LETTERS
PUBLISHED ONLINE: 4 AUGUST 2013 | DOI: 10.1038/NGEO1891
Erosion of biofilm-bound fluvial sediments
Elisa Vignaga1 , David M. Sloan2 , Xiaoyu Luo3 , Heather Haynes4 , Vernon R. Phoenix5
and William T. Sloan1 *
The movement of fluvial sediment shapes our rivers.
Understanding sediment entrainment has been a goal of
hydraulic engineers for almost a century1,2 . Previous sediment
entrainment models have been informed by laboratory experiments using grains that were free from biological material3 .
In natural river settings, however, sediments are invariably
covered by bacteria, often forming visible biofilms, which comprise diverse consortia of species housed in sticky extracellular
polysaccharides. Here we report experiments in a laboratory
flume with cyanobacteria grown over sediment. We show
that the prevailing model, where grains roll over one another
at some critical threshold in shear velocity, does not hold
for biofilm-bound sediments. Instead, biostabilized sediment
behaves more like an elastic membrane. Fluid flow produces
oscillations in the membrane, which can become unstable.
Beyond a particular threshold in velocity, the membrane
fails catastrophically by ripping and clumps of biofilm-bound
sediment become entrained. We use a mathematical model of
an oscillating membrane in incompressible flow to show that
unstable oscillations will occur over a wide range of elastic
material properties at realistic river flow velocities. We find
that the horizontal length scale over which oscillations occur
is a controlling factor for incipient sediment entrainment of
biostabilized sediments.
Sediments have a huge impact on natural fluvial processes and
on human exploitation of rivers. Scour, transport and deposition
of sediment can act to render expensive infrastructure, such as
bridges and dams, useless and transport pollutants large distances
from their source. However, sediments also harbour rich biological
communities that recycle nutrients and remove contaminants.
Therefore, the ability to predict the transport of fluvial sediments
has far-reaching applications from conservation to river basin
management and civil engineering design. Thus conceptual and
ultimately mathematical models of the energy dissipation and
entrainment mechanisms when river flows and sediment interact
are critical in predicting sediment movement.
It has been shown that it can take up to five times higher
shear stress to entrain biofilm-bound marine sediments than
clean ones4 ; the phenomenon had been called biostablization5,6 .
It seems to be widespread and potentially reflects a stratagem
that has evolved independently in different clades of bacteria
to convey an advantage on early colonizers7 . The ubiquity of
biostabilization has had little impact on practical prediction of
sediment transport where empirical models, parameterized using
clean sediments in laboratories, prevail despite being found wanting
in real-world rivers8 .
We inoculated an incubation flume with cyanobacteria Phormidium sp. where the bacteria colonized trays of sand with 1.2 mm
median diameter, 1 mm glass beads or 2.2 mm gravel on the bed
of the flume. Filamentous cyanobacteria are a common component
of fluvial sediment communities9,10 . The bacteria grew rapidly,
excreted extracellular polysaccharides and adhered to the sediment grains to form a composite mat-like material. At various
stages of growth over a ten-week period trays were removed and
placed in a test flume. In one set of experiments a glass lid was
lowered onto the free surface for filming the motion of the bed
with a high-resolution camera; in a second the free surface was
maintained and high-resolution particle imaging velocity metering
was used to characterize the hydraulics. The flow was ramped
up in discrete steps and the biofilm was imaged at each plateau.
However, it rapidly became apparent that long-established methods based on the frequency of movement of individual grains11
are poor predictors of entrainment in biostabilized sediments.
The biofilm–sediment composite membrane began to oscillate in
the flow until it eventually ripped and a chunk of biofilm and
grains was washed away (Supplementary Movies S1 and S2). The
maximum increase in the time-averaged shear stress required to
entrain these biofilm-covered sediments over and above that for
clean sediments11 was 43% for the glass beads, 35% for gravel
and 30% for sand12 . Thus, cyanobacteria can have a significant
stabilizing effect on these non-cohesive sediments, which are typical
of rivers. The composite biofilm–sand and biofilm–bead materials
were sufficiently strong that we could remove strips of them from
the flume and load test (Supplementary Movie S3) them in a 5 N
load cell where they exhibited elastic behaviour. We calibrated finite
element models of the tests which gave a Young’s modulus of
elasticity of approximately 10 kPa for bead composites and 7.2 kPa
for sand (Supplementary Fig. S1). Although the biofilm–gravel
material seemed to be strong, the weight of the gravel grains meant
that the composite material could not be removed intact from the
flume for load testing.
