DEVELOPMENTAL DYNAMICS 219:261–276 (2000)
Differential Mammary Morphogenesis Along the
Anteroposterior Axis in Hoxc6 Gene Targeted Mice
ALEJANDRA GARCIA-GASCA AND DEMETRI D. SPYROPOULOS*
Center for Molecular and Structural Biology, Hollings Cancer Center, and Department of Cell Biology and Anatomy,
Medical University of South Carolina, Charleston, South Carolina
ABSTRACT
Mammary epithelial cell proliferation, branching, and differentiation span
from the appearance of the mammary bud in
midgestation through to the cycling mammary
gland in adulthood. Here, we show that females
homozygous for a targeted disruption of the
Hoxc6 homeobox gene produce thoracic mammary glands that are slightly under-developed at
birth and completely cleared of epithelium by
adulthood, and inguinal mammary ducts that are
dilated and fail to regress in response to ovariectomy. Mammary buds are detected in E12.5
Hoxc6 homozygous embryos. However, in newborn Hoxc6 homozygous females, branching ductal structures and fat pad development are reduced. Whole-mount and histologic analyses of
mammary glands from adult Hoxc6 homozygous
females show the absence of mammary epithelium in thoracic glands and dilated ducts in inguinal glands at 100% penetrance. Histologic
analysis of inguinal mammary glands from ovariectomized Hoxc6 homozygous females demonstrates no signs of the expected regression of
epithelium, suggesting that these glands are not
responsive to the loss of ovarian hormone signals. We further observe repression of Hoxc6 expression specifically within mammary stroma by
estrogen and progesterone. Hoxc6 homozygous
mice also exhibit a homeotic transformation of
the second thoracic vertebra into the first (T2 to
T1 conversion with 60% penetrance), corresponding to both the gene’s anterior boundary of expression and the most extreme appearance of
mammary defects. The position-specific phenotypes observed and the potential role for Hoxc6
in mediating hormone-regulated ductal expansion and regression in the adult female are discussed. © 2000 Wiley-Liss, Inc.
Key words: mammary; gland; epithelium; stroma; homeobox; Hox; estrogen; progesterone; skeletal; mutant; mice
INTRODUCTION
Mammary gland development in the mouse initiates
with the formation of the mammary bud epithelium
through interactions with surrounding mesenchyme.
Invagination and not outward migration of proliferat© 2000 WILEY-LISS, INC.
ing epithelial cells is an early feature that distinguishes the mammary bud from other proliferating
epithelia, such as the apical ectodermal ridge of the
developing limb bud (Tickle and Altabef, 1999). Mammary buds are first observed in the mouse on embryonic day E10 to E11. Key to their development is the
activation of estrogen or testosterone receptors in the
surrounding mesenchyme. In male embryos between
days E13 and E15, androgens cause a cessation of
mammary bud proliferation by means of condensation
of surrounding mesenchyme. The fat pads lack mammary anlagen, and the glands remain rudimentary
throughout life. In the absence of androgens, the mammary bud continues to proliferate and develop (Imagawa et al., 1994). By day E16, epithelial cell proliferation persists only in female embryos, and by the time
of birth, the mammary gland has developed an epithelial component (parenchyma) embedded in fibrous and
adipose connective (stroma) tissues (Imagawa et al.,
1994; Sakakura, 1987). At this time, the parenchyma
consists of epithelial cords that connect to the nipple by
the primary duct. From birth to puberty, ductal growth
is symmetrical and dependent on ovarian hormones
(Daniel and Silberstein, 1987). At the onset of puberty,
considerable proliferation occurs with asymmetric
mammary growth and organization of the epithelial
component into a branching ductal system surrounded
by fibrous connective tissue that separates the ducts
from subjacent adipose tissue (Haslam, 1987). Ovarian
hormones play a significant role in breast development.
However, the effect of other local tissue-specific factors
and the interactions between hormones and target
genes on epithelial cell proliferation and mammary
development are not well understood.
Hox homeobox genes encode transcription factors
that establish spatial patterns by both creating positional identities and regulating cell proliferation. This
integrated process involves the combinatorial actions
of different Hox genes with overlapping boundaries of
expression (Condie and Capecchi, 1994; Kostic and
Capecchi, 1994; Horan et al., 1995a,b; Rancourt et al.,
*Correspondence to: Demetri D. Spyropoulos, Center for Molecular
and Structural Biology, Hollings Cancer Center, and Department of
Cell Biology and Anatomy, Medical University of South Carolina, 86
Jonathan Lucas Street, P.O. Box 250956, Charleston, SC 29403.
E-mail: spyropdd@musc.edu
Received 24 February 2000; Accepted 7 July 2000
262
GARCIA-GASCA AND SPYROPOULOS
1995; Boulet and Capecchi, 1996; Chen and Capecchi,
1999). Homeobox genes are known to be expressed in
the mammary gland of adult female mice and in MCF-7
breast cancer cells (Castronovo et al., 1994; Friedmann
et al., 1994; Chariot and Castronovo, 1996; Chariot et
al., 1996; Friedmann and Daniel, 1996; Phippard et al.,
1996; Srebrow et al., 1998; Chen and Capecchi, 1999).
It has been demonstrated that Hoxc6 is expressed in
the mouse mammary gland and that the level of Hoxc6
expression varies according to developmental stage
(Friedmann et al., 1994). Because the developmental
stage of the mammary gland is, in part, regulated by
varying ovarian hormone levels, it has been suggested
that Hoxc6 acts in response to ovarian hormones to
mediate their effect on mammary tissue development
(Friedmann et al., 1994).
Epithelial-stromal interactions are essential for
proper morphogenesis of mammary gland epithelium
(Sakakura, 1987). Here, we used gene targeting to generate mice defective for Hoxc6 function. Mice homozygous for this targeted mutation exhibited a homeotic
transformation in the thoracic vertebra at the anterior
boundary of normal Hoxc6 expression. Neonatal lethality in pups of different genotypes from Hoxc6 homozygous females indicated a defect in the Hoxc6 homozygous mothers. Hoxc6 homozygous females were found
to lack mammary epithelium in thoracic glands and to
lack proper responsiveness to ovarian hormones in inguinal glands. Mammary buds appeared normal in homozygous E12.5 embryos, but branching and ductal
development were reduced in thoracic glands of newborns. We further demonstrated that Hoxc6 expression
is greatly up-regulated in mammary stroma of ovariectomized wild-type females and is normally down-regulated in stroma by estrogen and progesterone in intact
females. Thus, differences between thoracic and inguinal gland phenotypes may be due to differences in the
loss of homeotic and/or nonhomeotic Hoxc6 functions.
