Nonreplicating Protocells
CRISTINA DEL BIANCO AND SHEREF S. MANSY*
CIBIO, University of Trento, Italy
RECEIVED ON MARCH 30, 2012
CONSPECTUS
P
rebiotic soup experiments have shown that the molecular building blocks of
life can be built under prebiotically plausible conditions. From this starting
point, researchers have launched continued studies of polymerization and explorations of the breadth of RNA function. Recently, effort has intensified to examine
experimentally another stage of the origins of life: the assembly of the molecular
parts into model protocells intended to represent the first primitive, cell-like systems
to emerge on Earth.
Although it may not be possible to recreate the precise sequence of events that led to cellular life, laboratory experiments have
begun to show what was and was not possible. Prebiotically plausible lipid vesicles form easily and have many properties that are
conducive to cellular function. In addition to protecting nascent replicating genetic systems from parasitic sequences, vesicles
facilitate evolution. The data thus far suggest that prebiotically plausible vesicles could have grown, divided, and promoted
competition between distinct chemical systems. Most protocellular studies to date have probed the role of self-replication, one
feature of extant life in the emergence of the first cellular system. Undoubtedly replicating systems were crucial for protocellular
evolution, but other features of life must have been important as well. For example, life does not exist in isolation. A living system
must cope with and adapt to environmental fluctuations to survive. The protocell must have generated some of these fluctuations
because cellular activity necessarily modifies its surroundings by selectively absorbing nutrients and releasing unwanted
molecules. It seems likely that life would have faced this challenge early and either emerged in dynamic locales that continuously
regenerated conditions conducive to life or exploited mechanisms to physically move to new areas not depleted in resources.
Further studies that explore non-replication-based aspects of the origins of life could reveal a more complete picture of the
transition from prebiotic chemistry to early life.
Living Cells Replicate
Several laboratories are attempting to build model protocellular systems in the laboratory to better understand how
life could have emerged on prebiotic Earth, but it is unclear
what exactly should be built. There are no agreed upon
prebiotic conditions to begin with nor is it obvious which
molecular building blocks were and were not available. We
do not know the type of metabolism that was exploited by
early life. Current knowledge does not even extend back
to the last universal common ancestor, a phase of evolution significantly more complex than the earliest stages
of protocellular development. Perhaps most frustratingly,
we may not be able to recognize success if a laboratory
made protocellular system were constructed that faithfully
mimicked Earth's first cells.
Despite the numerous difficulties, significant steps forward in understanding the chemistry of the origins of life
have occurred. The Miller!Urey experiments,1 for example,
Published on the Web 07/26/2012 www.pubs.acs.org/accounts
10.1021/ar300097w
& 2012 American Chemical Society
demonstrated how carefully planned and executed laboratory research can give interpretable results with implications for the origins of life. In this case, the lesson was
that simple molecules, such as water, methane, ammonia,
and hydrogen, can react to form amino acids.2 Over half a
century later, research continues to be inspired by such
prebiotic soup approaches. To date, prebiotically relevant
mechanisms are available for the synthesis of nucleotides,3
amino acids,2 lipids,4 and sugars.5 Interestingly, analyses of
meteorites confirm that the building blocks of life can be
built abiotically.6!8
It was only natural that research would continue to build
logically on the successes of prebiotic synthesis experiments. Once the building blocks were formed, they must
have assembled in some way into functional polymers and
higher order aggregate structures. Consistent with such
expectations, several prebiotically plausible methods have
been reported that concentrate and thus promote the
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FIGURE 1. There are several features of life that could be mimicked chemically in the laboratory. For example, living systems replicate (A), have
identity (B), and interact with the environment (C). Panel B empasizes the boundary structure (dark gray) between the inside of a (proto)cell (white) and
the environment (light gray).
reactivity of monomeric, molecular building blocks. For
example, mineral surfaces,9,10 eutectic phases,11 aerosols,12
and convection and thermophoresis13,14 all promote aggregation and thus reactivity. Since active sequences can
emerge from pools of random polymers,15,16 the narrative
appears largely complete. Monomeric building blocks were
synthesized from simple starting material that then polymerized into functional sequences that aggregated into Earth's
first cells.
