JOURNAL OF GEOPHYSICAL RESEARCH, VOL. 107, NO. C10, 3152, doi:10.1029/2001JC001140, 2002
Barotropic waves generated by storms moving rapidly over
shallow water
Doug Mercer
Newfoundland Weather Centre, Environment Canada, Gander, Newfoundland, Canada
Jinyu Sheng, Richard J. Greatbatch, and Joško Bobanović
Department of Oceanography, Dalhousie University, Halifax, Nova Scotia, Canada
Received 10 September 2001; revised 21 February 2002; accepted 19 March 2002; published 16 October 2002.
[1] In the falls of both 1999 and 2000, waves with characteristics similar to tsunami hit
the southeast coast of Newfoundland, Canada. The waves were large enough to cause
local flooding, damage to docks, and other destruction. There is, however, no evidence of
seismic events, underwater landslides, or slumping events on either occasion. Other
explanations, such as storm surge, also appear unlikely, and local weather conditions at
the coast were not exceptional at the time. On both occasions, tropical storms moved
rapidly across the Grand Banks of Newfoundland from southwest to northeast, with a
translation speed of 30 m s1. A significant, nonisostatic response to atmospheric
pressure forcing can be expected over the shallow water of the banks since the translation
speed of the storms is comparable to the local shallow water gravity wave speed. We
speculate that the atmospheric pressure forcing associated with the storms generated a
barotropic wake, and we use a numerical model to argue that as the storm moved
back over the deep ocean, the wake was refracted and/or reflected by the variable
bathymetry at the edge of the banks and that it was the refraction of the wake toward
the coast that led to the unusual sea level events in southeastern Newfoundland. The
numerical model results are in general agreement with the eye witness reports. The
model-computed wave activity hits the southeast coast of Newfoundland at about the right
time and in the right areas for both events, although for the 1999 event the model
response is weaker than is observed at Port Rexton in Trinity Bay. The reason for the
poorer model performance in the 1999 case is not known, although we do find that
the model results are sensitive to uncertainty in the exact track taken by the storm
across the banks. The model results demonstrate that the period and wavelength of the
gravity waves comprising the wake are, in general, proportional to the length scale of
the pressure forcing, an exception being the model response in Conception Bay,
INDEX
Newfoundland, where a resonant seiche response is found to dominate.
TERMS: 4504 Oceanography: Physical: Air/sea interactions (0312); 4564 Oceanography: Physical:
Tsunamis and storm surges; 4219 Oceanography: General: Continental shelf processes; 3339 Meteorology
and Atmospheric Dynamics: Ocean/atmosphere interactions (0312, 4504); 4255 Oceanography: General:
Numerical modeling; KEYWORDS: tsunami, barotropic, tropical storm, modeling, air-sea
Citation: Mercer, D., J. Sheng, R. J. Greatbatch, and J. Bobanović, Barotropic waves generated by storms moving rapidly over
shallow water, J. Geophys. Res., 107(C10), 3152, doi:10.1029/2001JC001140, 2002.
1. Introduction
[2] Near dusk on October 25, 1999, the Newfoundland
Weather Centre received a telephone call describing an
unusually rapid ‘‘tide’’ at Port Rexton in Trinity Bay
(Figure 1). The water in the port was rising and falling
with a period of tens of minutes and peak-to-trough
displacement of 2 to 3 m, destroying the local wharf. Over
the next few days other reports of the same event came in
Copyright 2002 by the American Geophysical Union.
0148-0227/02/2001JC001140$09.00
from Trinity Bay and other coastal areas along the east
coast of the Avalon Peninsula, giving generally similar
accounts of the wave behavior. Near the same time, an
Acoustic Doppler Current Profiler deployed in St. John’s
Harbour detected an unusually strong current flowing in
and out of the harbor mouth with a period of tens of
minutes [de Young et al., 2000]. Note that near the time
of onset of the event, the tide was near a spring high tide,
and the weather conditions over the coastal areas were
generally good with light to moderate northwesterly winds
and very little surface wave action in the harbors in
question.
16 - 1
16 - 2
MERCER ET AL.: BAROTROPIC WAVES GENERATED BY RAPIDLY MOVING STORMS
Figure 1. Southeastern Newfoundland showing locations
with reports of wave events in 1999 (stars) and 2000
(circles).
[3] The wave behavior at the various harbors is generally
consistent with barotropic shallow water gravity waves
[Gill, 1982]. The total event lasted for about one to three
hours, with a wave period of tens of minutes. The wavelength is long enough so that most witnesses reported just
rises and falls of the water level, although some long,
narrow, and shallow harbors reported a tidal bore. Most
harbors affected were facing approximately eastward. These
characteristics are consistent with tsunami-like waves generated and propagating from the east.
[4] Upon checking with the Geological Survey of Canada, there were no seismic events in either Eastern Canada
or the Atlantic Ocean of sufficient magnitude to produce a
tsunami within the previous 24 hours (B. Wetmiller, Geological Survey of Canada, personal communication, 2000).
The next most likely cause is a sufficiently strong underwater landslide or slumping event. While these events are
admittedly harder to detect seismically, there is no evidence
for their occurrence. Also, there is little silt near the
continental slope of the eastern or southeastern edges of
the Grand Banks to initiate a significant slumping event.
Note that it would be necessary for something with a length
scale of tens of kilometers to force a barotropic wave with
the observed period. This is because the shallow water
gravity wave speed over most of the Grand Banks is about
30 m s1. Therefore, a shallow water gravity wave with a
period of 30 min should have a wavelength of about 54 km
on the banks.
[5] On that day of October 25, 1999, Tropical Storm
Jose approached the Grand Banks from the southwest with
a translational speed of 32 m s1 or 60 knots (Figure 2).
It passed east of the banks at about 15:30 local time and
the coastal effects occurred about 3 to 4 hours later. This
raises the possibility that the unusual events observed at
the coast can be explained by waves generated in the
vicinity of the storm and propagating toward the shore. If
the wave propagates from the eastern shelf break of the
Grand Banks at the average shallow water wave speed for
this area (30 m s1), it would reach the shore at about the
right time. Note also that the translation speed of the storm
was near the local gravity wave speed over the Grand
Banks (30 m s1), suggesting a significant nonisostatic
ocean response to the atmospheric pressure forcing by the
storm (see section 2), which we believe generated the
waves in question.
