Freshwater Biology (2011) 56, 676–688
doi:10.1111/j.1365-2427.2010.02425.x
Biological invasions and the dynamics of endemic
diseases in freshwater ecosystems
R. POULIN*, R. A. PATERSON*, C. R. TOWNSEND*, D. M. TOMPKINS† AND D. W. KELLY*,†
*Department of Zoology, University of Otago, Dunedin, New Zealand
†
Landcare Research, Dunedin, New Zealand
SU M M A R Y
1. Biological invasions, still occurring worldwide at an alarming rate, are widely
acknowledged as threats to the integrity and functioning of ecosystems. In addition to
introducing disease, biological invasions have also been linked to sudden increases in
the incidence or severity of previously existing diseases. We review and illustrate the
potential direct and indirect impacts of introduced species on the dynamics of endemic
parasites in freshwater ecosystems.
2. Introduced species may trigger and sustain disease emergence by acting as competent
hosts for endemic parasites in which infection is amplified and then ‘spilled back’ to
native hosts. In contrast, if introduced species are not suitable hosts for endemic parasites
but become infected anyway, they may act as sinks for parasites and thus dilute
disease risk for native hosts.
3. Another mechanism by which introduced species can influence endemic parasitic
diseases is by altering the relative abundance of one of the parasite’s hosts in ways that
could either enhance or reduce disease transmission to other native hosts in the parasite’s
life cycle.
4. Introduced species may also alter disease incidence and severity in native hosts through
trait-mediated indirect effects. For example, the introduced species could change the
exposure or susceptibility of native hosts to infection by causing alterations in their
behaviour or immunocompetence. Also, by directly changing physicochemical conditions
and modifying environmental stressors introduced species may indirectly affect native
host exposure and ⁄ or resistance to disease.
5. A survey of parasites infecting introduced freshwater fish in four distinct geographical
areas revealed that use of non-indigenous hosts by endemic parasites is widespread,
mostly involving parasites transmitted via the food chain.
6. We conclude by presenting a framework, based on risk assessment, for the prediction
and possible mitigation of the impact of introduced species on endemic diseases and by
calling for greater recognition of the potential role of invasive species as triggers of
endemic disease emergence.
Keywords: dilution effect, introduced species, parasite spillback, risk assessment, trait-mediated
indirect effects
Correspondence: Robert Poulin, Department of Zoology, University of Otago, PO Box 56, Dunedin 9054, New Zealand. E-mail:
robert.poulin@stonebow.otago.ac.nz
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Introduction
Biological invasions represent a major component of
global change, imposing huge economic costs to
society (Perrings et al., 2005; Pimentel, Zuniga &
Morrison, 2005; Hulme et al., 2009). The globalisation
of modern transport systems ensures that the rate at
which invasions occur will remain high (Cohen &
Carlton, 1998; Ruiz et al., 2000; Drake & Lodge, 2004;
Perrings et al., 2005). The introductions of non-indigenous species (NIS) pose threats to the integrity and
functioning of ecosystems, being (after habitat
destruction) the second most important proximate
cause of native biodiversity loss worldwide (Wilcove
et al., 1998; Grosholz, 2002; Clavero & Garcia-Berthou,
2005; Molnar et al., 2008). At the same time, emerging
infectious diseases and the parasites that cause them
are reported with increasing frequency from a wide
range of systems, and they too threaten biodiversity
and ecosystem functioning (Daszak, Cunningham &
Hyatt, 2000; Smith, Acevedo-Whitehouse & Pedersen,
2009). An emerging infectious disease is one that
appears for the first time in a population, or a
previously existing disease that suddenly increases
in incidence or geographic range, or that manifests
itself in a new way (Daszak et al., 2000).
Biological invasions and emerging infectious diseases are not necessarily independent of each other.
The former may trigger the latter and together they
may have additive or synergistic effects on ecosystems (Fèvre et al., 2006; Brook, Sodhi & Bradshaw,
2008). The most obvious way in which biological
invasion can be linked with emerging infectious
disease is when NIS introduce and transmit novel
parasites to native species (Daszak et al., 2000; Taraschewski, 2006; Dunn, 2009). For example, the only
freshwater crayfish native to the British Isles, Austropotamobius pallipes Lereboullet, once widespread, has
suffered several local extinctions since the 1980s, and
its geographical distribution is now greatly restricted
(Holdich & Reeve, 1991). Its decline appears to have
been mediated by the oomycete Aphanomyces astaci
Schikora introduced in the 1970s along with the
invasive American crayfish Pacifastacus leniusculus
Dana; although asymptomatic in its original host,
the fungus causes mortality in native European
crayfish (Holdich & Reeve, 1991; Kozubikova et al.,
2009). Similarly, populations of the native European
eel, Anguilla anguilla L., have declined markedly
2010 Blackwell Publishing Ltd, Freshwater Biology, 56, 676–688
following the introduction to Europe of the eelspecific parasitic nematode Anguillicola crassus Kuwahara, Niimi & Hagaki, along with its original host
from East Asia, via importation of live eels to
Germany in the early 1980s (Taraschewski, 2006).