While the data are quite convincing, the way in which
the data have been used has been narrow in scope. One
reason may be the disproportionate interest in building selfreplicating systems (Figure 1A). RNA selection and evolution
experiments largely seek to produce a replicase, that is, an
RNA molecule that functions as an RNA-dependent RNA
polymerase.17!19 Similarly, assembling components into
model protocells has tended to focus on growing and dividing vesicles containing a replicating genome.20!22 The
reason for this replication bias is clear. All known living
things have a genome, and, aside from evolutionary dead
ends, all living systems replicate. However, by neglecting
other features of life, we may be slowing progress in deciphering the origins of cellular life and missing opportunities
to gain deeper insight into biology.
Building chemical systems under defined conditions
that mimic shared features of life other than replication,23
such as as the ability to modify the environment, to move,
and to sense, respond, and adapt to stimuli, likely would
give deeper insight into what was and was not possible
during the transition from prebiotic to biotic systems. Thus
far, much of the data acquired on model protocellular
systems support the concept that the underlying organization of basic cellular function is due to fundamental chemicalphysical forces.24 In other words, many of the features
of life can be mimicked chemically without exploiting
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genetically encoded, complex, and prebiotically unrealistic
protein machinery. Therefore, it is probable that the exploration of nonreplication features of life would contribute to
elucidating potential chemical-physical paths toward the
emergence of life on Earth.
Cells Have Identity
The first place to begin when building a protocell is to give
the cell-like system identity. Since life is not in thermodynamic equilibrium with the environment, a separation
between the two is required (Figure 1B). There are several
ways to achieve segregation between protocells and the
environment. For example, porous rock has been proposed
as an attractive possibility for housing protocellular systems,
since mineral surfaces can provide useful catalytic properties.13,25 However, all extant life uses lipid defined membranes, and lipids form easily in aqueous solution. Further,
the static confines of porous rock would likely inhibit progression toward more complex systems unless later developments gave rise to new mechanisms capable of moving
the system into a compartment more amenable to growth
and division, such as lipid vesicles. Finally, porous rock does
not look like a cell. Morphology is not simply an aesthetic
consideration, but instead influences how a chemical system
physically experiences its environment. Protocells with lipid
membranes do not suffer from such complications. In fact,
the ease in which many lipids form vesicles suggests that
vesicles existed on Earth before there was life.26
The identity provided by lipid membranes does not
inhibit other lifelike processes. Rather than sealing off a
chemical system from the surroundings, membranes allow
for the selective acquisition, retention, and release of molecules without a dependence on complex, prebiotically unlikely macromolecules. Even subtle differences in the
chemical characteristics of a molecule can result in dramatic
Protocellular Mimics Del Bianco and Mansy
FIGURE 2. Permeability properties of vesicle membranes could have facilitated useful prebiotic chemistry. (A) A semipermeable membrane can help
shift the equilibrium toward product formation, if one of the products (D) can cross the membrane. (B) Since some molecules are incapable of crossing a
lipid membrane (A and D) while others readily permeate through membranes (B and C), a semipermeable membrane can control which molecules
react within the vesicle.
changes in permeation rates across model protocell membranes.27 Selective exchange between a protocell and the
environment is not only important for the acquisition of
nutrients, but also the ability to block the transport of some
molecules allows for the establishment of concentration
gradients, and thus for the storage of free energy. The
generation of a concentration gradient could be achieved
simply by the encapsulation of molecules incapable of
passing through the membrane during vesicle formation
followed by vesicle migration to a new environment devoid
of the same molecule. Alternatively, the synthesis of molecules that cannot permeate the membrane from starting
material that can cross the lipid boundary would result in a
concentration gradient across the protocell membrane. The
latter process was observed when nonenzymatic nucleic
acid replication mechanisms were reconstituted inside of
fatty acid vesicles in the sense that full-length product
nucleic acid was not capable of leaking out into the extravesicular space.28 Finally, proton gradients naturally form
during vesicle growth of fatty acid membranes, which under
some conditions can be maintained for prolonged periods of
time.29 Consequently, there is enough data now on model
protocells to demonstrate that, rather than inhibiting lifelike
processes, the identity provided by lipid membranes help
create out of equilibrium systems with cell-like features.