The latter of which may occur in a hormone-regulated
pathway involving epithelial-stromal interactions.
RESULTS
Targeted Disruption of the Hoxc6 Gene
A targeting vector for the disruption of the Hoxc6 gene
was generated using a genomic mouse DNA fragment
encompassing both Hoxc5 and Hoxc6 coding sequences
and flanked by two divergent copies of the HSV thymidine kinase genes (see Experimental Procedures section).
Disruption of the Hoxc6 gene was accomplished by insertion of the pMC1neo gene cassette upstream of the first
helix of the homeodomain (Fig. 1A). ES cells were electroporated with linearized targeting vector and subjected
to double selection (see Experimental Procedures section). Eight of 189 drug-resistant ES cell lines were found
to contain the Hoxc6 targeted allele, as identified by
Southern blot analysis (Fig. 1B). Chimeric mice were
generated by injection of ES cells into B6 blastocyst and
germline chimeric males were identified by the appearance of Agouti pups from matings to B6 females. Het-
erozygotes were initially identified by both Southern blot,
using the same method for the identification of targeted
cell lines, and by polymerase chain reaction (PCR). Subsequently, all mice were genotyped by PCR alone (Fig.
1A–C). Hoxc6-specific forward and reverse primers were
used to identify the wild-type allele and Hoxc6-specific
forward and pMC1neo gene reverse primers were used to
identify the targeted allele, in a three-primer mix as
described in Experimental Procedures section (Fig. 1A–
C).
The Targeted Hoxc6 Allele Is a True Null
in the Mammary Gland
Normally, at least two different promoters, the PRI
and PRII promoters, drive transcription of the Hoxc6
gene. The distal PRI promoter is a common 59 regulatory unit for Hoxc4, Hoxc5, and Hoxc6 genes, and the
proximal PRII promoter is responsive to retinoic acid
activation (Cho et al., 1988; Sharpe et al., 1988; Simeone et al., 1988; Coletta et al., 1991; Mavilio, 1993;
Shimeld et al., 1993). The larger Hoxc6 transcript (PRI
mRNA) encodes the smaller 153 amino acid protein,
whereas the smaller transcript (PRII mRNA) encodes
the larger 235 amino acid protein. Both proteins have
identical homeodomains but differ by 82 amino-terminal amino acids (Chariot and Gielen, 1998; Cho et al.,
1988). Northern blot and reverse transcriptase (RT) PCR analyses of PolyA(1) mRNA from E12.5 Hoxc6
homozygous embryos demonstrated the complete absence of the PRII transcript and a reduced amount of a
truncated PRI transcript consistent with the insertional disruption (data not shown). Whole-mount immunohistochemistry of E12.5 Hoxc6 homozygous embryos demonstrated a greatly reduced amount of
truncated PRI protein with an anterior boundary of
expression of pv12 (shifted posterior from the wild-type
pv7/8 position; Fig. 1D). In vitro transcription assays
using a luciferase reporter in conjunction with wildtype Hoxc6 PRI, the truncated (targeted) Hoxc6 PRI,
and empty vector demonstrated negligible transcriptional activity for both the truncated (targeted) Hoxc6
PRI and empty vector in HeLa, NIH-3T3, and MCF7
cells (data not shown). Thus, although thoracic structures of the embryo lack Hoxc6 protein, more posterior
embryonic structures contain a greatly reduced
amount of a truncated form of Hoxc6 protein that is
predicted to be defective for transcriptional activity.
Northern blot analysis of PolyA(1) mRNA isolated
from mammary glands was conducted on intact and
ovariectomized females of both the wild-type and homozygous genetic backgrounds (Fig. 2). As in the whole
embryo, PRII is the predominant transcript observed
in the mammary glands of wild-type females and it is
preferentially up-regulated in the mammary glands of
ovariectomized females (Fig. 2). This result is consistent with those obtained by Friedmann and colleagues
(Friedmann et al., 1994), demonstrating the hormoneregulated expression of the Hoxc6-PRII transcript. In
contrast, neither PRI nor PRII transcripts are expressed
MAMMARY DEFECTS IN Hoxc6 TARGETED MICE
263
Fig. 1. Generation and identification of the Hoxc6 targeted allele and
immunohistochemistry of embryos. A: Targeted allele. The pMC1neo cassette (black triangle) was introduced into the BglII site upstream of the first
helix of the homeobox of the Hoxc6 gene (black box). The targeting vector
contained 12.8 kb of genomic DNA extending 39 from the EcoRI site through
Hoxc6 and Hoxc5 genes to a BamHI site and was flanked by two divergent
copies of the HSV-TK gene (not shown). B: Identification of targeted ES
cells. Targeted ES cells were identified by Southern blot by using HindIII
digested genomic DNA and a 700-bp EcoRI-HindIII Hoxc6 flanking probe.
Targeted lines were identified by the appearance of both 6.4-kb wild-type
(wt)and 5.2-kb mutant hybridizing bands. (Note: The 6.4-kb band was more
intense than the targeted 5.2-kb band due to the contamination of ES cell
DNA with that of feeder fibroblasts). C: Genotypic identification by polymerase chain reaction (PCR). Gene-specific PCR primers were used to amplify
Hoxc6 and neo sequences in mouse tail DNAs. The targeted allele produced
a 298-bp PCR product (neo) and the wild-type allele produced a 134-bp
PCR product (wt). (The position of PCR primers is indicated by black arrows
in A). D: Immunohistochemistry of embryonic day 12.5 embryos (incubated
with anti-Hoxc6 antibody as described in Experimental Procedures section).
Hoxc6 homozygous embryos demonstrated a greatly reduced amount of
truncated PRI protein with anterior boundaries of expression shifted posterior from pv7/8 to pv12 (arrows).
in Hoxc6 homozygous animals, and these transcripts remain absent even subsequent to ovariectomy (Fig. 2).