Although overfishing and other causes have doubtless
played large roles, the severe pathology induced by
the nematode in its new European host and its rapid
spread are probably key contributing factors (Taraschewski, 2006). Introductions of novel parasites along
with their non-indigenous hosts may not be as
common as one might think, however, since empirical
evidence indicates that during introduction NIS tend
to lose most of the parasites they had in their region of
origin (Torchin et al., 2003).
Interactions between NIS and parasites of native
host species may therefore be of greater importance,
or at least they may be relevant to a greater
proportion of biological invasions. On the one hand,
parasitism in native species may facilitate the invasion process by making native species more susceptible to predation or competition from NIS (Prenter
et al., 2004; Dunn, 2009). In Irish freshwater habitats,
for instance, a microsporidian parasite infecting the
native amphipod Gammarus duebeni celticus Stock &
Pinkster reduces its host’s capacity to prey on small
invasive amphipod species and increases the host’s
likelihood of being preyed upon by larger invaders
(MacNeil et al., 2003). On the other hand, under
certain circumstances, NIS can directly or indirectly
alter the dynamics of endemic parasites, possibly
initiating and then sustaining emerging diseases (the
‘endemic pathogen’ hypothesis of disease emergence;
Rachowicz et al., 2005). Changes in the environment
can affect many steps in the infection process, such
as the survival of parasite transmission stages or host
resistance, as well as modulating parasite virulence
or host recovery rates. The potential of environmental change to alter disease dynamics in the wild has
been discussed at length in the context of climate
change (Marcogliese, 2001; Harvell et al., 2002; Mouritsen & Poulin, 2002; Lafferty, 2009). Similarly, the
introduction of NIS may perturb native host–parasite
interactions by, for instance, acting as alternative
hosts for endemic parasites or by altering the
behaviour and subsequent infection risk of native
host species. Biological invasions may therefore be
an underestimated cause of emerging infectious
diseases.
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In this review, we explore the potential impacts of
introduced species on the dynamics of endemic
parasites in freshwater ecosystems. We focus specifically on situations where introduced species have the
potential to cause a previously existing endemic
parasite to increase in prevalence or severity, thus
triggering disease emergence. First, we discuss the
different mechanisms by which NIS can influence the
dynamics of endemic parasitic diseases. We illustrate
each mechanism with case studies from freshwater
systems and also consider alternative scenarios where
introduced species lead to reductions in infection
levels or in their consequences for native hosts.
Second, we use published surveys of freshwater fish
introductions to provide quantitative estimates of
how frequently NIS might serve as alternative hosts
of endemic parasites, which is how they affect
endemic disease dynamics in most cases. Third, we
present a framework for the prediction and possible
mitigation of endemic disease emergence because of
species introduction. Our overall goal is to expose the
under-appreciated but potentially important link
between biological invasions and disease emergence
in freshwater ecosystems and to address its practical
implications.
Impact of invaders on endemic diseases
There are several mechanisms by which NIS might
influence endemic diseases. These are not mutually
exclusive and they can act in concert in many
situations. In addition to acting as hosts of endemic
parasites, NIS can increase the severity of endemic
diseases by inducing either numerical or functional
changes in native species. In other words, introduced
species may change, directly or indirectly, the abundance of one or more hosts of endemic parasites in
ways that promote parasite transmission or they may
induce changes in the behaviour or physiology of
native hosts that make them more susceptible to
infection. The various scenarios discussed below are
illustrated in Fig. 1 using the example of a parasite
with a two-host life cycle that is typical of many
freshwater parasite taxa such as nematodes, cestodes,
(a)
(d)
(b)
(e)
(c)
(f)
Fig. 1 Summary of possible impacts of NIS on the dynamics of endemic parasitic diseases that might lead to disease emergence. The
hypothetical parasite considered here has a two-host life cycle involving a definitive host, DH (white rectangle), and an intermediate
host, IH (white circle). During transmission from one host to the other, some parasites are unsuccessful and therefore lost from the
system; the thickness of the arrows indicates the relative numbers that are either lost or successfully transmitted. The NIS (black
rectangle) can either act as an alternative host for the parasite, or have an indirect effect (shaded arrow) on one of the native hosts. The
native host incurring an emergent disease (i.e. an increase in infection rate) is indicated by a lightning bolt. (a) The situation prior to the
invasion, providing a benchmark for comparisons. (b) The invader is a suitable alternative definitive host, more parasites therefore
reach a definitive host and more infective stages are produced to infect the intermediate host. (c) Same as the previous scenario except
that the invader can serve as an alternative intermediate host, leading to greater infection risk for native definitive hosts. (d) The
invader indirectly causes the population of native intermediate hosts to increase in size (larger circle), for instance by feeding on their
predators or competitors, which leads to reduced losses at that stage of the parasite’s life cycle, and greater infection risk for native
definitive hosts. (e) The invader indirectly causes intermediate hosts to become more susceptible to infection, for instance by forcing
them to change their microhabitat or diet, or via immunosuppression induced by stress. Induced habitat changes may be spatially
extensive, such that the native species uses sub-optimal habitats in which infection risk is modified by other stressors. (f) Same as the
previous scenario except that the invader indirectly affects the definitive host instead of the intermediate host.
