Glucocorticoid resistance in asthma is
associated with elevated in vivo
expression of the glucocorticoid
receptor β-isoform
Ana R. Sousa, PhD,a Stephen J. Lane, MRCPI, PhD,a John A. Cidlowski, PhD,b
Dontcho Z. Staynov, PhD,a and Tak H. Lee, ScD, FRCPa London, United Kingdom, and
Research Triangle Park, NC
Background: Glucocorticoid-resistant bronchial asthma is
characterized by failure of corticosteroids to suppress key
asthma-relevant, cell–mediated inflammatory responses in the
airways.
Objective: The mechanism of this phenomenon is not clear but
may involve aberrant expression of the β-isoform of the glucocorticoid receptor.
Methods: We have measured expression of the α- and β-glucocorticoid receptor isoforms in tuberculin-driven cutaneous
cell–mediated inflammatory lesions in people with asthma who
are glucocorticoid sensitive and resistant after 9 days of therapy with oral prednisolone (40 mg/day) or matching placebo in
a random order, crossover design.
Results: After placebo therapy, the mean numbers of cells
expressing glucocorticoid receptor α immunoreactivity in the
lesions evoked in glucocorticoid-sensitive and -resistant
patients with asthma were statistically equivalent. The numbers of cells expressing glucocorticoid receptor β were significantly elevated in the patients who were glucocorticoid resistant, resulting in an 8-fold higher ratio of expression of
glucocorticoid receptor α/glucocorticoid receptor β in the
patients who were glucocorticoid sensitive. Glucocorticoid
receptor α/glucocorticoid receptors β were colocalized to the
same cells. Oral prednisolone therapy was associated with a
significant decrease in the numbers of cells expressing glucocorticoid receptor α but not glucocorticoid receptor β in the
subjects who were glucocorticoid sensitive. No significant
change was found in the numbers of cells expressing glucocorticoid receptor α and glucocorticoid receptor β in the patients
who were glucocorticoid resistant. Prednisolone therapy
reduced the ratio of glucocorticoid receptor α/glucocorticoid
receptor β expression for the patients who were glucocorticoid
sensitive to a level seen in the patients who were glucocorticoid
resistant before therapy.
From the aDepartment of Respiratory Medicine and Allergy, King’s College
London, Guy’s Hospital, London, and the bLaboratory of Signal Transduction, National Institute of Environmental Health Science, Research Triangle Park.
Supported by the Medical Research Council and the National Asthma Campaign.
Received for publication Dec 8, 1999; revised Feb 16, 2000; accepted for
publication Feb 16, 2000.
Reprint requests: Tak Lee, ScD, FRCP, Department of Respiratory Medicine
and Allergy, 5th Floor Thomas Guy House, Guy’s Hospital, London SE1
9RT, United Kingdom.
1/1/106486
doi:10.1067/mai.2000.106486
Conclusion: Because glucocorticoid receptor β inhibits α-glucocorticoid receptor–mediated transactivation of target genes,
the increased expression of glucocorticoid receptor β in
inflammatory cells might be a critical mechanism for conferring glucocorticoid resistance. (J Allergy Clin Immunol
2000;105:943-50.)
Key Words: Glucocorticoid receptor α and β, glucocorticoid-resistant asthma
Glucocorticoids are potent anti-inflammatory agents
that are very effective in the treatment of most patients
with bronchial asthma, but there is a group of subjects
with asthma who do not benefit from glucocorticoid therapy—the patients who are glucocorticoid α resistant.1,2
These individuals fail to improve with systemic glucocorticoid therapy at high dosage, even though their airway obstruction is reversible in response to β2 bronchodilators. This is associated with resistance of
peripheral blood T cells and monocytes to glucocorticoid
inhibition in vitro and failure of glucocorticoid therapy to
reduce expression of key asthma-relevant cytokines in
the airways in vivo. These patients show no abnormalities in glucocorticoid pharmacokinetics or in the hypothalamus/pituitary/adrenal axis and are susceptible to the
development of Cushingoid side effects of glucocorticoid
therapy.1 These observations suggest that cellular resistance to glucocorticoids in these patients with asthma is
not generalized as in rare cases of primary cortisol resistance, but it is compartmentalized to T cells and possibly
other inflammatory cells. Although this phenomenon is
relatively uncommon, it poses a difficult therapeutic
problem because few alternative therapies are available.
