Eventive and stative passives and copula
selection in Canadian and American heritage
speaker Spanish
Elena Valenzuela1, Michael Iverson2, Jason Rothman3,
Kristina Borg1, Diego Pascual y Cabo4 and Manuela Pinto5
1 University
4 Texas
of Ottawa / 2 Macquarie University / 3 University of Reading /
Tech University / 5 Utrecht University
Spanish captures the diference between eventive and stative passives via an
obligatory choice between two copula; verbal passives take the copula ser and
adjectival passives take the copula estar. In this study, we compare and contrast US and Canadian heritage speakers of Spanish on their knowledge of
this diference in relation to copula choice in Spanish. he backgrounds of the
target groups difer signiicantly from each other in that only one of them, the
Canadian group, has grown up in a societal multilingual environment. We discuss the results as being supportive of two non-mutually exclusive explanation
factors: (a) French facilitates (bootstraps) the acquisition of eventive and stative
passives and/or (b) the US/Canadian HS diferences (e.g. status of bilingualism and the languages at stake) is a relection of the uniqueness of the language
contact situations and the efects this has on the input HSs receive.
Keywords: copula, heritage speakers, ser, estar, bilingualism, syntax, passives
1.
Introduction1
he present study adds to the growing body of formal linguistic studies on heritage
language acquisition (see Benmamoun, Montrul & Polinsky, 2013 for review) by
examining knowledge of the stative and eventive passives in Spanish as a heritage language, inclusive of diferences in their distribution and copula selection
1. he following abbreviations have been used: be(SER) for Spanish ‘ser’ and be(ESTAR) for
Spanish ‘estar’; pret for the preterit tense and imp for the imperfect tense.
doi 10.1075/ihll.5.10val
© 2015 John Benjamins Publishing Company
268 Elena Valenzuela et al.
properties. In doing so, we follow the work by Bruhn de Garavito and Valenzuela
(2006, 2008) for adult L2 acquisition of Spanish. We test, compare, and contrast
two sets of Spanish heritage speakers (HS henceforth). hese groups come from
the USA and Canada respectively. As such, English is shared in both contexts as
the native majority language of the greater society and is the dominant language of
both groups of HSs. Crucially, the backgrounds of the target groups difer signiicantly from each other in that only one of them, the Canadian group, has grown
up in a societal multilingual environment. Not only does such an environment
provide exposure to and formal education in a third language (i.e. French), but
the fact that the additional language is a Romance language may provide extra
beneit to Canadian HSs. Comparing two groups of HSs with the variables that
make them similar and distinct in the way we do here is, to our knowledge, unique
and contributes to this area of study in non-trivial ways. Bringing these groups
together will allow us to test the extent to which multilingualism brings something to bear on competence outcomes for the heritage language and also the role
that structural similarity between the heritage language and one of the societal
languages plays in heritage language competence in certain domains of grammar.
A heritage language is a minority language spoken in an environment where
it is not the/a language of the majority population. HSs are bi- or multilinguals
who grow up as members of a given minority ethnolinguistic community and
either receive heritage and the majority (or more) language input (simultaneously) from birth or receive heritage language input exclusively until school age
(see e.g., Montrul, 2008; Rothman, 2009). In both cases, the starting point of formal education in the societal language correlates to a sharp quantitative decrease
in whatever amount of heritage language input HSs received prior to this onset.
Usually, by late childhood, HSs have become dominant speakers of the majority
community language and their knowledge of the heritage language varies from
individual to individual. And so, despite the fact that the heritage language is
acquired naturalistically in early childhood and is, thus, a native language (cf.,
Rothman & Trefers-Daller, 2014), HSs’ end-state grammars most otendifer
from that of monolingual native speakers, sometimes quite dramatically so (e.g.,
Montrul, 2004, 2008; Polinsky, 2007, 2008, 2011).
here have been several proposals that attempt to account for, if not explain,
how childhood naturalistic acquisition can difer in ultimate attainment knowledge as exempliied by the resulting grammars of monolingual and HSs of the
same language. For example, Montrul (2008) argues that HS bilinguals are
incomplete learners of their heritage language, at least by means of comparison
to monolinguals. Putting aside the obvious “comparative fallacy” in the sense of
Bley-Vroman (1983), which no one denies, the proposal intends to convey the
idea that there is the possibility of stunted or arrested development in the heritage
Eventive and stative passives and copula selection 269
language. In other words, a byproduct of the shit in dominance that characterizes
HS bilingualism and occurs at an early age results in diferences in developmental
course between HSs and monolingual children. Although they both acquire the
same language, the development of the HS is afected by inluence of the societal
majority language and other processes that can be linked to their bilingualism
and bilingual learning experience. hese other processes can include attrition of
properties which were acquired at some point in the course of heritage language
acquisition but became eroded by adulthood (e.g., Polinsky, 2011), diferences in
education and literacy in the heritage language (e.g., Pascual y Cabo & Rothman,
2012; Rothman, 2007), L1 attrition efects to the irst generation input providers which change the qualitative shape of the input to which HSs are exposed
(e.g., Pires & Rothman, 2009; Sorace, 2004), various general efects of bilingualism (Kaltsa, Tsimpli & Rothman, 2012; Sorace, 2011) and others. Whether or not
the term incomplete acquisition should be used as the catch-all term for all HS
diferences from a monolingual baseline – thus encompassing, in addition to true
arrested development, all of these other factors – or even at all (see Pascual y
Cabo & Rothman, 2012), is not of major concern herein. It is likely that all the
aforementioned factors play a role in at least some of the diferences attested in
the HS literature. Regardless of which applies for any given domain, we all can
agree that HS “grammatical knowledge” is strikingly diferent from monolinguals.
