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Clinical Neurology and Neurosurgery 114 (2012) 93–98
Contents lists available at SciVerse ScienceDirect
Clinical Neurology and Neurosurgery
journal homepage: www.elsevier.com/locate/clineuro
Case series
Endoscopic endonasal surgical resection of tumors of the medial orbital apex
and wall
John Y.K. Lee a,∗ , Vijay R. Ramakrishnan b , Alexander G. Chiu b , James Palmer b , Roberta E. Gausas c
a
Department of Neurosurgery, University of Pennsylvania School of Medicine, 235 South Eighth Street, Philadelphia, PA 19106, United States
Department of Otorhinolaryngology and Head and Neck Surgery, University of Pennsylvania School of Medicine, Philadelphia, PA, United States
c
Department of Otorhinolaryngology and Head and Neck Surgery Ophthalmology, University of Pennsylvania School of Medicine, Philadelphia, PA, United States
b
a r t i c l e
i n f o
Article history:
Received 9 September 2010
Received in revised form 28 July 2011
Accepted 11 September 2011
Available online 11 October 2011
Keywords:
Orbital apex
Skull base
Endoscopy
Cavernous hemangioma
Fibrous dysplasia
Schwannoma
1. Background
Tumors of the orbital apex can present in a variety of ways based
on the complexity of the neurovascular anatomy in this region. The
differential diagnosis of lesions in this region range from benign,
slow-growing lesions such as cavernous hemangioma, schwannoma, pseudotumor, and fibrous dysplasia to more aggressive, and
fast-growing lesions such as lymphoma, sarcoma, and metastasis. Symptoms from optic nerve compression and a lack of clinical
diagnosis prompt surgical management.
The surgical approach to lesions in the orbital apex includes
orbital approaches and intracranial approaches [9,11]. These
approaches, however, involve traversing normal ocular tissue or
normal brain tissue to reach the orbital apex. In 1990 David
Kennedy first described an endoscopic approach to decompression of the orbit for dysthyroid opthalmopathy [8], and this was
expanded upon by Sethi and Lau in 1997 who described the natural
benefits of endoscopic approaches to biopsying and decompressing tumors of the orbital apex [21]. Since that time there has been
increasing interest in the use of the endoscope to target tumors
located in orbital apex [1,5,7,17,18,22,23].
Because the use of the endoscope through the nose was pioneered by otolaryngologists and is routinely used for inflammatory
sinus conditions, otolaryngologists have the greatest familiarity
with the technique. However, neurosurgeons have increasingly
worked with otolaryngologists to target tumors of the pituitary
gland, anterior skull base, clivus and orbit [3,6,20]. A multidisciplinary surgeon approach to the orbital apex is a natural extension
of these efforts.
2. Objective
The goal of this study was to describe the benefits and limitations of endoscopic endonasal surgical resection of tumors
involving the orbital apex. We chose to focus on operative techniques as opposed to long term tumor outcomes, since the tumors
that involve this location tend to be uncommon and heterogeneous.
A specific emphasis on multidisciplinary skills and techniques are
described in this case series.
3. Materials and methods
∗ Corresponding author. Tel.: +1 215 829 5189; fax: +1 215 829 6645.
E-mail address: leejohn@uphs.upenn.edu (J.Y.K. Lee).
0303-8467/$ – see front matter © 2011 Published by Elsevier B.V.
doi:10.1016/j.clineuro.2011.09.005
This is a retrospective review of patients from July 2009 to June
2010 who underwent endoscopic resection of tumors involving
the medial orbital apex and wall at the University of Pennsylvania.
We excluded patients whose tumors did not approach the orbital
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Fig. 1. This figure has three columns: preop axial CT, preop coronal CT scan, and postop coronal CT scan slices of orbital apex fibrous dysplasia in patients one (A) and two
(B). The bone lesion involves the orbital apex in both cases. There is some residual tumor in the first patient just at the skull base on the left in case #1. In the third column
of (B), there is a bony opening into the optic foramen/canal through the fibrous dysplasia allowing for optic nerve decompression.
apex, and we excluded patients who only underwent open surgical
resection without use of endoscopic endonasal techniques.