[6] On a beautiful fall afternoon on September 25, 2000,
similar reports started coming in (Figure 1). As before, over
the coastal region little wave action prevailed with generally
light winds. Areas along the east coast of the Avalon
Peninsula which reported events in 1999 had almost identical descriptions of the events in 2000, with the intensity
being a little higher in 2000. The main difference between
1999 and 2000 lay in the areas affected. There were no
unusual reports in Trinity Bay (as opposed to two in 1999),
while many communities along the southern half of Conception Bay consistently reported rises and falls of sea level
of about 2 m (while there were no reports in 1999). Also,
Conception Bay was affected about an hour after the east
coast. Again, there is no evidence of a significant seismic
event (J. Drysdale, Geological Survey of Canada, personal
communication, 2000).
[7] On that day, Tropical Storm Helene travelled across
the Grand Banks on a similar path to Jose of the previous
year, but closer to the Island of Newfoundland (Figure 2).
Again, it was a compact storm moving over the Grand
Banks with an average speed of 32 m s1 (60 knots). It is
interesting to note that, as in the previous year, the coastal
events occurred several hours after the storm crossed the
banks. The fact this happened on both occasions supports
the view the coastal events were a consequence of the
offshore storms.
[8] There has been little or no study of the generation of
barotropic shallow water gravity waves by storms travelling
over the Grand Banks of Newfoundland. Furthermore, to
our knowledge this type of event has not previously been
reported in Newfoundland. Nevertheless, there is evidence
that translating atmospheric disturbances can generate barotropic gravity waves with significant consequences. Ewing
et al. [1954], Donn [1959], and Abraham [1961] discuss
unusually large and rapid changes in water level around the
shores of the Lake Michigan and Lake Erie, which they
attribute to translating atmospheric disturbances. In each
case, the disturbance was translating at a speed comparable
to the local shallow water gravity wave speed in the lake,
implying a significant nonisostatic response to the atmospheric pressure forcing. In the case of the event in Lake
Michigan in 1954, Ewing et al. [1954] also suggest that
refraction and reflection of the waves by the variable water
depth played a role, something we believe is important for
explaining the events associated with Tropical Storms Jose
and Helene (see sections 2 and 3). Ewing et al.’s conclusions were largely verified by Platzman [1958, 1965],
leading to the setting up by the US Weather Bureau of an
MERCER ET AL.: BAROTROPIC WAVES GENERATED BY RAPIDLY MOVING STORMS
16 - 3
Figure 2. Map of study area. Newfoundland and Labrador are shaded. Six hourly storm positions for
Tropical Storms Helene and Jose are marked by circles and diamonds, respectively (courtesy of
Newfoundland Weather Centre). The
are shallow water gravity wave speed in ms1 and are
pffiffiffiffiffifficontours
ffi
related to water depth H by c ¼ gH . The boundary of the model domain is shown by the dashed
box.
operational warning system in Lake Michigan [Irish, 1965;
Hughes, 1965; Churchill et al., 1995]. Similar phenomena
have been reported along the Atlantic coast of the US.
Harris [1956] and Abraham [1961] have noted that Hurricane Carol in 1954 travelled northward over the midAtlantic Bight at a speed comparable to the local gravity
wave speed and suggest that part of the storm surge
associated with Hurricane Carol (1954) was associated with
barotropic gravity waves generated by the atmospheric
pressure forcing associated with the storm. Also, a large
wave at Daytona Beach in July 1992 is discussed by
Churchill et al. [1995], who attribute the wave to forcing
by an offshore squall line.
[9] In this paper, we describe and numerically demonstrate a mechanism by which storms, such as Tropical
Storms Jose and Helene, can generate barotropic gravity
waves as they move across the Grand Banks of Newfoundland, these waves in turn impinging on the coast and leading
to a significant near-shore response, consistent with the eye
witness reports. The large, flat, and shallow region of the
Grand Banks means that very rapidly moving storms can be
translating at close to the local shallow water gravity wave
speed (as in the cases of Jose and Helene), and, depending
on the storm track, to do this for long distances. This leads
to a strong nonisostatic response to the atmospheric pressure
forcing associated with the storms, and the generation of a
16 - 4
MERCER ET AL.: BAROTROPIC WAVES GENERATED BY RAPIDLY MOVING STORMS
barotropic wake. We show how the wake is refracted by the
variable bottom topography and reflected back from the
continental slope toward southeastern Newfoundland, and
how this explains most of the spatial distribution and the
timing of the observed events. In sections 2 and 3, we
describe and illustrate the basic theory as applied to our
problem, and provide a brief description of the numerical
model. Section 4 presents the model results using realistic
bathymetry and forcing, including a discussion of the
sensitivity of the model results to the size and intensity of
the storms producing the waves, and to the track taken by
the storms over the Grand Banks. Finally, section 5 provides
a summary and conclusions.
2. Basic Theory and the Numerical Model
[10] The focus of this paper is barotropic gravity waves
with periods of tens of minutes, which implies, over most of
our domain, wavelengths of tens of kilometers, forced by a
highly localized storm with a core of similar dimensions.
The governing equations are the vertically integrated shallow water equations for a homogeneous fluid with a free
surface, allowing both atmospheric pressure and wind stress
forcing. The grid is Cartesian with positive x, y and z being
east, north, and up, respectively, with z = 0 at mean sea
level. The perturbation pressure p0 is given by
p0 ¼ p0a þ rgh
ð1Þ
where pa0 is the perturbed atmospheric pressure, g is the
gravitational constant, and h is the upwards displacement of
the free surface. Water density r is assumed uniform and
constant. Equation (1) may be rewritten
0
p ¼ rgh
0
ð2Þ
where h0 = h ha is the adjusted sea level. ha is the change
in surface elevation of an inverse barometer [Gill, 1982] and
is given by ha = pa0 /rg. (Note that strictly speaking, the
inverse barometer includes a contribution from the global
average of the surface pressure that arises from the
assumption that the ocean is an incompressible fluid. This
contribution is not important for our discussion and so, for
simplicity, is ignored.) The forced shallow water equations
are then
@u
@h0 tx ru
f v ¼ g
þ
;
@t
@x rH H
ð3Þ
@v
@h0 ty rv
þ Fu ¼ g
þ
;
@t
@y rH H
ð4Þ
@h0 @ ð HuÞ @ ð HvÞ
@h
þ
þ
¼ a
@t
@t
@x
@y
ð5Þ
where (u, v) are the eastward and northward velocity
components, respectively, (tx, ty) are the surface wind stress
components, f is the Coriolis parameter, r is a linear bottom
friction coefficient, and H is the local water depth. It should
be noted that we neglect the nonlinear terms, throughout. It
can be shown that these terms are not important for our
model solutions. Nonlinearity could be important, however,
in the near-shore environment, for example, individual
harbors not resolved by our model.
