FEATURED NEW INVESTIGATOR
Potential mechanisms by which bariatric surgery
improves systemic metabolism
ANOOPA A. KOSHY, ALEXANDRIA M. BOBE, and MATTHEW J. BRADY
CHICAGO, ILL
Over the past several decades, excessive body weight has become a major health
concern. As the obesity epidemic continues to expand, metabolic disorders associated with excess body weight, including type 2 diabetes, dyslipidemia, hypertension, and cardiovascular disease, have exponentially increased. Dysregulation of
satiety hormones and factors that regulate long-term energy storage can disrupt normal metabolic functions and lead to excess body fat. While diet and exercise seem
to provide a logical means for weight loss, an unhealthy lifestyle coupled to responses initiated by perceived energy deficit impede sustained long term weight
loss. Furthermore, because of the additional lack of effective pharmaceutical interventions to treat excess body weight, patients with severe obesity resort to bariatric
surgery as an effective alternative for treatment of obesity and resolution of its associated comorbidities. Interestingly, the precise method by which bariatric surgery
promotes rapid improvement in systemic metabolism and long-term weight loss remains incompletely understood and may vary between procedures. Multiple mechanisms likely contribute to the improved glucose metabolism seen after bariatric
surgery, including caloric restriction, changes in the enteroinsular axis, alterations
in the adipoinsular axis, release of nutrient-stimulated hormones from endocrine organs, stimulation from the nervous system, and psychosocial aspects including
a dramatic improvement in quality of life. The current review will highlight the potential contribution of these responses to the improvement in systemic energy metabolism elicited by bariatric surgery. (Translational Research 2013;161:63–72)
Abbreviations: BMI ¼ body mass index; BPD/DS ¼ biliopancreatic diversion/duodenal switch
(BPD/DS); GIP ¼ glucose-dependent polypeptide; GLP-1 ¼ glucagon-like peptide 1 (GLP-1);
HOMA ¼ homeostasis model assessment; LAGB ¼ laparoscopic adjustable gastric band;
PYY3-36 ¼ peptide YY 3-36; RYBG ¼ Roux-en-Y gastric bypass; SG ¼ sleeve gastrectomy;
VLCD ¼ very low calorie diet
Anoopa A. Koshy, MD, is a Fellow in the Section of Endocrinology,
Diabetes, and Metabolism at the University of Chicago. Her article
is based on a presentation given at the Combined Annual Meeting of
the Central Society for Clinical Research and Midwestern Section
American Federation for Medical Research held in Chicago, Ill, on
April 2012.
From the Department of Medicine, Section of Endocrinology,
Diabetes, and Metabolism, The University of Chicago, Chicago, Ill.
Submitted for publication July 12, 2012; revision submitted
September 25, 2012; accepted for publication September 27, 2012.
Conflict of interest: None.
Ó 2013 Mosby, Inc. All rights reserved.
Reprint requests: Anoopa A. Koshy, Department of Medicine, Section
of Endocrinology, Diabetes, and Metabolism, University of Chicago,
900 East 57th Street, KCBD 8124, Chicago, IL 60637; e-mail:
Anoopa.Koshy@uchospitals.edu.
1931-5244/$ - see front matter
http://dx.doi.org/10.1016/j.trsl.2012.09.004
63
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Koshy et al
In obese patients with associated comorbidities, maintenance of weight loss is difficult to accomplish. While
conventional methods of diet and exercise are used for
weight control, the body exhibits robust responses to
counter a state of energy deficit required for weight
loss.1 Kennedy in 1953 first suggested the set point
model, a regulated phenomenon of fat storage in which
the brain senses signals produced by adipose tissue and
compares it with a target level of body fat.1 The levels of
signal compared with the set point trigger changes in energy intake and expenditure, bringing actual levels of
body fat back in line with the target.1,2 This
‘‘lipostatic model’’ of body fat regulation is based on
the concept of a negative feedback system that has
gained popularity since the 1990s due to the discovery
of leptin.1,2 As an individual becomes obese, the
increased adiposity causes the set point to increase.
