohlfelder, 166–185. Totowa, 1988.
Montanari, M. “Il capitolare di Liutprando: note di storia dell’economia e dell’alimentazione.” In La civilta comacchiese e pomposiana dalle origini preistoriche al
tardo medioevo: atti del Convegno nazionale di studi storici, Comacchio 17–19 maggio 1984, ed. Convegno nazionale di studi storici, 461–475. Bologna, 1986.
Moracchini-Mazel, Geneviève. Les Monuments paléochrétiens de la Corse. Paris, 1967.
Moravcsik, G., ed. Constantine Porphyrogenitus, ‘De administrando imperio’. Trans.
R. Jenkins. Rev. ed. Corpus fontium historiae byzantinae 1. Washington, D.C., 1967.
Moreland, John. “Method and theory in medieval archaeology in the 1990’s.”
Archeologia Medievale 18 (1991): 7–42.
Moreland, J. [F.] “Restoring the Dialectic: Settlement Patterns and Documents in
Medieval Central Italy.” In Archaeology, Annales, and Ethnohistory, ed. A. Bernard
Knapp, 112–129. Cambridge, UK, 1992.
Moreland, J. “The Middle Ages, Theory and Post-Modernism.” Acta Archaeologica 68
(1997): 163–182.
——. “Concepts of the Early medieval Economy.” In The Long Eighth Century, eds.
I. Hansen and C. Wickham, 1–34. The transformation of the Roman world 11.
Leiden, 2000.
——. Archaeology and Text. London, 2001.
228
list of works cited
Morgan, Gareth. “The Venetian claims commission of 1278.” Byzantinische Zeitschrift
69 (1976): 411–438.
Morris, Ian. Archaeology as Cultural History: Words and Things in Iron Age Greece.
Oxford, 2000.
Motzo, Bacchisio R., ed. Il compasso da navigare; opera italiana della metà del secolo
XIII. Pref. e testo del Codice Hamilton 396. Cagliari, 1947.
Mouterde, E. and A. Poidebard. Le limes de Chalcis; organisation de la steppe en haute
Syrie romaine. Bibliothèque archéologique et historique 38. Paris, 1945.
Mouton, J. M. Damas et sa principauté sous les Saljoukides et les Bourides (486–
549/1076–1154). Cairo, 1994.
Muhs, Brian P. “The Girls Next Door: Marriage Patterns among the Mortuary Priests
in Early Ptolemaic Thebes.” Journal of Juristic Papyrology 35 (2005): 169–194.
Neglia, Giulia Annalinda. “Città del Mediterraneo: Aleppo, forme e tipi della città
intra moenia.” PhD diss., Politecnico di Bari, 2003.
Nepoti, Sergio. “Ceramiche tardo medievali spagnole ed islamiche orientali nell’Italia
centro settentrionale adriatica.” In Segundo Coloquio Internacional de Cerámica
Medieval en el Mediterráneo Occidental [Toledo, 1981], ed. Juan Zozaya, 353–363.
Madrid, 1986.
Nicolle, D. “Ain al Habis.” Archéologie Médiévale 18 (1988): 115–140.
Nielsen, Thomas Heine, Lars Bjertrup, Mogens Herman Hansen, Lene Rubinstein, and
Torben Vestergaard. “Athenian Grave Monuments and Social Class.” Greek, Roman
and Byzantine Studies 30 (1989): 411–420.
Nijf, Onno M. van. The Civic World of Professional Associations in the Roman Near
East. Dutch Monographs on Ancient and Archaeology 17. Amsterdam, 1997.
Nikoloudes, Nikos. “The Theme of Kinsterna.” In Porphyrogenita: essays on the history
and literature of Byzantium and the Latin East in honour of Julian Chrysostomides,
eds. J. Chrysostomides and Charalambos Dendrinos, 85–89. London, 2003.
Norman, Albert Francis. Antioch as a Centre of Hellenic Culture as Observed by
Libanius. Translated Texts for Historians 34. Liverpool, 2000.
Northedge, Alistair. Studies on Roman and Islamic ‘Ammān, Vol. 1, History, site and
architecture. British Academy monographs in archaeology 3. Oxford, 1992.
——. “Friedrich Sarre’s Die Keramik von Samarra in Perspective.” In Continuity and
Change in Northern Mesopotamia from the Hellenistic to the Early Islamic Period.
Proceedings of a Colloquium held at the Seminar für Vorderasiatische Altertumskunde
Freie Univeristät Berlin, 6th–9th April, 1994, eds. Karin Bartl and Stefan R. Hauser,
229–258. Berliner Beiträge zum Vorderen Orient Band 17. Berlin, 1996.
Oleson, John Peter. “The Technology of Roman Harbours.” The International Jorunal
of Nautical Archaeology and Underwater Exploration 17.2 (1988): 147–157.
Oman, C. The Art of War in the Middle Ages. London, 1991.
Orser, Charles E. “Can there be an Archaeology of the Great Famine?” In ‘Fearful
Realities:’ New Perspectives on the Famine, eds. Chris Morash and Richard Hayes,
77–90. Dublin, 1996.
Pamir, Hatice and Shin’ichi Nishiyama. “The Orontes Delta Survey: An Archaeological
Investigation of Ancient Trade Stations/Settlements.” Ancient West and East 1.2
(2002): 294–314.
Pamir, Hatice. “The Orontes Delta Survey.” In The Amuq Valley Regional Projects
Volume I: Surveys in the Plain of Antioch and Orontes Delta, Turkey. 1995–2002, ed.
K. Aslihan Yener, 67–98. Oriental Institute Publications 131. Chicago, 2005.
Panagiotopoulos [Panagiōtopoulos], V. Plēthysmos kai oikismoi tēs Peloponnēsou:
13os–18os aiōnas. Athens, 1987.
Papadopoulos, P. B. Frangoi, Enetoi kai Tourkoi stin Peloponnisou 1204–1821
[Phrankoi, Henetoi kai Tourkoi stēn Peloponnēson, 1204–1821]. Athens, 1969.
Paroli, Lidia. “Spiral Ware.” In Archeologia urbana a Roma: il progetto della Crypta
list of works cited
229
Balbi. 3, Il giardino del Conservatorio di S. Caterina della Rosa, ed. Daniele
Manacorda, Vol. 2, 237–238. Florence, 1985.
Patitucci Uggeri, S. “Saggio stratigrafico nell’area di San Pietro degli Schiavoni a
Brindisi. Relazione preliminare 1975–1976.” Richerche e Studi 9 (1976): 133–199.
——. La ceramica medievale pugliese: alla luce degli scavi di Mesagne. Museo Civico
di Mesagne, 1977.