An understanding of the mechanisms of glucocorticoid
insensitivity may pave the way to a rational approach to
therapy for these patients whose disease tends to be
severe. Furthermore, glucocorticoid insensitivity is not
limited to asthma and is a feature of other inflammatory
diseases, including rheumatoid arthritis and suppression
of renal transplant rejection. Thus elucidation of the
cause for the refractoriness of inflammatory cells to glucocorticoid inhibition in asthma may have important
implications for other inflammatory disorders.
Glucocorticoids mediate their effects via the glucocorticoid receptor (GR) that belongs to the superfamily of
steroid/thyroid/retinoic acid receptor proteins that function as ligand-dependent transcription factors.3-5 When
943
944 Sousa et al
J ALLERGY CLIN IMMUNOL
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TABLE I. Clinical characteristics of subjects with asthma
who are glucocorticoid sensitive or glucocorticoid resistant
Number
Age (y)
Sex
Percent predicted FEV1
Percent salbutamol response*
Percent prednisolone response†
Atopy
Glucocorticoid
sensitive
Glucocorticoid
resistant
9
43 ± 4
5M
76 ± 4
37 ± 2
36 ± 2
6/9
6
45 ± 8
3M
71 ± 3
33 ± 3
3±1
4/6
Ranges are expressed as the mean and SE.
*Salbutamol response is the percent increase FEV1 at 15 minutes after
administration of 400 µg via a metered-dose inhaler.
†Prednisolone response is the percent increase in FEV1 after a 2-week
course of prednisolone 40 mg/day, orally.
Abbreviations used
FEV1: Forced expiratory volume in 1 second
GRα: Glucocorticoid receptor α
GRβ: Glucocorticoid receptor β
PPD: Purified protein derivative
hormones bind, the receptor undergoes a change in conformation, resulting in the dissociation of heat shock protein 90 and the other associated proteins. Liganded GRs
translocate to the nucleus where they either activate or
suppress gene transcription. Positive gene regulation by
glucocorticoids occurs by binding of the GR to DNA
motifs in the promoter regions of glucocorticoid-responsive genes known as glucocorticoid response elements.6
In contrast to this direct mechanism for positive gene regulation, glucocorticoids acting via the GR may repress
gene activation by heterogeneous mechanisms. Ligandbound GR may sequester proinflammatory transcriptional activating factors directly through protein/protein interaction, such as in the case of activating peptide-1 (AP-1),7
or indirectly through the induction of anti-inflammatory
peptides, such as in the case of 1κB suppressing nuclear
factor-κB (NFκB) activity.8 Alternatively, liganded GR
may also bind to specific negative response elements
although this mechanism is probably not widespread.
The human GR cDNA is expressed as 2 highly homologous isoforms, differing only at their carboxyl termini,9
resulting from alternative mRNA splicing.10 These 2 isoforms, termed GRα and GRβ, are identical through
amino acid 727, but then diverge, with GRα having an
additional 50 amino acids and GRβ having 15 additional, nonhomologous amino acids. GRα functions as a ligand-dependent transcription factor, whereas the GRβ
isoform does not bind hormone and does not activate the
promoter of glucocorticoid-responsive genes. GRβ
inhibits GRα mediated transactivation of target genes2,10
in a concentration-dependent fashion. Transfection of
HepG2 cell lines with the GRβ gene significantly
reduced GRα DNA binding capacity.11 The precise
mechanism is unclear, but it may involve competition
between GRα and GRβ for glucocorticoid–response element binding, the formation of GRα/GRβ heterodimers
that are transcriptionally inactive, and/or sequestration
by GRβ of coactivators required by GRα for full transcriptional activity.