The new higher set point is actively defended by the
brain through the hunger drive and reduced metabolic
rate and does not appear to be lowered in concert with
weight loss.3 This set point model in which the body defends a higher level of adiposity is often used to explain
the difficulty in maintaining weight after acute weight
loss.3
Studies have shown that individuals maintaining a reduced body weight after non-surgical weight loss are inclined towards greater energy intake. Weight-reduced
subjects report increased food craving, a decreased perception of actual food intake, and an increased preference for calorically dense foods.4-6 This imbalance
where weight-reduced subjects consume more calories
than are needed to maintain their weight persists.7 Cornier et al8 compared pre- and post- meal ratings of hunger
and satiation in never-obese and reduced-obese adults
who were studied on a weight maintenance diet and
again during 3 days of 50% overfeeding. The neverobese subjects demonstrated an approximate 35% decrease in pre-meal hunger ratings and 35% increase in
post-meal satiety ratings during overfeeding compared
with the weight maintenance diet.8 Reduced-obese subjects reported no changes in pre-meal hunger ratings
and an 11% increase in post-meal satiety ratings during
overfeeding. After overfeeding, never-obese women,
but not reduced-obese men or women, significantly reduced their unrestricted caloric intake below weight
maintenance needs.8 These data suggested that
reduced-obese subjects did not experience a change in
hunger during overfeeding and only experience a small
increase in satiety compared with significant changes in
both of these parameters in never-obese subjects.7 In addition, reduced-obese subjects did not make any compensatory adjustments to resist sustained weight gain.7
Individuals with severe obesity cannot simply rely on
conventional methods as a means for sustainable weight
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February 2013
loss. Hence, surgical treatment has become increasingly
popular as an effective alternative to significant weight
loss and comorbidity resolution.
As the prevalence of obesity has sky-rocketed in the
past decade, the volume of bariatric surgeries performed
has also been on the rise—by 900% in the United States
and 350% in other parts of the world.9 Eligibility criteria
for bariatric surgery defined by the NIH include a body
mass index (BMI) of 40 or more, or a BMI between 35
and 39.9 and a serious obesity-related comorbidity such
as type 2 diabetes, hyperlipidemia, hypertension, or obstructive sleep apnea. Prior attempts at weight loss with
diet and exercise must have also been tried without success. Not all surgical procedures have the same degree
of success in maintaining weight loss as bariatric surgery. For example, liposuction has been shown to be ineffective in sustaining weight loss as evidenced by
a randomized-controlled trial to determine the 1 year
impact of liposuction in non-obese women.10 They discovered that fat removed during liposuction eventually
returned within 1 year and was redistributed to other
areas of the body, especially the upper abdomen, shoulders, and triceps.10 Bariatric surgery gained popularity
since it is the only treatment shown to produce significant and sustainable weight loss. The development of
laparoscopic techniques, increased physician awareness, and increased patient knowledge also contributed
to the rise in bariatric surgeries performed nationally.9
Also, bariatric surgery has been shown to improve and
in many cases, resolve obesity-related comorbidities
and significantly improve quality of life.9
BARIATRIC SURGERY PROCEDURES
Bariatric surgery decreases energy intake 2 ways—by
restriction and malabsorption.9 The first method is referred to as restriction because it limits the amount of
calories consumed on a daily basis. Procedures such
as the laparoscopic adjustable gastric band (LAGB)
and the vertical (sleeve) gastrectomy (SG) are primary
examples of this type of surgery. In addition to food restriction, caloric malabsorption can be induced by limiting energy uptake by either bypassing segments of the
small intestine or rearranging the small intestine to separate the flow of food from the flow of bile and pancreatic juices.9 Roux-en-Y gastric bypass (RYGB) and
biliopancreatic diversion with or without duodenal
switch (BPD and BPD/DS) are examples of procedures
that have a malabsorptive component.9 All current bariatric surgeries incorporate 1 or both of these components to result in weight loss. There are 4 major types
of bariatric surgeries that are currently performed in
the United States today.
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Volume 161, Number 2
LAPAROSCOPIC ADJUSTABLE GASTRIC BAND
The laparoscopic adjustable gastric band (LAGB) is
a synthetic band that is placed just below the gastroesophageal junction, creating a gastric pouch. The gastric band can be inflated or deflated to alter the degree of
constriction around the stomach, and subsequently the
patient is able to limit caloric intake and maintain satiety by delaying gastric emptying. Weight loss after
LAGB has been reported as variable and a recent
meta-analysis reported a 48% excess body weight loss
(EBWL).11 LAGB had lower perioperative complications compared with other bariatric surgery procedures.
It also had a 70% resolution of type 2 diabetes in patients with mild obesity (BMI 30–40 kg/m2). However,
in patients with a higher BMI, the resolution rate was
only 48%. The most common complaint against
LAGB was inadequate weight loss because up to 20%
of patients failed to lose sufficient body weight
(.10% of their initial body weight), a third of the patients had their bands removed after 9 years, and 24%
required another operation. However, it had the safest
30-day post-mortality, 0%–0.1%, making LAGB the
safest bariatric surgery option in mildly obese patients.9
SLEEVE GASTRECTOMY
The sleeve gastrectomy (SG) is a procedure in which
much of the greater curvature of the stomach is removed.