Taken together, these results argue that the Hoxc6 mutation is acting as a null in the mammary gland.
Sharpe et al., 1988; Shimeld et al., 1993). Skeletons
from Hoxc6 targeted mice were analyzed to study the
effect of the mutation in patterning of the axial skeleton (Table 1). These results demonstrate a homeotic
transformation of the second thoracic vertebra (T2)
into the likeness of the first (T1) with approximately
60% penetrance in the Hoxc6 homozygous mice (Fig. 3;
Table 1). This conversion was associated with the deletion or misplacement of the dorsal process or processus spinosus (approximately 90% penetrance), which
was usually found on T3 instead of T2, suggesting that
Targeted Disruption of Hoxc6 Causes a
Homeotic Transformation of Thoracic
Vertebra T2 Into T1
Hoxc6 is expressed in the thoracic region of the
mouse embryo with its anterior boundary of expression
at the level of the prevertebra 7/8 (C7/T1; Fig. 1D;
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GARCIA-GASCA AND SPYROPOULOS
Fig. 2. Hoxc6 expression in the mammary glands of wild-type and
Hoxc6 homozygous females. Northern blot analysis involving a Hoxc6specific probe was used to measure Hoxc6-specific gene expression.
Ovariectomized wild-type animals demonstrate increased levels of Hoxc6
gene expression (1/1, ovx). No mRNA expression was detected in the
mammary tissues of either intact or ovariectomized (ovx) Hoxc6 homozygous females.
TABLE 1. Skeletal Malformations Observed
in Hoxc6 Homozygotesa
Phenotype/genotype (%)
Deletion of one sternebra
Sternebrae of different
lengths
Short manubrium
First and second ribs
articulated, fused, and/
or in close appositionb
Dorsal process deleted or
translocated to T3
Different left-right
symmetry
1/1
(n 5 20)
0
0
c6/1
(n 5 30)
10
10
c6/c6
(n 5 33)
33.3
33.3
0
0
10
0
57.6
57.6
0
70
90.6
0
3.3
27.3
a
Skeletal defects showing more that 50% penetrance are in
boldfaced type.
b
The penetrance of the T2 to T1 homeotic transformation in
Hoxc6 homozygous mice was 57.6%.
the T2 to T1 conversion involved the entire vertebra
and not just the ribs (Fig. 3B; Table 1). We also observed that Hoxc6 homozygous females frequently lost
some or all their pups after delivery (regardless of pup
genotype). These pups lacked obvious craniofacial defects, such as cleft palate, but still had not nursed
properly as indicated by the absence of milk in their
stomachs (data not shown). For these reasons, a mammary gland deficiency in the homozygous mothers was
assessed.
Hoxc6 Homozygous Mice Have Abnormal
Mammary Development Along the A-P Axis
To analyze the role of Hoxc6 in the mammary gland,
whole-mount and histologic specimens were prepared
from mammary glands of wild-type, heterozygous, and
Fig. 3. Skeletal phenotypes observed in Hoxc6 homozygous mice. A
homeotic transformation of the second thoracic vertebra (T2) into the first
(T1) was observed in approximately 60% of the Hoxc6 homozygotes (B).
The dorsal process usually located on T2 was deleted or translocated to
T3 in 90% of the mutant animals, suggesting a complete transformation
of the vertebra. A: Wild-type. B: Hoxc6 homozygotes.
Hoxc6 homozygous mice. These results revealed profound and distinct phenotypes in both thoracic and
inguinal mammary glands of the Hoxc6 homozygous
mice at 100% penetrance. Thoracic mammary glands of
both intact and ovariectomized Hoxc6 homozygous females were devoid of mammary epithelium, as demonstrated by the absence of ductal structures (Figs. 4E,
6E,G). Although less distinct, thoracic ductal structures were also absent in Hoxc6 homozygous males
(Fig. 5E). Adipose fat pad aberrations (characterized by
the presence of immature adipose cells) were also observed in both thoracic and inguinal glands of the homozygous females (Fig. 6E–H). Less severely affected
than thoracic glands, inguinal glands from both intact
and ovariectomized Hoxc6 homozygous females developed mammary ductal structures that were dilated,
variably oriented, and unresponsive to changing hormone conditions (Fig. 6F,H). Wild-type mammary epithelium undergoes regression or involution in response
to ovariectomy (Fig. 6A–D). The dilated ducts observed
in histologic sections of inguinal glands from Hoxc6
homozygotes failed to regress in response to ovariectomy (Fig. 6F,H). Histologic sections of inguinal glands
harvested from homozygotes at a variety of points in
the estrous cycle displayed no differences in this distended ductal phenotype (Figs. 6F,H, 7D–F, and data
not shown). No normal ducts were observed and the
abnormal (dilated) ducts observed varied greatly in
size (Figs. 6F,H, 7D–F, and data not shown). Although
MAMMARY DEFECTS IN Hoxc6 TARGETED MICE
265
Fig. 4. Whole-mount preparations of mammary glands from wild-type
and Hoxc6 mutant females (8 –10 weeks old). Mammary epithelium is not
observed in the thoracic glands of Hoxc6 homozygous females (E). In
contrast, thoracic mammary epithelium develops normally in heterozy-
gous females (C). Mammary epithelium appears normal in whole-mount
preparations of inguinal mammary glands from Hoxc6 homozygous females. A,B: Wild-type. C,D: Hoxc6 heterozygotes. E,F: Hoxc6 homozygotes.
these variably oriented and dilated ducts were sectioned in the same plane and readily apparent in all
histologic sections (Figs. 6F,H, 7D–F), they were not
readily apparent in whole-mount preparations (Fig.
4F). These results could be interpreted to mean that
differences in the processing of specimens for wholemount and histologic sections (such as the use of xylene
and elevated temperatures in the latter) accentuated
differences in cell-cell and/or cell-extracellular matrix
interactions in mutant and wild-type tissues. Normal
ducts consist of two epithelial cell layers, an inner layer
surrounding the lumen (luminal epithelium) and an
outer layer of myoepithelium (Fig. 7A–C). At higher magnifications, disorganization of ductal epithelium was observed in dilated inguinal ducts from Hoxc6 homozygotes
(Fig. 7E,F). Together, whole-mount and histologic analyses suggest a position-specific role for Hoxc6 in mammary
gland development and adult function.
