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REVIEW
Antimicrobial Polymers
Anjali Jain, L. Sailaja Duvvuri, Shady Farah, Nurit Beyth, Abraham J. Domb,*
and Wahid Khan*
resistance further complicates the situation.[1,2] Hence, it is necessary to maintain
these areas free from contamination. Disinfectants such as hypochlorite, hydrogen
peroxide, quaternary ammonium compounds, silver salts or other reactive
oxygen species were tried, but their short
action duration and environmental safety
limit their use.[3] At the same time, efforts
were made to develop new macromolecules with antimicrobial properties and
structural modification of known polymers to attain 1 desirable biological and
physicochemical properties.[4]
Antimicrobial polymers are materials capable of killing/inhibiting the
growth of microbes on a surface or surrounding environment. They have either
an inherent capacity to display antimicrobial activity such as chitosan, compounds
with quaternary nitrogen groups, halamines, and poly-ε-lysine (ε-PL), or they
can be a polymer acting as a backbone to
incorporate small biocides and antibiotics
to display their activity. Bonilla et al. provided a classification
of the different antimicrobial materials in different categories:
a) exhibit antimicrobial activity by themselves; b) those whose
biocidal activity is conferred through their chemical modification; c) those that incorporate antimicrobial organic compounds with either low or high molecular weight (Mw); and
d) those that involve the addition of active inorganic systems.[5]
Timofeeva et al. have summarized the mechanism of action of
selected antimicrobial polymers and non-leaching microbicidal
surfaces, and 1 factors influencing their activity and toxicity.[6]
Antimicrobial polymers currently being studied involve substituted/modified natural polymers, antimicrobial polymers
containing several biocide units attached to the backbone, polymers with a terminal satellite biocide unit, polymer–antibiotic
composite, and polymer–inorganic antimicrobial composites.
This Review focuses on major classes of antimicrobial polymers, their mechanism of action, design requirements, commercial applications and clinical status.
Better health is basic requirement of human being, but the rapid growth of
harmful pathogens and their serious health effects pose a significant challenge to modern science. Infections by pathogenic microorganisms are of
great concern in many fields such as medical devices, drugs, hospital surfaces/furniture, dental restoration, surgery equipment, health care products,
and hygienic applications (e.g., water purification systems, textiles, food
packaging and storage, major or domestic appliances etc.). Antimicrobial
polymers are the materials having the capability to kill/inhibit the growth
of microbes on their surface or surrounding environment. Recently, they
gained considerable interest for both academic research and industry and
were found to be better than their small molecular counterparts in terms
of enhanced efficacy, reduced toxicity, minimized environmental problems,
resistance, and prolonged lifetime. Hence, efforts have focused on the development of antimicrobial polymers with all desired characters for optimum
activity. In this Review, an overview of different antimicrobial polymers, their
mechanism of action, factors affecting antimicrobial activity, and application
in various fields are given. Recent advances and the current clinical status of
these polymers are also discussed.
1. Introduction
Contamination by microorganisms is greatly concerns
numerous human health associated sectors, such as hospitals
and dental equipment, food packaging and storage, water purification systems, and household sanitation. The presence of
harmful microorganisms in these areas has generated a variety
of infections and diseases. Rapid development of antibiotic
A. Jain, L. S. Duvvuri, Dr. W. Khan
Department of Pharmaceutics
National Institute of Pharmaceutical Education
and Research (NIPER)
Hyderabad 500037, India
E-mail: wahid@niperhyd.ac.in
Dr. S. Farah, Prof. A. J. Domb
School of Pharmacy-Faculty of Medicine
The Hebrew University of Jerusalem
and Jerusalem College of Engineering (JCE)
Jerusalem 91120, Israel
E-mail: avid@ekmd.huji.ac.il
Dr. N. Beyth
Department of Prosthodontics, Faculty of Dentistry
The Hebrew University-Hadassah Jerusalem
91120, Israel
DOI: 10.1002/adhm.201400418
Adv. Healthcare Mater. 2014,
DOI: 10.1002/adhm.201400418
2. Polymers with Inherent Antimicrobial Activity
Different polymers with antimicrobial spectrum are discussed
in this section in detail and the representative polymers from
each category are summarized in Table 1.
© 2014 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim
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2.1. Natural Polymer
2.1.1. Chitosan
Chitosan, the most widely explored polymer in the biomedical
field, was discovered by Rouget in 1859. It is a linear polycationic hetero polysaccharide copolymer of β-1,4-linked D-glucosamine and N-acetyl-D-glucosamine, which is obtained by
partial alkaline N-deacetylation of chitin. The number of amine
groups in chitosan plays a major role to tailor physical, chemical and biological properties of the biopolymer. The amine
group is the most important site for modification and provides
versatility for more applications.[7–9] The broad-spectrum antibacterial activity of chitosan was first proposed by Allan.[10]
Antimicrobial activity of chitosan has been demonstrated
against many bacteria, filamentous fungi and yeasts. Bacteria
appears to be generally less sensitive than fungi to the antimicrobial action of chitosan.[11,12]
The bactericidal efficacy of chitosan depends upon polymer
related factors such as positive charge density, Mw, concentration, hydrophilic/hydrophobic characteristic, chelating capacity,
and the physical state of the polymer. Other factors such as
ionic strength in medium, pH, temperature, reactive time and
type microbe also play some role in the exertion of bactericidal
efficacy of this polymer.[13] These factors are discussed in detail
in other section of this Review.
Different mechanisms for the anti-bacterial activity of chitosan
are proposed, such as electrostatic interaction, chelating effect
and hydrophobic effect (Figure 1). When the pH of the medium
is less than pKa, protonation of amino groups occurs, and electrostatic interaction between the polymer and the bacterial cell
wall becomes the predominant mechanism of action. When pH
is higher than pKa, significant protonation is not observed; hydrobhobic interaction and chelation effects result in antimicrobial
activity of chitosan. These two effects provide a reasonable explanation for a higher activity of chitosan derivatives under neutral
or higher pH condition than native chitosan.[14,15]
Gram negative bacteria are more sensitive to chitosan than
gram positive bacteria, which can be explained by nature of
their outer membrane. Gram negative bacteria possess more
negative charge on the surface. These charges are stabilized
by divalent metal ions[16] while gram positive bacteria contain mainly lipoteichoic acid that is polyanionic in nature and
responsible for structural stability of cell walls. Gram positive
bacteria display electrostatic interaction as a main mechanism. Chelation along with electrostatic interaction causes
activity against gram negative bacteria. The factors described
above are responsible for the initial interaction of chitosan
with the bacterial cell wall. After attachment to a microbial
cell, chitosan with different Mw display different mechanism
of action. Low Mw water-soluble chitosan and its ultrafine
nanoparticles penetrate the cell wall of bacteria and combine
with DNA, which directly affects synthesis of mRNA and
DNA transcription;[17] high Mw water-soluble chitosan and
solid chitosan interact with the cell surface and alter cell permeability and solute transport across the cell.[18,19] Raafat et al.
attempted to determine the antimicrobial activity of chitosan
using a combination of approaches such as in vitro assays,
killing kinetics, cellular leakage measurements, membrane
2
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Anjali Jain is currently
pursuing PhD from National
Institute of Pharmaceutical
Education and Research,
Hyderabad. She worked
on development of taste
masked directly compressible formulations by spray
drying during her master’s
studies. Her area of interest
include polymer and lipid
based nanoformulations for
transdermal delivery, nose to
brain delivery, gene delivery and reformulation of traditional
dosage forms.
Abraham J. Domb is Professor
for Medicinal Chemistry and
Biopolymers at the Institute
of Drug Research, School of
Pharmacy-Faculty of Medicine,
The Hebrew University of
Jerusalem, Israel. He earned
Bachelor degrees in Chemistry,
Pharmacy and Law studies and
PhD degree in Chemistry from
Hebrew University. He did his
postdoctoral training at Syntex
Inc. CA, USA and MIT and Harvard Univ. Cambridge USA
and was R&D manager at Nova Pharm. Co. Baltimore USA
during 1988-1992. During 2007-2012 he headed the Division
of Identification and Forensic Sciences of the Israel Police.
His primary research interests are in biopolymers, controlled
drug delivery, cancer therapy, nanoparticulate systems, and
forensic sciences.
Wahid Khan did his Master’s
and PhD in Pharmaceutics
at the National Institute of
Pharmaceutical & Educational Research (NIPER)
Mohali India and worked
with Prof. Abraham J. Domb
in The Hebrew University of
Jerusalem, Israel for his post
doctoral research. Currently,
he is working as Assistant
Professor in Department
of Pharmaceutics, NIPER, Hyderabad, India. He is having
experience of working in areas of drug delivery, drug targeting, nanomedicine and biodesign of implantable medical
devices.
© 2014 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim
Adv. Healthcare Mater. 2014,
DOI: 10.1002/adhm.201400418
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Polymer and Structure
Mechanism of action
Chitosan
Poly-ε-lysine
(ε-PL)
REVIEW
Table 1. Representative polymers with inherent antimicrobial activity.
