Tectonophysics 470 (2009) 129–146
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Tectonophysics
j o u r n a l h o m e p a g e : w w w. e l s ev i e r. c o m / l o c a t e / t e c t o
Paleostress states at the south-western margin of the Central European Basin
System — Application of fault-slip analysis to unravel a polyphase
deformation pattern
Judith Sippel a,⁎, Magdalena Scheck-Wenderoth a,1, Klaus Reicherter b,2, Stanislaw Mazur c,3
a
b
c
GeoForschungsZentrum Potsdam, Telegrafenberg, 14473 Potsdam, Germany
RWTH Aachen, Lochnerstrasse 4-20, 52056 Aachen, Germany
Institute of Geological Sciences, University of Wrocław, Maxa Borna 9, 50-204 Wrocław, Poland
A R T I C L E
I N F O
Article history:
Received 25 July 2007
Received in revised form 19 February 2008
Accepted 2 April 2008
Available online 18 April 2008
Keywords:
Paleostress inversion
Heterogeneous fault-slip data
Central European Basin System
Multiple Inverse Method
PBT-Method
A B S T R A C T
We analyse the deformation pattern along the south-western margin of the Central European Basin System
(CEBS) where Upper Carboniferous–Mesozoic rocks are uplifted due to the Late Cretaceous basin inversion. The
geometry of mesoscale faults and associated striae are used to calculate the stress state(s) responsible for the
observed deformation. Each reduced stress tensor obtained comprises (i) the directions of the principal stress
axes σ1, σ2, and σ3 (σ1 ≥ σ2 ≥ σ3) and (ii) the ratio of principal stress differences R = (σ2 − σ3) / (σ1 − σ3). We
present a stress inversion technique that allows each stress state inherent in a heterogeneous fault population
to be identified by integrating the results of the PBT-Method [Turner, F.J., 1953. Nature and dynamic
interpretation of deformation lamellae in calcite of three marbles. American Journal of Sciences, 251(4): 276–
298; Sperner, B., Ratschbacher, L. and Ott, R., 1993. Fault-striae analysis: a Turbo Pascal program package for
graphical presentation and reduced stress tensor calculation. Computers & Geosciences, 19: 1361–1388] and
the Multiple Inverse Method [Yamaji, A., 2000. The multiple inverse method; a new technique to separate
stresses from heterogeneous fault-slip data. Journal of Structural Geology, 22(4): 441–452]. This comprehensive approach not only facilitates the separation of complex data sets into homogeneous subsets but also
guarantees that each stress state derived fulfils both the criteria of low-misfit angles (Wallace–Bott hypothesis)
and high shear-to-normal-stress ratios (Mohr–Coulomb criterion). The reliability of our technique is confirmed
by the fact that irrespective of (i) the number of fault-slip data from an outcrop, (ii) the number of subsets they
represent and (iii) the proportion of newly formed and reactivated faults, we obtain consistent results from
outcrops of variously aged rocks. This consistency concerns both calculated stress states as well as locally
observed deformation sequences. Such local chronologies are derived from cross-cutting relationships and
superimposition of different fault-slip data which individually are assigned to a consistent stress state. A
synthesis of results from different locations of the study area argues for the superposition of two main
deformation events. Most prominently, the area was affected by a stress state with a horizontal N–S- to NE–SWdirected maximum compression (σ1) and a low stress ratio which induced reverse and strike-slip faulting. A
pure strike-slip regime of E–W- to NW–SE-directed compression with moderate stress ratios is less prevalent
and probably younger. The age of the youngest rocks documenting these two phases proves the stress fields to
correspond to the polyphase Late Cretaceous–Tertiary basin inversion of the CEBS during post-Cenomanian
times. The youngest tectonic imprints detected in the study area correspond to locally appearing extensional
stress states with varying directions of σ3. At many sites, the youngest derived paleostress state coincides with
the present-day stress field in terms of the direction of the maximum horizontal stress axis, SHmax. The only
stress state detected which pre-dates the basin inversion corresponds to an extensional regime with an WNWESE- to NW–SE-directed σ3-axis observed only locally in the N–S striking Leine Graben and its prolongation to
the North. The fact that the majority of variously aged rocks exhibit only the traces of the latest deformation
phases indicates a high degree of fault plane reactivation in the study area.
© 2008 Elsevier B.V. All rights reserved.
⁎ Corresponding author. Tel.: +49 331 2881342; fax: +49 331 2881349.
E-mail addresses: sippel@gfz-potsam.de (J. Sippel), leni@gfz-potsam.de (M. Scheck-Wenderoth), k.reicherter@nug.rwth-aachen.de (K. Reicherter), stm@getech.com (S. Mazur).
1
Tel.: +49 331 2881345; fax: +49 331 2881349.
2
Tel.: +49 241 8095722.
3
Present address: GETECH, Kitson House, Elmete Hall, Elmete Lane, Leeds LS8 2LJ, UK.
0040-1951/$ – see front matter © 2008 Elsevier B.V. All rights reserved.
doi:10.1016/j.tecto.2008.04.010
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J. Sippel et al. / Tectonophysics 470 (2009) 129–146
1. Introduction
The Central European Basin System (CEBS) covers an area
extending from the southern North Sea across Denmark, The Netherlands and northern Germany to Poland (Fig. 1). Studies that investigate
the structural evolution of the CEBS on a basin scale (ScheckWenderoth and Lamarche, 2005) or on the scale of sub-basins
(Clausen and Pedersen, 1999; Scheck and Bayer, 1999; Hansen et al.,
2000; Baldschuhn et al., 2001; Scheck et al., 2002a,b; Evans et al.,
2003; Lamarche et al., 2003) argue for a recurrently changing stress
field affecting this area. A main conclusion of these studies is that two
major types of structural elements, striking NW–SE and N–S,
respectively, experienced repeated and selective reactivation during
basin history. NW–SE-trending basins like the Norwegian Danish
Basin, the North German Basin, and the Polish Basin document
localized deformation in terms of subsidence during the Permian and
the Mesozoic and in terms of uplift during the Late Cretaceous–Early
Cenozoic inversion phase. In the North German Basin, for instance, the
most important inversion-related uplift took place along the SW
margin of the basin, i.e. along the Elbe Fault System (Fig. 2; Mazur
et al., 2005). N–S trending grabens (Central Graben, Horn Graben,
Glückstadt Graben), on the other hand, indicate localized subsidence
during the Mesozoic and in parts during the Cenozoic.
Concerning the geodynamic history of the CEBS, five main phases
can be distinguished: (1) an initial rift phase with volcanic activity
most intense along both NW–SE and N–S striking zones; (2) a phase of
thermal subsidence along NW–SE oriented basin axes during the Early
Permian and Early Triassic; (3) Late Triassic and Jurassic extensional
tectonics with the formation of N–S-striking grabens and localized
subsidence in NW–SE-oriented sub-basins along the margins; (4) a
phase of inversion mainly affecting NW–SE striking blocks during the
Late Cretaceous–Early Cenozoic in response to the build-up of Alpine
collision-related intra-plate compressional stresses, opening of the
North Atlantic and mantle plume activity (Ziegler, 1990; Dezes et al.,
2004); and (5) a final phase of subsidence during the Cenozoic with
mainly N–S striking subsidence axes and a major depocentre in the
Central North Sea. Whereas the present-day stress field of the CEBS is
well known — it is mainly characterized by a maximum horizontal
stress direction SHmax that rotates from a NW–SE direction in the NW
German Basin, to a N–S direction in the North German Basin, and a
NE–SW direction in the NE German Basin (Roth and Fleckenstein,
2001; Kaiser et al., 2005; Reinecker et al., 2005) — there are only few
studies on the evolution of paleostresses in North Central Europe
(Delvaux, 1997; Vandycke, 1997; Lamarche et al., 1999, 2002;
Vandycke, 2002).
