Tunnelling and Underground Space Technology 33 (2013) 171–185
Contents lists available at SciVerse ScienceDirect
Tunnelling and Underground Space Technology
journal homepage: www.elsevier.com/locate/tust
Modeling time-dependent behavior of gas caverns in rock salt considering
creep, dilatancy and failure
S. Nazary Moghadam a, H. Mirzabozorg a,⇑, A. Noorzad b
a
b
Civil Engineering Department, K.N. Toosi University of Technology, No. 1346, Valiasr Street, Mirdamad Intersection 19967, P.O. Box. 15875-4416, Tehran, Iran
Faculty of Water and Environmental Engineering, Power and Water University of Technology, Tehran, Iran
a r t i c l e
i n f o
Article history:
Received 20 January 2012
Received in revised form 12 July 2012
Accepted 1 October 2012
Available online 16 November 2012
Keywords:
Salt cavern
Creep
Non-linear analysis
Finite element method
Large deformation
Viscoplasticity
a b s t r a c t
In this paper, a numerical model of the time-dependent behavior of underground caverns excavated in
rock salt is presented. An elasto-viscoplastic constitutive model is utilized to describe dilatancy, shortterm failure as well as long-term failure during transient and steady state creep of rock salt. The constitutive model is employed by a Lagrangian finite element formulation to simulate the stress variation and
ground movement during creep of rock salt around the cavern within the framework of large deformations. Finally, finite element analyses are provided in order to investigate the efficiency and applicability
of the proposed computational model to represent time-dependent response of gas storage caverns in
rock salt.
Ó 2012 Elsevier Ltd. All rights reserved.
1. Introduction
Rock salt has increasingly attracted the attention of petroleum
industry as an ideal material providing valuable storage capacity
for natural gas and other hydrocarbons. Due to very low permeability and high ductility of rock salt, there is also motivation from
nuclear industry with particular interest related to the disposal of
radioactive waste. Underground storages of petroleum products
are more economical than surface tank storages which enable
much higher volumes and pressures to be achieved. This becomes
more evident taking into account the small amount of land required and security against external influences. The other advantage of underground storages in salt deposits is that salt caverns
may be created by solution mining techniques instead of the more
costly conventional excavation techniques. The above-mentioned
advantages make salt deposits one of the prime alternatives for
the construction of underground cavities for storage of petroleum
products or radioactive wastes and hazardous chemical wastes.
Time-dependent ground movement around an underground
opening excavated in a rock salt formation can progress continuously leading to significant or even full closure of the opening,
and also stress relaxation can occur around the opening up to small
ultimate stresses. The consequence of this behavior is that time-
⇑ Corresponding author. Tel.: +98 21 88779623; fax: +98 21 88779475.
E-mail addresses: saeed_nazarimoghadam@yahoo.com (S. Nazary Moghadam),
mirzabozorg@kntu.ac.ir (H. Mirzabozorg), noorzad@pwut.ac.ir (A. Noorzad).
0886-7798/$ - see front matter Ó 2012 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.tust.2012.10.001
dependent inelastic behavior of rock salt has to be considered in
the design and the stability analysis of underground excavations
in rock salt. A crucial time-dependent property of rock salt is the
time-dependent deformation behavior or creep behavior defined
as the inelastic deformation in time without fracturing. The creep
deformation can be decomposed into two components, namely
transient and steady state creep deformation. Transient creep is
the creep deformation component which continuously decreases
in time until a stable state is reached, while steady state creep
deformation continues indefinitely under constant or nearly constant stress state. In general, rock salt exhibits both transient and
steady state creep and it is only the time interval elapsed from
the application of the load that determines which of the two components of the creep deformation is dominant. In classic models,
the creep deformation is generally described using viscoplastic
theory based on the existing models for metals neglecting the
inelastic volume changes caused by the closing or the opening
and growth of microcracks. However, experimental evidence reveals that a typical manifestation of creep deformation of rock salt
involves irreversible dilatancy and compressibility in a broad range
of stress states. Hence, for a comprehensive description of the
time-dependent behavior of rock salt it is important to choose a
viscoplastic constitutive equation which considers irreversible
compressibility–dilatancy, damage and failure as well.
In order to investigate the time-dependent behavior of underground caverns excavated in rock salt, the constitutive modeling
of rock salt is of vital importance. Constitutive models used to de-
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S. Nazary Moghadam et al. / Tunnelling and Underground Space Technology 33 (2013) 171–185
scribe the mechanical behavior of rock salt are usually based on
viscoplasticity. Apparently, Perzyna (1966) was the first to suggest
the theory of viscoplasticity describing the time-dependent inelastic behavior, in which combined treatment of rheological and plastic phenomena is essential, using the overstress concept.
Viscoplastic problems can be solved using the numerical procedure
formulated by Zienkiewicz and Cormeau (1972, 1974) based on the
initial strain technique in the context of finite element discretization. In this time-marching procedure, after an elastic prediction
of the stress change is made, if resulting stress state exceeds the
yield criterion, viscoplastic strains are assumed to develop in time
until the yield condition is satisfied within an acceptable tolerance.
Several viscoplastic constitutive models have been developed and
tested for the description of the time-dependent behavior of rock
salt. In this regard, an empirical creep model of rock salt was developed for the Waste Isolation Pilot Plant known as the WIPP creep
model in which the inelastic volume changes are neglected (Herrmann et al., 1980a,b). Cristescu and Hunsche (1992, 1993) proposed a viscoplastic constitutive model for rock salt based on
triaxial experimental data in which transient creep, irreversible
volumetric compressibility–dilatancy, damage and failure were
considered. In that research, the effect of steady state creep and
large deformation was neglected. In another research, in the same
line of thought, Cristescu (1993) presented a procedure to determine a general viscoplastic constitutive equation which besides
transient creep, irreversible compressibility–dilatancy, short term
failure and damage, describes steady state creep. He introduced
long-term creep failure utilizing an energetic criterion, and also a
constitutive model for rock salt was given. Using the same procedure outlined in the previous researches conducted by Cristescu,
Jin and Cristescu (1998) formulated a new viscoplastic constitutive
model for transient creep of rock salt which was more appropriate
than previous models to incorporate into a finite element code. The
proposed constitutive model was employed by the authors to analyze the stress distribution around a plane strain borehole excavated in rock salt neglecting the effect of large deformation and
steady state creep. Paraschiv-Munteanu and Cristescu (2001) derived a semi-analytical procedure based on finite element discretization for the analysis of stress variation during creep of rock salt
around a plane strain borehole which describes compressibility–
dilatancy during transient and steady state creep as well as damage and failure of the rock salt in the case of small deformations.
