Drug and Alcohol Dependence 104S (2009) S58–S63
Contents lists available at ScienceDirect
Drug and Alcohol Dependence
journal homepage: www.elsevier.com/locate/drugalcdep
Review
Smoking and smoking cessation in disadvantaged women:
Assessing genetic contributions夽
George R. Uhl a,∗ , Tomas Drgon a , Chuan-Yun Li a,b , Catherine Johnson a , Qing-Rong Liu a
a
b
Molecular Neurobiology Branch, NIH-IRP (NIDA), Baltimore, MD, USA
National Laboratory of Protein Engineering and Plant Genetic Engineering, College of Life Sciences, Peking University, Beijing, China
a r t i c l e
i n f o
Article history:
Received 23 September 2008
Received in revised form 26 February 2009
Accepted 24 March 2009
Available online 12 May 2009
Keywords:
Genetics
Genome wide association
Tobacco
Dependence
a b s t r a c t
Abundant evidence from family, adoption and twin studies points to large genetic contributions to individual differences in vulnerability to develop dependence on one or more addictive substances, including
tobacco. Twin data suggests that much of this genetic vulnerability is shared by individuals who are
dependent on a variety of addictive substances. Interestingly, some twin data also supports substantial
differences in the apparent heritability of nicotine dependence in women as environmental conditions
become more permissive for their smoking. In addition, twin studies also support the idea that ability
to quit smoking displays substantial heritability, and that this heritable influence overlaps partially with
genetic influences on nicotine dependence. Candidate gene molecular genetic studies and genome wide
association studies of substance dependence and ability to quit smoking each document apparent polygenic influences that identify lists of genes that display partial overlap, as expected from classical genetic
studies. More of these genes are expressed in the brain than would be anticipated by chance. These lists of
genes overlap significantly with those identified in molecular genetic studies of individual differences in
cognitive abilities, frontal lobe brain volumes as well as personality and psychiatric phenotypes. Though
most available genome wide association data do not separate results by gender, it may be notable that few
of these genes lie on sex chromosomes. These data provide a substrate to improve understanding of nicotine dependence, the ability to quit smoking, the potential for less permissive environments to restrict
the expression of genetic influences on smoking and the possibility that brain features that underlie phenotypes such as individual differences in cognitive abilities might interact with environmental features
that are especially prominent for disadvantaged women to provide special circumstances that should be
considered in prevention and treatment efforts to reduce smoking.
Published by Elsevier Ireland Ltd.
Contents
1.
2.
3.
4.
5.
Introduction: classical genetics of substance dependence, nicotine dependence and smoking cessation phenotypes . . . . . . . . . . . . . . . . . . . . . . . . . . .
Molecular genetic observations for dependence on (and other phenotypes related to) substances including nicotine . . . . . . . . . . . . . . . . . . . . . . . . . .
Molecular genetic observations for smoking cessation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Molecular genetics for other possibly relevant phenotypes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Smoking in women in light of this evidence for genetic and environmental influences on vulnerability to smoking and ability to quit . . . . . . . .
Role of funding source . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Contributors . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Conflict of interest . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Appendix A.
Supplementary data . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
夽 Supplementary details are provided with the online version of this paper at
doi:10.1016/j.drugalcdep.2009.03.012.
∗ Corresponding author at: Molecular Neurobiology, Box 5180, Baltimore, MD
21224, USA. Tel.: +1 410 550 2843x146; fax: +1 410 550 1535.
E-mail address: guhl@intra.nida.nih.gov (G.R. Uhl).
0376-8716/$ – see front matter. Published by Elsevier Ireland Ltd.
doi:10.1016/j.drugalcdep.2009.03.012
S58
S59
S60
S61
S61
S62
S62
S62
S62
S62
1. Introduction: classical genetics of substance dependence,
nicotine dependence and smoking cessation phenotypes
Current models for the genetic architecture for dependence
on addictive substances in the population are based on information from: (1) family, adoption and twin data that each support
G.R. Uhl et al. / Drug and Alcohol Dependence 104S (2009) S58–S63
substantial heritability for addictions, (2) twin data (in which
concordance in genetically identical monozygotic and genetically
half-identical dizygotic twins are compared) that document that
most of this heritable influence is not substance-specific, (3) linkage and association studies that fail to provide evidence for genes
of major effect (e.g. for any single gene whose variants produce
substantial reproducible differences in addiction vulnerability) for
substance dependence.
Support for the idea that vulnerability to addictions is a complex trait with strong genetic influences that are largely shared by
abusers of different legal and illegal addictive substances (Uhl et al.,
1995; Tsuang et al., 1998; True et al., 1999; Karkowski et al., 2000)
comes from classical genetic studies. Family studies document that
first degree relatives (e.g. sibs) of addicts display greater risk for
developing substance dependence than more distant relatives (Uhl
et al., 1995; Merikangas et al., 1998). Adoption studies find greater
similarities between levels of substance abuse between adoptees vs
biological relatives than adoptees vs members of the adoptive families (Uhl et al., 1995). In twin studies, differences in concordance
between genetically identical and fraternal twins also support substantial heritability for vulnerability to addictions (Grove et al.,
1990; Gynther et al., 1995; Tsuang et al., 1996; Woodward et al.,
1996; Kendler and Prescott, 1998; Karkowski et al., 2000; Agrawal
et al., 2004; Kendler et al., 2006). Twin data also allows quantitation
of the amount, about half, of addiction vulnerability that is heritable. Twin data supports the idea that the environmental influences
on addiction vulnerability that are not shared among members of
twin pairs are much larger than those that are shared by members of twin pairs (e.g. e2 ≫ c2 in virtually every such study). Many
of the environmental influences on human addiction vulnerability are thus likely to come from outside of the immediate family
environment.
