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NIOSH Training Grant T42/CCT810426-06 supported this investigation of the Revised
NIOSH Lifting Equation. Original field data collection funded by the UAW-Ford National
Joint Committee for Health and Safety (NJCHS), Sponsor ID 6402G80207LOA MOD 3. Some
authors of this article were partially supported by Training Grant T42/CCT810426-08-1 from
the Centers for Disease Control and Prevention, National Institute for Occupational Safety and
Health. The contents are solely the responsibility of the authors and do not necessarily represent the official views of the National Institute for Occupational Safety and Health nor UAWFord NJCHS. The authors would like to thank Joyce Trapman who helped with the formatting
of this paper.
Correspondence and requests for offprints should be sent to Richard Sesek, Department of
Mechanical Engineering, Ergonomics and Safety Program, University of Utah, 50 S. Central
Campus Drive, RM 2110 MEB, Salt Lake City, UT, USA 84112-9208.
E-mail: <r.sesek@utah.edu>.
4 5'5'- & )+.-'; 2 &4+0-#75 &5 $.159+%- #0& 4 *'4410
This study investigated the ability of the Revised NIOSH Lifting Equation
(RNLE) to measure the risk of low back injury as verified by employee health
outcomes. In addition, several basic risk factors and combinations of risk factors presumed related to low back disorders were explored. The RNLE was
modified to allow analysis of one-handed and two-handed, asymmetric lifts.
Predictive performance was not changed. Simplifying the RNLE by removing
several variables did not significantly reduce the RNLE’s predictive performance. These modifications to the RNLE show promise for increasing both the
usability and utility of the RNLE.
Revised NIOSH Lifting Equation
low back injury
ergonomic modeling
1. INTRODUCTION AND BACKGROUND
The purpose of this research was to evaluate the Revised NIOSH Lifting
Equation (RNLE) and to determine which load characteristics or risk factors
or combinations were most predictive of low back disorders. Another goal
was to develop a simplified ergonomic model that can more quickly and easily
quantify manual materials handling (MMH) risk without substantive loss of
predictive ability. Several proposed models were tested using a database of
automotive MMH jobs. A simplified tool would allow convenient and costeffective workplace surveillance of ergonomic risk factors for non-ergonomic
professionals.
There is significant evidence that ergonomic risk factors such as posture,
force, and repetition, particularly in combination, are causally related to musculoskeletal disorders of the low back (Burdorf & Sorock, 1997; Fathallah,
Marras, & Parnianpour, 1998a, b; Herrin, Jaraiede, & Anderson, 1986;
Hoogendoorn, Poppel, Bongers, Koes, & Bouter, 1999; Li & Buckle, 1999;
National Institute for Occupational Safety and Health [NIOSH], 1997; Neumann et al., 1999; Rosenstock, 1997; Vingard et al., 2000). There are several
ergonomic analysis tools currently in use that purport to measure the risk of
manual materials handling, specifically the risk of low back injury (Capodaglio, Capodaglio, & Bazzini, 1997; Fathallah et al., 1998a, b; Grieco,
Occipinti, Colombini, & Molteni, 1997; Herrin et al., 1986; Hidalgo, Genaidy,
& Karwowski, 1997; Karwowski & Brokaw, 1992; Karwowski & Gaddie,
1995; Lavender, Oleske, Nicholson, Andersson, & Hahn, 1999; Marras et al.,
1993; Mirka, Kelaher, Nay, & Lawrence, 2000; Mital, Nicholson, & Ayoub,
1997; Neumann et al., 1999; Norman et al., 1998; Potvin, 1997; Shoaf,
'8#.7#6+10 #0& 37#06+(+%#6+10
Genaidy, Karwowski, Waters, & Christensen, 1997; Waters et al., 1999;
Waters, Putz-Anderson, & Garg, 1994; Zurada, Karwowski, & Marras, 1997).
Perhaps no ergonomic model has been used to estimate the risk of MMH jobs
more frequently than the Revised NIOSH Lifting Equation (Waters, PutzAnderson, Garg, & Fine, 1993). This study investigates the ability of the
Revised NIOSH Lifting Equation to measure risk as verified by employee
health outcomes. The RNLE risk factors were tested using an existing database of MMH jobs with known health outcomes. Several promising models,
based on their predictive ability with the automotive database, were developed. These models can be field-tested in work environments with MMH risk
factors in subsequent studies.