Moreover, within the same framework, studies of Dawson and
Munson (1983), Munson et al. (1990), Aubertin et al. (1991), Yahya
et al. (2000), Peric and Crook (2004), Heusermann et al. (2003) and
other researches (Chang and Zoback, 2010; Fuenkajorn and Phueakphum, 2010; Glamheden and Curtis, 2006; Li et al., 2005; Shao
et al., 2003; Sharifzadeh et al., 2012; Wang et al., 2011; Xia et al.,
2007; Zhu et al., 2008) are worth mentioning. In particular, Yahya
et al. (2000) developed a unified viscoplastic model with a single
set of equations and material constants for describing both short
term and long term ductile behavior of rock salt. Furthermore, Peric and Crook (2004) carried out a research concerned with the aspects of computational strategies based on Lagrangian method for
the simulation of large deformation problems encountered in the
field of salt tectonics. Also, using a viscoplastic constitutive model
for rock salt based on experimental data given by Yahya et al.
(2000), a simulation of salt dome formation was presented by
the authors.
The objective of the present paper is to propose a computational
algorithm to simulate the time-dependent response of underground openings excavated in rock salt. An elasto-viscoplastic constitutive model, which is comprised of both Peric’s viscoplastic
power law representing transient creep and Cristescu’s steady
state creep model, is employed by a Lagrangian finite element formulation to describe dilatancy, short-term failure as well as long-
term failure during transient and steady state creep of rock salt in
the framework of large deformations. The computational model is
then implemented into a nonlinear finite element program, and
afterwards the capability of the proposed computational algorithm
to analyze the stress variation and ground movement during creep
of rock salt around a storage cavern is investigated using an axisymmetric finite element representation. Finally, finite element
analyses results obtained by the proposed model are presented
and compared with those of WIPP steady state creep model.
2. Kinematics
In a finite element representation, displacements can be expressed by the relationship
u¼
8 9
>
>
<u =
>
:
v >¼
w
;
X
8 9
>
< pxi >
=
Ni pyi ¼ Np
>
: >
;
pzi
ð1Þ
where the matrix N contains interpolation functions Ni and p is the
nodal displacement vector. Based on Green’s strain, which is valid
for large deflections, the nonlinear strain–displacement relation
can be defined by the following tensor equation:
Eij ¼
1 @ui @uj @uk @uk
þ
þ
2 @xj @xi @xi @xj
ð2Þ
where Eij is Green’s strain tensor. Also, Green’s strain vector E can be
defined in terms of the linear strain vector El and the non-linear
strain vector Enl as follows (Crisfield, 1991):
1
E ¼ fEx ; Ey ; Ez ; Exy ; Eyz ; Exz gT ¼ El þ Enl ¼ H þ AðhÞ h
2
@u @ v @w @u @ v @w @u @ v @w
T
;
;
;
;
; ;
; ;
h ¼
@x @x @x @y @y @y @z @z @z
ð3Þ
ð4Þ
where h denotes the displacement gradient vector and A(h) is a suitably defined matrix operator which contains displacement derivatives. The matrixes A(h) and H are defined in Appendix A. The
changes in the displacement gradient vector dh can be determined
in terms of the interpolation functions Ni and nodal variables dp via
dh ¼ Gdp
ð5Þ
where G contains the interpolation function derivatives. From the
expression for A(h), it is clear that dA(h)h = A(h)dh, therefore, by taking the variation from Eq. (3), the incremental form of the Green’s
strain can be expressed as
dE ¼ Bnl ðpÞdp
Bnl ðpÞ ¼ ½H þ AðhÞG
ð6Þ
ð7Þ
where Bnl(p) is the nonlinear strain–displacement transformation
matrix relating the increments of strain and displacement.
3. Elasto-viscoplastic constitutive relations
3.1. Elasto-viscoplastic model
A comprehensive description of the time-dependent behavior of
rock salt necessitates a viscoplastic constitutive model considering
not only transient and steady state creep but also compressibility–
dilatancy along with damage and failure. To this end, the viscoplastic constitutive equations proposed by Cristescu (1993), Jin and
Cristescu (1998) and Paraschiv-Munteanu and Cristescu (2001)
has been utilized to represent the mechanical behavior of rock salt.
However, as the time intervals considered in this paper are in a
range such that steady state creep is dominant, Cristescu’s viscoplastic transient model for rock salt may be cumbersome. There-
S. Nazary Moghadam et al. / Tunnelling and Underground Space Technology 33 (2013) 171–185
173
the basis of this argument, Eq. (13) can be rewritten in the rate form
as follows:
_ St
E_ ¼ E_ e þ E_ v p ¼ E_ e þ E_ Tr
v p þ Ev p
ð14Þ
where over-dot indicates the derivatives with respect to time and
_ St
E_ Tr
v p and Ev p denotes transient and steady state creep strain rate,
respectively. One of the main concepts incorporated in Cristescu’s
constitutive model is the short-term failure surface which is the locus of maximum values of octahedral shear stresses determined
with standard triaxial tests in relative short time intervals. The
short-term failure surface bounds the domain where constitutive
equations are valid. The following equation has been used to represent the short-term failure surface.
sf ¼ c1 c2 exp c3
Fig. 1. Illustration of Cristescu’s steady state viscoplastic potential surface, shortterm failure surface and C–D boundary.
fore, Peric’s viscoplastic power law (2004) has been employed to
describe transient creep of rock salt. In this section it is assumed
that compressive stresses and strains are positive while tensile
stresses and strains are negative.