Furthermore, it is largely uncontroversial to claim that the majority language exercises some inluence on the heritage language, although the degree to which this
occurs is subject to debate.
Following from this general line of reasoning, one question worth pursuing is
whether or not there are limits on majority/minority language inluence depending on linguistic and extra-linguistic variables idiosyncratic to a given context.
In other words, in the prima facie example of Spanish as a heritage language in
a majority English-speaking environment, will English always exercise the same
level and type of inluence on Spanish? To pursue this question, one can compare the same majority/heritage language pair in a context where linguistic and
extra-linguistic factors are diferent. Such is the relationship between Spanish
as a heritage language in the US and Canada. Whereas the United States has
one societal language, Canada has two: French and English. It is not unusual,
therefore, for a Spanish heritage speaker in Canada to be raised in a multilingual
community language environment and be competent in the heritage language
as well as a balanced French/English speaker. In the case of Ontario (a predominantly English-speaking province which borders Québec, the French-speaking
province) French is the minority language while English is the majority language.
In each province, however, regardless of the majority language, parents have the
option to place their children in either a French or an English language program
270 Elena Valenzuela et al.
in the formal education system. At present, over 1,890,000 Canadian students
are studying French through the core/basic or immersion programs in the predominantly English-speaking part of Canada. he Canadian-Spanish HSs in this
study are educated in both English and French and are very proicient speakers
of both languages.
It is well documented that English inluences the Spanish of HSs in the US
(e.g., Beaudrie & Fairclough, 2012; Montrul, 2008; Silva-Corvalán, 1986, 1994;
among others). Much less studied is the case of Spanish as a heritage language in
the context of Canada, and particularly where the Canadian environment truly
supports both French and English as societal languages and languages of formal
education. Does being a formally educated speaker of another Romance language,
French, change the dimensions of diferences to be expected in Canadian HSs of
Spanish? We pursue this possibility in the remainder of this chapter by examining knowledge of stative and eventive passive structures in Spanish as a heritage
language and the copulas they select respectively. Previous work by Silva-Corvalán
(1986) has already shown diferences in HS Spanish with copula choice in the
context of the US, the question is whether we will show the same in our group
of American HSs and the extent to which the Canadian and American HSs pattern together or diferently. Whether these two HSs groups pattern together and
understanding the consequences of whatever is shown will make signiicant contributions towards understanding more precisely the variables that condition HS
grammatical knowledge.
2. Stative and eventive passives
English, French and Spanish difer from each other with respect to the way their
grammars distribute copular verbs in passive voice constructions: although all
three languages make a distinction between adjectival and verbal passives [those
that denote states and events respectively (Levin & Rappaport, 1986)], only in
Spanish is this distinction made via verb choice. Consider Examples (1)–(3) below:
(1) a. he dinner is prepared by Teo
b. he dinner is already prepared (*by Teo)
(eventive passive)
(stative passive)
(2) a.
préparé par Pau
prepared by Pau
déjà
préparé (*par Pau)
already prepared
(eventive passive)
La cena es
preparada por Kristina
the dinner is(SER) prepared by Kristina
(eventive passive)
Le
the
b. Le
the
(3) a.
souper
dinner
souper
dinner
est
is
est
is
(stative passive)
Eventive and stative passives and copula selection
b. La cena
ya
está
the dinner already is(ESTAR)
preparada (*por Kristina)
prepared
(stative passive)
As can be seen in the examples above, while English (1a–b) and French (2a–b)
grammars use only one lexical item for both sets of constructions (to be and être
respectively), Spanish (3a–b) uses two options (ser and estar), with each one having a speciic purpose: ser is used for eventive passives (as in 3a) and estar is used
for stative passives (as in (3b)). As generally claimed in the literature on Spanish
copular constructions, the distribution of Spanish copula is not random, but rather
governed by the type of state being described and is not limited to the stative/eventive passive distinction. For example, it has been noted that in copula-adjective
combinations, some adjectives combine exclusively with ser (e.g., inocente, capaz)
while others combine exclusively with estar (e.g., muerto, desnudo). Interestingly,
there is a third group of adjectives that can appear with both copulative predicates
(e.g., listo, guapo, feo) but whose resultant meaning varies depending on the copula
selected. Examples (4)–(6) below illustrate this.
(4) La chica {es/*está} inocente
‘he girl is{SER/*ESTAR} innocent’
(5) El rey {*es/está} muerto
‘he king is{*SER/ESTAR} dead’
(6) Lizzie {es/está} guapa
‘Lizzie {is{SER} pretty (in essence)/is{ESTAR} (circumstantially)} pretty’
Although several theoretical accounts have been advanced to explain the observed
phenomena (e.g., Falk, 1979; Luján, 1981; Vañó-Cerdá, 1982; Clements, 1988;
Schmitt, 1992; Leonetti, 1994; Delbecque, 1997; Maienborn, 2005; Schmitt &
Miller, 2007; Camacho, 2012; Gumiel-Molina & Pérez-Jiménez, 2012; among
many others), it is generally accepted within the Generative framework that the
ser/estar distinction is primarily based on the inherent lexical aspect of each predicate (e.g., Luján, 1981; Lema, 1992; Schmitt, 1992). Following Bruhn de Garavito
&Valenzuela (2008, pp. 324–325), we adopt an analysis of copula use that considers
(i) that estar is a copulative auxiliary carrying aspectual features while ser is a copula with an unmarked aspectual value2 (e.g., Lema, 1992; Schmitt, 1992), (ii) that
the participles that complement the copula also carry aspectual information
2. he assumption, therefore, is that syntactically and semantically speaking it is the same
‘estar’ in copular sentences and in adjectival passives, and, on the same ‘ser’ in copular sentences
and in verbal passives.