It was initially performed as a first part of a 2-part procedure that included a biliopancreatic diversion/duodenal
switch, but later began to be performed on its own
when it was realized adequate weight loss occurred in
these patients before the second part of the procedure
was performed. The observed %EBWL was close to
50% at 6 months and 60% at both 1 and 2 years, with
no difference in outcomes of the morbidly obese (BMI
.40 kg/m2 ) and the super-obese (BMI .50 kg/m2).9
Weight loss tended to be greater than RYGB but inferior
to BPD/DS. Nutritional deficiencies were rare, except
for the potential risk of B12 deficiency caused by decreased production of intrinsic factor. Compared with
other bariatric surgeries, the outcomes for SG were similar, despite lacking a malabsorptive component. Data
for resolution of comorbidities has been limited, but initial data showed 66% for diabetes, 88% for hypertension, and 87% for sleep apnea in super-obese patients.12
ROUX-EN-Y GASTRIC BYPASS SURGERY
Roux-en-Y gastric bypass surgery (RYGB) accounts
for 60% of bariatric surgeries and is the most common
type of bariatric surgery performed in the United
States.9 It was first developed in the 1970s as a loop gastrojejunostomy and because of the high incidence of
bile reflux, it was modified to the Roux-en-Y configura-
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65
tion. The restrictive component of the procedure consists of the creation of a gastric pouch by using the
upper part of the stomach near the gastroesophageal
junction. The malabsorptive component of the procedure involves dividing the jejunum into an upper biliopancreatic limb and a lower limb. Next, the Roux limb is
brought up to the level of the gastric pouch, and anastamosed to the gastric pouch bypassing potential release
of food-stimulated gut hormones and absorption of nutrients in the duodenum and proximal jejunum. The biliopancreatic limb and the Roux limb are then connected
by a distal jejunojejunostomy, decreasing the amount of
time bile and pancreatic enzymes can mix with food.9
Although RYGB is a longer and more difficult procedure, it had a significant impact on the resolution of comorbidities—77% to 90% for type 2 diabetes, 68% to
100% for hyperlipidemia, 58% to 77% for hypertension,
68% to 92% for obstructive sleep apnea.11 Dumping
syndrome was more commonly reported with RYGB,
which although bothersome to the patient can be helpful
in making healthier food choices. RYGB had fewer anatomic long term complications compared to laparoscopic gastric banding. Thirty-day postoperative
mortality was 0.5% and mortality improved further in
high volume centers.11
BILIOPANCREATIC DIVERSION/DUODENAL SWITCH
The biliopancreatic diversion/duodenal switch (BPD/
DS) was developed by Hess and Hess by combining the
DeMeester et al duodenal switch and the Scopinaro biliopancreatic diversion.13–15 The BPD/DS procedure
combines restrictive and malabsorptive elements to
achieve and maintain the best reported long-term
percentage of excess weight loss among modern
weight-loss surgery procedures. Buchwald et al11 reported an estimated %EBWL of 70%. The restrictive
component includes a partial gastrectomy, along the
greater curvature of the stomach. Unlike the unmodified
BPD and RYGB, which both employ a gastric ‘‘pouch’’
and bypass the pyloric valve, the DS procedure keeps
the pyloric valve intact, eliminating dumping syndrome.
The malabsorptive component of the BPD/DS procedure rearranges the small intestine to separate the flow
of food from the flow of bile and pancreatic juices.
These divided intestinal paths are rejoined further
down the digestive tract into a common tract where
the food and digestive juices mix and limited fat absorption. Despite its effectiveness in weight loss, BPD/DS
accounts for only 3% of bariatric surgeries nationally.
Historically, it has one of the highest mortality rates
(1%) compared with the other bariatric surgeries and
poses a high risk of nutritional deficiencies requiring
close monitoring and rigorous replacement of nutritional needs after surgery. However, recent studies
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Koshy et al
have shown that BPD/DS provides a greater percentage
of resolution of obesity associated comorbidities.11 Average comorbidity resolution rates are 99% for type 2
diabetes, 99% for hyperlipidemia, 83% for hypertension, and 92% for obstructive sleep apnea.11 In a recent
study, BPD/DS was shown to be significantly more efficacious than Roux-en-Y gastric bypass surgery at resolving diabetes.16
BENEFICIAL EFFECTS OF BARIATRIC SURGERY
Two recently published studies revealed bariatric surgery resulted in better glucose control than did medical
therapy in severely obese patients with type 2 diabetes.17,18 Mingrone et al17 used a non-blinded, singlecenter, randomized trial with 60 patients with a BMI
of 35 or more and a history of at least 5 years of diabetes
and randomly assigned them to receive conventional
medical therapy or undergo either Roux-en-Y gastric
bypass surgery or biliopancreatic diversion. Their results showed that diabetes remission did not occur in
any patients in the medical-therapy group, but occurred
in 75% in the Roux-en-Y gastric-bypass group and 95%
in the biliopancreatic-diversion group. At 2 years, the
average baseline hemoglobin A1c (8.65 6 1.45%) had
decreased in all groups, but patients in the 2 bariatric
surgery groups had the greatest degree of improvement
(average glycated hemoglobin levels, 7.69 6 0.57% in
the medical-therapy group, 6.35 6 1.42% in the
gastric-bypass group, and 4.95 6 0.49% in the
biliopancreatic-diversion group).14 In a separate study,
Schauer et al18 evaluated the efficacy of intensive medical therapy versus medical therapy plus Roux-en-Y
gastric bypass or sleeve gastrectomy in 150 obese patients with uncontrolled type 2 diabetes. The authors
concluded that 12 months of medical therapy plus bariatric surgery achieved better glycemic control in obese
patients than medical therapy alone. These studies demonstrated surgical treatment of obesity is superior to improving glycemic control in type 2 diabetics than
medical treatment alone.