Compared with previously measured biofilm material properties
from other environments13 our Phormidium sp. biofilm seems to be
at the strongest end of a very wide range. Most real-world fluvial
biofilms will comprise a diverse consortium of species and thus
potentially possess a wide range of material properties. Therefore,
we use a mathematical model to test whether our conceptual
model of a fluttering membrane becoming unstable and ultimately
ripping above a threshold in flow velocity is theoretically feasible,
and potentially generic.
Figure 1 gives schematic diagrams of an elastic composite
comprising sediment and biofilm. We assume that the flow is
described by the Navier–Stokes equations and carry out a linear
stability analysis focusing on the effects that perturbations, u, about
a mean laminar profile, U , have on the motion of the elastic
membrane. Flows considered here will be turbulent and one might
be tempted to base an analysis on perturbations about a different
time-average flow profile. This would require a suite of assumptions
1 School
of Engineering, University of Glasgow, G12 8QQ, UK, 2 Department of Mathematics, University of Strathclyde, G1 1XQ, UK, 3 School of Mathematics
and Statistics, University of Glasgow, G12 8QQ, UK, 4 School of the Built Environment, Heriot Watt University, EH14 1AS, UK, 5 School of Geography and
Earth Sciences, University of Glasgow, G12 8QQ, UK. *e-mail: william.sloan@glasgow.ac.uk
770
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LETTERS
NATURE GEOSCIENCE DOI: 10.1038/NGEO1891
on indeterminate and velocity-dependent length scales. However,
another study14 considered various basic flow profiles consistent
with high Reynolds number flow in a flexible channel: it concluded
that varying the profile made no qualitative difference to the
stability characteristics. Furthermore, it has been common practice
since the early classical work in fluid mechanics15,16 for laminar
profiles to be used to give guidance on the onset of instabilities
even when turbulence is present. The perturbations are composed
of wave-like modes with spatial wave number α; if the membrane
is anchored at either end of a length L then wave numbers can
be only 2πn/L, where n is an integer. The problem of seeking
unstable modes becomes one of looking for the eigenvalues of the
Orr–Sommerfeld equation, with boundary conditions defined by
the moving elastic membrane and the upper free or no-slip surface,
that ‘blow up’ with increasing time. Ref. 17 first explored the rich
behaviour of the eigenmodes of the Orr–Sommerfeld equation
with compliant boundaries and the model we use, which is based
on this and that presented by ref. 18, is explained and solved
numerically in the Supplementary Information using methods
adapted from ref. 19. Two different scenarios are considered. In
both, the lower boundary is our elastic composite membrane
that is loosely anchored to the underlying substratum; in one
the upper boundary allows no fluid motion, which is akin to
our laboratory experiment where we have glass plate at the water
surface (Fig. 1a). In the other the upper boundary is a free surface
with no applied shear stress and atmospheric pressure (Fig. 1b).
We consider the two different composite membranes for which
we measured the material properties (Table 1). These material
properties are not routinely measured for biotic sediments but as
they become available the analysis can easily be extended to biofilms
with different consortia of species.
Figs 2 and 3 give the neutral stability curves for the eigenmodes
(oscillations) of our model as a function of α and the Reynolds
number, R = U0 h/ν, where U0 is the centreline velocity, h is
half the channel depth and ν kinematic viscosity coefficient.
For parameter values to the right of the curves, oscillations are
unstable and ‘blow-up’ with time and to the left they diminish.
When the channels have solid boundaries then only one unstable
mode exists; the much studied Tollmien–Schlichting instability that
heralds the onset of turbulence in the transition from laminar
flow. When we make the bottom boundary compliant then a
second mode of instability appears, which has been called travelling
wave-flutter (TWF) instability18 .
Consider first the capped flume used to image the oscillating
membrane and erosion. For both composites one of the effects is to
reduce the area of the parameter space associated with Tollmien–
Schlichting instability (Fig. 2). Thus, there is a degree of flow
stabilization in the flow afforded by the compliant wall. However,
TWF instability exists for a large range of wave and Reynolds
numbers; we know this instability is associated with the compliant
wall because introducing damping to our wall equation stabilizes
this mode but has no effect on the Tollmien–Schlichting instability.