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Invasions and freshwater diseases 679
acanthocephalans and myxozoans (scenario a in
Fig. 1). Adults or reproductive stages of these parasites typically exploit vertebrate definitive hosts, from
which they release eggs or transmission stages that
must infect an intermediate host, usually an invertebrate; the life cycle is completed when infected
intermediate hosts (or, in the case of myxozoans,
further transmission stages released from intermediate hosts) are eaten by a suitable definitive host. The
mechanisms discussed later apply equally well to
other types of parasites, and equivalent scenarios to
those in Fig. 1 could easily be developed for parasites
with life cycles involving three or more host species,
such as those of many trematodes, or for simple onehost life cycles such as those of most viruses, bacteria,
fungi, monogeneans and parasitic copepods.
Parasite spillback: non-indigenous species as hosts of
endemic parasites
The most obvious way in which NIS can influence
endemic parasite dynamics is by playing an active
role in their life cycle and transmission. Following
their introduction to a new geographical area, NIS
may serve as alternative hosts for endemic parasites,
from which infection may ‘spill back’ to native fauna
(Daszak et al., 2000; Tompkins & Poulin, 2006; Kelly
et al., 2009b). It is not unusual for introduced species
to acquire parasites from the local fauna. For example,
salmonid fishes have been introduced to many parts
of the world as fertilised eggs and completely free of
the parasites from their area of origin, but following
establishment they have accumulated endemic parasites in numbers and taxonomic diversity matching
those from their original area (Poulin & Mouillot,
2003). In addition, introduced salmonids often harbour higher abundances of endemic parasites than
native host species (Kennedy, Hartvigsen & Halvorsen, 1991). When NIS are competent hosts for endemic
parasites (i.e. hosts in which the parasites can develop
normally), they may amplify the total number of
infective stages to which native hosts are exposed,
potentially leading to an emerging disease (scenarios
b and c in Fig. 1).
Parasite spillback from NIS to native hosts may be
an important but neglected cause of disease emergence. In a review of data available in the literature,
Kelly et al. (2009b) found that NIS had acquired a
mean of 6.3 endemic parasites following their intro 2010 Blackwell Publishing Ltd, Freshwater Biology, 56, 676–688
duction, with 70% acquiring more than four endemic
parasites. The non-indigenous taxa in this survey
included aquatic and terrestrial invertebrates and
vertebrates, while the parasites included protozoa,
helminths and arthropods. The literature contains too
few rigorous surveys of the frequency at which
endemic bacteria and viruses are acquired by NIS to
obtain accurate estimates, but we suggest this will be
equally common.
A study of the dynamics of fish parasitism in Lake
Moreno, Argentina, provides strong evidence for
parasite spillback. Two introduced salmonids, rainbow trout (Oncorhynchus mykiss Walbaum) and brook
trout (Salvelinus fontinalis Mitchill), both native to
North America, are used as alternative hosts by four
endemic parasites acquired from native fish (Rauque,
Viozzi & Semenas, 2003). Together, the two introduced salmonids represent only 3% of the total fish
abundance in the lake, and yet they now play a very
important role in the life cycle and transmission of the
endemic acanthocephalan parasite Acanthocephalus
tumescens von Linstow. Although the parasite does
not reach infection intensities as high in the salmonids
(<9 worms per fish on average) as in its native hosts
(averages in three native fish: 10–27 worms per fish), a
higher proportion of female worms reach maturity
and produce eggs in the introduced salmonids than in
native hosts (Rauque et al., 2003). The upshot is that
the two salmonids account for approximately a
quarter of all parasite eggs produced and released in
lake waters. Although it remains to be tested, the
boost in parasite reproduction made possible by a
relatively small number of exotic hosts should result
in greater risk of infection for native species, including
both amphipod intermediate hosts and fish definitive
hosts.