Glucocorticoid-resistant asthma is associated with
enhanced mononuclear cell–mediated airway inflammation, which is unresponsive to the anti-inflammatory
effects of glucocorticoids.1 Previous work on peripheral
blood T cells has demonstrated a decrease in the binding
affinity of glucocorticoids to the GR in some people who
are glucocorticoid resistant, which may be elicited partly
through the action of cytokines, including IL-2 and IL-4.12
Using a classical tuberculin-driven, cutaneous cell–mediated immune reaction as a well-characterized delayed
hypersensitivity response that is mediated by macrophages
and T lymphocytes, we have already shown that prednisolone inhibits the tuberculin reaction in patients with
asthma who are glucocorticoid sensitive but not in those
who are glucocorticoid resistant.13 These observations
have now been extended to test the hypothesis that there
may be an enhanced expression of the GRβ isoform in this
model of mononuclear cell–mediated inflammatory lesion
in patients who are glucocorticoid resistant, to account for
the lack of responsiveness to the anti-inflammatory effects
of glucocorticoids, because immunoreactive GRβ is
increased in the PBMC of these patients.11
MATERIALS AND METHODS
Subjects
The study was approved by the Guy’s Hospital Ethical Committee.
Nine subjects with asthma who were glucocorticoid sensitive and 6
who were glucocorticoid resistant, age and sex matched, entered
into this study (Table I). All subjects had a history of episodic
wheezing and were matched in terms of percent resting predicted
forced expiratory volume in 1 second (FEV1). All subjects demonstrated a greater than 15% reversibility in FEV1 after inhalation of
400 µg salbutamol. Glucocorticoid-sensitive asthma was defined as
an increase in FEV1 of at least 30% after a 2-week course of oral
prednisolone 40 mg daily, corrected for body surface area (41 ± 1.3
mg [mean ± SEM]). Glucocorticoid-resistant asthma was defined as
a less than 15% improvement in FEV1 after a similar course of corticosteroids. There was no difference between the 2 groups in the
use of medication. All patients were receiving inhaled salbutamol
(mean 3600 ± 900 µg [mean ± SEM], and 3520 ± 1000 µg [mean ±
SEM] per day in the glucocorticoid-sensitive and glucocorticoidresistant groups, respectively). Four out of 9 patients who were glucocorticoid sensitive were receiving inhaled beclomethasone at a
mean dose per day of 900 ± 200 µg (mean ± SEM). Two out of 6
patients who were glucocorticoid resistant were receiving inhaled
beclomethasone at a dose of 1000 µg and 800 µg per day, respectively. There was no difference in atopic status between the 2 groups
of patients. None of the subjects had taken oral corticosteroids for
at least 1 month before the study.
Trial protocol
Subjects with asthma entered into a double-blind study on the
basis of demonstrating tuberculin skin positivity to 10 or 100 units
of purified protein derivative (PPD) of Mycobacterium tuberculosis
injected intradermally as previously described.13 A positive skin
reaction was determined as greater than or equal to an average of 6
Sousa et al 945
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A
B
C
FIG 1. Number of cells expressing GRβ (A); GRα (B); and the ratio of GRα/GRβ (C) in skin biopsy specimens of
the tuberculin response from patients with asthma who are glucocorticoid sensitive (CS) and glucocorticoid
resistant (CR). Each point represents data from an individual patient; bars, medians.
mm induration in 2 perpendicular diameters at 48 hours after intradermal testing. After a washout period of at least 1 month after initial testing, a 40 mg oral dose of prednisolone (corrected for body
surface area, ie, calculated from height, surface area, and weight by
using a nomogram) or placebo daily was started on day 1. On day 7
the previously determined dose of PPD antigen was injected intradermally in the right forearm. On day 9 the prednisolone or placebo was stopped, and the indurated reaction site was biopsied for
immunohistochemical analysis. After a washout period of 6 weeks,
the procedure was repeated and PPD was injected into the other
forearm after the subject had received the alternative treatment.