A previous study20 showed by explicitly modelling the interaction
of flow and a similar elastic membrane that the energy transferred
to and dissipated by an oscillating membrane can be substantial.
It has been demonstrated21 that oscillations in biofilm streamers
can occur even in low Reynolds number flows. Unsurprisingly,
for the stiffer glass-bead composite the region associated with
TWF is smaller than for the weaker sand composite. We were
able to measure the wavelength of oscillation before membrane
failure in four experiments with differing flow conditions; three for
glass-bead composites and one for sand composite (Table 1). When
we plot the wave number verses Reynolds number at the point of
membrane failure all four lie within the unstable region for TWF.
Despite the sand–biofilm composite being the least stiff membrane
in our experiment it failed at the highest Reynolds number because
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a
No slip on glass plate
2h
Flow = U(y) + u(x,y,t)
U(y)
L
b
Free surf
ac
Flow =
U(y) +
u
e
(x,y,t)
2h
θ
Figure 1 | Schematic diagrams of fluid flow in our flumes causing an
elastic composite of sediment grains and biofilm on the bed to oscillate.
The composite is loosely bound to the substratum by filaments of biofilm.
We decompose the flow into a mean profile, U(y), with perturbations,
u(x,y,t), superimposed. x and y are distance downstream and
perpendicular to the mean flow, respectively, and t is time. The eigenvalues
of the Orr–Sommerfeld equation (Supplementary Information) are then
used to determine when the perturbations become unstable, grow and
cause the membrane to rip. a, Our model for the capped flume has a no-slip
upper boundary. b, For the open channel, we have a free surface boundary
with no applied shear (Supplementary Information).
the wavelength of oscillation was approximately half that observed
for bead composites.
When we have open channel flow the Tollmien–Schlichting
instability completely disappears and only TWF instabilities remain
over a smaller region than for the capped flume (Fig. 3). Thus the
open channel with compliant lower boundary seems to be a slightly
more stable system. We were unable to image the oscillating membrane through the free surface to determine the wavelength immediately before membrane failure. However, when we use particle image velocity metering to map the velocity fields above beds of glass
beads or gravel that are free from biological material and compare
them with the fields above these beds when an extensive biofilm has
been allowed to develop, then the stabilizing effect of the biofilms
is readily apparent (Fig. 4). The standard deviation in the vertical
component of flow is significantly lower when a biofilm is present,
indicating a reduction in vertical oscillations. For the gravel bed
the acceleration in the flow across the field of view is less when the
771
LETTERS
NATURE GEOSCIENCE DOI: 10.1038/NGEO1891
Table 1 | The material properties and the conditions at point of failure of two different elastic composite membranes comprising
glass beads or sand and Phormidium sp. biofilm that formed on the bed of the flumes.
Composite material
Material properties
Conditions at point of failure
Young’s modulus (Pa)
Thickness (m)
Poisson’s ratio
Test
R
2h (m)
L (m)
α
Glass-beads–biofilm
10,000
0.0022
0.4
Sand–biofilm
7,200
0.002
0.4
1
2
3
4
6,562
4,867
8,505
9,881
0.035
0.0295
0.042
0.043
0.076
0.032
0.028
0.025
2.9
2.9
4.7
5.3
R is the Reynolds number, 2h is the flow depth and L and α are the wavelength and wave number of membrane oscillation respectively.
6
Glass-bead¬biofilm composite
Sand¬biofilm composite
6
5
i)
b( )
c(i
α = 2πh/L
4
4
α = 2πh/L
b(
i
c( i)
ii)
5
)
iii
b( (iii)
c
3
)
b(ii
c(ii)
3
2
2
1
a
a
1
0
0
b(i)
c(i)
0
0
5,000
10,000
R
15,000
20,000
Figure 2 | Neutral stability curves predicted for perturbations in the
capped flume (Fig. 1a) with biofilm–sand (blue) and biofilm–bead (red)
composite properties given in Table 1. Two different types of instability
prevail: classical Tollmien–Schlichting (TS) instability in the bulk flow and
travelling wave-flutter (TWF), which is associated with a compliant elastic
wall. a, TS for a solid bed; b(i), TS for sand composite; b(ii), TWF for sand
composite; b(iii), TWF for sand composite with damping coefficient d = 10;
c(i), TS for glass-bead composite; c(ii), TWF for glass-bead composite; and
c(iii) ,TWF for glass-bead composite with damping. The markers indicate
the α and R values at which the membranes were observed to fail in the
experimental flume; all lie in the predicted unstable flow regions to the right
of the neutral stability curves.