2.1. Basic Theory
[11] The timescales of interest (several hours at most) are
such that we can neglect the effects of the Coriolis parameter and bottom friction in the following discussion. The
numerical results to be presented in section 3 do include the
Coriolis term and bottom friction, but putting these terms to
zero has only a small effect on the model results. We also
find that the effect of atmospheric pressure forcing dominates that of wind forcing, so it is appropriate to consider
atmospheric pressure forcing only. It is then easy to show
that the equation governing the adjusted sea level, h0, is
h0tt c2 h0x x c2 h0y y ¼ hatt ;
ð6Þ
h0tt c2 h0xx þ h0yy ¼ hatt :
ð7Þ
pffiffiffiffiffiffiffi
where c ¼ gH is the local gravity wave speed. For a flatbottomed ocean, this reduces to
For the case of a flat-bottomed ocean, it is convenient to
consider a steady storm that is translating at a uniform
speed U > 0 along the x axis in the direction of positive x,
and seek solutions that are translating steadily with the
storm. We therefore follow Geisler [1970] and Greatbatch
[1983] and define a new coordinate x = x Ut. From
equation (7), it then follows that steady, translating
solutions for h0 satisfy
U 2 c2 h0xx c2 h0yy ¼ U 2 haxx :
ð8Þ
It is immediately apparent that the character of the governing
equation is elliptic if U < c, but is hyperbolic if U > c
[Geisler, 1970]. It follows that in the latter case, the storm
generates a wake, analogous to the wake generated by a ship,
that propagates out from the storm track behind the storm.
As we shall see, the wake is most efficiently generated when
U c. It should be noted, however, that there is no
singularity when U = c, and that the transition from elliptic to
hyperbolic behavior is a smooth one. Indeed, the twodimensional problem we are considering here differs from its
one-dimensional equivalent, in that there is no resonance
when U = c, because energy is free to propagate away from
the storm track. It should also be noted that when U
c, as
is typically the case in the deep ocean, the response to the
storm will be isostatic, with h0 0.
[12] Figure 2 shows
pffiffiffiffiffiffiffi selected contours of the local gravity
wave speed c ¼ gH . The mean water depth on the Grand
Banks is around 80 m for which the mean gravity wave
speed is 30 m s1, but is as low as 20 m s1 in some
places. This is very close to, or slightly less than, the
propagation speed of both Jose and Helene. Over the banks,
therefore, we expect a strongly nonisostatic response to the
atmospheric pressure forcing associated with these storms,
including the possibility of a barotropic wake. On the other
hand, in the deep water beyond the continental slope, where
the water depth is typically 4000 m and the gravity wave
MERCER ET AL.: BAROTROPIC WAVES GENERATED BY RAPIDLY MOVING STORMS
16 - 5
Figure 3. Adjusted sea level as a function of U/c. In Figures 3a, 3c, and 3e the storm center is marked
by a diamond, the storm track is a dotted line, and the crosses labeled A and B mark the positions where
time series of adjusted sea level are plotted in Figures 3b, 3d, and 3f, respectively. Positive contours are
solid, negative contours are dashed, and the contour interval is 0.2 m in Figure 3c and 0.05 m in both
Figures 3a and 3e. The zero contour is not shown. Note that the contour plots only show part of the model
domain, and note the use of different scales in Figures 3b, 3d, and 3f.
speed is 200 m s1, we expect an almost isostatic
response with h0 0. The sharp contrast between the
gravity wave speeds of several 10s of m s1 on the banks,
compared to several hundreds m s1 beyond the continental
slope, raises the possibility of interesting refraction behavior
as the waves generated by the storm propagate over the
banks and interact with the continental slope. As we shall
see in the model results to follow, the gravity wave wake
generated by the storm can be reflected and refracted over
the continental slope back toward the coast. Indeed, we
believe this is what happened in the case of the events
associated with Tropical Storms Jose and Helene, and that it
was the energy refracted back toward the coast that led to
unusual sea level events that were observed.
2.2. Numerical Model and Surface Forcing
[13] The numerical model used is a modified version of
the storm surge model developed by Bobanović and Thomp-
son [2001]. It is linear and barotropic, and solves the
governing equations (3)– (5) with variable bathymetry using
the Arakawa C grid for the horizontal grid arrangement. The
model is forced by atmospheric pressure. Experiments
including wind forcing, using the formulation of Large
and Pond [1981] to convert wind velocity to surface wind
stress, show that the effect of wind forcing is negligible
compared to that of pressure forcing at the coast, and so will
be ignored. The linear bottom friction coefficient r used in
the numerical experiments has value 0.001 m s1 unless
otherwise stated, but it can be set to zero without significantly affecting the model results. Outgoing waves at open
boundaries are handled by a radiation condition [Chapman,
1985].
[14] Unfortunately, we do not have sufficient information
from observations or operational analyses to specify the
precise structure and magnitude of the surface forcing
associated with the tropical storms. We therefore use an
16 - 6
MERCER ET AL.: BAROTROPIC WAVES GENERATED BY RAPIDLY MOVING STORMS
Figure 4. Maximum rise (solid line) and fall (dashed line) of adjusted sea level as a function of U/c at a
point along the storm track.
idealized form for the surface forcing in the numerical
experiments. In particular, the atmospheric pressure field
is specified as
"
pa ð x; y; t Þ ¼ po p exp
#
ð x xs ðtÞÞ2 þð y ys ðt ÞÞ2
;
s2
ð9Þ
where po is the mean sea level pressure and set to 101
kPa in this paper, p is the maximum pressure drop
associated with the storm, (xs(t), ys(t)) are the coordinates
for the center of the storm, and s is defined at the
‘‘radius’’ of the storm. Since there are no direct
measurements of the storm central pressures and sizes
for either storm (Newfoundland Weather Centre, personal
communication), we set p to be 3 kPa, giving the best
estimate of the pressure drop for the two storms. We also
set s to 40 km, giving an effective ‘‘eye-wall’’ radius of
about 30 km. The sensitivity to the specification of s is
discussed in section 4.3.
