Vol. 9, no. 2 (S), 53-58 (2011)
EUROPEAN JOURNAL OF INFLAMMATION
EFFECTIVENESS OF SELF-LIGATING ORTHODONTIC TREATMENT
G. E. MANCINI1, F. CARINCI2, I. ZOLLINO2, A AVANTAGGIATO2,
P. PUGLISI3, G. CACCIANIGA3,G. BRUNELLI3
Consultant, Orthodontist, Department of Maxillo Facial Surgery Galeazzi Institute, Milan, Italy
Department of D.M.C.C.C., Maxillofacial Surgery Section, University of Ferrara, Ferrara, Italy
3
Department of Dentistry and Maxillofacial Surgery, Don Orione Institute, Bergamo Italy
1
2
Self-ligating brackets (SLBs) was introduced by Stolzenberg in the early 1930s. Many SLBs systems have
been patented since then, but few have been put on the market. Since SLBs have reduced friction and hence less
force needed to produce tooth movement, they are proposed to have the potential advantages of producing more
physiologically harmonious tooth movement. Here a case series of patients treated with SLBs is performed to verify
the eficiency, effectiveness, and stability of treatment. Eighteen patients (8 females and 10 males, median age 19 ±
9.2 years, min 10, max 39 years) affected by malocclusion were enrolled in this retrospective study. There were 8
class 1, 5 class 2 and 5 class 3 malocclusion, 3 cross-bites and 2 open-bite. Orthodontic treatment was performed
by using 3MUnitek Smart Clip Brackets. Lateral teleradiographic projections of the cranium were used. The
cephalometric analysis was performed by using Dolphin Imaging System McLaughlin Cephalometric Analisys.
Several variables related to teeth position were investigated. Pearson Chi Square was used to detect statistical
differences among studied variables. In the present study we demonstrated that SLBs are effectiveness tools to
reach good clinical results since all studied variables (i.e. teeth position) have statistically signiicant differences
between pre and post-treatment control.
Self-ligation brackets (SLBs) are not a new concept.
It was introduced by Stolzenberg in the early 1930s in
the form of the Russel attachment designed to reduce
treatment time by as much as 50% (1). Many SLBs
systems have been patented since then, but few have
been put on the market (2). Perhaps because of skepticism
in the orthodontic society at that time, or the lack of
promotion, it did not gain much popularity. During the
past several decades, interest in SLBs has been rekindled
(3). Particularly, they have undergone a revival over the
past 30 years with the introduction of various types of new
SLBs systems and with a variety of new appliances being
developed. These SLBs have been touted to possess many
advantages over conventional legated brackets (CLBs)
(4).
SLBs can be divided into 2 main categories, active and
passive, according to their mechanisms of closure. Active
SLBs have a spring clip that stores energy to press against
the archwire for rotation and torque control (e.g. the
Speed bracket). On the other hand, passive SLBs usually
have a slide that can be closed which does not encroach
on the slot lumen, thus exerting no active force on the
archwire (e.g. the Damon bracket.) (5). According to the
manufacturers, SLBs should not only be easier to handle
in the ligation process but also show lower frictional
forces than CLBs (6). This occurs because the usual
steel or elastomeric ligatures are not necessary, and it is
claimed that passive designs generate even less friction
than active ones (7). Friction is inluenced by the physical
characteristics of the archwire and bracket materials, and
the method of attachment between archwire and bracket.
CLBs incur increased levels of frictional resistance via the
elastomeric attachment between bracket and archwire (8).
On the contrary, self-ligation eliminates the requirement
for an elastomeric attachment and is associated with
considerably reduced friction with different archwires
(9). Moreover, SLBs may also offer more certain archwire
engagement, a requirement for less chair-side assistance
Key Words: Orthodontics, self-legating, stability, outcome, relapse.
Corresponding author: Prof. Francesco Carinci MD, DDS
Department of D.M.C.C.C.
Section of Maxillofacial Surgery
Corso Giovecca, 203 44100 (Italy)
Phone: +39.0532.455874 Fax: +39.0532.455582
e-mail : crc@unife.it
Web: www.carinci.org
0393-974X (2011)
53
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54 (S)
G.E. MANCINI ET AL.
with longer treatment intervals and fewer appointments,
possible anchorage conservation, faster archwire removal
and wire ligation (10), better infection control with
improved oral hygiene (11) and consequently, less patient
discomfort (3). However, SLBs have some disadvantages,
including higher cost, possible breakage of the clip or the
slide, higher proile because of the complicated mechanical
design, potentially more occlusal interferences and lip
discomfort, and dificulty in inishing due to incomplete
expression of the archwires (5).
Although SLBs have no many biomechanical
advantages, they can be just as highly recommended for
clinical application as CLBs. With reduced friction and
hence less force needed to produce tooth movement,
SLBs are proposed to have the potential advantages
of producing more physiologically harmonious tooth
movement by not overpowering the musculature and
interrupting the periodontal vascular supply. Therefore,
more alveolar bone generation, greater amounts of
expansion, less proclination of anterior teeth, and less
need for extractions are claimed to be possible (5). As
SLBs are naturally smaller they are, from the patient’s
perspective, clearly more desirable and attractive. And
since patient compliance during orthodontic treatment is
so important, that is a factor well worth considering (12).