We are also fortunate to have data from studies of identical vs
fraternal twin pairs that evaluate the degree to which one twin’s
dependence on a substance enhances the chance that his or her
co-twin will become dependent on a substance of a different class.
Results of these analyses document that much or even most of the
genetic influences on addiction vulnerability are common to dependence on multiple different substances, though others do appear
to be substance-specific (Tsuang et al., 1998; Agrawal et al., 2004;
Kendler et al., 2006, 2008).
Data from classical genetic studies of smoking reveal several
especially interesting features. Overall heritability for vulnerability to become dependent on nicotine has been well documented in
males and females sampled in a number of environments. But not
all. Studies of twins raised in late 19th–early 20th century Swedish
environments document the progressively greater emergence of
apparent heritable influences on smoking in women over this time
(Kendler et al., 2000). During this time, the initially strong social
constraints against smoking in women were relaxed. Interestingly,
heritability estimates in men did not change over this same time
period. The allelic variants that predispose modern Swedish women
to smoke are likely to be virtually identical to those present in
their grandmothers who were environmentally constrained against
smoking (Kendler et al., 2000). This work thus provides one of the
most striking examples of influences that a strongly nonpermissive
environment can have on the expression of an underlying genetic
vulnerability in women. Conceivably, the disproportionate fraction
of the cigarettes consumed in the United State by disadvantaged
women (see other chapters in this volume) could be viewed as based,
in part, on interactions between environmental features that might
be more permissive for these individuals, allowing them to express
underlying genetic predispositions.
Metaanalyses do identify modest differences in heritability in
comparing male vs female twin pairs, though recent studies identify nearly the same heritability in men and women (Li et al., 2003;
S59
Broms et al., 2006) Other features that can contribute to socioeconomic status can also display heritability, as noted in other chapters
in this volume.
Heritability can also be demonstrated for a number of distinct
smoking-related phenotypes. Diagnostic and Statistical Manual
(DSM) criteria measure nicotine dependence in ways that are more
analogous to those in which dependence on other addictive substances in measured. The Fagerstrom Test for Nicotine Dependence
(FTND) assesses a battery of items that reflect more physiological
nicotine dependence (Fagerstrom, 1978; Fagerstrom and Schneider,
1989; Pomerleau et al., 1989, 1994; Heatherton et al., 1991; Lessov
et al., 2004). Bierut and colleagues have documented evidence for
apparent heritability for comparisons between smokers with FTND
dependence and smokers who do not display FTND dependence
(although a significant number display DSM dependence) (Bierut
et al., 2007). Finally, and importantly, the ability to quit smoking
can display a remarkably robust heritable component, even though
the exact questions that provide evidence about this phenotype differ between the studies that have studied heritability of success in
quitting (Broms et al., 2006).
Not all of the genetics of these heritable, smoking-related phenotypes are identical. There are likely to be substantial differences
between the genetics of becoming dependent on nicotine and the
genetics of ability to quit (Broms et al., 2006).
This review aims to provide an introduction to the rapidly moving area of the molecular genetics that underlie some of these
classical genetic observations. Additional perspectives can be found
in a number of recent reviews that include those in this volume and
(Caron et al., 2005; Benowitz, 2008; Lessov-Schlaggar et al., 2008).
2. Molecular genetic observations for dependence on (and
other phenotypes related to) substances including nicotine
One of the largest single smoking-related molecular genetic
effects is found in data that compares heavy smokers with high
FTND scores to smokers without evidence for dependence by
FTND criteria. Markers in the chromosome 15 gene cluster that
encodes the ␣3, ␣5 and 4 nicotinic acetylcholine receptors display different allelic frequencies between these heavy vs light
smokers in each of several studies (Bierut et al., 2007; Saccone
et al., 2007; Berrettini et al., 2008). Elsewhere, we have defined
“primary” pharmacogenomics based on individual differences in
“ADME” adsorption/distribution/metabolism/excretion features of
substances, “secondary” pharmacogenomics based on individual
differences in the sites that initially recognize drugs and “higher
order” pharmacogenomics based on individual differences in “post
receptor” sites that are also responsible for individual differences in drug actions (Uhl et al., 2008a,b,c). This chromosome
15 locus is thus likely to provide a good example of “secondary”
pharmacogenomics, since (1) it is identified in relation to this
quantity–frequency related phenotype, (2) it has not been identified in comparisons between FTND dependent and control,
nonsmokers, and (3) it has not been associated as reproducibly
with dependence on other substances (but see Grucza et al., 2008).