We analyse the deformation pattern from outcrops distributed
along the south-western margin of the CEBS (Fig. 3). Here, several
NW–SE striking, marginal sub-basins of the CEBS (e.g. Lower Saxony
Basin, Subhercynian Basin) have been uplifted during the Late
Cretaceous–Early Tertiary phase of inversion. In particular, we
investigate mesoscale faults to use associated striae as kinematic
indicators (Doblas, 1998, Fig. 4). In this context, a fault-slip datum is
composed of the fault plane orientation, the slip orientation, and the
sense of slip. Knowing the fault-slip attitudes of numerous faults, it is
possible to calculate the corresponding causative stress state (Carey
and Brunier, 1974). With such a fault-slip analysis, we obtain the
reduced stress tensor which comprises (1) the orientations of the
three principal stress axes σ1, σ2, and σ3 with σ1 ≥ σ2 ≥ σ3 and (2) the
ratio of principal stress differences R = (σ2 − σ3) / (σ1 − σ3) (Angelier,
1979).
This study presents a new strategy towards stress inversion of
heterogeneous fault populations which originate from polyphase
deformation. By combining different commercial (TectonicsFP 1.6.5 by
Reiter and Acs, 1996–2003) and open-source (MIM Software Package
by Yamaji and Sato, 2005, Yamaji et al., 2005a) computer programmes,
our approach integrates the results of the “PBT-axes-method” (Turner,
1953; Sperner et al., 1993) and the “Multiple Inverse Method” (Yamaji,
2000). The derived optimal stress states fulfil both, the criterion of
Fig. 1. Depth to top pre-Permian illustrating the major structural elements of the Central European Basin System which strike NW–SE (e.g. Elbe Fault System, Ringkøbing Fyn High,
Tornquist Zone; modified after Scheck-Wenderoth and Lamarche, 2005). A second set of structures trends N–S (e.g. Glückstadt Graben (GG), Horn Graben (HG), and Central Graben
(CG)). The area of current investigations is indicated by a black rectangle. SL: Seismic line (Fig. 2). Coordinates: UTM, Zone 33 N.
J. Sippel et al. / Tectonophysics 470 (2009) 129–146
131
Fig. 2. Regional geological profile across the SW part of the North German Basin (see Fig. 1 for location; modified after Mazur et al., 2005). Note the uplifted position of the southern
basin margin including the Lower Saxony Basin with respect to the North German Basin. The fault-slip data for the present study are derived from rocks cropping out along this and
other uplifted parts of the south-western inverted margin of the CEBS. Vertical scale (seconds, two-way travel time) is twofold depth exaggerated. AL: Aller Lineament.
low-misfit angles and that of high shear-to-normal-stress ratios. We
apply this integrated technique to fault-slip data from the southwestern margin of the CEBS, demonstrating its main advantages and
discussing the paleostress states detected in the area.
2. Major structural elements of the study area
Our study area covers outcrops in the western parts of the Elbe
Fault System (EFS, Fig. 1) — an area of polyphase deformation since
Late Carboniferous times which was most intensely deformed in the
course of the Late Cretaceous–Early Tertiary inversion (Scheck et al.,
2002a). The EFS consists of several major NW–SE- to WNW–ESEstriking faults which controlled the structural evolution of associated
sub-basins of the North German basin (Fig. 3). The Osning Lineament
(OL) roots in the pre-Permian basement of the Lower Saxony Basin
(LSB) separating the Rhenish Massif below the Münsterland Basin in
the South from the Lower Saxony block in the North (Fiedler, 1984;
Drozdzewski, 1988). The outcropping prolongation of the lineament is
a zone of inversion-related thrust faults along which Mesozoic to
Lower Cretaceous sediments of the LSB mainly were thrust southwards over the stable Münsterland platform and its thick cover of
Upper Cretaceous rocks. Likewise, the Northern Harz Boundary Fault
(NHBF) separates the Harz block in the South — comprising Devonian
to Lower Carboniferous sediments deformed during the Variscan
orogeny — from the Mesozoic sediments of the Subhercynian Basin in
the North. During Late Cretaceous and Early Tertiary times the basin
fill of the Subhercynian Basin was tilted and partly overthrust by the
Variscan basement due to the relative uplift of the Harz block along
the NHBF (with a displacement of at least 5 km according to Thomson
et al., 1997). During the same period also the block of the Flechtingen
High (FH) experienced uplift, its transition to the north thereby
evolving as a flexure rather than a fault (Scheck et al., 2002a). The
south-central part of the study area is occupied by a N–S trending
depression which is structured by major N–S striking normal fault
systems. At the eastern side of this depression, the marginal faults of
the Leine Graben (LG) offset a central block of Upper Triassic (Keuper)
to Lower Jurassic rocks against Lower to Middle Triassic rocks
(Buntsandstein, Muschelkalk) of the eastern and western graben
flanks. The displacement amounts up to 1000 m, the average being
much smaller in the West than in the East (Tanner, 2007). Though the
initiation of this structure is assumed to date back to Late Jurassic/
Early Cretaceous times (Ritzkowski, 1999), the main tectonic pulses
preserved by faults on outcrop scale can be related to the Late
Cretaceous–Early Tertiary inversion of the CEBS (Tanner, 2007).
The recurrent deformation along the EFS might be related to a
rheologically weaker lower crust which supports strain localisation
(Scheck et al., 2002a). In fact, the kinematic interpretation of its
structural inventory still remains a matter of debate. Some authors
Fig. 3. Geology and important tectonic elements of the south-western margin of the CEBS with locations of the investigated outcrops. AL — Aller Lineament, FH — Flechtingen High,
LG — Leine Graben, NHBF — Northern Harz Boundary Fault, OL — Osning Lineament, 1 — Dörenthe, 2 — Lienen, 3 — Halle, 4 — Künsebeck, 5 — Steinbergen, 6 — Sonneborn, 7 — Upstedt,
8 — Emmenhausen, 9 — Elvese, 10 — Papenberg, 11 — Flechtingen, 12 — Bodendorf, 13 — Dönstedt, 14 — Mammendorf.
132
J. Sippel et al. / Tectonophysics 470 (2009) 129–146
Liesa and Lisle, 2004; Zalohar and Vrabec, 2007). At best, kinematically
inconsistent structures are identified directly in the field, either by crosscutting relations between individual faults or by superimposition of
striae on the same fault plane (Fig. 4). If such information is missing,
additional separation techniques must be applied. The Multiple Inverse
Method (MIM; Yamaji, 2000) and the PBT-Method (PBT; Sperner et al.,
1993) are two completely different approaches, especially developed for
the separation of fault-slip data. We shortly describe both techniques by
exemplarily applying each to the heterogeneous fault-slip data from
Bodendorf quarry (Flechtingen High area).