——. “Protomaiolica Brindisina.” Faenza 65 (1979): 241–255.
——. La Protomaiolica: bilancio e aggiornamenti. Quaderni di archeologia medievale
2. Florence, 1997.
Patterson, Jeremy. “Trade and traders in the Roman World: Scale, Structure, and
Organisation.” In Trade, Traders, and the Ancient City, eds. Helen Parkins and
Christopher Smith, 149–167. London, 1998.
Penã, Ignace. “Un puerto fluvial romano en el Orontes.” Liber Annus 45 (1995):
343–350.
Pereda Roig, C. Los hórreos colectivos de Beni Sech-Yel. Ceuta, ES, 1939.
Pestell, T. and K. Ulmschneider, eds. Markets in early medieval Europe: trading and
productive sites, 650–850. Macclesfield, Cheshire, UK, 2003.
Peters, F. E. “City planning in Greco–Roman Syria: Some New Considerations.”
Damaszener Mitteilungen 1 (1983): 269–277.
Philippson, A. Die griechischen Landschaften; eine Landeskunde, Vol. 3, Der Peloponnes,
Part 2, Der Westen und Süden der Halbinsel. Frankfurt am Main, 1959.
Piejko, Francis. “Episodes from the Third Syrian War in a Gourob Papyrus, 246 B.C.”
Archiv für Papyrusforschung und verwandte Gebiete 36 (1990): 13–27.
Pikoulas, Yannis [G.A.]. I notia Megalopolitiki chora. [Hē notia Megalopolitikē chōra:
apo ton 8. p. Ch. hōs ton 4. m. Ch. aiōna (symvolē stēn topographia tēs)]. Athens,
1988.
Pirenne, H. Medieval cities; their origins and the revival of trade. Princeton, 1925.
——. Mahomet et Charlemagne. Brussels, 1937.
Poli, Fernanda. La Basilica di San Gavino a Porto Torres: la storia e le vicende architet
toniche. Sassari, 1997.
Ponisch, Michel. Lixus. Le quartier des temples. Rabat, 1981.
——. “Lixus: Information archeologiques.” In Aufstieg und Niedergang der Römische
Welt. 2.10.2, 817–849. Berlin, 1982.
——. “Territoires utiles du Maroc punique.” In Phönizier im Westen, ed. Hans Georg
Niemeyer, 429–444. Madrider Beiträge 8. Mainz, 1982.
Porcella, F. “Il ‘fondo Pula’ e gli affiliati.” In La corona d’Aragona: un patrimonio
comune per Italia e Spagna (secc. XIV–XV): Cagliari, Cittadella dei Musei, 27 gen
naio1 maggio 1989, ed. Gabriella Olla Repetto, 365–377. Cagliari, 1989.
Prawer, J. Histoire du royaume latin de Jérusalem. 2 vols. Paris, 1970.
——. The World of the Crusaders. Jerusalem, 1972.
Pringle, D. “Magna Mahomeria (al-Bīra): the Archaeology of a Frankish New Town in
Palestine.” In Crusade and Settlement, ed. P. W. Edbury, 147–168. Cardiff, 1985.
Ragona, Antonino. “Le fornaci medievali scoperte ad Agrigento.” Faenza 51 (1966):
83–89.
——. “Le fornaci trecentesche per ceramiche invetriate scoperte a Sciacca nel 1971.”
Faenza 61 (1975): 3–6.
Rahtz, Philip. “New Approaches to Medieval Archaeology Part 1.” In 25 Years of
Medieval Archaeology, ed. David Alban Hinton, 12–123. Sheffield, 1983.
Rautmann, Marcus. “Archaeology and Byzantine Studies.” Byzantinische Forschungen
15 (1990): 137–165.
Rawson, Jessica, Michael S. Tite, and Michael J. Hughes. “The Export of Tang Sancai
Wares: Some Recent Research.” Transactions of The Oriental Ceramic Society 52
(1987–1988): 39–62.
230
list of works cited
Rey, E.-G. “Notes sur les territoires possédés par les Francs à l’Est du lac de Tibériade,
de la Mer Morte, et du Jourdain.” Mémoire de la société nationale des antiquaires de
France 41. 5th series, Vol. 1 (1880): 86–94.
Riavez, P. “Atlit—Protomaiolica. Ceramiche italiane nel Mediterraneo orientale.” In
2. Congresso nazionale di archeologia medievale: Musei civici, Chiesa di Santa Giulia,
Brescia 28 settembre–1 ottobre 2000, ed. Gian Pietro Brogiolo, 444–450. Florence,
2000.
Ricci, Andreina. I mali dell’abbondanza: considerazioni impolitiche sui beni culturali.
Rome, 1996.
Rickman, Geoffrey E. “Portus in Perspective.” In ‘Roman Ostia’ Revisted: Archaeological
and Historical Papers in Memory of Russell Meiggs, eds. Anna Galina Zevi and
Amanda Claridge, 281–291. London, 1996.
——. “The Archaeology and History of Roman Ports.” International Journal of Nautical
Archaeology and Underwater Exploration 17.3 (1988): 257–267.
Ritterhausgesellschaft <Bubikon>. Die Kreuzzüge Petra—eine Spurensuche. Bubikon:
Ritterhausges, 2006.
Roueche, Charlotte. Performers and Partisans at Aphrodisias in the Roman and Late
Roman Periods: A Study Based on Inscriptions from the Current Excavations at
Aphrodisias in Caria. Journal of Roman Studies Monographs 6. London, 1993.
——. Aphrodisias in Late Antiquity: The Late Roman and Byzantine Inscriptions
Including Texts from the Excavations at Aphrodisias Conducted by Kenam T. Erim.
Journal of Roman Studies Monographs 5. London, 1988.
Rovina, D. “Ceramiche graffite medievali e post medievali dal San Nicola di Sassari e
altri siti della Sardegna centro settentrionale.” In [Atti:] 19. Convegno internazionale
della ceramica: La ceramica graffita, Albisola, 30 maggio–4 giugno 1986, 201–209.
Albisola (Savona), 1989.
——. “Il Duomo di Sassari: recenti indagini archeologiche.” In Sassari le origini, eds.
AA.VV., 161–172. Sassari: Gallizzi, 1989.
——. La Sezione Medieval del Museo “G. A. Sanna” di Sassari. Piedimonte Matese,
2000.
Rowland, Robert J. The Periphery in the Center: Sardinia in the Ancient and Medieval
Worlds. BAR International Series 970. Oxford, 2001.