Markers in this chromosomal location have now been associated
with differences between light and heavy smokers (and/or with
lung cancers whose cell types are intimately associated with smoking histories) in samples from Iceland, Spain, Australia and several
US sites (Amos et al., 2008; Thorgeirsson et al., 2008).
By contrast, no GWA or linkage study provides evidence for any
other “oligogenic” effect of variants at any single locus on DSM
or FTND nicotine dependence, per se. Comparisons of dependent
smokers to controls with modest or no lifetime smoking identify
polygenic effects of genes that fall into a number of gene classes
(Table 1). Many of these loci, and the loci identified in comparing
S60
G.R. Uhl et al. / Drug and Alcohol Dependence 104S (2009) S58–S63
Table 1
Summary of gene classes with addiction vulnerability gene variants
identified in Uhl et al. (2008a,b,c) and Drgon et al. (2008, manuscript
in preparation).
Functional gene class
Genes identified
Cell adhesion related
DNA/RNA handling
Enzyme
Ligand
Protein handling/modification
Receptor
Signaling
Structure
Transcription regulation
Transport
Unknown
13
7
15
1
10
10
4
15
9
7
13
these samples have identified modest differences in associations
in male and female samples, more study will be required to establish reproducible gender-specific effects of these and other allelic
variants.
3. Molecular genetic observations for smoking cessation
We have recently reported data from genome wide association in three samples of smokers who were successful, compared
to those who were unsuccessful, in clinical trials conducted in
Philadelphia, Washington, DC, Buffalo, Providence and Durham
(Uhl et al., 2007, 2008a,b,c). These subjects for clinical trials were
treated with nicotine replacement or with buproion, accompanied
by standardized behavioral counseling.
There is remarkably convergent data from comparisons of
these three “smoking cessation success” GWA datasets. Nominally
positive clustered SNPs from successful vs unsuccessful quitter
comparisons from these samples cluster together on small chromosomal regions to extents much greater than chance (Uhl et al.,
2008a,b,c). The Monte Carlo p values for the replication for these
samples, taken two at a time, were 0.00054, 0.0016 and 0.00063,
respectively.
Among the smokers identified in the NIH samples described
above, we were also able to compare data from individuals who
reported lifetime nicotine dependence and current smoking when
interviewed vs individuals who reported having been nicotine
dependent at sometime in their lives but who achieved abstinence (Drgon et al., 2009). The “current smokers” started to smoke
at age 17 (±4), smoked for 18 (±13) years, consumed 20 (±13)
cigarettes/day and continued to smoke when interviewed, while
the “quitters” starting smoking at 17 (±3) years of age, smoked an
average of 20 (±13) cigarettes/day for 13 (±11) years but subsequently maintained abstinence for 16 (±12) years by the time of
interviews (Lueders et al., 2002).
Remarkably, the data from these “community quitter” comparisons identified chromosomal regions that were also identified by
data from quit success in two of the three clinical trial samples
in Uhl et al. (2008a,b,c) (p ≤ 0.0001). Genes that we have identified by clusters of nominally positive SNPs in both clinical trial and
community based samples for ability to successfully quit smoking
include ataxin 2-binding protein 1; CUB and Sushi multiple domain
1, Down syndrome cell adhesion molecule, protocadherin 15 and
the retinoic acid receptor . (See supplementary material available
with the online version of this paper listing SNPs associated with
successful vs unsuccessful quitters.) As for a number of the other
comparisons noted here, a disproportionate number of these genes
thus represent cell adhesion molecules.
“chippers” to dependent smokers, identify the same chromosomal loci that have been identified in genome wide association
studies of dependence on other addictive substances (Uhl et al.,
2008a,b,c). Findings in the neurexin NRXN3 cell adhesion molecule
gene (although in a slightly different region of this gene) (Bierut et
al., 2007) are likely to support prior identification of variants in this
gene in vulnerability to dependence on illegal substances (Liu et al.,
2005). Further work will allow us to identify the extent to which
findings in different portions of the same gene identify the same
functional alleles, identify different functional alleles that display
similar functional consequences, or even provide differing effects
(Hishimoto et al., 2007).
Many of these genes have also been identified in other studies
of smokers. We have recently compared GWA data from almost 500
European American NIH research volunteers sampled in Bethesda,
Maryland who never smoked to those who smoked substantial
quantities (Drgon et al., 2009). Clustered nominally positive SNPs
identified by comparisons between dependent and nondependent subjects provide highly significant overlap with the subset of
38,000 SNPs that were identified as nominally significant by Bierut
and colleagues in comparisons of dependent smokers to nondependent smokers (Monte Carlo p < 0.0001). The degree to which these
genes were also identified in 600,000–1 M GWA for dependence on
at least one illegal substance vs ethnically matched control individuals provided p values reached statistical significance, but at a more
modest level (p = 0.047).
Work on candidate genes for substance dependence has also
identified a list of the genes that were largely identified in relation to activities in the dopaminergic, opioid, cannabinoid and
other circuits that provide targets for abused drugs and/or are
activated by acute administration of many addictive substances,
including nicotine, in animal studies (Table 2). While a few of
Table 2
Genes and polymorphisms identified in a recent meta-analysis of 212 papers concerning candidate gene association studies for substance dependence (C.Y. Li et al., in
preparation) based on their display of nominally significant odds ratios in meta-analyses. Summary ORs and 95% CI values were calculated using both the DerSimonian and
Laird random-effects model and fixed-effects model. Genes that have also been associated with individual differences in ability to quit smoking in at least one study are
highlighted (references include David et al., 2007; Ray et al., 2007; Munafo et al., 2008).