271
272 Elena Valenzuela et al.
(+/− perfective) and check their features with the verb (e.g., Luján, 1981; Varela,
1992) and (iii) the ser/estar distinction involves a complex interaction of several
modules of the grammar (namely, syntax, lexicon, semantics, and discourse/
pragmatics). According to Bruhn de Garavito and Valenzuela, “given that ser is
unmarked, both perfective and imperfective participles will be possible without
resulting in a clash. On the other hand, only perfective participles will be possible
when the copula is estar” (2008, p. 325).
Given this analysis, three main observations can be made. First, eventive (ser)
passives include an implicit or explicit agent but stative (estar) passives do not
(e.g., Varela, 1992). As a result of this diference, the use of a “by” phrase in stative
passives results in ungrammaticality:
(7) a. La puerta de la celda estaba cerrada (*por el guardia)
b. La puerta de la celda fue cerrada (por el guardia)
‘he door of the jail cell was{SER/ESTAR} closed (by the guard)’
Second, eventive passives that describe past events tend to take the preterit as their
canonical tense (Bruhn de Garavito & Valenzuela, 2008). Stative passives, on the
other hand, tend to take the imperfect:
(8) a.
Cuando llegué,
la comida {fue/
when
I-arrived the food
{was{SER}pret/
#era}
servida (por mi hijo)
#was{SER}imp} served (by my son)
b. Cuando llegué
la comida
when
I-arrived the food
{estaba/
#estuvo}
servida
{was{ESTAR}imp/ #was{ESTAR}pret} served (by my son)
‘When I arrived, the food was served (by my son)’
One inal property relevant to the present study is the interpretation of subjects
conditioned on copula choice. he use of estar favors a speciic interpretation of
the sentential subject, with the predicate denoting a stage-level property, as in
(6), or a perceptual report (in the sense of Roby, 2009), as in (9a). he use of ser
is compatible with either a speciic or generic interpretation of the subject, with
the predicate denoting an individual-level (as in (6)) or kind-level (as in (9b))
property.
(9) a.
Estar = speciic interpretation of subjects
El salmón está delicioso
b. Ser = generic or speciic interpretation of subjects
El salmón es delicioso
‘Salmon is{SER/ESTAR} delicious’
Eventive and stative passives and copula selection 273
Many theoretical accounts have been advanced to explain the observed phenomena (e.g., Falk, 1979; Luján, 1981; Vañó-Cerdá, 1982; Clements, 1988; Schmitt,
1992; Leonetti, 1994; Delbecque, 1997; Maienborn, 2005; Schmitt & Miller, 2007;
Gumiel-Molina & Pérez-Jiménez, 2012; among many others), and it is generally
accepted within the Generative framework that the ser/estar distinction is an
aspectual one (e.g., Luján, 1981; Schmitt, 1992; Lema, 1992). More recent accounts
(Camacho, 2012; Zagona, 2012, 2013) claim that the relevant features are ones tied
to situation/lexical aspect: unlike ser, estar has certain inherent aspectual features
which must be checked and deleted by its complement, while ser has no such
features. Here, we take the relevant feature to be an event boundary feature, given
the observation that “only verbs with endpoints can occur as adjectival participles
with estar” (Zagona, 2013, p. 319).
he requirement of estar to check its boundary feature has syntactic and
semantic consequences that give rise to the observations noted above3. Participial
complements of estar are adjectival (Carrasco, 2006; Zagona, 2013) and denote
states. True verbal passives – those that denote events and can accommodate a ‘by’
phrase – contain additional syntactic structure and/or aspectual features (e.g. an
additional event boundary or Zagona’s, 2013 path feature) that either clash with
or prohibit checking of the boundary feature of estar; subsequently, they are only
compatible with ser. Following Camacho (2013), complements that can occur with
both ser and estar have two lexical entries, one containing the relevant aspectual
features (for use with estar) and the other with none; complements that can only
occur with one copula or the other have only one lexical entry. Complements
compatible with the aspectual feature of estar are subject to certain interpretations
in which the aspectual boundary denotes a contrast of an entity with itself (i.e., a
stage-level interpretation) or of an entity/situation with other similar entities/situations (i.e., the interpretation of a subject as speciic). Finally, as complements of
estar are stative in nature, they tend to co-occur with imperfect forms in Spanish,
while eventive passives with ser (which can contain full event structure and multiple event boundaries) are more likely to occur with preterit forms.
French is one of many languages that exhibit an alternation of ‘have’ and
‘be’ as auxiliary verbs in periphrastic verbal constructions. Cross-linguistically,
‘have’ typically occurs with transitives and unergatives, and ‘be’ occurs with
unaccusatives, seen below in French.
3. While follow others in claiming that complements of estar must have some boundary feature
(likely [+telic]), we do not take this to mean that the complex predicate (estar + complement) is
bounded in the same way. It is possible that the boundary feature is interpreted as a telos in the
active voice (e.g. ‘He died’) and as inchoation of a state (cf. Camacho, 2013) in the passive (e.g.
‘He is dead’).
274 Elena Valenzuela et al.
(10) a.
Elle {*est/ a}
she {*be/ have.3sg}
‘She ate the apple’
b. Elle {*est/ a}
she {*be/ have.3sg}
‘She danced’
c. Elle {est/ *a}
She {be/ *have.3sg}
‘She died’
mangé la pomme
eaten the apple
dansé
danced
morte
died
(transitive)
(unergative)
(unaccusative)
However, the extent to which ‘be’ co-occurs with unaccusatives varies across languages, suggesting that auxiliary selection is not merely a by-product of thematic
or syntactic characteristics of monadic verbs (i.e. unergatives vs. unaccusatives).