3.1. Multiple Inverse Method (MIM; Yamaji, 2000)
Fig. 4. Steeply SSW-dipping fault surface (198/77) covered by two superimposed sets of
striae (Bodendorf quarry). Note the configuration of striae framed by the circle: assuming
that late-stage coatings usually conceal the initial striae, i.e. that younger slickensides lie
above older slickensides (Meschede, 1994; Doblas, 1998), we conclude that a sinistral
displacement (x: sub-horizontal frictional grooves covered with hematite) took place
before the fault plane shown here was reactivated with a normal sense (y: sub-vertical
calcite fibres). The fact that the differently oriented striae differ also in terms of
mineralisation confirms that the two fault/striae pairs belong to different subsets each
related to a specific paleostress state (i.e. subsets bod1 and bod3; Fig. 7).
favour pure compressional, respective pure extensional, regimes for
different periods (for the OL: Kockel, 2003; for the NHBF: Franzke
et al., 2007) whereas others postulate recurring phases of wrench
tectonics (for the OL: Drozdzewski, 1988).
3. Paleostress inversion in the case of heterogeneous fault populations
According to Wallace (1951) and Bott (1959), one can predict the slip
direction along any plane of known orientation (with unit normal Y
n)
under a given stress tensor σ, assuming that slip takes place parallel to
the direction of maximum resolved shear stress Y
s :
hYT
i
Y
s=r·Y
n−n ·r·Y
n Y
n
ð1Þ
where the superscript T means the transpose of the matrix.
At the same time, a newly formed fracture plane shows an
orientation that allows the relative magnitudes of the shear stress τ
and the normal-stress σn in this plane to meet with the Mohr–
Coulomb yield criterion,
s = C + Arn
ð2Þ
where C is the cohesion and µ is the coefficient of friction (Coulomb,1776;
Mohr,1900). According to these mechanical laws, two types of techniques
have been established, either based on slip criteria or frictional criteria, to
solve the inverse problem, i.e. to derive the reduced stress tensor from
measured fault-slip data (for comprehensive reviews on various stress
inversion techniques we refer to Angelier, 1994, and Ramsay and Lisle,
2000). To allow for solutions as realistic as possible some techniques even
combine both approaches (Reches, 1987; Celerier, 1988; Angelier, 1990;
Zalohar and Vrabec, 2007). Being aware of the critical assumptions and
limitations of fault-slip analysis (already discussed by Pollard et al., 1993;
Dupin et al.,1993, Twiss and Unruh,1998; Marrett and Peacock,1999), we
apply selected techniques to our fault-slip data. We consider the results
as states of stress assuming a direct cause-and-effect relationship between the observed strain and the responsible stress. Relating fault
kinematics to stress states implies that all faults under consideration have
slipped in response to the same deviatoric stress state. One of the great
challenges of paleostress analysis is to separate stress tensors from
heterogeneous fault-slip data documenting changes of the paleostress
field through time (Etchecopar et al., 1981; Huang, 1988; Nemcok and
Lisle, 1995; Nemcok et al., 1999; Yamaji, 2000; Shan et al., 2003, 2004;
MIM is a modification of the Direct Inverse Method (Angelier, 1984)
assuming that slip is parallel to the maximum resolved shear stress. It
determines the best-fitting stress tensor for a group of faults by
minimizing the sum of associated misfit angles with the misfit angle β
being defined as the angle between the calculated maximum shear
stress and the measured slip direction for an individual fault plane
(Fig. 5a). Being developed particularly for the separation of heterogeneous data sets, MIM comprises the following steps: first, subsets of kelements are created from the whole data set (Fig. 5b; Yamaji et al.,
2005a). For k = 4, each possible group of 4 faults is created so that each
fault is related to any possible combination of three other faults. To all of
these artificial k-fault-subsets Angelier's (1984) inverse technique is
applied. Finally, all calculated reduced stress tensors, i.e. one for each 4fault-subset in our case, are plotted in a pair of lower-hemisphere plots
(Yamaji and Sato, 2005; Fig. 5c): the left part of the obtained MIM plot
shows the calculated directions of σ1-axes and the right part displays the
directions of the corresponding σ3-axes. The symbols for stress axes are
colour-coded according to the respective values of the stress ratio R.
With this technique, all significant stress states inherent in a heterogeneous data set can be detected, as they are indicated by clusters of
symbols that agree in terms of σ1- and σ3-directions as well as colours.
MIM uses a computational grid of 60,000 evenly distributed points for
the search of best-fitting stress states in the parameter space of σ1, σ2,
σ3, and R. The optimal stress for a single k-fault-subset is approximated
by the nearest grid point. Thus, several stress states derived from a data
set may be tied to a single grid point. Grid points with a large number of
stress states correspond to more significant solutions for the entire fault
population. The enhance factor e (with 0 ≤e ≤ 99) defines a minimum
number of solutions at a grid point which is required for this particular
stress state to appear in the MIM stereograms (Yamaji et al., 2005b).
When selecting e = 0, all solutions for a data set are plotted. Larger values
of e, on the other hand, correspond to a reduced number of plotted
solutions and are chosen to thin out erroneous stress states and enhance
the most relevant clusters. To further test the significance of different
stress states, the MIM software provides a tool for the simulation of
stresses (MIM Post Processor). Based on the Wallace–Bott hypothesis
(Eq. (1)), this application calculates the theoretical slip directions on
evenly distributed theoretical fault planes for a selected reduced stress
tensor. The theoretical slip directions can be compared to the slip
directions of the measured fault-slip data by visual inspection and
calculated misfit angles (see below).
3.2. PBT-Method (PBT; Turner, 1953, after a solution of Sperner et al., 1993)
PBT is a kinematic analysis that constructs a triple of theoretical
strain axes for each individual fault-slip datum, i.e. a contraction axis P, a
neutral axis B, and an extension axis T (Fig. 6a). The method is
incorporated in the software programme TectonicsFP 1.6.5 (by Reiter and
Acs, 1996–2003). According to the Mohr–Coulomb fracture criterion, it
adopts a defined fracture angle θ between P and the fracture plane (the
angle being measured in the plane containing the fault plane normal and
the slip line). Neglecting its dependence from potentially varying
material properties, PBT applies a uniform angle θ to all faults. As
J. Sippel et al. / Tectonophysics 470 (2009) 129–146
133
Fig. 5. (a) The misfit angle β is the angular distance between the observed and predicted slip direction (Wallace–Bott hypothesis). Considering the known sense of slip, β is always in the
range of 0°≤β ≤180°. (b) Fault-slip data from Bodendorf quarry in a tangent-lineation plot (after Twiss and Gefell, 1990): each arrow in this lower-hemisphere, equal-area projection
represents one fault-slip datum; the centre of each arrow indicates the pole to the respective fault plane while the arrowhead indicates the slip direction of the footwall block. (c) Stress
states calculated according to MIM for the number of n = 45 striated faults from Bodendorf quarry presented in b. The calculation was performed by the MIM Software Package (Yamaji et al.,
2005a,b; Yamaji and Sato, 2005). A number of n = 45 fault-slip data produces a number of X =n!/(k!·(n −k)!) k-fault-subsets (for k = 4 we obtain a number of 148,985 solutions). The σ1-axis of
each stress state is plotted in the left stereonet, the σ3-axis in the right stereonet (lower-hemisphere, equal-area projections). The diamonds represent the directions (azimuth and plunge)
of stress axes. The tail of a σ1 symbol indicates the direction and plunge angle of the corresponding σ3-axis. The tail of a σ3 symbol indicates the direction and plunge angle of the
corresponding σ1-axis. The stress ratio R is colour-coded. Violet (R =0.0) represents axial compressive deviatoric stress (σ1 ≫σ2 =σ3), green (R = 0.5) expresses plane deviatoric stress (where
σ2 is the arithmetic mean between σ1 and σ3) and red (R = 1.0) stands for axial tensile deviatoric stress (σ1 =σ2 ≫σ3).