Application
Interaction between positively charged chitosan
molecules and negatively charged microbial
cell membranes leads to the leakage of protein
and other intracellular constituents. Activity is
function of pH, i.e., at a pH less than pKa, protonation of amino groups result in electrostatic
interaction between polymer and bacterial cell
wall, while at a pH higher than pKa, hydrobhobic interaction and chelation effects result
antimicrobial activity of chitosan.
As thickener, emulsifier and stabilizer,
haemostatic and anticoagulant, fungi
static and antibacterial coating for
fruit, waste water treatment.
Electrostatic adsorption on to the microbial cell
surface followed by the stripping of the outer
membrane which resulted physiological damage
to cells and death of microorganism.
Food preservation, drug and gene
delivery, coating material for microchips, interferon inducer, dietary agent,
superabsorbent, hydro gel, disinfectant
and mild emulsifier.
Electrostatic interaction between positively
charged QAC and negatively charged bacterial membrane followed by integration of the
hydrophobic tail of the QAC into the bacterial
hydrophobic membrane core to denature
structural proteins and enzymes. Thus cationic
charge on the quaternary ammonium/phosphonium groups kill bacteria by damaging the outer
membrane of gram negative/cell wall of gram
positive bacteria and cytoplasmic membrane,
followed by cell lysis.
Preservatives in topical ointments,
cosmetics, mouthwash, alcohol
based hand-rubs, antifouling agents
in building materials or finishing
surfaces, surfactants, waste water
treatment.
Polyethylenimine results cell membrane rupture
as a result of electrostatic interaction between
cationic polyethyleneimine and negatively
charged bacterial outer cell membrane.
Detergents, adhesives, water treatment
agents and cosmetics, liquid clarifier,
immobilized carrier for enzymes,
chelating agent, antimicrobial finishing
of textiles.
Polyguanidinium salts inhibit bacterial growth
through adhesion to the negatively charged
bacterial cell wall and subsequent disruption of
Ca2+ salt bridges necessary for bacterial plaque
adhesion or bacterial cell death.
As biocide in water treatment, to
prevent bio-fouling of medical equipments such as catheters, breathing
tubes or stents, to impart antiseptic
properties to rubber items, papers,
mineral and carbon sorbents.
Specific action of oxidative halogen (Cl+ or Br+)
targeted at thiol groups or amino groups in
proteins biological receptor upon direct contact
with a cell, leading to cell inhibition or cell
inactivation.
Water disinfection, paints, healthcare
and textiles, biocidal coatings on
various dental and medical surfaces.
Quaternary Ammonium Compounds (QAC)
Polyethylenimine (Branched)
Polyguanidines
N-halamines
potential estimations, electron microscopy and transcriptional
response analysis. They suggest that the binding of chitosan
to cell wall polymers triggers secondary cellular effects, affects
membrane-bound energy generation pathways, impairs the
electron transport chain, and thus forces the cells to shift to
anaerobic energy production, ultimately leading to dysfunction of the whole cellular apparatus.[20]
Adv. Healthcare Mater. 2014,
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2.1.2. Poly-ε-lysine
Poly-ε-lysine (ε-PL) is a naturally occurring cationic homopolyamide of L-lysine (n = 25–30), having amide linkage between
ε-amino and α-carboxyl groups. Its first appearance was reported
in filamentous bacterium Streptomyces albulus during the
screening of Dragendorff’s reagent.[21] Later, Streptomycetaceae
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Figure 1. Mechanism of action of different antimicrobial polymers. A) Antimicrobial mechanism of chitosan, which involves- A1) electrostatic interaction, A2) chelation, A3) hydrophobic interaction. Other antimicrobial polymers such as polyethyleneimine, polyguainidine, quaternary ammonium
compounds and ε-PL also acts through mechanism (A1). B) Mechanism of action of N-halamine which acts through release of active halogens.
and ergot fungi species were determined to be responsible
for the production of ε-PL.[22] ε-PL is a thermo-stable, biodegradable, water soluble, edible and nontoxic polymer. At alkaline pH, ε-PL in β-sheet conformation converts to antiparallel
β-sheet at pH above the pKa of the α-amino group, while
at acidic pH an electro statically expanded conformation is
observed.[23] When compared to alpha-poly-L-lysine (n = 50),
which is primarily used in gene delivery applications, ε-PL is
more effective against gram-positive and gram-negative bacteria at concentrations of 1–8 µg/mL.[24] It also displays activity
against spores of Bacillus coagulans, Bacillus stearothermophilus
and Bacillus subtilis (B. subtilis) at concentrations of 12.5l µg/
mL, 2.5l µg/mL, and 12.5l µg/mL, respectively.[25]
Antimicrobial activity of ε-PL can be explained by electrostatic adsorption on to the microbial cell surface followed by
the stripping of the outer membrane, resulting in physiological
damage to cells followed by death of the microorganism.[26] Kido
et al. describe the role of ε-PL in the inhibition of human and
porcine pancreatic lipase activity in substrate containing bile
salts and phosphatidylcholine. This suggest its role to suppress
dietary fat absorption from the small intestine and its use as a
dietary agent for obese patients.[27] Studies show wide applicability in food preservation, drug and gene delivery, as a coating
material for microchips, an interferon inducer, dietary agent,
super absorbent, hydrogel, disinfectant and mild emulsifier.[28]
2.2. Nitrogen Containing Polymers
2.2.1. Linear Quaternary Ammonium Polymer
Quaternary ammonium compounds (QACs) are comprised of
nitrogen (N) containing compounds in which N is attached to
four different groups by covalent bond. They are represented
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by the general formula N+R1R2R3R4.X−, where R can be a
hydrogen atom, a plain alkyl group or an alkyl group substituted with other functional groups, and X represents an anion.
Generally, long-chain QAC with 8–18 carbon atoms possess
good germicidal activity. Important representatives of this class
are benzalkonium chloride, stearalkonium chloride and cetrimonium chloride.[29] The antimicrobial activity of QACs is a
function of the N-alkyl chain length and hence lipophilicity.
Compounds with alkyl chain length 12–14 of alkyls provide
optimum antibacterial activity against gram-positive bacteria,
while alkyls group with 14–16 carbon show better activity
against gram-negative bacteria.[30] Initial interaction between
QACs and bacterial wall results from electrostatic interaction
between positively charged QACs and negatively charged bacterial membranes, followed by the integration of the hydrophobic
tail of the QAC into the bacterial hydrophobic membrane core,
where they denature structural proteins and enzymes. QACs
also induce dose and time dependent ultrastructural changes in
antibiotic resistant Escherichia coli (E. coli).[31]
Cross-linked poly(ethylene glycol) based polymers are considered as benchmark protein-resistant coating materials.
However, phosphonium- and ammonium functionalized polymers display higher inherent chemical stability than polyethylene glycol (PEG)-based polymers, since they are much more
resistant to reduction–oxidation and acid–base reactions than
oligo(ethylene oxide) groups. These properties potentially allow
them to be used in medical devices that need to be proteinresistant over long period of time, or in separation systems
that operate in or require chemical cleaning under harsh conditions. Results of dynamic membrane fouling experiments show
that slightly cross-linked poly[trimethyl-(4-vinyl-benzyl)-phosphonium bromide] displays exceptional protein fouling resistance and better water transport properties than a representative
© 2014 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim
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2.2.2. Polymer with Ring Containing Nitrogen
Similar to QACs, quaternary pyridinium are compounds with a
heterocyclic ring containing nitrogen atom also exhibit germicidal activity. They act through a mechanism similar to QACs.
Li et al. synthesized a series of insoluble pyridinium-type polymers with different compositions; they are effective against
gram-positive and gram-negative bacteria and yeasts, except B.
subtilis and fungi. The antibacterial activity is a function of the
pyridinium group in the polymer chain; it and captures bacterial cells in a living or dead state by adsorption or adhesion.[34]
These compounds display little toxicity profile with median
lethal dose (LD50) of 2330 mg/kg.[35]
Another family of antimicrobial polymer with aromatic/heterocyclic groups is imidazole derivatives. Imidazole, possesses
the ability to form hydrogen bond with drugs and proteins
while its alkylated form (imidazolium) has the ability to aggregate electro statically despite losing the hydrogen bond-forming
ability of free imidazole. They are chemically stable, biocompatible and show improved biodegradability.[36] Copolymers of
N-vinylimidazole and phenacyl methacrylate were synthesized;
they display strong antimicrobial activity against various bacteria, fungi and yeast.[37]
2.2.3. Polyethylenimine
Polyethyleneimine (PEI) is a synthetic, nonbiodegradable, cationic polymer containing primary, secondary and tertiary amino
functions. It is found in both branched and linear forms that
can be synthesized by acid-catalyzed polymerization of aziridine and ring opening polymerization of 2-ethyl-2-oxazoline
followed by hydrolysis respectively.[38,39] Due to the abundance
of reactive amino groups, PEI was tried with a wide range of
chemical modifications that exhibit desirable physicochemical
properties. Initially un-substituted PEIs were tested to determine its antimicrobial property by covalent attachment on glass
material, but they did not show any reduction in microbial
count compared with an untreated glass surface. Later, it was
realized that hydrophobicity and positive charge density are primary requirements for antimicrobial activity and incorporation;
alkyl groups were used to potentiate both of these effects.[40]
Attempts were also made to attach N-alkyl-PEI to various
organic and inorganic, natural and synthetic, macroscopic and
nano scaled, monolithic and porous surface materials including
commercial plastics, textiles, and glass. These immobilized
surfaces resulted in almost 100% inactivation of both water
borne and airborne bacteria, and fungi, including pathogenic
and antibiotic-resistant strains without any report of emergence of resistance. Cell membrane rupture was reported as a
main mechanism for antibacterial action. These surfaces are
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nontoxic for mammalian (monkey kidney) cells.[41] N-alkylated
PEI immobilized over different woven textiles (cotton, wool,
and polyester) also exhibit strong bactericidal activity against
several airborne gram-positive and gram-negative bacteria. Mw
of PEI poses a significant effect on activity. High Mw exhibits
excellent antimicrobial activity; low Mw PEI displays negligible
activity.[42] Substituted PEIs were also used against Candida albicans (C. albicans), presenting a major challenge for the safety
of prosthesis deterioration in laryngectomized patients. For this
purpose dimethylaminoethyl methacrylate and PEI bonded surfaces show up to 92% reduction in bacterial growth. These are
promising materials for the coating of medical devices.[43]
REVIEW
PEG-based polymer coating.[32] Antimicrobial polymers with
only one biocide end group on polymeric backbone have been
developed. These polymers were synthesized by cationic ringopening polymerization of 2-alkyl-1,3-oxazolines,terminating
the macromolecule with a cationic surfactant.[33] QACs show
wide applications as preservatives in topical ointments, cosmetics, mouthwash, alcohol based hand-rubs, antifouling
agents in building materials, and finishing for surfaces.