Sorace (1993, 2000), reviewing data from Germanic and Romance languages,
noted that while auxiliary selection is variable across these languages, this variability is systematic. his is relected in the Auxiliary Selection Hierarchy, which
organizes unaccusatives into classes: (i): change of location, (ii) change of state,
(iii) continuation of pre-existing state, (iv) existence of state, (v) uncontrolled
process, (vi) controlled process. A language may opt for either auxiliary verb for
a given class, but if it opts for ‘be’, then it will also select ‘be’ for classes higher in
the hierarchy.
Bentley and Eythórsson (2004) examine a variety of Romance and Germanic
languages to make further distinctions within the Auxiliary Selection Hierarchy
based on aspectual notions of dynamicity, telicity, and stativity. Following Sorace
(2000) they note that in French, verbs denoting a change of state do not uniformly
select ‘have’ or ‘be’. Auxiliary selection in this class is conditioned by the telicity of
the verb. While all verbs in this class are dynamic and denote change, inherently
telic verbs (e.g. naître ‘to be born’, mourir ‘to die’) select ‘be’, while others (e.g.
croître ‘to grow’, rougir ‘to blush’) select ‘have’.
In passive constructions in the past tense, this distinction patterns similarly
to the use of ser/estar in Spanish. In eventive passives denoting a one-time event,
avoir is used in the passé compose – functionally equivalent to the preterit in
Spanish – and is compatible with a by-phrase. In stative passives, être is used in the
imperfect, and is not compatible with a by-phrase under a stative interpretation.
(11) a.
Les pommes ont été
mangés par la ille
the apples
have been eaten
by the girl
‘he apples were eaten by the girl’
b. La porte était ouverte (*par la ille)
the door was open
by
the girl
‘he door was open (*by the girl)’
(eventive)
(stative)
Eventive and stative passives and copula selection
In both Spanish and French, knowledge of the event structure of predicates plays a
pivotal role and has overt morphosyntactic consequences. Speciically, sensitivity
to event boundaries is crucial. In Spanish, participial complements of estar must
necessarily be inherently telic. In French, telicity is the determining factor in auxiliary selection with unaccusative verbs.
3. Hypotheses and research questions
he ser/estar distinction involves a complex interaction of several modules of the
grammar (namely, syntax, lexicon, semantics, and discourse/pragmatics). As such,
the learnability task for the acquisition of ser and estar, ‘to be’, is a complex one,
requiring knowledge in distinct linguistic domains. he following areas need to
be acquired:
–
–
–
–
syntax: he passive construction
lexicon: Choice of copula verb including use with corresponding canonical
adjectives
semantics: Aspectual distinction between events and states
discourse/pragmatics: Possibility of generic interpretation of the subject
with ser but not estar.
Underlyingly, English, French and Spanish do not difer in any fundamental way
in relation to the syntax of eventive passives. However, at the surface level Spanish
forces a copula choice that is not available in English or French. Since there is no
fundamental diference in the underlying structures for eventive passives, we do
not expect any noticeable inluence. However, since both English and French only
have one copula and thus do not mark the eventive vs. stative passive distinction
like Spanish does, we could envision that a possible inluence from these languages
would result in less accurate knowledge of copula choice in this context. Assuming
ser is the unmarked choice because it does not carry aspectual features, our expectation is that properties relating to the copula ser will show less divergence from
native controls than properties related to estar.
While there is no aspectual distinction via copula selection in French, there
are other areas that are sensitive to aspect. Speciically, French has at least two
properties to its grammar that English lacks, and which may ofer bootstrapping
efects for the properties we are examining. First, it marks the diference between
inherent states via auxiliary selection in periphrastic perfect verbal constructions:
être ‘to be’ is used with inherently telic unaccusatives, and avoir ‘to have’ elsewhere
and (ii) similar to Spanish, it grammaticalizes (i.e. morphologically instantiates)
perfective aspect in its past tenses. hus we argue that bootstrapping from early
275
276 Elena Valenzuela et al.
acquisition of French aspectual features and auxiliary selection will give Canadian
HSs an advantage for copula selection with eventive and stative passives. Crucially,
for this argument to be valid our subject groups only difered in their knowledge of
French, speciically, the Canadian HS group, and not the US group, were from the
irst grade (~6 years of age) onward in the French immersion stream. We return
to this possibility in the discussion section once we see what the data reveal. If the
Canadian and American HSs do difer from each other (as we expect), we predict
that this diference will relect better accuracy in general for the Canadians. With
the aforementioned in mind, our research questions are as follows:
1. Will American- and Canadian-Spanish HSs be able to reliably determine if a
passive is eventive or stative, correlating this to the type of copulas expected?
2. Given the fact that the Canadian-Spanish heritage group had L3 French
as their language of instruction throughout their schooling and that the
US-Spanish heritage group was, strictly speaking, Spanish/English bilingual,
will knowledge of French be facilitative for the Canadian heritage group for
this property?
4. Previous research
Previous research on copula choice in Spanish has shown that ser/estar copulas
are subject to language change where both historical and individual change takes
place by an overextension of the uses of estar (Silva-Corvalán, 1986; Geeslin, 2001,
2002a, 2002b; Silva-Corvalán & Montanari, 2008; Geeslin & Guijarro-Fuentes,
2008; Marco & Marín, this volume). It is argued that this is because estar loses
some of the features that distinguish it. Van Patten (1985) examined adult learners of L2 Spanish and showed that acquisition takes place through 5 stages.