The purposes of this retrospective study were to
analyze a case series of patients treated with self legating
technique and review the orthodontic literature with
regard to the eficiency, effectiveness, and stability of
treatment with SLBs.
MATERIALS AND METHODS
Study design/sample
To address the research purpose, the investigators designed
a cohort study. The study population was composed of 18
patients (8 females and 10 males, median age 19 ± 9.2 years,
min 10, max 39 years) affected by malocclusion and admitted
for orthodontic treatment between January 2006 and December
2007. The median active orthodontic treatment was 20 months
and the median follow-up was 26.8 ± 11.8 months, min 11,
max 54 months. There were 8 class 1, 5 class 2 and 5 class 3
malocclusion, 3 cross-bites and 2 open-bite.
Lateral teleradiographic projections of the cranium were
used, which had been taken from a distance of 1.52 meter.
The head was ixed in a cephalostat and oriented in natural
position. The cephalometric analysis was performed data by
using Dolphin Imaging Mc Lauglin Cephalometric Analysis
(9200 Eton Avenue, Chatsworth, CA 91311-5807, USA). The
following anterior dental variables were investigated:
- Upper Incisor Protrusion (U1-APo) mm (distance between
upper incisor and line point A to Pogonion) norm: + 6 mm st
dev: 2,2
H is the difference between UIP and the standard values;
- Lower Incisor Protrusion (L1-APo) mm (distance between
lower incisor and line point A to Pogonion) norm: + 2 mm st
dev: 2,3
K is the difference between L1-APo and the standard
values;
- Upper Incisor – Palatal Plane (inclination of upper incisor
to palata plane) norm: + 110° st dev 5
- Upper Incisor - Occlusal Plane (U1) (inclination of upper
incisor to occlusal plane ) norm: + 55° st dev :7
Y is the difference between U1 and the standard values;
- Lower Incisor - Occlusal Plane (L1) (inclination of lower
incisor to occlusal plane ) norm: +72° st dev: 5
Z is the difference between UIP and the standard values;
- IMPA (lower incisor to mandibular plane) norm: +95° st
dev: 5
X is the difference between IMPA and the standard values;
In all variables the value 1 is referred to the inal follow-up
value.
Orthodontic treatment was performed by using 3MUnitek
self-ligating system (3M Unitek Orthodontic Products 2724
South Peck Road Monrovia, CA 91016 USA). Passive self
ligating brackets.
Data analysis
Pearson Chi Square was used to detect statistical differences
in each variable between inal treatment teleradiography and last
follow-up radiographic control.
RESULTS
Table I reports the mean value, the standard deviation
and the standard error of each investigated variable.
Table II reports the output of T-test for each variable.
In all cased the degree of freedom was 17.
Statistical signiicant differences were detected
between all single variables (i.e. difference between pretreatment and post treatment cephalometric values). In
addition Y and Z have positive T-test.
DISCUSSION
Since the mid-1970s, the search for a bracket system
with a low frictional resistance resulted in a renewed
interest in the development of SLBs. The term selfligation in orthodontics implies that the orthodontic
bracket has the ability to engage itself to the archwire and
is therefore assumed to reduce friction by eliminating the
ligation force. These SLBs have a mechanical device built
into the bracket to close off the edgewise slot—usually a
gate or clip securing the archwire (13).
The incorporation of SLBs into routine clinical
practice aimed at replacing existing conventional ligation
methods with elastomeric and stainless steel ligatures
in order to improve clinical eficacy (14). Consistent
archwire engagement throughout orthodontic treatment
and elimination of the need for frequent visits for the
55 (S)
European Journal of Inlammation
replacement of ligatures were the main advantages listed
for the new ligation mode (15). Additionally, it has been
proposed that due to the bracket – wire engagement,
generation of light forces and reduced friction are attained
with a desirable outcome on the rate of orthodontic tooth
Table I. Mean values of each investigated variables
Variable
Mean
Standard
deviation
Standard
error
UIP
UIP-1
H
H-1
LIP
LIP-1
K
K-1
UIO
UIO-1
Y
Y-1
LIO
LIO-1
Z
Z-1
IMPA
IMPA-1
.X
X-1
7.38
5.81
0.63
0.01
2.39
2.52
0.15
0.24
59.87
59.23
0.7
0.61
64.86
67.62
-1.18
-0.87
93.1
93.8
-0.27
-0.17
3.29
1.84
1.50
0.84
2.66
1.67
1.16
0.73
7.15
5.23
1.02
0.75
4.76
5.70
0.86
1.16
7.23
9.62
1.03
1.38
0.78
0.43
0.35
0.20
0.63
0.39
0.27
0.17
1.68
1.23
0.24
0.18
1.12
1.34
0.2
0.27
1.71
2.27
0.24
0.32
movement (16). For a given cross-section and modulus
of archwire, the magnitude of force developed during
engagement may vary depending on the inter-bracket
span, ligation mode, and number of teeth legated in
the proximal and distal segments of the arch. This
effect arises from the increased stiffness of the wire but
additional factors, which modulate force magnitude, may
relate to the degree of crowding, which is associated with
inter-bracket distance, the relaxation of ligatures and
clip modulus of elasticity, and relaxation of self-legating
bracket-engaging mechanism (17), which may alter or
modify the load transmitted to the teeth.