2.2.4. Polyguanidines
Polyguanidines and polybiguanides represent an important
class of antimicrobial polymers because of their high water
solubility, excellent biocidal efficiency, wide antimicrobial
spectrum and non-toxicity. Acrylate monomers with pendant
biguanide groups display good antimicrobial action due to electrostatic interaction with cell membranes. They display higher
antibacterial activity against gram positive bacteria than gram
negative bacteria. This is due to less complicated structure of
gram positive bacteria which allow penetration of high Mw polymeric biocides.[44] Zhang et al. synthesized polyhexamethylene
guanidine stearate and polyhexamethylene biguanidine stearate
using the precipitation reaction. These polymers are heat stable
and show an minimum inhibitory concentration (MIC) of less
than 200 µg/mL.[45] Albert et al. synthesized a series of different
oligomeric guanidines by polycondensation of guanidinium
salts and four different diamines under various conditions. The
compounds of these series are linear in structure and can be
recognized by termination with one guanidine and one amino
group (type A), two amino groups (type B), or two guanidine
groups (type C), respectively. Antimicrobial activity against
many microorganisms was studied. An average molecular
mass of about 800 Da is necessary for efficient antimicrobial
activity.[46]
2.2.5. Poly(ionic liquid)s
Polymeric ionic liquids, also called poly(ionic liquid)s (PILs)
were first reported by Ohno and Ito in 1998.[47] These are polymers prepared by polymerization of ionic liquid monomers;
however, PILs are not liquid but solid. Ionic liquid monomers
are low-melting organic salts consisting of ammonium, phosphonium, imidazolium functionality.[48] PILs have emerged
as a new class of functional polymer materials with unique
properties of molecular ionic liquids and specific properties of
polymers, such as film formation and processibility. The antimicrobial behavior is an important characteristic of PILs, especially; imidazolium, pyridinium and quaternary ammonium
based ionic liquids have shown significant activities against
gram-positive, gram-negative bacteria, fungi and algae. The
biological properties of ionic liquids can be easily altered by
varying the cationic and anionic components.[49]
Qian et al. designed high-density PIL brushes based on imidazolium salts and grafted them to TiO2 surface. The coating
thickness was 80 nm and these PIL brushes were found to
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resist adhesion of Chlorella spores. The effect of counter-anions
on antimicrobial activity of PIL brushes was also studied and
PILs containing hexafluorophosphate anion showed excellent
anti-bacterial properties against E. coli and Staphylococcus aureus
(S. aureus) as compared to pristine TiO2 nanoparticles.[50]
Alberto et al. synthesized imidazolium ionic liquids containing
selenium and found them effective against algae.[51] Similarly,
PILs with 1-alkyl-3-methylimidazolium chloride were found to
display broad spectrum antibimicrobial activity.[52]
2.3. Halogen-Containing Compounds
2.3.1. Halogen Attached to Nitrogen Atom
N-halamine compounds contain one or more nitrogen–halogen covalent bonds that are usually formed by halogenation
of imide, amide, or amine groups, which providing stability
and slow release free active halogen species into the environment.[53] These compounds were introduced by Kovacic and coworkers in 1969.[54] The most common halogen used in these
compounds is chlorine, but the activity of other halogens like
bromine and iodine has also been reported. These oxidizing
halogens promote the direct transfer of an active element to the
biological target site or through dissociation to free halogen in
aqueous media. These reactive free halogens lead to inhibition
or inactivation of a microbial cell (Figure 1).[55]
N-halamines display long-term stability in both aqueous solution and under dry conditions; this is preferable to inorganic
halogens (e.g., chlorine or bromine). They are effective against
a broad spectrum of microorganisms and are environmentally
friendly and safe to human health. N-halalmine antibacterials
have been synthesized by the covalent binding of N-halamine precursors onto target polymers, which are converted to an N-halamine structure upon halogenation and provide potent antimicrobial activity against a broad range of microorganisms.[56,57] Most
common precursors used for this purpose are hydantoin (imidazolidine-2,4-dione) and dimethylhydantoin. The unique property
of N-halamines is a renewable nature, which allows them to be
charged repeatedly by reaction with chlorine or bromine donor
compounds such as sodium hypochlorite, sodium hypobromite,
trichloroisocyanuric acid or sodium dichlorocyanurate. Sun et al.
synthesized rechargeable N-halamine polymeric biocides containing Imidazolidin-4-one derivatives. These derivatives were
provided with regular chlorine bleach treatment to exhibit antibacterial properties. The material showed excellent properties
against E. coli.[58] N-halamine biocidal coated onto cotton fabric
via a layer-by-layer assembly technique has also been evaluated.
Biocidal activity was introduced by applying household bleach
treatment. This coating is stable against washing and exposure
to UVA light and within 15 min results in complete inactivation
of S. aureus and E. coli.[59] N-halamines can be used in many
fields such as water disinfection,[60] paints,[61] healthcare,[62] textiles,[63] and biocidal coatings.[64]
2.3.2. Halogen Atom Attached to Other Atoms
Halogen containing polymers constitute a large category of
antimicrobial compounds. Among them fluorine-containing
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polymers are of particularly interest due to their low polarizability, strong electro-negativity, high chemical, thermal and
weather resistance, and water/oil repellency as well as low dielectric constant and extremely low surface energy. Caillier et al.
synthesized polymerizable semi-fluorinated gemini surfactants,
with quaternary ammonium groups such as polar heads and
an acrylic function as the polymerizable moiety. Their antibacterial and antifungal properties have been evaluated against
Pseudomonas aeruginosa (P. aeruginosa), S. aureus, C. albicans,
and Aspergillus niger and results suggest significant antibacterial activity against both gram positive and gram negative bacteria.[65] Similarly, poly(acrylated quinolone) bearing a fluorine
atom displays remarkable antimicrobial activity against E. coli,
S. aureus, B. subtilis and Micrococcus luteus.[66]
3. Chemically Modified Polymer to Induce
Antimicrobial Activity
These are polymers possessing negligible or no antibacterial
activity on their own, but they are modified by attachment of
active groups or compounds to induce antimicrobial activity.
These polymers are described under the headings of polymers
containing active pendent groups and polymers attached with
a) inorganic antimicrobial agents or b) organic antimicrobial
agents.