Geeslin (2001, 2002a, 2002b) argued that language loss/simpliication, historical
change and L2 acquisition of the copulas closely resemble each other. Geeslin
and Guijarro-Fuentes (2005) studied groups of adult learners of L2 Spanish from
three diferent L1 backgrounds, some with and some without copula choice. he
authors argue that the L1 and indeed knowledge of additional languages did not
seem to play a role.
he present study is based on original work from Bruhn de Garavito and
Valenzuela (2008) that looked at the acquisition of eventive and stative passives in
L2 Spanish (of L1 English speakers). In general, the L2 learners performed diferently than native speakers, overextending the domain of estar. While L2 learners
were able to distinguish between the copulas with adjectival complements, they
showed more diiculty with passive constructions. his diiculty also extended
Eventive and stative passives and copula selection 277
to the interpretative properties of copula choice, where the L2 learners allowed a
generic interpretation of the subject associated with estar in passives. Bruhn de
Garavito &Valenzuela suggest that the results of the L2 learners may stem from
processing problems. While the L2 learners may have knowledge of the ser/estar
distinction, as evidenced by the performance with adjectival complements, their
use in a more complex syntactic environment (i.e. passive constructions, which
involve additional syntactic movement) increases the processing load and results
in an elevated rate of errors.
Bruhn de Garavito (2009) employed the same methods as Bruhn de Garavito
and Valenzuela (2008) and examined an additional language pairing, L1 German/
L2 Spanish. Unlike English, German captures the stative/eventive diference in
passive constructions via the systematic use of distinct verbs: sein ‘to be’ is used
with statives and warden ‘get’ is used with eventive verbs. Like subjects of estar in
Spanish, the subject of sein passives must be interpreted as speciic. In spite of this
apparent advantage, however, the L1 German group performed similarly to the L1
English group from Bruhn de Garavito and Valenzuela (2008). Bruhn de Garavito
speculates that this performance might result from selective transfer of the L1 into
the L2, questioning the oten-assumed scenario of full transfer.
he present study builds on these works, but examines heritage speakers of
Spanish. By testing these groups, we are able to look at any efect English may have
on copula choice in Spanish, even when Spanish is a native language. Additionally,
the heritage speakers from Canada also have knowledge of French, which exhibits some aspectually-conditioned morphological contrasts (i.e. past tense forms)
that are similar to those found in Spanish. Although L1 German did not aid the
learners in Bruhn de Garavito (2008), it may be the case that transfer from French
facilitates or reinforces the uses of ser and estar for our Candian-heritage speakers.
In the following section we give information about the participants in this study
and detail the methods used.
5. Methodology
5.1
Participants
A total of 42 informants participated in this study. he participants’ responses to
a background questionnaire were used to classify them into one of the following three groups: (i) US Heritage Speaker group, (ii) Canadian Heritage Speaker
group, and (iii) Spanish Control group. he US Heritage Speaker group included
22 college-age bilingual individuals from the state of Florida, USA. he countries
of origin of the Spanish varieties were from various countries in Latin America
278 Elena Valenzuela et al.
(Colombia, Argentina, and Mexico). Although all of them reported having spoken
Spanish at home from birth, their dominant language was English. he Canadian
Heritage Speaker group was made up of 10 individuals who, in addition to English
and Spanish, began learning French in kindergarten at the age of 5. he average
age of the Canadian group was 28 and, like the US group, had reported having
spoken Spanish in the home since birth. heir dominant language was English.
Also, like the US group, their countries of origin were from various countries in
Latin America. Crucially, both HS groups had similar near-native proiciency in
their Spanish. Finally, the control group was made up by 10 Spanish native speakers (from Spain and Colombia) residing in Canada. hese control informants were
L2 (adult) learners of English. All 42 informants were matched (to the extent that
it was possible) for age, background, and general education levels.
5.2
Tasks
here were two tasks, an Acceptability Judgment Task and a Sentence Selection
Task, which were the original tasks from Bruhn de Garavito and Valenzuela (2006,
2008). he acceptability judgment task assessed the use of ser and estar under
various conditions: in (eventive and stative) passive constructions with or without
an explicit agent, in canonical past tense situations (preterit/imperfect), and with
adjectives. he sentence selection task assessed the interpretation of ser and estar
in passive and adjectival constructions.
Acceptability Judgment Task
5.2.1
As previously discussed, the Acceptability Judgment Task aimed to assess use of
ser and estar. Participants were asked to rate the acceptability of a given sentence in
Spanish on a scale from 1 (totally unacceptable) to 5 (totally acceptable); there was
a separate option (‘I don’t know’) to indicate uncertainty. One set of target items
tested for acceptability of each copula in a passive construction, with or without
the expression of an agent. here were 5 items of each type, for a total of 20 items.
Examples, with the expected grammaticality indicated, are given in (12)–(15) below.
(12) Ser, with agent, grammatical:
Aquí la comida es
preparada por un cocinero profesional
here the food
is{SER} prepared by a
chef
professional
‘Here the food is prepared by a professional chef ’
(13) Ser, without agent, grammatical:
En esta compañía las oicinas son
pintadas cada verano
in this company the oices are{SER} painted each summer
‘In this company the oices are painted each summer’
Eventive and stative passives and copula selection 279
(14) Estar, with agent, ungrammatical:
*Las tareas
ya
están
completadas por los alumnos
the homeworks already are{ESTAR} completed
by the students
‘he homework is already completed by the students’
(15) Estar, without agent, grammatical:
La cena
ya
está
preparada para la iesta
the dinner already is{ESTAR} prepared for the party
‘he dinner for the party is already prepared’
Another set of target items in this task examined acceptability of each copula in
the past tense. Unlike English (but like French), Spanish verbs in the past tense
are inlected for grammatical aspect (i.e., perfective or imperfective aspect). While
each copula may be used with either aspectual marking, there is a preference for
stative passives (compatible with estar) to be expressed with the imperfect and
eventive passives (compatible with ser) to be expressed with the preterit. here
were 5 test items for each passive and aspect combination, for a total of 20 items.
