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Akademik Sosyal Araştırmalar Dergisi, Yıl: 9, Sayı: 115, Nisan 2021, s. 64-73
ISSN: 2148-2489 Doi Number: http://dx.doi.org/10.29228/ASOS.49381
Yayın Geliş Tarihi / Article Arrival Date
12.02.2021
Yayımlanma Tarihi / The Publication Date
29.04.2021
Assist. Prof. Dr. Emrah ATASOY
Cappadocia University, Faculty of Humanities, Department of English Language and
Literature
emrah.atasoy@kapadokya.edu.tr
ORCID:0000-0002-5008-2636
OPPRESSION AND CONTROL IN UTOPIAN AND DYSTOPIAN FICTION
Abstract
The themes of oppression and control play a highly significant role in utopian and
dystopian fiction which illustrates alternative world scenarios. These fictional
social orders portray possible worse scenarios that might become the reality unless
certain necessary measurements are taken. In these portrayals, individuality is
suppressed for the alleged welfare of the society and the collective interests of a
ruling body are accordingly highlighted. The aim of this study is therefore to
discuss the representation of oppression and control in utopian and dystopian
narratives through the analysis of the three selected speculative texts, namely A
Modern Utopia by H. G. Wells, Brave New World by Aldous Huxley, and Nineteen
Eighty-Four by George Orwell with specific references from relevant secondary
sources.
Keywords: dystopia, oppression, George Orwell, Aldous Huxley, H. G.
Wells
Oppressıon And Control In Utopıan And Dystopıan Fıctıon
ÜTOPIK VE DISTOPIK KURGUDA TOPLUMSAL BASKI VE KONTROL
Öz
Toplumsal baskı ve kontrol temaları, alternatif dünya senaryolarını tasvir eden
ütopik ve distopik kurguda oldukça önemli bir rol oynamaktadır. Bu kurmaca
toplumsal düzenler, gerekli önlemler alınmadığı takdirde ortaya çıkabilecek daha
kötü olası senaryoları tasvir etmektedir. Bu eserlerde, bireysellik, bir toplumun
sözde refahını sağlayabilmek adına bastırılabilir ve yöneten gücün kolektif
çıkarlarına bu anlamda daha çok önem verilebilir. Bu çalışmanın amacı bu
bağlamda, ütopik ve distopik anlatılarda toplumsal baskının ve kontrolün temsilini,
çalışma kapsamında seçilmiş üç spekülatif metin olan H. G. Wells’in A Modern
Utopia, Aldous Huxley’in Cesur Yeni Dünya ve George Orwell’in Bin Dokuz Yüz
Seksen Dört eserlerinin konu ile alakalı ikincil kaynaklara göndermeler üzerinden
yapılan analizi üzerinden tartışmaktır.
Anahtar kelimeler: distopya, toplumsal baskı, George Orwell, Aldous
Huxley, H. G. Wells
Introduction
Dystopian fiction illustrates alternative world scenarios that are relatively darker and
more nightmarish as compared to the actual social order. In literary dystopias, oppression is an
efficient means of restricting freedom, individuality, and controlling citizens in a totalitarian
state that struggles to maintain its power through the loss of certain liberties such as freedom of
expression, travelling, sexuality, reading, and education. Such fictional states may exercise
cruelty, torture, and extreme punishment in order to keep their utmost power, whereas some
other repressive states might practice different policies such as freedom of sexuality and the
widespread use and distribution of certain drugs so as to protect and maintain their dominance
in certain dystopian projections.
It is possible to come across such oppressive states in a dystopia, which is described as
“a fictional portrayal of a society in which evil, or negative social and political developments,
have the upper hand, or as a satire of utopian aspirations which attempts to show up their
fallacies … or ways of life we must be sure to avoid” (Claeys, 2010: 107). In a similar vein,
Lyman Tower Sargent describes dystopia as “a non-existent society described in considerable
detail and normally located in time and space that the author intended a contemporaneous reader
to view as considerably worse than the society in which the reader lived” (1994: 9). As can be
seen, dystopias, which “extrapolate from the socio-ecologically deficient present in order to
demonstrate the horros that might unfold without urgent and systematic fundamental
transformations” depict a world that implicates a criticism of social and political problems in a
society (Alberro, 2020). This illustration in a dystopian text, which may “confront and criticise
practices such as the misuse of science and technology or, the belligerence of governments”
demonstrates how the future might be unless certain measurements are taken (Kayıscı, 2014:
32).