Ruegg, S. Dominic. “Minturnae: A Roman Seaport on the Garigliano River, Italy.” In
Archaeology of Coastal Changes: Proceedings of the First International Symposium
“Cities of the Sea” Past and Present, Haifa, Israel, Sept. 20–22, 1986, ed. Avnar Raban,
209–228. British Archaeological Reports International Series 404. Oxford, 1988.
Ruffing, Kai. “Das Nikanor-Archiv und der römische Süd- und Osthandel.” Münstersche Beiträge zur antiken Handelsgeschichte 12.2 (1993): 1–26.
Salvi, D. “La ceramica medievale e post-medievale.” In Santa Chiara. Restauri e
Scoperte, ed. A. Ingegno, 133–151. Cagliari, 1993.
Sanpaolesi, Piero. Il Duomo di Pisa e l’architettura romanica toscana delle origini.
Cultura e storia pisana 4. Pisa, 1975.
Sari, Aldo. “Il romanico nel guidicato di Torres tra XI e XIII secolo.” In La civiltà
giudicale in Sardegna nei secoli XI–XIII: fonti e documenti scritti. Atti del convegno
nazionale, Sassari, Aula Magna dell’Università, 16–17 marzo 2001; Usini, chiesa di
Santa Croce, 18 marzo 2001, 439–457. Sassari, 2002.
Sauer, Eberhard W., ed. Archaeology and Ancient History: Breaking Down the
Boundaries. London, 2004.
Sauvaget, Jean. “L’enceinte primitive de la ville d’Alep.” Mélanges de l’Institut Français
de Damas 1 (1929): 133–159.
——. «Les perles choisies» d’Ibn ach-Chihna. Matériaux pour servir à l‘histoire de la
ville d‘Alep 1. Beyrouth, 1933. Reprint, Frankfurt am Main, 1993.
——. “Esquisse d’une histoire de la ville de Damas.” Revue des études islamiques 8
(1934): 421–480.
list of works cited
231
——. “Le plan de Laodicée-sur-Mer.” Bulletin d’études orientales 4 (1934): 81–114.
——. “Le plan de Laodicée-sur-Mer (note complémentaire).” Bulletin d’études orientales 6 (1936): 51–52.
——. “Le ‘tell’ d’Alep.” In Melanges syriens offerts a monsieur Rene Dussaud, secretaire
perpetuel de l’Academie des inscriptions et belles-lettres, par ses amis et ses eleves.
2 vols. Ed. Academie des inscriptions & belles-lettres (France), Vol. 1, 59–63.
Bibliotheque archeologique et historique 30. Paris, 1939.
——. “Le plan antique de Damas.” Syria 26 (1949): 314–358.
——. Alep, essai sur le développement d’une grande ville syrienne, des origines au milieu
du XIXe siècle. 2 vols. Paris, 1941.
——. “Les trésor d‘or” de Sibt Ibn al-’Ajami. Matériaux pour servir à l‘histoire de la
ville d‘Alep 2. Beyrouth, 1950.
Sawyer, Peter H. “English Archaeology Before the Conquest: A Historian’s View.” In
25 Years of Medieval Archaeology, ed. David Alban Hinton, 44–47. Sheffield, 1983.
Schnapp, A. “Archeologia urbana, archeologia preventiva.” In Archeologia urbana e
centro antico di Napoli: atti del convegno 1983, ed. Stefania Adamo Muscettola,
25–27. Taranto, 1984.
Schryver, J. “Spheres of Contact and Instances of Interaction in the Art and Archaeology of Frankish Cyprus, 1191–1359.” PhD diss., Cornell University, 2005.
——. “Colonialism or Conviviencia in Frankish Cyprus?” In Boundaries in Depth
and in Motion, ed. I. William Zartman, 198–230. Athens, GA, 2010.
Serra, Renata. La Sardegna. Italia romanica 10. Milan, 1989.
Sidebotham, Steven E. Roman Economic Policy in the Erythra Thalassa. 30 B.C.–A.D.
217. Mnemosyne Supplement 91. Leiden, 1986.
Sinclair, Thomas Alan. Eastern Turkey: An Architectural and Archaeological Survey,
Vol. 4. London, 1990.
Smail, R. C. Crusading warfare 1097–1193. Cambridge, 1995.
Small, David B. “Monuments, Laws, and Analysis: Combining Archaeology and Text
in Ancient Athens.” In Methods in the Mediterranean: Historical and Archaeological
Views in Text and Archaeology, ed. David B. Small, 143–174. Mnemosyne Supplement
135. Leiden, 1995.
Snodgrass, Anthony MacElrae. An Archaeology of Greece: The Present State and Future
Scope of a Discipline. Berkeley, 1992.
Spanu, Piergiorgio. “I possedimenti Vittorini del Priorato Cagliaritano di San Saturno. Il
santuario del martire Efisio a Nora.” In Città, territorio, produzione e commerci nella
Sardegna medievale: studi in onore di Letizia Pani Ermini offerti dagli allievi sardi per
il settantesimo compleanno, ed. Rossana Martorelli, 65–103. Cagliari, 2002.
Stephan, Robert P. and Arthur Verhoogt. “Text and Context in the Archive of
Tiberianus (Karanis, Egypt; 2nd century AD).” Bulletin of the American Society for
Papyrology 42 (2006): 189–201.
Stone, Elizabeth C. “Texts, Architecture and Ethnographic Analogy: Patterns of
Residence in Old Babylonian Nippur.” Iraq 43 (1981): 19–33.
——. Nippur Neighborhoods. Studies in Ancient Oriental Civilization 44. Chicago,
1987.
Stuard, Susan Mosher. “Ancillary Evidence for the Decline of Medieval Slavery.” Past
and Present 149 (1995): 3–28.
Tantoulos, Antonis. “I entypi chartografisi tis Manis (16os–18os ai.), Istorikes kai
geografikes plirofories.” In Mani: Témoignages sur l’espace et la société. Voyageurs
et expéditions scientifiques (XVe–XIXe s.) [Manē: martyries gia to chōro kai tēn
koinōnia : periēgētes kai epistēmonikes apostoles, 15os–19os ai. : praktika sympo
siou, Limeni Areopolēs, 4–7 Noemvriou 1993], ed. Yannis [Giannēs] Saitas, 53–71.
Athens, 1996.
Tibble, S. Monarchy and Lordship in the Latin Kingdom of Jerusalem 1099–1291.
Oxford, 1989.
232
list of works cited
Tilley, C. Material Culture and Text: The Art of Ambiguity. London, 1991.
Tolias, Giorgos. The Greek portolan charts: 15th–17th centuries: a contribution to the
Mediterranean cartography of the modern period. Athens, 1999.
Turtas, Raimondo. Storia della chiesa in Sardegna: dalle origini al Duemila. Rome,
1999.