Studies of recurrent mass mortalities in a variety of
waterfowl species in North American freshwaters
have identified infection by the trematodes Cyathocotyle bushiensis Khan and Sphaeridiotrema globulus
Rudolphi as the probable cause (Hoeve & Scott,
1988; Herrmann & Sorensen, 2009). Transmission to
birds occurs when the introduced gastropod Bithynia
tentaculata L., an intermediate host for both parasites,
is eaten by molluscivorous birds. Although C. bushiensis was probably introduced, S. globulus occurs in
several native gastropod intermediate host species in
areas where the invasive B. tentaculata is absent (e.g.
Roscoe, 1983), and is therefore most likely native. The
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extremely high densities at which B. tentaculata can
occur, coupled with high prevalence and intensity of
S. globulus infection, and heavy feeding activity on
snails by birds, increase the probability that waterfowl
will ingest a lethal infection dose (Herrmann &
Sorensen, 2009). An almost identical situation exists
in Belarus, where the introduced zebra mussel,
Dreissena polymorpha Pallas, has become disproportionately abundant relative to native molluscs. This
introduced bivalve now harbours much higher intensities of infection by endemic trematodes than native
molluscan hosts and may act as a source of heavy
infections for the waterfowl that prey on molluscs and
serve as the trematodes’ definitive hosts (Mastitsky &
Veres, 2010). These systems show how an abundant
NIS acting as an intermediate host can increase
infection risk to native definitive hosts (scenario c in
Fig. 1).
Another apparent but untested case of spillback has
been documented in Lake Chichancanab, Mexico,
where African cichlid fish, Oreochromis spp., were
accidentally introduced two decades ago. Over the
following few years, as cichlid abundance rapidly
increased, population sizes of five native species of
the genus Cyprinodon declined dramatically and a
sixth one became extinct (Strecker, 2006). The cichlids
are detritivore–planktivores, and the decline of native
fish was therefore not because of predation by the
invasive species. All the fish species, both native and
introduced cichlids, serve as second intermediate
hosts in the transmission of endemic trematodes to
the piscivorous birds used by the parasites as definitive hosts. Pre-invasion data show that Cyprinodon
fish were infected at low prevalence (<25%) by
trematodes, but within 6–7 years of the invasion,
prevalence reached 90–100% (Strecker, 2006). In this
system, birds preyed heavily on the NIS because of
their larger sizes, greater abundance and greater use
of open-water habitats compared to native fish. Use of
cichlids by the parasites augmented the flow of
infection from NIS intermediate hosts to native birds,
and back to native fish intermediate hosts (Strecker,
2006). This illustrates how parasite spillback from
introduced species could potentially affect all host
species in a parasite’s life cycle.
One of the main criteria for spillback to occur is that
the introduced species must be a competent host for
the endemic parasites it acquires. If parasites cannot
develop in the NIS but infect it anyway, then it may
act as a sink for the parasite population. This would
reduce infection levels in native hosts via a ‘dilution’
effect (Keesing, Holt & Ostfeld, 2006). The introduction of European brown trout, Salmo trutta L., to New
Zealand has apparently had that effect on native fish
species. Although many endemic parasites are found
in trout (Dix, 1968), the latter are not suitable hosts
since most of these parasites do not reach maturity
inside trout. A recent study has found a negative
relationship across different streams between intensity of infection by endemic trematode species in two
native fish, Gobiomorphus breviceps Stokell and Galaxias
anomalus Stokell, and an index of local trout abundance (Kelly et al., 2009c). In other words, in sites
where trout are abundant, trematode infections in
native fish are less severe. One possible mechanism is
that, after leaving their snail first intermediate host,
the free-swimming infective stages of trematodes that
encounter trout infect this host but fail to complete
their development; a greater proportion of infective
stages would thus be lost in sites with more abundant
trout populations (Kelly et al., 2009c). However,
modelling and experimental studies are required to
confirm that availability of infective stages can be
limiting in the parasite life cycle and that their
wastage by non-competent hosts (akin to ‘lost bites’
in vector-borne diseases) does lead to reduced infection in other host species. Other studies have recently
provided evidence that invasive snails are often not
suitable hosts for the trematode infective stages they
encounter, which can lead, at least in mesocosm
studies, to a dilution of infection for native snail
species (Kopp & Jokela, 2007; Genner, Michel & Todd,
2008).
