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Published in final edited form as:
Neonatology. 2012 ; 102(2): 107–113. doi:10.1159/000338096.
Effect of Postnatal Intermittent Hypoxia on Growth and
Cardiovascular Regulation of Rat Pups
M.E. Pozo, A Cave, Ö.A. Köroğlu, D.G. Litvin, R.J. Martin, J. Di Fiore, and P Kc
Case Western Reserve University, Department of Pediatrics, Division of Neonatology, Rainbow
Babies and Children’s Hospital, Cleveland, OH, USA 44106
Abstract
Background—Intermittent hypoxic (IH) episodes are common among preterm infants although
longer term consequences on growth pattern and cardiovascular regulation are unclear.
Furthermore, the effects of IH may depend on the pattern of hypoxia-reoxygenation.
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Objectives—We tested the hypothesis that a clustered versus dispersed pattern of repetitive IH
during early postnatal life would induce differential long term alteration in growth and
cardiovascular regulation.
Methods—Sprague-Dawley rat pups were exposed to room air or to one of two patterns of IH
(clustered versus dispersed) from 1 to 7 days of life. Body weight was measured daily for the first
8 days and weekly from weeks 2–8. Blood pressure and heart rate were measured weekly from
weeks 4 to 8 using a non-invasive tail-cuff method for awake, non-anesthetized animals.
Results—Exposure to both patterns of repetitive IH induced early growth restriction followed by
later catch-up of growth to controls three weeks after completion of IH exposures. IH exposed rats
exhibited a sustained decrease in heart rate regardless of the hypoxic exposure paradigm
employed. In contrast, a differential response was seen for arterial pressure; the clustered
paradigm was associated with a significantly lower blood pressure versus controls, while the pups
exposed to the dispersed paradigm showed no effect on blood pressure.
Conclusion—We speculate that repetitive IH during a critical developmental window and
regardless of IH exposure paradigm, contributes to prolonged changes in sympathovagal balance
of cardiovascular regulation.
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Keywords
chronic intermittent hypoxia; rat pups; heart rate; blood pressure; growth
Introduction
Extremely preterm infants born at less than 28 weeks’ gestation are at potential risk for later
adverse health outcomes during childhood, adolescence, and adult life (1). This has resulted
in considerable interest in the longer term nutritional and cardiovascular consequences of
preterm birth (2). Previous studies have proposed a relationship between magnitude of
postnatal weight gain, later hypertension, and lower insulin sensitivity (3). The relationship
between these various phenomena remains to be determined. Shorter term circulatory
dysfunction has also been described in preterm versus term infants as they approach a
postmenstrual age of 40 weeks (4). This was most apparent in preterm infants who
Corresponding author: Prabha Kc, Ph.D., Case Western Reserve University, Department of Pediatrics, Division of Neonatology,
RB&C, Suite 3100, 11100 Euclid Avenue, Cleveland, OH 44106-6010, USA, Tel: 216-844-8452, prabha.kc@case.edu.
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developed bronchopulmonary dysplasia (BPD) and manifest by a diminished pressor
response and a decrease in heart rate (HR) in response to the acute stress of a CO2 exposure
(4). We, therefore, sought to explore the role of intermittent hypoxic episodes on the
trajectories of both growth and cardiovascular regulation in a neonatal animal model.
Intermittent hypoxic episodes are almost universal in very low gestational age infants, and
widely attributed to respiratory pauses, apnea or ineffective ventilation (5). They may be
isolated dispersed events, or occur in clusters as in periodic breathing. In both human infants
and neonatal animal models there are, however, no available data comparing the effects of
different patterns of intermittent hypoxia on later morbidity apart from retinopathy of
prematurity (6, 7). Several prior studies have employed prolonged protocols of intermittent
hypoxic exposure over the first 28 to 30 days in neonatal rodent models (8). Farahani et al.,
(8) demonstrated impaired growth with improved catch-up of weight during intermittent
hypoxic exposure while Soukhova-O’Hare showed that prolonged exposure of neonatal
pups to IH reduced vagal efferent projections in cardiac ganglia and altered baroreflex
function in adult rats (9). As both pattern and duration of hypoxic exposure may influence
the physiologic consequences of such exposure in early postnatal life, we designed this
study to test the hypothesis that an initial seven day exposure to dispersed versus clustered
intermittent hypoxic episodes would differentially alter the postnatal trajectory of growth
and later cardiovascular regulation in a rat pup model.
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Materials and Methods
Animals
Pregnant time-dated Sprague-Dawley dams were obtained from Charles River. The rats
were housed on a regular day/night cycle (lights on from 08:00 to 20:00h) at 24–26°C and
40–45% relative humidity. Animals were given food and water ad libitum. All the pups were
born at about the same time period. All animal experimentation was conducted in
accordance with the NIH guidelines and approved by the Institutional Animal Care and Use
Committee of Case Western Reserve University.