Examples, along with expected acceptability, are given in (16)–(19) below.
(16) Ser, preterit, preferred:
El libro fue
escrito en Inglaterra
the book was{SER}pret written in England
‘he book was written in England’
(17) Estar, preterit, dispreferred:
#La
carne estuvo
quemada en la parrilla
the meat was(ESTAR)pret burned
on the grill
‘he meat was burned on the grill’
(18) Ser, imperfect, dispreferred:
#El
libro era
escrito en inglés
the book was(SER)imp written in English
‘he book was written in English’
(19) Estar, imperfect, preferred:
El ediicio estaba
construido con ladrillos importados
the bulding was{ESTAR}imp constructed with bricks imported
‘he bulding was constructed with imported bricks’
he inal set of target items assessed knowledge of adjectival constructions using
adjectives that were permissible with only one of the two copular verbs. Each
copula was paired with both acceptable and unacceptable adjectives. here were
5 of each item type, for a total of 20 items. Examples are given in (20)–(23)
below.
280 Elena Valenzuela et al.
(20) Estar + adjective, grammatical:
El vaso está
lleno de agua
the vase is{ESTAR} full of water
‘he vase is full of water’
(21) Estar + adjective, ungrammatical:
*El entrenador de fútbol
es
satisfecho
the coach
of football is{ESTAR} satisied
‘he football coach is satisied’
(22) Ser + adjective, grammatical:
El nuevo trabajador es
muy4 capaz
the new
worker
is{SER} very capable
‘he new worker is very capable’
(23) Ser + adjective, ungrammatical:
*El gato de Luisa está leal
the cat
of Luisa is{SER} loyal
‘Luisa’s cat is loyal’
In sum, there were 60 target items on the Acceptability Judgment Task.
5.2.2 Sentence Selection Task
he Sentence Selection Task was designed to test participants’ knowledge of the
interpretive properties that each copula assigns to its subject. In this task, a context was provided, followed by four options. Participants were asked to indicate
which of the four options was most appropriate given the context. he options
for each item were (i) a sentence containing ser, (ii) the same sentence with
estar, (iii) a choice of both sentences, or (iv) a choice indicating that neither sentence was acceptable. As previously mentioned, only ser can have a subject with
a generic interpretation. Items varied in both the interpretation forced by each
context (generic or not) as well the type of complement to the copula (adjectival
or passive). here were 5 items for each combination of context and complement,
for a total of 20. Examples are given in (24)–(27) below, irst in Spanish and then
in English, with expected answer marked in italics.
(24) Non-generic context with adjective:
Luisa y Guillermo están en el partido inal del campeonato de fútbol en el que
juega su equipo favorito. Suelen ir a todos los partidos pero hoy Luisa no lo
está pasando bien porque…
4. As one of the reviewers points out, the presence of muy is necessary for grammaticality here.
hese modiiers were controlled across instruments.
Eventive and stative passives and copula selection
a. Los fanáticos son violentos
b. Los fanáticos están violentos
c. Ni a ni b
d. Ambas, a y b
Luisa and Guillermo are at the inal game of the football championship in
which their favorite team is playing. hey usually go to all the games but today
Luisa is not having a good time because …
a. he fans are(SER) violent
b. he fans are(ESTAR) violent
c. Neither a nor b
d. Both, a and b
(25) Generic context with adjective:
Enrique y Paquita están hablando de deportes. Enrique dice que le gustan
todos los deportes menos el fútbol. Paquita está sorprendida y le pregunta
por qué. Enrique dice:
a. Los fanáticos son violentos
b. Los fanáticos están violentos
c. Ni a ni b
d. Ambas, a y b
Enrique and Paquita are talking about sports. Enrique says that he likes all
sports except football. Paquita is surprised and asks him why. Enrique says:
a. he fans are(SER) violent
b. he fans are(ESTAR) violent
c. Neither a nor b
d. Both, a and b
(26) Non-generic context with passive:
Lucía está muy enojada. Esperaba una buena taza de café al llegar a casa. Lucía
dijo:
a. ¿Por qué no es servido el café?
b. ¿Por qué no está servido el café?
c. Ni a ni b
d. Ambas, a y b
Lucía is very angry. She expected a good cup of cofee when she got home.
Lucía said:
a. Why isn’t(SER) the cofee served?
b. Why isn’t(ESTAR) the cofee served?
c. Neither a nor b
d. Both, a and b
281
282 Elena Valenzuela et al.
(27) Generic context with passive:
Patricia pidió una taza de té a la inglesa. No quiso tomárselo. Patricia dijo:
a. En Inglaterra el té es servido sin azúcar
b. En Inglaterra el té está servido sin azúcar
c. Ni a ni b
d. Ambas, a y b
Patricia asked for a cup of tea English style. She wouldn’t drink it. Patricia said:
a. In England tea is(SER) served without sugar
b. In England tea is(ESTAR) served without sugar
c. Neither a nor b
d. Both, a and b
6. Results
6.1
Acceptability Judgment Task
We will now turn to the results for the Acceptability Judgment Task. A mixedmodel ANOVA was used for the statistical analysis of the participants’ Likert
scores (i.e. the sum of the ratings for each item type). Some of the data points
were numerically transformed to facilitate the interpretation of the statistical
results. his was achieved by reversing the scale of the ungrammatical5 items
such that a rating of 5 indicated unacceptability and 1 indicated acceptability:
a rating of 1 became 5, 2 became 4, 3 remained 3, etc., for the ungrammatical
items only. By doing this, the “expected” rating for each item type is 5, regardless
of grammaticality. he interpretation of comparisons between item types is more
intuitive, particularly between grammatical and ungrammatical items, where no
signiicant diferences are expected. he indings are irst presented in graph form
in Figures 1 to 3 below.