——. “La Chiesa Sarda dalle origini fino al periodo spagnolo.” In Storia della Sardegna,
eds. Manlio Brigaglia, Attilio Mastino, and Gian Giacomo Ortu, Vol. 1, 116–139.
Rome, 2006.
Tuzzato, S. “Venezia. Gli scavi a San Pietro di Castello (Olivolo). Nota preliminare
sulle campagne 1986–1989.” Quaderni di Archeologia del Veneto 7 (1991): 92–103.
——. “Le strutture lignee altomedievali a Olivolo (S. Pietro di Castello—Venezia).”
In Studi di archeologia della X Regio in ricordo di Michele Tombolani, eds. Bianca
Maria Scarfì and Michele Tombolani, 479–485. Rome, 1994.
—— et alii. “San Pietro di Castello a Venezia. Nota preliminare dopo la campagna
1992.” Quaderni di Archeologia del Veneto 9 (1993): 72–80.
Valmin, Mattias Natan. La Messénie Ancienne [Études topographiques sur la Messénie
ancienne]. Lund, 1930.
Van Berchem, Denis. “Le port de Séleucie de Piérie et l’infrastructure logistique des
guerres parthiques.” Bonner Jahrbücher 185 (1985): 47–88.
van Leuven, Jon. “Blank spots and grey zones: medieval mapping in southern Greece.”
In Eastern Mediterranean Cartographies, eds. Giorgos Tolias and Dimitris Loupis,
243–262. Tetradia Ergasias 25/26. Athens, 2004.
——. “The theme system.” In Encyclopedia of Greece and the Hellenic Tradition, ed.
Graham Speake, Vol. 2, 1614. London, 2000.
Van Liere, W. J. “Ager Centuriatus of the Roman Colonia of Emesa (Homs).” Les
annales archéologiques de Syrie: revue d’archéologie et d’histoire 8 and 9 (1959):
55–58.
Vannini, G. and C. Tonghini. “Medieval Petra: Settlement of the Crusader and Ayyubid
Periods.” American Journal of Archaeology 101.3 (July 1997): 534–5.
Vasmer, Max. Die Slaven in Griechenland. Berlin, 1941.
Vayiakakos, Dikaios. “Peri ta paratainaria tis Manis toponymia.” Athina [Athēna: syng
ramma periodikon tēs en Athēnais Epistēmonikēs Hetaireias] 68 (1965): 169–248.
——. “Kardamon—Kardamyli—Kardamyla.” Athina [Athēna: syngramma periodikon
tēs en Athēnais Epistēmonikēs Hetaireias] 81 (1995): 173–240.
——. “I Ardouvista—Androuvista—Megali Chora tis Exo Manis.” Lakonikai Spoudai
13 (1996): 5–172.
Vega, Noé Villaverde. “Aportaciones a la cronologia de la antigüedad tardía en
Mauretania Tingitana: datos de los vajilias africanas.” In Lixus. Actes du colloque
organisé par l’Institut des sciences de l’archéologie et du patrimonie de Rabat avec
le concours de l’école française de Rome, Larache, 8–11 novembre 1989, 337–364.
Collection de l’École français de Rome 166. Rome, 1992.
Violante, C. La società milanese in età precomunale. Bari, 1953.
Vliet, Edward Ch. L. van der. Strabo over landen, volken en steden. Van Gorcum’s
historische bibliotheek 94. Assen, NL, 1977.
Von Wartburg, M.-L. “Cane sugar production sites in Cyprus. Real and imagined.”
Report of the Department of Antiquities, Cyprus (2000): 381–401.
——. “The Archaeology of Cane Sugar Production: A Survey of Twenty Years of
Research in Cyprus.” Antiquaries Journal 81 (2001): 305–35.
Vorderstrasse, Tasha. AlMina: A Port of Antioch from Late Antiquity until the end
of the Ottomans. Publications de l’Institut historique-archéologique néerlandais de
Stamboul 104. Leiden, 2005.
——. “A Port of Antioch: Late Antique al-Mina.” In Antioche de Syrie: histoire, ima
ges et traces de la ville antique: colloque organisé par B. Cabouret, P.L. Gatier et
list of works cited
233
C. Saliou, Lyon, Maison de l’Orient et de la Méditerranée, 4,5,6 octobre 2001, eds.
Cabouret, Bernadette, Pierre-Louis Gatier, and Catherine Saliou, 363–372. Topoi
supplément 5. Lyon, 2004.
——. “A Port of Antioch under Byzantium, Islam, and the Crusades: Acculturation and
Differentiation at al-Mina, A.D. 350–1268.” PhD diss., University of Chicago, 2004.
——. “Archaeology of the Antiochene Region in the Crusader Period.” In East and
West in the Medieval Mediterranean I: Antioch from the Byzantine Reconquest
until the end of the Crusader Principality. Acta of the Congress held at Hernen
Castle in May 2003, eds. Krijnie Ciggaar and Michael Metcalf, 319–336. Orientalia
Lovaniensia Analecta 147. Leuven, 2006.
——. “Ptolemaic Silver in Roman Egypt: Evidence from Papyri, Hoards and
Excavations.” Dutch Studies Published by NELL 6.2 (2009): pp. 97–132.
Wagstaff, John Malcolm. “Further observations on the location of Grand Magne.”
Dumbarton Oaks Papers 45 (1991): 141–148.
Walker, B. J. and Øystein S. LaBianca. “The Islamic Qusūr of Tell Hisbān: Preliminary
Report on the 1998 and 2001 Seasons.” Annual of the Department of Antiquities of
Jordan 47 (2003): 443–471.
Walmsley, A. “The Middle Islamic and Crusader Periods.” In Jordan an Archaeological
Reader, ed. R. B. Adams, 495–537. London, 2008.
Ward-Perkins, B. “The towns of northern Italy: rebirth or renewal?” In The rebirth
of towns in the West, AD 700–1050: a review of current research into how, when,
and why there was a rebirth of towns between 700 and 1050, eds. R. Hodges and
B. Hobley, 16–27. London, 1988.
——. The fall of Rome: and the end of civilization. Oxford, 2005.
Weber, T. “Listib.” In Archaeology of Jordan, Vol. 2.2, Field Reports. Sites L-Z, eds.
D. Homes-Fredericq and J. B. Hennessy, 368–373. Leuven, 1989.
Whitcomb, D. “Trade and Tradition in Medieval Southern Iran.” PhD diss., University
of Chicago, 1979.
Whitehouse, D. “The Medieval Glazed Pottery of Lazio.” Papers of the British School
at Rome 35 (1967): 40–86.
