Polyclonal Antibodies in Renal Transplantation—A Relook
M.S. Sidhu, K.S. Nayak, S.V. Subhramanyam, and A. Sankar
ABSTRACT
Polyclonal antibodies have been used in renal transplantation for the past four decades.
Increasing knowledge regarding their varied mechanisms of action have confirmed their
versatility in clinical practice. They can be used for induction, reversing acute rejections
(especially those resistant to steroids), and possibly conferring an element of allotolerance,
thereby reducing chronic allograft nephropathy. Their recent usage as IV bolus, singledose, preoperative infusion as induction therapy in renal transplantation is an attractive
and extremely cost-effective strategy, especially in a developing country such as India.
T
HE SUCCESS OF solid organ transplantation has
been directly related to the development of immunosuppressive drug therapies. Induction therapy in renal
transplantation is used to produce an initial alteration in
recipient’s immunologic milieu with the goal of increasing
long-term graft survival. The aim is to provide efficient
immunosuppression with acceptable risks of infection, minimize early graft dysfunction, and avoid or delay the occurrence of acute rejection (AR). It is well known that delayed
graft function and AR adversely influence graft survival. In
addition improved short-term graft survival is a prerequisite
for improved long-term graft survival.1 From an immunologic point of view, polyclonal antibodies, which react with
many epitopes, seem to offer a good strategy for induction
therapy.
Polyclonal antibodies have the longest history of any
immunosuppressive agent in transplantation.2 Interest in
antilymphocyte sera (ALS) began when Metchnikoff and
others2 described their anti-inflammatory properties.3
Their immunosuppressive activity was brought to light
around half a century later by Woodruff and Forman.4
Medawar expressed a keen interest in the behaviour of skin
homografts and how they were rejected.5,6 Monaco in his
experimental studies in dogs showed ALS could prolong
allograft survival.7 Starzl et al8 began to use these immunosuppressive agents in human transplantation in 1967.
Since then, several single-center studies and meta-analyses
have shown that induction with polyclonal antibodies or
monoclonal antibodies (MAbs) is useful to reduce the
incidence of rejection compared to immunosuppressive
therapy that does not use induction even in low-risk, white,
human leukocyte antigen (HLA)-matched, low panel reactive antibody (PRA) adults.9 These agents have also been
used for prevention (induction therapy) in patients with
0041-1345/07/$–see front matter
doi:10.1016/j.transproceed.2007.01.072
766
high PRAs,10 African Americans11 and repeat transplant
recipients.12 Pediatric patients have been shown to derive
immunologic benefit as well, showing decreased incidence
of allograft thrombosis when polyclonal agents are used.13
In addition to their role as induction agents, polyclonal
antibodies are used in many centers in order to delay
administration of nephrotoxic calcineurin inhibitor agents
such as cyclosporine (CsA) or tacrolimus until allograft
function is established14 and in treatment of AR of organ
allografts, including steroid-resistant acute rejection
(SRAR),15,16 treatment of graft-versus-host disease after
bone marrow transplantation,17 therapy of aplastic anemia,18 and conditioning of recipients of bone marrow from
unrelated HLA-matched19 or haploidentical related donors.20
Polyclonal antibodies are raised by the immunization of
heterologous species. Horse and rabbits are the species
used currently to produce these antibodies. The antigens
used initially for ALS production were total leukocyte
preparations. They were soon replaced by pure lymphocytes, predominantly T-cell lymphocytes.21 The new preparations were called polyclonal antithymocyte globulin
(ATG) or antilymphocyte globulin (ALG), depending on
the source of the antigen, whether human thymocytes or
cultured human lymphocytes. Human thymocytes and the
cultured Jurkat cell line are proven to be very efficacious
immunogens.22,23 After an appropriate period of immunization, the serum is harvested from the animals, and the
From the Global Hospital, Hyderabad, India.
Address reprint requests to Dr K.S. Nayak, Chief Nephrologist
and, Head, Department of Nephrology, Global Hospital, LakdiKa-Pul, Hyderabad-500004, India 0091-98480-14555. E-mail:
drksnayak@gmail.com
© 2007 by Elsevier Inc. All rights reserved.