The second Piola Kirchhof stress and Green’s strain components
do not change when the material is subjected to rigid body motions. Therefore, any material description developed for infinitesimal displacement analysis using engineering stress and strain
measures can directly be employed in large displacement and large
rotation but small strain analysis, provided that second Piola Kirchhof stress and Green’s strain are used (Bathe, 1996). Therefore, in
the following, constitutive equations are written in terms of second
Piola Kirchhof stress and Green’s strain. Second Piola Kirchhof
stress which energetically conjugates to the rate of Green’s strain
is denoted by the vector
S T ¼ fSx ; Sy ; Sz ; Sxy ; Syz ; Sxz g
ð8Þ
It should also be mentioned that, the constitutive functions used in
this paper are dependent on stress invariants, namely mean stress
0
Sm and the second deviatoric stress invariant j2 defined explicitly as
Sm ¼
Sx þ Sy þ Sz
3
n
o
S 0T ¼ S0x ; S0y ; S0z ; Sxy ; Syz ; Sxz
¼ fSx Sm ; Sy Sm ; Sz Sm ; Sxy ; Syz ; Sxz g
0
j2
1 02
02
¼
þ S2xy þ S2yz þ S2xz
S þ S02
y þ Sz
2 x
ð9Þ
ð10Þ
ð11Þ
where S0 is the deviatoric stress vector. In addition, the octahedral
shear stress s and the effective stress S are defined as
rffiffiffiqffiffiffiffi
pffiffiffi
2 0
2
j
s¼ S¼
3 2
3
ð12Þ
Sm
S
ð15Þ
In this equation, sf is the octahedral shear stress at failure, c1, c2 and
c3 are material constants and S⁄ is the unit stress. Another crucial
concept is the compressibility–dilatancy (C–D) boundary, i.e.
X = 0, which separates the domain where a rock is compressible,
i.e. X > 0, and the domain where the rock is dilatant, i.e. X < 0. In
compressibility domain the inelastic volumetric strain rate is positive leading to an irreversible reduction of the absolute value of the
volume as well as closure of microcracks and pores. In contrast, in
dilatancy domain the inelastic volumetric strain rate is negative
leading to an irreversible increase of the absolute value of the volume as well as opening of microcracks and pores. The C–D boundary has been defined by the following equation:
X¼
s
S
þ f1
Sm
S
2
þ f2
Sm
S
¼0
ð16Þ
where f1 and f2 are material parameters. In order to describe transient creep of rock salt the following viscoplastic flow rule is
utilized:
E_ Tr
vp ¼
dETr
@F
vp
¼ K Tr hUðHÞi
@S
dt
ð17Þ
in which KTr is viscosity coefficient for transient creep, F is the viscoplastic potential function and the notation hi implies
hUi ¼
U IF : U > 0
0 IF : U 6 0
ð18Þ
The term U(H) is defined using Peric’s viscoplastic power law as
follows:
UðHÞ ¼
H
H0
N
1
ð19Þ
where H is the yield function, H0 is the yield stress and N is a material constant. As can be seen, the onset and continuance of transient
creep deformation is governed by the stabilization boundary defined by the following equation:
H H0 ¼ 0
ð20Þ
It is assumed that the total strain E can be decomposed into an elastic part Ee and an irreversible viscoplastic part Evp, and therefore the
total strain can be expressed as
The viscoplastic potential function for transient creep is defined
assuming associated flow rule, i.e. F = H, and also the yield function
is defined using the von Mises yield criterion as
E ¼ E e þ Ev p
H¼S
ð13Þ
In order to describe both transient and steady state creep, due to
distinct volumetric behavior for the two kinds of creep, it is further
assumed that the viscoplastic strain rate can be separated into transient creep strain rate and steady state creep strain rate. Indeed, unlike transient creep, the steady state creep must describe either
dilatancy or incompressibility, otherwise the volume could shrink
to zero by steady state creep (Cristescu and Hunsche, 1998). On
ð21Þ
It should also be mentioned that, the yield stress H0 can be a function of hardening parameter H0 defined by introducing a variable
yield stress as a function of the equivalent viscoplastic strain Ev p
as follows:
H0 ¼
dH0
dEv p
ð22Þ
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S. Nazary Moghadam et al. / Tunnelling and Underground Space Technology 33 (2013) 171–185
1
4f 1 s 2
2
Sa f2 þ f2 þ S
¼
S
2f1
1
4f 1 s 2
2
Sb f2 f2 þ S
¼
S
2f1
ð27Þ
ð28Þ
Furthermore, the function Q is defined by the equation
l
@Q
p s
¼
@ s S S
ð29Þ
where p and l are material parameters. As can be seen, in the compressibility region surfaces G = c represent horizontal straight lines
in Sm s plane indicating that in this region no steady state compressibility is possible, while in dilatancy region G = c depends on
Sm which indicates that in dilatancy region steady state dilatancy
is possible. It should also be mentioned that, classical failure criteria
defined only based on stress invariants can account for short-term
failure while failure of rock salt is strongly time-dependent. Therefore, an energetic long-term failure criterion based on inelastic
strain work per unit volume which represents the progression in
time of the damage has been used as follows:
WV
v p ðtÞ ¼
Z
0
t
Sm E_ V
v p dt
_
_
_
E_ V
v p ¼ Ev px þ Ev py þ Ev pz
Fig. 2. Initial geometry and boundary conditions of the cavern.