4. Results
Five patients were identified in this series. Two patients had
fibrous dysplasia, one patient had a schwannoma, one patient had
a multiply recurrent adenoid cystic carcinoma, and one patient had
an intraconal cavernous hemangioma. Their history and surgical
procedures are summarized in Table 1.
Case 1: A 16 year old female presented with slowly progressive nasal obstruction and left-sided proptosis. Ophthalmic
examination was significant for left proptosis and the absence of
optic neuropathy. Nasal endoscopy identified a smooth mucosally lined mass in the left middle meatus. CT scan demonstrated
a sino-orbital fibroosseous lesion–ossifying fibroma. Endoscopic
endonasal removal of this lesion was performed by a single ENT
surgeon approach through the left nostril without a posterior septostomy. This allowed for gross removal of the mass with a drill,
and removal of the periphery of the mass from the orbit with
blunt dissection. The superior attachment was drilled flush with
the skull base. No complications were encountered. Postoperatively, her proptosis improved and her vision remained stable. The
pathology was consistent with fibrous dysplasia. A gross total resection of the perceived involved bone was accomplished based on
the surgeon’s intraoperative impression. The postoperative imaging, at 1 year follow-up demonstrates a small amount of residual
tumor in the superior skull base, but otherwise there is evidence of a substantial resection of the great majority of tumor
(Fig. 1A).
Case 2: A 51 year old male presented with asymptomatic optic
nerve swelling and papilledema. He had a history of benign fibrous
dysplasia status-post debulking. The first endonasal procedure was
performed 25 years ago in a foreign country, and more recently
he underwent an endonasal biopsy 13 years ago in the United
States. His ophthalmic examination was significant for papilledema
with mild disc swelling on the right. The left optic nerve also
demonstrated some mild venous congestion and minimal blurring
of the disc margins. Visual field testing with Humphrey perimetry was full. His acuity was 20/25 on the right and 20/20 on the
left. Nasal endoscopy revealed a firm nasal mass. A CT scan demonstrated extensive fibrous dysplasia involving the ethmoid, medial
orbital wall, and sphenoid bone. An endoscopic endonasal debulking of the bony lesion was performed through a single nostril
without a septostomy. A two surgeon technique through a single
nostril was employed to allow for careful decompression of the
right optic canal. In this case, the neurosurgeon worked through the
same nostril while the otolaryngologist assisted. The optic nerve
and its dura were identified and dissected with the use of a high
speed (60,000 rpm) drill and diamond bit with continual irrigation.
Once the dura of the optic nerve was identified, gentle efforts to
decompress the optic nerve were performed with the use of a Jcurette and drill. A kerrison rongeur was not used to decompress
the optic canal. The dura of the optic nerve sheath was intentionally not opened. At last follow-up of 1 year, he remained visually
asymptomatic with full visual fields on Humphrey perimeter exam.
On fundoscopic exam he still had mild disc swelling with indistinct
margins. There was no contralateral left-sided venous congestion.
His visual acuity remained stable (Fig. 1B).
Case 3: A 79 year old male with a history of adenoid cystic
carcinoma of the ethmoid sinus presented with a local recurrence 1 year after primary surgery and postoperative radiotherapy.
Ophthalmic examination revealed motility restriction. Neuroimaging revealed recurrent tumor involving the ethmoid and the
medial orbit extending posteriorly toward the apex. A combined
endoscopic endonasal and medial transconjunctival approach was
undertaken, the latter in order to dissect tumor directly from the
globe. The medial transconjunctival approach facilitated protection
of the orbital soft tissues by the oculoplastic surgeon. Because of
the extensive, infiltrative nature of the recurrence, maximal tumor
debulking was performed without complete resection. In addition, the patient preferred not to have a complete exenteration of
his orbit and preferred serial debulking. At 3 months follow-up,
the patient had improved vision and extraocular motor function.