360 Park Avenue South, New York, NY 10010-1710
Transplantation Proceedings, 39, 766 –772 (2007)
POLYCLONAL ANTIBODIES
767
Table 1. Benefits of Bolus ATG Induction Therapy
Author/Year
58
Comparison Group
Dose
Kaden et al /1992
1) Nonsensitized vs control
2) Sensitized vs control
1) 9 mg/kg single bolus
2) Low-dose, 8-day prophylaxis
3) No prophylaxis
Zietse et al59/1993
1) IV bolus ATG, 6 hours
after kidney tx
2) IV CsA
1) ATG bolus
2) TDT
1) 8 mg/kg
1) Bolus ATG-F before
revascularization.
2) No ATG bolus (control).
1) Bolus ATG before
revascularization
2) No ATG bolus
1) ATG bolus
2) Basiliximab/daclizumab
1) 9 mg/kg
Kaden et al1/1997
Samsel et al60/1999
Yassim et al61/2000
Martins et al62/2000
1) 9 mg/kg
2) No ATG
1) 9 mg/kg
1) 9 mg/kg
2) Two doses of 20 mg each/5
doses of 1 mg/kg on alternate
days
Nampoory et al63/2002
1) ATG bolus
2) Conventional ATG
3) IL-2 RA
1) 9 mg/kg
2) 3–5 mg/kg for 7–14 days
3) Daclizumab 1 mg/kg (max 100
mg/dose) subsequent dose at
2, 4, 6, and 8 weeks after Tx.
Kumar et al64/2002
1) Single dose rabbit ATG
induction
2) No ATG induction
1) 3.5–5 mg/kg
Tullius et al65/2003
1) ATG bolus
2) Basiliximab
1) 9 mg/kg perioperatively
2) 20 mg perioperatively and on
day 4.
Maroun et al66/2003
1) ATG-F bolus
intraoperatively
2) Extended ATG-F dose
1) a—9 mg/kg b— 6 mg/kg
2) Additional extended dose over
4 days at daily dose of 3 mg/
kg
Maroun et al67/2003
1) ATG-F bolus
intraoperatively
2) IL-2RA (daclizumab)
1) a—9 mg/kg b— 6 mg/kg
2) a—1 dose b—2 doses (1 mg/
kg)
Conclusion
In nonsensitized patients, the high-dose
single ATG bolus prophylaxis induced
T-cell lymphocytopenia lasting 4 –5 days
and, in comparison with corresponding
controls, resulted in a shortened hospital
stay (31.2 vs 36.7 days) reduced rejection
episodes, and improved 1 year graft and
patient survivals.
Single-shot rATG is an attractive, easy, and
cost-effective induction scheme with low
incidence of DGF and AR episodes.
Pretransplant (or intraoperative) high-dose
ATG bolus therapy plays an important
role. This variant of induction therapy is
very efficient; not only as rejection
prophylaxis, but also in improvement graft
survival time.
Preliminary results promising; rejection rates
in bolus group significantly lower.
Single bolus high dose—ATG protocol is
efficient and safe in prophylaxis of renal
allograft.
Confirmed the safety and the efficacy
profiles of these two antibodies
(basiliximab/daclizumab). There was a
trend to lower rejection rate in the IL-2R
group.
Induction therapy with bolus ATG effectively
prevents AR and prolongs graft life. Its
results are comparable to those of
conventional ATG or anti–IL-2RA Ab
induction treatment. Infection rate was
significantly lower when ATG bolus was
used.
Single-shot low-dose ATG induction therapy
reduces the rejection episodes (P ⫽ .05),
but it has not shown any improvement in
graft survival at 2.5 years. It is associated
with higher urinary infection rates.
However, long-term follow-up is needed
to see any benefit of more than less
rejection on long-term graft survival
Patients receiving ATG induction therapy
demonstrated improved patient and graft
survival at 1 year; biopsy-proven episodes
were comparable, but vascular rejections
were mainly fond in the Simulect group.