3.1. Polymer-Containing Active Pendent Groups
3.1.1. Quaternary Ammonium as Pendent Group
Most of the known cationic quaternary polyelectrolytes
employed as antimicrobial polymers are acrylic or methacrylic
derivatives, and a large number of them are synthesized from
commercial methacrylic monomers such as 2(dimethylamino)
ethyl methacrylate. These polymers provide wide structural versatility by the alteration of hydrophobicity, Mw, surface charge
and other parameters.[67] Kuroda et al. synthesized several
series of amphiphilic copolymers containing polymethacrylate
and polymethacrylamide platforms with hydrophobic, cationic
side chains. The researchers performed systematic research
to obtain anon-hemolytic antimicrobial polymer by varying
the nature of the hydrophobic groups, polymer composition
and length. Primary, tertiary amine or quaternary ammonium
groups in the side chains were used as the source of cationic
charge in each copolymer series. This research shows that
the nature of amine side chains as well as the hydrophobic
nature of polymers are key determining factors in optimal
antimicrobial activity and reversible protonation of the amine
groups.[68,69]
Another important class of polymers is polysiloxanes, the
linear polymers of silicon oxide. These polymers offer specific
advantages of high flexibility and amphiphilicity, and hence they
have attracted considerable attention as antimicrobial polymers
when attached to quaternary ammonium salt groups. Flexibility helps in better interaction between quaternary groups
and the microorganism, while amphiphilic nature augments
the concentration of the quaternary groups in the vicinity of
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3.1.2. Hydroxyl Group-Containing Organic Acid as Pendent Group
Benzoic acid, phenol and p-hydroxy benzoate esters are among
the most widely used disinfectants and preservatives. As monomers these compounds have already established their antimicrobial activity. Attempts have been made to incorporate them
with some polymer backbone to synthesize new antimicrobial
polymers with enhanced activity. In a comparative study of
p-hydroxyphenyl acrylate, allyl p-hydroxyphenyl acetate, and
p-2-propenoxyphenol for their antimicrobial action against both
bacteria and fungi, p-hydroxyphenyl acrylate has been shown to
be the most effective.[72] Amphiphilic polymethacrylates such as
copolymer of N-(tert-butoxycarbonyl) amino ethyl methacrylate
and butyl methacrylate, antimicrobial and hemolytic activities
are dependent on the content of hydrophobic groups and Mw,
which provide versatility for structural modification.[69]
Another important compound of this class is “benzaldehyde,” known for its bactericidal, fungicidal and algaecide activities. Benzaldehyde containing methyl methacrylate polymers
have been synthesized and tested against Bacillus macroides,
P. aeruginosa and Dunaliella tertiolecta. Polymers show fivefold inhibition of algae growth compared to acid-glass control
surfaces.[73]
3.1.3. Phospho and Sulpho as Pendent Group
Antimicrobial polymers bearing quaternary phosphonium or
sulfonium compounds display mechanisms similar to the quaternary ammonium group containing compounds. In terms of
antimicrobial activity, phosphonium containing polycationic
biocides are more effective than quaternary ammonium salt
polymers. Studies carried out on water soluble thermosensitive
copolymer NIPAAm and methacryloyloxyethyl trialkyl phosphonium chlorides indicate that the antimicrobial activity increases
with an increase in length of the alkyl chain and phosphonium
units in the polymer.[74]
Anderson et al. investigated the potential of poly(sodium
4-styrene sulfonate) as an inhibitor of sperm function and as a
preventive agent for conception and the transmission of sexually transmitted diseases. The polymer is an irreversible inhibitor of hyaluronidase and acrosin with half maximal inhibitory
concentration (IC50) values 5.7 µg/mL and 0.5 µg/mL, respectively. When tested against human immunodeficiency (HIV-1),
herpes simplex (HSV-1) viruses and Neisseria gonorrhoeae, it
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the microorganism cell wall. Sauvet et al. synthesized statistical
and block siloxane copolymers containing quaternary ammonium salt groups as a lateral substituent; this research shows
high antibacterial activity against both E. coli and S. aureus.
However, no difference in activity was observed in block type
polymers and statistical copolymers.[70] Mizerska et al. compared biocidal activity of polysiloxanes containing quaternary
ammonium salt groups with polysiloxanes containing pendant
N,N-dialkylimidazolium salt. These compounds show similar
activity against Enterococcus hirae, Proteus vulgaris, E. coli, and
P. aeruginosa; this was observed with polysiloxanes containing
quaternary ammonium salt. In terms of thermal stability these
compounds are superior to quaternary ammonium group containing polysiloxanes.[71]
shows 3-log reduction in growth of these pathogens at a concentration of 7 µg/mL, 3 µg/mL, and 15 µg/mL, respectively.
Almost 90% inhibition of Chlamydia trachomatis is observed at
a concentration of 1 mg/mL. Polymers with high Mw are safe
and superior in activity.[75,76]
3.2. Polymers Attached with Inorganic Antimicrobial Agents
This section concerns polymers that present antimicrobial
activity in combination with antimicrobial inorganic systems.
Silver nanoparticles are probably the most widely used metal
particles as an antimicrobial agent in polymeric nanocomposites. They exhibit broad antimicrobial spectrum against bacteria, virus and fungi. Generally, they work by producing highly
reactive Ag+ ions in the presence of moisture or other favorable
conditions for bacteria growth. These silver ions can bind to
proteins causing structural changes in the cell wall and also in
nuclear membranes resulting cell death. Ag+ ions can interfere
in the replication of micro-organisms by forming complexes
with nitrogenous bases in DNA and RNA. However, their complete mechanism is not fully understood.[77,78]
Copper (Cu) particles, although relatively less studied than
silver, are also known for their antimicrobial activity. Polypropylene nanocomposites containing different amounts of Cu
nanoparticles were prepared by melt mixed method, and results
indicate that composites with only 1% (v/v) of Cu are able to
kill 99.9% of bacteria after 4 h of contact.[79] Similarly, due to
the remarkable antimicrobial activity of titanium dioxide (TiO2),
Huppmann et al. developed photo activated nano titanium
dioxide polymer composites with antimicrobial properties for
medical and sanitary applications. Generally, TiO2 is used as
a thin film on surfaces to incorporate an antimicrobial character. The application of TiO2 nanoparticles incorporated into a
medical grade polypropylene matrix results in impact resistant
surface characteristics with superior photocatalytic and antibacterial properties of TiO2.[80]
3.3. Polymers Attached with Organic Antimicrobial Agents
This class comprises polymers that display antimicrobial
behavior due to the presence of organic antimicrobial agents
such as antibiotics. One of the most widely used antimicrobial
agents is triclosan. In experiments, solutions of triclosan were
mixed with water-based styrene-acrylate emulsion; the resultant
systems were tested against Enterococcus faecalis (E. faecalis).
Based upon an agar diffusion test, it was demonstrated that the
release of triclosan depends on the solvent, being almost inexistent or very slow in water and very rapid in n-heptane.[81] In
another experiment triclosan was incorporated in water-dispersable PVA nanoparticles that shows greater antibacterial activity
toward Corynebacterium than the organic/aqueous solutions of
triclosan.[82]
PEI polymers are also used for the incorporation of antibiotics. Very mild antimicrobial activity has been observed with
PEI alone, which is significantly enhanced in combination with
antibiotics due to their synergistic effects. PEI increases the permeability of bacterial cell walls and sensitizes them towards the
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lytic action of detergent sodium dodecyl sulphonate (SDS) and
Triton X-100. PEI also improves the susceptibility of test species
to hydrophobic antibiotics[83] This synergistic effect was studied
by Khalil and coworkers using more than 10 families of antimicrobial agents. They report that concentration of 250 nM, PEI
(10 kDa) does not show any direct bactericidal or bacteriostatic
effect, but at the same concentration it produced a 1.5-fold to
56-fold reduction in the MICs of antibiotics such as novobiocin,
ceftazidime, ampicillin, ticarcillin, carbenicillin, piperacillin,
cefotaxime, chloramphenicol, rifampin, and norfloxacin.[84]
Acrylate polymers containing 5-chloro-8-hydroxy-quinoline
were studied at physiological, acidic and basic pH for their
hydrolytic behavior. Hydrolysis occurs by autocatalysis and is
potentiated by pH, temperature and the content of hydrophilic
polymers. Copolymerization of this polymer with N-vinyl pyrrolidone reduces the rate of hydrolysis due to steric hindrance.[85]
4. Protein-Mimicking Polymers
Antimicrobial polymers are supposed to act against harmful
pathogenic bacteria; thus, the design of antimicrobial polymers should meet the requirements of greater binding affinity
towards bacterial cell walls. The outer membrane of bacteria
is characterized by net negative charge, presence of teichoic/
lipoteichoic acid (gram-positive bacteria), lipopolysaccharides
and phospholipids (gram-negative bacteria), and a semi-permeable nature. Based on the features of the bacterial cell, antimicrobial polymers with cationic charge were initially considered
essential for this activity.[3,86] Later, however, it was realized that
a cationic charged biocide repeat unit in a main or side chain
is not the only requirement for a polymer to display antimicrobial characteristics. Other factors must also be taken into
consideration.[87] This idea is based upon natural antimicrobial
peptides, such as magainin and defensin, which display excellent antimicrobial properties due to their characteristic structural features. These polymers possess a highly rigid backbone.
Their side groups are organized to provide one hydrophobic
side and one side with a cationic net charge. These molecules
are highly efficient in disrupting a microbial cell membrane by
being inserted in a membrane with the whole backbone. This
intrusion is highly destructive to the membrane and rips it
apart, resulting in rapid cell death.[88,89] These findings led to
the development of polymeric mimics for antimicrobial peptides. Poly(phenylene ethynylene)-based conjugated polymers
with amino side groups and also other polymers with stiff backbones and cationic side groups have been developed and show
high antimicrobial activity with low toxicity.[90]
Zhou et al. synthesized peptides via ring opening polymerization of α-amino acid N-carboxyanhydride (NCA) monomers using lysine (K) as the hydrophilic amino acid and alanine
(A), phenylalanine (F), and leucine (L) as hydrophobic amino
acids. They varied the content of hydrophobic from 0 to 100%
and obtained five series of co-peptides [i.e., P(KA), P(KL),P(KF),
P(KAL), and P(KFL)]. MIC values determination against E.
coli, P. aeruginosa, Serratia marcescens and C. albicans demonstrate that the P(KF) copeptides have broader antimicrobial
activity and are more efficient than the P(KL) and P(KA) series.