recommended by Sperner et al. (1993), we apply a fracture angle of
θ = 30° — a value (i) derived from laboratory studies on brittle
deformation (Hubbert, 1951; Byerlee, 1968; Jaeger and Cook, 1979), (ii)
associated with high shear-to-normal-stress ratios on the fracture
planes (Twiss and Moores,1992, p.172) and (iii) which also has proved to
be appropriate for natural fault-slip data (Sperner, 1996; Reicherter and
Peters, 2005). By regarding all faults as neoformed, i.e. as fractured and
moved by the same stress state, this concept assumes the orientation of
each fault plane to depend on the causative stress field. Accordingly, the
B-axis is constructed to lie in the plane of a fault. The application of PBT
to the entire fault population of an outcrop results in a comprehensive
pattern of kinematic axes (Fig. 6b); such a cumulative plot facilitates
kinematic consistencies to be detected as clusters of P-, B-, and T-axes,
on the basis of which kinematically consistent subsets of faults can be
separated from a heterogeneous fault population.
4. Our strategy: Combine the results of PBT and MIM
In the case of Bodendorf quarry, both the results of MIM (Fig. 5) and
the results of PBT (Fig. 6) reflect the heterogeneity of the fault-slip data
as indicated by clusters of differently oriented stress and kinematic
axes, respectively. To find the most relevant stress states that explain
the kinematics of this fault population as complete as possible, we
introduce the following stepwise procedure.
Step 1: Preliminary separation by clusters of P-, B-, and T-axes.
For this step, we use the construction of kinematic axes with
θ = 30° (Fig. 5). Clusters of kinematic axes indicate subsets of faults
with the same kinematic trend and can be isolated. Thus, we can
separate three kinematically homogeneous subsets for the Bodendorf
site: bod1, bod2, and bod3 (Fig. 7a). For each subset, we calculate the
mean vectors for P-, B-, and T-axes, respectively. Any of the three axes
of a fault-slip datum should not deviate by more than 40° from the
respective mean vector. To accentuate the clusters of stress axes we
additionally plot the associated cones of confidence (with a significance of 99%).
A part of the data cannot be assigned to any consistent subset
(“remnants” in Fig. 7a). Considering the clusters of sub-horizontal and
sub-vertical strain axes derived from the fault population and
following Anderson's law of horizontal and vertical strain axes
(Anderson, 1951), the obliquity of these remaining faults implies
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J. Sippel et al. / Tectonophysics 470 (2009) 129–146
Fig. 6. (a) Construction of the kinematic axes P, B, and T for a normal fault following the rules of the PBT-Method with a fracture angle of θ = 30° (lower-hemisphere, equal-area
projection). The neutral axis B lies in the fault plane (090/60). The contraction axis P and the extension axis T lie in a plane given by the shear plane normal and the slip line. The
centre of the slip line arrow indicates the attitudes of the striae (090/60) and the arrow points the slip direction of the hanging wall block (normal sense of movement). P is
constructed with an angular distance of θ = 30° from the slip line in a direction opposite to the one indicated by the slip line arrow. P, B, and T are mutually perpendicular. (b) Results of
PBT for the entire fault-slip data from Bodendorf quarry (Fig. 5b) adopting a fracture angle of θ = 30° to each fault-slip datum. The wide scattering of P-, B-, and T-axes, respectively,
reflects the heterogeneity of the data set.
that they may represent pre-existing/reactivated planes of weakness.
We ignore this group of faults for the next step but reconsider them at
the end of our stress inversion procedure.
As PBT processes each fault-slip datum separately, the separation is
very rapid and straightforward. We conclude that the subsets bod1
and bod2 represent strike-slip regimes with horizontal contraction
and extension axes and a vertical B-axis each. In the case of subset
bod1, the average sub-horizontal contraction axis strikes approximately NE–SW and the extension axis NW–SE, whereas for bod2 it is
vice versa. On the contrary, subset bod3 corresponds to an extensional
regime with a vertical contraction axis and an extension axis striking
horizontally NNE–SSW.
Step 2: Application of MIM to the PBT-derived subsets.
As PBT regards all faults as neoformed and uncertainties concerning the value of θ are accepted by the method, we complementarily
apply MIM to each of the kinematically homogeneous subsets bod1,
bod2, and bod3 (Fig. 7b). As its dynamic conception considers also slip
along pre-existing planes, MIM yields for each subset the complete
number of stress states determined on the basis of the low-misfitangle criterion. Each couple of corresponding σ1- and σ3-axes in the
plots represents the reduced stress tensor calculated for a single 4fault-subset. As these stress axes form large and diffuse clusters for
bod1, bod2, and bod3, it is not unambiguous which stress state is the
most relevant for the respective subset. However, if we transfer the
mean vectors of the strain axes P, B, and T as well as their cones of
confidence from the PBT plots (Fig. 7a) to the MIM plots (Fig. 7b),
considerable consistencies between the results of PBT and MIM
become obvious. As exemplarily shown for subset bod1, we would
achieve almost the same consistency when adopting slightly different
fracture angles for PBT, such as θ = 20° and θ = 40° (Fig. 7b). The
associated cones of confidence would indicate the same clusters of
horizontal NE–SW-directed σ1-axes and horizontal NW–SE-directed
σ3-axes in the MIM plot.
Step 3: Find preliminary stress states by means of an interactive stress
simulation.
