Prepared for submission to JCAP
arXiv:1404.1794v3 [astro-ph.CO] 16 Jun 2014
Light sterile neutrinos after BICEP-2
Maria Archidiaconoa Nicolao Fornengob Stefano Gariazzob Carlo
Giuntib Steen Hannestada,c Marco Lavederd
a Department
of Physics and Astronomy, University of Aarhus
DK-8000 Aarhus C, Denmark
b Department of Physics, University of Torino and INFN,
Via P. Giuria 1, I–10125 Torino, Italy
c Aarhus Institute of Advanced Studies,
Aarhus University, DK-8000 Aarhus C, Denmark
d Dipartimento di Fisica e Astronomia “G. Galilei”, Università di Padova, and INFN, Sezione
di Padova,
Via F. Marzolo 8, I–35131 Padova, Italy
E-mail: archi@phys.au.dk, gariazzo@to.infn.it
Abstract. The recent discovery of B-modes in the polarization pattern of the Cosmic Microwave Background by the BICEP2 experiment has important implications for neutrino
physics. We revisit cosmological bounds on light sterile neutrinos and show that they are
compatible with all current cosmological data provided that the mass is relatively low. Using CMB data, including BICEP-2, we find an upper bound of ms < 0.85 eV (2σ Confidence Level). This bound is strengthened to 0.48 eV when HST measurements of H0 are
included. However, the inclusion of SZ cluster data from the Planck mission and weak gravitational measurements from the CFHTLenS project favours a non-zero sterile neutrino mass
+0.11
of 0.44−0.16
eV. Short baseline neutrino oscillations, on the other hand, indicate a new mass
state around 1.2 eV. This mass is highly incompatible with cosmological data if the sterile neutrino is fully thermalised (∆χ2 > 10). However, if the sterile neutrino only partly
thermalises it can be compatible with all current data, both cosmological and terrestrial.
Contents
1 Introduction
1
2 The cosmological analysis
2.1 Data sets
1
2
3 Neutrino oscillation data
3
4 Results
3
5 Discussion
8
1
Introduction
Over the past few years cosmology has established itself as one of the primary laboratories
for neutrino physics. In particular, observations of the Cosmic Microwave Background and
Large Scale Structure have severely constrained parameters such as the absolute neutrino
mass and the cosmic energy density in neutrinos (see e.g. [1]). These two parameters are
also of significant interest in the context of eV-mass sterile neutrinos currently hinted at
by short baseline neutrino oscillation experiments. At the same time neutrino oscillation
experiments seem to point to the existence of at least one additional mass state around 1 eV
with significant mixing with the active sector. Even though this mass state is mainly sterile
the mixing leads to almost complete thermalisation in the early universe (see e.g. [2, 3]) and
the additional mass state effectively affects structure formation in the same way as a 1 eV
active neutrino. Such a high mass has seemed at odds with cosmological data [4], and has
led to a number of attempts to reconcile the existence of eV sterile neutrinos with cosmology.
Examples include modifications to the background potential due to new interactions in the
sterile sector [5–10] or modifications to the cosmic expansion rate at the time where sterile
neutrinos are produced [11].
However, the very recent publication of new data from the BICEP2 experiment [12] has
indicated a high tensor to scalar ratio, and this in turn significantly modifies constraints on
neutrino related parameters. Here we investigate how constraints on eV mass sterile neutrinos
are influenced by the new BICEP2 discovery, and demonstrate that eV mass sterile neutrinos
are not significantly constrained by current cosmological data.
Section 2 contains a discussion of the cosmological parameter estimation and Section 3
a short summary of our SBL likelihood analysis. In Section 4 we present the results of the
joint analysis and finally Section 5 contains a thorough discussion of our results.
2
The cosmological analysis
The setup under investigation here is a model in which the neutrino sector is described
by 3 massless or almost massless active species, as well as one additional sterile species
characterised by a temperature, Ts . We thus assume that the sterile neutrino has a thermal
distribution. Although this almost certainly does not happen unless the sterile species was
fully thermalised, it is a more than adequate approximation given the precision of current
–1–
cosmological data. From the temperature and the mass the contribution to the current
matter density is given by
(Ts /Tν )3 ms
Ω s h2 =
,
(2.1)
94 eV
where Tν is the temperature of the active species and ms the mass of the additional sterile
neutrino. Likewise the contribution to the relativistic energy density in the early universe is
given by
ρs = (Ts /Tν )4 ρν .