ð30Þ
ð31Þ
WV
vp
The equivalent viscoplastic strain is accumulated from the incremental equivalent viscoplastic strain defined by the following
equation:
dEv p
E_ v p ¼
dt
rffiffiffi
12
2 _2
1_2
Ev px þ E_ 2v py þ E_ 2v pz þ
¼
Ev pxy þ E_ 2v pyz þ E_ 2v pxz
3
2
in which
denotes volumetric viscoplastic strain work per unit
volume and E_ V
v p termed volumetric viscoplastic strain rate. In compressibility domain W V
v p increases which means that mechanical
ð23Þ
The equivalent viscoplastic strain can be considered as an internal
variable which governs the history dependency of the material. It
is worthy to note that the constitutive equation used for transient
creep neglects any irreversible volumetric changes. Moreover, for
the steady state creep of rock salt the following expression is
employed:
ESt
vp ¼
dESt
@G
vp
¼ K St
dt
@S
ð24Þ
where KSt is a viscosity coefficient and G is the viscoplastic potential
function for steady state creep defined by the equation
8
m nþ1
>
bS
Sm
s
>
þ Q Ss
IF : ðs P sm Þ or ðs < sm and Sm 6 Sa Þ
> nþ1 S
S
>
>
>
>
>
>
m nþ1
<
bS
Sa
s
þ Q Ss
IF : ðs < sm and Sa < Sm < Sb Þ
K St G ¼ nþ1
S
S
>
>
>
>
>
>
nþ1
nþ1
>
> bS s m Sa nþ1
>
þ Q Ss
IF : ðs < sm and Sm P Sb Þ
SSb
þ SSm
: nþ1 S
S
ð25Þ
in which b, m and n are material parameters and sm is the maximum
value of octahedral shear stress of C–D boundary that can be taken as
sm
S
¼
f22
4f1
ð26Þ
and also parameters Sa and Sb are obtained by intersecting the C–D
boundary with a horizontal straight line in Sm s plane for a fixed
value of s < sm, according to Fig. 1,
Fig. 3. Finite element configuration of the cavern analyzed by Owen and Hinton.
175
S. Nazary Moghadam et al. / Tunnelling and Underground Space Technology 33 (2013) 171–185
Table 1
Material parameters for transient creep of the rock.
Parameter
H0 (MPa)
N
KTr (1/year)
H (MPa)
Value
10
1
0.075
0
energy is stored by closing microcracks, while in dilatancy domain
WV
v p decreases which shows that mechanical energy is released by
opening and forming micro cracks. It can be concluded that, as
stress state locates in the compressibility domain, damage decreases until the maximum value of W V
v p is reached at the crossing
of the C–D boundary, and afterwards damage begins to increase
when dilatancy takes place. Consequently, the total decrease of
Fig. 5. Finite element mesh of the cavern excavated at 800 m below the ground
surface.
Table 2
Material parameters for WIPP steady state creep model of the rock salt.
Parameter
D (MPaM/day)
M
Q (Cal/Mole)
R (Cal/Mole °K)
T (°K)
Value
0.1257
4.9
12,000
1.987
304
V
WV
v p starting from its maximum value W v p max can be a measure
of the damage of rock salt given by
dðtÞ ¼ W V
vp
max
WV
v p ðtÞ
ð32Þ
where d(t) is the damage parameter at time t which is a moment of
time during the period when dilatancy occurs. In this paper, as the
proposed constitutive model neglects compressibility, the parame
ter W V
vanishes. Damage parameter at failure df which is the
vp
max
maximum energy release due to microcracking during dilatancy can
be obtained as
Sm
V
df ¼ W V
v p max W v p failure ¼ d0 S
2
3
ð33Þ
where d0 is a material parameter.
Another steady state creep flow rule utilized in the present paper is the WIPP empirical creep law (Herrmann et al., 1980a,b)
which is defined by the equation below:
Fig. 4. Comparison of the results obtained by the finite element code with those
obtained by Owen and Hinton; (a) variation of the radial displacement, (b) variation
of the radial stress, and (c) variation of the tangential stress.
3
Q
S0i;j
DSM exp
E_ St
v pi;j ¼
RT
2S
ð34Þ
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S. Nazary Moghadam et al. / Tunnelling and Underground Space Technology 33 (2013) 171–185
Table 3
Material parameters for Cristescu’s steady
state creep model of the rock salt.
Parameter
Value
b (1/day)
m
n
l
p (MPa/day)
f1
f2
S⁄ (MPa)
S0 (MPa)
c1 (MPa)
c2 (MPa)
0.864 109
5
0.1
5
0.3677184 107
0.017
0.9
1
53
38
34.9
0.04
0.0727
c3
d0 (MPa)
dEiv p ¼ E_ iv p dt i 6 T Ei
rffiffiffi
12
2 2
1 2
Ex þ E2y þ E2z þ
E¼
Exy þ E2yz þ E2xz
3
2
ð41Þ
ð42Þ
In addition, the change of time step length between successive
intervals can be limited by introducing the factor K as follows:
dt iþ1 6 Kdti
ð43Þ
As a result, the minimum value of time step lengths computed at
integration points which satisfy restrictions represented by Eqs.
(41) and (43) will be chosen for time integration process. For the explicit time marching scheme, stable and reasonably accurate solu-
where D and M are material constants, R is the universal gas constant, Q is the activation energy and T is the temperature in Kelvin
(K). The WIPP creep law has been used for comparison purpose.