To find the most relevant stress state for a homogeneous subset we
perform two series of stress state simulations (using the MIM Software
Package), the first of which shall yield a preliminary solution. A single
simulation run implies the designation of the parameters σ1, σ3 and R
and the calculation of the associated misfit angle β for each fault-slip
datum. We start with a stress state of which the principal axes are
derived from the mean vectors of the associated PBT-axes. As these
mean vectors are calculated separately for P-, B-, and T-axes, they do
not necessarily have to be mutually perpendicular. For this reason, we
take the precise attributes of the P-mean vector for σ1, whereas for σ2
and σ3 we slightly modify the azimuths and plunges of B and T,
respectively, to achieve the required perpendicularity. At last, we select
an R value which is indicated by the colours of those MIM solutions
that are consistent with the PBT mean vectors of the same subset. For
the fully designated stress state, we obtain a list of misfit angles for the
complete data set which is directly linked to both a fluctuation
histogram and a tangent-lineation plot (Fig. 7c). The latter displays the
Fig. 7. Our strategy: data separation and stress inversion for the fault-slip data from Bodendorf. (a) PBT separation. The separation by clusters of P-, B-, and T-axes yields three
homogeneous subsets (bod1, bod2, and bod3) of kinematically consistent faults and a group of faults with non-uniform kinematics mainly comprising oblique-slip faults
(“remnants”). The PBT plots are complemented by the mean vectors calculated for P-, B-, and T-clusters (larger PBT symbols) and their associated cones of confidence for 99%
significance. (b) Complete number of reduced stress tensors calculated by MIM for bod1, bod2, and bod3 (plot properties as in Fig. 5c, e = 1). σ1- and σ3-plots are complemented by the
mean vectors and the cones of confidence derived from the respective P- and T-clusters in a). For the plot of subset bod1, also the cones of confidence (99% significance) for the mean
vectors of P- and T-clusters constructed with θ = 20° and θ = 40° are plotted. (c) Results of the first stress simulation: The stress states BOD1′, BOD2′, and BOD3′ are the “preliminary”
solutions for the subsets bod1, bod2, and bod3, respectively. Tangent-lineation plots, left: The theoretical slip patterns (light grey arrows) of the stress states BOD1–3′ coincide very
well with the measured slip patterns of bod1, bod2, bod3 (arrows coloured according to R). Fluctuation histograms, right: The low degree of misfits of BOD1′, BOD2′, and BOD3′ are
expressed by a large number of faults with low-misfit angles (mainly β ≤ 30°). Mohr-circles diagrams: Each striated fault is indicated by a dot, the centre of which indicates the shearto-normal-stress ratio (τ/σn) calculated for the associated stress state. (d) Results of the second stress simulation: Each of the stress states BOD1, BOD2, and BOD3, is set in relation to
the complete fault population from Bodendorf. Tangent-lineation plots: Given the theoretical slip pattern of BOD1, BOD2, and BOD3 (thin grey arrows), faults with misfit angles β ≤ 30°
(coloured arrows) can be separated from faults of low slip potentials indicated by β N 30° (dark grey arrows). Mohr-circles diagrams: Coloured dots indicate faults with misfit angles
β ≤ 30°, grey dots represent faults with β N 30°. Most faults with low-misfit angles reveal a high τ/σn, reflecting a high slip tendency. (e) Symbols for the reduced stress tensors: Nearly
horizontal principal stress axes are projected to the horizontal and plotted as arrows (in black, grey, and white for σ1, σ2, and σ3, respectively). Nearly vertical principal stress axes are
projected to the vertical and plotted as solid circles (also black, grey, and white for σ1, σ2, and σ3). To illustrate the value of R we plot the σ2-symbol with variable sizes (e.g. equally
sized to σ1 if σ1 = σ2 and equally sized to σ3 if σ2 = σ3) and the background colour is plotted according to the MIM code for R.
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stress state-specific theoretical slip pattern and the measured slip
directions. Furthermore, we calculate the shear-to-normal-stress ratio
(τ/σn) for each fault given the selected stress configuration (software
FLUMO, Sperner, 1993). On the basis of these results we can
successively compare the significance of different stress states. At
this stage, we regard the stress axes derived from PBT clusters as
sufficiently significant. Therefore, we only have to test different values
for the free parameter R which may vary in a range indicated by the
different colours of MIM clusters. Among the tested stress configurations, the stress states BOD1′, BOD2′, and BOD3′ are the ones with the
lowest degree of misfit so that we consider them as preliminary
solutions for the subsets bod1, bod2, and bod3, respectively (Fig. 7c).
For estimating the slip potential of a single fault-slip datum under a
certain stress field, the upper limit for misfit angles has been proposed
to range between β = 20° (Etchecopar et al., 1981; Sperner et al., 1993)
and β = 30° (Nemcok and Lisle, 1995). In the case of the estimated
preliminary stress states the majority of the assigned fault-slip data
are related to misfit angles of β ≤ 20°. Moreover, none of the few faults
with 20° b β ≤ 30° would fit better to an alternative solution found by
our stress inversion (neither in terms of β nor of τ/σn). Consequently,
the PBT separation can be regarded as reasonable.
Another common feature of the three preliminary stress states is
that they would induce relatively high shear-to-normal-stress ratios
on the respective faults. The presence of many points near the external
envelopes of the Mohr-circles diagrams (i.e. near the Mohr–Coulomb
fracture criterion which corresponds to a tangential to the σ1–σ3
circle) further indicates that many faults contain the σ2-axis in their
plane which may imply a neoformed character.
Step 4: Complete the separation and improve the solutions (second
simulation).
In a second simulation series, we assess the relevance of BOD1′,
BOD2′, and BOD3′ by testing each preliminary stress state against the
entire fault population. With this step, we check their potential to be
responsible also for the slip on other faults from the outcrop, in
particular, on those which so far have been ignored (“remnants”). To
evaluate the slip potential for a single fault-slip datum we take a
threshold of a maximum misfit angle of β = 30°. Having identified all
fault-slip data that might have been slipped by the same stress state,
we then try to improve our solutions by minimising their degree of
misfit. We regard a stress configuration which is related to the
majority of faults by β ≤ 20° as an ideal solution for a subset. As the
MIM software interactively allows following any changes of the misfit
angle distribution when changing the parameters of stress, it is very
simple to identify the best-fitting stress state for a data set. For our
example, this means, we start with BOD1′, BOD2′, and BOD3′, modify
successively their parameters by selecting alternative values for σ1, σ3,
and R to finally find the most appropriate solution for bod1, bod2, and
bod3. The analysis of numerous data sets has shown that this
interactive search via successive simulations can be restricted to a
space which is indicated by the consistent solutions of MIM and PBT.
Hence, we only test stress states covered by those MIM clusters which
are surrounded by or even in the immediate vicinity of the PBTderived cones of confidence. Within only a few simulation runs we
find a stress configuration of which the associated degree of misfit
cannot be further decreased by modifying its parameters. Thus, we
determine the stress states BOD1, BOD2, and BOD3 as optimal
solutions for the subsets bod1, bod2, and bod3, respectively (Fig. 7d).
As expected from the PBT results, the stress states BOD1 and BOD2
correspond to strike-slip regimes with a sub-vertical σ2-axis each. For
stress state BOD1 the maximum principal stress axis strikes subhorizontally NE–SW, whereas for BOD2 it strikes NW–SE. These stress
states differ also in the derived stress ratios: in the case of BOD1 the
ratio tends towards an axially compressive state of stress (R = 0.2) and
for BOD2 it represents a plane deviatoric stress state (R = 0.6). Finally,
stress state BOD3 corresponds to an extensional regime (sub-vertical
σ1) with a sub-horizontally NE–SW-directed σ3-axis. The various dip
and slip directions of the associated normal faults in subset bod3
require a relatively low R value (R = 0.2).
For our example, the integrated analysis yields three stress states
which together almost completely explain the observed fault-slip
pattern. Each solution is related to the assigned fault-slip data by a
maximum number of misfit angles in the range of β ≤ 20° which is the
primary criterion required for a reasonable solution. If a single faultslip datum fits to more than one stress state in terms of its misfit
angles, we assign it to the solution with the larger τ/σn (given that
field observations do not preclude this). For pre-existing planes of
weakness even relatively low shear-to-normal-stress ratios may be
sufficient to induce slip (Twiss and Moores, 1992). Of the total fault
population, only the fraction of the “remnants” shows such low values
of τ/σn confirming their reactivated character. To consider the
affiliation of these data is essential because (i) as mainly being
reactivated they often document age relations to other fault-slip data
(thus providing constraints on the chronology of stress states) and (ii)
as often being oblique and generally not containing a principal stress
axis they constrain the stress ratio R (Angelier, 1989). Our example
further proves the interactive stress simulation to be suitable for the
isolation of outliers (e.g. erroneously measured faults) so that they do
not influence the stress inversion (REST, Fig. 7e). In a similar way,
incomplete data (e.g. fault-slip data with unknown sense of slip) could
be incorporated in the interpretation by plotting them together with
the theoretical slip pattern of a stress state. Finally, even in the case of
a fault population only comprising reactivated faults, data separation
and stress inversion are possible as the results of MIM may provide the
starting points for the simulation and the reliability of different stress
states can be tested by the complementary evaluation of τ/σn.