(2.2)
Most studies work with an effective number of neutrino species, defined by ∆Neff = (Ts /Tν )4 ,
and we shall also use this parameter in order for our results to be easily comparable other
studies. In terms of ∆Neff we have
3/4
∆Neff ms
Ωs h =
,
94 eV
ρs = ∆Neff ρν .
2
(2.3)
(2.4)
Our cosmological model is a flat ΛCDM+r0.002 +νs model with a total of nine parameters
θ = {ωcdm , ωb , θs , τ, ln(1010 As ), ns , r0.002 , ms , ∆Neff }.
(2.5)
Here, ωcdm ≡ Ωcdm h2 and ωb ≡ Ωb h2 are the present-day physical CDM and baryon densities respectively, θs the angular the sound horizon, τ the optical depth to reionisation, and
ln(1010 As ) and ns denote respectively the amplitude and spectral index of the initial scalar
fluctuations. r is the tensor to scalar ratio at the pivot scale of 0.002 Mpc−1 . We assume a
flat prior on all of the cosmological parameters but the ms ; in the case of the physical mass
of the additional sterile neutrino the posterior obtained through the analysis of neutrino
oscillations data (see Sec. 3) is applied as a prior on the cosmological parameter ms .
The bayesian analysis is performed through the Monte Carlo Markov Chains package
CosmoMC [13]. The calculation of the theoretical observables is done through the Boltzman
equations solver CAMB [14] (Code for Anisotropies in the Microwave Background).
2.1
Data sets
This paper is aimed at testing the consistency between the latest cosmological data and
the neutrino oscillation data (hereafter SBL). The former consist of CMB data, Large Scale
Structure, Hubble constant H0 , CFHTLenS and Planck Sunyaev Zel’Dovich.
CMB — The primary cosmological observable in the early universe is the Cosmic Microwave Background. Therefore our basic data sets are: the temperature fluctuations power
spectra provided by the Planck satellite [15] up to ℓ = 2479 and by Atacama Cosmlogy Telescope [16] and South Pole Telescope [17] (hereafter high-ℓ) whose likelihoods cover the high
multipole range, 500 < ℓ < 3500 and 650 < ℓ < 3000, respectively. Concerning polarization
we include the data of the Wilkinson Microwave Anisotropy Probe nine year data release
(hereafter WP) and the newly released B-modes autocorrelation power spectrum of the BICEP2 experiment, either using all of the nine channels (20 < ℓ < 340), or only the first five
data points (ℓ < 200), as in the BICEP2 paper [12].
Large Scale Structure (LSS) — The information on Large Scale Structure is extracted
from the WiggleZ Dark Energy Survey [18], which measures the matter power spectrum at
four different redshifts z = 0.22, z = 0.41, z = 0.60 and z = 0.78.
–2–
H0 — The cosmological observable in the local universe consists of the distance measurements of the Cepheids obtained with the Hubble Space Telescope. These measurements
provide a precise determination of the Hubble constant [19], which acts as a prior on the
derived cosmological parameter H0 .
CFHTLenS — The Canada-France Hawaii Telescope Lensing Survey (CFHTLenS) [20,
21] determines the 2D cosmic shear correlation function through the measurements of redshifts and shapes of 4.2 million galaxies spanning the range 0.2 < z < 1.3. The weak
gravitational lensing signal extracted from these measurements constrains a combination of
the total matter density and the standard deviation of the amplitude of the matter density
fluctuations on a sphere of radius 8h−1 Mpc: σ8 (Ωm /0.27)0.46 = 0.774 ± 0.040. This result is
included in our analysis, contributing as an additional χ2 .
PSZ — The Planck Sunayev Zel’Dovich catalogue [22] contains 189 galaxy clusters
identified through the Sunayev Zel’Dovich effect. The number counts allows to compute the
cluster mass function, which is related to a combination of Ωm and σ8 : σ8 (Ωm /0.27)0.3 =
0.782 ± 0.010. This result is incorporated in our analysis following the same prescription used
for CFHTLenS.