he mixed-model ANOVA showed main efects for Group (F(2, 39) = 17.78,
p < .001) and Condition (F(11, 429) = 14.36, p < .001), and a Group*Condition
interaction (F(22, 429) = 6.00, p < .001). Planned contrasts assessed the efects
of grammaticality, the verb used (ser or estar), and the construction type (passive, past tense, and adjectival complements) within groups, as well as diferences
between groups. All comparisons were done using False Discovery Rate control
(Benjamini & Hochberg, 1995).
5. When reporting our results, we use ‘grammaticality’ to mean the general acceptability of an
item type, based on claims from the literature; i.e. ‘grammatical’ items are both those which are
categorically permitted as well as those which are preferentially accepted.
Eventive and stative passives and copula selection 283
5
CTRL
CDN
4.5
USA
4
3.5
3
2.5
2
1.5
1
Ser+Agnt
Ser-Agnt
Est-Agnt
*Estar+Agnt
Figure 1. Acceptability Judgment Task average rating: Passives.
5
CTRL
CDN
4.5
USA
4
3.5
3
2.5
2
1.5
1
SerPert
EstarImp
*SerImp
*EstarPret
Figure 2. Acceptability Judgment Task average rating: Past Tense.
284 Elena Valenzuela et al.
5
CTRL
CDN
4.5
USA
4
3.5
3
2.5
2
1.5
1
SerAdj
EstarAdj
*SerAdj
*EstarAdj
Figure 3. Acceptability Judgment Task average rating: Adjectival Complements.
First, we examine intragroup comparisons. he control group showed no signiicant diference between grammatical and ungrammatical items (p = .091), suggesting equally extreme ratings for both of these item types. he diference between
these item types was signiicant for the Canadian group (p = .014), who were more
likely to assign (correct) extreme ratings to ungrammatical items than to grammatical items. his comparison was also signiicant for the US group (p < .001),
but in the opposite direction: this group was more likely to assign extreme ratings
to grammatical items than to ungrammatical items. All groups fared better on ser
items compared to estar items (Control: p = .002; Canadian: p = .004; US: p < .001).
All groups performed better with adjectival complements as compared to passives
(Control: p < .001; Canadian: p < .001; US: p < .001) or past tense items (Control:
p = .001; Canadian: p = .042; US: p = .002). he Canadian group performed better
with past tense items than passive items (p < .001), but there were no diferences
for the Control (p = .392) or US (p = .260) groups here.
Next, we turn to between-group comparisons. he Canadian group did not
difer signiicantly from the controls for any item type (p > .114 for all comparisons). he US group performed signiicantly lower than the Control group on
four of the ive ungrammatical item types: estar + agent (p = .002), estar + preterit
(p < .001), *ser + adj (p = .001), and *estar + adj (p < .001) conditions. hey also performed signiicantly lower than the Canadian group in these conditions (p < .001
for all comparisons), as well as the ser + imperfect condition (p < .001). he US
group did, however, outperform the Canadian group in the estar + agent condition
(p = .002). here were no signiicant diferences for any other comparisons.
Eventive and stative passives and copula selection 285
6.2
Sentence Selection Task
For this task, participants’ responses were coded as either correct or incorrect,
and the results were analysed using a generalized estimating equations (GEE)
approach (Zeiger & Liang, 1986), which allows for the treatment of dichotomous,
correlated data. he analysis indicated signiicant main efects for Group (Wald
χ2 = 11.518; df = 2; p = .003) and Condition (Wald χ2 = 67.417; df = 5; p < .001), and
a signiicant Group*Condition interaction (Wald χ2 = 23.396; df = 10; p = .009).
Planned comparisons testing for both within-group and between-group diferences were done using False Discovery Rate control.
100
CTRL
90
CDN
USA
80
70
60
50
40
30
20
10
0
GenPass
NonGenPass
GenAdj
NonGenAdj
Figure 4. Sentence Selection Task: % accuracy.
he intragroup comparisons examined both context (i.e. generic or not) and structure type (i.e. passive or adjectival) for any relevant patterns. he US group showed
the most interesting pattern. his group performed better with generic, adjectival
items than both non-generic, adjectival items (p < .001) and generic, passive items
(p < .001). hey also performed better with non-generic, passive items than with
generic, passive items (p < .001) and non-generic, adjectival items (p < .001). No other
comparisons for this group were signiicant. hese results, considered simultaneously,
indicate that the participants in this group more oten selected ser when confronted
with adjectival items and estar when faced with passive constructions. he Control
group performed signiicantly diferently with generic, passive items than with both
non-generic, passive items (p = .005) and generic, adjectival items (p = .001); however,
no other comparisons were signiicant, and the pattern seen in the US group is not
suggested here. here were no signiicant comparisons for the Canadian group.
286 Elena Valenzuela et al.
Similar to the irst task, the Canadian group did not difer from the Control
group for any item type. he US group difered signiicantly from the Control
group only on non-generic, adjectival items (p = .014), performing more poorly.
he Canadian group also outperformed the US group in this condition (p = .007).
here were no other signiicant diferences between groups.