Similarly, the P(KFL) series is more effective than the P(KAL)
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series.[91] Gabriel et al. attempted to bridge the research areas
of natural host defense peptides (HDPs), a component of the
innate immune system, and biocidal cationic polymers. This is
perspective on HDPs, in the development of permanently antibacterial surfaces.[92]
5. Miscellenous
5.1. Organometallic Polymers
Organometallic polymers contain metals either in the backbone chain or in the pendant group, bonded to the polymer
by Π-bonds to carbon, coordination bonds to elements containing free electron pairs, or by ρ/Π-bonds to other elements.
Carraher et al. synthesized organo tin polyamine ethers containing acyclovir in their backbone. Many such compounds
were synthesized by varying alkyl group (methyl, ethyl, butyl,
octyl, cyclohexyl, and phenyl) and tested against herpes simplex virus-1 (HSV-1) and Varicella zoster virus (VZV). The MIC
determination shows the following trend of organo tin compounds containing acyclovir in the backbone against HSV-1:
dibutyltin>diethyltin>diphenyltin = dioctyltin>acyclovir >dicyclohexyltin. While against VZV following order was found: die
thyltin>dibutyltin>dioctyltin>diphenyl>dicyclohexyltin>
acyclovir. These polymers present a good inhibition of both RNA
and DNA viruses.[93]
5.2. Inclusion Complex
β-cyclodextrin is a widely used complexing agent in pharmaceutical research. An inclusion compound between β-cyclodextrin
and triclosan that was subsequently embedded into films of
PCL or nylon was reported. This system offers protection of the
antimicrobial agent against processing at higher temperatures
with the retention of similar activity as triclosan embedded
polymer without complexation. Further, microparticles of
poly(lactide-co-glycolic acid) containing chlorhexidrine, with or
without cyclodextrin complexation, were also tested against Porphyromonas gingivalis and Bacteroides forsythus bacteria. Results
suggest that both the encapsulation and release of antimicrobial agent are modulated by complexation with cyclodextrin.[94]
5.3. Cationic Conjugated Polyelectrolytes
Cationic conjugated polyelectrolytes (CPEs) are another category of antimicrobial quaternized polymers; they are less
explored due to more complicated preparation. Whitten and
co-workers performed thorough studies on the antimicrobial
properties of poly(phenylene ethynylene) (PPE)-based cationic
conjugated polyelectrolytes. They synthesized different photomodulated PPEs with pendant quaternary ammonium or alkyl
pyridinium groups, which are effective in white light, while
presenting moderate efficiency in the dark. This photo activation can be attributed to the ability of PPEs to generate singlet
O2 upon exposure to UV-visible light. These polymers inhibit
the growth of gram-negative and gram-positive bacteria in solution and immobilized state.[95,96]
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6.1. Dendrimers
Dendrimers are novel symmetrical, highly branched threedimensional macromolecules that diverge from a central core,
which can be tailored to generate uniform or discrete functionalities and possess tunable inner cavities, surface moieties,
sizes, molecular weights, and solvent interactions.[97] There are
several classes of dendrimers that have been explored for various applications. However, poly(amidoamine) (PAMAM) and
poly(propyleneimine) (PPI) dendrimers are most widely used
for development of antimicrobial polymers. PAMAM dendrimer
displays antimicrobial potential without any biocidal agent. This
is attributed to its positive charge, which can electrostatically
bind to bacterial cell membranes. This charge, however, also
presents toxicity problems. PEGylation of dendrimers render
them less toxic and also reduce their biocidal effect due to covering of surface amine groups. In addition, optimization of
PEG content was carried out; 6% PEGylation on G3 dendrimer
greatly reduced cytotoxicity towards human corneal epithelial
cells while maintaining high potency against P. aeruginosa.[98]
Biocides immobilized on dendrimer were also explored as
antimicrobial agents. They were designed by functionalizing
end groups of dendrimers with quaternary ammonium salts
or other antimicrobial agents. They are reportedly more effective for targeting the cell wall and /or cell membrane. Once
diffused through cell walls these agents act on the cell membrane and disrupt it. This is followed by release of electrolytes,
destruction of DNA/RNA and cell death. Dendritic cationic biocides possess the ability to displace calcium and magnesium
ions bound on the membranes, thus destabilizing the bacterial membrane. Dendrimer biocides offer greater activity than
their small molecular counterpart due to high local density of
active groups, narrow polydispersity, well defined Mw, target
organ localization, increased duration of action and minimal
toxicity. Chen et al. performed a systematic study to understand
the mechanism of action of dendrimer biocides by interaction
behavior of PPI dendrimers and bacterial membranes. The
study was performed on both gram positive and gram negative bacteria. On contact with these antimicrobial agents, there
is an increase in the release of a substance with an absorption maxima of 260 nm, which reaches a plateau with E. coli
(gram negative bacteria).while releasing 260 nm of absorbent
materials from S. aureus (gram positive bacteria), increasing
monotonically with the concentration. This behavior is due to
the difference in cell walls of both types of bacteria. Generation dependent biocidal potential of dendrimers against E. coli
was also investigated. Fifth generation dendrimers are most
effective; third generation dendrimers are least effective. This
fact was correlated with the surface functional activity of higher
generation dendrimers. The theoretical Mw of the dendrimer
biocides ranged from 2000 to 2.8 × 104, which can easily cross
through a bacterial cell wall.[99,100]
The structure of quaternary compounds attached to dendrimers also affects the biocidal activity of dendrimers. A parabolic relation was observed for the hydrophobic chain length
of quaternary groups and biocidal activity. Dendritic biocides
with C-10 chains are most effective, followed by C-8 and C-12
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6. Delivery Systems for Antimicrobial Polymers
chains; C-14 and C-16 chains are the least active. The reason for
the parabolic relationship between antibacterial properties and
alkyl chain length can be explained on the basis of dual binding
sites on the surface which differ in their relative binding affinities for long and short alkyl substituent and different aggregation behavior for long and short hydrophobic moieties.[101]
Metal-dendrimer complexes were also explored for their antimicrobial potential. Silver complexes of PAMAM dendrimers
and silver-PAMAM dendrimer nanocomposite were tested in
vitro against S. aureus, P. aeruginosa, and E. coli bacteria, using
the standard agar overlay method. Both PAMAM silver salts
and nanocomposites display considerable antimicrobial activity
with retaining solubility and biocidal activity.[102]
6.2. Nanoparticles
Nanoparticles offer multiple advantages due to their small size
and properties which are effective in this particular size. Thus,
attempts were made to incorporate metallic nanoparticles like
silver, copper, titanium oxide nanoparticles into polymeric material to introduce antibacterial property with the added advantage
of nanosize. Apart from metallic nanoparticles, polymeric nanoparticles were also examined for their antimicrobial potential in
many health care areas. Dental hygiene is one such area with
this, dental restoration materials have gained extensive attention in the past few years; the clinical survival is considered an
important criterion for their success. Materials which were used
for this purpose suffer from secondary caries, hence they require
timely replacement.[103] To solve this problem, nanoparticles synthesized from cross-linked quaternary PEI incorporated into
resin were introduced. These nanoparticles were optimized
for particle size, positive charge, oxidative, thermal stability
and antibacterial activity.[104] This system is effective against S.
aureus, Staphylococcus epidermidis, E. faecalis, P. aeruginosa and
E. coli. Different levels of loading of nanoparticles on resin (1%
and 2%) affect antimicrobial activity with 2% loading complete
inhibition; at 1% there is complete inhibition of S. aureus and E.
faecalis. Some growth reduction of others was observed. These
particles are completely biocompatible. However, nanoparticles
loaded in resin are unable to diffuse in agar plate.[105,106] PEI
nanoparticles loaded composite resins were also prepared. This
system offers antibacterial activity, eliminates formation of bacterial plaque and also protects the surface of composite resin
from roughness, which further prevents formation of secondary
carries.[107] Quaternary ammonium PEI nanoparticles with
N-octyl dimethyl residues also demonstrate good antibacterial
effects.[108] Silica particles functionalized with quaternary ammonium groups were also synthesized by interpenetrating PEI into
silica particles and crosslinking with diiodopentane, followed by
octyliodide alkylation and methyliodide quaternization (S-QAPEI). These particles display a size range of 2–3 µm, zeta potential of +50–60 mV and strong antibacterial activity.[109]
6.3. Polymeric Micelles
Polymeric micelles, being amphiphilic in nature, exert
the property to self assemble and hence can be used to act
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as antimicrobial polymers without incorporation of quaternary
groups or antibiotics in a polymer chain. Yuan et al. synthesized amphiphilic ABC triblock copolymers of poly(ethyleneoxide)- block -poly( ε -caprolactone)- block -poly[(2- tert -butylami
noethyl)methacrylate] (PEO-b-PCL-b-PTA) that was designed
to self-assembled into water-dispersible and biodegradable
polymer micelles. Biodegradable PCL was engineered to drive
the copolymers into micelle structures, where PTA facilitates
better interaction with the microbial wall/membrane. PEO
was incorporated to provide better biocompatibility and colloidal stability to micelles in aqueous solution. The unique
core/corona assembly of the micelles was expected to enable
more efficient interaction with the cell membrane than individual polymers by increasing local mass and cationic charges
of a self-assembled nanostructure. This is important for the
disintegration of the cell membrane through electroporation.