Intermittent Hypoxic Exposure
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Litters of 10 neonatal rat pups/dam were assigned to one of three groups: (1) normoxia, (2)
96 dispersed or (3) 96 clustered hypoxic episodes per day for days of life 1–7. In a separate
group, dams from room air (RA) and dispersed groups were swapped each day before the
start of the exposure to determine effect of maternal stress on pups’ growth. For detailed
description of the exposure refer to Supplement 1. Briefly, dispersed hypoxia exposures
consisted of 45 s of hypoxia (nadir of 5% O2; FiO2 60%) followed by 4 min and 15 s of 21%
O2 (Figure 1) (10). These 5 min duration cycles were presented continuously over 8 h for 7
days (dispersed protocol). Clustered hypoxic exposures consisted of 45 s of hypoxia (nadir
of 5% O2) followed by 90 s of 21% O2 (Figure 1). These 135 s duration cycles occurred
over three periods of 72 min duration per day interspersed with 2.2 h of RA exposure for 7
days (clustered protocol). Overall, both dispersed and clustered groups received the same
number of hypoxic episodes (i.e., 96 episodes/day). Control animals were housed in the
same chamber and were maintained at normoxia. Body weights (BW) of the pups were
obtained each morning of the exposure period and weekly from weeks 2 to 8.
Blood Pressure and Heart Rate measurement
Arterial blood pressure (BP; systolic, diastolic, and mean BP) and HR were measured
weekly from weeks 4 through 8. Measurements were obtained using the CODA Noninvasive BP system (Kent Scientific Corporation; Torrington, CT) which utilizes a VolumePressure Recording (VPR) tail-cuff method (11, 12). Awake and unsedated animals were
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restrained in Plexiglas holders and were allowed to habituate for 20–30 min before taking a
minimum of twenty cycles of measurements per animal. Movement at any point during the
measurements was noted and those values were excluded from analysis. HRs outside two
standard deviations from the mean (suggestive of movement or stress) were excluded. Data
are presented as means ± SEM.
Statistical Analyses
A linear mixed model for repeated measures was used to assess the time course of BW, BP
and HR measurements for all animals and to identify an association between these
parameters and the hypoxia paradigms using SAS 5.0. A significance level of p<0.05 was
used.
Results
Body Weight
There was a progressive increase in BW with advancing postnatal age in all groups.
Repetitive IH exposure, regardless of paradigm, decreased BW throughout the exposure
protocol when compared to RA controls (p<0.001; Figure 2). This decrease in BW was
observed as early as day 2 and 3 of IH exposure in the dispersed and clustered paradigm
respectively as compared to the age-matched control group.
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Following the 7 day IH exposure, the pups were reared in RA. At 1 (postnatal day (PD) 8), 7
(PD 14) and 14 (PD 21) days following completion of IH exposure, BWs in both IH
paradigms remained significantly lower than age-matched control animals (all p <0.001;
Figure 3). However, beginning at 4 weeks of age, corresponding to 3 weeks post-IH
exposure, there were no longer significant differences in weight between animal groups
(postnatal week 5–8 data not shown).
In the study where dams were swapped, BW of RA pups, RA pups with swapped dams,
pups exposed to dispersed protocol with swapped dams and pups with the same dam
exposed to dispersed hypoxia were 18.4±.2g, 17.8±.3g, 14.6±.3g and 15.4±.2g respectively.
The RA pups with swapped dams had slightly reduced BW than RA pups. However, there
was no significant difference in the BW of pups exposed to dispersed groups with and
without the swapped dams.
Heart rate
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Rats exposed to the clustered and control paradigms both showed a significant decline in HR
over time (p<0.001; Figure 4) with no significant change over time in the dispersed group.
Nonetheless pups exposed to clustered as well as dispersed paradigms showed a
significantly lower HR when compared to the control group (p<0.001).
Blood Pressure
Rats exposed to the clustered and dispersed paradigms as well as controls showed a
significant increase in systolic, diastolic and mean BP from weeks 4–8 (p<0.001). Pups
exposed to the clustered paradigm showed significantly lower systolic, diastolic and mean
arterial pressure compared to controls (p<0.01). Systolic and mean blood pressure data are
presented in Figures 5 and 6 respectively; data for diastolic BP are not shown. In contrast,
there was no significant change in systolic, diastolic and mean arterial pressure with the
dispersed IH paradigm when compared to the age-matched control group. Similarly, there
was no significant difference in systolic, diastolic and mean BP between the two hypoxic
groups.