Such a dystopian tendency emerged as a result of the abuse of technology, the
experienced social and political problems in the society, and the fact that utopian ideals
portrayed in earlier literary utopias failed to live up to the expectations. One significant function
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Oppressıon And Control In Utopıan And Dystopıan Fıctıon
of dystopia is in this respect to serve “as a prophetic vehicle, the canary in a cage, for writers
with an ethical and political concern for warning us of terrible sociopolitical tendencies”
(Baccolini and Moylan, 2003: 1-2). In a similar vein, it is also possible to come across such a
controlling state in a literary utopia. A utopian work offers an alternative world, allegedly a
“better” one than the existing world which has social and political problems (emphasis added).
Oppression and control thus play a crucial role in both dystopian and utopian fiction. This study
will, therefore, seek to discuss the theme of oppression and control in the three selected fictional
works, namely A Modern Utopia by H. G. Wells, Brave New World by Aldous Huxley, and
Nineteen Eighty-Four by George Orwell with specific references to the primary sources and
relevant secondary sources.
Oppression and Control in Utopian and Dystopian Fiction: A Modern Utopia, Brave
New World, and Nineteen Eighty-Four
H. G. Wells’ text, A Modern Utopia (1905) involves the theme of control and oppression,
as there is a partial control over individuals, though not by violence. In this regard, there is a
control of education in addition to the strict rules in this dynamic, kinetic utopia. The society is
organized according to four classes of mind, namely the Poietic, the Kinetic, the Dull, and the
Base. Well’s A Modern Utopia presents a seemingly utopian world; however, it still includes a
controlling ruling body in order to maintain its power and control.
The rigid classification of society into four classes of mind restricts social mobility
because individuals are grouped according to their capabilities and abilities. For instance,
Poietic minds are referred to as the creative class with their imaginative power to create. They
bring scientific and technological discoveries into that society. All the religious ideals and
beauties are linked with this class. Likewise, Kinetic minds are referred to as capable, clever,
more moral, and reliable than the Poietic. These two classes can be “associated with a good or
bad physique, with excessive or defective energy, with exceptional keenness of the senses in
some determinate direction” (Wells, 2005: 173).
However, the depiction of the Dull changes radically since they do not have sufficient
imagination and cannot learn thoroughly. They are referred to as “persons of altogether
inadequate imagination, the people who never seem to learn thoroughly, or hear distinctly, or
think clearly” (Wells, 2005: 174). Lastly, the Base have “a narrower and more persistent
egoistic reference than the common run of humanities . . . relatively greats powers of
concealment, and they are capable of, and sometimes have an aptitude and inclination towards,
cruelty” (Wells, 2005:174). Such classification demonstrates that Wells places people into fixed
categories and attributes certain essentialist properties to these different classes of mind, which
can project how the control of population exists in Wells’ utopia.
In addition, the rules of the samurai, the administrative unit reflect how the State has
strict control over these volunteers. Therefore, the State becomes controlling and manipulative,
as the samurai are engaged with administrating the State and responsible for the rule of the
world. Head teachers, judges, barristers, employers, medical men, and legislators must be,
accordingly, samurai. However, the Dull and the Base are excluded from this group, which
shows how the State excludes certain groups while incorporating some other groups in order to
maintain its power and rule. The samurai cannot buy or sell drugs; cannot be hotel-keepers,
hotel proprietors, hotel shareholders, barbers, inn waiters, boat cleaners, and servant; cannot act,
sing or recite; must shave and dress properly; must bathe in cold water; must read aloud from
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the Book of the Samurai for at least ten minutes every day; and have a particular dress. These
strict rules and control demonstrate the dominating control of the State over individuals since
the samurai cannot behave outside the limits of their predestined roles.