Step 5: Presentation and chronology of stress states.
We present the results of our analysis by means of stress symbols
which represent the directions of principal stress axes and the stress
ratio (Fig. 7e). As the complete Bodendorf data set is derived from a
single volcanic unit, a separation based on the distribution of the data
among differently-aged rocks is impossible (paleostress stratigraphy,
Kleinspehn et al., 1989). However, having assigned each fault-slip
datum to a specific stress state (or the “REST”), we can infer a relative
chronology of stresses. From cross-cutting and overprinting relationships between individual fault-slip data (such as in Fig. 4) we conclude
that both stress states BOD1 and BOD2 were active before stress state
BOD3. Unfortunately, no such direct constraints could be found for the
relative timing of BOD1 and BOD2.
4.1. Why not considering only the MIM results prior to a stress inversion
via simulation?
For a comparative test of the results, we additionally check the
validity of those clusters which are the most relevant according to the
original concept of MIM. As for MIM the most significant solutions for
a data set are presented by the grid points with the largest number of
solutions, we find these particular clusters by enlarging the enhance
factor of the corresponding MIM plots. For our demonstration (Fig. 8)
we exemplarily select a value of e = 50 to compare its implications to
those of e = 1 (Fig. 7b). This is equivalent to filtering out a much larger
number of solutions. By comparing the results of simulations for the
small number of remaining solutions we can identify the stress states
BODx, BODy, and BODz as the ones with the lowest degree of misfit
(Fig. 8c). These stress states are different from the solutions BOD1,
BOD2, and BOD3 (Fig. 7d). For subset bod1, the grid points with the
maximum number of solutions indicate a reverse regime (BODx)
instead of a strike-slip system (BOD1). BODy corresponds to an
extensional regime whereas BOD2 is strike-slip in character. For bod3,
the solutions BODz and BOD3 differ with regard to their directions of
minimum horizontal stress (σ3). Considering only the misfit angles
(fluctuation histograms), BODx, BODy, and BODz better explain the
observed slip patterns of the subsets bod1, bod2, and bod3 than do our
J. Sippel et al. / Tectonophysics 470 (2009) 129–146
Fig. 8. Simulation of the stress states BODx, BODy, and BODz which are the most relevant solutions provided by MIM. a) PBT separation (as in Fig. 7a). b) Reduced number of stress tensors calculated by MIM for the subsets bod1, bod2, and bod3.
Note the large enhance factor, e = 50, compared to the plot of Fig. 7b. The stress state selected for the subsequent simulation is indicated by circles around the respective σ1 and σ3. c) The stress states BODx, BODy, and BODz in relation to the
subsets bod1, bod2, and bod3, respectively. Note the difference of these stress states compared to BOD1, BOD2, and BOD3, respectively (Fig. 7d). Tangent-lineation plots: The measured fault-slip data (coloured arrows) fit well with the theoretical
slip patterns of BODx, BODy, and BODz (grey arrows). Fluctuation histograms: A maximum number of fault-slip data is related to the simulated stress states by misfit angles of β ≤ 10°. Mohr-circles diagrams: Most faults reveal very a low τ/σn,
reflecting a minor slip tendency. This illustrates that applying exclusively MIM does not necessarily yield the most realistic stress states inherent in a fault population.
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Fig. 9. Compilation of measured data and results of PBT and MIM, both methods applied to the entire fault population of a single location. Stereograms are lower-hemisphere, equalarea projections. a) Fault-slip data shown in tangent-lineation plots (plot properties as in Fig. 5b). Asterisks mark data sets which are modified due to a back-tilting of the raw data. A
back-tilting was performed where the activation of faults pre-dates folding. Parameters for the folding process are derived from the attitudes of the corresponding bedding planes. b)
The kinematic P-, B-, and T-axes for each location (plot properties as in Fig. 6b); c) Optimal stress tensors calculated by MIM (plot properties as in Fig. 5c, e = 1). d) Bedding planes
presented as great circles and poles to planes (not back-tilted even where a back-tilting of the fault-slip data is required).
solutions BOD1, BOD2, and BOD3. However, as the fault-slip data
mainly plot to the lower right in the Mohr-circles diagrams, they are
associated with much lower shear-to-normal-stress ratios. As the slip
tendency of a fault plane is larger for high values of τ/σn, the
comparative test suggests BODx, BODy, and BODz not to be as relevant
as the stress states BOD1, BOD2, and BOD3 for the Bodendorf data.
To summarize, we use the results of PBT to identify the most
relevant stress states for a given set of fault-slip data among the
numerous solutions provided by MIM. As PBT is mainly used for a preseparation of data sets (later verified by simulations), the selected
value of the fracture angle θ does not influence the results of stress
inversion. By separating heterogeneous data sets before applying MIM
we solve the problem of minor subsets not being indicated adequately
by MIM when appearing together with much larger subsets (Liesa and
Lisle, 2004). Especially in the case of girdle distributions of σ1- or σ3axes, the PBT-Method helps designating the most realistic direction of
the unknown σ2-axis. As demonstrated (Fig. 8), the most relevant
solutions produced by MIM might represent stress states associated
with unrealistically low shear stresses on the respective faults.
5. Results
The basis of our paleostress study is the structural inventory of 14
locations (active and abandoned quarries) storing Upper Carboniferous,
Middle Triassic, Upper Jurassic and Upper Cretaceous rocks (Figs. 3, 9).
Thus we intend to cover a wide range of rock ages to potentially derive
differently-aged stress states from the preserved fault patterns. The
investigations were restricted to limestones and volcanics because these
lithologies offer the most favourable conservation conditions for
kinematic indicators in the area. Each sampled fault-slip datum includes
the fault plane orientation (dip direction, dip), the slip direction
(azimuth, plunge), and the sense of slip (reverse, normal, dextral, or
sinistral), the latter having been derived from kinematic indicators
(mostly calcite or quartz slickensides, Fig. 4). Where possible, the faultslip data are complemented by information on their spatial and
chronological relationships to other related structures as faults, bedding
planes, folds, or dykes.
Most of the fault populations from the south-western margin of the
CEBS are heterogeneous which is indicated by differently oriented strain
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Fig. 10. Results of separation and stress inversion for all investigated locations (except for Bodendorf). Tangent-lineation plots display the fault-slip data for both homogeneous subsets and
non-assignable faults (REST, rightmost column). For each subset, the data are plotted together with the directions of σ1 (black dot), σ2 (grey rectangle), and σ3 (white triangle). The fault-slip
data are related to the associated stress state by a specific distribution of misfit angle β (fluctuation histograms) and of shear-to-normal-stress ratios, τ/σn (Mohr-circles diagrams).
J. Sippel et al. / Tectonophysics 470 (2009) 129–146
141
Fig. 10 (continued).
axes produced by PBTas well as by diverse clusters of stress axes calculated
by MIM (Fig. 9b, c). Correspondingly, we separate different subsets for
these sites which are presented together with the derived stress states in
Fig. 10. Each subset is related to the determined stress state by low-misfit
angles (fluctuation histograms) and relatively high shear-to-normal-stress
ratios (Mohr-circles diagrams). In some cases (e.g. LIE1), when the precise
stress ratio is not fully constrained by the fault-slip pattern, the presented
R covers a certain range instead of being a distinct number.