Low back pain is ubiquitous in modern society. It affects 60 to 90% of all
people at some time in their lives and affects on some level up to 42% at any
given time (Cassidy, Carroll, & Cote, 1998; Cassidy, & Wedge, 1988; Cote,
Cassidy, & Carroll, 1998; Hoogendoorn et al., 1999; Kelsey & Golden, 1987;
NIOSH, 1997; Riihimaki, Tola, Videman, & Hanninen, 1989). Over 22 m
back pain cases were reported in 1988, with 65% being job-related (Bureau
of National Affairs [BNA], 1993; Guo et al., 1995; Guo, Tanaka, Halperin, &
Cameron, 1999). Back pain is asserted to be the number one safety challenge
to industry and the number one cause of physician visits each year, as well as
accounting for 150 to 500 m lost work days (Center to Protect Workers’
Rights [CPWR], 1997; Guo et al., 1995, 1999; Kahlil, Abdel-Moty, Rosomoff, & Rosomoff, 1993; NIOSH, 1997; Occupational Safety and Health
Administration [OSHA], 1993; Waters et al., 1999)]. Low back pain and
injury are a devastating and paramount concern to business and industry, the
economy, and the health care system of the USA (Cassidy & Wedge, 1988;
Cleary, Thombs, Daniel, & Zimmerli, 1995; CPWR, 1997; Kelsey & Golden,
1987; NIOSH, 1996; OSHA, 1993). Back pain victims who are away from
work longer than 6 months have a 50% chance of returning to work, whereas
those out for 12 months or more have less than a 10 to 25% chance of returning to their pre-injury work (Cleary et al., 1995; Deyo, 1987; Hagen &
Thune, 1998; Kelsey & White, 1980). Back injuries comprise 16 to 37% of
all compensable claims totaling more than 1.5 m claims annually (BNA,
1993; Ciriello & Snook, 1999; Cleary et al., 1995; Guo et al., 1995, 1999;
Kahlil et al., 1993; NIOSH, 1996, 1997; Waters et al., 1994). Back injuries
are the most common and expensive of all work related accidental injuries
(NIOSH, 1997). Back surgeries are performed in excess of 250,000 per year
and are the third most common surgery in the USA (Cleary et al., 1995).
Kahlil et al. (1993) reported that the average surgical case exceeds
4 5'5'- & )+.-'; 2 &4+0-#75 &5 $.159+%- #0& 4 *'4410
U.S. $40,000. Between 7.4 and 15% of the cases consume 90% of the dollars
spent on the occupational low back pain phenomena. Total estimated costs to
the economy are as much as U.S. $50 to 100 bn each year (BNA, 1993; Guo,
et al., 1995; Kahlil et al., 1993). In addition, back injury can also devastate
the quality of life of its sufferers and adversely affect their lives in many
ways. Despite all of the resources dedicated annually to back injury prevention, it is the most costly injury in the industrial world (Ciriello & Snook,
1999).
In this study, a simplified RNLE equation demonstrated a sensitivity of
.76 and specificity .40 for low risk MMH tasks when a lifting index of 1.0
was applied. When a lifting index of 3.0 was used to identify high-risk MMH
tasks, sensitivity dropped to .22 and specificity increased to .93 with an odds
ratio of 4.0 (1.5–10.3, 95% confidence interval). An ergonomic tool with
improved predictive ability (increased sensitivity and specificity) would be of
great utility to workplaces with significant MMH risk factors.
2. THE REVISED NIOSH LIFTING EQUATION
The Revised NIOSH Lifting Equation is used to evaluate MMH tasks, specifically two-handed lifting tasks (Waters et al., 1993). It produces a recommended weight limit (RWL) at the origin and destination of lift based on the
simple product of six measured variables and one constant term. The lesser of
the two recommended weights (origin or destination) is used.
The equation is
RWL = LC × HM × VM × DM × AM × FM × CM,
where LC—load constant: a constant term equal to 23 kg (51 lbs); HM—
horizontal multiplier: based on the horizontal distance from the ankles to the
load; VM—vertical multiplier: based on the vertical position (height) of the
load at the origin and destination; DM—distance multiplier: based on the
vertical distance through which the load is moved; AM—asymmetry multiplier: based on the degree of twisting of the torso; FM—frequency multiplier:
based on the frequency and duration of lifting; CM—coupling multiplier:
based on the grip or interface between the lifted object and the lifter.