In a similar light, since the education of children reveals the children’s importance for
the State, the State controls the growing process of children. However, in this case, children are
not taught the hatred of flowers or books as in Brave New World, but, rather, they are brought
up in a way to serve the welfare of the society. The State attaches great significance to the future
since “the increasing control of a child’s welfare and upbringing by the community, and the
growing disposition to limit and tax inheritance” are “the duty and moral meaning of the world
community as a whole” (Wells, 2005: 66). Wells hereby shows how the power and control of
the State can be used in a manipulative manner. The connection between the community, the
State, and children is illustrated through “surveillance and disposition of population” since
children will be the adults of tomorrow (Rayward, 1999: 568). As can be seen, although Wells
does not draw a completely pessimistic world in his seemingly utopian text, it is still possible to
observe certain restrictions and control mechanisms in his A Modern Utopia.
Huxley’s Brave New World (1932), the second text within the context of this study,
presents a utopian/dystopian world, in which individuality is oppressed although violence,
punishment, and torturing, the conventional methods of repression in dystopian fiction, are not
used to oppress individuals. It is through the freedom of sexuality and the frequent use of soma
that the totalitarian state maintains its power in Huxley’s work. It starts in A. F. 632 that stands
for After Ford. This world has T as the symbol, which represents the model T Ford. Thus,
people in this world worship Henry Ford that is the one to have produced the first automobile in
the assembly line, replacing religion and religious figures. Fordism in Huxley’s text represents
“the subordination of humanity to the machine and to the scientific ideal” (Claeys, 2010: 115).
Furthermore, people in the New World are divided into five categories in Brave New
World, namely Alphas (concerned with intellectual activity), Betas, Gammas Deltas, and,
Epsilons (hard labour, physical activity). It is expressed that these groups are happy to be what
they are since there is no chance to change their position, which demonstrates how the State
oppresses people into certain molds and does not give a chance. Their position is predestined.
This classification accordingly restricts human possibility and capability.
In Huxley’s text, strict birth control reflects the oppressive nature of the State because
people are controlled all throughout their lives. There is predestination as to what group one will
belong to before he or she is born, as they are produced in the hatcheries with the method of
Bokanovsky. Thus, everything is fixed for the individuals. The system is extremely rigid
although it seems flexible with the encouragement of sex, abundance of food, and the use of
soma. It is not possible for the groups to go beyond the limits of their class since there is “no
intelligence needed for an Epsilon because they do not need anything but powerful bodies”
(Abanazır, 1985: 24). Twelve World Controllers are in control of this breeding system, which
adds to the suppressive nature of the State. Children are brought up collectively and
“behavioural manipulation is elevated to a highly refined science” in addition to the fact that
“the past has been erased” (Claeys, 2010: 115).
In this respect, stability is what matters for the State. Therefore, it should be maintained
regardless of the loss of individuality since the welfare of the community is more important.
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Mustapha Mond, the Resident World Controller of Western Europe, comments on this aspect as
follows:
You can’t make flivvers without steel- and you can’t make tragedies without
social instability. The world’s stable now. People are happy; they get what they
want and they never want what they can’t get. They’re well off; they’re safe;
they’re never ill; they’re not afraid of death; they’re blissfully ignorant of
passion and old age; they’re plagued with no mothers or fathers; they’ve got no
wives, or children, or lovers to feel strongly about; they’re so conditioned that
they practically can’t help behaving as they ought to behave. (Huxley, 2004:
193-94)
As can be inferred from these remarks, the State is not interested in individuality. Rather, it is
the communal interest that matters to the State which encourages consumerism with its
following motto: “Ending is better than mending. The more stitches, the less riches” (Huxley,
2004: 42). In this regard, individuals are constantly offered temporary pleasures like soma and
sex. For instance, when a woman has sexual intercourse with a man for two months like Lenina,
it is not considered “normal” because the individual should not feel attached to someone in
order not to forget the interest of the State (emphasis added).