The length of diabetes diagnosis also plays a role in
the maintenance of remission of type 2 diabetes after
bariatric surgery. Ramos et al19 suggested that resolution of type 2 diabetes is most effective after bariatric
surgery when the diagnosis of diabetes has been made
less than 5 years at the time of surgery. They studied
the medical records of 72 obese patients with type 2 diabetes who underwent Roux-en-Y gastric bypass surgery between 2000 and 2007. Their findings showed
that 66 patients (92 %) had a reversal of their diabetes.19
Within 3 to 5 years after surgery, 14 (21 %) of the 66 patients experienced a recurrence of their type 2 diabetes,
as evidenced by blood work or re-initiation of diabetes
medications. The patients who did not have recurrence
of diabetes lost more weight initially and maintained
a lower mean weight throughout the 5 years of followup, although both groups regained similar amounts of
weight.19 Although there was no significant association
between higher recurrence rate and BMI before surgery,
the authors discovered longer duration of type 2 diabetes before surgery correlated with a higher probability of
diabetes recurrence.19 Patients with more than a 5-year
duration of type 2 diabetes prior to bariatric surgery
were 3.8 times more likely to have recurrence of type
2 diabetes compared with patients with less than
a 5-year history of diabetes.19 These findings suggest
residual islet cell function must be present in order for
bariatric surgery to be the most effective in resolving
type 2 diabetes, and that early surgical intervention in
the obese, diabetic population would be the most effective in improving the durability of remission of type 2
diabetes when the diagnosis has been made less than
5 years at the time of surgery.
MECHANISMS BY WHICH BARIATRIC SURGERY
IMPROVES GLUCOSE METABOLISM
Several mechanisms have been proposed to explain
improved glucose metabolism after bariatric surgery
(see Fig. 1), and likely multiple changes are responsible
for the beneficial effects. Physical changes during surgery, including the restrictive and malabsorptive properties of bariatric surgery influence body mass. The
interactions between molecular signals, including signals to and from the brain, adipose tissue, pancreas,
and gastrointestinal tract, are important in regulating
the anabolic and catabolic responses that drive metabolic rate. Both changes in the adipoinsular and enteroinsular axis contribute toward resolution of diabetes
after bariatric surgery. Subsequent changes in hormone
levels have shown to improve insulin sensitivity in patients, further indicating the importance of understanding the complexity of these signals between systems.
CALORIC RESTRICTION
It is well-known that changes in diet can significantly
improve glucose tolerance in diabetics. In the standard
postoperative period following gastric bypass surgery,
patients have minimal caloric intake during the first
week. While short-term starvation of 4 to 7 days induces
insulin resistance,20,21 lesser degrees of energy
restriction have been shown to improve insulin
sensitivity.22,23 Ash et al24 studied the impact of a calorie
restricted diet (1400–1700 kcal/day) on 51 men with
type 2 diabetes in a randomized controlled trial. Average weight loss at 4 weeks was 6.4 6 4.6 kg, while average decrease in body fat was 1.5 6 1.9%, and average
decrease in HbA1c was 1.0 6 1.4%. Another study by
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Koshy et al
67
Fig. 1. Impact of bariatric surgery on systemic metabolism. A complex interrelated network of factors mediates
weight loss and improvement in global insulin sensitivity following bariatric surgery. Decreased caloric intake and
absorption, changes in hormonal secretion and/or sensitivity (adipoinsular and enteroinsular axes), and a resetting
of the central nervous set point for the body all likely contribute to weight loss and improved quality of life.