3. Numerical Simulations Using Idealized
Bathymetries
[15] In order to illustrate the model behavior, we first use
a rectangular ocean basin with idealized bathymetry on an f
plane centered at 45N. The dimension of the domain is
1500 km in the eastward and 500 km in the northward
direction, respectively. A model grid spacing of 3 km and
time step of 20 s is used so that we can easily resolve
horizontal length scales of tens of kilometers and timescales of tens of minutes. The initial condition is a state of
rest with a uniform surface pressure of 101 kPa and a flat
ocean surface. In all runs presented in this section, the
pressure forcing defined in equation (9) is switched on
impulsively at the beginning of integration, with the initial
position of the storm center located at the western boundary and halfway between the northern and southern
boundaries (i.e., xs(0) = 0 and ys(0) = 250 km). For t > 0,
the low pressure system is moved eastward at a constant
speed U of about 31 m s1 (U approximates the translation
speeds of Jose and Helene across the Grand Banks and was
chosen to be equal to the barotropic shallow water wave
speed for a depth of 100 m). The wind forcing is set to zero
throughout.
[16] We begin by considering a storm moving over a flatbottomed ocean with water depths of 156 m, 100 m, and
25 m, respectively, and for which U/c = 0.8, 1.0, and 2.0.
Figures 3a, 3c, and 3e show the adjusted surface elevation,
h0, 10 hours into the model run, at which time the system is
in quasi-equilibrium. Figures 3b, 3d, and 3f show time
series of the adjusted sea level at the locations A and B in
Figures 3a, 3c, and 3e. When U/c = 0.8, there is a setup of
the adjusted sea level in the near field of the pressure
forcing (Figure 3a). The setup is roughly symmetric with
respect to the center of the storm and moves eastward with
the storm. The maximum setup at 10 hours is about 20 cm.
Note that weak disturbances ahead of the system propagate
eastward at the shallow water gravity wave speed, which, in
this case, is 25% faster than the translation speed of the
storm.
[17] By contrast, a large wake is generated when U/c = 1
(Figures 3c and 3d). The wake consists of a large setup or
rise centered slightly behind the storm center and led by a
setdown of similar size. The maximum setup and setdown
at 10 hours are about 110 cm and 70 cm, respectively.
Note that in the near field of the storm, the model response
is a combination of waves being generated near the time of
the snapshot and waves generated at an earlier time that
propagate in the same direction as the storm. In the far
field, on the other hand, the wake consists only of waves
generated earlier and which have propagated outward from
the storm track. Figure 3d also shows that the wave at site
B lags slightly behind that at site A, indicating that the
angle between the wake and the storm track is not quite
90. The steady state solution for equation (8) implies that
(neglecting bottom friction), the wake in the steady state
should be perpendicular to the storm track in the case
U/c = 1. This ideal shape is due to the integrated
contribution from forward propagating waves generated
over an infinitely long storm track history. As time goes
by, and energy from further back along the storm track
contributes to the wake, so that the angle between the
wake and the storm track becomes closer to 90, as can be
verified with the model.
MERCER ET AL.: BAROTROPIC WAVES GENERATED BY RAPIDLY MOVING STORMS
16 - 7
Figure 5. Transition of storm from shallow water to deep water. In every case the storm moves from
shallow (75 m or U/c = 1.15) to deep water (400 m or U/c = 0.5) across a continental slope. The
continental slope is shaded and starts at 250 km east of the western boundary; in the narrow continental
slope case it is 3 km (i.e., one grid point) wide, while in the wide continental slope case it is 120 km wide.
(a), (c), and (e) Successive images for the narrow continental slope case; (b), (d), and (f) corresponding
images for the wide continental slope case. The storm center is marked by a diamond, and the storm track
is marked by a dotted line. Contours are in 0.05 m increments, with solid contours positive and dashed
negative. The zero contour is not shown.
[18] Figures 3e and 3f show that a large wake is also
generated by the pressure forcing when U/c = 2, although its
magnitude is much smaller than that in the case of U/c = 1.
The wake again consists of a setup and setdown. The
maximum setup and setdown in this case are about 25 cm
and 30 cm, respectively. Since the storm moves much
quicker than the gravity waves, the waves generated at
earlier times trail behind the storm in a V shape, as we
expect given the hyperbolic nature of the governing equations (equation (8)). Theoretically, the angle between the
wake and the storm track (a) is given by a = arcsin (c/U) if
effects in the storm near-field and bottom friction are
neglected. In the case of U/c = 2, the angle is 30, in
agreement with the theory.
[19] To examine the sensitivity of the model results to
the value of U/c, we carried out ten additional runs using a
flat-bottomed ocean with water depths ranging from 25 m
to 625 m. The mean features of these runs are qualitatively
similar to Figure 3a for U/c < 1, and to Figure 3c for
U/c > 1, but with strong dependence of the wave ampli0
)
tude on U/c. Figure 4 presents the maximum setup (hmax
0
and maximum setdown (|hmin |) determined from time
0
0
series at site A for all thirteen runs. Both hmax
and |hmin
|
are near zero for U/c < 0.5, indicating a nearly isostatic
response if the storm speed is slower than the half of the
gravity wave speed. These values increase sharply, however, for 0.8 < U/c < 1 and reach maxima at U/c 1,
indicating that a wake is generated most efficiently by the
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MERCER ET AL.: BAROTROPIC WAVES GENERATED BY RAPIDLY MOVING STORMS
Figure 6. Simulation of ocean response to Tropical Storm Helene on September 25, 2000. Solid
contours are of adjusted sea level, with thick contours positive and thin contours negative. The contour
interval is 0.1 m, and the zero contour is not shown. The storm track is marked every 30 min with
triangles, and the current storm position is marked with a large triangle. The dotted lines are bottom
contours at 100, 400, and 1000 m.
pressure forcing when the storm speed is equal to the
0
decreases significantly
gravity wave speed. Finally, hmax
with U/c for 1 < U/c < 1.2 and more gradually for
0
|, on the other hand, approaches 30 cm
U/c > 1.2. |hmin
as U/c increases, which just means that the total sea level h =
h0 + ha does not change much due to the rapid transit of
the pressure system over the water (h0 mostly cancels the
inverse barometer effect ha which has magnitude 30 cm).
[20] We next investigate the impact of including a continental slope.