Two different types of polymers were produced by varying
the content of PTA (polymer-1 contained 20 PTA units and
polymer-2 contained 30 PTA units). Micelles from polymer-1
resulted in minimum bactericidal concentration (MBC)
values of 0.30 and 0.15 mM, while polymer-2 showed MBCs
of 0.20 and 0.08 mM against E. coli and S. aureus, respectively.
Thus, increased content of PTA provides better antimicrobial
properties.[110]
7. Factor Affecting Activity of Antimicrobial
Polymers
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7.2. Charge Density
Positive charge density provides better electrostatic interaction
of polymers with bacterial cells. In case of chitosan, charge density increases with the increasing degree of deacetylation (DD),
which also enhances electrostatic interaction and thus antimicrobial activity. Takahashi et al. report higher antibacterial
activity of chitosan towards S. aureus at higher DD.[112] Modification in chitosan structure to incorporate groups with higher
charge density, such as asparagine N-conjugated chitosan oligosaccharide[113] and guanidinylated chitosan,[114] result in higher
antimicrobial activity, while N-carboxyethyl chitosan fails to
show any antimicrobial activity due to lack of a free amino
group.[115]
7.3. Hydrophilicity
Hydrophilicity is an important requirement for activity of any
antimicrobial agent. Amphiphilic polymethacrylate derivatives
tailored by alternating the content of hydrophobic groups and
Mw display better antimicrobial activities.[69] Similarly, water
soluble chitosan derivatives synthesized by saccharization,
alkylation, acylation, quaternization and metallization display
higher antimicrobial effect than in their original form.[116,117]
7.4. Counter Ions
The activity of antimicrobial polymers is considered as a
function of balance between multiple factors. These could be
polymer related factors such as Mw, charge density, alkyl chain
length, hydrophilicity, as well as environmental factors such as
pH, temperature, etc. Some major factors affecting antimicrobial activity are described below.
The effect of counter ions has been observed for quaternary ammonium/phosphonium compounds. Counter ions
with strong binding affinity towards quaternary compound
cause less antibacterial activity due to slow and less release
of free ions in the medium. For quaternary ammonium compounds, bromide and chloride exert the highest antimicrobial
activity.[101]
7.1. Molecular Weight and Alkyl Chain Length
7.5. pH
Molecular weight (Mw) plays an important role in modulating
physicochemical properties of polymers. In the case of the antimicrobial activity of polyacrylates and polymethyl acrylates with
side-chain biguanide groups, Mw is the main factor to controlling bactericidal activity. The optimum range of Mw has been
reported from 5 × 104 and 1.2 × 105 Da, while above and below
this range significant reduction in activity occurs.[44] Likewise,
poly (tributyl 4-vinylbenzyl phosphonium chloride) also shows
optimum antimicrobial effect within Mw range of 1.6 × 104 to
9.4 × 104 Da.[111] However, for chitosan, the role of Mw is conflicting, and different research groups report different findings.
These contradictory effects have been correlated with bacterial
strains selected for study. Generally, gram negative bacteria,
compared with gram positive bacteria, possess a greater challenge in diffusion of antimicrobial substance due to the presence of cell walls.[4,13] In the case of ε-PL, tuning of alkyl chain
length shows significant effects on activity; polymers with a
chain length of 9 L-lysine residues are optimum for inhibition
of microbial growth.[24]
The pH effect for chitosan and polymers with amphoteric
nature has been observed. Chitosan displays pH dependent
antimicrobial activity, which is at a maximum at acidic pH due
to its better solubility as well as formation of polycation. However, there are no reports showing its antimicrobial effect at
basic pH.[118]
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8. Application
8.1. Fibers and Textiles
Textile goods made from natural sources like cotton, keratinous fibers have been recognized as media to support growth
of unwanted microorganisms during their use and long term
storage, resulting in detrimental effects due to susceptibility for
microbial growth. Textiles generated by a final finishing of polymers that protects them from these microbial attack constitute
a substantial market for antimicrobial textile products.[4]
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8.2. Self-Sterilizing Surfaces
Bacterial contamination of medical device surfaces (catheters,
implants, etc.) is one of the major leading causes for infections acquired in hospital. This process starts with adherence
of bacteria onto the surface followed by implantation and
development into a biofilm highly resistant to antibiotics and
the host’s immune system. One strategy used to overcome this
problem is to develop antimicrobial materials by the addition
of a biocide like quaternary ammonium compounds, silver,
etc. that leaches into the surrounding environment, killing the
microorganism. Such materials that were impregnated with an
antimicrobial agent pose a problem of environmental contamination and short shelf life due to rapid leaching of the agent
in initial stages of use. Another alternative to overcome this
limitation is non-leaching biocide materials or covalent attachment of these biocides onto the surface of glass, metals, etc.[121]
Tiller et al., covalently attached poly(4-vinyl-N-alkylpyridinium
bromide) to glass slides, and its antibacterial properties were
assessed by spraying aqueous suspensions of bacterial cells on
the surface, followed by air drying and counting the number of
cells remaining viable. Amino glass slides were acylated with
acryloyl chloride, copolymerized with 4-vinylpyridine. A surface
alternatively created by attaching poly(4-vinylpyridine) to a glass
slide and alkylating it with hexyl bromide killed 97 ± 3% of the
deposited S. aureus cells. A 100 fold drop in bacterial colonies
was achieved with hexyl-poly vinyl pyrrolidone (PVP) slides
compared with the original amino slides.[122]
Materials capable of resisting long-term biofilm formation
in complex media while maintaining non-fouling properties
are highly desirable for many applications, but their development is very challenging. Cheng et al. investigated the potential of ultra-low fouling zwitter ionic poly(carboxybetaine methacrylate) (pCBMA) grafted from glass surfaces for resistance to
long-term biofilm formation. Results show that pCBMA coatings reduce long-term biofilm formation of P. aeruginosa up to
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Numerous antimicrobial textile products have been launched
on the market by leading manufacturers. N-halamine precursor,
m-aminophenylhydantoin (m-APH) and butanetetracarboxylic
acid (BTCA) are used to coat cotton fabric. Antimicrobial efficacy of butanetetracarboxylic acid/m-aminophenylhydantointreated cotton fabric against Gram-positive and Gram-negative
bacteria shows a 6 log reduction within 1 min of contact time.
Durability and recharge ability of these fabrics with an initial chlorine loading of about >1.0 [Cl+]%, retaining up to ten
washing cycles make them a special class for the fibers and
textile industries[119] Chitosan is an excellent candidate for an
eco-friendly textile industry. However, the major problems associated with chitosan are its poor adhesion to fabrics and loss of
the antimicrobial activity under alkaline conditions. The three
water-soluble chitosan derivatives bearing double functional
groups were synthesized with 2,3-epoxypropyltrimethylammonium chloride and benzaldehyde and applied to cotton fabrics
together with citric acid as the crosslinking agent. The finished
fabrics show strong antimicrobial activities and fairly good
durability. The antibacterial efficiency of this fabric is more
than 99% and 96% against S. aureus and E. coli respectively.[120]
240 h by 95% at 25 °C and for 64 h by 93% at 37 °C, and suppress Pseudomonas putida biofilm accumulation up to 192 h by
95% at 30 °C, with respect to the uncoated glass reference. The
ability of pCBMA coatings to resist non-specific protein adsorption and significantly retard bacterial biofilm formation is be
promising for biomedical and industrial applications.[123]
Ye et al. developed self-sterilizing surfaces using a singlestep solvent less grafting method. The process was conducted
by vapor deposition of a crosslinked poly(dimethylaminomethyl
styrene-coethylene
glycol
diacrylate)
(P(DMAMS-coEGDA)) prime layer, followed by in situ grafting of
poly(dimethylaminomethyl styrene) (PDMAMS) from the
reactive sites of the prime layer. The hybrid grafted coating of
P(DMAMS-co-EGDA)-g PDMAMS showed more than 99%
bacterial killing against both gram-negative E. coli and grampositive Bacillus subtilis. The grafted coating exhibited durable
bactericidal efficacy after continuous washing.[124]
Stainless steel implants are extensively used in orthopedic
surgery, but their susceptibility for adherence of microbes is
the main limitation which can create undesired health complications. Coating the stainless steel surface with a protein
anti-adhesive polymer containing negatively charged or neutral hydrophilic groups can suppress interaction between solid
substrates and proteins by electrostatic repulsion and reducing
hydrophobic interactions. Ignatova et al. developed a two-step
“grafting from” method based on the electrografting of polyacrylate chains containing an initiator for the atom transfer radical polymerization of 2-(tert-butylamino)- ethyl methacrylate
(TBAEMA), copolymerization of TBAEMA with either monomethyl ether of poly(ethylene oxide) methacrylate (PEOMA),
acrylic acid (AA), or styrene. A 2–3 fold decrease in fibrinogen
adsorption occurs when TBAEMA is copolymerized with either
PEOMA or AA, rather than homo polymerized or copolymerized with styrene. Compared with the bare stainless steel surface, brushes of polyTBAEMA, poly(TBAEMA-co-PEOMA)
and poly(TBAEMA-co-AA) decrease bacteria adhesion by 3 to 4
orders of magnitude as indicated by S. aureus adhesion tests.