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Discussion
Body Weight
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Exposure to repetitive IH had a significant effect on BW and resulted in growth restriction
both during and after exposure to IH regardless of IH paradigm employed. While preterm
infants exhibit both isolated (dispersed) respiratory pauses or apnea, and periodic breathing
(clustered pauses) which manifest as IH, to our knowledge, only one prior study, focused on
retinopathy of prematurity has compared the pathophysiologic consequences of these
different patterns of IH exposure (7). We have now documented a comparable pattern of
growth restriction during IH regardless of exposure paradigm, and this may well be a
significant contributor to postnatal growth failure in preterm infants.
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Several mechanisms may contribute to this growth failure. The number of littermates per
dam could affect their growth and we therefore ensured equal number of pups in all groups.
Metabolic or biochemical measurements would have revealed the severity of tissue hypoxia
between the 2 different hypoxic paradigms; albeit it was beyond the scope of this paper.
However, in our study the RA pups with swapped dams had slightly reduced BW than RA
pups which may suggest the influence of hypoxia-induced maternal stress causing reduced
maternal food intake and lactation. Nonetheless our BW data from the two dispersed groups
with and without swapping of dams showed no significant difference suggesting pup growth
restriction is not attributed to maternal hypoxic exposure. This finding is in agreement with
previous studies (8, 13).
We were also interested in determining whether IH exposed rats gain weight at a faster rate
than control animals in order to attain the same final adult weight, a phenomenon known as
catch-up growth. This rapid catch up of growth in premature infants has been hypothesized
to predispose to subsequent cardiovascular risk and obesity (14, 15). In our study, an
accelerated growth trajectory and catch up to normoxic controls occurred by 21 days post IH
exposure regardless of IH paradigm. Repetitive IH-exposed pups did not exhibit an
overshoot in BW compared to their age-matched control rats. This lack of excessive weight
gain following catch up growth in our adolescent rats could be related to offering regular
chow to the nursing dams and their offspring, and contrasts to the aggressive parenteral and
enteral nutritional support typically provided to growing preterm infants.
Heart rate
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We have demonstrated that repetitive IH in the neonatal period resulted in a lower HR with
advancing maturation when compared to normoxic controls. We cannot ascertain whether
the decreased HR resulted from a suppression of the sympathetic nervous system or an upregulation of parasympathetic tone. Baroreflex sensitivity is considered to represent
predominantly the efficacy of cardiac parasympathetic regulation. Earlier studies in mature
dogs have shown that carotid body stimulation induced by hypoxia elicits bradycardia in the
absence of a change in ventilation, and independent of changes in systemic BP (16). More
recently, exposure to IH has been shown to induce reactive oxygen species (ROS) which
alter cell signaling mechanisms in the carotid bodies and adrenal medulla (17, 18).
Interestingly ROS have been implicated in depressing synaptic transmission in sympathetic
ganglia in mice (19). Recent data demonstrate that prenatal nicotine evokes a defect in
cardiac sympathetic innervation that is reversed by co-administration of the antioxidant
vitamin C (20). Given that IH is an oxidant stress, these data are consistent with our
observed effect of IH on HR. Therefore, it is quite possible that IH-induced ROS may have
attenuated the sympathetic limb of the autonomic nervous system, thus contributing to a
lower baseline HR after prior IH exposure.
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Blood Pressure
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In our study, Sprague-Dawley pups exposed to repetitive IH as well as age-matched control
rats had a progressively increasing systolic, diastolic and mean BP trajectory from weeks 4–
8 post exposure. However, when compared to the age-match control group, pups exposed to
the clustered but not to the repetitive paradigm showed significantly lower systolic, diastolic
and mean BP. This outcome is contrary to previous studies where Sprague-Dawley rats
exposed to a prolonged 30 day period of postnatal IH showed no significant changes in BP
(21). There are very limited comparable data available for comparison; however, the
difference in these results could be related to the IH exposure pattern and duration of
exposure. In our study, we chose IH exposure duration of 7 days to more closely simulate a
model of apnea of prematurity, which does not often last beyond a corrected gestational age
of 44 weeks. Rats exposed during their fourth week of life are effectively adolescents, far
beyond the age at which apnea of prematurity ceases. Critical factors that could
differentially alter the effect of IH exposure might be the postnatal age at which
measurements were made or the specific animal strain employed. Juvenile Wistar rats
exposed to IH for 10 days had increased BP compared to control rats, however, after fifteen
days in normoxia, BP returned to normal levels (22). This is in contrast to our data where
clustered IH exposure occurring in the immediate postnatal period, induced a sustained
decrease in BP which accompanied the lower HR. Similarly, our current data are
inconsistent with the increased rate of later hypertension reported in former extremely low
birth weight infants (1, 2). This has been attributed to a combination of intrauterine growth
restriction, the complications of preterm birth as well as excessive postnatal catch up
growth. Based on our rat pup model, we therefore speculate that postnatal IH and
accompanying growth restriction do not predispose to later hypertension. The latter in
former preterm infants has recently been related to intima-media thickness rather than
alteration in sympathetic vascular control (23). Therefore, multiple potential opposing
developmental changes may contribute to later cardiovascular regulation in former preterm
infants.