Each measured multiplier (all of the aforementioned except LC) has a
range between 0 and 1. Therefore, the greatest recommended weight limit
(RWL) would be 23 kg (51 lbs) and the least would be 0 (indicating that a
'8#.7#6+10 #0& 37#06+(+%#6+10
specific lifting task should not be done). The actual object weight is then
compared to this RWL to produce a Lifting Index (LI). LI—Actual Object
Weight/RWL.
NIOSH considers lifts with a lifting index greater than 1.0 to “pose an
increased risk for lifting-related low back pain for some fraction of the workforce” (Waters et al., 1994, p. 34) and that “nearly all workers will be at an
increased risk of work-related injury when performing highly stressful lifting
tasks (i.e., lifting tasks that would exceed a LI of 3.0)” (Waters et al., 1994,
p. 35). The goal is to design lifting tasks such that the LI is less than 1.0.
When multiple tasks are involved, a composite lifting index (CLI) is computed for the overall job. The CLI is computed by taking the largest (worst)
individual lifting index and adding to it incrementally based on the lifting
indices of the other tasks modified by the relative frequencies of the tasks.
The method is somewhat complicated and requires math skills that may preclude its use by some individuals. Computers, however, may assist in this
calculation.
3. NIOSH LIFTING EQUATION LIMITATIONS
The Revised NIOSH Lifting Equation was designed to assess the physical
stress associated with two-handed manual lifting tasks. Its application assumes
the following conditions:
1. Other manual handling activities are minimal and do not require significant
energy expenditures. For example, pushing, pulling, carrying, walking,
and climbing activities do not account for more than about 10% of the
total work activity.
2. Unpredicted conditions, such as unexpectedly heavy loads, slips, or falls
are not present.
3. One-handed lifting, lifting while seated or kneeling, or lifting in constrained workspaces does not occur.
4. An adequate worker-floor coupling (coefficient of friction) is present.
5. The RNLE assumes that lifting and lowering have the same risk.
Most of these assumptions are reasonable for a survey tool. No current
ergonomic tools can adequately measure and account for unexpectedly heavy
loads, poorly defined, or complex environmental interactions simultaneously.
Other investigators have developed comprehensive models accounting for
such variables as pushing, pulling, carrying, task duration, ambient temperature, body weight, and age group (Grieco et al., 1997; Hildago et al., 1997;
4 5'5'- & )+.-'; 2 &4+0-#75 &5 $.159+%- #0& 4 *'4410
Shoaf et al., 1997). Some of these models can be demanding, difficult, and
time consuming to apply, and most require specialized training or education
to use.
4. MATERIALS AND METHODS
Data were analyzed from a database consisting of 667 manufacturing jobs
collected from the automotive industry in a prior study. The database included
historical injury data for the analyzed jobs as well as symptom interviews and
basic medical exams for approximately 1,100 participants. Ergonomic data
were quite extensive, with jobs analyzed at the task and subtask level. As
there was no personal information linking participants to the jobs studied,
approval for accessing the database was granted by both the automotive
company and its union representation.
Ergonomic data for the database were collected at six different automotive
plants. The plants included: a component plant producing throttle bodies,
small electric motors, and small component cast aluminum housings; a vehicle assembly plant building light pickup trucks and sport utility vehicles; a
heater and air conditioner components plant; an engine assembly plant making six-cylinder engines; a transmission assembly plant; and a metal stamping
plant making large body panels, trunks, hoods, and doors.
Jobs that were not primarily related to manufacturing, such as administrative jobs or jobs that did not have well defined tasks or relatively short cycle
times, such as trouble-shooters and maintenance personnel, were not analyzed.
The RNLE load variables for horizontal distance, vertical distance, coupling, and distance traveled were measured directly. The frequency of lifting
was computed based on the cycle time of the task and the number of repetitions that occurred per cycle. For example, lifting that occurred every 10 min
(10-min cycle time) and included 5 lifts (5 repetitions per cycle) resulted in a
frequency of 0.5 lifts/min (5 lifts/10 min). The angle of asymmetry and the
corresponding asymmetry multiplier were estimated based on the position of
the lifter’s hands (front, front-side, side, or rear).
In addition to the data required to produce the RNLE outputs, a number of
generic ergonomic data variables were collected. These data were used to
explore other simple methods for estimating low back risk.