Heilbronn et al25 showed that significant changes in glucose metabolism were noted as early as 4 weeks after
initiation of the calorie-restricted diet. Average weight
loss for 45 overweight men with a BMI of 33 was
3.6 6 0.4 kg after a calorie-restricted diet. Fasting glucose significantly decreased by 6% and HbA1c decreased by 3%. A recent study showed that both beta
cell failure and insulin resistance can be reversed by dietary restriction of energy intake.26 These studies indicated that severe caloric restriction alone can lead to
rapid improvement in glucose metabolism in obese individuals with type 2 diabetes in a short period of time, but
it is not sufficient to fully explain the effects of bariatric
surgery on weight loss, indicating that other mechanisms must also be involved.20
Another study compared obese patients who underwent caloric restriction and/or gastric bypass surgery.27
They studied 8 severely obese patients who underwent
a 6-day very low calorie diet (VLCD), approximately
456 kcal/day, followed 1–3 weeks later by RYGB. Insulin resistance was measured by short intravenous insulin
tolerance test and by homeostasis model assessment
(HOMA) before and again 6 days after the VLCD and
after RYGB.27 In another group of 24 matched patients,
HOMA assessments were made before and 6 days after
RYGB. HOMA-IR fell significantly from 6.8 6 4.9 to
4.3 6 2.9, P , 0.05, after 6 days of VLCD, but this
was less than the fall following RYGB (6.8 6 4.9 to
1.5 6 0.4, P , 0.01). Control patients who underwent
RYGB alone, reduced their HOMA-IR to 1.5 6 0.9 following the operation which was not significantly different from the VLCD then RYGB group.27 Their findings
demonstrated that calorie restriction was shown to reduce HOMA-IR significantly, which was then further
and significantly reduced by subsequent RYGB. The
change in HOMA after VLCD followed by RYGB
was not different from the change after RYGB alone.27
This suggests that RYGB has a beneficial effect on insu-
lin resistance over and above than seen with caloric restriction alone.
ENTEROINSULAR AXIS: THE FOREGUT AND HINDGUT
HYPOTHESES
The concept of an enteroinsular axis as a mechanism
for intestinal regulation of insulin secretion has been
suggested as a potential mechanism for the rapid improvement in glucose metabolism following bariatric
surgery.28,29 The enteroinsular axis is a regulatory
system in which insulin secretion from pancreatic beta
cells is partially influenced by hormones from the
gastrointestinal tract. A post-surgery alteration in the
‘‘incretin effect’’ has been implicated as a potential
mechanism for the rapid improvement in insulin secretion.30 The ‘‘incretin effect’’ is defined as the stimulation of insulin secretion mediated by glucagon-like
peptide 1 (GLP-1) and glucose-dependent polypeptide
(GIP) secreted from the gut.30 Early studies showed
that GLP-1 and GIP levels were markedly increased
by oral glucose after bariatric surgery.31 Other studies
showed no change in GIP levels of nondiabetic subjects
or diabetic subjects after bariatric surgery, indicating
that the enteroinsular axis is likely not the only mechanism involved in mediating effects of bariatric surgery
in systemic metabolism.32 The fact that GIP levels are
not always affected indicates that more studies are
needed to clearly define the impact on gut peptides
and their role in mediating effects of bariatric surgery.
The foregut and the hindgut hypotheses have been
proposed to explain the early effects of metabolic surgery.33 The foregut hypothesis states that the exclusion
of the proximal small intestine reduces or suppresses the
secretion of putative anti-incretin hormones, with a consequent improvement in blood glucose control.33 The
hindgut hypothesis states that diabetes control results
from the rapid delivery of nutrients to the distal intestine, thereby enhancing the release of hormones such
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Koshy et al
as GLP-1.33 Consistent with the lower intestinal hypothesis, RYGB and DS, the 2 bariatric surgeries most noted
for rapid type 2 diabetes remission, create GI shortcuts
for food to access the distal bowel. After DS, which conducts food directly from the stomach to the ileum, postprandial GLP-1 levels are increased. Because RYGB
diverts nutrients away from the duodenum, the surgery
might theoretically lower postprandial GLP-1 levels.
However, recent studies show that meal-stimulated secretion of GLP-1 and other L-cell peptides such as
PYY is substantially increased after RYGB.31,34-36
Consistent with the elevated postprandial GLP-1 secretion, post-RYGB patients demonstrate an increased incretin effect.37 The levels of GLP-1 and other gut
peptides not all detailed in this review are increased
by diverting procedures, such as DS and RYGB.38,39
An excellent summary of gut hormone changes after
Roux-en-Y gastric surgery can be found in Table 1 in
a recent publication by Michalakis and le Roux and
also in Table 1 by another review paper by Pournaras
and le Roux.38,39 Future studies investigating the
exact mechanisms resulting in changes in gut peptide
levels may provide greater insight into their role in
mediating beneficial effects of bariatric surgery.