Immunohistochemical analysis
Four millimeter punch skin biopsy specimens were immediately
immersed in 10% formalin and paraffin processed. Five-micron sections were cut and placed on slides coated with APES. One of the primary antibodies used was polyclonal rabbit antihuman GRβ from Dr
J.A. Cidlowski (National Institutes of Health, North Carolina).10 This
antibody was raised against a peptide corresponding to the 15 additional nonhomologous amino acids. The second primary antibody
was polyclonal rabbit antihuman GRα from Dr J.A. Cidlowski
(National Institutes of Health, North Carolina). This antibody is specific to the 50 additional amino acids. Specificity of the above primary antibodies was tested by means of Western analysis, immunoprecipitation, and immunohistochemistry. The avidin-biotin-complex
technique was used as previously described.13 Polyclonals were
developed with a goat antirabbit biotinylated secondary antibody
(Dako). Immunoperoxidase brown color reaction was developed with
diaminobenzidine (Sigma). Endogenous biotin reactivity and endogenous peroxidase activity were abolished as previously described.13
Double staining for GRα and T cells, GRα and macrophages,
GRβ and T cells, and GRβ and macrophages was performed to
assess whether T cells and macrophages are capable of expressing
both GR isotypes. The mAbs UCHL1 (Dako) and PGM1 (Dako)
were used to identify T cells and macrophages, respectively. Alkaline phosphatase conjugated swine antimouse secondary antibody
(Seralab) was used to detect the monoclonals. A blue color reaction
was developed with 5-bromo-4-chloro-3-indolyl phosphate/nitro
blue tetrazolium (Sigma). Double-stained cells were identified positively for both blue and brown precipitate.
Data analysis
Sections were coded and read by an investigator without prior
knowledge of the protocol by using an Olympus microscope connected to a television screen through an image analyzer (Zeiss
KSS300 3.0, Imaging associates, Oxfordshire, UK). Positive staining cells were counted, and the total area was measured by use of
the image analyzer. All cell counts per square millimeter of tissue
were expressed as median (range). Statistical analysis of the data
was performed by Mann-Whitney U test for between-group comparisons. Wilcoxon signed-rank test for matched pairs was used for
within-group comparisons. Spearman rank correlation was used
when analyzing relationships between data. Differences were taken
as significant when P < .05.
946 Sousa et al
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A
B
C
FIG 2. Number of cells expressing GRβ (A); GRα (B); and α-GR/β GR (C) in skin biopsies of the tuberculin
responses from patients with asthma who are glucocorticoid sensitive (CS) and glucocorticoid resistant (CR)
after either placebo (-) or prednisolone (+) therapy. Each point represents data from an individual patient; bars,
medians.
RESULTS
Clinical findings and total numbers of
inflammatory cells
The sizes of the cell-mediated reaction in glucocorticoid-sensitive and -resistant groups have previously been
reported.13 In subjects with glucocorticoid-sensitive asthma, prednisolone suppressed the cutaneous induration from
25 ± 2 mm to 10 ± 1 mm (mean ± SEM) (n = 9; P < .003).
In the subjects with glucocorticoid-resistant asthma the size
of the cutaneous reaction did not change significantly: 13.5
± 2 mm during placebo administration and 12 ± 1 mm
(mean ± SEM) (n = 6; P = .23) after prednisolone treatment. There was no significant difference in the size of the
tuberculin response between the glucocorticoid-sensitive
and -resistant groups during the placebo part of the study (P
= .3). There was no significant difference observed
between subjects who were glucocorticoid sensitive or subjects who were resistant for total inflammatory cells per
square millimeter (1985/mm2 [range, 464-3704/mm2] and
1306/mm2 [range, 528-2098/mm2], respectively; P = .181).