For the correlation of local stress states, we first consider agreeing
directions of σ1. As a second-order criteria we check the directions of
the remaining stress axes and the stress ratios, as they might
represent local variations instead of differences between successive
regional stress fields (see below). Given a high consistency of stress
states, we consider them as being related to the same regional stress
field. The chronological order of different stress states for a single
location, as shown in Figs. 11 and 12, is either derived directly from
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Fig. 11. Paleostress map of the south-western margin of the CEBS (abbreviations as in Fig. 3). The reduced stress tensors are calculated according to the procedure exemplarily
described for Bodendorf quarry (symbols of stress states as in Fig. 7e). The stress states at each location are shown in the derived chronological order with older stress states to the left
and younger stresses to the right.
field observations (rightmost column of Fig. 12) or indirectly from the
findings at other locations. This cross-outcrop correlation is
authorised by the fact that in terms of field observations there are
no conflicting chronological relationships between the different sites.
The total number of 33 stress states extracted from the different
sites along the south-western margin of the CEBS can be classified into
4 groups of corresponding stress configurations (Fig. 12): (i) an early
extensional regime with a horizontal WNW–ESE- to NW–SE-directed
σ3-axis (stress A); (ii) strike-slip and reverse systems with a horizontal
N–S- to NE–SW-directed σ1-axis (stress B); (iii) a strike-slip regime
with a horizontal WNW–ESE- to NW–SE-directed σ1-axis (stress C);
and (iv) a late extensional regime (stress D).
5.1. Stress A
The early extensional regime is restricted to Middle Triassic rocks
of the Leine Graben and its prolongation to the North (Elvese and
Upstedt quarry). At both sites, normal faults of varying dip directions
(requiring a vertical σ1-axis and low stress ratios of R ≤ 0.2) represent
the oldest traces of deformation. The direction of maximum extension
differs slightly between the sites as indicated by WNW–ESE- and NW–
SE-directed σ3-axes, respectively.
5.2. Stress B
The regime of N–S- to NE–SW-directed maximum compression is
the most prominent in the area. This stress could be derived not only
from the fault-slip data in the Upper Carboniferous andesites at Bodendorf (stress state BOD1), but also from sites of Middle Triassic,
Upper Jurassic and Upper Cretaceous rocks. We correlate the individual stress states because of their accordance in terms σ1-axes as
well as relatively low stress ratios (0.0 ≤ R ≤ 0.6). Depending on the
prevalence of reverse or strike-slip faults, the vertical principal stress
axis is either σ3 or σ2, respectively. At some sites, more than one stress
state corresponds to stress B. For instance, two different generations of
striae on fault planes at Lienen argue for an earlier activation of reverse
faults (LIE1) and a later (re)activation of strike-slip faults (LIE2). The
local exchange of the minimum and intermediate principal stress axes
is accompanied by an increase of the relative stress differences (from
0.0 ≤ R ≤ 0.1 to R = 0.5), while the direction of σ1 remains almost
constant. A similar development from a reverse to a strike-slip stress
regime is found for Halle (HAL1 and HAL2).
At Künsebeck, we find two strike-slip stress states, KÜN1 and KÜN2,
which both can be assigned to stress B but differ with regard to their
directions of σ1 (NE–SW and N–S). The bedding at this site (Fig. 9d)
indicates a partly synsedimentary tilting of the strata around a NW–SE
trending rotation axis which argues for a NE–SW-directed compression. As this direction of compression corresponds well with the NE–
SW-directed σ1-axis of KÜN1, this stress state might have directly
followed the process of folding while KÜN2 post-dated KÜN1. In a
similar way, one can correlate the fold axes derived from bedding
attitudes at Dörenthe, Lienen, Halle, and Steinbergen with the oldest
phases of faulting at these sites (DÖR, LIE1, HAL1, and STE, respectively). At Flechtingen we infer the same development of the
horizontal σ1-axis as at Künsebeck; at both sites σ1 changes from a NE–
SW direction (FLE1/KÜN1) to a later N–S trend (KÜN2/FLE2). We
attribute both respective stress states to the same stress field B, as their
difference in σ1-directions is within the range that σ1 varies between
all other stress states assigned to stress B.
An oppositely directed rotation of σ1 is documented at Elvese,
where this axis changes its direction from a NNE–SSW trend to an
ENE–WSW trend (superimposed striae prove the stress state ELV3 to
be older than ELV4).
5.3. Stress C
Another group of stress states could be correlated on the basis of a
horizontal E–W- to NNW–SSE-directed σ1-axis and a vertical σ2-axis
(stress C). The associated stress ratios cover a wide range (0.2 ≤ R ≤ 0.9).
As the previously described one, this group of stress states is
documented by differently-aged rocks comprising Upper Carboniferous, Middle Triassic and Upper Cretaceous units. Field observations
yield only weak constraints on the relative timing of stress fields B and
C. At Künsebeck, for instance, a southward-dipping fault plane shows a
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143
Fig. 12. Synthesis of results. Despite the different rock ages (indicated in the left column), our stress inversion technique yields very consistent results among the different investigated
sites of the study area. The stress states for each outcrop are shown in chronological order with older stress states to the left and younger ones to the right (abbreviations of stress
states as in Fig. 10). Stress states from different locations are primarily correlated according to agreeing directions of σ1 and agreeing values of the stress ratio R (colour-coded).
Symbols for the reduced stress tensors are plotted as in Figs. 7 and 11.
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generation of reverse striae (KÜN2 with a N–S-directed σ1) covered by
dextral striations (KÜN3 with a NW–SE-directed σ1). Secondly, at
Sonneborn we find NE–SW-striking dextral faults (SON1 with a NE–
SW-directed σ1) being offset by NNW-dipping reverse faults (SON2
with a NNW–SSE-directed σ1). According to these findings, stress C
postdates stress B.
5.4. Stress D
Locally, the described compressive and strike-slip stress fields are
post-dated by an extensional stress regime (stress D). In this case, a
vertical σ1-axis and the timing relative to other stress states are the
only arguments for the correlation of stress states from different sites.
Like in Bodendorf, where initial WNW–ESE-striking strike-slip faults
are reactivated with a normal sense during this period (BOD3), we also
find the normal faults at Künsebeck (KÜN4) and Elvese (ELV5) to be the
youngest of the fault-slip data. In addition, the presence of young
normal faults at some other places supports the activity of late
tensional stresses (see “Rest” of Lienen, Sonneborn, and Flechtingen).
However, the directions of the minimum principal stress axes (σ3) and
the stress ratios are not consistent throughout the correlated outcrops.
At Künsebeck, a NNW–SSE trending σ3-axis is associated with a high
stress ratio (0.9 ≤ R ≤ 1.0), whereas at Elvese and Bodendorf we observe
low stress ratios (0.2 ≤ R ≤ 0.3) and a NE–SW-directed σ3-axis.
6. Discussion
in Wales and Belgium which are Late Cretaceous to Paleogene in age
and mainly associated with a horizontal N–S-directed σ1 (Vandycke,
1997, 2002). The relation to the Alpine Orogeny is further confirmed
by a Cenozoic paleostress analysis in the northern periphery of the
Alpine chain where Bergerat (1987) finds a N–S-directed compression
of late Eocene age.