PEPTIDE YY 3-36
Recent studies suggest that the gut hormone peptide
YY 3-36 (PYY3-36), an anorectic hormone produced
by the enteroendocrine L-cells in the gut may partially
mediate effects of gastric bypass surgery on appetite
and weight loss.34,40,41 It was recently discovered that
PYY3-36 reduced feeding in obese rodents and
humans and was found to modulate neuronal activity
in the brain.42 Studies in rodents identified the hypothalamus, vagus, and brainstem regions as potential sites of
action.42 More recently, studies utilizing functional
brain imaging techniques in humans showed that
PYY3–36 was found to modulate neuronal activity
within hypothalamic and brainstem, and brain regions
involved in reward processing.43 These findings suggested that low circulating PYY concentrations lead toward the development of obesity. Patients with reduced
postprandial PYY release exhibited lower satiety and
circulating PYY levels that correlated negatively with
markers of adiposity.43 In addition, mice lacking PYY
were noted to be hyperphagic and became obese. In contrast, chronic PYY3–36 administration to obese rodents
reduced adiposity, and transgenic mice with increased
circulating PYY were resistant to diet-induced obesity.42
Recent studies in humans suggested PYY3–36 may
partly mediate the reduced appetite and weight loss benefits observed post-gastric bypass surgery. In 1997 Naslund et al40 measured fasted and meal-stimulated PYY
levels in control subjects and patients who had undergone jejunoileal bypass 20 years previously. Findings
showed that both fasting and meal-stimulated PYY
levels were markedly elevated. In 2003, increased circulating PYY were proposed to play a role in regulating the
weight changes seen following bariatric surgery.41 They
undertook studies in rats in which the total length of the
gut remained unaltered but where a 10 cm ileal segment
was transposed to the proximal jejunum. Rats who had
undergone ileal transposition ate less, had reduced
body weight, increased PYYexpression within the transposed segment and increased circulating PYY levels.41
Soon after, Korner et al31 discovered that patients who
had undergone RYGB had significantly higher mealstimulated PYY levels compared with weight-matched
controls or lean control subject. This finding of increased
nutrient-stimulated PYY levels following RYGB
has been confirmed by several independent investigators34–36 and may contribute the improvement in
weight loss that is seen after RYGB and DS.
GHRELIN
Ghrelin is a 28 amino acid hunger-stimulating hormone produced by the stomach that has been implicated
in several physiological functions, including growth
hormone release, gastric emptying, and body weight
regulation.44 The secretion of the upper GI hormone
ghrelin has also been hypothesized to contribute to the
anorexic and antidiabetic affects of RYGB.44,45 A
study found that human 24-h ghrelin profiles displayed
marked preprandial surges followed by postprandial
suppression, and circulating levels increased in proportion to lost weight with dieting.37 This implicated ghrelin in mealtime hunger and in the adaptive increase of
appetite that resists nonsurgical weight loss. Since
90% of ghrelin is produced by the stomach and duodenum, both of which are altered by RYGB, it was hypothesized that ghrelin levels change after bariatric surgery.
Researchers found that ghrelin levels in post-RYGB patients were extremely low throughout the 24-h period.37
Since then, other prospective studies have shown that
ghrelin levels fall after RYGB. Ghrelin can also stimulate insulin counter-regulatory hormones, suppress adiponectin, block hepatic insulin signaling, and inhibit
insulin secretion.37 Since all of these actions acutely increase blood glucose levels, the glycemic improvement
seen after bariatric surgery may arise from reduced
ghrelin secretion.
ADIPOINSULAR AXIS
Another potential contributor to the rapid effect of
bariatric surgery on glucose metabolism is the adipoinsular axis. Fat is the largest reservoir of energy storage
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in the body and secretes a growing number of endocrine
factors that influence feeding behavior and insulin sensitivity in other tissues. Dysregulation of the adipoinsular axis during obesity is a major contributor to the
development of insulin resistance and type 2 diabetes.
Recent literature has shown that obesity is associated
with a low-grade inflammatory state and proinflammatory cytokines may play an important role in mediating
detrimental effects of obesity on metabolism.46-48
However, the acute impact of bariatric surgery directly
on adipocytic insulin sensitivity vs the secondary
effects arising from long term weight remain
controversial and under study. Elevation of
proinflammatory cytokines, such has TNF-a and IL-6,
could cause insulin resistance by interfering with insulin
signaling and downregulating peroxisomal proliferatoractivated receptor-g receptors.49,50 Studies have shown
that increased serum levels of inflammatory biomarkers
such as CRP exist in obese subjects and levels of
CRP decrease significantly after bariatric surgery.46-48
Vasquez et al48 examined 26 morbidly obese patients
before and 4 months after bariatric surgery and found
that circulating levels of E-selectin, P-selectin, plasminogen activator inhibitor-1, and von Willebrand factor
decreased significantly after bariatric surgery. Positive
correlations were found between changes in adiposity
and insulin sensitivity index and between changes in
c-reactive protein, sialic acid, and changes in endothelial function.48 This suggests that insulin sensitivity
and adiposity appear to play roles in obesity-related
low grade inflammation that contribute to endothelial
dysfunction observed in morbid obesity and may potentially be reversible after bariatric surgery.