The parent automotive company maintains occupational injury data. The
company uses the injury database to perform occupational medical surveillance of its manufacturing facilities and to identify of areas or departments
'8#.7#6+10 #0& 37#06+(+%#6+10
where injuries may be a problem. Injury data used in this study were historical and included low back related first-time medical visits for a 1-year period
retrospectively from the date of the data collection.
Ergonomics data were then analyzed based on biomechanically, physiologically, and logically plausible risk factors identified by the researchers in
the literature review. Ergonomic risk factor data have been computed for the
subset of tasks involving manual materials handling, specifically lifting. Data
were analyzed to determine if some aspects of the current NIOSH lifting
equation could be modified to produce a simplified lifting model that performs as well as the existing NIOSH equation.
5. RESULTS
The RNLE was applied to jobs where appropriate lifting tasks were present
(182 jobs). Corresponding injury data were available for 181 of those jobs.
The RNLE was able to predict back injuries with odds ratios of 2.1 (1.0–4.3,
95% confidence interval) and 4.0 (1.5–10.3, 95% confidence interval) for
lifting indices of 1.0 and 3.0, respectively. In a similar study (Marras, Fine,
Ferguson, & Waters, 1999), the Revised NIOSH Lifting Equation was found
to be predictive of low back disorders with an odds ratio of 3.1 (2.6–3.8,
95% confidence interval) when comparing high risk (LI DQG ORZ ULVN
(LI MREV ,W GHPRQVWUDWHG D VHQVLWLYLW\ RI LGHQWLI\LQJ MREV ZLWK ORZ
back morbidity) and a specificity of .55 (identifying jobs without low back
morbidity).
When using a lifting index of 1.0 as the cut point, good sensitivity (.76)
was achieved, but specificity (.40) was poor. These results are similar to previous research where a sensitivity of .73 and a specificity of .55 were found
(Marras et al., 1999). When a lifting index of 3.0 was used as the cut point,
sensitivity dropped to .22 and specificity increased to .93. These data are
shown in Table 1.
TABLE 1. Revised NIOSH Lifting Equation (a Composite Lifting Index, CLI)
Lifting Index
1.0
3.0
Odds Ratio
95% CI
Sensitivity
Specificity
2.1
4.0
1.0–4.3
1.5–10.3
.76
.22
.40
.93
Notes. CI—confidence interval.
4 5'5'- & )+.-'; 2 &4+0-#75 &5 $.159+%- #0& 4 *'4410
Other research has suggested that the most important variables in predicting the risk of injury are the horizontal distance, the lifting frequency, and the
vertical position of the load (Herrin et al., 1986; Marras et al., 1995, 1999;
Norman et al., 1998; Shoaf et al., 1997). Therefore, RNLE was computed
using only the load constant, horizontal multiplier, vertical multiplier, and
frequency multiplier. Omitting the distance multiplier, asymmetry multiplier,
and coupling multiplier had little effect on the performance of the RNLE.
Prediction of back injury remained good as can be seen by a comparison of
Table 2 with Table 1. This supported the idea that simpler methods of estimating lifting risk could be found without a significant decrement in performance.
TABLE 2. Revised NIOSH Lifting Equation without Distance, Asymmetry, and
Coupling Multipliers (Composite Lifting Index, CLI)
Lifting Index
1.0
3.0
Odds Ratio
95% CI
Sensitivity
Specificity
2.2
5.3
1.1–4.6
1.5–19.1
.73
.14
.45
.97
Notes. CI—confidence interval.
Of the 667 automotive jobs in the database, a total of 274 jobs required
lifting of some sort. Of these, 182 jobs (66%) had tasks with lifts capable of
analysis with the Revised NIOSH Lifting Equation. In addition, 26 of the 182
jobs with tasks capable of RNLE analysis had additional lifting tasks within
the job not capable of analysis with the RNLE (e.g., one-handed lifts or hands
with differing loads or positions). It is unknown how the risk contributed by
these non-RNLE applicable tasks would change the RNLE results. Therefore,
only 56% (156) of the 274 lifting jobs were actually used for initial analysis
with the RNLE. It is the intention of this research project to increase the
number of jobs for which a risk assessment can be conducted. Of the 274
jobs with lifting tasks, 254 had reliable health outcomes that could be used in
this analysis.