——. “The Medieval Pottery of Rome.” In Papers in Italian Archaeology 1. The Lancaster
Seminar: Recent Research in Prehistoric, Classical, and Medieval Archaeology, eds.
H. McK. Blake, T. W. Potter, and David Whitehouse, 475–493. BAR Supplementary
Series 41. Oxford, 1978.
——. “7. The bacini of SS. Giovanni e Paolo, Rome; 8. Bacini at Gaeta.” In Medieval
Lazio: Studies in Architecture, Painting and Ceramics, eds. D. Andrews, J. Osborne,
and D. Whitehouse, 347–371. Papers in Italian archaeology 3. BAR International
Series 125. Oxford, 1982.
Wickham, Chris. Early Medieval Italy: Central Power and Local Society, 400–1000.
New studies in medieval history. London, 1981.
——. “Overview: production, distribution and demand, II.” In The Long Eighth Century,
eds. I. Hansen and C. Wickham, 345–377. The transformation of the Roman world
11. Leiden, 2000.
——. Framing the Early Middle Ages. Oxford, 2005.
Wilfong, Terry. “The Archive of a Family of Moneylenders from Jême.” Bulletin of the
American Society for Papyrology 27 (1990): 169–181.
Will, E. “Les villes de la Syrie à l’époque hellénistique et romaine.” In Archéologie et
Histoire de la Syrie, Vol. 2, La Syrie de l’époque achéménide à l’avènement de l’Islam,
eds. J.-M. Dentzer and W. Orthmann, 223–250. Saarbrücken, 1989.
Wilson, N. G. Scholars of Byzantium. London, 1983.
Wirth, E. Die orientalische Stadt im islamischen Vorderasien und Nordafrika: städtische
Bausubstanz und räumliche Ordnung, Wirtschaftsleben und soziale Organisation.
2 vols. Mainz, 2000.
234
list of works cited
Wooding, Jonathon M. “Long Distance Imports and Archaeological Models for
Exchange and Trade in the Celtic West AD 400–800.” In Exchange and Trade in
Medieval Europe. Papers of the Medieval Europe Brugge 1997 Conference, eds. Guy
de Boe and Frans Verhaeghe, 43–50. Instituut voor het Archaologisch Patrimonium
3. Zellik, BE, 1997.
Woolley, Charles Leonard. “Excavations Near Antioch in 1936.” The Antiquaries’
Journal 17 (1937): 1–15.
——. “The Excavations at Al Mina, Sueidia. II.” Journal of Hellenic Studies 53 (1938):
133–170.
——. A Forgotten Kingdom: Being a Result of the Results Obtained from the Excavations
of Two Mounds Atchana and Al Mina in the Turkish Hatay. London, 1953.
Yared-Riachi, M. La Politique extérieure de la principauté de Damas. Damascus,
1997.
Zacharakis, Christos. A Catalogue of Printed Maps of Greece, 1477–1800. 2nd ed.
Athens, 1992.
index
abbassid caliphate 132, 136–137
abd er rhaman 109, 110
adriatic 56, 96, 101, 175–176, 178,
196–197, 207
africa xii, 28, 83, 96, 99, 101, 108, 110,
114, 156, 159–160, 164
ahmad ibn tulun 137
ajlun 72–73, 75, 79–80, 86, 88–90
albania 94
albert d’aix 73
aleppo xii, 10–11, 78, 83, 115–153
arab conquest of 132
hellenistic-roman 117–127
Byzantine 127–129
Mamluk 11, 116–117, 120–121, 125,
127, 131, 141, 143, 146, 150, 152
medieval islamic 129–151
pre-islamic 10, 116–117, 121, 132,
134, 141, 143
urban fabric of 11, 115–153
aleppo, locations within
agora 120, 129, 133–134, 136
al-umari mosque 143–144
Bab antakia 121, 124–125, 133
Bab al-faraj 138, 143
Bab al-hadid 142, 146, 153
Bab al-nasr 121, 124, 129, 138, 153
Bab Quinnasrin 121, 124, 146–151,
153
Bab al-yahud 129, 143
congregational Mosque of 134, 136,
138
extra moenia 138, 140–142, 150
friday Mosque of 134
great Mosque of 121, 129, 134, 136,
141–142
intra moenia 140, 143
khans 136
musalla 136, 142
qaisariya 136
roman castellum 127, 137
roman forum 120, 129, 133–134,
136
sahn 136
suq 133–136, 138, 140, 142–143,
146–147
alexander ii, pope 111
al-Mina xi, 6–7, 15–39, 101
amaury i, King 79–80
amman 71, 80–81, 89
amphorae 191, 197, 200
antioch xi, 15, 25–27, 29–33, 36, 80,
124, 134
antiochene 25, 34, 36–37
aqaba 83
arab presence in the Mediterranean
93–114, 141
Arabia Felix 83
arabian peninsula 77
arabic 34, 75, 82, 171
arabs 11, 129, 152
aragon, Kingdom of 105
aragonese, language 42
archaeology vii, 181, 184, 186,
189–191, 193, 196, 205–207, 210
ethno- 11, 155–173
geo- 157
historical 6–7, 15–26 35
problem-oriented 8, 12, 196
non-selective 181, 196
rescue 206
urban 184, 205, 210
visible 10
architecture
architecture of aleppo 115–153
architecture of pisa 94–95, 97–98,
105, 106–109, 114
architecture of Sardinia 93–114
ecclesiastical 94, 105–106, 113, 189
armenia xi
little armenia 80
armenian(s) 34, 79
ascalon 78, 85
Assises (of Jerusalem) 72, 78, 87
assyrian 156
atlas Mountains 11, 157, 159, 166,
170–171
awnila river 171–172
ayyubid(s) 76–77, 82, 84, 89–90, 120,
127, 131, 138–140, 142–143, 146, 150
bacini 9–10, 93–114
churches with 94–95, 97–98, 105,
108–109, 114
Bagatti, Bellarmino 86, 90
Baldwin i 74
236
index
Baldwin of Bourg 74–75
Balearic Islands 108
Ballardini, Gaetano 100
Barceló, Miquel 170
Beaufort 43–44, 55–58, 63, 66–67
Beit Ras (see Irbid)
Berber(s) 11, 158–160, 165–166
Berti, Graziella 93–94
Bon, Antoine 47
Boni, Giacomo 180, 182
border(s)/borderlands 9, 41, 56, 71–73,
76, 78, 80, 82, 121
Bosra 72, 75, 77, 78, 80–82, 86, 90, 129
Burano 184
Byzantine Church 106
Byzantium 96, 108, 109, 110–111, 114
Cabezo de la Cobertera 157–158, 164
cadastral
maps and records 120, 124, 146–147
parcelling 140
survey 116, 134
canal embankments 189–191, 208, 210
Canal, Ernesto 193, 194
Cape Matapan 43, 62, 65
Capitolare 197
Carolingian(s) 110