The chemisorption of this type of polymer brushes onto stainless steel surfaces display potential in orthopedic surgery.[125]
8.3. Medical Composites
Overcoming microbial resistance by antibiotics has become
the prime requirement of current advancing medical technology. However, monocomponent antibacterial agents are far
from meeting requirements for special conditions like catheter
induced infections. Integrating the properties of organic and
inorganic composites into thin films has recently been a subject
of intense study. This has led to search regarding antimicrobial
composites, wherein polymers form the base for loading silver
or other antimicrobial metals. Such assemblies have recently
gained significant attention in biomaterials and have created a demand for biocompatible and antimicrobial thin films
as potential coatings for biomedical implants. A novel dual
action antibacterial material composed of a cationic polymer
poly(4-vinyl-N-hexylpyridinium bromide) and embedded silver
bromide nanoparticles has been synthesized. The composites are capable of killing both gram-positive bacteria such as
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Bacillus cereus, S. aureus and gram-negative bacteria such as
E. coli and P. aeruginosa on surfaces and in solution. Additionally, the composites give a sustained release of biocidal silver
ion and bactericidal effect for about 17 days without any loss
of activity. They also inhibit biofilm formation and retain antibacterial activity after exposure to mammalian fluids.[126] The
potential of novel ternary electrospun nanofibrous mats composed of quaternized chitosan (HTCC)–organic rectorite (OREC
/polyvinyl alcohol (PVA) solutions in the field of food packaging
and biomedical applications was proposed by Deng. Themorphology, intercalated structure, and antibacterial activity of the
spun mats were investigated. X-ray diffraction results confirm
the intercalation structure in nanofibrous mats wherein HTCC
and PVA chains intercalate into the interlayer of OREC. The
antibacterial activity of the electrospun mats is enhanced when
the amount of the OREC is increased.[127]
8.4. Medical Coatings
Adopting new approaches for the development of polymer
conjugates used to coat implantable devices provides an opportunity to apply antimicrobial agents directly to the device surface, thus preventing bacterial colonization of the implant and
inhibiting implant-associated infection. Polyacrylate derivates
are one the most investigated due to their availability, low
toxicity, wide variation of functionalized monomers, and easy
processing. Polydimethylsiloxanes and 2-hydroxyethylacrylate/
acrylic acid have been photopolymerized to give nano phase
amphiphilic coatings which are covalently attached to glass and
loaded with antimicrobial surfactant cetyltrimethylammonium
chloride (CTAC). This CTAC-loaded coatings acts like contactactive surfaces which do not kill microbes in the surrounding
solution but only on their surface.[128]
Liang et al. studied the potential of various N-halamine
siloxane and quaternary ammonium salt siloxane copolymers
for use in biocidal coatings. The copolymers were coated onto
cotton swatches and evaluated for biocidal efficacy against S.
aureus and E. coli. Both N-halamine and quaternary functional
groups prove effective against S. aureus, but only the N-halamine units are effective against E. coli.[129]
Polymers antibiotics composites were also investigated
for their bactericidal potential. An amorphous aliphatic
PE-PU polymer made from poly(lactic acid) diol (DLLA),
poly(caprolactone) diol and 1,6-hexamethylene diisocyanate
was developed and blended with levofloxacin. This polymer
displays a constant release pattern which reaches to plateau.
Preparations with a high proportion of DLLA, inhibits growth
of S. aureus for 40–66 days, while preparations with a lower proportion of DLLA maintain antimicrobial activity for only 12–26
days. This polymer shows potential to prevent infection of
implants in an intra-operative contamination model for at least
20 to 30 days post-implantation.[130]
8.5. Water Filtration Systems
Antimicrobial polymers have wide application in water filtration systems. Chlorination is considered a classic and critical
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step in the disinfection of drinking water and waste water treatment. However, these water soluble disinfectants suffer from
the limitation of emergence of chlorine resistant microbe species, short-term stability in aqueous solution and residual toxicity of harmful degradation byproducts produced during the
chlorination process, such as carcinogenic trichloromethanes
and chloroacetic acids. This has raised concern over the safety
issues of such disinfectants and led to development of alternate, novel and safe disinfectants. Onnis-Hayden et al. explored
the use of polymeric disinfectants for water disinfection by
covalently attaching N,N-hexyl, methyl- PEI onto sand surface
and using this antimicrobial sand filter for water filtration and
disinfection. These polymers show capability to be regenerated
by simple washing steps. They are particularly useful for chlorine resistant species.[131]
Some research groups propose the use of water insoluble
matrices that may inactivate, kill or remove them by mere contact without releasing any reactive agents to the bulk phase to
be disinfected. These matrices are intended to be combined
with filtration systems.[132] Polystyrene copolymer bead supported dendrimers was synthesized and investigated for its
application as a water treatment system. Macroporous crosslinked polystyrene copolymer beads were synthesized using
suspension polymerization. Dendritic structure composed of
di(chloroethyl)amine-type end group functionality was formed
on the polystyrene copolymer beads. The polymer bound dendrimers were tested for antibacterial action against both grampositive and gram negative bacteria. The activity against both
types of organisms increases with an increase in the nitrogen
atoms in the polymer backbone. The dendritic structure containing both amino and di(chloroethyl) groups shows significant reduction in the bacterial count when kept in 20 mL autoclaved water with bacterial cultures having an initial count in
the range of 12–83 × 106 CFU/mL.[133]
N-halamine polymers in the form of highly cross-linked
porous beads have been explored for use in drinking water disinfection. Beads were prepared by suspension copolymerization
of styrene with vinyl hydantoin monomers like 3-allyl-5,5-dimethylhydantoin and 3-(4’-vinylbenzyl)-5,5-dimethylhydantoin
with the addition of a cross-linker, DVB. After chlorination
the hydantoin structures in the copolymers were transformed
into N-halamines and provided the samples with powerful, and
durable antimicrobial activities against E. coli and S. aureus.[57]
Polyurethane (PU) is a polymer composed of a chain of
organic units joined by carbamate (urethane) linkage. The bactericidal effect of silver nanoparticles coated on PU foams as a
drinking water filter was investigated by Jain et al. Nanoparticles
were stabilized and bound to PU by interaction with nitrogen
atoms. Online tests conducted with a prototypical water filter
show no presence of bacterium in output water. This finding
introduces a cost effective new technology for domestic use.[134]
Aviv et al. prepared iodinated polyurethane (IPU) sponges by
immersing sponges in aqueous/organic solutions of iodine or
exposing sponges to iodine vapors. Ethylene vinyl acetate (EVA)
coating was applied on iodine loaded IPU sponges to release
iodine in a controlled rate. An active carbon cartridge for
removal of iodine residues after the microbial inactivation was
also attached to the system. Results are impressive, at all testing
points no bacteria were detected in the outlet achieving more
© 2014 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim
Adv. Healthcare Mater. 2014,
DOI: 10.1002/adhm.201400418
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8.6. Surfactants and Flocculants
Both cationic surfactants and polymers with the quaternary
ammonium moiety have many applications in conditioners,
shampoo, hair mousse, hair spray, hair dye, and contact lens
solutions. Lenoir et al. prepared antibacterial surfactants by
the quaternization of the amino groups of poly(ethylene-cobutylene)-b-poly[2-(dimethylamino)ethylmethacrylate]
(PEBb-PDMAEMA) diblock copolymers by octyl bromide. The
antibacterial activity of PEB-b-PDMAEMA quaternized by octyl
bromide has been assessed against bacteria and is comparable
to the activity of benzalkonium chloride.[136]
Chitosan and its derivatives have also been investigated for
this purpose. Chitosan interacts with the adsorbed surfactant
to form interfacial complexes that improved emulsion stability. The relatively thick and highly charged double layered
interfaces increase electrostatic and stearic repulsion between
droplets and reduce their likelihood to aggregate. Mun et al.