6. PROPOSED MODIFICATIONS
Inability to analyze jobs with one-handed tasks is viewed as a major drawback of the current RNLE. Levender et al. (1999) also explored the utility of
the RNLE in measuring one-handed lifts. Their rationale was to include many
manufacturing jobs that did not meet the stated limitations of the RNLE.
'8#.7#6+10 #0& 37#06+(+%#6+10
Several methods of estimating the RNLE for one-handed and nonsymmetric (e.g., different load or load locations for each hand) two-handed lifts were
explored. First, a lifting index (LI) for each hand was computed independently using a load constant of 11.5 kg (25.5 lbs, 23 kg/2). The two indicators
were then combined to produce an effective lifting index for each task. Two
major combination methods were investigated: (a) averaging the LIs of each
of the hands and (b) taking the maximum LI for either hand. It should be
noted that for situations in which the two-handed RNLE would apply, these
methods produce identical results. Taking the maximum hand LI may overestimate the risk associated with one-handed lifts, but it was hypothesized that
the awkward posture and asymmetric load associated with one-handed lifts
can present risks similar to those produced by two-handed LIs of the same
magnitude. After computing task level risk, individual tasks must be combined to produce an estimate of the cumulative job level risk. This can be
done using the CLI method described by the NRLE. However, combination
of multiple tasks in a job using the RNLE can become complicated, particularly when there are three or more lifting tasks to analyze. Therefore, several
new methods of combining multiple tasks were considered. The first method
investigated assigned the job the highest individual task LI. Two maximumtask methods were explored in this study: (a) simply using the maximum
individual hand LI and (b) using the task with the maximum average LI of
individual hands. Results are presented in Table 3.
TABLE 3. Individual Hand Analysis Maximum Task Lifting Index (LI)
Model
1
maximum LI for all tasks
1
maximum LI for all tasks
maximum average LI for all
2
tasks
maximum average LI for all
2
tasks
Lifting
Index
Odds
Ratio
95% CI
Sensitivity
Specificity
1.0
3.0
1.0
2.3
2.6
2.0
1.1–4.5
1.2–5.2
1.0–3.9
.81
.25
.78
.34
.88
.36
3.0
2.8
1.3–6.1
.20
.92
Notes. 1—maximum task LI, where each task LI is the greater of the left and right individual
hand LIs for that task, 2—maximum task LI, where each task LI is the average of the left and
right individual hand LIs for that task, CI—confidence interval.
Several methods for computing job level risk using all of the individual
lifting tasks (rather than the maximum task alone) were also explored. They
included averages and frequency-weighted averages across all tasks using the
maximum individual hand LI and the average individual hand LI for each
task. Results are presented in Table 4.
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TABLE 4. Averaging of Individual Task Lifting Indices and Revised NIOSH Lifting
Equation (RNLE) Composite Lifting Index (CLI)
Model
average of maximum individual
1
LI
average of maximum individual
1
LI
average of average individual
2
LI
frequency weighted average of
3
maximum individual LI
frequency weighted average of
4
average individual LI
frequency weighted average of
4
average individual LI
5
NIOSH Lifting Equation (CLI)
5
NIOSH Lifting Equation (CLI)
Lifting
Index
Odds
Ratio
95% CI
Sensitivity
Specificity
1.0
2.0
1.0–3.9
.78
.36
3.0
2.7
1.2–5.8
.22
.91
3.0
3.1
1.4–7.3
.19
.93
1.5
2.1
1.2–3.7
.56
.62
2.0
2.2
1.1–4.2
.30
.84
3.0
3.4
1.5–8.1
.19
.94
1.0
3.0
2.1
4.0
1.0–4.3
1.5–10.3
.76
.22
.40
.93
Notes. 1—average of the task Lifting Indices (LIs), where each task LI is the greater of the left
and right individual hand LIs for that task, 2—average of the task LIs, where each task LI
is the average of the left and right individual hand LIs for that task, 3—frequency-weighted
average of the task LI, where each task LI is the greater of the left and right individual hand
LIs for that task, 4—frequency-weighted average of the task LI, where each task LI is the
average of the left and right individual hand LIs for that task, 5—the RNLE CLI for all jobs with
only two-handed symetric lifts, CI—confidence interval.