NIS do not necessarily need to kill endemic parasites post-infection for a dilution effect to occur; they
may also cause direct mortality of infective stages by
feeding on them or causing transmission failure via
physical interference (Thieltges, Jensen & Poulin,
2008). Indeed, numerous freshwater invertebrates
can actively feed on the infective stages of a range of
parasites (e.g. Christensen, 1979; Achinelly, Micielli &
Garcia, 2003) and active filter-feeders, such as the
dreissenid mussels invasive throughout North America, may be capable of clearing most free-swimming
stages of parasites from the surrounding water (MacIsaac et al., 1992; Pace, Findlay & Fischer, 1998; Faust
et al., 2009). Thus, whether an NIS has the potential for
positive (spillback) or negative (dilution) effects on
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Invasions and freshwater diseases 681
endemic parasites depends on whether it is a suitable
host for infection and development of the parasite, as
opposed to a sink that causes the loss of infective
stages.
Numerical impacts of non-indigenous species on native
hosts
The best-documented impacts of NIS are reductions in
the abundance or density of one or more native
species, sometimes to the point of extinction (Grosholz, 2002; Clavero & Garcia-Berthou, 2005). If negatively impacted species are essential hosts in the life
cycle of an endemic parasite, then the parasite’s local
population will decline, and its other host species may
benefit indirectly from the invasion. However, if
instead the NIS causes a reduction in the abundance
of a predatory species that kept in check the intermediate host of an endemic parasite, then the opposite
could happen: the parasite’s transmission rate would
increase locally with negative consequences for its
other hosts (scenario d in Fig. 1).
The impact of invasive dreissenid mussels (i.e. the
zebra mussel, Dreissena polymorpha Pallas, and quagga
mussel, D. bugensis Andrusov) provides a good example. Originally from Ukraine and southern Russia,
these mussels were introduced in the 1980s to freshwater systems in North America, where their local
densities can now be very high. Among the many
reported ecosystem impacts of these NIS, there is clear
evidence that the abundance of native macrobenthic
invertebrates is higher where the invasive mussels are
present than where they are not (Botts, Patterson &
Schloesser, 1996; Mayer et al., 2000). This is probably
caused by the physical habitat provided by clumps of
mussels and by their faeces and pseudofaeces (mucus
pellets in which unfiltered particles are concentrated)
enhancing detritus-based benthic food webs. Invertebrates whose abundance is increased include amphipods and oligochaetes that play major roles as
intermediate hosts of myxozoans, acanthocephalans,
nematodes and cestodes parasitic in fish (Williams &
Jones, 1994). At the same time, the filtering activity of
dreissenid mussels can cause substantial decreases in
the abundance of small-sized zooplankton (MacIsaac
et al., 1992; Pace et al., 1998). These include the small
cyclopoid copepods used exclusively as intermediate
hosts by cestodes of the genus Proteocephalus, which
are very common parasites of North American fresh 2010 Blackwell Publishing Ltd, Freshwater Biology, 56, 676–688
water fish (McDonald & Margolis, 1995; Scholz, 1999).
Although the consequences of increases (or decreases)
in intermediate host abundance caused by NIS could
well include enhanced (or reduced) transmission rates
of parasites back to fish, these remain unexplored to
date.
Functional impacts of non-indigenous species on native
hosts
To initiate endemic disease emergence, NIS may not
have to act as alternative hosts for endemic parasites or
even to cause changes in the abundance of native hosts
involved in the parasite life cycle. The process could
instead involve trait-mediated indirect effects (Werner
& Peacor, 2003); NIS might change the exposure or
susceptibility of native hosts to infection by causing
alterations in their behaviour or immunocompetence
(scenarios e and f in Fig. 1). For instance, there is
considerable empirical evidence that prey respond to
the perceived threat of predation, even predation from
novel predators, by changing some aspect of their
phenotype such as activity levels, microhabitat choice,
prey selection, morphology and life history characters
(Boersma, Spaak & De Meester, 1998; Lass & Spaak,
2003; Trussell, Ewanchuk & Matassa, 2006; Wolinska,
Loffler & Spaak, 2007; Johansson & Andersson, 2009).
Similarly, perceived predation risk can cause physiological stress in prey individuals, measurable as
increased levels of stress proteins such as heat-shock
proteins or hormones such as cortisol (Kagawa &
Mugiya, 2000; Woodley & Peterson, 2003; Slos & Stoks,
2008). Exposure to infection in aquatic organisms
depends mostly on diet and microhabitat, since most
aquatic parasites are acquired either via ingestion or
direct contact with a free-swimming infective stage.