Interestingly, thiazolidinediones (TZDs), medications that are commonly used to treat type 2 diabetes,
have been shown to increase systemic insulin sensitivity
by increasing new fat cell differentiation. This suggests
that increased fat mass per se does not lead to systemic
insulin resistance. When adipocytes no longer safely
store free fatty acids, they escape into the circulation resulting in ectopic accumulation in skeletal muscle and
liver and contribute to the development of insulin resistance. This raises the question: if adipose tissue was allowed to expand beyond the limits under normal
physiological conditions, would it be possible to prevent
ectopic lipid accumulation and the eventual dysregulation of adipocyte function? This concept was tested using ob/ob mice, which were deficient in leptin.51 Their
study showed that obese and leptin deficient ob/ob
mice through transgenic manipulation were induced to
gain 30 g more fat mass, but their metabolic dysfunction
was completely resolved after the weight gain because
their increased fat mass removed excess free fatty acids
from the bloodstream and other tissues for storage in the
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69
fully functional adipocytes.51 This implies that improved adipocyte function independent of weight loss
can exert profound effects on systemic insulin sensitivity. Taken together, this suggests that rapid improvement insulin sensitivity following bariatric surgery is
a result of a change in insulin action at the cellular level
of the adipocytes.
ROLE OF THE CENTRAL NERVOUS SYSTEM
The regulation of hunger drive and food intake relies
on a complex neuroendocrine network integrating
central nervous pathways with external signals.52 The
neural pathways regulating food intake and energy
include the homeostatic and hedonic systems. The
arcuate nucleus plays a major role in the homeostatic
system; neurons in the arcuate nucleus have receptors
for gastrointestinal hormones and adipokines such as
leptin, grhelin, PYY, and GLP-1.52 The reward system
is constituted by the mesolimbic pathway, which extends from the ventral tegmental area to the nucleus
accumbens and includes the amygdala and the hippocampus.52 Also, the density of dopamine type 2 (D2)
receptors in mesolimbic brain areas have been found
to be markedly decreased in severely obese patients,
similar to that seen in drug addiction.53,54 These
findings suggest that there could be possible structural
changes that occur in the brain that parallel changes
in metabolism observed after bariatric surgery. In
fact, another study provided evidence that D2
receptor density in the reward-processing brain areas
rapidly increases after gastric bypass surgery.55 This
could be supported by changes in food preferences
seen in patients after bariatric surgery, which might
be attributable to an effect on the reward system of
the brain.52
Bariatric surgery has been shown to decrease appetite, promote satiety, and increase energy expenditure
through actions mediated by the CNS.52 Since weight
loss by conventional means leads to increased appetite
and calorie conservation, the reduced appetite seen in
patients after bariatric surgery has been attributed to
changes in gut hormones (like peptide YY, ghrelin,
and GLP-1 previously mentioned).52 The CNS plays
an important role in regulating systemic metabolism
through multiple mechanisms, including effects on insulin secretion, hepatic glucose production, and metabolic rate. A recent study showed that hedonic hunger
is increased in severely obese patients and reduced after gastric bypass surgery.56 Severely obese patients
who had not undergone gastric bypass surgery (n 5
123), gastric bypass patients (n 5 136), and nonobese
control subjects (n 5 110) were examined utilizing
the Power of Food Scale (PFS)-a questionnaire that
70
Koshy et al
measures an individual’s motivation to consume
highly palatable foods. Compared with nonobese control subjects, severely obese patients displayed
a marked increase in hedonic hunger as reflected by
higher PFS scores that was not observed in gastric bypass surgery patients, suggesting that hunger drive is
reduced in patients after gastric bypass surgery. Future
studies aimed at investigating the gut-brain axis
mechanisms that mediate improved metabolism seen
after bariatric surgery may lead to new perspectives
leading to more effective medical therapies for severe
obesity.