Gene(s)
Polymorphism
Model
N (studies)
N (cases/controls)
Random effects OR (95% CI)
DRD2/ANKK1
BDNF
OPRM1
CNR1
CCK
DRD4
COMT
FAAH
HNMT
OPRK1
OPRM1
SLC4A7
Taq1A
rs6265
rs1799971
(AAT)n
−45 C/T
48-bp repeat
rs4680
rs324420
rs35953316
rs702764
C691G
rs3278
A2 > A1
G>A
A>G
>14/other
C>T
7/8 < other
Val > Met
P>T
Thr > Ile
A>G
C>G
G>A
20
9
9
8
6
6
3
3
3
3
3
3
6312/7424
2530/4126
2846/4072
2304/2144
860/2002
2324/1932
862/1594
498/1570
1540/1306
292/246
796/786
1410/906
1.38 (1.096–1.733)
1.38 (1.056–1.790)
1.31 (0.958–1.790)
0.75 (0.619–0.906)
1.34 (1.083–1.646)
1.48 (1.000–2.197)
0.76 (0.634–0.922)
1.32 (0.807–2.171)
0.72 (0.444–1.179)
0.62 (0.412–0.944)
0.61 (0.330–1.095)
2.28 (1.555–3.333)
G.R. Uhl et al. / Drug and Alcohol Dependence 104S (2009) S58–S63
A number of candidate gene markers, generally those identified
in studies of substance dependence, have also been examined in
relation to ability to quit smoking. Several of the genes that are
identified in Table 2 based on metaanalysis of candidate gene study
results for addiction have also displayed initial or even reproducible
associations with ability to quit smoking in at least some of the
subgroups of studied individuals (boldfaced in Table 2).
4. Molecular genetics for other possibly relevant
phenotypes
Initial genome wide association analyses of traits and disorders that co-occur with addictions at frequencies that are higher
than expected by chance provide data that support the ideas that
influences of variants in some of the same genes impact vulnerability to substance dependence and these other phenotypes. We
have recently reviewed data that provide molecular genetic support for shared genetic underpinnings with heritable, complex
phenotypes that include cognitive functions, frontal lobe volumes,
bipolar disorder and the personality trait, neuroticism (Uhl et al.,
2008a,b,c).
Shared genetic influences with individual differences in cognitive abilities and individual differences in frontal lobe brain volumes
may be of especial interest. We have recently completed 500k–1 M
genome wide association studies of these traits, and have analyzed
our data in relation to 100k genome wide data for frontal lobe
volume reported for Framingham study participants (Seshadri et
al., 2007) and in relation to 500k genome wide data for a measure of cognitive function reported by Butcher et al. (2008), Uhl et
al. (2008a,b,c) and Uhl et al. (submitted for publication). We have
first noted that data for different cognitive function samples and
different frontal lobe brain volume samples identify many of the
same chromosomal regions, as we should anticipate, since each
of these phenotypes displays substantial heritability in classical
genetic datasets. Secondly, we noted that the data for cognitive
function and that for frontal lobe brain volume identify the same
chromosomal regions more than expected by chance, as we should
again anticipate based on classical genetic studies (Butcher et al.,
2008; Uhl et al., 2008a,b,c).
Importantly, genome wide data from both of these phenotypes
identifies the same chromosomal regions that are identified by
genome wide data for addiction vulnerability and for ability to
quit smoking to extents greater than expected by chance (Uhl et
al., 2008a,b,c). Put another way, some of the genetic influences on
developing dependence on nicotine and some of the genetic influences on ability to quit appear to be shared with genetic influences
on cognitive ability and with genetic influences on brain volume.
The shared genomic regions identified by these GWA datasets, as we
note below, direct our attention to individual differences in brains
and in core brain functions that provide individual differences in
cognitive abilities in informing individual differences in vulnerability to addiction and abilities to quit. Such overlaps, of course, should
not obscure the large roles that other genetic and environmental
elements play in these phenotypes.
5. Smoking in women in light of this evidence for genetic
and environmental influences on vulnerability to smoking
and ability to quit
The results and classical and molecular genetic studies reviewed
above provide a number of potential interpretations that we pursue
here.
(1) The results of Swedish twin studies (Kendler et al., 2000) provide a relatively clear example of environmental determinants
(2)
(3)
(4)
(5)
S61
that can overwhelm any genetic predispositions to smoke in
women. No deterministic genetic influences on smoking (or,
quite likely, on ability to quit) can thus be identified. Similarly,
not all individuals develop nicotine dependence even in environments that sustain high overall rates of smoking (Johnson
et al., 2002). It is thus likely that better understanding of environmental variables, including those that relate to educational
attainment, other features of socioeconomic status and gender,
will help us to improve understanding of the role of genetics in
disadvantaged women. In addition, variants in specific genes,
including variants in a nicotinic receptor gene cluster, appear to
contribute to a set of genetic and environmental influences that
allow “chippers” to smoke even relatively large total numbers
of cigarettes for extended periods of time without experiencing
marked symptoms of physiological dependence as assessed by
FTND scores.