biofilm is present, indicating that, despite lower turbulence, more
energy is being extracted from the flow than for the biofilm-free bed,
which on visual inspection seems to be rougher. Energy expended
moving the membrane may account for this. For the glass-bead bed,
the reduced vertical fluctuation in flow associated with the presence
of the biofilm is not accompanied by reduction in flow speed.
Therefore, the relative importance of the mechanical movement of
the membrane and friction and turbulence on the energy extracted
from the flow differs between the different composites. These effects
of biofilm coverage might be encapsulated by calibrating situationspecific roughness lengths, but roughness length is a fickle parameter, born out of a desire to interpret macroscopic flow behaviour,
which varies with a multitude of microscopic processes that defy
characterization. The movement of grains in an elastic membrane
may be one such process that can ultimately be quantified.
772
5,000
10,000
R
15,000
20,000
Figure 3 | Neutral stability curves predicted for perturbations in the open
flume (Fig. 1b) with sand–biofilm (blue) and bead–biofilm (red)
composite properties given in Table 1. a, TS instabilities are apparent only
when there is a fixed bed, they disappear in the open channel when there is
a compliant bottom boundary. b(i), TWF for sand composite; b(ii), TWF
for sand composite with damping; c(i), TWF for glass-bead composite; and
c(ii), TWF for glass-bead composite with damping.
Our observation that biofilm-bound fluvial sediments break off
in clumps echoes that of a previous study4 on marine sediments.
Thus biofilms cause non-cohesive sediments to become cohesive,
thereby changing the mechanism of bed failure from local,
which can be evaluated from forces and torques on individual
grains, to non-local, involving many linked grains. Despite the
growing understanding of the factors affecting cohesive sediments,
a mechanistic model that can predict the erodibility of cohesive
sediment has proved elusive23 . By observing the incipient preentrainment behaviour of the biofilm–sediment composite and
through mathematical modelling we have suggested a model
of sediment entrainment whereby instabilities in the flow and
membrane grow until the membrane fails catastrophically. The
effects of bacterial biofilms on fluvial sediment transport have
hitherto been ignored in predictive models but biofilms are
ubiquitous and will inevitably form elastic bonds between grains
on a riverbed. Therefore, synchronized mechanical oscillation
will always influence the hydrodynamics and the mechanisms of
sediment entrainment. Our results suggest that relative influence
of this in comparison with more widely acknowledged modes of
entrainment could ultimately be predicted if material properties
of the biofilm-bound sediments are known. Furthermore, we also
demonstrated that the wavelength of a biofilm oscillation is critical.
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LETTERS
NATURE GEOSCIENCE DOI: 10.1038/NGEO1891
a
U
c
U
e
U
g
U
10
0
20
10
0
20
40
60
x (downstream mm)
0.1 0.2 0.3 0.4 0.5
Standard deviation in v
10
Standard deviation in v
10
0.1 0.2 0.3 0.4 0.5
m s¬1
d
20
0
20
40
60
x (downstream mm)
0.1 0.2 0.3 0.4 0.5
m s¬1
b
20
0
20
40
60
x (downstream mm)
y (vertical mm)
20
y (vertical mm)
30
y (vertical mm)
y (vertical mm)
30
0.1 0.2 0.3 0.4
m s¬1
f
Standard deviation in v
20
40
60
x (downstream mm)
m s¬1
h
Standard deviation in v
10
0
20
40
60
x (downstream mm)
0.01 0.02 0.03 0.04
m s¬1
20
10
0
20
40
60
x (downstream mm)
0.01 0.02 0.03 0.04
y (vertical mm)
20
y (vertical mm)
30
y (vertical mm)
y (vertical mm)
30
20
10
0
20
40
60
x (downstream mm)
0.01 0.02 0.03 0.04
m s¬1
m s¬1
20
10
0
20
40
60
x (downstream mm)
0.01 0.02 0.03 0.04
m s¬1
Figure 4 | The flow velocity in a section down the centre line of the open channel flume was recorded using PIV. The top row gives the horizontal
component of velocity averaged over five seconds and the bottom row gives the standard deviation of the vertical component of velocity for the same
period. a,b, Over a gravel–biofilm composite with R ∼ 8,200; c,d, For the same flow rate over only gravel. e,f, Over a glass-bead–biofilm composite with
R ∼ 5,940; g,h, For the same flow rate over only glass beads. The presence of a biofilm has a significant calming effect on vertical perturbations in the flow.