Mammary Buds Are Observed in Hoxc6
Homozygous Embryos at Day E12.5
Adult thoracic glands of males and females that are
devoid of epithelium may have arisen from a defect in
embryonic development. A retrograde analysis of mam-
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GARCIA-GASCA AND SPYROPOULOS
Fig. 5. Whole-mount preparations of mammary glands from wild-type
and Hoxc6 mutant males (8 –10 weeks old). Consistent with results from
Hoxc6 homozygous females, mammary epithelium is not present in the
thoracic glands of Hoxc6 homozygous males (E). No abnormalities were
observed in whole-mount preparations of inguinal glands of the mutants.
A,B: Wild-type. C,D: Hoxc6 heterozygotes. E,F: Hoxc6 homozygotes.
mary development in the mutant was pursued to clarify the origins of the mutant phenotypes. Mammary
buds are detectable in the mouse embryo at day E12.5
(Fig. 8). To determine whether the mammary defects
observed in adult Hoxc6 homozygous mice originate at
the initial mammary bud stage, hematoxylin and eosin
stained transverse sections of E12.5 embryos were generated and analyzed (Fig. 8). In general, mammary
buds from the Hoxc6 homozygotes and wild-types were
indistinguishable. Figure 8 displays smaller and more
protruding thoracic mammary buds that were occasionally observed in the Hoxc6 homozygotes (Fig.
8D,E). This thoracic bud phenotype may be associated
with delayed development. Nevertheless, the low penetrance of this thoracic bud phenotype (Fig. 8D,E) and
the high penetrance of the postnatal “cleared” thoracic
phenotype (Figs. 4E, 5E) argue that early determination and proliferation of mammary epithelium occur
normally.
Thoracic Mammary Epithelium Is Reduced in
Hoxc6 Homozygous Newborn Females
In the newborn female mouse, the mammary gland
consists of mammary epithelium with limited ductal
branching, all of which is embedded in adipose and
fibrous connective (stromal) tissue. Hematoxylin and
MAMMARY DEFECTS IN Hoxc6 TARGETED MICE
267
Fig. 6. Histology of mammary glands from intact and ovariectomized
females. Hoxc6 homozygotes do not develop mammary ducts in the
thoracic glands (E,G), and develop abnormal dilated ducts in the inguinal
glands (F,H). Wild-type ovariectomized females demonstrate a great
reduction in ductal number but not the complete absence that is observed
in the thoracic glands of Hoxc6 homozygotes (C,D). Ductal regression,
normally observed after ovariectomy (compare B and D), does not occur
in inguinal glands of homozygotes (compare F and H). Du, ducts; AC,
adipose connective tissue; FC, fibrous connective tissue; BV, blood
vessels. Hematoxylin and eosin stain; 3100.
eosin stained transverse sections of newborn females
were generated and analyzed to determine the condition of mammary epithelium at the time of birth in
mutant Hoxc6 females (Fig. 9). The nipple, nipple
sheath, branching ducts, and fat pads were detected in
the thoracic glands of homozygotes (Fig. 9E), but
branching, ductal structures, and fat pad development
were reduced compared with their heterozygous littermates (Fig. 9A,B,D,E). Primary ducts, which are derived by means of proliferation of mammary sprout
anlagen, were detected in thoracic glands of all homozygous newborns examined (Fig. 9E). In contrast,
the inguinal epithelium of both heterozygotes and homozygotes were indistinguishable (Fig. 9C,F,G). These
Fig. 7. Dilated ductal morphology in cross-sections of inguinal mammary glands from Hoxc6 homozygous females. Comparison of crosssectioned inguinal ducts from wild-type (A–C) and Hoxc6 homozygous
(D–F) females at various magnifications. A and D are lower magnification
images. B and E, and C and F are two sets of higher magnification
images. Abnormal ductal dilation is observed in all histologic sections of
mammary tissue from inguinal glands of Hoxc6 homozygous females
(D–F). M, myoepithelial cells; E, epithelial cells; L, lumen; Bv, blood
vessels. A,D, 363; B,E, 3290; C,F, 3580.
Fig. 8. Mammary buds in embryonic day (E) 12.5 embryos. Transverse sections of wild-type (A–C) and Hoxc6 homozygous (D–F) E12.5
embryos were generated and stained with hematoxylin and eosin. The
left and right thoracic mammary buds from individual wild-type (A,B) and
homozygous (D,E) embryos are shown. As depicted in D and E, thoracic
mammary buds of Hoxc6 homozygous embryos occasionally appeared
smaller and more protruding than their wild-type counterparts. In general,
thoracic and inguinal mammary buds of Hoxc6 homozygotes were indistinguishable from those of wild-types. The heart (h) is labeled in thoracic
sections to define position and orientation. 3200.
MAMMARY DEFECTS IN Hoxc6 TARGETED MICE
Fig. 9. Mammary epithelium in newborn females. In Hoxc6 homozygous newborn females (D,E), nipples and primary structures appear
intact in thoracic glands; however, branching ductal structures and fat
pads are reduced compared with their heterozygous counterparts (A,B).
In some sections, only the empty fat pad is observed (D). Normal nipples
269
and ductal structures are observed in inguinal mammary glands from
both heterozygous (C) and homozygous (F,G) females. A, B, D, and E,
2nd thoracic glands (#3 and #8); C, F, and G, 1st inguinal glands (#4 and
#9). FP, fat pad. Serial sections are shown to confirm the presence or
absence of mammary structures (A and B, D and E, F and G). 3100.
Fig. 10. Hoxc6 expression in mammary glands of wild-type intact females. In situ hybridization using a
Hoxc6 antisense probe demonstrates Hoxc6 mRNA expression primarily within the myoepithelium and
secondarily within the luminal epithelium of ducts of both thoracic (A) and inguinal (C) glands. A,C: Hoxc6
antisense probe. B,D: Hoxc6 sense probe. 3167.
Fig. 11. Hoxc6 expression in mammary glands of wild-type ovariectomized females. In situ hybridization using a Hoxc6 antisense probe
demonstrates Hoxc6 mRNA expression primarily within the stroma (including adipose and fibrous tissues) of both thoracic (A,B) and inguinal
(D,E) mammary glands of ovariectomized females. Expression in the
remaining ducts was found to persist at reduced levels. A,B,D,E: Hoxc6
antisense probe. C,F: Hoxc6 sense probe. 3170.