TABLE 5. Weights Lifted as Measure of Lifting Risk
Model
lift 18 or more kilograms
(40 lbs)
lift 18 or more kilograms
(40 lbs)
lift 4.5 or more kilograms
(10 lbs)
lift 4.5 or more kilograms
(10 lbs)
total weight lifted per day
Cut Point
Odds
Ratio 95% CI Sensitivity
Specificity
at least once
2.1
0.9–4.8
.17
.91
more than 5 times
2.2
0.9–5.1
.16
.92
more than 500 times
1.6
0.9–2.9
.45
.62
more than 1,000 times 1.7
0.9–3.2
.28
.81
9,000 kg (20,000 lbs)
1.3–4.7
.31
.84
2.4
Notes. CI—confidence interval.
Some simple, intuitive measures of biomechanical risk were also collected
as part of the original data set. These included the number of times that a
given weight threshold was exceeded (i.e., times per day that 18 or more
'8#.7#6+10 #0& 37#06+(+%#6+10
kilograms [40 lbs] was lifted), the number of kilograms lifted per day (simple
total of all weights from all lifting tasks), number of times that a given
moment threshold was exceeded (i.e., times per day that a 22.6 N· m [200 in.-lb]
moment was generated about the low back), and the horizontal distance
(HD) multiplied by both the object weight (Wt) and number of lifts per day
(HD × Wt × lifts/day). These results are presented in Tables 5 and 6.
TABLE 6. Load Generated Moments as a Measure of Lifting Risk
Model
Cut Point
22.6 N· m moment
more than 1,000 times
(200 in.-lb moment)
33.9 N· m moment
more than 1,000 times
(300 in.-lb moment)
45.2 N· m moment
more than 1,000 times
(400 in.-lb moment)
Horizontal distance × weight × lifts 56,500 m-NT-lifts
(500,000 in.-lb-lifts)
Odds
Ratio 95% CI Sensitivity Specificity
1.9
1.0–3.3
.44
.71
2.1
1.1–3.9
.36
.79
2.3
1.1–4.9
.23
.88
2.3
1.5–4.4
.30
.84
Notes. CI—confidence interval.
7. PERFORMANCE OF PROPOSED TOOL
The application of the RNLE concept to individual hands produced results
very similar (identical for two-handed symmetric lifts) to those obtained
when applying the RNLE to two-handed symmetric lifts only, such as the
RNLE model intended. This is important as the number of jobs with lifting
tasks that could be analyzed increased from 156 (182 had two-handed lifting
tasks, but only 156 had only two-handed symmetric lifting tasks) to 274.
Choosing only the maximum individual hand LI across all tasks (full LI
used for one-handed lifts) produced significant odds ratios. A sensitivity of
.81 was achieved at a 1.0 LI cut point and a specificity of .88 was produced at
a 3.0 LI cut point. Using the maximum average LI across all tasks (average
LI used, one-handed lifts were averaged with 0 for the other hand) also produced significant results. These results are summarized in Table 3.
Averaging and frequency-weighted averaging of tasks produced significant odds ratios that warrant further investigation. These methods are less
complicated than the CLI for the combination of individual tasks to a job
level risk score. Averages across tasks were computed using both average LI
scores (both hands averaged) and maximum individual hand LI scores (full
4 5'5'- & )+.-'; 2 &4+0-#75 &5 $.159+%- #0& 4 *'4410
LI used for one-handed lifts). Frequency weighted averages were also computed for individual task average and maximum LI scores. These results are
summarized in Table 4.
The number of times that a particular threshold weight was exceeded during lifting activities was not found to be a statistically significant predictor of
back injury. Odds ratios were generally poor and the 95% confidence intervals included 1.0. The total weight lifted per day, however, was related to
back injury. Typical results are shown in Table 5.
Summing the number of times that a particular moment threshold was
exceeded was more promising than a simple sum of the weights lifted. Also,
the sum of the actual moments (horizontal distance × weight associated with
each lift) multiplied by the number times per day they occurred (HD × Wt ×
lifts/day) was predictive. Typical results are shown in Table 6.
Removing the frequency multiplier and summing the value Frequency
Independent Lifting Index (FILI) × the number of lifts per day for each task
also demonstrated significant odds ratios. This was done for two-handed lifts
(done as a standard RNLE analysis without frequency multiplier) and for
one- and two-handed lifts (RNLE concept applied to each hand and maximum used for each task). This simpler method of combining multiple tasks
also warrants further research. These results are shown in Table 7.