3
Neutrino oscillation data
Sterile neutrinos are new particles beyond the Standard Model which can mix with the
standard active flavor neutrinos νe , νµ , ντ (see [23–25]). In the standard three-neutrino
mixing paradigm the three active flavor neutrinos are unitary linear combinations of three
massive neutrinos ν1 , ν2 , ν3 with respective masses m1 , m2 , m3 . The squared mass differences
∆m221 ≃ 8 × 10−5 eV2 and ∆m231 ≃ ∆m232 ≃ 2 × 10−3 eV2 generate the neutrino oscillations
which have been observed in many solar, atmospheric and long-baseline experiments (see [26–
29]). However, the standard three-neutrino mixing paradigm cannot explain the indications
in favor of short-baseline neutrino oscillations found in the LSND experiment [30], in Gallium
experiments [31–35] and in reactor experiments [36–38]. The results of these experiments can
be explained by extending neutrino mixing with the addition of one or more massive neutrinos
which generate squared-mass differences larger than about 1 eV2 [39–45]. Since there are only
three active flavor neutrinos, the additional massive neutrinos must be mainly sterile.
In this paper we consider a 3+1 scheme in which the three standard massive neutrinos
ν1 , ν2 , ν3 are much lighter than 1 eV and there is a new massive neutrino ν4 with a mass
m4 ∼ 1 eV. In the flavor basis the three standard active flavor neutrinos νe , νµ , ντ are maily
composed by ν1 , ν2 , ν3 , but they have a small component of ν4 in order to generate the
observed short-baseline oscillations through the squared-mass difference ∆m243 ≃ ∆m242 ≃
∆m241 ≃ m24 . In the flavor basis there is a sterile neutrino νs which is mainly composed of
the new heavy neutrino ν4 . Hence, in the following we use the common notation ms = m4 .
We perform a combined analysis of cosmological datapand short-baseline neutrino oscillation data using the posterior distribution of ms = m4 ≃ ∆m241 obtained from the analysis
of SBL data presented in Ref. [45] as a prior in the CosmoMC analysis of cosmological data
[46–48]. As shown in Tab. 3 of Ref. [48], the best-fit value of ms obtained from short-baseline
neutrino oscillation data is 1.27 eV and its 95.45% probability range (2σ) is between 0.97
and 1.42 eV.
4
Results
Cosmological results —
–3–
An interesting question is how the addition of the new BICEP-2 measurement changes
the preferred region in (ms , ∆Neff ) (see Fig. 2) space.
0.40
0.40
ℓ
ℓ
Planck+WP+high-ℓ+BICEP2(5b)
Planck+WP+high-ℓ
Planck+WP+high- +BICEP2(9b)
Planck+WP+high-ℓ+BICEP2(9b)
Planck+WP+high-ℓ
Planck+WP+high-ℓ+BICEP2(9b)
Planck+WP+high-ℓ+BICEP2(5b)
Planck+WP+BICEP2(9b)
0.32
0.40
Planck+WP+high-
0.24
Planck+WP+high-ℓ+BICEP2(5b)
Planck+WP+BICEP2(9b)
0.32
r0.002
0.24
r0.002
r0.002
0.24
0.16
0.16
0.16
0.08
0.08
0.08
0.00
0.0
0.6
1.2
1.8
ms [eV]
2.4
3.0
Planck+WP+BICEP2(9b)
0.32
0.00
0.0
0.5
1.5
1.0
∆Neff
2.0
2.5
0.00
0.93
0.96
0.99
1.02
1.05
ns
Figure 1. 1σ and 2σ marginalized contours for different combinations of CMB data sets.
Therefore, we first look at CMB data only, with and without BICEP-2 data included.
The result of this analysis can be seen in Fig. 1 and in Tab. 1. As can be seen in Fig. 1
ms and r are anti-correlated (this happens because r adds power on large scales whereas ms
subtracts power on intermediate and small scales). The inclusion of BICEP-2 data therefore
tends to strengthen the bound on ms in order to keep constant the ratio between the small and
large scales. Conversely, adding BICEP-2 data allows for higher values of Neff (this happens
because Neff is strongly correlated with ns and the addition of tensors shifts the allowed ns
up). For the case of CMB data only, the addition of BICEP-2 data therefore strengthens
the bound on ms slightly while allowing for a much higher Neff . This is consistent with the
analysis presented in [49] 1 . When the inclusion of the BICEP2 data is restricted to the
first five bins, the results concerning the basic cosmological parameters remain unchanged
within 1σ, whereas the bound on the mass becomes slightly weaker and, conversely, ∆Neff
is tighter constrained. Finally if we remove the high multipole CMB data, the bound on the
mass remains almost unchanged, while ∆Neff moves towards one additional fully thermalized
sterile neutrino.