MAMMARY DEFECTS IN Hoxc6 TARGETED MICE
271
TABLE 2. Average Concentrations of Estrogen (E2)
and Progesterone (P) in Serum of Mice at the
Time of Sacrificea
Animals/treatment
Intact untreated
Ovx untreated
Ovx E2 treated
Ovx P treated
Ovx E2 1 P treated
a
E2 concentration
(pg/ml)
35 6 14
863
21 6 6
7.6 6 3
19.8 6 5
P concentration
(ng/ml)
964
3 6 0.6
2.9 6 0.9
12.5 6 5
8.8 6 1
n 5 5 for each treatment.
results demonstrate that the thoracic mammary epithelium and stroma do form primary structures that
fail to expand extensively by birth. These results also
demonstrate that the embryonic phenotype is relatively subtle when compared with the profound
“cleared” phenotype in the thoracic mammary glands of
adults (Figs. 4E, 5E).
Normal Hoxc6 Expression in the Mammary
Gland Is Disrupted After Ovariectomy
It has been previously shown that Hoxc6 is expressed
in the mammary gland of adult female mice (Friedmann et al., 1994). We confirmed these observations by
using Northern blot analysis (Fig. 2). To determine the
spatial localization of Hoxc6 transcripts in the mammary gland before and after ovariectomy, in situ hybridization was performed (Figs. 10, 11). These results
demonstrate that, in intact females, Hoxc6 is expressed
primarily within the myoepithelium and secondarily
within the luminal epithelium of ducts (Fig. 10A,C). In
ovariectomized females, Hoxc6 expression within both
thoracic and inguinal mammary glands is found primarily within the stroma (fibrous and adipose connective tissues) and secondarily within residual ductal
epithelium (Fig. 11A, B, D, E). Together, these results
suggest that ovarian hormones may be necessary to
regulate both the level and spatial pattern of Hoxc6
expression.
Estrogen (E2) and Progesterone (P) Are Two
Ovarian Hormones Involved in the Downregulation of Hoxc6 Expression in Mammary
Gland Stroma
To determine whether Hoxc6 gene expression responds to specific ovarian steroid hormones, wild-type
females were ovariectomized and treated with estrogen, progesterone, or both. As controls, the concentrations of hormones in the systemic circulation were measured by radioimmunoassay (Table 2). Both E2 and P,
individually or in combination, were able to decrease
the expression of Hoxc6 (Fig. 12). These results indicate that E2 and P are two significant ovarian hormones involved in the down-regulation of Hoxc6 expression in mammary stroma. Furthermore, because
the concentrations of E2 and P used were near physiologic levels and the corresponding decrease in Hoxc6
Fig. 12. Ovarian hormones estrogen and progesterone repress
Hoxc6 expression. Messenger RNA from mammary tissues of operated
females was isolated and subjected to reverse transcriptase polymerase
chain reaction analysis. Expression of the Hoxc6 transcript in the mammary glands of wild-type females is up-regulated after ovariectomy, and
is down-regulated when ovariectomized females are treated with estrogen and progesterone. Ovx, ovariectomized; E2, b-estradiol; P, progesterone. n 5 5 for each group.
expression was dramatic, it is possible that E2 and P
are the primary ovarian hormones involved in Hoxc6
regulation in the stroma.
DISCUSSION
There is increasing evidence that Hox genes are involved in normal mammary gland development and
adult functions (Friedmann et al., 1994; Srebrow et al.,
1998; Chen and Capecchi, 1999). Here, we demonstrate
roles for Hoxc6 in both embryonic development and
adult functions. Mammary development initiates properly in Hoxc6 homozygotes with the formation of the
mammary bud. By birth, the thoracic primary duct and
the nipple sheath appear normal; however, fat pads are
reduced in size and the mammary tissues are defective
for branching of ductal structures. In adults, no epithelium at all is detected in the thoracic glands (“cleared”
phenotype). From this, it is possible that mammary
defects initiate with reduced proliferation and/or increased apoptosis late in gestation and become more
extreme in adulthood with the regression of primary
structures that had been established by birth. In the
less extreme inguinal mammary phenotype, proliferation and branching occur to form the fully developed
ductal tree; however, ducts are abnormal (dilated) and
unresponsive to ovariectomy. Thus, mammary defects
are more severe in the thoracic region at the level of the
gene’s anterior boundary and highest level of expression. The observed homeosis of the axial skeleton in the
thoracic region was consistent with the severity of
mammary defects observed along the A-P axis. Hoxc5
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GARCIA-GASCA AND SPYROPOULOS
expression is perturbed but likely not to contribute to
the observed phenotype. The perturbed expression pattern did not alter the expression level in the thoracic
region. Instead, it mainly resulted in ectopic expression
in the cervical region (data not shown).
One interpretation of the results presented is that
the thoracic skeletal and neonatal mammary phenotypes are due to the loss of homeotic Hoxc6 function in
the thoracic region during embryogenesis, and that the
later regression-defective inguinal gland phenotype is
due to the loss of nonhomeotic Hoxc6 function in adult
mammary expansion and regression. Along these lines,
the “cleared” thoracic mammary phenotype in adults
(Figs. 4E, 5E) would be due to the loss of both homeotic
and nonhomeotic Hoxc6 functions. Regional differences
in Hoxc6 expression during embryogenesis (Fig. 1D)
and the absence of regional differences in Hoxc6 expression in adult glands (Fig. 10) support this interpretation, as does the correspondence between homeotic
skeletal and mammary gland defects observed in the
thoracic region (Figs. 3, 9).
Hoxc6 is expressed in the epithelium of both thoracic
and inguinal mammary glands. We demonstrated that
the up-regulation of Hoxc6 gene expression observed
after ovariectomy is the result of expression within
fibrous and adipose tissues of the mammary stroma.