The generation of a concentration gradient alone is not
useful unless the free energy associated with the gradient
can be coupled with other needed processes. Interestingly,
such a coupling was observed when vesicles were loaded
with nucleic acids, because the osmotic pressure resulting
from the concentration gradient was capable of fueling the
growth of the vesicle.30 This suggests that once an encapsulated mechanism that allowed for the replication of nucleic
acids was established, vesicles with replicating nucleic acids
naturally would grow and divide.22 Other simpler routes
toward the coupling of concentration gradients with useful
chemistry likely existed. For example, contemporary metabolism exploits chemical transformations that under standard conditions are unfavorable, but are nevertheless
favorable under cellular conditions. One of the several ways
in which cells accomplish such a task is by exploiting mass
action effects. Semipermeable membranes could have provided for a prebiotically accessible way to exploit mass
action. For instance, an equilibrium between reactants A
and B and products C and D that under standard conditions
favored the formation of A and B could be altered by the
presence of a semipermeable membrane. If the reaction
took place inside of a vesicle and if one of the products were
capable of crossing the membrane (e.g., product D), then an
increase in the production of C and D would become favorable (Figure 2A). Since degradation and polymerization are
competing processes, mass action effects within semipermeable membranes could have helped shift the balance toward
polymerization, if the proper permeability properties existed.
The identity provided to chemical systems by vesicles
could have facilitated prebiotic processes in at least one
more way. A commonly encountered prebiotic chemistry
problem is the numerous reaction pathways that can be
taken by reactive molecules. Uncontrolled chemical reactions typically give a large diversity of products, resulting in
insoluble tar. Without a mechanism to limit the available
paths in which molecules can react, it seems unlikely that
exploitable molecules could have reached a sufficient concentration for use by protocellular systems. As previously
noted by Copley et al., one way in which a few pathways
could have emerged from the many chemical possibilities
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would have been if catalysts were present that helped
kinetically funnel reactions down specific paths.31 Such a
directed flux of molecules would have restricted the range
of options and facilitated the accumulation of specific
end products. Although interesting examples have been
reported,32 none have probed the potential benefit of including vesicles in the reaction. Since the semipermeable
properties of membranes are effective in filtering out
many molecules, the range of possible chemical reactions within the interior of a vesicle compartment would
have been restricted (Figure 2B). Perhaps the combined
effects of catalysts and semipermeable membranes impacted the selection of which chemical reactions would
constitute protocellular and thus eventually cellular
metabolism.
Life and the Environment Both Influence
Each Other
Although a protocell must be distinct from the environment,
extracellular factors are indispensible for cellular function.
Both the environment and the protocellular system must be
considered at some level as a whole. Indeed, the vesicle
compartment itself requires specific chemical conditions to
form. Extremes in pH and salinity, for example, rapidly
degrade vesicles composed of fatty acid membranes. However, the sensitivity of model protocell membranes also
permits the environment to exert some control on the
behavior of the system. In the absence of highly evolved
machinery, protocells would have had to rely on such
environmental forces to advance cell-like functions. For
instance, the mixing of fatty acid solutions of different pH
could have promoted the growth and division of vesicles on
prebiotic Earth.33,34 Similarly, since prebiotically plausible
vesicles are temperature stable,35,36 temperature fluctuations could have assisted nucleic acid replication.37 In short,
there are many ways in which the environment could have
driven protocellular activity.
If the environment significantly affected protocells, could
protocells also have affected the environment? The history
of life on Earth seems to suggest that Earth's first cells would
have influenced early Earth. The fact that the Earth went
from being anaerobic to aerobic due to the activity of life
illustrates the impact that life can have on the environment.
Although protocellular activity likely had a more limited
effect on the environment, the simple existence of protocells
would have meant that the environment would have been
used as a source of chemical nutrients and as a space to
dissipate unwanted chemical species that interfere with
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FIGURE 3. Potential interactions between a protocell and the environment. A protocell consumes molecules from the environment and
releases waste molecules into the environment. Both processes change
the chemical composition of the surroundings. Environmental fluctuations impact the behavior of the protocell, potentially leading to
protocell replication. There likely were additional ways in which protocells impacted the environment.
needs of the protocell (Figure 3). In other words, protocells
would have changed the composition of their environment
by selectively sequestering, transforming, and releasing
specific molecules. However, the scale of such an effect,
particularly during the earliest stages of evolution, is unclear.