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95
Table 1
Demographics, presentation, or procedure for patient series.
Id
Age
Sex
Pathology
Ophthalmologic
sign/symptom
Surgical procedure
1
16
F
Fibrous dysplasia
Proptosis
2
51
M
Fibrous dysplasia
Papilledema
3
80
M
Adenoid cystic (recurrent)
Ophthalmoparesis
4
49
F
Schwannoma
Proptosis
5
25
F
Cavernous hemangioma
Optic
pallor/vision
loss
Endoscopic endonasal
biopsy/decompression
Endoscopic endonasal
biopsy/decompression
Endoscopic endonasal
biopsy/decompression
Endoscopic endonasal
resection
Endoscopic endonasal
resection
Unfortunately, at last follow-up 18 months from surgery his tumor
had recurred (Fig. 2A).
Case 4: A 49 year old female presented with worsening
headaches. Physical examination demonstrated a nasal cavity mass
and right-sided proptosis without optic neuropathy. Preoperative
CT and MRI imaging revealed a large sinonasal mass encroaching
upon the orbit with remodeling of the medial orbital wall. After
an initial biopsy which confirmed a diagnosis of a benign schwannoma, the surgical resection began with transnasal endoscopic
Additional surgical
procedure required
for access/resection
Multidisciplinary
No
Yes
Medial
transconjunctival
Medial
transconjunctival
Posterior
septostomy
Yes
Yes
Yes
removal of the majority of the tumor, isolating its attachment to
the medial orbital wall. A single nostril approach was used without a posterior septostomy. In this area the tumor was fibrotic
and adherent to the underlying orbital tissues. A medial transconjunctival approach was performed by an oculoplastic surgeon,
facilitating protection of the orbital contents and sharp dissection
of the tumor from the periorbita. No adverse postoperative ophthalmologic symptoms were encountered (Fig. 2B).
Case 5: A 25 year old female presented with progressive visual
loss in the right eye over an 18 month period. Examination of the
affected eye was significant for a reduced visual acuity of count
fingers only, loss of color vision and a relative afferent pupillary
defect. She had a large right central scotoma and pale optic nerve
consistent with compressive optic neuropathy. Nasal endoscopy
was unremarkable. Neuroimaging revealed a 10 mm × 8 mm orbital
mass located intraconally at the apex and inferior to the optic
nerve and associated with bony erosion. A completely endoscopic
endonasal approach with a septostomy and maxillary antrostomy
was performed, thus allowing multidisciplinary, binostril surgery
by neurosurgery, oculoplastic surgery and otolaryngology. Dissection of the mass required opening the optic canal. This procedure
benefited tremendously with the multidisciplinary approach. The
neurosurgeon used bimanual technique and used his suction and
cottonoid patty to keep the orbital fat retracted. Occasional bipolar
cautery was used to reduce the fat herniation into the field. While
the left hand kept the orbital fat and muscles away, a blunt probe
dissector was used to dissect gently and to tease apart the relevant
anatomy. An initial dissection between the medial and inferior rectus failed to identify the lesion. Hence, a more superior dissection
was performed by identifying the optic canal, removing the bone
over the optic nerve with a drill and curette to remove the thin bone.
Once the optic nerve had been identified, the dura was opened over
the optic nerve and connected to the more anterior opening in the
periorbita. The round, bluish purple tumor was identified inferior
and medial to the optic nerve and superior to the medial rectus
muscle. A complete, en bloc resection was performed simply by
using a blunt Lusk probe to circumferentially dissect around the
lesion. Postoperatively, the patient had stable vision. Serial imaging
has demonstrated no evidence of recurrence at 9 months postoperatively. Although her vision remains limited in the right eye, she
has been given the option of strabismus surgery for stable exotropia
(Fig. 2C).
5. Discussion
Fig. 2. (A) Demonstrates axial and coronal contrast-enhanced MRI scan of patient
3 with recurrent adenoid cystic carcinoma. (B) Demonstrates axial and coronal CT
scan of patient 4 with schwannoma. (C) Demonstrates axial and coronal CT scan of
patient 5 with intraconal cavernous hemangioma.