Nevertheless, there are predispositions that derive from genetic
and from nonfamily environment that result in greater vulnerability to becoming dependent on tobacco, as well as other
predispositions that derive from genetic and from nonfamily
environment that yield greater likelihood of success in achieving sustained abstinence when smokers try to quit.
There are as yet no convincing evidence that the genetics of
these predispositions in (1) and (2) differs strikingly between
men and women. No large molecular genetic result has yet been
identified on sex chromosomes. In many environments, men
and women display similar heritabilities for developing nicotine dependence and for ability to quit smoking. It seems likely
that at least some gender-selective genetic influences will ultimately be identified, even in current environments. However,
most current data fit with the idea that the majority of genetic
influences on nicotine dependence and ability to quit will be
shared by men and women.
The nature of many of the genes that are identified in molecular genetic studies point to the likelihood that many of the
genetic influences on smoking-related phenotypes are likely
to be mediated through their impact on individual differences
in brains. The shared genomic regions in which allelic variants
appear to provide of many of the genetic influences on dependence to a variety of substances also points in this direction,
since drugs differ from each other in susceptibility to “primary pharmacogenomic” individual differences in absorption,
distribution, metabolism and excretion as well as in “secondary pharmacogenomic” influences on receptor sites (Uhl et
al., 2008a,b,c). The repeated, disproportionate identification of
genes that encode cell adhesion molecules in molecular genetic
studies, for example, appears to directly support the hypothesis
that brain differences mediate much of the differential vulnerability to developing dependence on nicotine and differential
ability to quit smoking.
The overlap between molecular genetic results for vulnerability to substance dependence, cognitive ability and frontal brain
volume (Uhl et al., 2008a,b,c) suggests that we cannot ignore
the roles that common brain mechanisms that might be shared
by these phenotypes might play in selected human populations. It is important to note that none of the datasets for these
phenotypes provide an accurate quantitative assessment of the
exact magnitude of these likely shared (vs nonshared) genetic
influences. However, if we proceed without considering roles
that individual differences in cognitive abilities and frontally
linked executive functions might have in individual differences
in response to prevention and treatment efforts, for example,
we may do disservice to those individuals who have great need
for the most appropriately targeted and tailored efforts. There is
a parallel responsibility for careful framing of the discussion and
careful education to minimize that chances that genetic infor-
S62
G.R. Uhl et al. / Drug and Alcohol Dependence 104S (2009) S58–S63
mation is not misinterpreted or misused. Clearly, disadvantaged
women who provide the focus for this special volume display a wide range of cognitive abilities, for example. Currently
available data thus appears to support the idea that tailoring
treatments and prevention strategies in ways that would maximize their benefit to disadvantaged women should be aided
by recognition of important individual differences in genetic
determinants for vulnerability to develop nicotine dependence,
genetic determinants for ability to quit, genetic determinants
for cognitive and executive function and environmental differences between these individuals.
(6) This special issue focuses on the complex interactions between
socioeconomic status, smoking and gender. Given the increasing concentration of higher smoking prevalence and lower
likelihood of successful cessation in some members of low
socioeconomic status groups (see other papers in this volume),
there remain important questions about how genetic influences may (or may not) manifest themselves during periods
of dramatic change in both the prevalence of smoking and in
the apparent “permissiveness” of the general environment for
smoking in many developed countries.
It is an exciting time to be able to summarize and review the
rapidly emerging data on the complex genetics of human addiction
vulnerability, ability to quit and of related phenotypes. Genome
wide association results for dependence on nicotine, as well as
for several other classes of addictive substances, converge with
each other in striking fashion that is highly unlikely to be due to
chance. These data fit a genetic architecture for addiction and ability to quit smoking that is based on polygenic contributions from
common allelic variants that also influence other brain-based phenotypes. Such a genetic architecture is quite consistent with data
from family, adoption and twin classical genetic studies. We believe
that increasing understanding of genetic contributions to nicotinerelated phenotypes will provide a new tool for studies that seek
to elucidate environmental influences and gene × environment
interactions. Together, this improved understanding will add significantly to our armamentarium for reducing nicotine dependence
in all individuals.
Role of funding source
Funding for this study was provided by NIH, NIDA Intramural Research Program and Peking University (CYL). NIDA-IRP and
Peking University had no further role in study design; in the collection, analysis and interpretation of data; in the writing of the
report; or in the decision to submit the paper for publication.
Contributors
George R. Uhl conceived the study, wrote and edited the draft
of the manuscript; Tomas Drgon participated in data collection, literature searches, statistical analysis and editing of the manuscript;
Chuan-Yun Li participated in the data analysis; Catherine Johnson
maintained and queried the genotype databases, performed statistical and Monte Carlo analyses, and edited the manuscript; and
Qing-Rong Liu participated in data acquisition. All authors contributed to and have approved the final manuscript.