ATG-F bolus therapy is an effective and safe
induction treatment in kidney
transplantation that allows for superior
immunosuppressants, especially CNIs and
corticosteroids. Excellent choice for
induction as it matches better graft
survival, with lower incidence of graft
rejection and infection.
Daclizumab vs ATG resulted in lower
incidence of infections, shorter hospital
stay, and better graft function during first
3 months post transplant.
768
SIDHU, NAYAK, SUBHRAMANYAM ET AL
Table 1. (continued)
Author/Year
68
Comparison Group
Dose
Conclusion
ATG-F as a bolus therapy is an effective and
safe induction treatment in KT. It is
associated with a low acute rejection rate,
especially among high-risk KT recipients,
and with a shortened initial hospitalization.
However, the high rate of CMV disease
may be related to the donor and recipient
CMV status as well as ATG-F use.
Moreover, ATG-F–related side effects
were mainly hematologic. The reduced
intraoperative bolus dose of 6 mg/kg was
better tolerated than 9 mg/kg.
Both daclizumab and ATG-F were effective
and safe as induction therapy in KT.
However, daclizumab was superior to
ATG-F with regard to a lower incidence of
infections, which are related to the potent
and nonselective mmunosuppressive
nature of ATG-F. Graft function appeared
to be better in the daclizumab group
during the first 6 months, which may be
related to the use of ATG-F in patients
suffering from DGF after transplantation.
In addition, Daclizumab treatment
reduced both the hospital stay as well as
the incidence of side effect, in particular
thrombocytopenia.
The immunosuppressive protocol of Rapa,
CsA, MMF, and prednisone with singlebolus induction ATG achieves excellent
immunosuppression and graft survival
with no apparent risks in the short and
intermediate term.
The data clearly establish that a low
incidence of AR can be achieved with
PRD-, MMF-, and TAC-based
immunosuppression with single-shot ATG
induction either with ATG-F or
thymoglobulin. ATG and PRD should be
administered prior to reperfusion. Not only
a low total number of AR, even a low
incidence of steroid-resistant AR can be
noted.
Abou-Jaoude et al /2003
A single bolus injection of
ATG-F
1) Normal-risk patients either at 9
mg/kg or 6 mg/kg
2) A second ATG-F dose of
9 mg/kg or 6 mg/kg was
administered to high-risk
patients
Abou-Jaoude et al69/2003
1) A single ATG-F bolus
injection
2) Daclizumab either 1 or 2
doses
1) 9 mg/kg or 6 mg/kg of ATG-F
2) Either 1 or 2 doses of 1 mg/kg
Khauli et al70/2005
1) ATG bolus
2) ATG single or extended
course
1) 4 – 6 mg/kg
2) a— 45 4 to 6-mg/kg bolus
b— extended course 3–5 days
Schulz et al.71/2005
SPK transplant
1) ATG-f
2) Thymoglobulin
1) 4 – 6 mg/kg
2) 1.5–2.5 mg/kg
Ab, antibodies; AR, acute rejection; ATG, antithymocyte globulin; CMV, cytomegalovirus; CNI, calcineurin inhibitor; CsA, cyclosporine; DGF, delayed graft function;
IL, interleukin; KT, kidney transplantation; MMF, mycophenolate mofetil; PRD, prednisone; Rapa, rapamune; SPK, simultaneous kidney-pancreas transplantation; TDT,.
immunoglobulin (Ig) G fraction of the whole serum pool is
isolated and subjected to a number of purification processes. The concentrations and specificities of the individual
antibodies are variable in the different ATG preparations.