Potentially, estrogen and progesterone are major ovarian hormones involved in this repression of Hoxc6 gene
expression. These results suggest that the control of
adult mammary expansion and regression may, in
part, be controlled by differential hormone regulation
of Hoxc6 expression in epithelia and stroma (Figs. 10,
11). Sex steroids have been demonstrated previously to
regulate homeobox-containing genes. For example,
Msx-2 expression, normally found in mammary epithelial cells, is down-regulated after ovariectomy (Friedmann and Daniel, 1996) and is induced by estrogen in
MCF7 cells (Phippard et al., 1996). In other cases,
treatment with estrogen and progesterone can increase
the expression of Hoxa11 in the uterus (Taylor et al.,
1999), whereas progestins are able to induce Hoxa1
transcripts in human mammary cells (Chariot and
Castronovo, 1996). Our results demonstrate a role for
Hoxc6 within both epithelial and stromal tissues of the
mammary gland. Collectively, these results suggest a
model for Hoxc6 function in adult mammary expansion
and involution (Fig. 13). In this model, estrogen (E2)
and progesterone (P) normally function to block Hoxc6
expression within the stroma and, thereby, prevent
stromal-Hoxc6 mediated ductal regression (Fig. 13A).
In the absence of E2 and P (e.g. ovariectomy), Hoxc6
expression within the stroma is derepressed and upregulated stromal Hoxc6 causes regression of the ductal epithelium, presumably through stromal-epithelial
interactions (Fig. 13B). In knockout mice, Hoxc6 function is lost within both the epithelium and the stroma
of the mammary gland. There is no longer a negative
mediator of the effects of ovarian hormones; thus, ductal structures remain invariant regardless of whether
Fig. 13. Model for Hoxc6-mediated hormone regulation of inguinal
mammary duct expansion/regression. A: In intact females, estrogen and
progesterone repress stromal but not ductal Hoxc6 expression, resulting
in epithelial cell proliferation and ductal tree expansion. B: In ovariectomized females, Hoxc6 expression is derepressed in the stroma resulting
in ductal regression. C,D: In the absence of Hoxc6, there is no longer a
negative mediator of the effects of ovarian hormones; thus, dilated ducts
develop regardless of whether the female is intact or ovariectomized.
the female is intact or ovariectomized (Fig. 13C,D). In
normal cycling females the oscillating levels of ovarian
hormones are probably reflected by oscillating levels of
Hoxc6 expression within the stroma and, thereby, more
subtly regulate ductal expansion/regression (Friedmann et al., 1994). Mammary epithelial-stromal reconstitution experiments involving Hoxc6 homozygous
and wild-type tissues are currently being used to test
this model.
The regulation of Hoxc6 gene expression by estrogen
and progesterone may occur directly through steroid
hormone binding of regulatory elements. A computer
search using the GCG program Findpatterns and a
consensus sequence for the estrogen response element
(ERE) 59-GGTCAnnTGACC-39 (Augereau et al., 1994),
detected a potential ERE binding site (59-GGTCAGCTGAC-39) in the proximal promoter (PRII; see Fig. 2) of
Hoxc6, at position 1385, according to the sequence
reported by Coletta and co-workers (1991). Despite the
high variability of EREs in different genes, these re-
MAMMARY DEFECTS IN Hoxc6 TARGETED MICE
sults maintain the possibility that the regulation of
Hoxc6 gene expression by steroid hormones is direct.
Functional experiments involving the mutation of this
element may resolve this issue.
Ductal morphology is dependent on the extracellular
matrix within and surrounding the ducts and the proliferative state of ductal cells. Ductal development and
branching involve cellular proliferation and the production of extracellular matrix within the stroma (Bissell and Hall, 1987). In contrast, ductal regression involves basement membrane degradation by proteases
and programmed cell death (Strange et al., 1992; Boudreau et al., 1995). Hoxc6 transcripts are localized
within both the ductal epithelium and the stroma. In
vitro evidence exists for the regulation of extracellular
matrix and cell surface molecules by Hoxc6 (Jones et
al., 1993; Shimeld and Sharpe, 1992). The abnormal
ductal structure observed in the inguinal glands of
Hoxc6 homozygotes may be the result of loss of Hoxc6
function in either or both of these structures.
The Hoxc6 thoracic mammary phenotype is similar to,
yet less profound, than that observed in partially rescued
parathyroid hormone-related protein (PTHrP) knockout
mice (Wysolmerski et al., 1998). PTHrP knockout mice
die at birth from impaired endochondral bone development and inappropriate ossification of the coastal cartilage (Karaplis et al., 1994; Lanske et al., 1996). In PTHrP
knockout mice that are rescued by transgenic expression
of PTHrP in chondrocytes (ColII-PTHrP), the mammary
buds develop, but epithelial cells fail to subsequently
proliferate (Wysolmerski et al., 1998). Thus, it was demonstrated that PTHrP is necessary for the transformation
of mammary buds into a branching ductal system. Our
results indicate that homeotic Hoxc6 function is less crucial but may function downstream of PTHrP in this embryonic process. Further experiments are required to determine whether PTHrP and Hoxc6 function within the
same pathway.
In summary, we have demonstrated that Hoxc6 is
necessary for normal mammary gland morphogenesis,
especially in ductal growth late in gestation and ductal
expansion and regression in the adult. In the latter
process, the degree to which estrogen and progesterone
repress stromal Hoxc6 expression may be a determinant in the expansion or regression of adult mammary
epithelium.
EXPERIMENTAL PROCEDURES
Generation of Hoxc6 Targeted Mice
The targeting vector was constructed using a 12.8-kb
EcoRI-BamHI fragment of nonisogenic (C57Bl/6J)
mouse genomic DNA encompassing Hoxc5 and Hoxc6
coding exons. The pMC1neo cassette was introduced
into the BglII site of the Hoxc6 homeobox (Fig. 1A). The
resulting construct was then inserted between HSV
TK1 and TK2 thymidine kinase genes in the final targeting vector construct (not shown). The targeting vector was linearized with PvuI and introduced into CC1.2
(129/Sv) male ES cells by electroporation. The cells
273
were then subjected to positive and negative selection
using G418 (230 mg/ml) and FIAU (1.25 mM), respectively. Targeted cell lines were identified by Southern
blot, probing HindIII digested genomic DNA with a
700-bp EcoRI-HindIII Hoxc6 flanking probe (Fig. 1A).