Conflict of interest
The authors, George R. Uhl, Tomas Drgon, Chuan-Yun Li, Catherine Johnson and Qing-Rong Liu report no biomedical financial
interests or perceived or potential conflicts of interest.
Appendix A. Supplementary data
Supplementary data associated with this article can be found, in
the online version, at doi:10.1016/j.drugalcdep.2009.03.012.
References
Agrawal, A., Neale, M.C., Prescott, C.A., Kendler, K.S., 2004. A twin study of early
cannabis use and subsequent use and abuse/dependence of other illicit drugs.
Psychol. Med. 34, 1227–1237.
Amos, C.I., Wu, X., Broderick, P., Gorlov, I.P., Gu, J., Eisen, T., Dong, Q., Zhang, Q., Gu,
X., Vijayakrishnan, J., Sullivan, K., Matakidou, A., Wang, Y., Mills, G., Doheny, K.,
Tsai, Y.Y., Chen, W.V., Shete, S., Spitz, M.R., Houlston, R.S., 2008. Genome-wide
association scan of tag SNPs identifies a susceptibility locus for lung cancer at
15q25.1. Nat. Genet. 40, 616–622.
Benowitz, N.L., 2008. Neurobiology of nicotine addiction: implications for smoking
cessation treatment. Am. J. Med. 121, S3–10.
Berrettini, W., Yuan, X., Tozzi, F., Song, K., Francks, C., Chilcoat, H., Waterworth, D.,
Muglia, P., Mooser, V., 2008. Alpha-5/alpha-3 nicotinic receptor subunit alleles
increase risk for heavy smoking. Mol. Psychiatry 13, 368–373.
Bierut, L.J., Madden, P.A., Breslau, N., Johnson, E.O., Hatsukami, D., Pomerleau, O.F.,
Swan, G.E., Rutter, J., Bertelsen, S., Fox, L., Fugman, D., Goate, A.M., Hinrichs,
A.L., Konvicka, K., Martin, N.G., Montgomery, G.W., Saccone, N.L., Saccone, S.F.,
Wang, J.C., Chase, G.A., Rice, J.P., Ballinger, D.G., 2007. Novel genes identified in
a high-density genome wide association study for nicotine dependence. Hum.
Mol. Genet. 16, 24–35.
Broms, U., Silventoinen, K., Madden, P.A., Heath, A.C., Kaprio, J., 2006. Genetic architecture of smoking behavior: a study of Finnish adult twins. Twin Res. Hum.
Genet. 9, 64–72.
Butcher, L.M., Davis, O.S., Craig, I.W., Plomin, R., 2008. Genome-wide quantitative trait locus association scan of general cognitive ability using pooled DNA
and 500K single nucleotide polymorphism microarrays. Genes Brain Behav. 7,
435–446.
Caron, L., Karkazis, K., Raffin, T.A., Swan, G., Koenig, B.A., 2005. Nicotine addiction
through a neurogenomic prism: ethics, public health, and smoking. Nicotine
Tob. Res. 7, 181–197.
David, S.P., Strong, D.R., Munafo, M.R., Brown, R.A., Lloyd-Richardson, E.E., Wileyto,
P.E., Evins, E.A., Shields, P.G., Lerman, C., Niaura, R., 2007. Bupropion efficacy for
smoking cessation is influenced by the DRD2 Taq1A polymorphism: analysis of
pooled data from two clinical trials. Nicotine Tob. Res. 9, 1251–1257.
Drgon, T., Montoya, I., Johnson, C., Liu, Q.R., Walther, D., Hamer, D., Uhl, G.R., 2009.
Genome-wide association for nicotine dependence and smoking cessation success in NIH research volunteers. Mol. Med. 15, 21–27.
Fagerstrom, K.O., 1978. Measuring degree of physical dependence to tobacco
smoking with reference to individualization of treatment. Addict. Behav. 3,
235–241.
Fagerstrom, K.O., Schneider, N.G., 1989. Measuring nicotine dependence: a review
of the Fagerstrom Tolerance Questionnaire. J. Behav. Med. 12, 159–182.
Grove, W.M., Eckert, E.D., Heston, L., Bouchard Jr., T.J., Segal, N., Lykken, D.T., 1990.
Heritability of substance abuse and antisocial behavior: a study of monozygotic
twins reared apart. Biol. Psychiatry 27, 1293–1304.
Grucza, R.A., Wang, J.C., Stitzel, J.A., Hinrichs, A.L., Saccone, S.F., Saccone, N.L., Bucholz,
K.K., Cloninger, C.R., Neuman, R.J., Budde, J.P., Fox, L., Bertelsen, S., Kramer, J., Hesselbrock, V., Tischfield, J., Nurnberger Jr., J.I., Almasy, L., Porjesz, B., Kuperman, S.,
Schuckit, M.A., Edenberg, H.J., Rice, J.P., Goate, A.M., Bierut, L.J., 2008. A risk allele
for nicotine dependence in CHRNA5 is a protective allele for cocaine dependence.
Biol. Psychiatry 64, 922–929.
Gynther, L.M., Carey, G., Gottesman, I.I., Vogler, G.P., 1995. A twin study of non-alcohol
substance abuse. Psychiatry Res. 56, 213–220.