Having established how constraints change from CMB data only we now proceed to
study the influence of auxiliary cosmological data.
In Tab. 2 we report the marginalized mean values and the 1σ and 2σ errors on the
cosmological parameters and on the neutrino parameters in the different combinations of
data sets illustrated above, when SBL data are not included.
As was seen above, Planck CMB data provide a fairly stringent upper limit on the
sterile neutrino mass, except for very low values of Neff , i.e. in the warm dark matter limit.
Conversely the preferred value of Neff is higher than 3, with 4 only being slightly disfavoured.
The inclusion of BICEP-2 data pushes the preferred Neff up, as has also been noted by other
authors [49–51]. However, since ms and Neff are anti-correlated this actually results in a
tighter bound on the sterile neutrino mass from CMB only.
1
Notice that here the notation is different: in Ref. [49] ms indicates the effective mass of the sterile neutrino,
while our ms is the physical mass. A direct comparison of the numerical results is not possible due to volume
effects in Bayesian marginalization. Here we just want to emphasize that, concerning the effect due to the
inclusion of BICEP-2 data, both our results and those of Ref. [49] point towards tighter constraints on the
additional massive component.
–4–
Parameters
Planck+WP+high-ℓ
Planck+WP+high-ℓ
Planck+WP
+BICEP2(9bins)
+BICEP2(5bins)
+BICEP2(9bins)
+0.00078
0.02231+0.00032
−0.00040 −0.00072
+0.00087
0.02251+0.00039
−0.00046 −0.00078
+0.00084
0.02249+0.00035
−0.00045 −0.00078
+0.00094
0.02259+0.00040
−0.00050 −0.00082
+0.011
0.125+0.005
−0.007 −0.010
+0.013
0.129+0.006
−0.007 −0.012
+0.013
0.128+0.005
−0.008 −0.012
+0.015
0.132+0.007
−0.008 −0.014
θs
+0.0016
1.0404+0.0009
−0.0008 −0.0017
+0.0017
1.0399+0.0009
−0.0009 −0.0017
+0.0018
1.0401+0.0009
−0.0009 −0.0017
+0.0019
1.0395+0.0009
−0.0009 −0.0018
τ
+0.031
0.094+0.013
−0.016 −0.027
+0.031
0.097+0.013
−0.016 −0.027
+0.030
0.096+0.013
−0.016 −0.029
+0.031
0.098+0.014
−0.017 −0.031
ns
+0.033
0.970+0.011
−0.018 −0.027
+0.035
0.986+0.016
−0.020 −0.033
+0.034
0.983+0.014
−0.020 −0.031
+0.038
0.995+0.017
−0.021 −0.036
log(1010 As )
+0.068
3.106+0.029
−0.036 −0.062
+0.071
3.120+0.030
−0.037 −0.061
+0.080
3.167+0.047
−0.040 −0.089
+0.090
3.145+0.052
−0.046 −0.098
r
< 0.145
+0.093
0.177+0.036
−0.050 −0.086
+0.088
0.172+0.035
−0.048 −0.082
+0.101
0.192+0.040
−0.055 −0.092
∆Neff
< 1.18
0.82+0.40
−0.57 ; < 1.66
0.73+0.31
−0.59 ; < 1.56
1.08+0.49
−0.61 ; < 2.03
ms [eV]
< 2.17
< 0.85
< 1.15
< 0.81
Ω b h2
Ωcdm h2
Planck+WP+high-ℓ
Table 1. Marginalized 1σ and 2σ confidence level limits for the cosmological parameters in various
dataset combinations, given with respect to the mean value. Upper limit are given at 2σ.