3.2. Integration of constitutive equations
For elasto-viscoplastic problems, the accuracy of the global
solution is strongly affected by the accuracy of the computation
of the stress increments. As the stress–strain relationship take an
incremental form, a numerical integration procedure would be
used at the integration point level. To this end, viscoplastic strain
increment dEiv p occurring in a time interval dti can be determined
using the time stepping scheme as
h
i
dEiv p ¼ dt i ð1 hÞE_ iv p þ hE_ iþ1
vp
ð35Þ
in which for h = 0 the forward-Euler time integration scheme, which
is also referred to as fully explicit method, is obtained while h = 1
gives the backward-Euler or fully implicit scheme. In this paper,
the fully explicit method is employed, and therefore the change in
viscoplastic strain is defined as
dEiv p ¼ E_ iv p dti
ð36Þ
Since it is assumed that the total strain E can be decomposed into an
elastic part Ee and a viscoplastic part Evp, and since the elastic strain
Ee is related to the stress S by the elastic modular matrix C, stresses
can be evaluated at the end of the time increment dti as follows:
S iþ1 ¼ C Eiþ1 Eiþ1
vp
X
E_ iv p dt i
Eiv p ¼
ð37Þ
ð38Þ
Using this procedure, stresses are always updated from the end of
the last converged equilibrium state. In addition, in order to calculate the tangent stiffness matrix, the incremental form of Eq. (37) is
needed. Differentiation of Eq. (37) gives
dS i ¼ C dEi dEiv p
dS i ¼ C Binl ðpÞdpi E_ ivp dti
ð39Þ
ð40Þ
It should also be mentioned that, although explicit scheme can simplify the time integration process considerably, accuracy of the
solution can deteriorate severely with increase of time step length
which may lead to unstable results. Therefore, the time step length
should be limited in order to achieve a stable and accurate solution.
To this end, the factor T is defined which limits the maximum effective viscoplastic strain increment dEiv p as a fraction of the total effective strain E as follows:
Fig. 6. Comparison of the results obtained by Cristescu’s steady state creep model
with those obtained by WIPP steady state creep model; (a) variation of the radial
displacement, (b) variation of the radial stress, and (c) variation of the tangential
stress.
S. Nazary Moghadam et al. / Tunnelling and Underground Space Technology 33 (2013) 171–185
177
virtual work in the framework of Lagrangian description, a known
reference configuration is needed. In this regard, the total Lagrangian approach uses the initial unstressed configuration of the body
as its reference configuration. As a result, the equilibrium equation
of a deforming continuum body at time t + Dt based on total
Lagrangian approach can be written as
V ¼ V int V ext ¼ g T dpv ¼ 0
Z
V int ¼ S T dEv dV0 ¼ qTint dpv
V ext ¼
qText dpv
g ¼ qint qext ¼ 0
ð44Þ
ð45Þ
ð46Þ
ð47Þ
where Vint is the virtual work due to internal forces, Vext is the virtual work due to external forces, g is the out-of-balance force vector,
dpv is an arbitrary small virtual displacement, qint and qext are the
internal and external force vectors, respectively, and S is second Piola Kirchhof stress corresponding to the time t + Dt but is measured
using the initial unstressed configuration with volume V0 . Upon
substitution of Eq. (6) into Eq. (45) the internal force vector can
be obtained by the equation
qint ¼
Z
Bnl ðpÞT SdV0
ð48Þ
Consequently, the equilibrium equation can be rewritten as
g¼
Z
Bnl ðpÞT SdV0 qext ¼ 0
ð49Þ
In order to solve the nonlinear equilibrium equations represented
by Eq. (49), a time stepping technique is used. The time stepping
procedure linearizes the equilibrium equation with respect to time
Fig. 7. Comparison of the results obtained by Cristescu’s steady state creep model
with those obtained by WIPP steady state creep model; (a) variation with time of
the radial convergence at point A, (b) variation with time of the vertical
convergence at point C, and (c) variation with time of the vertical convergence at
point D.
tion can be obtained using a value of T in the range 0:1 6 T 6 0:2
but near the failure lower values in the range 0:01 6 T 6 0:05 is
necessary, and also a value of K ¼ 1:5 is suitable (Zienkiewicz and
Cormeau, 1974; Owen and Hinton, 1980).
4. Equilibrium equations
Based on the principle of virtual work, a continuum body is in
equilibrium if the virtual work of all forces acting on the body under a virtual displacement is zero. In order to apply the principle of
Fig. 8. SFR contour for Cristescu’s steady state creep model in the case of p = 0.
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S. Nazary Moghadam et al. / Tunnelling and Underground Space Technology 33 (2013) 171–185
K t ¼ K t1 þ K r
Z
K t1 ¼ Bnl ðpÞT CBnl ðpÞdV0
Z
K r ¼ GT b
SGdV0
ð55Þ
ð56Þ
ð57Þ
where Kt1 contains the linear stiffness matrix and the initial displacement stiffness matrix, Kr is the initial stress stiffness matrix,
and b
S is a 9 9 matrix containing stress components defined in
Appendix A.
Fig. 9. LFR contour for Cristescu’s steady state creep model in the case of p = 0.
Table 4
Material parameters for transient creep of the rock salt.
Parameter
H0 (MPa)
N
KTr (1/day)
H (MPa)
Value
9.15
4
0.152064
0
using a truncated Taylor series expansion. Therefore, during the
time step dti the incremental form of equilibrium equations are given as
g iþ1 ¼ g i þ dg i ¼ 0
dg i ¼
Z
h
ii
d Bnl ðpÞT S i dV0 þ
ð50Þ
Z h
ii
Bnl ðpÞT dS i dV0 dqiext
h
ii
S i Gdpi
d Bnl ðpÞT S i ¼ GT b
ð51Þ
ð52Þ
where dSi is given by Eq. (40) and the time step counter i starts from
a converged solution at the previous load increment. Using Eq. (40)
and rearranging Eqs. (50)–(52), the displacement increment which
occurs during time increment dti can be obtained by the following
equations:
K it dpi ¼ dF i
Z
dF ¼ Bnl ðpÞT C E_ v p dtdV0 þ dqext þ g
ð53Þ
ð54Þ
in which dF is the incremental pseudo-load vector and Kt is the tangential stiffness matrix which is defined as
Fig. 10. Results obtained by the present formulation in the case of p = 7 MPa; (a)
variation of the radial displacement, (b) variation of the radial stress, and (c)
variation of the tangential stress.