Number of cells expressing GRβ and GRα
Significantly lower number of cells positive for GRβ
were observed in the glucocorticoid-sensitive compared
with the resistant group (26/mm2 [range, 22-53/mm2]
and 122/mm2 [range, 98-213/mm2], respectively; P =
.0004) (Fig 1, A). In contrast, no significant difference
was observed in the number of cells expressing GRα
between the glucocorticoid-sensitive and -resistant group
(93/mm2 [range, 39-176/mm2] and 44/mm2 [range, 28160/mm2], respectively; P = .066) (Fig 1, B). An 8-fold
higher GRα/GRβ ratio was observed in the glucocorticoid-sensitive group when compared with the resistant
group (2.75 [range, 1.82-7.64/mm2] and 0.38 [range,
0.22-0.75/mm2], respectively; P = .0004) (Fig 1, C).
Effect of prednisolone on the number of cells
expressing GRα and GRβ
No significant decrease was noted in the total number
of inflammatory cells after prednisolone treatment in
either of the groups (from 1985.00/mm2 [range, 4643704/mm2] to 1343/mm2 [range, 684-1836/mm2] in
patients who were glucocorticoid sensitive, P = .074; and
from 1306/mm2 [range, 528-2098/mm2] to 1184.00/mm2
[range, 806-1851/mm2] in patients who were glucocorticoid resistant, P = .844).
Corticosteroids had no effect on the number of cells
expressing GRβ in either the glucocorticoid-sensitive or
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Sousa et al 947
A
B
FIG 3. Photographs of consecutive sections stained with rabbit antihuman GRα (A) and GRβ (B) polyclonal
antibodies, respectively. Arrows, Positive cells for both antibodies showing cellular colocalization. Positivity
is shown by the brown staining. Nuclei are counterstained in blue.
-resistant group (from 26/mm2 [range, 22-53/mm2] to
30/mm2 [range, 9-65/mm2], P = .734; and from 122/mm2
[range, 98-213/mm2] to 113/mm2 [range, 77-177/mm2],
P = .437, respectively) (Fig 2, A).
Although corticosteroids produced a highly significant
downregulation in the number of cells expressing GRα in
the glucocorticoid-sensitive group (from 93/mm2 [range,
39-176/mm2] to 9/mm2 [range, 3-31/mm2]; P = .004),
948 Sousa et al
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A
B
FIG 4. Photographs of skin sections double stained for GRα and T cells (A); GRα and macrophages (B); GRβ
and T cells (C); GRβ and macrophages (D). Blue staining indicates positivity for either T cells or
macrophages, and brown staining indicates positivity for either GRα or GRβ.
there was no significant effect on the number of cells
expressing GRα in the glucocorticoid-resistant group
(from 44/mm2 [range, 28-160/mm2] to 18/mm2 [range,
9-54/mm2]; P = .156) (Fig 2, B).
Although corticosteroids produced a highly significant
downregulation of the GRα/GRβ ratio in the glucocorticoid-sensitive group (from 2.75 [range, 1.82-7.64] to
0.46 [range, 0.15-1.87]; P = .004), there was no significant effect on the GRα/GRβ ratio in the resistant group
(from 0.38 [range, 0.22-0.75] to 0.16 [range, 0.0690.68]; P = .313, (Fig 2, C).
There was a negative correlation between the reduction
in cutaneous induration after glucocorticoids and the number of positive cells for GRβ in the placebo arm (r =
–0.732; P = .0019) and a positive correlation between the
reduction in cutaneous induration and the GRα/GRβ ratio
(r = 0.8004; P = .0003), suggesting that the greater the relative expression of GRβ, the lower response to steroids.
Sousa et al 949
J ALLERGY CLIN IMMUNOL
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C
D
FIG 4. Continued.
Cellular colocalization of GRα and GRβ
Through the use of consecutive sections stained with
anti-GRα and anti-GRβ polyclonal antibodies, both isotypes were seen to be expressed by the same cell (Fig 3).