We
pffiffiffiffiffiffi
ffi expect that the variable local gravity
wave speed, gH , associated with the variable bathymetry,
leads to significant wave refraction, and possibly reflection.
To answer this issue, we describe two numerical experiments that use model bathymetry consisting of water of
uniform depth 75 m and 400 m in the western and eastern
part of the model domain, respectively, the two flat regions
MERCER ET AL.: BAROTROPIC WAVES GENERATED BY RAPIDLY MOVING STORMS
16 - 9
Figure 7. Time series of the model-computed adjusted sea level response to Tropical Storm Helene at
five locations in southeastern Newfoundland. Shaded boxes indicate approximate time frame for the
actual event from witness reports and other data for each location. The units are meters. Note the use of a
different scale at Holyrood.
being connected by a continental slope region. In the first
experiment, the continental slope is abrupt, with the water
depth changing from 75 m to 400 m over one grid box
(Figure 5a). In the second experiment, the continental slope
is much wider with the water depth increasing linearly from
75 m to 400 m over 120 km distance (Figure 5b). The
pressure forcing is again equation (9), with its initial
position at the center of the western boundary. The pressure
field moves eastward at a constant speed of 31 m s1. As a
result, U/c is 1.15 and 0.5 for the western and eastern parts
of the domain, respectively.
[21] Figure 5 shows snapshots of the adjusted sea level in
the two experiments. Before the storm reaches the continental slope, the main features of the adjusted sea level are
qualitatively similar to Figure 3e. Upon interacting with the
continental slope, a significant part of the wave energy is
reflected back from the continental slope, and at 5 hours, is
seen to be propagating in the opposite direction to the storm.
The details of the reflection process are different in the two
cases. When there is a gradual slope (Figures 5b, 5d, and 5f),
the waves are seen to propagate on to the slope and then be
refracted back up the slope by the increased wave propagation speed in deeper water. When there is an abrupt change
in depth, the reflection happens much more quickly so that
the reflected waves influence upstream locations sooner
than in the gradual sloping case (see Figures 5e and 5f).
As we shall see in the next section, our realistic simulations
also show refraction and reflection of waves by the variable
bathymetry associated with the continental slope.
4. Numerical Simulations Using Realistic
Bathymetry and Storm Tracks
[22] We now use the numerical model to study the
generation of shallow water gravity waves over the Grand
Banks in association with Tropical Storms Jose and Helene.
The model domain covers the area between 41 and 50N
and between 56 and 43W (Figure 2), with realistic
bathymetry except that water depths greater than 1000 m
are set to 1000 m. Since for 1000 m depth, the ratio U/c
0.3, for which the model response is close to isostatic (see
Figure 4), the use of a 1000 m cutoff has no significant
impact on the model results. The model resolution is 1/24th
of a degree in both the eastward and northward directions
and the time step is 20 s. The atmospheric pressure forcing
takes the same form as given by equation (9) with p and s
set to 3 kPa and 40 km, respectively. The storm moves
along the observed storm tracks, and forcing by the surface
wind stress is not included since this was found not to be
important for the model response.
4.1. Tropical Storm Helene (September 2000)
[23] Tropical Storm Helene developed from a tropical
wave that emerged from the African coast on September 10,
16 - 10
MERCER ET AL.: BAROTROPIC WAVES GENERATED BY RAPIDLY MOVING STORMS
Figure 8. Model-computed adjusted sea level and barotropic currents in response to Tropical Storm
Helene. The contour interval is 0.1 m, with solid contours positive and dotted contours negative. The zero
contour is not shown. Current vectors are plotted every third grid point in both the zonal and meridional
directions.
2000. It moved northwestward through the Caribbean Sea
and then through the Gulf of Mexico to hit the southeastern
United States on the 22nd and 23rd and then turned northeastward to enter the North Atlantic Ocean on the 24th.
Helene approached the study region from the southwest on
the 25th with an average translational speed of about 30 m
s1. It moved on to the Grand Banks at about 1400Z (Zulu
or equivalently Universal Coordinated Time (UTC)) and
back into the deep ocean to the east of the banks at about
1900Z (Figure 2).
[24] We integrate the numerical model for 24 hours,
starting from 0600Z on the 25th. The center of the storm
at that time was located at 62.2W and 41.6N, which was
about 450 km away from the model western boundary
(Figure 2). Figure 6 shows snapshots of the model-calculated adjusted sea level (h0) as the storm crosses the Grand
Banks. Adjusted sea level due to the pressure forcing is
negligible over deep water before the storm reaches the
Grand Banks, consistent with the model results for U/c
1
shown in section 3. Once the storm moves on to the Grand
Banks at about 1400Z, a wake is immediately generated
(Figure 6a), the wake spreading outward from the storm
track as the storm moves northeastward. The wake consists
of a setdown ahead of the storm center and a setup of
similar size behind the center, as seen in section 3. The
maximum setup and maximum setdown at 1630Z are about
60 cm and 40 cm, respectively (Figure 6c).
[25] As the storm approaches the eastern edge of the
Grand Banks near 1800Z, the storm-generated waves to the
right of the storm track reflect back on to the banks (Figure
6c). By 1930Z the storm is over the western flank of
Flemish Cap, and the wake is now left behind over the
Grand Banks (Figure 6d). Note that there are no large waves
generated in the near field of the storm at this time, due to
the almost isostatic response to the pressure forcing in deep
water. Meanwhile, the waves generated earlier to the left of
the storm track are now refracted around the eastern edge of
the Grand Banks (Figures 6c and 6d), leading to shoreward
propagation of the barotropic gravity waves along the
northern edge of the banks (Figure 6e). These waves
undergo significant refraction due to the curvature of the
bathymetry contours around the northern edge of the banks
(Figures 6c –6e). By 2200Z the gravity waves impact the
coastal areas, leading to a significant sea level response in
southern Conception Bay and along the east coast between
St. John’s and Cape Race (Figures 6f and 1).
MERCER ET AL.: BAROTROPIC WAVES GENERATED BY RAPIDLY MOVING STORMS
Figure 9. Maximum set-up in adjusted sea level near
southeastern Newfoundland in the standard Tropical Storm
Helene model run. The contour interval is 0.1 m.