Targeted cell lines were identified by a hybridizing
DNA band downshift from 6.4 kb (wild-type) to 5.2 kb
(Fig. 1B). Chimeric mice were generated by injecting
targeted ES cells into C57Bl/6J (B6) blastocyst, and
chimeras were bred to B6 females to identify germline
chimeras. The first filial generation heterozygotes were
selected by the Agouti coat color and identified by PCR
(Fig. 1C).
DNA Preparation From Tails and PCR
Tails were collected into Eppendorf tubes containing
400 ml of tail lysis buffer (100 mM NaCl, 50 mM Tris,
pH 8.0, 100 mM EDTA, 1% SDS) and 20 ml of proteinase K (20 mg/mL), and incubated overnight at 56°C.
Two hundred microliters of saturated NaCl (;6 M) was
added, tubes were centrifuged, and the supernatant
was transferred into tubes containing two volumes of
absolute ethanol. The DNA from each tube was spooled
and transferred into a new tube containing 100 ml of
TE (10 mM Tris, 1 mM EDTA). Before PCR amplification, 7.5 ml of DNA in TE was mixed with 50 ml of PCR
lysis buffer (50 mM KCl, 1.5 mM MgCl2, 10 mM Tris
pH 8.5, 0.01% gelatin, 0.45% NP-40, 0.45% Tween-20),
and heated at 95°C for 5 min. The PCR primers for
Hoxc6, and neo were: FOR Hox3.3 59-GTC GGT TAC
GGA GCG GAC CGG AG-39; REV Hox3.3 59-CAC AGA
GCA TTG GCG ATC TCG ATG C-39; Rev neo263 59CGT GTT CGA ATT CGC CAA TGA CAA GCC-39.
The cycle setup was: 94°C 1 min, 63°C 1 min, and
72°C 30 sec, for 35 cycles. PCR products were visualized on a 2% treva-gel (Trevigen).
RNA isolation
RNA was isolated from E12.5 embryos and mammary glands using the RNA STAT-60 method, following the instructions of the manufacturer (Tel-Test, Inc.,
Texas). Briefly, the tissue was homogenized in RNA
STAT-60 and one-fifth volume of chloroform was
added. Samples were mixed and then centrifuged for
15 min. The aqueous phase was transferred to a new
tube. RNA was precipitated with isopropanol and
washed with 75% ethanol. The pellet was resuspended
in DEPC water and the RNA was treated with DNAse
I before Northern blot and RT-PCR analyses.
Northern blot
Poly(A)1 mRNA was purified from total RNA using
oligotex suspension following the instructions of the
manufacturer (Qiagen, CA). Poly(A)1 mRNA (2 mg)
was subjected to electrophoresis on a 1.2% agarose/
formaldehyde gel in MOPS buffer. The RNA was transferred to a Duralon-UV membrane (Stratagene, CA)
and UV crosslinked with a Stratalinker (Stratagene). A
415-bp 59-coding region probe specific for Hoxc6 was
274
GARCIA-GASCA AND SPYROPOULOS
generated by PCR, a 506-bp probe specific for the PRI
exon of Hoxc6 was a gift from Dr. Paul Sharpe (Shimeld
et al., 1993), and a 39 UTR probe specific for Hoxc8 was
a gift from Dr. Alexander Awgulewitsch (Awgulewitsch
et al., 1990). Radioactive probes were generated by
random priming by using 32P (activity . 108 cpm/mg).
The nylon membrane was prehybridized for 1 to 2 hr at
65°C with Quick-hyb solution (Stratagene, CA), and
hybridized 3 to 4 hr at 65°C. High stringency washes
were carried out in 0.23 SSPE, 0.1% SDS at 65°C. The
membrane was exposed for 3 to 4 days using a Kodak
MR intensifying screen. The membranes were stripped
in 0.013 SSPE, 0.1% SDS and reprobed with Hoxc8 or
b-actin as controls for RNA integrity.
Skeletal Analysis
Skeletons were prepared according to Kostic and
Capecchi (1994). The animals were killed without damaging the skeletons. After removing the skin and other
soft tissues, the skeletons were immersed in 95% ethanol for 5 days, transferred to acetone for 2 days, and
then transferred to a solution of 5% acetic acid, 75%
ethanol, 5% alizarin red, and 15% Alcian blue for 10
days. The skeletons were rinsed in distilled water and
incubated in a solution of 1% trypsin, 30% sodium
borate at 37°C for 6 –18 hr. Skeletons were transferred
into a 1% KOH, 20% glycerol solution and finally transferred into 100% glycerol for storage and analysis.
Histology
Conventional histology and hematoxylin-eosin
(H&E) staining were performed as described (Humason, 1979). E12.5 embryos, newborns, and the mammary glands from intact and ovariectomized females
were dissected and fixed in PBS containing 4% paraformaldehyde overnight at 4°C. Tissues were washed
in PBS, dehydrated, and embedded in paraffin. Eight
micron sections were rehydrated, hematoxylin and eosin stained, mounted, and photographed with a Kodak
Digital Science DC 120 zoom digital camera.
Whole Embryo Immunohistochemistry
Immunohistochemistry was performed as described
by Oliver et al. (1988), and Boulet and Capecchi (1996)
with slight modifications. Embryos were dissected in
PBS, fixed overnight in 20% DMSO in methanol,
bleached in 10% hydrogen peroxide in methanol for at
least 6 hr, and stored in methanol at 220°C until use.
Embryos were then rehydrated through decreasing
concentrations of methanol in PBST (PBS 1 0.5% Triton-X 100) 30 min each, washed 3 3 30 min in PBST,
and blocked 2.5 hr in PBSTMD (PBST, 1% DMSO, 10%
goat serum). Embryos were incubated with anti-Hoxc6
antibody (antibody to the N-terminal arm of the homeodomain; Babco, CA) 1:100 in PBSTMD at 4°C overnight. After 6, 1-hr washes in PBST, embryos were
incubated with goat anti-rabbit IgG-HRP 1:1,000 in
PBSTMD at 4°C overnight. After 6, 1-hr washes in
PBST, the signal was visualized by using DAB perox-
idase substrate (Vector Laboratories, CA). Embryos
were then dehydrated in absolute methanol, cleared in
1:2 benzyl alcohol/benzyl benzoate, and photographed
with a Kodak Digital Science DC 120 zoom digital
camera.