The surgical approach to the orbital apex is challenging, particularly for tumors located medial to the optic nerve. The orbital apex
is an area of limited surgical access because of the many critical
structures that occupy this space and the risk of morbidity to them.
The structures that exist within the orbital apex include the optic
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Table 2
Review of literature - endoscopy for orbital apex lesions.
Author
Year
Pathology
Intraconal only
Surgery type
Endonasal only
Posterior septostomy
Sethi et al.
1997
Rhabdomyosarcoma
Adenocarcinoma
Lymphoma
Undifferentiated carcinoma
Squamous cell carcinoma
Lymphoid tissue
No
No
No
No
No
No
Biopsy/decompression
Biopsy/decompression
Biopsy/decompression
Biopsy/decompression
Biopsy/decompression
Biopsy/decompression
Yes
Yes
Yes
Yes
Yes
Yes
No
No
No
No
No
No
Herman et al.
Mir-Salim et al.
1997
1999
Cavernous hemangioma
Cavernous hemangioma
Yes
Yes
Resection
Resection
Yes
Yes
No
No
Tsirbas et al.
2005
Cavernous hemangioma
Anaplastic high-grade sarcoma
Myxoid liposarcoma
Yes
No
No
Caldwell–Luc transantral
Caldwell–Luc transantral
Caldwell–Luc transantral
No
No
No
No
No
No
Karaki et al.
Miller et al.
2006
2008
Cavernous hemangioma
Solitary fibrous tumor
Yes
No
Resection
Resection
Yes
Yes
No
No
Murchison et al.
2008
Chondrosarcoma
Squamous cell carcinoma
Schwannoma
No
No
No
Biopsy/decompression
Biopsy/decompression
Biopsy/decompression
Yes
Yes
Yes
Yes
Yes
Yes
Yoshimura
2010
Cavernous hemangioma
Yes
Resection
Yes
No
Lee et al.
2011
Fibrous dysplasia
Fibrous dysplasia
Ethmoid adenoid cystic carcinoma
Schwannoma
Cavernous hemangioma
No
No
No
No
Yes
Biopsy/decompression
Biopsy/decompression
Biopsy/decompression
Resection
Resection
Yes
Yes
Yes
Yes
Yes
No
No
No
No
Yes
Endonasal refers to ethmoidectomy and sphenoidectomy and through the nose only without Caldwell–Luc.
nerve, the ophthalmic artery, the ciliary ganglion, and the origin
of the extraocular muscles at the annulus of Zinn, as well as their
motor innervation. Any injury to these structures can result in possible loss of vision, mydriasis, or diplopia. Minimizing manipulation
of these tissues allows the surgeon to minimize possible complications, therefore minimally invasive surgery is an important goal.
However, this goal must also be balanced with the need for adequate exposure to allow for controlled dissection of tumors and
maintenance of hemostasis, both equally important to avoid complications as well. Historically, the need to meet these surgical goals
has driven the development of several approaches to the orbit.
5.1. Review of conventional surgical approaches to the orbital
apex
Lesions located in the medial orbit can be reached through the
periorbital space via a transconjunctival or transcaruncular incision. Such an approach is reasonable when the tumor is located
more anteriorly in the orbit, but these approaches are more difficult when the tumor is located in the medial orbital apex because
of the limits of the medial orbital wall and the globe. Hence,
McCord initially described combining a lateral orbitotomy with
the transconjunctival approach to create room for retraction of the
globe, thus providing access to the medial orbital apex [15]. Because
of the complexity and morbidity of this approach and because
of the limited ability to resect larger tumors, additional surgical
approaches have been described.
A standard neurosurgical frontotemporal craniotomy can provide excellent access to the orbit from above [9,14]. This approach
provides good view of the lateral orbital wall, posterior superior
orbital apex, optic canal, as well as the superior orbital fissure.