Hypnopaedia or sleep-teaching and Neo-Pavlovian conditioning are two other important
means of oppressing individuals, restricting their lives, and brainwashing them in order not to
breach the rules of the totalitarian State. Sleep-teaching is when all these groups are conditioned
and taught slogans and the limits of their position. Moreover, conditioning deters children from
nature and books (through explosions, bells). It turns out that children cannot touch or smell
flowers, which actually adds to their mechanized condition. It is stated that “at the approach of
the roses, at the mere sight of those gaily-coloured imaged of pussy and cock-a-doodle-doo and
baa-baa black sheep, the infants shrank away in horror” because “[b]ooks and loud noises,
flowers and electric shocks – already in the infant mind these couples were compromisingly
linked” (Huxley, 2004: 17). This process causes them to grow with “an instinctual hatred of
books and flowers” (Huxley, 2004: 17). Accordingly, the link with nature and books is
suppressed.
Freedom of sexuality is in this regard a means of keeping individuals under constant
control. When sex does not satisfy them, soma is given to these individuals. Showers argues that
this world turns people into “mindless, overly-sexualized machines” (2010: 81). Similarly,
marriage is not allowed in Brave New World. Individuals laugh at words like mother, father, and
son, as they do not exist in their mindset, and are therefore not accepted. Thus, people cannot
connect to each other emotionally. Accordingly, there is no familial relationship. The Savage,
John finds himself in a mocked position when he calls Linda “mother” in Brave New World
because “the New world suppresses any kind of emotional activity, believing it to be a source of
instability” (DeVido, 2012: 63).
Therefore, individuals are motivated to have sexual intercourse with different individuals,
which is to prevent emotional bonds among citizens. “Sexual promiscuity” is presented as the
norm in the New World and is a means of oppression (Claeys, 2010: 115). Lenina and Bernard,
an Alpha plus, who go the Savage Reservation together, do not completely conform to the
system as they have feelings; however, in the end, the System exiles Bernard and Helmholtz,
which restores the totalitarian order. John is oppressed and exterminated by the System itself in
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the end because John is humiliated by other citizens that watch him while whipping himself,
and finally commits suicide, which reflects the victory of the State over the individual.
Thus, it is possible to argue that Huxley’s New World turns out to be a totalitarian one
although it does not apply violence, punishment, or torture because it creates illusionary
happiness and temporary pleasures through the freedom of sexuality and soma. Whenever
individuals have difficulty and a problem, they are recommended to take soma: “And if
anything should go wrong, there’s soma” (Huxley, 2004: 194). Hence, Huxley’s dystopia keeps
the citizens under constant control and surveillance like Orwell’s Nineteen Eighty-Four, which
Schmerl explains as follows: “Totalitarianism, real or fantastic, seems to engender two kinds of
servility: the servility of fear, strikingly portrayed in Orwell’s 1984; and an unconscious, even a
happy servility, perfected by the methods of population production” (1962: 332).
Unlike Huxley’s Brave New World, Orwell’s dystopia, Nineteen Eighty-Four (1949)
presents an extremely totalitarian state, in which there is no room for thinking, writing, and
sexuality since freedom is oppressed completely. Orwell’s text, which “adheres to the typical
narrative of dystopian fiction focusing on the growing alienation of an individual protagonist or
small group of individuals who begin to rebel against prevailing conditions” depicts a rather
somewhat pessimistic world where everything is watched by the state through technological
developments such as telescreen and helicopters (Stock, 2019: 7). Citizens are kept under
constant surveillance by the Inner Party and Big Brother, which is similar to the panopticon and
creates paranoia. Individuals who attempt to violate the rules and orders of the State are
oppressed, tortured, exterminated or “rehabilitated” because individuality emerges as the enemy
of the State since individuals should conform to the expectations of the State without
questioning (emphasis added). In this way, they are taught to love the State by applying
electroshock and some other torturing strategies.