Cotransfection Experiments and Reporter
Gene Assays
NIH3T3, HeLa, and MCF7 cells were cotransfected
in triplicate with the coding regions of wild-type or
mutant Hoxc6 genes in pSG5 expression vectors using
Effectene transfection reagent following the instructions of the manufacturer (Qiagen, CA). The pTCBS
reporter plasmid used contains an eight-fold homeodomain consensus-binding sequence upstream of the luciferase reporter gene (a gift from Dr. Vicenzo Zappavigna; Zappavigna et al., 1994). Either wild-type or
mutant constructs (0.2 mg) and pTCBS (1.6 mg) were
cotransfected into cells. DNA concentrations were
maintained constant by the addition of pBS-KS plasmid (Stratagene). The pRL-CMV reporter plasmid (5
ng; Promega, WI) was used as an internal control. Cells
were harvested 24 hr after transfection and luciferase
activity was measured by using the Dual-Luciferase
Reporter Assay System following the instructions of
the manufacturer (Promega).
Whole-Mount Preparations of Mammary Glands
Thoracic and inguinal mammary glands were prepared as described in the NIH mammary web site:
mammary.nih.gov. Glands were dissected and fixed for
2 to 4 hr in Carnoy’s fixative (ethanol:chloroform:acetic
acid 6:3:1), washed 15 min in 70% ethanol, washed 5
min in distilled water, and stained in carmin alum
overnight. The glands were washed for 15 min each in
70%, 95%, and 100% ethanol, cleared in Hemo-D (Sigma, MO) for 1 hr, mounted, and photographed with a
Kodak Digital Science DC 120 zoom digital camera.
In Situ Hybridization
In situ hybridization was performed according to
Wilkinson (1992). Signal detection was achieved using
the TSA system following the instructions of the manufacturer (NEN Life Science Products, MA). Mammary
glands from intact and ovariectomized wild-type females
were dissected and fixed overnight in PBS containing 4%
paraformaldehyde. Dehydration was carried out in increasing concentrations of ethanol/saline solution, absolute ethanol, and finally in xylene. Tissues were embedded in paraffin, and 8-micron sections were generated.
The sections were rehydrated, treated with 1% hydrogen
peroxide in PBS for 15 min, incubated in PBS containing
30 mg/ml proteinase-K for 12 min at 37°C, postfixed in
PBS containing 4% paraformaldehyde for 20 min, acetylated in 1 mM triethanolamine, 0.25% acetic anhydride
for 10 min, dehydrated, and hybridized overnight at 42°C
in hybridization solution containing 50% formamide,
43SSC, 10% Dextran sulfate, 13 Denhardt’s, 0.5 mg/ml
yeast tRNA, and 800 –1,000 ng/ml biotin-labeled ribo-
MAMMARY DEFECTS IN Hoxc6 TARGETED MICE
probe. A 400-bp EcoRI fragment of Hoxc6 was used as
probe. The probe-containing plasmid was linearized with
BamHI and RNA was synthesized in vitro using a biotin
labeling kit and T3 RNA polymerase (NEN Life Science
Products). Subsequent to hybridization, the first wash
was performed at 42°C in 43SSC, 50% formamide for 30
min, then at 37°C in 23SSC and 13SSC each for 30 min,
followed by incubation with 10 mg/ml RNAse A at 37°C
for 30 min. Sections were blocked 30 min in blocking
buffer, followed by incubation with SA-HRP for 30 min
(NEN Life Science Products). The signal was amplified
using TSA-Indirect amplification kit (NEN Life Science
Products) and developed with DAB (Vector Laboratories).
Slides were counterstained with methyl green, mounted,
and photographed with a Kodak Digital Science DC 120
zoom digital camera.
Hormone Treatment
Twenty adult (8 –10 weeks old) CD-1 females were
ovariectomized using survival surgery procedures.
Four weeks later, 5 mg of 17-b-estradiol (Sigma) in
PBS, 1 mg of progesterone (Sigma) in PBS, b-estradiol
and progesterone together in PBS, or PBS alone were
injected intraperitoneally each day for 20 days.
Twenty-four hours after the final injection, the mice
were anesthetized and 0.3 to 0.5 ml of blood were
withdrawn from the eye sinus to measure the concentration of estrogen and progesterone using a radioimmunoassay kit following the instructions of the manufacturer (Diasorin, Inc., MN). RNA was then isolated
from the mammary gland and analyzed by RT-PCR.
Ovariectomy and treatments were performed as described (Friedmann and Daniel, 1996; Rajah et al.,
1996; Hilakivi-Clarke et al., 1997; Humphreys et al.,
1997; Rajan et al., 1997; Zysow et al., 1997).
RT-PCR
cDNA synthesis was performed at 52°C using 5 mg of
total RNA, AMV (Invitrogen, CA), and M-MuLV (New
England Biolabs, MA) reverse transcriptases, and oligo(dT). PCR amplification was then carried out using a
Perkin-Elmer thermal-cycler, and Hoxc6 primers
flanking the intron: RTC6F 59-GAG AAT GTC GTG
TTC AGT TCC AGC-39 RTC6R 59-AAG TGA AAT TCC
TTC TCC AGT TCC-39 PCR conditions were: 1 min at
94°C, 1 min at 65°C, and 30 sec at 72°C.
PCR amplifications were performed for 30 cycles.
b-Actin was used to normalize mRNA levels. The primers used for b-actin amplification were those described
previously (Mansour et al., 1993).
Animals
The Hoxc6 targeted mouse strain was bred into the B6
inbred genetic background and used for the analyses described. For mammary gland analyses, virgin mice were
selected randomly from different cages to obtain different
stages of the estrous cycle. The mice were kept under
standard conditions according to the NIH Guide for the
Care and Use of Laboratory Animals. All procedures in-
275
volving mice in this work were approved by the AAALAC
accredited institutional review board.
ACKNOWLEDGMENTS
We thank Dr. A. Darden, Dr. Y. Gong, M. Allen, S.
Barnett, C. Lenz, E. Nakashima, and S. Tamowski for
technical assistance. We also thank Drs. I. Maroulakou, T. Hsu, and A. Awgulewitsch for critical reading of
this manuscript. A.G.-G. was supported by a FulbrightCONACyT graduate fellowship.
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