However, access to the medial and inferior orbital apex is limited
and necessitates transgression through multiple delicate structures including the optic nerve itself. Hence, Schick et al. described
a contralateral pterional approach which provides access to the
medial orbital apex, but it requires significant brain retraction
[19]. This approach has not been adopted to any significant degree
by most neurosurgeons as the degree of brain retraction is most
significant.
An alternative approach to the medial and inferior orbital apex
has been described by Kennerdell and Maroon in 1998 [10]. They
described four patients whose tumors were resected via a transmaxillary, transantral Caldwell–Luc approach to the inferior and
medial orbit. Tsirbas et al. modified this approach with the addition of an endoscope, taking advantage of the superb illumination
it provides [22]. Its disadvantage, however, is a supragingival incision with associated dysesthesias. The endonasal approach with
endoscopes appears to avoid the need for this direct approach via a
Caldwell–Luc through the maxillary sinus by employing a maxillary
antrostomy.
In summary, the standard approaches to the medial orbital apex
include a medial orbitotomy with or without a lateral orbitotomy
[15], a transantral Caldwell–Luc approach [10], or a pterional craniotomy either from ipsilateral or contralateral side [19]. It is in this
context that the endoscopic endonasal approach to the orbit has
been explored and gained popularity.
5.2. Endoscopic endonasal approach
The endoscopic endonasal approach to the orbit was initially
described by Kennedy et al. in 1990 for treatment of dysthyroid
orbitopathy, or Grave’s orbitopathy [8]. With safe access to the
medial and inferior orbit, surgeons have expanded the indications for this approach by first biopsying and decompressing the
orbital apex. The previously published approaches are summarized
in Table 2.
The first reported use of the endoscope to approach tumors
of the orbital apex was described by Sethi and Lau in 1997. They
described a series of six patients with extraconal tumors that were
successfully biopsied and decompressed in 1997 [21]. Subsequent
to that, surgeons were able to successfully enter the periorbita and
dissect around the extraocular muscles and orbital fat, to perform
complete resection of an intraconal orbital apex cavernous hemangioma [5,17]. Tsirbas et al. described a conventional Caldwell–Luc
transantral approach to the orbital apex aided by the illumination
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of the endoscope [22] but which did not take advantage of natural
orifices to perform the resection. In 2006 Karaki et al. described an
endoscopic endonasal resection of an intraconal cavernous hemangioma [7], and Miller et al. described resection of an extraconal
solitary fibrous tumor in 2008 [16]. Murchison et al. described a
series of three extraconal orbital apex tumors that were biopsied
and debulked, but not resected, through an endonasal endoscopic
technique [18]. In their series they emphasized the added advantage of a posterior septostomy to improve the angle of access
and allow for a second surgeon to add up to four hands. In 2010,
Yoshimura et al. described another resection of an orbital apex
hemangioma through the endoscopic endonasal route [23].
In the world’s published literature, four patients with intraconal cavernous hemangiomas have been completely resected via
a transnasal route alone. Herman et al. performed a sphenoidotomy
and ethmoidectomy and appear to have resected the tumor through
a single nostril approach. Mir-Salim et al. published their work in
German language only. Karaki et al. described a technique which
appears to be similar to Herman et al. Yoshimura et al. performed
an wide sphenoidotomy, ethmoidectomy and maxillary antrostomy to resect the tumor en bloc. Our paper adds a fifth patient
to the world’s literature and provides some additional evidence of
the reproducibility and generalizability of the surgical technique.
Nevertheless, we consider this type of surgical approach to be an
advanced technique requiring a multidisciplinary team approach.
Otorhinolaryngologists are the surgeons most comfortable with
endoscopic techniques, since they employ endoscopes in rhinology on a routine basis in both the outpatient and inpatient setting.