So, for example, small patches that are typical of early colonization
can sustain only short-wavelength oscillations and are therefore
more stable than large patches of mature biofilm, where longwavelength oscillations can occur. The conventional wisdom is that
vertical roughness scales determine the propensity for non-cohesive
sediments to become entrained; our findings suggest that a measure
of the horizontal extent of biofilm coverage may be an important
indicative scale for predicting the entrainment of sediment bound
by strong biofilms.
Methods
Modelling. The description of the modelling has been placed in the Supplementary
Information but this should not belie its importance. Our model of instabilities
in membrane-like, bacterially bound fluvial sediments is new and we developed a
bespoke numerical solution scheme to solve the partial differential equation
that describes it.
Development of biofilm. In separate experiments we placed 0.02-m-deep
trays of glass beads, sand and gravel on the base of our incubation flume
(4 m long × 0.6 m wide), which we inoculated with cyanobacteria Phormidium sp.
Water, supplemented with growth medium22 , was circulated at a rate calculated
to generate a shear stress that was 50% of the critical shear stress according to the
sediment size11 . The growth took place for up to ten weeks under a light cycle
of 12 h photosynthetically active radiation of 26 µmol m−2 s−1 followed by 12 h
darkness. Temperature was held constant at 28 ◦ C.
Imaging flow. Two test flumes were used: a 15 m long × 0.3 m wide, capped
flume and a 5 m long × 0.3 m wide for open channel flow and particle image
velocimetering (PIV) analysis, both with a slope of 1/200 with the tailgate adjusted
to make the flow as uniform as possible over an immobile bed. Trays were removed
at various stages of growth, without replacement, from the incubation flume and
placed in the testing flumes. In the capped flume the flow was ramped up in discrete
steps such that the applied fluid shear stress ranged from 0.69 Pa (R = 3,200) to
a maximum of 2.24 Pa (R = 24,800); at each step the flow was held constant for
5 min for sand and 10 min for beads and gravel. The motion of the biofilm and
subsequent erosion patterns were observed using a high-resolution digital camera
(Sony HDR-SR5E 4 megapixel). In the open-channel flow experiments the shear
stress ranged from 0.88 Pa (R = 4,000) to a maximum of 2.90 Pa (R = 27,400). We
used a DANTEC PIV system (Supplementary Table S1) to map the flow velocity
in a horizontal plane parallel to the streamlines in the centre of the flume. The
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frequency of image capture was adjusted for flow rate (Supplementary Table S2)
but on average 2,000 images were captured during approximately five seconds over
an area of 60 mm×30 mm resolved into 1,000×500 pixels.
Load testing. Load testing was conducted on a 5 N Tinius Olsen H1KS
tensile tester. Strips of composite material were transported to the load cell
in water to prevent them from drying out. A constant displacement rate of
1.6 µm s−1 was applied.
Received 18 October 2012; accepted 19 June 2013; published online
4 August 2013
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Acknowledgements
W.T.S. is an Engineering and Physical Sciences Research Council (EPSRC) UK Advanced
Research Fellow and this research was supported by EPSRC grants EP/F007868/1 and
EP/D073693/1 and Natural Environment Research Council grant NE/D522211/1.
Author contributions
E.V. conducted the experimental research; E.V., H.H., V.R.P. and W.T.S. planned
the experiments; X.L., D.M.S. and W.T.S. formulated the mathematics; D.M.S. was
responsible for the numerics; W.T.S. undertook the computing and W.T.S. and
D.M.S. wrote the paper.
Additional information
Supplementary information is available in the online version of the paper. Reprints and
permissions information is available online at www.nature.com/reprints. Correspondence
and requests for materials should be addressed to W.T.S.
Competing financial interests
The authors declare no competing financial interests.
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