Although reduced friction has been reported to be
one of the advantages of SLBs (10), the issue of friction
and SLBs is still controversial (10), as some studies
have reported the reduction in friction with SLBs to be
signiicant while others claim that SLBs produce similar
or higher friction compared with CLBs (12). Most claims
of SLBs have been extrapolated from in-vitro studies.
However, a recent systematic review highlighted the
limitations of in-vitro studies (18). In particular, studies
that demonstrate reduced friction in SLBs compared with
CLBs have been coupled with small-diameter wires in
well-aligned arches with no tip and torque (19). In vitro
studies are limited because they cannot comprehensively
simulate a clinical scenario. Many variables can inluence
the amount of friction generated in a ixed appliance
system: archwire dimension, archwire and bracket
composition, bracket slot dimension and design, inter-
Table II. Output of statistical analysis
Variable
t
Sig.
Mean
difference
UIP
UIP-1
H
H-1
LIP
LIP-1
K
K-1
UIO
UIO-1
Y
Y-1
LIO
LIO-1
Z
Z-1
IMPA
IMPA-1
X
X-1
9.5
13.36
1.8
-0.45
3.8
6.4
0.55
1.4
35.55
48.1
2.9
3.4
57.85
50.32
-5.8
-3.2
54.6
41.4
-1.12
-0.53
0.001
0.001
0.09
0.66
0.001
0.001
0.6
0.19
0.001
0.001
0.01
0.003
0.001
0.001
0.001
0.005
0.001
0.001
0.28
0.6
7.38
5.81
0.63
0.01
2.39
2.52
0.15
0.24
59.87
59.23
0.7
0.61
64.86
67.62
-1.18
-0.87
93.1
93.8
-0.27
-0.17
95% conidence interval of the
difference
Lower
Upper
5.74
9.02
4.89
6.73
-0.11
1.38
-0.51
0.33
1.06
3.7
1.68
3.35
-0.43
0.73
-0.12
0.6
56.32
63.43
56.62
61.83
0.19
1.21
0.24
0.99
62.49
67.22
64.78
70.45
-1.61
-0.7
-1.45
-0.3
89.5
96.7
89.06
98.63
-0.79
0.24
-0.86
0.51
56 (S)
G.E. MANCINI ET AL.
Fig. 4. The occlusion at the end of the therapy
Fig. 1. Teleradiography showing the cephalometric analyses
Fig. 2. Intra-oral frontal view of patient with anterior open byte
Fig. 3. Dental devices during the orthodontic treatment
bracket distance, delection of the archwire, and biologic
factors such as saliva and perturbations. Therefore, it is
questionable whether the use of SLBs translates into
clinical beneits such as decreased resistance to sliding,
faster tooth movement, and increased treatment eficiency
(20). Several in-vivo studies reported that friction
increases as wire dimension increases (21) and that
frictional force is generally greater with rectangular wires
than with round wires (22). A reason why rectangular
wires produced an increased friction even in SLBs is that,
as the bracket slot is illed, the differences between SLBs
and CLBs are minimized. This is related to less tipping
allowed before teeth are straightened back by the wire
resilience. This cycle occurs at a faster rate with more slot
play (18).
Regarding differences in friction between passive
and active SLBs, some controversy exists. Six of the 11
studies reported that passive brackets generated a lower
level of friction compared with the active group, while 2
studies reported no differences. The remaining 3 studies
did not observe a consistent trend (18). The difference
in friction between passive and active SLBs have been
attributed to the fact that the former group of brackets
studied form a rigid tube when closed, applying no direct
force to the wire (23). Other possible explanations for
the results could be differences in archwires tested and
diverse brackets tested.
Finally, data in vivo about the eficiency of SLBs and
CLBs during various stages of treatment were pooled and
were compared with conlicting results. These studies
measured treatment eficiency in terms of total treatment
times, numbers of appointments, and tooth movement
during initial alignment and active space closure. Early
retrospective studies reported considerable months’
reduction in total treatment time and fewer appointments
with SLBs (24).
In the present study we demonstrated that SLBs are
effectiveness tools to reach good clinical results since all
studied variables (i.e. teeth position) have statistically
signiicant differences between pre and post-treatment
control.
European Journal of Inlammation
ACKNOWLEDGMENT
This work was partially supported by by Don Orione
Service s.r.l., Bergamo, Italy.
13.
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