[26] Figure 7 shows time series of adjusted sea levels at
five coastal stations along the Avalon Peninsula. In the
model, the main wave train reaches Bay Bulls and St. John’s
at about 2130Z. This is consistent with the witness reports
from the two harbors. Figure 7 also shows the main wave
train arriving at Holyrood about a half hour later than at Bay
Bulls and St. John’s, which again is consistent with the
witness reports. Given the uncertainty in the magnitude of
the pressure forcing associated with the storms, and the
possibility of local amplification of the response in shallow
water near the coast, the amplitude of the model-computed
response is broadly consistent with the witness reports, and
does show a range in sea level of up to 2 m at Holyrood,
similar to what was reported from Conception Bay.
[27] Let us now examine the model behavior in more
detail. Figure 8 shows close-up plots of the adjusted sea
level and the model-computed currents around the Avalon
Peninsula. The relationship between currents and sea level
are characteristic of nonrotating gravity waves, as we
expect, with sea level rise (fall) being generated in regions
of convergence (divergence) of the two-dimensional flow.
For example, Figure 8a indicates onshore flow between Bay
Bulls and Port Rexton at 2130Z, resulting in a rise in sea
level along the coast. The adjusted sea levels reach a peak of
about 10 cm around 2130Z at Port Rexton, 10 cm around
16 - 11
2140Z at St. John’s, and 30 cm and 40 cm around 2150Z at
Bay Bulls and Holyrood, respectively (Figure 7).
[28] A half hour later at 2200Z, the model-calculated
depth mean flows are roughly offshore over the coastal
areas from Bay Bulls to Port Rexton (Figure 8b), with the
strongest outflows in Conception Bay. This leads to significant drops in sea level over these areas (Figures 7a –7d).
The adjusted sea levels reach a maximum setdown of about
20 cm around 2200Z at Port Rexton, 40 cm around 2210Z
at St. John’s, 50 cm around 2220Z at Bay Bulls, and 80 cm
around 2230Z at Holyrood (Figure 7). In contrast, the depth
mean currents are weak over the coastal areas off the west
coast of the Avalon Peninsula with negligible sea surface
elevations at Argentia during this period (Figure 7e).
[29] Figures 8c and d reveal that the depth mean currents
inside Conception Bay change from weak outflows at
2230Z to strong inflows at 2300Z. The currents in Trinity
Bay also change from outflows to inflows during this
period, but with much smaller magnitudes. As a result,
the coastal sea levels rise to reach a maximum setup of
about 20 cm around 2230Z at St. John’s, 40 cm around
2300Z at Bay Bulls, and 100 cm around 2310Z at Holyrood
(Figures 7a – 7c). In contrast, the adjusted sea levels at Port
Rexton are small and actually decrease during this period
(Figure 7d). Over the coastal areas off the west coast of
Avalon Peninsula, around Argentia, the depth mean flows
and adjusted sea levels remain weak.
[30] Figure 9 shows the maximum setup at each location.
The greatest setup occurs in Conception Bay with a magnitude of greater than 100 cm at the head, where Holyrood is
located. The maximum setup is about 30 cm in Trinity Bay
and along the east coast from Cape Race to Bay Bulls. The
maximum setup is relatively small over the south coast of
the Avalon Peninsula, except for the head of the Placentia
Bay, north of Argentia. It should be noted that there were no
witness reports from the western side of the Avalon Peninsula, and there is no evidence of unusual wave activity
from the tide gauge at Argentia. While not conclusive, this
is consistent with the weak signal shown in this region by
the model (Figures 6 and 9).
[31] Note that there are some differences between the
model simulation and witness reports. The major discrepancy is the period of the sea level excursions characterizing
the event at the coast. On the east coast of the Avalon
Peninsula, the witness reports generally give a period of
about 10 to 30 min, while the model simulation gives a
period of about 60 min. One possible reason is local
seiching, e.g. within individual harbors, that is not resolved
by the numerical model (we use a resolution of roughly
3 km). The fact, however, that the discrepancy is found
everywhere suggests that a more likely reason is the choice
of the length scale s for the storm size used in the
simulation (see equation (9)). The results of the sensitivity
studies to be presented in section 4.3 support this view.
4.2. Tropical Storm Jose (October 1999)
[32] Tropical Storm Jose originated from a tropical wave
that moved off the west coast of Africa on October 8, 1999.
Jose first moved slowly westward across the tropical Atlantic Ocean for several days, then turned northward and
subsequently north-northeastward on the 22nd. Jose
approached the Grand Banks from the southwest on the
16 - 12
MERCER ET AL.: BAROTROPIC WAVES GENERATED BY RAPIDLY MOVING STORMS
Figure 10. Simulation of the ocean response to Tropical Storm Jose on October 25, 1999. Solid
contours are of adjusted sea level, with thick contours positive and thin contours negative. The contour
interval is 0.05 m, and the zero contour is not shown. The storm track is marked every 30 min with
triangles, and the current storm position is marked with a large triangle. The dotted lines are bottom
contours at 100, 400, and 1000 m.
25th with an average translational speed of about 30 m s1.
The storm moved onto the Grand Banks around 1400Z on
the 25th and moved back into the deep waters at about
1530Z (Figure 2). Therefore, Jose was over the Grand
Banks for only one and a half hours, which is much shorter
than Tropical Storm Helene (about 5 hours).
[33] As before, we integrate the model for 24 hours,
starting from 0600Z on October 25, 1999. The center of
the storm at this time was located at 55.8W and 37.9N,
about 400 km from the southern model boundary. Figure 10
shows snapshots of the resulting adjusted sea levels. As
before, there are no significant gravity waves generated by
MERCER ET AL.: BAROTROPIC WAVES GENERATED BY RAPIDLY MOVING STORMS
16 - 13
Figure 11. Time series of the model-computed response in adjusted sea level to Tropical Storm Jose at
five locations in southeastern Newfoundland. Shaded boxes indicate the approximate time frame for the
actual event from witness reports or other data from each area. The units are meters.
the storm over the deep water before the storm reaches the
Grand Banks. Once the storm reaches the Grand Banks
(1400Z), a wake with a setup and setdown of similar size is
immediately generated in the near field of the pressure
forcing (Figure 10a), which is very similar to the onset of
the wake generated by the Tropical Storm Helene (Figure
6a). In contrast to Helene, the wake generated by Jose has
less time to develop before the storm crosses the eastern
continental slope and moves back over deep water around
1600Z. At this time, the influence of the variable bottom
topography on the waves generated over the banks is
already apparent (Figure 10b). By 1730Z, the gravity waves
associated with the wake are propagating northwestward
across the Grand Banks toward the coast (Figures 10c and
10d). By 2030Z, the waves are already impacting the east
coast of the Avalon Peninsula.