Heatherton, T.F., Kozlowski, L.T., Frecker, R.C., Fagerstrom, K.O., 1991. The Fagerstrom
Test for Nicotine Dependence: a revision of the Fagerstrom Tolerance Questionnaire. Br. J. Addict. 86, 1119–1127.
Hishimoto, A., Liu, Q.R., Drgon, T., Pletnikova, O., Walther, D., Zhu, X.G., Troncoso,
J.C., Uhl, G.R., 2007. Neurexin 3 polymorphisms are associated with alcohol
dependence and altered expression of specific isoforms. Hum. Mol. Genet. 16,
2880–2891.
Johnson, E.O., Chase, G.A., Breslau, N., 2002. Persistence of cigarette smoking: familial
liability and the role of nicotine dependence. Addiction 97, 1063–1070.
Karkowski, L.M., Prescott, C.A., Kendler, K.S., 2000. Multivariate assessment of factors
influencing illicit substance use in twins from female-female pairs. Am. J. Med.
Genet. 96, 665–670.
Kendler, K.S., Aggen, S.H., Tambs, K., Reichborn-Kjennerud, T., 2006. Illicit psychoactive substance use, abuse and dependence in a population-based sample of
Norwegian twins. Psychol. Med. 36, 955–962.
Kendler, K.S., Prescott, C.A., 1998. Cocaine use, abuse and dependence in a
population-based sample of female twins. Br. J. Psychiatry 173, 345–350.
Kendler, K.S., Schmitt, E., Aggen, S.H., Prescott, C.A., 2008. Genetic and environmental influences on alcohol, caffeine, cannabis, and nicotine use from early
adolescence to middle adulthood. Arch. Gen. Psychiatry 65, 674–682.
Kendler, K.S., Thornton, L.M., Pedersen, N.L., 2000. Tobacco consumption in
Swedish twins reared apart and reared together. Arch. Gen. Psychiatry 57,
886–892.
Lessov-Schlaggar, C.N., Pergadia, M.L., Khroyan, T.V., Swan, G.E., 2008. Genetics of
nicotine dependence and pharmacotherapy. Biochem. Pharmacol. 75, 178–195.
G.R. Uhl et al. / Drug and Alcohol Dependence 104S (2009) S58–S63
Lessov, C.N., Martin, N.G., Statham, D.J., Todorov, A.A., Slutske, W.S., Bucholz, K.K.,
Heath, A.C., Madden, P.A., 2004. Defining nicotine dependence for genetic
research: evidence from Australian twins. Psychol. Med. 34, 865–879.
Li, M.D., Cheng, R., Ma, J.Z., Swan, G.E., 2003. A meta-analysis of estimated genetic
and environmental effects on smoking behavior in male and female adult twins.
Addiction 98, 23–31.
Liu, Q.R., Drgon, T., Walther, D., Johnson, C., Poleskaya, O., Hess, J., Uhl, G.R., 2005.
Pooled association genome scanning: validation and use to identify addiction
vulnerability loci in two samples. Proc. Natl. Acad. Sci. U.S.A. 102, 11864–11869.
Lueders, K.K., Hu, S., McHugh, L., Myakishev, M.V., Sirota, L.A., Hamer, D.H., 2002.
Genetic and functional analysis of single nucleotide polymorphisms in the beta2neuronal nicotinic acetylcholine receptor gene (CHRNB2). Nicotine Tob. Res. 4,
115–125.
Merikangas, K.R., Stolar, M., Stevens, D.E., Goulet, J., Preisig, M.A., Fenton, B., Zhang,
H., O’Malley, S.S., Rounsaville, B.J., 1998. Familial transmission of substance use
disorders. Arch. Gen. Psychiatry 55, 973–979.
Munafo, M.R., Johnstone, E.C., Guo, B., Murphy, M.F., Aveyard, P., 2008. Association of COMT Val108/158Met genotype with smoking cessation. Pharmacogenet.
Genomics 18, 121–128.
Pomerleau, C.S., Carton, S.M., Lutzke, M.L., Flessland, K.A., Pomerleau, O.F., 1994. Reliability of the Fagerstrom Tolerance Questionnaire and the Fagerstrom Test for
Nicotine Dependence. Addict. Behav. 19, 33–39.
Pomerleau, C.S., Majchrzak, M.J., Pomerleau, O.F., 1989. Nicotine dependence and the
Fagerstrom Tolerance Questionnaire: a brief review. J. Subst. Abuse 1, 471–477.
Ray, R., Jepson, C., Wileyto, E.P., Dahl, J.P., Patterson, F., Rukstalis, M., Pinto, A., Berrettini, W., Lerman, C., 2007. Genetic variation in mu-opioid-receptor-interacting
proteins and smoking cessation in a nicotine replacement therapy trial. Nicotine
Tob. Res. 9, 1237–1241.