TABLE 7. Frequency Independent Lifting Index (FILI) Multiplied by Lifts per
Day (L/D)
Model
FILI × L/D (1 or 2 hands)
FILI × L/D (2 hands only)
Cut Point
Odds
Ratio
95% CI
Sensitivity
Specificity
more than 1,000
more than 10,000
1.8
2.7
1.0–3.3
1.3–5.8
.38
.33
.75
.85
Notes. CI—confidence interval.
8. DISCUSSION AND LIMITATIONS
The omission of specific lift characteristics from the RNLE did not appear to
hinder the performance of the NIOSH model for either high- or low-risk job
tasks. The sensitivity and specificity were nearly identical at .76 and .40
compared to .73 and .45 when the LI was 1.0. When the LI was increased to
3.0, sensitivity and specificity were .22 and .93 compared to .14 and .97
respectively. These findings are promising. Marras et al. (1999) evaluated the
RNLE against two databases with known outcomes and found similar results.
'8#.7#6+10 #0& 37#06+(+%#6+10
The literature strongly supports those characteristics that reflect stress to the
back as indicators of increased risk (NIOSH, 1997).
In the original automotive study, data were collected to satisfy many
ergonomic tools. Where possible, these data were measured and collected
specifically as prescribed by each ergonomic tool. However, due to logistical
constraints, mostly associated with limited on-site time, some ergonomic data
were collected in a manner slightly different than the original authors may
have stipulated or anticipated. In this study, the angle of asymmetry was not
measured directly, but was estimated based on hand position. Whereas the
authors do not believe that these differences in data collection would substantially alter RNLE asymmetry multipliers and therefore outputs, this may have
produced a systematic misclassification.
The automotive company’s health and employment data were not always
maintained at a level adequate to determine with certainty which job in a
department or area was the cause of an injury. Data were coded to reflect the
level of certainty of relationship with the study jobs. Only those jobs for
which the researchers, after consultation with area supervisors, were reasonably certain of the relationship of an injury were used in the analysis. Whereas
it is possible that some jobs were misclassified with regard to injury status, it
is believed that there was no systematic misclassification and that the effects
of possible misclassification were random. In addition, the transfer of injured
workers from relatively stressful jobs to less stressful jobs may also result in
some error as the healthiest or strongest workers may be placed on the more
stressful jobs (healthy worker effect). These limitations are present in virtually all work places and the RNLE still performed well given this potential
for misclassification.
The requirement of the RNLE that lifts be made with two-hands is limiting
(only 56% of jobs fell within RNLE CLI guidelines). There are many lifting
tasks that require one-handed lifting or lifting two separate items simultaneously. In addition, workstation layout or worker preference (or desire to
maintain production speed) may encourage a one-handed rather than a twohanded lift. A model that incorporates both two-handed and one-handed lifts
would therefore be more useful for predicting injuries.
The proposed methods (maximum and average individual hand LIs) for
evaluating one-handed lifts provide options for evaluating additional MMH
tasks, thereby adding to the utility of the modified RNLE.
Poor tool performance may be seen as high sensitivity and low specificity,
which may result in misdirected allocation of resources to abate ergonomic
hazards that do not really exist. The goal is to develop an easy-to-use MMH
4 5'5'- & )+.-'; 2 &4+0-#75 &5 $.159+%- #0& 4 *'4410
evaluation tool with both high sensitivity and high specificity to correctly
identify risk and necessary ergonomic controls and, equally important, to
identify those job tasks not needing costly modification.
9. CONCLUSIONS AND RECOMMENDATIONS
Based on these results, it appears that the RNLE can be modified to allow
analysis of one-handed and two-handed asymmetric lifts without hindering
performance. This will greatly increase the applicability of the model allowing analysis of many additional manual materials handling tasks. The model
can also be simplified without significant loss of predictive ability. Simplifying the model may also increase its application by improving the accessibility
of the model to more users. It was demonstrated that alternative methods for
aggregating multiple tasks into a single index could perform comparably to
the current NRLE method (computing the CLI). Work is progressing in these
areas with the goal to produce a simplified RNLE-type equation that can be
applied quickly and easily in a greater variety of workplaces and for a greater
variety of lifting tasks.
The Revised NIOSH Lifting Equation has demonstrated significant odds
ratios for the prediction of low back injuries. The results of this study suggest
that a simplified NIOSH equation, using a sub-set of the NIOSH variables
and requiring less computation, can perform nearly as well as the full NRLE
model.
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