The mechanism of action of polyclonal preparations for
many years was assumed to primarily involve depletion or
sequestration of immunocompetent T cells.24 Within 24
hours of polyclonal antibody administration, peripheral
blood lymphocyte counts drop below 100 to 200/mm3. Of
the two ATG preparations, rabbit ATG suppressed CD3⫹
T cells to a greater extent than equine ATG. Absolute
lymphopenia developed rapidly upon administration of
polyclonal antibodies and persisted for almost a full year
among patients treated with rabbit ATG but resolved by 14
days in patients receiving equine ATG.25 Lymphocyte depletion may result from complement-dependent opsonization and lysis, even at low concentrations, ATG induces Fas
(CD95) and Fas ligand expression, resulting in Fas/Fas-L–
mediated apoptosis of activated T cells.26 Long-term specific depletion of the CD4⫹ lymphocyte subset and the
preferential generation of a CD8⫹, CD57⫹ immunomodulatory subset of cells have also been postulated to explain
the long-term success of polyclonal immunosuppression. It
has also been suggested by Merion et al27 that ATG
POLYCLONAL ANTIBODIES
treatment could lead to T-cell anergy and to the downmodulation of T-cell functional molecules. Modulation by
polyclonal ATGs applies to molecules that control T-cell
activation (T-cell receptors CD2, CD3, CD4, CD5, CD6,
and CD8) and also to molecules involved in leukocyte
endothelium interaction such as the 2 integrins, especially
LFA1 (CD11a). Even low concentrations of ATGs induce a
nearly complete disappearance of LFA1 on monocytes,
granulocytes and lymphocytes.28 Important lymphocyte activation molecules such as 1 and 2 integrins and even
endothelial inflammatory and adhesion molecules such as
ICAM1 are efficiently blocked by ATGs.29 This property
may reduce one of the most important features of ischemia–
reperfusion injury (IRI), reducing the deleterious effects
of the reperfusion in the microvasculature of tissues and
solid organs. Chemokines are important for leukocyte–
endothelium interactions and leukocyte tracking. Michallet
et al30 demonstrated that ATG have functional activity
against CXCR4 and CCR7 on lymphocytes and CXCR4
and CCR5 on monocytes, and downmodulate cell surface
expression of CCR7. Further more, ATG decreased monocyte chemotactic responses to CCL5 (RANTES) and the
lymphocyte chemotactic response to CCL19 (MIP-3).
These findings suggest additional mechanisms for prevention of AR and IRI.31 These unique properties of ATG, not
achieved by other immunosuppressive agents, make them
an interesting subject of study as leukocyte antigens and
adhesion molecules play a crucial role in IRI, delayed organ
failure, and chronic rejection. However, clinically, the main
documented effect of ATG is a massive T-cell depletion in
the blood. ATG may be regarded as a mixture of monoclonal antibodies with polyspecific antigen targets producing
functional activity that is more efficient than that of monospecific monoclonal antibodies.
Polyclonal antibodies can eliminate preactivated, noncycling memory lymphocytes, which may be critical for prophylactic treatment in presensitized recipients and for treatment of SRAR. AR is a redundant, polymolecular response
with many costimulatory molecules, adhesion molecules, or
cytokines substituting in part for one another. Polyclonal
antibodies are particularly suited to modify the transplant
immune response with its polyspecific and polycellular
actions compared to the monospecific therapy provided by
MAb therapy.
As early as 1980, ATG was shown to decrease both the
incidence and severity of AR episodes as well as the mean
daily steroid dose during the first 3 months after kidney
transplantation compared to immunosuppression with steroids and azathioprine.32 The use of ATG was later extended to recipients who were sensitized or displayed
delayed graft function (DGF) and to treat SRAR.33–36 The
incidence of SRAR was decreased to 23% with the introduction of ATG induction therapy.37 However, owing to
their nonselective nature, the use of these antibodies can
result in a state of generalized immunosuppression, which
may enhance incidence of opportunistic infections and
lymphoproliferative disorders. To optimize the immuno-
769
suppressive regime in renal transplantation and to decrease
the associated complications, Kaden38 introduced the strategy of bolus ATG induction in 1990 with the aim to avoid
overimmunosuppression while providing maximal immunosuppression at the time of reperfusion of the graft. The
authors observed better posttransplant graft function, reduced rejection frequency, delayed onset of rejection, fewer
SRAR, and prolonged graft and patient survival.