2.5
ℓ
Planck+WP+high- +BICEP2(9b)
ℓ
SBL+Planck+WP+high- +BICEP2(9b)
ℓ
H0 +CFHTLenS+PSZ
H0 +CFHTLenS+PSZ
Planck+WP+high- +BICEP2(9b)+LSS+
ℓ
SBL+Planck+WP+high- +BICEP2(9b)+LSS+
2.0
∆Neff
1.5
1.0
0.5
0.0
0.0
0.4
0.8
ms [eV]
1.2
1.6
2.0
Figure 2. 1σ and 2σ marginalized contours in the plane (ms , ∆Neff ). The banana shaped regions
allowed by cosmology indicate a sub-eV mass and an excess in Neff , while the inclusion of SBL data
forces the mass around 1eV, moving the contours towards the warm dark matter limit, which implies
a lower value of ∆Neff because of the strong correlation between the two parameters.
When we include LSS or H0 data the picture remains qualitatively unchanged although,
since ms and H0 are anti-correlated, the addition of the HST H0 data strengthens the upper
bound on the sterile neutrino mass. In Fig. 4 and Fig. 3 we can see how the error bars change
for ms and ∆Neff respectively, with various dataset combinations.
However, the inclusion of lensing and cluster data leads to an important qualitative
–5–
ℓ
Planck+WP+high- +BICEP2(5b)
ℓ
Planck+WP+high-
ℓ
H0 +CFHTLenS+PSZ
SBL+Planck+WP+high- +BICEP2(9b)+LSS+
ℓ
H0
SBL+Planck+WP+high- +BICEP2(9b)+LSS+
ℓ
H0
SBL+Planck+WP+high- +BICEP2(9b)+
ℓ
SBL+Planck+WP+high- +BICEP2(9b)+LSS
ℓ
SBL+Planck+WP+high- +BICEP2(9b)
ℓ
H0 +CFHTLenS+PSZ
Planck+WP+high- +BICEP2(9b)+LSS+
ℓ
H0
Planck+WP+high- +BICEP2(9b)+LSS+
ℓ
H0
Planck+WP+high- +BICEP2(9b)+
ℓ
Planck+WP+high- +BICEP2(9b)+LSS
ℓ
Planck+WP+high- +BICEP2(9b)
0.0
0.5
1.5
1.0
∆
2.0
Neff
2.5
3.0
Figure 3. 1σ, 2σ and 3σ confidence level limits for ∆Neff , for different dataset combinations. The
circles indicate the mean value.
ℓ
Planck+WP+high- +BICEP2(5b)
ℓ
Planck+WP+high-
ℓ
H0 +CFHTLenS+PSZ
ℓ
H0
SBL+Planck+WP+high- +BICEP2(9b)+LSS+
SBL+Planck+WP+high- +BICEP2(9b)+LSS+
ℓ
H0
SBL+Planck+WP+high- +BICEP2(9b)+
ℓ
SBL+Planck+WP+high- +BICEP2(9b)+LSS
ℓ
SBL+Planck+WP+high- +BICEP2(9b)
ℓ
H0 +CFHTLenS+PSZ
Planck+WP+high- +BICEP2(9b)+LSS+
ℓ
H0
Planck+WP+high- +BICEP2(9b)+LSS+
ℓ
H0
Planck+WP+high- +BICEP2(9b)+
ℓ
Planck+WP+high- +BICEP2(9b)+LSS
ℓ
Planck+WP+high- +BICEP2(9b)
SBL
0.0
0.5
1.0
1.5
ms [eV]
2.0
2.5
3.0
3.5
Figure 4. 1σ, 2σ and 3σ confidence level limits for ms , for different dataset combinations. The
circles indicate the mean value.
change the preferred range for ms . Both data sets indicate a low value of σ8 . Given that the
amplitude of fluctuations is fixed on large scales by the CMB measurements, a low value of σ8
–6–
can be caused by a non-zero neutrino mass which specifically reduces power on small scales,
while leaving large scale power unchanged relative to standard ΛCDM. The addition of these
data sets yields a preferred mass of the sterile neutrino of around 0.5 eV, with Neff = 4
allowed.