S. Nazary Moghadam et al. / Tunnelling and Underground Space Technology 33 (2013) 171–185
179
Fig. 11. Stress contours obtained by the present formulation in the case of p = 7 MPa; (a) radial stress contour, (b) vertical stress contour, (c) tangential stress contour, and (d)
shear stress contour.
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S. Nazary Moghadam et al. / Tunnelling and Underground Space Technology 33 (2013) 171–185
sumed to be hydrostatic which means that the primary stresses
are equal in all directions. Therefore, since at far enough distances
from the excavation stresses must tend towards the primary values, the boundary conditions at the outer surface of the model
are imposed such that the stresses at this surface become hydrostatic. This condition is simulated by applying distributed lateral
edge loading, which is equal to the hydrostatic stress in the rock
formation, at the outer surface of the model at time t = 0. Afterwards, due to the difference between the primary stress in the rock
formation and the cavern internal pressure p, elastic stress redistribution occurs and thereafter creep deformation of the rock initiates. Moreover, the material properties for transient creep of the
rock are presented in Table 1, and also elastic modulus, Poisson’s
ratio and the density of the rock are E = 6.9 GPa, t = 0.4 and
q = 2550 kg/m3, respectively.
In Fig. 4a–c, the results obtained by the computational algorithm employed herein are compared with those achieved by
Owen and Hinton, which is based on small displacement formulation, at stabilization of transient creep. Fig. 4a shows the variation
of the radial displacement u with the radial coordinate x along the
line AB, while Fig. 4b and c depict the distribution of the radial
stress Sxx and the tangential stress Szz along the line AB, respectively. As can be seen from the figures, the results of Owen and
Hinton are correctly reproduced by the finite element code.
5.2. Comparison between WIPP and Cristescu’s steady state creep
model
In the present analysis, using the proposed numerical procedure, Cristescu’s model is applied to simulate steady state creep
of rock salt around a storage cavern and the results are compared
Fig. 12. SFR contour obtained by the present formulation in the case of p = 7 MPa.
5. Numerical results
Numerical simulation of the time-dependent behavior of storage caverns excavated in rock salt is provided in this section. The
large finite element deformation formulation together with the
elasto-viscoplastic constitutive equations derived in previous sections has been implemented in a nonlinear finite element program.
Using this model, the efficiency and applicability of the proposed
computational algorithm in modeling of the time-dependent
behavior of salt caverns is investigated. In the following analyses,
eight-nodded isoparametric elements with reduced, i.e. 2 2,
Gaussian integration rule were employed.
5.1. Verification of the finite element code
With the purpose of verifying the results from the finite element code, the problem of stresses induced in the vicinity of an
excavated underground storage cavity solved by Owen and Hinton
(1980) was recomputed. In this problem only the transient creep of
a rock is considered, and also an axisymmetric representation is
employed. The initial geometry, boundary conditions and the finite
element mesh are shown in Figs. 2 and 3.
As it can be seen from the figures, the bottom of the model is
restrained against vertical displacements and the internal pressure
of the cavern p is assumed to be zero. Also, as it is shown in the finite element mesh of the cavern, the center of the opening is located at the depth of 800 m below the ground surface. It is
assumed that the cavern is instantaneously excavated at time
t = 0, and also the gravitational body forces consistent with the
density of the rock are applied to the model at time t = 0. For simplicity, in situ stress state before excavation of the cavity is as-
Fig. 13. Displacement field obtained by the present formulation in the case of
p = 7 MPa.
S. Nazary Moghadam et al. / Tunnelling and Underground Space Technology 33 (2013) 171–185
Fig. 14. Finite element mesh of the cavern excavated at 1400 m below the ground
surface.
with those of WIPP steady state creep model. The initial geometry,
boundary conditions and initial conditions are the same as those
represented in the first analysis while a finer finite element mesh
shown in Fig. 5 is used. The displacements which are obtained in
this condition are the summation of the displacements produced
from geostatic condition and those elastically generated due to
the excavation of the cavern together with the creep deformation
of the rock salt. In reality, however, since the gravity forces exist
before the excavation of the cavern, and since the relative displacements after excavation of the cavern are of concern, the geostatic
displacements are removed from the total displacements resulted
from the analyses.
The material parameters for WIPP steady state creep model
determined for New Mexico rock salt (Herrmann et al., 1980a,b)
are presented in Table 2. In addition, the constitutive parameters
for Cristescu’s steady state creep model (Cristescu, 1993; Jin and
Cristescu, 1998; Paraschiv-Munteanu and Cristescu, 2001), determined based on the experimental data obtained for New Mexico
rock salt (Herrmann et al., 1980a,b) as well as Avery Island rock salt
(Hansen and Mellegard, 1980; Mellegard et al., 1981), are given in
Table 3. According to the experimental data presented for Avery Island rock salt (Yahya et al., 2000) elastic modulus, Poisson’s ratio
and the density of the rock salt are assumed to be E = 31 GPa,
t = 0.38 and q = 2200 kg/m3, respectively.
Fig. 6a–c show the variation of the radial displacement, radial
stress and tangential stress with the radial coordinate along line
AB at time t = 500 days, respectively. Also depicted in these figures
are the instantaneous results obtained by elastic solution. In addition, the variation with time of the radial convergence u at point
181
A, the vertical convergence v at point C and the vertical convergence v at point D are plotted respectively in Fig. 7a–c in the both
cases of Cristescu’s steady state creep model and WIPP steady state
creep model.