As previously stated, the constraints on the relative timing of stress
fields B and C are weak in the studied area. Furthermore, we find only
few paleostress configurations that would correspond to a strike-slip
regime with a horizontal E–W- to NW–SE-directed σ1 (stress C) when
considering adjacent subareas of Central Europe. Delvaux (1997),
however, derived a state of horizontal E–W- to NW–SE-directed
maximum compression from fault-slip data in western Belgium which
he attributes to the Maastrichtian–Early Paleocene. On the other hand,
this direction of compression coincides well with the NW–SE-directed
maximum horizontal stress axis, SHmax, of the present-day stress field
within the subsalt layers of the study area (Reinecker et al., 2005). In
the same way, we can relate the late extensional stress field D (with
SHmax = σ2) to recent stresses in North Central Europe. Hence, the
paleostress fields C and D might have led over to the present-day
stress configuration. Furthermore, stress field D with its varying
directions of extension may be correlated to a N–S-directed extension
found in SE Poland (Lamarche et al., 2002), to a NE–SW-directed
extension in prominent N–S-striking structures of Central Europe
(Reicherter et al., in press) or to differently oriented extensional
regimes detected in S-Wales and NE-Belgium (Vandycke, 2002) for
which the authors unanimously postulate Neogene ages.
6.1. Chronology
6.2. Mechanisms
Stress A could only be derived from Triassic rocks within a subarea
that covers the Leine Graben and its northern prolongation west of the
Hartz Mountains. Some non-striated, N–S striking normal faults at the
Eastern margin of the Leine Graben (Papenberg) may also correspond
to stress A, as these faults likewise represent the oldest preserved
deformation structures and they indicate an analogous trend of E–Wdirected extension. This extensional regime might be related to the
same tectonic phase which was responsible for the formation of
several large N–S-trending grabens in the central parts of the CEBS
during the Late Triassic (e.g. Glückstadt Graben, Maystrenko et al.,
2006). On the other hand, the low stress ratios (R ≤ 0.2) of the associated stress states reflect almost concentric patterns of normal faults
which could alternatively be explained by uprising salt structures
beneath these locations. Of course, the two mechanisms could have
acted in concert as well.
The youngest rocks which show the traces of the N–S- to NE–SWdirected compression (stress B) are the Upper Cretaceous (Cenomanian) limestones from Künsebeck. Considering (i) their consolidation
age as the maximum age for this stress state and (ii) the consistent
properties of the derived stress states across the study area, implies
that even the deformation traces preserved in the Upper Carboniferous volcanics of the Flechtingen High area may be attributed to postCenomanian times. Hence, we can relate the stress field B clearly to
the Late Cretaceous–Cenozoic intra-plate compressional deformation
that affected the Alpine foreland as a result of the Alpine orogeny
(Ziegler, 1987). This orogeny which induced the inversion of mainly
NW–SE striking elements of the CEBS (Betz et al., 1987; Nalpas et al.,
1995; Vejbaek, 1997; Krzywiec, 2002; Scheck et al., 2002a; de Lugt
et al., 2003; Lamarche et al., 2003; Otto, 2003; Scheck-Wenderoth and
Lamarche, 2005) comprises a succession of compressive phases, the
culmination of which varies between the respective subareas.
Accordingly, Lamarche et al. (2002) derive a paleostress pattern of
NE–SW-oriented compression from fault-slip data in southeastern
Poland. The authors attribute this stress field, which is an analogy to
our stress B, to the Maastrichtian–Paleocene compression that causes
the inversion of the Polish Trough. Further correspondences are
provided by the strike-slip and reverse paleostress regimes from areas
As demonstrated, the described consistencies between locally
derived stress states may give implications on the regionally active
paleostress fields. On the contrary, we find differences between single
stress states related to the same overall stress field which argue for
local perturbations of the latter. Along the Osning Lineament, for
instance, the horizontal σ1 of stress B changes its direction gradually
from the north-western to the south-eastern parts of this subarea (the
azimuths of σ1 being 014 at Dörenthe, 021 at Lienen, 027 at Halle and
231 at Künsebeck). Though this issue requires further investigations of
an enlarged data base, the stress state variations might be explained by
different orientations of the nearby fault zone with respect to the regional
stress field (Homberg et al., 1997). In the same way, the evolution of
stress states at Elvese with a clockwise rotation of the horizontal
principal stress axes (ELV2, 3, 4) might reflect the changing response
of a structurally weaker zone in the crust to the same stress field B. On
the other hand, the transition between the early extensional and the
following strike-slip regime (from ELV1 to ELV2) and from the reverse
to the late extensional regime (from ELV4 to ELV5) correspond to a
permutation of a pair of principal stress axes indicating more distinct
changes between the respective paleostress fields. Such a permutation of stress axes, which we also find at other sites of the study area,
is a very common phenomenon in brittles tectonics and favoured by
contrasts and anisotropy in rock properties that may result from
earlier deformation phases (Hu and Angelier, 2004).
7. Conclusions
Our complementary approach of integrating the Multiple Inverse
Method and the PBT-Method facilitates (i) the separation of complex
data sets into kinematically homogeneous subsets and (ii) the
inversion of stress states that fulfil both the criteria of low-misfit
angles and of high shear-to-normal-stress ratios. PBT allows a fast
(pre-) separation of a heterogeneous fault population, whereas MIM
yields the entire number of potential stress states for the same set of
striated faults. The pivotal element of our stepwise technique,
however, is an interactive stress simulation which provides direct
J. Sippel et al. / Tectonophysics 470 (2009) 129–146
control on the relation of a single striated fault to a stress state in
terms of its associated misfit angle. Thus, the main advantage of a
stress inversion via simulation is that of not being a “black box”.
The reliability of our technique is confirmed by the fact that
irrespective of (i) the number of fault-slip data from an outcrop, (ii) the
number of subsets they represent and (iii) the proportion of newly
formed and reactivated faults, we obtain very consistent results in
terms of reduced stress tensors from outcrops of variously aged rocks.
The consistency between individual outcrops concerning the derived
stress states as well as their evolution is impressively documented by
two paleostress fields of regional relevance: (i) a strike-slip and reverse
regime with a horizontal N–S- to NE–SW-directed σ1-axis and low
stress ratios and (ii) a pure strike-slip regime of a horizontal E–W- to
NW–SE-directed compression with intermediate stress ratios. Both
these stress fields are post-Cenomanian in age and correspond to the
Late Cretaceous–Tertiary phase of basin inversion in response to the
Alpine collision. The dominance of the Late Cretaceous–Tertiary
compressional and strike-slip stress fields may be related to the
position of the study area in one of the most intensely inverted parts of
the CEBS where the traces of older stress fields seem to be widely
overprinted. Considering the prevalence of strike-slip movements
which these stress fields are associated to, the investigated part of the
Elbe Fault System is clearly dominated by wrench tectonics during
these times. The only detected stress state which pre-dates the
inversion of the CEBS corresponds to an extensional regime with an
approximately NW–SE-directed σ3-axis and is restricted to a subarea
within and north of the Leine Graben. The youngest tectonic imprints
detected in the area also correspond to locally appearing extensional
stress states with varying directions of σ3. At many sites, the youngest
derived paleostress state coincides in terms of the direction of the
maximum horizontal stress axis, SHmax, with the present-day stress
field, thus maybe representing the direct precursor of the present
stress conditions.
Acknowledgements
This study is supported by the Deutsche Forschungsgemeinschaft
(DFG) under the SPP 1135. We cordially thank Atsushi Yamaji (Kyoto
University) for providing the MIM software and Blanka Sperner
(University of Freiberg) for the software FLUMO. Appreciation is also
owed to the three reviewers, Olivier Lacombe, Aline Saintot, and
Juliette Lamarche, as their constructive comments helped to improve
the manuscript significantly.
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