Planck+WP+high-ℓ
Planck+WP+high-ℓ
Planck+WP+high-ℓ
Planck+WP+high-ℓ
+BICEP2
+BICEP2
+BICEP2
+BICEP2
+BICEP2
+LSS
+H0
+LSS+H0
+LSS+H0 +CFHTLenS+PSZ
+0.00087
0.02251+0.00039
−0.00046 −0.00078
+0.00073
0.02232+0.00033
−0.00039 −0.00069
+0.00059
0.02257+0.00029
−0.00030 −0.00057
+0.00057
0.02248+0.00029
−0.00029 −0.00056
+0.00055
0.02267+0.00027
−0.00028 −0.00053
+0.013
0.129+0.006
−0.007 −0.012
+0.011
0.128+0.005
−0.006 −0.010
+0.011
0.130+0.006
−0.006 −0.011
+0.011
0.129+0.005
−0.005 −0.011
+0.011
0.127+0.006
−0.006 −0.011
θs
+0.0017
1.0399+0.0009
−0.0009 −0.0017
+0.0017
1.0401+0.0009
−0.0008 −0.0017
+0.0018
1.0398+0.0008
−0.0008 −0.0016
+0.0017
1.0399+0.0008
−0.0008 −0.0016
+0.0018
1.0400+0.0009
−0.0009 −0.0017
τ
+0.031
0.097+0.013
−0.016 −0.027
+0.027
0.093+0.013
−0.014 −0.027
+0.029
0.099+0.013
−0.015 −0.026
+0.028
0.095+0.013
−0.014 −0.027
+0.028
0.091+0.013
−0.015 −0.027
ns
+0.035
0.986+0.016
−0.020 −0.033
+0.028
0.977+0.012
−0.016 −0.027
+0.021
0.989+0.011
−0.011 −0.022
+0.020
0.985+0.011
−0.010 −0.022
+0.021
0.993+0.010
−0.011 −0.021
log(1010 As )
+0.071
3.120+0.030
−0.037 −0.061
+0.073
3.182+0.042
−0.038 −0.078
+0.060
3.124+0.030
−0.031 −0.058
+0.060
3.116+0.029
−0.030 −0.055
+0.063
3.124+0.031
−0.031 −0.061
r
+0.093
0.177+0.036
−0.050 −0.086
+0.085
0.168+0.034
−0.046 −0.078
+0.087
0.181+0.037
−0.047 −0.081
+0.083
0.175+0.035
−0.045 −0.077
+0.094
0.206+0.041
−0.051 −0.090
∆Neff
0.82+0.40
−0.57 ;
0.61+0.25
−0.52 ;
Parameters
Ω b h2
Ωcdm
h2
ms [eV]
< 1.66
< 0.85
< 1.30
< 0.82
+0.64
0.88+0.32
−0.32 −0.67
< 0.50
0.81+0.32
−0.32 ;
< 1.35
< 0.48
Planck+WP+high-ℓ
+0.70
0.89+0.34
−0.37 −0.69
+0.33
0.44+0.11
−0.16 −0.32
Table 2. Marginalized 1σ and 2σ confidence level limits for the cosmological parameters in various
dataset combinations, given with respect to the mean value. Upper limit are given at 2σ.
Adding SBL data —
The next question is how compatible the cosmological and SBL data really are. When
we use cosmological data with lensing and cluster data excluded we find a relatively stringent
upper bound on ms . This is relaxed when ∆Neff is low, simply because the suppression of
3/4
structure formation scales with the total density in neutrinos at late times, i.e. as ∆Neff ms .
However, since CMB data prefers a high ∆Neff this possibility is disfavoured, and the conclusion is that CMB and LSS data requires the sterile mass to be low. Again, the bound can
easily be relaxed in models where additional dark radiation is provided by other particles,
but in the simple model discussed here it is disfavoured. When we add lensing and cluster
data the sterile mass comes out around 0.5 eV and with fully thermalised sterile neutrinos
being allowed.
In Tab. 3 we report the marginalized mean values and the 1σ and 2σ errors on the
cosmological parameters and on the neutrino parameters in the different combinations of
data sets illustrated above, when SBL data are included.
As we stated before, it is easy to see that the anti-correlation between ms and ∆Neff ,
together with the strong bounds on ms from the SBL data, leaves a very small space to
a fully thermalized sterile neutrino. When adding SBL data, the constraints on ms come
only by the oscillation experiments, with very small dependence on the cosmological data.