As shown, the absolute values of radial displacement obtained
by Cristescu’s model are larger than those obtained by WIPP creep
model near the cavern surface, although in farther distances from
the cavern wall the difference between the two models diminishes
gradually until the two models reach the elastic solution representing the primary conditions. In the neighborhood of the cavern
surface, the absolute values of stress components obtained by
Cristescu’s model as well as WIPP model are smaller than those obtained by elastic solution due to slow relaxation, while at greater
distances from the cavity surface stress components approach
asymptotically to the primary values representing the hydrostatic
conditions. As observed, stress relaxation represented by Cristescu’s model is more considerable than the WIPP model which
may bring about a sooner short-term failure for Cristescu’s model
than WIPP model. It should also be mentioned that, due to stress
relaxation around the cavern surface the rate of cavity surface convergence decreases steadily in the case of Cristescu’s model as well
as WIPP model, and also Cristescu’s model shows faster cavity surface convergence compared with WIPP model.
Finally, in order to investigate the stability of the cavern using
Cristescu’s model, two parameters, namely short-term failure ratio
(SFR) and long-term failure ratio (LFR), have been defined. Based on
the Eq. (15), the parameter SFR is defined as the ratio of the current
octahedral shear stress to the failure octahedral shear stress, i.e.
SFR = s(t)/sf. Also, based on the Eqs. (32) and (33), the parameter
LFR is defined as the ratio of the current damage parameter d(t),
i.e. volumetric viscoplastic strain work per unit volume due to
the dilatancy of rock salt, to the failure damage parameter, i.e.
LFR = d(t)/df. The parameter SFR represents the allowable relative
octahedral shear stress while the parameter LFR represents the
allowable relative damage parameter. Therefore, the underground
cavern is stable as long as the parameters SFR and LFR are smaller
than one. For the SFR values greater than one, short-term failure of
the rock salt occurs while for the LFR values greater than one, longterm failure of the rock salt is encountered. The SFR and LFR contours for the present simulation in the case of Cristescu’s model
are illustrated in Figs. 8 and 9. According to the Fig. 9, as the LRF
contour close to the cavern surface is not equal to zero, it can be
concluded that the stress states in the neighborhood of the cavern
surface are in the dilatancy domain.
5.3. Application to stability analysis of salt caverns
In the last simulations, the capability of the proposed computational model to represent time-dependent response of gas caverns
excavated in rock salt is studied. The initial geometry, boundary
conditions, initial conditions and finite element mesh are the same
as those represented in the previous section, except that here the
opening is assumed to be filled with a gas under pressure, i.e.
p – 0. The allowable range of cavern internal pressure mainly depends on the geostatic stress of the rock salt in the neighborhood
of the cavern as well as the operational period of the cavern. In
general, up to a specific value of p, a greater internal pressure contributes to the stability of the cavern. However, the maximum
allowable internal pressure should be chosen such that the fracturing of rock salt and the increase in the permeability due to the
microfracturing of rock salt can be prevented. It should also be
mentioned that permeability of rock salt surrounding the cavern
can increase considerably when the internal pressure is equal to
the geostatic stress existing in the rock salt around the cavern (Rokahr et al., 1997). Therefore, in the present analyses, a cavern internal pressure which is appropriately lower than the geostatic stress
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S. Nazary Moghadam et al. / Tunnelling and Underground Space Technology 33 (2013) 171–185
Fig. 15. Comparison of the results obtained by the large displacements analysis with those obtained by small displacements analysis; (a) variation with time of the radial
convergence at point A, (b) variation with time of the vertical convergence at point C, (c) variation with time of the vertical convergence at point D, and (d) variation with time
of the cavern relative closure.
of around 18 MPa is chosen. Also, as stress relaxation occurs due to
the creep of rock salt, the minimum internal pressure of the cavern
should be set such that the fracture strength of the rock salt cannot
be exceeded in any location in the operational period of the cavern.
As a result, in the present analyses, an internal pressure of 7 MPa is
applied to the cavern surface at time t = 0 and then the cavern is
permitted to creep for 30 years.
The constitutive parameters for Cristescu’s steady state creep
model of rock salt are given in Table 3 while the material properties for transient creep obtained for Avery Island rock salt (Yahya
et al., 2000; Peric and Crook, 2004) are presented in Table 4. Also,
elastic modulus, Poisson’s ratio and the density of the rock salt are
the same as those given in the previous section.
In Fig. 10a–c, the variation of the radial displacement, radial
stress and tangential stress with the radial coordinate along line
AB for p = 7 MPa at time t = 30 years are shown. Also plotted in
these figures are the results obtained at time t = 0, i.e. those obtained by the elastic solution. In addition, radial stress Sxx, vertical
stress Syy, tangential stress Szz, and shear stress Sxy for p = 7 MPa at
time t = 30 years are illustrated in Fig. 11a–d. Also, the SFR contour
and the displacement field for p = 7 MPa at time t = 30 years are
presented in Figs. 12 and 13, respectively. As seen from the figures,
stress components distribution and radial displacement distribution along line AB herein are qualitatively similar to those described in the previous section in the case of p = 0. It is worthy to
note that, from the SFR contour, it can be observed that the highest
values of the SFR are at the bottom of the cavern. However, the
stress states shown for the case of p = 7 MPa do not cause the instability of the cavern. Based on the obtained results, as the LFR con-
tour was equal to zero, it can be concluded that the stress states in
the rock salt are in the compressibility domain in the case of
p = 7 MPa.
In another analysis, the potential effect of large deformations on
the time-dependent response of salt caverns is investigated. With
this aim, the center of the cavern is assumed to be at the depth
of 1400 m below the ground surface while the cavern configuration
is kept constant. The initial geometry, boundary conditions and initial conditions are the same as those represented in the previous
analysis and the internal pressure is assumed to be p = 7 MPa. Also,
the finite element mesh of the cavern is presented in Fig. 14. The
simulation results comprising of the variation with time of the radial convergence at point A, the vertical convergence at point C, the
vertical convergence at point D and the cavern relative closure, i.e.
the ratio of the cavern volume reduction to the cavern initial volume, until the occurrence of the first short-term failure in one of
the integration points are plotted respectively in Fig. 15a–d in
the both cases of large displacements as well as small displacements. Also, the SFR and LFR contours, when the first short-term
failure occurs at one of the integration points, are displayed respectively in Figs. 16a and b and 17a and b in the both cases of large
displacements and small displacements.