[34] Time series of the adjusted sea levels at the five
coastal stations are shown in Figure 11 for the Jose case. A
comparison of Figures 7 and 11 indicates that the impact of
the remotely generated waves in the Jose case is very
similar to that in the Helene case, but with smaller amplitude (Figures 7 and 11). A significant difference with the
Helene case is the timing of onset at different stations. The
main wave train impacts Bay Bulls and St. John’s around
2000Z, and Holyrood and Port Rexton roughly one hour
later. This is clearly due to the main wave propagating in
from the southeast.
[35] Figure 12 shows the the maximum setup computed
by the model. The greatest setup occurs at the heads of
Conception Bay, Trinity Bay and Trepassey Bay to the west
of Cape Race. The maximum setup is about 10 to 20 cm
over the east coast from Cape Race to St. John’s, and
negligible over the west coast of Avalon Peninsula.
[36] The model-calculated wave characteristics roughly
approximate the witness reports and data in the region. The
ADCP data collected in St. John’s harbor show highfrequency fluctuations in the measured flow that started
around 2000Z and lasted for about one and half hours. This
is consistent with the model results presented in Figure 11b.
Similarly, the witness reports for the unusual waves at Port
Rexton give the onset of the waves to be around 2115Z with
errors of ±0.75 hours, which is again roughly consistent
with the model results shown in Figure 11d.
[37] The most notable discrepancy between the model
and the witness reports is the relatively small amplitude of
the model response at Port Rexton. We think this may be
related to uncertainty in the exact track followed by Jose
over the banks, an issue that is discussed further below.
4.3. Sensitivity Studies
[38] Studies were performed to examine model sensitivity
to standard parameters such as the grid size, the time step,
the Coriolis effect, and bottom friction, none of which were
found to have a significant impact on the model results. Of
greater concern is the sensitivity to the specification of s in
equation (9) (i.e., storm size), and the storm track.
[39] As noted earlier, the main discrepancy between the
model results and the witness reports is in the period of the
16 - 14
MERCER ET AL.: BAROTROPIC WAVES GENERATED BY RAPIDLY MOVING STORMS
Figure 12. As in Figure 9 but for Tropical Storm Jose. The
contour interval is 0.05 m.
sea level excursions comprising the events which was
typically observed to be between 10 and 30 min, compared
to roughly 60 min in the model simulations. We believe the
most likely reason for this is the choice of 40 km for the
length scale, s, used in equation (9) to define the pressure
forcing. Since we are considering nonrotating, shallow
water gravity waves, we expect that halving this length
scale will halve the wavelength of the excited waves, and,
hence, halve the period, bringing it more in line with the
witness reports. It should be noted that the details of the
storms were not well resolved either by the Canadian GEM
regional model or by operational data analyses, so there is
considerable uncertainty in the choice of length scale. To
test the sensitivity to s, model simulations for both the
Helene and Jose cases were run using specifications for s
from 20 km to 160 km. For the Helene simulations, the
strongest wakes were obtained for s = 20, 40 and 80 km.
We choose Bay Bulls (Figure 13a) as representative of the
east coast and Holyrood (Figure 13b) as representative of
Conception Bay. For larger length scales the period is far
too long to match the observed events, and the wake energy
is spread over too large an area. As expected, for Bay Bulls
the length scale, and the period of the wake, increases with
the length scale s. The 20 km case has a period after onset
of close to half an hour, near 1 hour in the 40 km case, and
about 2 hours in the 80 km case. Results for Bay Bulls in the
Jose simulations are qualitatively similar but weaker in
amplitude (Figure 13c). Note that the time of onset of the
event is relatively insensitive to s, as we expect for the
nondispersive gravity waves being excited here.
[40] The results for Holyrood (southern Conception Bay)
show a different type of response (Figure 13b). For s = 20
km, the response at Holyrood has a peak to trough amplitude of near 0.6 m (comparable to but a little weaker than
the Bay Bulls response). But for s = 40 and 80 km, the peak
to trough amplitude is near 1.8 m and is somewhat bigger
than at Bay Bulls. Also, the period is near 1.5 hours in all
three cases (it does increase with s, but only slightly). This
is probably due to the fundamental seiching period of the
bay. If we assume the bay is a quarter-wave oscillator of
60 km length and depth 200 m (both length scales are
characteristic of Conception Bay), the seiche period is about
1.5 hours. The excitation of the seiche probably also
explains why the strongest signal is the model is found in
the 40 and 80 km cases, since in these cases, the dominant
period outside Conception Bay is closest to the fundamental
resonance period of the bay. Again, results for Holyrood in
the Jose simulations are similar (Figure 13d).
[41] Next we consider the sensitivity to small changes in
the storm track. Figures 14a and 14b shows the result of
varying the track of Helene by 0.5 to the north and south. It
is seen that the biggest impact is obtained by moving the
storm track to the south. Of more interest is the impact of
changing the track of Jose. From the data available (Figure
2), the storm barely clipped the southeastern corner of the
Grand Banks, and would have been able to generate a
barotropic wake for less than 90 min. But a small change in
the trajectory to the left of the ‘‘official’’ track significantly
increases the trajectory over shallow water.
[42] We therefore perturbed the track of Jose 0.5 and
1.0 to the northwest. Figures 14c and 14d show the sea
level at Bay Bulls and Holyrood due to the original track
and the two perturbed tracks mentioned above. Moving the
track half a degree northwest makes a small increase in
the amplitude of the wave, and some small difference in the
time of onset of the event. On the other hand, moving the
storm track one degree to the northwest has a much bigger
impact, leading to a stronger response at both Bay Bulls and
Holyrood, and delay in the time of onset of the event, which
now occurs simultaneously, and roughly in phase, at both
locations. The change in the wave pattern is due to the
perturbed storm track causing the storm center to be over or
near shallow water for a much longer trajectory, with the
system moving off the banks in a region that produced a
refracted wave that moved back toward Newfoundland
along the edge of the banks, as in the Helene case. These
results indicate the importance of correctly specifying the
storm track.
[43] In the case of Jose, the changes to the storm track
considered here do not improve the model performance at
Port Rexton where the amplitude of the model response is
weak in comparison with the eye witness reports. The
reasons for the discrepancy are unknown at this time.