Saccone, S.F., Hinrichs, A.L., Saccone, N.L., Chase, G.A., Konvicka, K., Madden, P.A.,
Breslau, N., Johnson, E.O., Hatsukami, D., Pomerleau, O., Swan, G.E., Goate, A.M.,
Rutter, J., Bertelsen, S., Fox, L., Fugman, D., Martin, N.G., Montgomery, G.W., Wang,
J.C., Ballinger, D.G., Rice, J.P., Bierut, L.J., 2007. Cholinergic nicotinic receptor genes
implicated in a nicotine dependence association study targeting 348 candidate
genes with 3713 SNPs. Hum. Mol. Genet. 16, 36–49.
Seshadri, S., DeStefano, A.L., Au, R., Massaro, J.M., Beiser, A.S., Kelly-Hayes, M., Kase,
C.S., D’Agostino Sr., R.B., Decarli, C., Atwood, L.D., Wolf, P.A., 2007. Genetic correlates of brain aging on MRI and cognitive test measures: a genome-wide
association and linkage analysis in the Framingham Study. BMC Med. Genet.
8 (Suppl. 1), S15.
Thorgeirsson, T.E., Geller, F., Sulem, P., Rafnar, T., Wiste, A., Magnusson, K.P.,
Manolescu, A., Thorleifsson, G., Stefansson, H., Ingason, A., Stacey, S.N., Bergth-
S63
orsson, J.T., Thorlacius, S., Gudmundsson, J., Jonsson, T., Jakobsdottir, M.,
Saemundsdottir, J., Olafsdottir, O., Gudmundsson, L.J., Bjornsdottir, G., Kristjansson, K., Skuladottir, H., Isaksson, H.J., Gudbjartsson, T., Jones, G.T., Mueller, T.,
Gottsater, A., Flex, A., Aben, K.K., de Vegt, F., Mulders, P.F., Isla, D., Vidal, M.J., Asin,
L., Saez, B., Murillo, L., Blondal, T., Kolbeinsson, H., Stefansson, J.G., Hansdottir, I.,
Runarsdottir, V., Pola, R., Lindblad, B., van Rij, A.M., Dieplinger, B., Haltmayer, M.,
Mayordomo, J.I., Kiemeney, L.A., Matthiasson, S.E., Oskarsson, H., Tyrfingsson, T.,
Gudbjartsson, D.F., Gulcher, J.R., Jonsson, S., Thorsteinsdottir, U., Kong, A., Stefansson, K., 2008. A variant associated with nicotine dependence, lung cancer
and peripheral arterial disease. Nature 452, 638–642.
True, W.R., Heath, A.C., Scherrer, J.F., Xian, H., Lin, N., Eisen, S.A., Lyons, M.J., Goldberg,
J., Tsuang, M.T., 1999. Interrelationship of genetic and environmental influences
on conduct disorder and alcohol and marijuana dependence symptoms. Am. J.
Med. Genet. 88, 391–397.
Tsuang, M.T., Lyons, M.J., Eisen, S.A., Goldberg, J., True, W., Lin, N., Meyer, J.M., Toomey,
R., Faraone, S.V., Eaves, L., 1996. Genetic influences on DSM-III-R drug abuse and
dependence: a study of 3,372 twin pairs. Am. J. Med. Genet. 67, 473–477.
Tsuang, M.T., Lyons, M.J., Meyer, J.M., Doyle, T., Eisen, S.A., Goldberg, J., True, W., Lin,
N., Toomey, R., Eaves, L., 1998. Co-occurrence of abuse of different drugs in men:
the role of drug-specific and shared vulnerabilities. Arch. Gen. Psychiatry 55,
967–972.
Uhl, G.R., Drgon, T., Johnson, C., Fatusin, O.O., Liu, Q.R., Contoreggi, C., Li, C.Y., Buck,
K., Crabbe, J., 2008a. “Higher order” addiction molecular genetics: convergent
data from genome-wide association in humans and mice. Biochem. Pharmacol.
75, 98–111.
Uhl, G.R., Drgon, T., Johnson, C., Li, C.Y., Contoreggi, C., Hess, J., Naiman, D., Liu,
Q.R., 2008b. Molecular genetics of addiction and related heritable phenotypes:
genome-wide association approaches identify “connectivity constellation” and
drug target genes with pleiotropic effects. Ann. N. Y. Acad. Sci. 1141, 318–381.
Uhl, G.R., Elmer, G.I., Labuda, M.C., Pickens, R.W., 1995. Genetic influences in drug
abuse. In: Gloom, F.E., Kupfer, D.J. (Eds.), Psychopharmacology: The Fourth Generation of Progress. Raven Press, New York, pp. 1793–2783.
Uhl, G.R., Liu, Q.R., Drgon, T., Johnson, C., Walther, D., Rose, J.E., 2007. Molecular genetics of nicotine dependence and abstinence: whole genome association using
520,000 SNPs. BMC Genet. 8, 10.
Uhl, G.R., Liu, Q.R., Drgon, T., Johnson, C., Walther, D., Rose, J.E., David, S.P., Niaura,
R., Lerman, C., 2008c. Molecular genetics of successful smoking cessation:
convergent genome-wide association study results. Arch. Gen. Psychiatry 65,
683–693.
Woodward, C.E., Maes, H.H., Silberg, J.L., Meyer, J.M., Eaves, L.J., 1996. Tobacco, alcohol
and drug use in 8–16 year old twins. NIDA Res. Monogr. 162, 309.