Resistance to infection depends on the immunocompetence of the exposed individual and increased stress
can depress immunity (Apanius, 1998; Raberg et al.,
1998; Harris & Bird, 2000). Therefore, if the NIS is a
predator or is perceived as such by native species, the
latter may experience greater exposure to parasites by
shifting to different microhabitats and feeding on
different food items, and greater susceptibility to
infection because of stress-mediated immunosuppression. In addition, by directly changing physicochemical regimes and modifying environmental stressors,
NIS may also indirectly affect host exposure and ⁄ or
resistance to disease.
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These sorts of indirect effects on native freshwater
animals have been reported following the introduction
of NIS. For instance, the black bullhead Ameiurus melas
Rafinesque, an ictalurid catfish native to North America, has become one of the most successful exotic fish in
European freshwater ecosystems. A series of experiments has shown that the presence of this invader
reduces the predation success of Esox lucius L. on
minnows, not by actively competing with pike for
minnows, but simply by interfering with the normal
behaviour of pike (Kreutzenberger, Leprieur & Brosse,
2008). Infection levels by parasites normally transmitted trophically from minnows to pike may be reduced
as a consequence. However, since pike switch to other
food items, they may be exposed to other parasites
transmitted via these different preys. In the Laurentian
Great Lakes of North America, the large predatory
cladoceran Bythotrephes longimanus Leydig, introduced
from Eurasia in the early 1980s, induces a change in the
vertical distribution of its zooplanktonic prey, mostly
Daphnia spp., causing them to live in deeper and colder
waters (Pangle & Peacor, 2006; Pangle, Peacor &
Johannsson, 2007). The altered spatial distribution of
Daphnia induced by a NIS could lead to greater or
lower exposure to, and transmission of, parasites (Hall
et al., 2005).
Trait-mediated indirect effects also provide alternative hypotheses for the observed pattern in New
Zealand of decreasing endemic parasite infection in
native freshwater fish with increasing brown trout
abundance (see above). Rather than ‘parasite dilution’, trout may be altering either the behaviour of
native fish (on which they prey) or the freshwater
environment, in ways that reduce parasite transmission. Behavioural impacts of brown trout on other
native species in New Zealand have already been
documented; several mayfly species have changed
their diel activity patterns and now spend little time
grazing on algae during the day in systems where
trout have been introduced (McIntosh & Townsend,
1994, 1995). As mayflies and other aquatic insects
serve as intermediate hosts for the trematode Phyllodistomum magnificum Cribb, which is trophically
transmitted to eels, Anguilla spp. (Hine, 1978; Cribb,
1987), their altered behaviour in the presence of
introduced trout may have consequences for diseases
in eels.
Trout invasion highlights another potentially
important functional effect of NIS – induced habitat
shift – which could interact with other stressors to
enhance disease. Populations of non-migratory Galaxias fish in New Zealand streams have declined as a
result of trout invasion, habitat modification and
pollution (McDowall, 2006), but trematode infection
may also play a role. Juvenile fish can suffer mortality
and severe spinal malformations if infected by freeswimming infective stages (cercariae) of trematodes
released by snail intermediate hosts (Kelly et al., 2010).
Displaced by trout, the Galaxias tend to persist in
poor-quality refuges of low flow and higher temperature (Allibone, 2000; Leprieur et al., 2006), marginal
habitats that may increase trematode infections by
concentrating cercariae, snail intermediate hosts and
fish (e.g. Mitchell et al., 2000), with higher temperatures probably promoting snail shedding of cercariae
(see Poulin, 2006). Allibone (2000) reported that low
flows and high temperatures in streams subjected to
water abstraction were associated with high snail
densities and a large percentage of malformed adult
Galaxias depressiceps (McDowall & Wallis, 1996). This
example indicates that NIS-driven disease emergence
could act in concert with other drivers of environmental change.
There are several additional mechanisms by which
NIS could cause disease emergence. First, they could
accumulate and biomagnify endemic diseases within
the food chain. The zebra mussel invasion of the Great
Lakes, and the re-emergence of Type E Clostridium
botulinum associated with large-scale fish and waterfowl die-offs, provides a good example. Type E
botulism is transmitted through diet and proliferates
in anaerobic, nutrient-rich sediments. The enormous
filtering capacity of zebra mussels has been linked
with accumulation of C. botulinum and possibly its
toxin. It is speculated that waterfowl accumulates
C. botulinum by preying on invasive round gobies
Neogobius melanostomus (Pallas), the mussel’s main
predator (Holeck et al., 2004; Getchell & Bowser,
2006). Second, NIS may enhance disease by altering
habitat physicochemistry, illustrated again by zebra
mussels. By providing additional nutrients in deposited faeces and pseudofaeces, increasing sediment
anoxia because of decomposition of dead mussels and
waste and enhancing growth of near-shore benthic
algae, mussels create conditions suited to the proliferation of C. botulinum (Perez-Fuentetaja et al., 2006;
Riley et al., 2008). Because many freshwater NIS, such
as crayfish, carp, mitten crabs and beavers, are
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Invasions and freshwater diseases 683
ecosystem engineers that cause profound changes in
physical habitat, it is probable that the scope for such
functional impacts on disease emergence is wide.