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In conclusion, our study demonstrates that repetitive IH exposure, the effect of which could
have been attributed to both hypoxia and hypoxemia, during the first week of life restricted
growth as early as PD 3, with subsequent recovery of BW to that of normoxia exposed
controls by 3 weeks post IH exposure. Repetitive IH exposure during early postnatal life
induced a significantly lower baseline HR with advancing maturation as compared to agematched control pups and regardless of the exposure paradigm. However, a differential
effect of repetitive IH exposure was seen in BP with clustered but not dispersed IH resulting
in lower pressures versus controls. We speculate that IH occurring during a critical
developmental window contributes to transient growth failure and a persistent change in
sympathovagal balance in our rodent model. These data provide impetus to characterize the
role of postnatal desaturation/resaturation events on longer term cardiovascular and
metabolic sequelae in preterm infants and explore underlying mechanisms.
Supplementary Material
Refer to Web version on PubMed Central for supplementary material.
Acknowledgments
This work is supported by National Heart, Lung and Blood Institute Grants 4R00HL087620 (to P. Kc) and
R21HL098628 (to R. J. Martin).
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Figure 1. Dispersed and clustered hypoxia paradigms
Dispersed hypoxia exposures consisted of 45 s of hypoxia (nadir of 5% O2) followed by 4
min and 15 s of 21% O2. These 5 min duration cycles were presented continuously over 8 h
for 7 days. Clustered hypoxic exposures consisted of 45 s of hypoxia (nadir of 5% O2)
followed by 90 s of 21% O2.These 135 s duration cycles occurred over three periods of 72
min duration per day interspersed with 2.2 h of room air exposure for 7 days. Both dispersed
and clustered groups received 96 episodes of hypoxic episodes per day.
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Figure 2. Rat pups exhibited growth restriction during exposure to both dispersed and clustered
IH protocols
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Body weights are presented from control and the two repetitive IH exposed groups of rats
from postnatal days 1–7. Overall, a significantly lower body weight was observed in both
intermittent hypoxia (IH) exposed groups as compared to age-matched control rats
(clustered and dispersed versus control: p<0.001). Data are expressed as means ± SEM. *=
p<0.05 for control versus clustered at designated days and §= p<0.05 for control versus
dispersed at designated days.
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Figure 3. Rat pups exhibited growth restriction at postnatal 8, 14, and 21 but not 28 post IH
exposure
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Body weights in control and both IH groups 1, 7, 14 and 21 days following completion of IH
exposures (corresponding to postnatal days 8, 14, 21 and 28) are shown. At days 1, 7, and 14
post IH exposure body weights of IH exposed rats were significantly lower than control rats.
A catch-up of growth was observed in both IH groups at 21 days following completion of IH
exposure. Data are expressed as means ±SEM. *=p<0.05 for control versus clustered at
designated days and §= p<0.05 for control versus dispersed at designated days.
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Figure 4. Rats exhibited a decreased heart rate post IH exposure
Resting heart rates are shown in awake and unanesthetized rats during postnatal weeks 4–8.
Rats exposed to the clustered as well as dispersed paradigm of IH during the first week of
life had a significantly lower heart rate (p<0.0001) as compared to the control rats during
weeks 4–8. No significant difference was observed between the two hypoxic paradigms.
Data are expressed as means ±SEM. *= p<0.05 for control versus clustered at designated
days and §= p<0.05 for control versus dispersed at designated days.
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Figure 5. Rats exhibited a differential increase in systolic blood pressure post IH exposure
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Resting systolic blood pressure is shown in awake and unanesthetized rats during postnatal
weeks 4–8. Rats exposed to the clustered paradigm during the first week of life had a
significantly lower systolic blood pressure (p<0.01) as compared to the control rats during
weeks 4–8, whereas the dispersed paradigm group had no significant effect on systolic blood
pressure p=0.3). No significant difference was observed between the two hypoxic
paradigms. Data are expressed as means ±SEM. *= p<0.05 for control versus clustered at
designated days.
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Figure 6. Rats exhibited a differential increase in mean arterial blood pressure post IH exposure
Resting mean arterial blood pressure is shown in awake and unanesthetized rats during
weeks 4–8. Rats exposed to the clustered paradigm during the first week of life had a
significantly lower systolic blood pressure (p<0.01) as compared to the control rats during
weeks 4–8, whereas the dispersed paradigm had no significant effect on systolic blood
pressure (p=0.3). No significant difference was observed between the two hypoxic
paradigms. Data are expressed as means ±SEM. *= p<0.05 for control versus clustered at
designated days.
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