Double staining of sections for T cells and macrophages
and GRα or GRβ showed that both cell types expressed
GRα and GRβ (Fig 4).
DISCUSSION
We demonstrate that significantly higher numbers of
inflammatory cells expressing GRβ immunoreactivity
were observed in the glucocorticoid–resistant tuberculin
responses as compared with those in the glucocorticoidsensitive group after placebo therapy. In contrast, no significant difference was observed in the number of cells
expressing GRα immunoreactivity between the 2 groups
of patients. An 8-fold higher GRα/GRβ ratio was
observed in the glucocorticoid-sensitive group when
compared with the glucocorticoid-resistant group. The
mechanism for the enhanced expression of GRβ is
unknown. We have previously demonstrated that PBMC
of patients with asthma who are glucocorticoid resistant
have increased AP-1 and decreased DNA binding activi-
950 Sousa et al
ties.14,15 This is likely to be caused by an enhanced transcription of inducible c-Fos because c-fos anti-sense
oligonucleotides increased GR-DNA binding in PBMC
of glucocorticoid-resistant subjects after stimulation with
dexamethasone.16 This work was recently extended to
show an increase in c-Fos in the tuberculin-induced
model of dermal inflammation used in this present
study.17 Additional work is clearly necessary to establish
whether increased c-Fos alters the expression of GRβ.
Nevertheless, the finding that there is a significant
increase in the number of inflammatory cells expressing
GRβ in this model of cutaneous inflammation supports
the hypothesis that GRβ may be a critical factor regulating target cell responsiveness to glucocorticoids, and that
high levels of GRβ may contribute to glucocorticoid
resistance. These data support the findings of Hamid et
al,18 who showed elevated percentages of both cells in
bronchoalveolar lavage fluid and PBMCs expressing
immunoreactivity to β-GR in those subjects with asthma
who were glucocorticoid resistant as compared with
those who were glucocorticoid sensitive.18
Because previous work has shown that glucocorticoids
can modulate expression of GR mRNA in bronchial
epithelium,19 it was especially pertinent to address
whether there were any differential effects of prednisolone
therapy on GRβ and GRα expression between people with
asthma who are glucocorticoid sensitive or glucocorticoid
resistant. After prednisolone treatment, there was no significant change in the numbers of inflammatory cells
expressing GRβ immunoreactivity in either the glucocorticoid-resistant or glucocorticoid-sensitive subjects. Prednisolone did not significantly change the numbers of cells
expressing GRα immunoreactivity in the glucocorticoidresistant group, consistent with their cellular refractoriness
to the effects of glucocorticoids,12,14-16 but reduced GRα
immunoreactive cells in glucocorticoid-sensitive subjects,
probably via an effect on GRα gene transcription.20 The
finding that the greater the GRα expression, the greater the
response to the inhibitory effects of glucocorticoids,
emphasizes the putative role of GRα in the response to
steroids. The ratio of GRα/GRβ was significantly reduced
by prednisolone in glucocorticoid-sensitive subjects, but
there was no significant alteration of GRα/GRβ in glucocorticoid-resistant subjects after glucocorticoids. Thus
systemic administration of prednisolone reduced the
expression of GRα relative to GRβ in patients with asthma who were glucocorticoid sensitive to the level seen in
patients who were glucocorticoid resistant, suggesting that
treatment with high doses of glucocorticoid, even for a
short time period, has the potential to render inflammatory cells subsequently insensitive to glucocorticoids. This
finding has clinical implications because the mainstay of
treatment for severe asthma is glucocorticoids, and some
patients are using high doses of the drug for a prolonged
J ALLERGY CLIN IMMUNOL
MAY 2000
period. Despite an initial response, any additional
improvement may be impeded because the cells are now
expressing predominant GRβ, which would not be anticipated to be steroid responsive.
We thank Dr Christopher Corrigan for his comments.
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