Indeed, such physicochemical alteration highlights an
additional mechanism by which NIS could alter
disease, that is, by modifying the strength of environmental stressors of the immune system of native
hosts. It is of interest that recent deepwater hypoxic
events in parts of the Great Lake Basin have been
attributed to zebra mussel invasion (e.g. Kelly, Herborg & MacIsaac, 2009a). Given that immune mechanisms involved in the clearance of pathogens can be
highly sensitive to hypoxia (Macey et al., 2008), such
hypoxic conditions might lead to the emergence of
diseases.
The evidence that functional changes (e.g. microhabitat use, trophic interactions) in native freshwater
animals are induced by NIS is very convincing.
However, despite the obvious ways in which these
changes can influence both the exposure of native
animals to parasites and their resistance to infection,
there have been no attempts to quantify the indirect
impacts of NIS on disease dynamics. This possible
link between biological invasion and emerging diseases remains unexplored empirically, possibly
because it may appear less important than other
causal pathways. Yet, it may be relevant to a large
proportion of invasions, and quantifying the strength
of these indirect effects of NIS on endemic diseases
should be a top priority.
endemic parasite taxa most commonly use an introduced fish species as an alternative host. These are not
definitive analyses, but instead a preliminary demonstration of the very real potential for parasite spillback
in freshwater habitats.
Data on endemic parasites of introduced freshwater
fish species were obtained from checklists for four
geographical areas: Canada (Margolis & Arthur, 1979;
McDonald & Margolis, 1995), Mexico (SalgadoMaldonado, 2006), the Czech and Slovak Republics
(Moravec, 2001) and New Zealand (Hine, Jones &
Diggles, 2000). The parasites considered include only
monogeneans, trematodes, cestodes, nematodes,
acanthocephalans and copepods, other groups being
excluded because they were either ignored in most
surveys or were rarely found. In addition, we consider
only parasites that are either (i) confirmed as species
endemic to the area that only started exploiting the
introduced fish following its arrival or (ii) suspected
by the authors of the checklists of being endemic to
the area though confirmation is lacking. All parasite
species known to have been introduced, either with
the introduced fish on which they are found or via a
different route, were excluded. Finally, we only
included introduced fish species for which at least
one endemic parasite has been reported. Introduced
fish with no known endemic parasites in their new
Importance of non-indigenous species as hosts of
endemic parasites
Isolated case studies suggest that NIS can indirectly
cause the emergence of endemic diseases by either
changing the abundance of native species serving as
hosts of parasites, or increasing their exposure or
susceptibility to infection. There is no global dataset
allowing an evaluation of how frequently disease
emergence follows biological invasion. However,
surveys and checklists of parasites in freshwater
animals, especially fish, are available from several
parts of the world, providing the basic data necessary
to assess how often the conditions for parasite
spillback are met following an invasion. Here, we
use compilations of host–parasite associations to
determine (i) how many endemic parasite species
typically exploit an invasive fish species and (ii) what
2010 Blackwell Publishing Ltd, Freshwater Biology, 56, 676–688
Fig. 2 Frequency distribution of the number of endemic parasite
species recorded per species of introduced freshwater fish (n =
31), pooled across four geographical areas. The data include
both parasites that are confirmed as endemic species and those
that are suspected of being endemic. See text for further details.
684
R. Poulin et al.
area may be ‘false negatives’: further sampling specifically targeted at finding parasites might reveal that
they are indeed used as hosts by endemic parasites.
Well over half of the estimated 50 introduced fish
species in the four geographic areas have been found
to harbour endemic parasites. Overall, 31 fish introductions, involving mainly Cichlidae, Cyprinidae or
Salmonidae, had acquired at least one endemic
parasite species, each NIS having acquired between
1 and 15 endemic parasites (mean ± SE: 4.9 ± 0.7
parasite species; see Fig. 2). If only parasites whose
endemic status has been independently confirmed are
considered, these numbers are reduced by about half
(2.3 ± 0.4 parasite species, range 1–9). Overall, the 31
fish introductions led to 151 cases of an endemic
parasite using a NIS as an alternative host, with
almost half of these cases (i.e. 71) involving parasites
confirmed to be endemic. The majority of these were
nematodes (23 cases), trematodes (20) or acanthocephalans (14), suggesting that parasites with complex
life cycles transmitted via the food chain are more
likely to be involved in spillback than those with
direct transmission like monogeneans and copepods.