Carolingian Age 175
economy 175
cartography 61, 117
Carver, Martin 206
castle(s) xii–xiii, 3, 41–69, 72, 74–75,
81–82, 88, 100, 157, 193
Catalan, countryside, village, etc. 165
Catalans 44, 51
Caves de Suète 74, 76, 82, 87
cellaria 165
centuriatio 121
centuriation 125
charters 85, 87’ 90, 164
Chronicle of Morea 8, 42, 58
church(es) 9–10, 22, 51–53, 67, 89, 90,
93–114, 138, 165, 180, 189–190, 193,
204, 207–208, 210
Church, The 106, 109–112, 114
Cittanova Eraclea 201, 203–205
Comacchio xiii, 197–198, 200–202, 205
Constantine VII Porphyrogenitus
52–53, 64, 193
context 6, 11, 18–20, 24–26, 38, 95,
109, 156–157, 170, 180–181, 184, 206
Corsica(n) 28, 111
Corsy 77, 81, 86, 90
Crusader period, settlement, etc. 9, 32,
34, 52, 71, 73, 82, 84, 89
Crusader(s)/Crusade(s), The xii, 3, 8,
34, 41, 43, 56, 59, 71–91
cul-de-sac(s) 141, 147, 150, 151
Cutler, Anthony 108
Damascus 73–75, 77–79, 83–84, 125,
132, 137
Decapolis 72, 77, 86
Delogu, Raffaello 106
Dera’a 72, 74–77, 83, 86–90
Deschamps, Paul 73–74, 87
Desiderius 111, 112
diocese(s) 109, 207–208
Dorigo, Wladimiro 190
early medieval emporia 12, 175–176,
178, 201
early medieval period 12, 175–176,
178, 180
economy 4, 12, 77, 175, 178, 196
economic system(s) 176
Egypt 16, 25, 37, 39, 77, 97
Egyptian(s) 25, 76
el-Habis 74–75, 82, 86–87, 89
emporium/emporia 12, 175, 178, 197
debate 175–176, 178,
ensilage 159
ethnology 11, 155
excavation(s) xi–xiii, 11, 18–19, 22,
72, 84, 86, 89, 91, 95, 98, 101, 103,
110, 157–158, 164, 167, 180–181, 183,
186–190, 193–194, 196, 201, 204, 207
Ezerite Slavs 64–67
Fatimid(s) 97, 137
fieldwalking 158
Fontana, Maria Vittoria 102
Fourth Crusade 8, 43
Francovich, Riccardo 95
Frankish castles, settlements, etc. xi,
8–9, 43, 46, 52–54, 57, 59, 63, 66–67,
69, 71–91
Franks 9, 44, 46–48, 50, 53–56, 59–62,
66–67, 71–91
French, language 34, 42, 63
Gadara 77, 81, 84, 86–89
Georgian(s) 34
Georgian speakers 22
Gerasa (see Jerash)
Giovanni Diacono, Chronicle of
GIS 208
Giudicati 109, 111–112
glazed tiles 108
Godefrey of Bouillon 73, 76
196
index
Golan Heights 72, 74, 76–77, 81, 90
granary(ies) 11, 155–173, 210
agadir 159–160, 162–164
collective 159–162, 164–167
fortified 11, 157–168
ghorfa 160–162
ksar 160–162, 166
Grand Magne 8, 43–44, 58–63, 65–67
Greece 8, 41–69, 100–101
Greek, language 22, 34, 42, 56, 58, 63,
117
Green, Joseph 86
Gregoras 59–60, 64
Gregorian Reformation 94, 106–107,
110
Gregory VII, Pope 112
Gritsena 8, 43, 45–47, 49–52, 54–55,
62, 67
harbour(s) 15–16, 28, 30, 32–33,
35–39, 55–56, 60, 66
Hattin, Battle of 72, 77, 90
Hauran 72, 74–79, 86
Hejaz Road 77, 83
Heraclius (Byzantine emperor) 201
Hodges, Richard 178
Holy See 10, 106
holy 83
Hugue de Fauquenberg 74
Hugues de Léle 49–51
India 83
Iraq 83, 94, 137
Irbid 88, 90
irrigation 156–158, 166, 168–173
hydraulic networks 168–173
qanats 158, 172–173
Islamic Spain 156, 159
Islamic world 9, 93, 96
Israel 72, 76
Italian, language 42
Italians 34, 57
Italy 93–114, 175–209
Jacques-Meunié, Djamila 166
Jean d’Ibelin 78
Jebel Au’f 72, 75
Jerash (Gerasa) 75, 80–81, 84, 86
Jerusalem 9, 74–75
Jerusalem, king(s) of 74–75
Jerusalem, Kingdom of xii, 9, 71–72,
76, 85, 90
jizah 109–110
Jordan xi-xiii, 1, 72, 82–83, 85, 89–90
Jordan River 72–73, 75–76, 79, 84–85
237
Jordan Valley 84, 86
Jordanian 77, 84, 88–89
Kandak al-Rum 127, 140, 142
Kardamyli 50–52, 54–55, 68
Khalid ibn al-Walid 132
Khosrau I 127
Koran 162, 168
Kufranja Valley 86
Late Antiquity 134, 175, 184, 191, 207
Latin East 3, 72, 85
Leake, William 46–48, 51, 53, 57, 61
Leftro 43–44, 52–53, 55–59, 63–64,
66–67
Lenzen, Cherie 90
Leuktron 44, 52, 54–59, 63–64, 66–67
Liutprand (Lombard king) 197
London 205
Longobards 197
Mabry, Jonathan 88
Mahomérie 88
Maiorchine Islands 97
Mamluk 72, 84, 89
Mani peninsula 8, 41–69
Marghane River 166–167, 171–172
medieval architecture
Sardinia’s 105–106
archaeology of 190
Meidan, Plain of 72, 83, 85, 90
Meling Slavs 43–44, 46, 52–55, 58–60,
62–67
Metamauco 204
Middle East xi, xii, 81, 100, 134, 156
Middle Eastern cities 140
Mistra 43–44, 53, 57–62, 64
monastic order(s) 109, 112–113
Montreal (Shawbak) xii, 82, 85, 90
Morea 43, 51, 53, 57
Morocco 1, 11, 28, 36, 96, 155,
157–160, 162, 165, 170, 173
Mudejar(es) 156, 158
Murano 184
Muratori, Saverio 115
Murcia(n) 11, 157–158, 168–170
Nicephorus Phocas 137
North Africa 96, 99, 101, 108, 110, 114
Nur al-Din 75, 79, 138
Olivolo 189, 207–208
Orient, the 44
oriental 83, 84
Orientalists 36
238
index
Orontes River 7, 26–27, 29–32, 35–36
Ottoman(s) xi, 36–37, 39, 88, 136, 156
Oultre Jourdain xii, 71–72, 76–78, 80
Procopius 191
Ptolemy III 22, 30
Ptolemy 57
Pachymeres 55–56, 59, 67
Palmyra 80–81, 134
Palumbo, Gaetano 88
papyri 18–20, 25
papyrology 19, 37
Passava 43–45, 49, 60, 62–63, 66
Passeri, Gian Battista 93
Patitucci Uggeri, Stella 102
Pausanius 30–31
Peloponnese xi, 8, 41–69
Persia 142
Persian Gulf 83
Persian invasion of 540 127
Persians 34
Petra xi–xii, 71, 85
Philippe de Milly 80
photography, aerial and satellite 117,
158
Pirenne, Henri 175
Pisa 102
merchants from 106, 108–109,
110–112, 113
Opera of Santa Maria 112, 113
planning, city and town 10, 116–118,
121, 124–125, 127, 137, 140, 142,
152
Po River
delta 197
valley 197, 201
Polish archaeologists/excavations 180,
183
port(s) xi, 6, 15–39, 57, 61, 66–67, 83,