5. Summary and Discussion
[44] In this paper we investigate unusual wave events
observed in southeastern Newfoundland in the falls of 1999
MERCER ET AL.: BAROTROPIC WAVES GENERATED BY RAPIDLY MOVING STORMS
16 - 15
Figure 13. Sensitivity of the near-shore model response to the length scale used for the forcing (see text
for details). Bay Bulls is representative of the East Coast, and Holyrood is representative of southern
Conception Bay. The time series are of adjusted sea level in meters. Note the lower amplitudes in Figures
13c and 13d for the Tropical Storm Jose simulation and the use of different scales.
and 2000. We believe these wave events to be associated
with the passage of Tropical Storms Jose in 1999 and
Helene in 2000 across the Grand Banks of Newfoundland.
The shallow water depth on the banks (80 m) means that
as the storms propagated across the banks, their translation
speed was comparable to the local shallow water gravity
wave speed, implying a significant nonisostatic response to
the atmosphere pressure forcing by the storms. We used a
simple, linear, barotropic model with a free surface to verify
this idea. We also found that the wakes produced by the
storms are refracted and reflected by the variable bathymetry around the edge of the banks, and we believe it was
waves refracted in this way that impacted on the coast of
Newfoundland. While the generation of such wakes have
been observed and studied previously in the Great Lakes,
there has been no scientific observation or previous study of
the refraction/reflection of such waves over the Grand
Banks of Newfoundland that we are aware of.
[45] The model-computed wakes are found to be generally consistent with the witness reports. In particular, the
events at the coast occurred at about the right times (usually
well within an hour of the witness reports). The areas
affected in 2000 match the model output very well. In
1999 the model correctly predicts a significant impact on
the east coast of the Avalon Peninsula, and a weaker
response in Conception Bay than in 2000. However, the
model signal at Port Rexton, Trinity Bay, is weak in the
1999 case in comparison with the witness reports. The
reason for the discrepancy is not clear at this time, although,
as shown in section 4.3, the model response is sensitive to
the details of the storm track across the banks.
[46] The model results demonstrate the dependence of the
dominant wave period comprising an event on the length
scale of the atmospheric pressure forcing associated with the
storm. An exception is Conception Bay where the model
results are dominated by the resonant excitation of a seiche.
Given a lack of observations, there is considerable uncertainty regarding the length scale of the forcing. However,
the timing of the arrival of the event at the coast is much less
dependent on this parameter. These conclusions are consistent with our expectations for nonrotating, nondispersive
gravity waves. On the other hand, the timing of the event,
and its magnitude, depend strongly on the exact track taken
by the storm over the banks.
[47] An unusual aspect of the events we describe is that
they do not depend on the earth’s rotation. For examples of
more typical atmospherically driven events in coastal
regions, readers are referred to Greatbatch et al. [2001].
The relevant Rossby number, which measures the importance of rotation, is Ro = U/sf, where U is the translation
speed of the storm, f is the Coriolis parameter, and s is the
length scale that measures the radius of the storm (see
equation (9)). Taking s = 40 km gives Ro = 7.5. Since Ro
1, it is clear that rotation is not important, as we found.
16 - 16
MERCER ET AL.: BAROTROPIC WAVES GENERATED BY RAPIDLY MOVING STORMS
Figure 14. Sensitivity of the near-shore ocean response to perturbations in storm track for both Tropical
Storms Helene and Jose. The time series are of adjusted sea level in meters.
Another interesting aspect of our results is that the atmospheric pressure forcing is more important than the surface
wind stress in driving the model response. Since the earth’s
rotation is not important for this problem, it is the divergence of the surface wind stress field that drives the model
response, and not its curl as in more typical oceanography
problems. For the surface wind stress field to have significant divergence, there should be significant departures from
radial symmetry. In our numerical experiments, the response
to the atmospheric pressure forcing always dominates that
to the surface wind stress, despite the introduction of large
asymmetries. It is possible that for some forms of atmospheric forcing (e.g. a squall line), surface wind stress could
be a more important source of forcing, a topic that remains
for future investigation.
[48] Predicting events, such as occurred along the east
coast of Newfoundland in 1999 and 2000, is of obvious
economic and social importance given the danger and
damage that can occur. The success of our model simulations demonstrates that a linear, barotropic model, such as
we have used here, could form part of an operational
prediction system. The most uncertain aspects of any prediction are likely to be in the determination of the exact track
of the storm across the banks, a factor our model results are
quite sensitive to, and the precise spatial structure of the
atmospheric forcing. The timing of the onset of an event at
the coast depends strongly on the storm track, whereas the
characteristic period of the waves making up an event
depends on the spatial structure of the forcing. It therefore
makes sense that an operational prediction system should
use a range of plausible storm tracks, and storm structures, to
access the risk of a significant event at the coast.
[49] Acknowledgments. Travel and accommodation costs for the
initial phases of this work were provided by the Environment Canada
Learning Fund. We thank Hal Ritchie for arranging this funding and for
helpful discussions. D. M. is also grateful for support from the Meteorological Service of Canada (MSC). J. S. and R. J. G. are supported by the
Natural Sciences and Engineering Research Council of Canada (NSERC),
MARTEC (a Halifax based company), and the Meteorological Service of
Canada (MSC) through the NSERC/MARTEC/MSC Industrial Research
Chair in ‘‘Regional Ocean Modeling and Prediction.’’ Financial support for
this work has also been received from the Canada Foundation for Innovation, and the Canadian Institute for Climate Studies. Meteorological data
were supplied by the MSC and the Newfoundland Weather Centre, and tide
gauge data by Fisheries and Oceans, Canada. The data report documenting
the Acoustic Doppler Current Profiler data from St. John’s harbor was
kindly made available by Brad de Young of Memorial University, Newfoundland. Comments from two reviewers led to improvements in the
manuscript. Many eyewitnesses were extremely helpful, giving careful and
honest reporting, and were generous with their time and with evidence such
as photographs and video.
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J. Bobanović, R. J. Greatbatch, and J. Sheng, Department of Oceanography, Dalhousie University, Halifax, Nova Scotia, Canada B3H 4J1.
D. Mercer, Newfoundland Weather Centre, Environment Canada,
Gander, Newfoundland, Canada A1V 1W7. (doug.mercer@ec.gc.ca)