On the other hand, cosmology provides a strong limit on ∆Neff that is compatible with 0
within 2σ in all the cases that do not include CFHTLenS and PSZ data. When LSS data
are included, the value of ∆Neff is more strongly constrained. Only when CFHTLenS and
PSZ are included there is a little evidence that ∆Neff > 0 at more than 1σ: even in this case,
however, a fully thermalized sterile neutrino with ∆Neff = 1 is strongly disfavoured.
This tension between cosmology and SBL data, yet studied in past works (see e.g. [52])
is not alleviated in the physical case (i.e. by allowing ∆Neff to vary in the range [0, 1]): the
mass values preferred by SBL data lay above the hot dark matter limit and therefore they are
–7–
disfavoured by cosmology, even if there is only one partially (or fully ∆Neff = 1) thermalized
sterile neutrino. Quantitatively speaking, a model with one fully thermalized sterile neutrino
and with a mass fixed at the SBL best-fit (ms = 1.27 eV) compared to the cosmological
best-fit model has a ∆χ2 ≃ 18 if Planck+WP+high-ℓ data are considered. If also BICEP2
data are considered, the value lowers to ∆χ2 ≃ 12: this is possible since the inclusion of the
BICEP2 data strengthens the limit on the mass, but it weakens the limit on ∆Neff .
If a partial thermalization is taken into account and ∆Neff is free to vary moving towards lower values, the ∆χ2 with respect to the best fit is lower. For a ms = 1.27 eV
neutrino with small ∆Neff we have ∆χ2 ≃ 1 from Planck+WP+high-ℓ and ∆χ2 ≃ 6 from
Planck+WP+high-ℓ+BICEP2.
We can conclude that a fully thermalized sterile neutrino with a mass fixed at the SBL
best-fit is less disfavoured by cosmology if the BICEP2 data are included. On the contrary
if the sterile neutrino is not fully thermalized the inclusion of BICEP2 data worsens the
consistency of this hypothesis with cosmology.
Parameters
SBL+Planck+WP
SBL+Planck+WP
SBL+Planck+WP
SBL+Planck+WP
+high-ℓ+BICEP2
+high-ℓ+BICEP2
+high-ℓ+BICEP2
+high-ℓ+BICEP2
+high-ℓ+BICEP2
+LSS
+H0
+LSS+H0
+LSS+H0 +CFHTLenS+PSZ
+0.00051
0.02200+0.00026
−0.00025 −0.00052
+0.00060
0.02230+0.00027
−0.00027 −0.00054
+0.00049
0.02214+0.00025
−0.00025 −0.00051
+0.00047
0.02236+0.00023
−0.00023 −0.00047
+0.00058
0.02214+0.00029
−0.00029 −0.00058
Ω b h2
SBL+Planck+WP
+0.008
0.121+0.003
−0.004 −0.007
+0.006
0.121+0.002
−0.003 −0.005
+0.007
0.118+0.003
−0.004 −0.006
+0.005
0.118+0.002
−0.002 −0.005
+0.006
0.117+0.002
−0.003 −0.006
θs
+0.0015
1.0408+0.0008
−0.0007 −0.0014
+0.0012
1.0409+0.0006
−0.0006 −0.0013
+0.0013
1.0413+0.0007
−0.0006 −0.0015
+0.0012
1.0413+0.0006
−0.0006 −0.0012
+0.0013
1.0413+0.0006
−0.0006 −0.0014
τ
+0.026
0.092+0.012
−0.014 −0.025
+0.027
0.088+0.012
−0.014 −0.024
+0.028
0.094+0.012
−0.015 −0.027
+0.026
0.091+0.012
−0.014 −0.024
+0.026
0.086+0.012
−0.014 −0.024
ns
+0.016
0.962+0.008
−0.008 −0.015
+0.013
0.958+0.006
−0.006 −0.013
+0.015
0.967+0.007
−0.008 −0.014
+0.012
0.962+0.006
−0.006 −0.012
+0.011
0.970+0.005
−0.005 −0.011
log(1010 A
+0.063
3.213+0.031
−0.031 −0.063
+0.059
3.220+0.030
−0.030 −0.059
+0.057
3.091+0.026
−0.030 −0.051
+0.052
3.085+0.025
−0.027 −0.048
+0.053
3.169+0.027
−0.026 −0.052
+0.078
0.160+0.034
−0.042 −0.075
+0.071
0.150+0.032
−0.039 −0.067
+0.079
0.164+0.032
−0.043 −0.073
+0.075
0.158+0.032
−0.042 −0.070
+0.082
0.179+0.034
−0.043 −0.076
Ωcdm h2
r
∆Neff
ms [eV]
s)
< 0.63
< 0.28
< 0.59
< 0.22
0.19+0.07
−0.15 ; < 0.42
+0.19
1.21+0.14
−0.13 −0.25
+0.20
1.22+0.13
−0.13 −0.25
+0.19
1.20+0.14
−0.12 −0.25
+0.19
1.21+0.14
−0.13 −0.26
+0.19
1.19+0.15
−0.12 −0.25
Table 3. Marginalized 1σ and 2σ confidence level limits for the cosmological parameters in various
dataset combinations, given with respect to the mean value. Upper limit are given at 2σ.