97, 109, 197
Porto Kayio 59–62, 66
Posidonius 30
pottery
bacini 93–114
cobalt and manganese (CoMn) glaze
97, 101
Gela ware 98–99
graffito 103–104
incised slip ware 100, 101
lead glaze 97, 98, 100, 102
lusterware 99–100, 101
protomajolica 99, 100–101
Pula ware 99
slipped ware 103–104
spiral ware 100–102
Principality of Achaea 8, 43, 53
Qasr Berdawil 80–81
Quweiq River 125
radiocarbon dating 167
Ravenna 205
Red Sea 76, 83
regadio 169
Roger de Loria 61
rural settlement 11, 155–173
sagrera 165
Sardinia xii, 9, 28, 93–113
Sawad 71, 73, 75–76, 84
Schnapp, Alain 206
Sea of Galilee 73, 84–85
secundum coelum 121–122, 124–125,
143, 145
secundum naturam 123–124, 126,
146–149
Segura River 157–158
Seleucus I 117
Seljuks 74–75, 77
Seljuk Empire 138
Shawbak (see Montreal)
Sicily 96, 98–99, 101–103, 105, 108
Spain xiii, 1, 11, 94, 96, 99, 101, 105,
108, 110, 155–157, 164, 173
Sphrantzes xi, 64
Strabo 30–31, 57
Straits of Gibraltar 156
sugar 84–85
sugar cane 80, 84
sugar factories and production 84,
86, 88
Syria xiii, 1, 10–11, 30, 35–37, 72,
76–77, 79, 83–85, 115–153, 156
Syriac 34
Syrians 9, 74–76, 80, 115–153
Tancred de Hauteville 73–74, 76
Taygetos mountains 44, 46, 51, 53–54,
58, 62, 64–65, 68
Tazlaft 165–168, 171–173
Templar(s) 79, 80, 82, 89, 90
presence in Oultre Jourdain 80, 86,
89
Terre de Suète xii, 9, 71–91
Thietmar, Magister 81
Tibble, Steven 72–73, 87
index
Tiberias 73, 84
Lake Tiberias 72, 86–88
prince(s) of 90
Tongiorgi, Liana 94
topography/topographic concerns 51,
53, 61, 63, 171, 186, 190, 196, 204,
210
Torcello 180, 182–183, 191, 193,
195–196, 204
glass workshop 183, 193
towns 52, 71, 79, 81, 86, 113, 175–177,
179, 185, 201
new 176, 178, 197
Transjordan 75–76, 80–83, 85
Tripolitania 160–162
Tughtekin 74
Tunisia xiii, 96–99, 101, 159–165
Turks 44, 50, 75, 141, 161
Tyre 84–85
Umayyad caliphate 132
Unar of Damascus 78
Valencia 99–100, 169
Valle de Ricote 11, 156–157, 168, 170
Valle Ponti 197, 201
239
Venetian Lagoon 175–209
San Francesco del Deserto 184, 191,
196
San Lorenzo di Ammiana 182, 184,
193, 196
Venetians 44, 56–57
Venice xiii, 8, 12, 104, 175–209
Austrian (period) 186
San Pietro di Castello 207–208
Rivoalto 189, 191, 204, 206–207
Victor III, Pope (see Desiderius)
Wadi Yabis 89
Wadi Zarka 72, 80
William II Villehardouin 43, 45–47,
52–53, 57–59, 62, 66
William of Bures 90
William of Tyre 75, 78–79, 82, 85, 87
‘winner’ vs ‘loser’ sites 204–205
Woolley, Sir Leonard 15, 22, 37
Yarmouk River 74, 81–82, 86
Yemen 83, 94
Zengids
136, 138–139, 143
figureS
figure 1: polychrome lead glaze bacino from the church of San gavino of porto torres. produced in north
africa (tunisia) in the second half of the eleventh century.
figure 2: Map of Sardinia, with the four giudicati and names
of all churches that have or had bacini.
figure 3: façade of the church of Santa giusta at oristano. The church has
been heavily restored and rebuilt in parts.
figure 4: façade of the church of San nicolò at ottana. The bacini on the
façade are replicas placed during the restoration.
figure 5: church of San platano at villaspeciosa: a quintessential Sardinia hybrid structure with Byzantine
spolia, bi-chromatic masonry, typically pisan roundels, and cavities for bacini.
figure 6: Map of the western Mediterranean production centres, cities, and monasteries mentioned in the text.
figure 7: fragment of a coMn bacino from tunisia, 1200–1250, from the
church of San lorenzo in cagliari.
figure 8: polychrome lead glaze bacino on San nicolò of trullas in Semestene,
produced in eastern Sicily during the second half of the eleventh century.
figure 9: luster ware and glazed blue on white slip bacino from the church of Santa Susanna in Busachi. Spanish
production (valencia), 1300–1350.
figure 10: luster ware and glazed blue on white slip bacino from the church of Santa Susanna in Busachi. Spanish
production (valencia), 1300–1350.
figure 11: façade of the church of Santa Barbara in Sassari, consecrated
in the 1270s. The church had more than seventy bacini from at least three
different italian production centers. The pottery predates the construction
of the church.
figure 12: protomajolica bacino from the church of Santa Barbara in Sassari. production of campania, second
half of the thirteenth century.
figure 13: Spiral ware bacino from the church of San vito in San priamo. Southern italian production,
first half of the thirteenth century.
figure 14: Monochrome bacino without graffiti from the church of
San Vito in San priamo. Southern italian production, first half of the
thirteenth century.
figure 15: detail of the façade of the church of Santa trinità at Saccargia in
condrongianus. note that it has been completely rebuilt during the first half
of the twentieth century. The bacini are primary-colored plates—no attempt
to replicate the originals was made.
figure 16: façade and bell tower of the church of Santa trinità at Saccargia
in condrongianus.
figure 17: polychrome lead glaze bacino from San nicolò of trullas in Semestene. eastern Sicilian
production, eleventh century. note how the bacino is built into the masonry.
figure 18: façade of the church of San pietro di Sorres at Borutta.
figure 19: The church of Santa giusta at oristano (heavily restored).