The two-dimensional, but panoramic perspective requires time and
experience to learn which is gained in all otorhinolaryngologist
training programs. In addition, otorhinolaryngologists provide the
basic exposure to the orbital apex on the basis of their appreciation
of rhinology and its functional sinus anatomy. However, we believe
that a single rhinologist is not sufficient to perform these advanced
surgical procedures with success. A single rhinologist is limited
to one-handed surgery as their other hand is holding the endoscope. The addition of a surgical partner provides immense value
with respect to microdissection. By virtue of their experience having operated on intracranial tumors such as craniopharyngiomas
and tuberculum sella meningiomas both open with the microscope
and minimally invasively with the endoscope, neurosurgeons can
aid in the resection of orbital apex and orbital medial wall tumors.
Indeed, neurosurgeons are increasingly using endoscopes in the
resection of simple pituitary adenomas as well as more complex
lesions. Oculoplastic surgeons do not generally employ endoscopes
in their surgical arena; however, because most of the intraorbital
anatomy and its intimate relationships are less familiar to either
the neurosurgeon or otorhinolaryngologist, the oculoplastic surgeon is an indispensable member of the surgical team. Their fine
microdissection techniques are gradually translated from the open
surgical approaches to the orbit to the endoscopic approaches to
the orbital apex. It is clear, however, that the progression of cases
should start with extradural extraconal surgery such as the decompression of the optic nerve in fibrous dysplasia or ossifying fibroma
to the more complex cases such as intradural intraconal surgery of
hemangiomas.
In our series of five cases, the endoscopic endonasal technique
successfully achieved the desired surgical goal. Instrumentation
through the air-filled paranasal sinuses avoids transgression of
otherwise critical tissues. It provides excellent illumination, and
it avoids the need to retract orbital fat, minimizes bleeding, and
provides access to the orbital apex. Although this series is small,
there is clearly a learning curve for both the individual surgeons
and the team of surgeons. For example, in case #2 and case #4
which was earlier in the experience, a single nostril approach was
employed without a posterior septostomy. In case #4 a medial
97
transconjuntival incision was perfomed to retract on the orbital
contents by the oculoplastic surgeon. With increasing endoscopic
experience, we might approach both of these cases purely endoscopically with a two nostril approach. A posterior septostomy
would add little morbidity, but it would greatly increase the ability to work within the orbit especially within the intraconal space
[18]. Indeed, this is the approach that provided a minimally invasive
approach to the intraconal hemangioma in case #5 thus avoiding
any need for a transconjunctival incision. Certainly, the addition
of the posterior septostomy facilitates two surgeon, four-handed
technique by allowing multiple surgeons to place instruments at
the optimal angle to target pathology.
5.3. Alternatives to surgical resection
Because of the inherent risks of surgery in the orbital apex, some
authors have described a conservative alternative for presumed
benign lesions in this location. Kloek et al. describe five patients
treated with decompression of the medial orbital wall with followup ranging from 6 months to 5 years [12]. Almond et al. describe a
similar procedure with decompression only [2]. Four of the five
patients improved, but mean follow-up was only 25.6 months.
Although this approach may minimize the morbidity during the
initial surgical approach, these patients will require a significant
follow-up as their tumors, although benign, are most likely to
continue to grow. Similar strategies are sometimes employed in
neurosurgical management of complex meningiomas where the
risk of complete resection exceeds the oncologic benefits. However,
in many of these situations, postoperative radiation therapy in the
form of stereotactic radiosurgery is often employed [4,13]. In the
case of orbital apex tumors such as cavernous hemangiomas, we
remain skeptical that decompression alone will provide adequate
management for slow-growing tumors in a confined and complex
anatomic space such as the orbital apex.
6. Conclusion
Based on the growing adoption of endoscopic techniques by
neurosurgeons working in collaboration with otolaryngologists, we
believe that this approach is a valuable tool in the armamentarium of surgeons who have already gained comfort with endoscopic
resection of pituitary adenomas, anterior cranial fossa meningiomas, and clival chordomas. The endonasal endoscopic technique
can be a safe, effective and minimally invasive surgical modality for
the removal of sino-orbital and orbital apical lesions. The management of these lesions benefits from a multidisciplinary approach.
Close collaboration with otolaryngology and oculoplastic surgery
remains crucial for continued success and development in this field.
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