PSYCHOSOCIAL ASPECTS AND QUALITY OF LIFE
In additional to hormonal and nutritional changes,
psychosocial variables also play an important but underappreciated role in the development of obesity as well
as in the positive and negative weight loss results
following bariatric surgery. Obesity has numerous psychological effects that affect quality of life and can have
a profoundly negative impact on a patient’s perception
of his or her health.57 This negative perception of themselves may be reflected in binge eating of perceived
comfort foods and/or decreased social interaction and
activity. Choban et al57 reported that severe obesity
caused significantly decreased health status in 7 of 8
domains measured by the 36-item Health survey (SF36). The SF-36 is a questionnaire that measures 8 health
concepts: physical functioning (limitations in performance of various physical activities), role-physical
(limitations in daily activities as a result of physical
health), role-emotional (limitations in daily activities
as a result of emotional problems), bodily pain (measures pain-related functional limitations), vitality (measures energy level), mental health (measures the
presence and degree of depression and anxiety), social
functioning (measures limitations in social functioning)
and general health (measures an individual’s perception
of his or her overall health).58 The SF-36 scores are standardized, with the worst score being 0 to correlate with
poor health, and the best score being 100 to correlate
with good health. The quality of life in 155 patients
with a BMI of 40–60 kg/m2 who were randomly assigned to undergo laparoscopic or open gastric bypass
surgery was compared.58 Their study showed that SF36 scores that correlated with poor quality of life at
baseline and found that the patients’ quality of life improved rapidly after surgery in both groups, but significantly more so in the laparoscopic gastric bypass
surgery group.58 In the Swedish Obese Subjects study,
patients reported peak improvements in health-related
quality of life at 6 and 12 months postoperatively, but
these improvements deteriorated slightly at 2 years
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February 2013
postoperatively.59 At 2 years, however, improvements
in quality of life were positively correlated with the
amount of weight lost.59 This perception of improvement in quality of life alone may have a huge role in
a patient’s ability to function in daily life and could affect metabolism after bariatric surgery
Behavioral factors such as binge eating may also play
a major role in weight regain after bariatric surgery and
may be helpful in determining a positive outcome after
surgery.60 On average, most patients lose 60% of excess
weight after gastric bypass and 40% after vertical
banded gastroplasty. In about 30% of patients, weight
regain occurs at 18 months to 2 years after surgery.60
Binge eating behavior, which is common among the
morbidly obese, may recur after surgery and is associated with weight regain. Green et al61 examined surgical
outcome between 2 groups of patients undergoing
Roux-en-Y gastric bypass surgery: those with presurgical binge eating and those without presurgical binge
eating. Their study showed that compared with the
non-binge eating group, the binge-eating group had
significantly higher levels of disinhibited eating,
hunger, and significantly lower levels of social functioning at presurgery and 6 months postsurgery.61 The binge
eating group also had a significantly lower percentage of
excess weight lost than the non binge-eating group at
6 months postsurgery.61 Their findings indicated a less
successful outcome for the binge-eating patients compared with the non binge-eating patients.61 This suggests that behavioral aspects such as binge-eating may
predispose a patient to poorer prognostic outcome compared with non-binge eaters and may play a bigger role
in an effective outcome after surgery than previously
realized.
Psychosocial outcome after bariatric surgery is generally encouraging over the short term, but there are reports of poor adjustment after weight loss, including
alcohol abuse, and suicide.60 Waters et al followed
157 patients for up to 2 years to determine the effects
of gastric bypass on various mental health indices.62,63
Although there were significant improvements in
scores for anxiety, depression, general health, positive
well-being, self control, and vitality after 6 and
12 months, measures of mental health returned to preoperative levels after the second year after the postoperative weight stabilized.62,63 They concluded that
patients may come to depend on the medical and
psychological supports from their clinic visits and that
when the frequency of these visits decreased after the
first 2 years, their mental health improvement also
declined.62 Long-term outcome data on psychosocial
functioning are lacking and longitudinal studies are necessary to examine prognostic indicators and how they
affect the long-term outcome of bariatric surgery.
Translational Research
Volume 161, Number 2
CONCLUSION
Multiple mechanisms may contribute to the improved glucose metabolism including caloric restriction, changes in the enteroinsular axis, alterations in
the adipoinsular axis, release of nutrient-stimulated
hormones from endocrine organs, and stimulation
from the nervous system, suggesting that the antidiabetic affect is not a result of one single mechanism
alone. Other studies have shown that psychosocial
aspects may also play a bigger role than previously
realized and may affect successful postsurgical outcome long-term. It is also apparent that resolution
of type 2 diabetes after surgery may be also dependent on the length of diabetes diagnosis since resolution of insulin resistance needs residual islet cell
function. As the volume of bariatric surgeries continues to increase, it will provide more opportunities
to study the long-term effect of systemic metabolism
after bariatric surgery. Future studies may provide
a greater understanding of obesity and new insights
into developing targeted treatments for obesity.
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