The Party in Oceania has the utmost control in the State and controls history by
distorting the historical documents and by faking the photographs, newspapers, and even
language in order to create a new language, Newspeak, which aims to bar rebellion by erasing
all the words that may trigger revolt from the memory. Furthermore, the Party does not want
individuals to think critically because critical thinking promotes observing, questioning, and
criticizing the wrongs of the society and the State, which leads to the creation of a word,
thoughtcrime. In this respect, Thought Police catches the individuals who attempt to think and
write, the example of which is the protagonist Winston Smith, who works for the Ministry of
Truth, as he tries to infringe the oppressive rules such us keeping a secret dairy. However, he
fails and is re-created in a way so as to become “an individual” loving Big Brother and
conforming to the Party (emphasis added).
As can be seen, the oppressive state does not tolerate thinking and shatters Oldspeak
replacing it with the new one, Newspeak, which is “made up of shortened and combined words,
like Ingsoc, Miniluv, sexcrime and thoughtcrime” (Abanazır, 1985: 47). It aims at exterminating
defying words and “purifying” the language in order to serve the State with total devotion
(emphasis added). Syme touches on the efficiency of Newspeak that prevents thinking as
follows: “Don’t you see that the whole aim of Newspeak is to narrow the range of thought? In
the end we shall make thought-crime literally impossible, because there will be no words in
which to express it” (Orwell, 2017: 83-4). This aim renders thoughtcrime almost impossible
since there are no longer words to express certain thoughts.
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His following remarks in this regard represent the fixity of the new language: “Every
concept that can ever be needed will be expressed by exactly one word, with its meaning rigidly
defined and all its subsidiary meanings rubbed out and forgotten” (Orwell, 2017: 84). Thus, it is
possible to argue that the State creates a highly suppressive world with its new language that
does not allow individuals to communicate their thoughts and feelings in a free manner since it
is strictly arranged, shaped, and manipulated. In the end, language becomes merely the voice of
the State, that is Ingsoc: “Newspeak is Ingsoc and Ingsoc is Newspeak” (Orwell, 2017: 84).
Furthermore, the use of telescreen and helicopters is crucial in watching and designating
individuals who commit thoughtcrime because thinking is strictly forbidden. It is stated that
one’s thoughts are never entirely his/her own, which draws attention to the functional role of the
relationship between discourse and power in shaping individuals in a society, as the individual
is “carefully fabricated in it according to a whole technique of forced and bodies” (Foucault,
1977: 217). It is severely punished when caught. Winston, the member of the Ruling Party in
Oceania, is not a totally submissive character at the beginning of the book and keeps a diary, in
which he writes down his thoughts and feelings in a free manner.
His blooming revolutionary thoughts are put down in this diary since he writes about
freedom, the corruption of the system, and Julia. He comments on the notion of freedom in his
diary as follows: “Freedom is the freedom to say that two plus makes four. If that is granted, all
else follows” (Orwell, 2017: 128). This freedom is denied to citizens by the State that oppresses
its own individuals in order to make them accept its own twisted episteme. Thus, power
produces its own regime of truth in this totalitarian system through propaganda, hate week,
media, and television. These following statements can in this regard summarize the oppressive
nature of the State in the book: “War is Peace. Freedom is Slavery. Ignorance is Strength”
(Orwell, 2017: 164). Thinking is not permitted or encouraged in Oceania, which is at war with
Eurasia or Eastasia. Instead, slavery, war, and ignorance are imposed as the “ideals” within the
internal mechanics of this oppressive state (emphasis added).
In a similar vein, sexuality is also strictly forbidden. In this regard, individuals should not
spend their energies with sexuality, but use their energies in order to serve the State instead.
Winston and Julia have several secret sexual intercourses in a garden and in a room in the prole
district, as the Party does not intervene in the prole district. However, they are ultimately caught
by the police. This means that they have violated the rules of the State. The Party’s purpose is
“to remove all pleasure from the sexual act” and “to kill the sex instinct, or, if it could not be
killed, then to distort it and dirty it” (Orwell, 2017: 104-5).
Sexuality is oppressed because it is against the State that is against individual pleasures.