After excavation of the cavern, both Sm and s decrease with time
due to the stress relaxation and if the stress state at an integration
point is located in the dilatancy region, after some time a sudden
failure at the integration point can be encountered by the stress
state reaching the short-term failure surface. The amount of time
which elapses until the occurrence of the short-term failure at an
integration point depends on the octahedral shear overstress above
S. Nazary Moghadam et al. / Tunnelling and Underground Space Technology 33 (2013) 171–185
183
Fig. 16. SFR contours for the cavern excavated at the depth of 1400 m; (a) large displacements analysis and (b) small displacements analysis.
the C–D boundary at the integration point. If the stress state is closer to the short-term failure surface at an integration point, the
amount of time which elapses until the occurrence of the shortterm failure at the integration point will be shorter (Cristescu
and Hunsche, 1998). According to the figures, in the present analysis, since the cavern is located at a greater depth in comparison
with the previous analysis, the stress state after excavation of the
cavern is closer to the short-term failure, and therefore the convergence of the cavern surface is faster here. Also, in the present analysis, as the LFR contour is not equal to zero in the neighborhood of
the cavern surface, the stress state around the cavern surface is in
the dilatancy region. From the SFR and LFR contours, it can be observed that the highest values of the SFR and LFR are located at the
bottom of the cavern where the stress state is closer to the shortterm failure surface compared with other locations and the shortterm failure is encountered at this location.
According to the figures, although, up to time around
t = 500 days and for displacements up to around 1 meter, the values of cavity surface convergence and cavern relative closure obtained by the large displacements and small displacements
analyses coincide, after time t = 500 days the results of these two
analyses deviate and large displacements analysis shows faster
convergence in comparison. Also, stress relaxation represented
by large displacements analysis is more considerable than that of
small displacements analysis which brings about an earlier shortterm failure for large displacements analysis than small displacements analysis. The values of SFR calculated by the large displacements analysis tend to localize in the cavern floor more than those
of small displacements analysis. In addition, the time when the
first short-term failure occurs at one of the integration points for
large displacements analysis is equal to about 6 years while this
value for small displacements analysis is equal to about 8 years.
As it can be seen from the LFR contours, the calculated values of
LFR around the cavern floor by the large displacements analysis
is more considerable than those of small displacements analysis
which means that in the case of large displacements analysis the
volumetric viscoplastic strain work due to dilatancy and therefore
the damage of the rock salt around the cavern floor is more noticeable than those of the small displacements analysis. However, in
order to better estimate the time of the short-term failure occurrence, an implicit time integration scheme should be utilized. Also,
after the occurrence of short-term failure in an integration point,
the stress state at the integration point is located out of the domain
where the Cristescu’s model is valid. Therefore, in order to better
analyze the large displacements behavior of the salt cavern, the
constitutive behavior of the rock salt beyond the occurrence of
short-term failure, i.e. a fracture mechanic model of rock salt,
should be added to the finite element model.
6. Conclusions
The present paper has proposed a computational model to simulate the time-dependent behavior of underground storage caverns excavated in rock salt. An elasto-viscoplastic constitutive
model describing dilatancy, short-term failure along with longterm failure during transient and steady state creep of rock salt,
which is comprised of Peric’s viscoplastic power law representing
transient creep and Cristescu’s steady state creep model, has been
employed. The constitutive model is then implemented into a
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S. Nazary Moghadam et al. / Tunnelling and Underground Space Technology 33 (2013) 171–185
Fig. 17. LFR contours for the cavern excavated at the depth of 1400 m; (a) large displacements analysis and (b) small displacements analysis.
Lagrangian finite element computer code, and afterwards in order
to investigate the capability of the proposed computational algorithm, the stress variation and ground movement during creep of
rock salt around a storage cavern has been analyzed numerically
in the framework of large deformations and axisymmetric representation. According to the analyses, stress relaxation represented
by Cristescu’s steady state creep model is more considerable in
comparison with WIPP steady state creep model which may bring
about a sooner short-term failure for Cristescu’s model than WIPP
model, and also Cristescu’s model shows faster cavity surface convergence compared with WIPP model. To conclude, the computational model proposed herein represents a more conservative
approach for stability analyses of the storage caverns than WIPP
model which does not consider the irreversible volumetric
changes. However, in order to deeper investigation of the presented computational model, further experimental data and measurements are required.
Appendix A
Matrixes A(h), H, and b
S are defined by the following equations:
2 @u
@x
60
6
6
60
6
AðhÞ ¼ 6 @u
6 @y
6
60
4
@u
@z
@v
@x
0
3
@w
@x
0
0
0
0
0
0
0
@u
@y
@v
@y
@w
@y
0
0
07
7
7
@w 7
@z 7
7
07
7
@w 7
@y 5
0
0
0
0
0
@u
@z
@v
@z
@v
@y
@w
@y
@u
@x
@v
@x
@w
@x
0
0
0
0
@u
@z
@v
@z
@w
@z
@u
@y
@v
@y
@v
@z
@w
@z
0
@u
@x
@v
@x
0
0
@w
@x
ðA1Þ
2
1 0
0 0
0 0 0 0
60 1 0 0 0
6
6
60 0 1 0 0
H¼6
60 1 0 1 0
6
6
40 0 0 0 0
0
2
0 1 0
3
07
7
7
0 0 0 17
7
0 0 0 07
7
7
1 0 1 05
0 0 0
ðA2Þ
0 0 0 0 1
3
Sx I
Sxy I
Sxz I
6
b
S ¼ 4 Sxy I
Sxz I
Sy I
7
Syz I 5
Syz I
0
Sz I
ðA3Þ
where I is the 3 3 Identity matrix.
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