Nevertheless, protocells consumed molecules found in
the environment. To avoid death, protocells would have had
to find ways to continually find more food to substitute for
the molecules that previously were consumed. A simple
solution would be if the protocell formed in an environment that continuously produced the needed nutrients and
flushed away protocellular waste, as has been proposed for
regions similar to modern day black smokers and hydrothermal vents.38 In such an environment, the protocell
would not have required a mechanism to cope with depleting supplies, thus giving the system time to develop in
complexity. However, the assembly of polymers from
monomers would be challenging under hydrothermal vent
conditions. While such a scenario is attractive due to its
simplicity, other more active mechanisms are equally simple. For example, Dobson et al. proposed that aerosols
formed at the air!water interface could have carried protocells to new locations.12 An attractive feature of this proposal
is that the entry of aerosol particles into a lipid solution could
conceivable transform the aerosol particles into vesicles,
thereby generating an aerosol!vesicle cycle capable of
exploring varied regions of prebiotic Earth. An even more
Protocellular Mimics Del Bianco and Mansy
active search for food was described by Hanczyc et al.39
Their work showed that physical forces can propel oil
based chemical systems toward nutrients and away
from exhausted supplies. Although the oil based systems
are far from what is typically considered lifelike, the
experiments demonstrate that even a few types of
chemicals can begin to display a type of sense!response
phenotype.
The ability to sense and respond to the environment is a
shared feature of life that likely was established early in
evolutionary history. Nonetheless, relatively little effort was
expended in exploring how prebiotic mechanisms could
have allowed protocells to adapt to fluctuating conditions.
The neglect of the topic is strange, because synthetic biology
research, a field that shares many of the same goals as
origins of life studies, is heavily invested in engineering
sense!response pathways.40,41 The search for food is
only one example of a problem that could be better
addressed by a protocell with an appropriate sense!
response system. A protocell would have faced many
environmental fluctuations with potentially destructive
effects. The fact that some of the detrimental environmental changes would have resulted from the activity of
the protocell itself suggests that life must have faced this
challenge early.
A protocellular system that senses, responds, and
contributes to changing the environment blurs the distinction between the protocell and the environment. The
chemical system of the protocell could be viewed as a
subset of a larger chemical system that cycles through the
protocell and the environment. The resulting dynamic
relationship between the protocell and the environment
and how the two evolved with each other over time to
shape contemporary life provides an interesting, nonreplication centric perspective from which to probe the
origins of life.
Conclusion
Progress in prebiotic chemistry has in many ways continued
along the same trajectory from the contributions of Miller!
Urey in the 1950s to now. The underlying theme can be
captured by the most invoked definition of life, that is, a
self-sustained chemical system capable of undergoing
Darwinian evolution.42 We have benefited greatly and will
continue to learn much from experiments geared toward
building prebiotic models of self-replicating systems. However, a more complete picture of the early stages of life
would likely emerge by delineating the fundamental forces
behind other shared features of life, such as the ability to
sense, respond, adapt, and evolve with the environment.
We thank the Armenise-Harvard foundation, CIBIO, and the
Autonomous Province of Trento (PAT) for their support and the
reviewers for helpful comments.
BIOGRAPHICAL INFORMATION
Cristina Del Bianco was born in Florence, Italy. She received
a laurea in chemistry from the University of Rome La Sapienza.
Her doctoral work applied paramagnetic NMR techniques to the
study of metalloproteins with C. Luchinat at the University of
Florence. After completing postdoctoral research at Harvard Medical
School in which she investigated the biochemistry of Notch signaling with S. C. Blacklow, she moved to the University of Trento. She is
currently leading Trento's first iGEM team.
Sheref S. Mansy was born in Oregon and received his undergraduate and graduate degrees from Ohio State University. He
then worked on building model protocellular systems in the Szostak
laboratory at Massachusetts General Hospital. Upon receiving a
career development award from the Armenise-Harvard foundation,
he moved to the University of Trento. His laboratory builds cell-like
systems. He is a 2012 TEDGlobal fellow.
FOOTNOTES
*To whom correspondence should be addressed. Mailing address: CIBIO, University of
Trento, via delle Regole 101, 38123 Mattarello (TN), Italy. E-mail: mansy@science.unitn.it.
Fax: þ39 0461-883091. Telephone: þ39 0461-883438.
The authors declare no competing financial interest.
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