Sex instinct creates a world of its own that is outside the Party’s control. Therefore, it needs to
be destroyed when caught. Julia explains why the Party forbids sexuality as follows: “When you
make love, you’re using up energy; and afterwards you feel happy and don’t give a damn about
anything. They can’t bear you to feel like that. They want you to be bursting with energy all the
time” (Orwell, 2017: 209-10). Sex stands for freedom and is linked to human nature; therefore,
this instinct is suppressed and killed. Harold J. Harris comments on the representation of
sexuality in Nineteen Eighty-Four as follows: “[M]arriage for love is ruled out, artificial
insemination officially backed, and complete sexual celibacy is encountered by one of the
Party’s numerous organisations” (1959: 158). As can be understood, the Party bans any
liberating actions, thoughts, and feelings, and subsequently oppresses such realms of freedom.
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Thus, it is possible to state that Orwell’s dystopia, Nineteen Eighty-Four, which gives the
opportunity “to observe carefully how and in what ways endeavours can result in failure,”
depicts a totalitarian state that does not tolerate or welcome individuality, free thought, and sex
(Tan, 2020: 303). Its plot focuses on “the revolt of an intellectual of the Outer Party”
(Lowenthal, 1969: 169). The Party organizes hate weeks; uses television for propaganda;
brainwashes its citizens; and forbids coffee, real sugar, proper white bread, and jam. The Party
has spies and informants in order to get informed about thoughtcrime and rebellions such as
O’Brian, a member of the Inner Party, who acts like a real friend to Winston. He gives Winston
the rebellious leader of The Fabulous Brotherhood Emmanuel Goldstein’s book, The Theory
and Practice of Oligarchical Collectivism, which seems to rebel against the state, but it is
actually written by O’Brien himself to reveal and to catch thought criminals. In the end,
Winston’s mind is “warped, his soul forlorn, and his ability to express individuality is
extinguished by The Party” (DeVido, 2012: 102).
In this respect, Syme is reported by the children. Similarly, Winston is reported by the
shop owner in the prole district, an act of thoughtcrime, which O’Brien witnesses. This leads
Winston to be subject to brutal torturing in Room 101, which ultimately causes Winston to
accept, “2 + 2 = 5” (Orwell, 2017: 440). O’Brien’s following comments on the Party
demonstrate how oppression functions for the Party: “We control life, Winston, at all levels . . .
We create human nature . . . Humanity is the Party. The others are outside – irrelevant!”
(Orwell, 2017: 405-6). Hence, it is the world of the Party and Big Brother presented in Nineteen
Eighty-Four by Orwell that controls life in Oceania. Winston is eventually made to become a
part of this suppressive world by being made to love Big Brother through the exercise of
oppression and control.
Conclusion
In conclusion, this study has demonstrated that Wells’ A Modern Utopia, Huxley’s Brave
New World, and Orwell’s Nineteen Eighty Four criticize the ill-functioning aspects of the
existing society either by representing a pessimistic and bitter future influenced by the extreme
use of technology and the scientific, social, and political developments to the benefit of the
totalitarian states like Oceania in Nineteen Eighty-Four that uses violence, propaganda, hate
weeks, torture, and punishment in order to maintain its power, and the New World in Brave
New World that promotes and encourages the freedom of sexuality, the daily use of soma, and
the abundance of goods, in which case individuals are oppressed without the use of violence, or
retribution.
However, both states turn out to be highly totalitarian, oppressive, and controlling. In a
similar vein, Wells’ A Modern Utopia, on the other hand, represents a seemingly utopian world,
but the State turns out to be controlling and oppressive for the alleged welfare of the society in
such cases as the education of children, the rules of the samurai, and population control. Thus,
individuality is oppressed and controlled either completely or partially by these totalitarian and
controlling ruling bodies in dystopian fiction in order to maintain their power and dominance, as
demonstrated through the critical discussion of the three selected works within the context of
this study.
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Acknowledgments
*I am grateful to Prof. Dr. Burçin Erol from the Department of English Language and
Literature at Hacettepe University, Ankara for her enormous contribution to my understanding
of utopian/dystopian literature during my doctoral studies.
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