The last two stories of the bell tower are completely rebuilt ex novo.
table 1: list of churches with surviving bacini or recesses for bacini in each giudicato.
SaSSari
church
toWn
date
date
(uSing Bacini) (accepted)
extant Bacini
origin of
Bacini receSSeS production
porto torreS
SeMeStene
ardara
olBia
SaSSari
condrongianuS
MoreS
1050–1080
1080
pre-1107
pre-1111
pre-1113
—
1100–1120
1112
1116; 1180–1200
1100–1150
3
6
8
—
—
51‡
—
9
1
11‡ + 40‡
~1
8
9
10
11
S. gavino
S. nicolo di trullaS
S. Maria del regno
S. SiMplicio
S. pietro in SilKi
S. trinita di Saccargia
noStra Signora di
todorache*
S. Michele di Salvenor
noStra Signora di talia
S. giorgio
S. antioco di BiSarcio
ploaghe
olMedo
uSini
oZieri
1110–1130
—
—
—
—
37
3
1
6
12
13
14
15
16
17
18
19
S. antonio aBate*
S. pietro di SorreS
S. Maria Maddalena*
S. antonio
S. BarBara
S. nicola
S. Stefano
S. ponZiano
oSSi
Borutta
chiaraMonti
SaSSari
SaSSari
SaSSari
Monteleone roccadoria
Molara
1300–1350
1127
1130
pre-1135
1150–1160;
1170–1190
1150–1200
1170–1190
1210
1270
1270
1272
1260–1300
—
—
—
—
31
20
—
2
~2
2
~2
11
10
46
1
2
1
2
3
4
5
6
7
23
7
tunisia; Sicily
Sicily
replicas
S. italy; n. italy
Spain; S. italy; n. italy
Spain
table 1 (cont.)
cagliari
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
42
43
44
45
46
47
church
toWn
date
date
(uSing Bacini) (accepted)
extant Bacini
origin of
Bacini receSSeS production
S. lorenZo
S. Maria di SiBiola
S. platano
S. lucia
S. Maria delle graZie*
S. pietro di paradiSo
S. luSSorio*
S. BartoloMeo
S. Maria aSSunta
S. BarBara
S. chiara
S. pietro
S. pietro
S. geMiliano
S. priaMo
S. Salvatore
S. pietro
S. giovanni BattiSta
S. pietro di ponte
S. Saturnino
S. BarBara
S. Michele
S. Maria aSSunta
S. giovanni BattiSta
S. pietro
S. Biagio
S. guglielMo
S. narciSo
cagliari
Serdiana
villaSpecioSa
Serdiana
deciMuputZu
Quartuccio
SelargiuS
ortaceSuS
MaracalagoniS
furtei
cagliari
villa San pietro
villaMar
SeStu
San vito
SeStu
SettiMo
villaMar
Quartu Sant’elena
uSSana
capoterra
Siddi
guSpini
BaruMini
guaMaggiore
furtei
cagliari
furtei
1100–1110
2
—
—
—
—
—
—
—
—
—
3
—
—
2
10
—
—
—
12 + 1 †
1
4
—
—
—
—
—
—
—
1250–1275
1250–1275
1250–1300
1250–1300
pre-1247
1120–1130
pre-1141
1100-1200 (?)
1100-1200
1100-1200
1150–1200
pre-1219
post-1237
1200–1300
1257
1250–1270
1250–1270
1250–1270
1200–1250
1250–1280
1250-1300
1270–1280
1270–1290
1200–1300
1281
1280–1300
pre-1297
pre-1316
1300-1400
~48
9
3
2
2
1
1
1
1
1
3
32
6
10
10
10
5
10
57 + 7†
2
73
2
6
2
2
2
3+
14
tunisia; S. italy
tunisia; S. italy
S. italy
S. italy; n. italy
Spain; S. italy; n. italy
S. italy
Spain; S. italy
table 1 (cont.)
oriStano
church
toWn
48
49
S. giuSta
S. Maria
Bonarcado
50
51
52
53
54
55
56
57
58
S. Michele
S. leonardo
oratorio delle aniMe
S. giovanni BattiSta
S. Maria di Zuradile *
Santuario di Bonacattu
S. Severa
S. antonio da padova
S. SuSanna
SolaruSSa
MaSullaS
MaSSaMa
Zerfaliu
MarruBiu
Bonarcado
ollaStra SiMaxiS
Zeddiani
BuSachi
date
(uSing Bacini)
date
(accepted)
extant
Bacini
Bacini
receSSeS
origin of
production
32‡
—
32‡
2
replicas
1250–1280
1300–1350
1300–1350
1135–1145
1146–1147;
1242–1268
1150–1200
1180–1210
1200–1225
1200–1250
1200–1300
1242–1268
1250–1280
1200–1300
1342
—
—
—
—
—
13‡
1
2
4
1
2
5
2
8
14‡
1
9
5
replicas
S. italy
Spain
Spain
date
(uSing Bacini)
date
(accepted)
extant
Bacini
Bacini
receSSeS
origin of
production
1300–1350
1300–1350
pre-1116
1116–1160
post-1149
1300–1350
1300–1350
—
7‡
—
5
3
3
7‡
1
15
30
nuoro
59
60
61
62
63
church
toWn
S. giovanni BattiSta
S. nicolo
S. Maria di corte
S. antonio aBate
S. gavino
orotelli
ottana
Sindia
oroSei
oroSei
replicas
Spain
unidentified
* churches that had bacini, but have not been documented.
†
The original thirteenth-century building had 57 bacini, of which 12 survive. The sixteenth-century belfry had 7 bacini, of which 1 survives (from montelupo).
‡
new bacini and recesses have been inserted as part of restoration. it is unknown whether this decoration was original.