5
Discussion
We have performed an analysis of light sterile neutrinos in the context of both cosmology
and short baseline neutrino oscillation experiments. Previous analyses have shown that
while SBL data points to the existence of a mainly sterile mass state around 1 eV, this is not
compatible with cosmological data unless the additional state is somehow prevented from
being fully thermalised in the early Universe [46].
The inclusion of new data from the BICEP-2 experiment favours a higher dark radiation
content, but this actually tightens the cosmological bound on the mass of the sterile neutrino
because ms and ∆Neff are highly anti-correlated. Cosmological data from the CFHTLenS
survey and the Planck SZ cluster counts actually favour a non-zero mass of the sterile neutrino
because it alleviates the tension between the value of σ8 inferred from the CMB measurements
and the minimal ΛCDM model and the lower value indicated by data CFHTLenS and PSZ
data. The inclusion of these two data sets points to a sterile mass around 0.5 eV, but with
relatively low ∆Neff . Provided that ∆Neff is low the allowed mass stretches to higher values.
–8–
The SBL data strongly constrains ms , but not ∆Neff , and indicates a mass not much
lower than 1 eV. At the same time the mixing angle is large enough that the additional state
is almost fully thermalised. However, this scenario is highly disfavoured by cosmological
data (with a ∆χ2 > 10) which for a mass of 1 eV requires ∆Neff to be quite low. Indeed a
model with a mass of 1 eV and a low ∆Neff is compatible with cosmology within roughly
2σ confidence level. The conclusion is that light sterile neutrinos as indicated by SBL data
are close to being ruled out by cosmological data unless they are somehow prevented from
thermalising in the early Universe. Recently, a number of papers on how to resolve this
apparent conflict have appeared.
A possible way out of this problem is that sterile neutrinos have new interactions which
induce a non-standard matter potential and block thermalisation [5–10]. This model can
easily have 1 eV sterile neutrinos and an Neff not much beyond 3 and thus be compatible
with all existing data. While this scenario certainly works well and can possibly also explain
some of the astrophysical anomalies related to cold dark matter, there are without a doubt
other possible ways of making eV sterile neutrino compatible with both SBL and cosmological
data. For example some models with low temperature reheating or non-standard expansion
rate of the universe at the MeV scale where the new state is thermalised can also prevent
thermalisation [11]. Thus, eV mass sterile neutrinos remain an intriguing possibility which
potentially has wide ranging implications for cosmology.
Acknowledgments
MA acknowledges European ITN project Invisibles (FP7-PEOPLE-2011-ITN, PITN-GA2011-289442-INVISIBLES). This work is supported by the research grant Theoretical Astroparticle Physics number 2012CPPYP7 under the program PRIN 2012 funded by the Ministero dell’Istruzione, Università e della Ricerca (MIUR), by the research grant TAsP (Theoretical Astroparticle Physics) funded by the Istituto Nazionale di Fisica Nucleare (INFN),
by the Strategic Research Grant: Origin and Detection of Galactic and Extragalactic Cosmic
Rays funded by Torino University and Compagnia di San Paolo, by the Spanish MINECO
under grants FPA2011-22975 and MULTIDARK CSD2009-00064 (Consolider-Ingenio 2010
Programme).
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