established optimum conditions for preparing stable oil-inwater emulsions containing droplets surrounded by surfactantchitosan layers and concluded that that stable emulsions can be
formed above critical chitosan concentration. Emulsions stabilized by surfactant-chitosan layers possess good stability to pH,
ionic strength, thermal processing, and freezing. Emulsions
stabilized by surfactant-chitosan layers possess good stability to
pH, ionic strength, thermal processing, and freezing.[137] However, their low degree of hydrophobic substitution resulted in
weakened stability of the micelle. A method for improvement
of chitosan based amphiphilic compounds having more densely
packed hydrophobic substituent was attempted by reductive
N-alkylation of chitosan with 3-O-dodecyl-D-glucose.[138]
8.7. Food Packaging
In recent years antimicrobial packaging has acquired significant attention from the food industry because of the increase
in consumer demand for minimally processed, preservativefree products. Many natural polymer based coating have been
used to control common food-borne microorganisms, and
new antimicrobial packaging materials are continually being
developed. Jiang and Li investigated the potential of chitosan
coating in extending post-harvest life and maintaining the
quality of fruit during storage at a low temperature. Parameters such as changes in respiration rate, polyphenol oxidase
activity, color, eating quality, and weight loss have been measured with time. Chitosan coating shows better preservation
potential which increases with rising content of chitosan.[139]
Further, Caner et al. studied the effects of acid concentrations,
plasticizer concentrations, and storage time on the mechanical
and permeation properties of chitosan films.[140] These works
indicate greater potential of chitosan films in food protective
coating. However, these coatings are ineffective against lactobacilli bacteria.[141]
Adv. Healthcare Mater. 2014,
DOI: 10.1002/adhm.201400418
REVIEW
than 7.1 to 8 log reductions as calculated upon inlet concentration. These iodinated PU systems can be used as an effective
means of water purification.[135]
9. Recent Advancements
9.1. Stimuli Sensitive on Demand Coatings
Antimicrobial releasing biomaterial coatings are in high
demand in the fixation of orthopedic joint prostheses and central venous catheters. Generally, antimicrobial agents loaded
in catheters display a rapid release profile and reach their
antimicrobially effective concentrations within the first few
days after implantation. This results in rapid exhaust of antimicocial agents and renders them unavailable for later stages
more susceptible to microbial infection. Keeping in mind ‘on
demand antimicrobial releasing polymers’ were developed and
programmed for temperature sensitive triggered release of antimicrobial agents. Copolymers of styrene and n-butyl (meth)
acrylate have been used as thermosentive polymers loaded with
chlorhexidine. This copolymer releases drug when the temperature is raised above its glass transition temperature. Chlorhexidine concentrations are observed during 60–80 days compared
with 16 days with ad libitum release from commercially-purchased catheters.[142]
9.2. Polymer to Avoid Antibiotic Resistance
Even though many antimicrobial polymers provide a better
bactericidal activity against a wide spectrum of bacteria, sooner
or later they suffer emergence of microbial resistance. Active
efforts are being made, and a couple of examples are given
below. Biodegradable cationic polycarbonates containing propyl
and hexyl side chains quaternized with various nitrogen-containing heterocycles, such as imidazoles and pyridines, were
synthesized as new class of antimicrobial polymer. These
polymers demonstrate a wide spectrum of activity against S.
aureus, E. coli, P. aeruginosa and C. albicans. They have a high
selectivity towards tested microbes over mammalian (rat) red
blood cells by hemolysis testing. These polymers act through
membrane-lytic mechanisms, hence they eliminate the chance
of emergence of resistance.[143] A naturally functionalized bacterial polyhydroxyalkanoate (PHACOS) was developed to further
control the emergence of antimicrobial resistance which selectively and efficiently inhibits the growth of methicillin-resistant
S. aureus (MRSA) under both in vitro and in vivo conditions.
Its activity is attributed to functionalized side chains containing
thio-ester groups. Significantly less (3.2-fold) biofilm formation of S. aureus was detected with PHACOS compared with
control [poly(3-hydroxyoctanoate-co-hydroxyhexanoate) and
poly(ethylene terephthalate)]. However, no significant reduction
is observed in bacterial adhesion. Moreover, PHACOS displays
contact active surface killing properties.[144]
10. Clinical Trials
Table 2 describing clinical trials for antimicrobial polymers
11. Conclusion
Antimicrobial polymers offer a wide range of classes and applications in the areas of fibers, textile water filtration systems,
© 2014 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim
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13
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REVIEW
www.MaterialsViews.com
Table 2. Clinical trials for antimicrobial polymers.
SN
Clinical trial title
Condition
Delivery system
Atopic dermatitis
Biofunctional textile
Coronary Angiography
Comments
NCT no.
Phase
Status
Purpose is to study the
use of biofunctional textile
coated with chitosan.
Improves quality of life and
diminishes skin colonization
with Staphylococcus aureus
and skin moulds
like Malassezia.
NCT01597817
2
Ongoing
HemCon pad, a
bandage made of
chitosan
HemCon pad was tested
after diagnostic percutaneous
coronary angiography as an
adjunct to manual compression to better control
vascular access site
bleeding and reduce
time-to-hemostasis.
NCT00716365
4
Complete
Surgical Incision
Closure
BioWeld1: a novel
medical device
that consists of
Chitosan film and
BioWeld1 plasma
ejecting device
Purpose is to assess the
safety and performance of the
BioWeld1 system procedure
for surgical incision closure
of the skin in women scheduled for elective C-section
procedure.
NCT01709240
2,3
Ongoing
Epistaxis
Chitosan-coated
nasal packing
(ChitoFlex used in
conjunction with
the HemCon Nasal
Plug)
Purpose is to evaluate
applicability of sealant in
management of difficult
spontaneous epistaxis and
its healing effect on nasal
mucosa.
CHITOSAN
1.
Efficacy and Safety of a
Biofunctional Textile in the
Management of Atopic
Dermatitis
2.
USF Hemostasis: Usage of
HemCon for Femoral Hemostasisafter Percutaneous
Procedures
3.
Evaluation of the BioWeld1
System as a Method for
Surgical Incision Closure
4.
Trial of a Novel chitosan
Hemostatic Sealant in the
Management of Complicated
Epistaxis
Any non-desirable effects
of chitosan on the nasal
cavity, such as the production
of fibrosis and foreign
body reaction were
studied
NCT00863356
Complete
Not started
POLYETHYLENEIMINE
14
5.
The Effects of a Polyethyleneimine-coated Membrane
(oXiris) for Hemofiltration
Versus Polymyxin B- Immobilized Fibre Column (Toraymyxin) for Hemoperfusion
on Endotoxin Activity and
Inflammatory Conditions in
Septic Shock- A Randomized
Controlled Pilot Study
6.
A Clinical Study: the Antibacterial Effect of Insoluble
Antibacterial Nanoparticles
(IABN) Incorporated in
Dental Materials for Root
Canal Treatment
wileyonlinelibrary.com
Septic shock
oXiris filter, a surface treated AN69
membrane with
polyethyleneimine
Hypothesis behind the
study is that positively
charged inner surface of
the membrane allows
absorbing negatively charged
bacterial products such as
endotoxin that leads to
activation of pro- and antiinflammatory mediators at
the early phase of sepsis
NCT01948778
Endodontic Treatment
Insoluble alkylated
polyethylenimine
nanoparticles
The effect of antibacterial
nanoparticles, incorporated in
root canal sealer material and
in provisional restoration to
be examined.
NCT01167985
Irreversible Pulpitis
Health Pulp
Infected Pulp
© 2014 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim
2
Recruiting
Adv. Healthcare Mater. 2014,
DOI: 10.1002/adhm.201400418
www.advhealthmat.de
www.MaterialsViews.com
SN
Clinical trial title
Condition
Delivery system
Comments
NCT no.
Phase
Status
REVIEW
Table 2. Continued
ACRYLATE DERIVATIVES
7.
Effect of Provisional-Crown
Surface Coating on Biofilm
Formation
Dental plaque
Coating of a dental
restoration material
(polymethylmethacrylate) with liquid
polish resin1q245r
The effect of liquid polish
coating or resin bonding
coating on biofilm formation
on poly methyl methacrylate
provisional restorations
(PMMA PRs) was studied and
in vivo early biofilm formation on PMMA PRs with and
without resin coatings was
measured.
NCT00254345
1
Complete
8.
Bioactive Glass Composite
Implants in Cranial Bone
Reconstruction
Bone substitute
Composite Implant
Purpose is to study composites of bioactive glass and
methylmetacrylate with glass
fibre reinforcement in cranial
bone defect reconstruction.
NCT01202838
0
Unknown
9.
Evaluate the Effectiveness of
an Experimental Urethane
Dimethacrylate Resin Based
Dental Composite Material
Dental Caries
Restorative Material
Dentsply Caulk :
urethane dimethacrylate resin based
composite resin
The purpose of study is to
compare the clinical success
of two tooth colored resin
composite dental filling materials TPH3 and an
experimental urethane
dimethacrylate resin based
composite resin for wear
resistance staining and
marginal seal using modified
Ryge criteria to evaluate the
posterior restorations for
24 months in duration
NCT02018822
–
Ongoing
food packaging, surfactants and detergents, and the surgical
and pharmaceuticals industries. Especially in biomedical field,
these polymers reduce the suffering of people and offer them a
better life. These antimicrobial polymers offer prolonged antimicrobial activity with negligible toxicity, compared with small
molecular antimicrobial agents that display short term activity
and environmental toxicity. The emergence of resistant species
is one of the major problems with small molecular antibiotics
due to their specific targets of action, whereas antimicrobial
polymers physically destroy cell membranes of the organism
which prevent development of drug-resistance microbes. Due
to these advantages provided by antimicrobial polymers, efforts
have been made to apply these polymers as contact surfaces for
medical devices, fibers, and textiles, render them antimicrobial.
Several modified composite polymers have also been developed
to meet surface requirements. These modifications, on one
hand provide a great versatility to these polymers to be applied
for various fields, and on the other hand open enormous
opportunities for research. It is crucial, however, to achieve an
innocuous material which is non-toxic, environment friendly
with potent and broad range of antimicrobial activity, long-last
response and even reusable to maintain the activity. Advanced
quality research, dedicated efforts, successful application and
commercialization of antimicrobial polymer will help fulfill the
Adv. Healthcare Mater. 2014,
DOI: 10.1002/adhm.201400418
need of better hygienic conditions and improve the quality of
life.
Received: July 17, 2014
Revised: October 3, 2014
Published online:
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