7.
Discussion
To start the discussion of what the main results of the two empirical tasks can tell
us when brought together, it is useful to revisit our guiding research questions
and hypotheses. Our research questions asked whether or not the two HS groups
would show diferences from the control groups (and from each other) in regard
to (i) knowledge of stative and eventive passives and (ii) their mappings to particular copula. We anticipated the possibility that both HS groups would difer from
the controls but also hypothesized that if one of the groups were to be more similar
to the controls, it would be the Canadian HSs for reasons enumerated above and
to be leshed out below. We also hypothesized that HS diferences would be visible
with the selection of estar, which can also be viewed as an expansion of its domain
of use. Since estar is the copula with aspectual features, one possible explanation
is that English inluence results in the erosion of these aspectual properties thus
opening the possibility of its use to more contexts (i.e. contexts in which its inherent aspectual features become inert).
Turning to a summary of the results of the two tasks, considered together, the
data revealed an asymmetry among the three groups. he US group performed
distinctly from the control group. he results suggest that this group allows for
a broader use of estar than the other groups, as they consistently failed to reject
unacceptable uses of estar in the acceptability judgment task and, in the sentence
selection task, indicated estar as a viable option in a context in which it is ungrammatical (i.e. passive constructions in a generic context). Additionally, this group
showed, at best, indeterminate knowledge of ser and its associated adjectival complements, failing to (strongly) reject ser with an ungrammatical adjectival complement in the acceptability judgment task and failing to rule it out as a viable option
in infelicitous contexts with adjectival complements in the sentence selection task.
In contrast with the US group’s performance, the Canadian group matched the
performance of the control group for all item types on both tasks.
With this summary in mind, it seems that the answer to our research questions is that it is not impossible for HSs to match the controls, but it does not seem
to be the case that both groups do so. Our prediction that the Canadian HSs would
be the group to be more consistent with the controls, if an asymmetry between
Eventive and stative passives and copula selection 287
the two groups of HSs were to arise, came to bear. In light of the diferences across
Canadian and US HSs, we need to look further into the possible variables that
couple together to explain this diference. If indeed it is the case that inluence
from English is the cause for the changing nature of estar in the HS grammar, then
one could ask why this is not true in the case of Canadian HSs of Spanish, who
are also dominant speakers of English. It is possible, in fact likely, that important
sociolinguistic diferences pertaining to the status of Spanish in Canada and the
United States respectively and its many implications for language maintenance
bring something to bear here. Since we cannot comment directly on diferences
between the Canadian and US sociolinguistic contexts for Spanish and its relationship to this domain of grammar for these particular HSs, we will focus on the
obvious linguistic diferences that distinguish these HSs. As discussed above and
throughout, the Canadian HSs are highly proicient L2 learners of French who
acquired French in an immersion schooling context. his means that 50% of their
education was conducted via the medium of French and started at a very young
age (age 5). Since this is started at such a young age in the Canadian context, it is
fair to say that their exposure to French began while their Spanish grammar was
still developing, at least in certain domains of grammar. his also means that,
diferently from the US HSs, the drastic reduction in the home language that cooccurs with the onset of schooling in the typical case of HSs was divided between
two languages, one of which is a Romance language. Again if English is the likely
source of inluence for the loss of aspectual features associated with estar, then
receiving much less English input in the case of the Canadian HSS had a beneicial
efect for their Spanish development and/or maintenance. So, it might be the case
that community supported bilingualism/biliteracy, as is the case with English and
French in Canada and its schooling system, can ameliorate language loss for HSs
of yet another (heritage) language by virtue of the reduction in quantity of input
exposure to a singular majority societal language as compared to a monolingual
societal environment like the US. In other words, Canadian HSs are diferent and
more like the controls because their Spanish does not have the same opportunities
to develop diferently.
It is not clear, however, that this above scenario is universal. hat is, would all
childhood bilingualism with biliteracy have the same positive efect we seem to
have uncovered? Or perhaps, does it have more to do with the fact that the other
language is French (or at least a language that provides some linguistic properties
within its grammar that possibly provide bootstrapping support for the maintenance of the relevant properties)? What is it in the French grammar that could be
making the diference we see? We noted that both English and French have one
copula that corresponds to the two of Spanish. Knowledge of French might help
the Canadian group in two ways: on the one hand, it provides (some) dedicated
288 Elena Valenzuela et al.
aspectual morphology, which means that perfective aspect is grammaticalized
somewhere in the grammar as a syntactic feature, which is the feature relevant
for estar. In addition to this, French displays the avoir/être distinction to form the
periphrastic verb tenses that delineate inherent states (e.g., unaccusatives), meaning they have a (consistent) lexical/auxiliary distinction conditioned by a complement. Combining these two factors could make the Canadians more sensitive to
or able to retain the contrastive properties for ser and estar as it relates to eventive
and stative passives.
Of course, determining if there is a general efect for additional bilingualism
and biliteracy on HS competence outcomes or whether such an efect is conditioned by the properties of the languages examined is an open empirical question. Given the linguistic landscape of the world, it would not be too hard to
test its latent predictions. Bringing together HSs of the same languages in different national contexts is an important endeavour. It will allow us to continue
to understand what the sources of HS diferences are and what they cannot be.
Studies like this one further demonstrate the dynamic nature of HS acquisition
and the challenges the ield faces at trying to provide descriptive and explanatory
adequacy. One cannot speak of Spanish as a heritage language with any sense of
macro-categorization, but rather HS Spanish (or any language, of course) acquisition within a particular language environment.
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