From an immunologic point of view, prevention of AR is
better and easier than reversing the immune response. At
least three arguments favor the use of induction therapy in
the pretransplant rather than the posttransplant period.1
Recipient sensitization begins with opening of the anastomosis (removing the clamps), and basic immunosuppressive
drugs cannot achieve effective blood levels during this
crucial period. The possibility of an immunosuppressive
pretreatment in cases of cadaveric organ transplantation
with respect to the time available is very limited. One
possibility to overcome this drawback is the application of
ATG in a dosage that guarantees a strong and immediate
effect on the recipient’s immune system before it recognizes
the foreign antigens. Strong data supporting this concept
came from basic immunologic research. In the late 1960s
and early 1970s, some investigators reported on efficient
suppression of humoral and cellular immune response
when ALS was administered shortly before the animals
were exposed to the antigens.39 – 44 Hence, the rationale of
shifting of ATG application from the posttransplant to
the pretransplant period in human organ transplantation.
Pretransplant ATG bolus caused the T-cell count to drastically reduce at the time of completion of anastomoses.45
From an immunologic point of view, strong T-cell depletion
before completion of anastomoses indicates maximal immunosuppression when the recipient is most likely to
respond to the new organ. Besides the T lymphopenia, the
counteracting of antibodies with endothelial adhesion molecules as well as the production of interleukin-10 as “natural” immunosuppressor” establishes a mileu that could
favor the development of tolerance.46 In the ensemble of all
these factors, the pretransplant (or intraoperative) ATG
bolus as induction therapy is likely to be efficient, not only
as rejection prophylaxis but also in improvement of longterm graft survival. It has also been shown that renal
transplant patients who received ATG induction therapy
are significantly more sensitive to CsA in the posttransplant
period as compared to the pretransplant values, possibly
through their ability to deplete activated T cells.47 The
benefit of prophylactic ATG induction therapy was shown
in several large studies of cadaveric renal transplant patients for reducing nephrotoxicity of CsA in the immediate
posttransplant period and preventing AR in sensitised
patients.48
Kaden et al,38,49 observed better posttransplant graft
function, reduced AR, delayed onset of AR, fewer SRAR,
and prolonged graft and patient survival. Although these
authors recommended bolus dose of 9 mg/kg body weight
(BW) of ATG (rabbit), Van Woellwarth et al50 reported
770
good results with a 5 mg/kg bolus used in conjunction with
cyclosporine, steroids, and mycophenolate mofetil. Since
then, several authors have observed beneficial effects of
bolus ATG induction therapy in terms of decreased incidence of AR, lesser infectious episodes, shorter hospital
stay and better graft and patient survival (Table 1).
The economics of induction therapies is a well-researched
topic.51–55 However, single-dose IV bolus pretransplant
ATG has not been evaluated in this aspect. This assumes
greater significance in a developing economy such as India,
where affordability is of crucial importance in the choice of
the induction regimen in renal transplantation. Good data
are scarce from the Indian population in the absence of a
transplant registry. Data available from an observational,
noninterventional study from the industry (Multinational
Observational Study in Transplantation [MOST], Novartis,
Basel, Switzerland) in an Indian renal transplant population
with 964 subjects followed up for 5 years showed the lowest
incidence of AR in those receiving ATG compared to all
other immunosuppressive protocols.56
Our own experience with preoperative IV bolus ATG has
been limited but encouraging.57 Thirteen adult recipients
(five cadaveric and eight living donors) received 25 mg/kg
BW of equine ATG (Thymogam, Bharat Serums and
Vaccines, Ltd, Mumbai, India), as a preoperative single
bolus infusion (5 mg/kg BW of equine ATG being equivalent to 1 mg/kg BW of rabbit ATG). We encountered no
serious adverse effects and the CD3 counts started falling in
the 48-hour posttransplant assay, remaining so for a week,
before rising to pretreatment values. This was ideal in the
clinical setting; therapeutic levels of maintenance immunosuppressives were achieved by this time. We encountered
no episodes of AR in this small patient group. The notable
feature was that the cost of this induction regimen was
equivalent to US$ 750, which was approximately one fifth
the cost of monoclonal therapy and less than half the cost of
rabbit ATG used similarly. A surge in recent years in the
knowledge of the complex mechanisms of actions of polyclonal antibodies in renal transplantation, their more efficient and cost-effective use strategies have ensured a prominent place for them in present day clinical practice.
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