This brief survey suggests that the potential for the
amplification of an endemic disease following the use
of NIS as alternative hosts, or spillback, is truly
considerable for fish parasites. Of course, the widespread use of introduced hosts by endemic parasites
does not necessarily imply that spillback (or, for that
matter, disease dilution) will ensue; it does, however,
set the stage for NIS to alter local parasite dynamics in
ways that could lead to disease emergence.
Predicting the risk of emerging endemic disease
posed by NIS
The extent of biological invasions is creating major
regulatory challenges for government agencies (Hulme
et al., 2009). Ecologists need to devise predictive tools
for legislators to target prevention and control efforts
towards those invasive species most likely to impact
ecosystems and the economy, including those probable
to initiate emerging diseases. In recent years, ecological
risk assessment has become widely used in environmental management and impact assessment (Lackey,
1997; Claassen, 1999). Risk assessment has been used
specifically to try to predict which taxa are most likely
to successfully invade new geographical areas (Kolar &
Lodge, 2002; Landis, 2004). In addition, this approach
has previously been applied to the management of
diseases in aquatic ecosystems, identifying parasites
most likely to spread and have economic impacts
(Peeler et al., 2007). Although a lack of data for some
critical parameters can limit its full potential, there is
little doubt that risk analysis has improved decision
making in aquatic animal health management.
In the joint context of biological invasions and
infectious diseases, ecological risk assessment could
be used to evaluate the likelihood of emerging
infectious diseases caused by endemic parasites
following the introduction of particular NIS, and to
inform decision making and the prioritisation of
efforts to eradicate or control invasive species. To
achieve this, we would need to build predictive
statistical models based on existing data that assign
to any given NIS a probability that it will trigger the
emergence of an endemic disease; it would then be for
decision makers to determine whether the risk is
above a threshold (which takes into account not only
ecological but also economic factors) for implementation of management actions. Risk (i.e. the probability
of an endemic emerging disease following an introduction) can be determined as a function of the
number of NIS introduced, using modified logistic
regression techniques (see Bender, 1999), or more
powerful statistical tools that take into account missing values, uncertainty, nonlinear relationships and
higher-order interactions between variables (De’ath,
2002; Elith, Leathwick & Hastie, 2008). Other independent variables probably to matter in such a
predictive model include (i) the characteristics of the
introduced species, including its phylogenetic affinities and its basic ecological and life history traits, (ii)
the characteristics of the native host fauna, such as its
diversity and the phylogenetic distance between its
component species and the invader and (iii) the
properties of the local parasite fauna, including its
diversity and its phylogenetic distance to the parasites
of the invader in its area of origin. For many biological
invasions, data are available for several if not most of
these variables. Equipped with models based on these
data, it would be relatively easy to quantify the risk of
disease emergence associated with a particular NIS
after its initial detection in a new habitat. There is an
urgent need for this kind of forecasting tool to ensure
that the necessary measures to either eliminate the
risk of disease or mitigate its consequences are taken
before, rather than after, its emergence.
2010 Blackwell Publishing Ltd, Freshwater Biology, 56, 676–688
Invasions and freshwater diseases 685
Conclusions
It is clear from our review that empirical evidence
supporting NIS as a cause of endemic disease emergence in freshwaters is scant. One of the difficulties in
identifying the role of NIS is that parasitism and
disease may be driven by multiple stressors, such as
climate change, habitat alteration and pollution (Didham et al., 2007; Lafferty, 2009), problems that are
particularly relevant to freshwaters. However, freshwater systems, when compared to terrestrial habitats,
may offer certain advantages in the study of disease
emergence. For example, because some NIS are
patchily distributed, the often discrete nature of river
and lake systems can provide natural spatially replicated experiments that allow a comparison of disease
patterns in native hosts in the presence versus absence
of an NIS. Lakes and ponds are also more amenable to
NIS removal experiments, which would allow temporal assessment of disease dynamics. Such experimental manipulations are vital for demonstrating
links between biological invasions and disease emergence. Although many of the direct and indirect
interactions leading to disease emergence postulated
here have good supporting evidence, conclusive proof
is generally still lacking. The challenge is twofold.
First, modelling work is required, supported by
empirical data from the field and experimental work
in the laboratory, to interrogate the complex interactions among parasite fitness and host susceptibility of
native and introduced fish and to identify the sets of
circumstances under which spillback can be expected
to occur. Second, there is a need for well-designed
natural field experiments that contrast endemic parasitism of native fish in study sites (e.g. streams or
lakes) lacking or containing NIS.
Acknowledgment
Our research is supported by a grant from the
Marsden Fund (Royal Society of New Zealand).
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