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Published in final edited form as:
J Neurochem. 2009 June ; 109(5): 1413–1426. doi:10.1111/j.1471-4159.2009.06068.x.
Modulation of stress proteins and apoptotic regulators in the
anoxia tolerant turtle brain
Shailaja Kesaraju*,1, Rainald Schmidt-Kastner2, Howard M. Prentice2, and Sarah L. Milton1
1Department of Biological Sciences, Florida Atlantic University, 777 Glades Road, Boca Raton,
Florida, 33431, USA
2College
of Biomedical Science, Florida Atlantic University, 777 Glades Road, Boca Raton,
Florida, 33431, USA
Abstract
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Freshwater turtles survive prolonged anoxia and reoxygenation without overt brain damage by
well-described physiological processes, but little work has been done to investigate the molecular
changes associated with anoxic survival. We examined stress proteins and apoptotic regulators in
the turtle during early (1 h) and long-term anoxia (4, 24h) and reoxygenation. Western blot
analyses showed changes within the first hour of anoxia; multiple stress proteins (Hsp72, Grp94,
Hsp60, Hsp27, and HO-1) increased while apoptotic regulators (Bcl2 and Bax) decreased. Levels
of the ER stress protein Grp78 were unchanged. Stress proteins remained elevated in long-term
anoxia while the Bcl2/Bax ratio was unaltered. No changes in cleaved caspase-3 levels were
observed during anoxia while AIF increased significantly. Furthermore, we found no evidence for
the anoxic translocation of Bax from the cytosol to mitochondria, nor movement of AIF between
the mitochondria and nucleus. Reoxygenation did not lead to further increases in stress proteins or
apoptotic regulators except for HO-1. The apparent protection against cell damage was
corroborated with immunohistochemistry, which indicated no overt damage in the turtle brain
subjected to anoxia and reoxygenation. The results suggest that molecular adaptations enhance
pro-survival mechanisms and suppress apoptotic pathways to confer anoxia tolerance in
freshwater turtles.
Keywords
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Heat shock proteins; turtle; anoxia; reoxygenation; apoptosis; neurons; Trachemys scripta
Introduction
In mammals, neuronal death due to extended anoxia is inevitable, but some organisms
possess the extraordinary ability to survive hours to days of anoxia without apparent damage
to the brain. One such anoxia-tolerant species is the freshwater turtle Trachemys scripta
elegans. Earlier studies have shown that anoxia tolerance results from the modulation of
complex cellular processes including the controlled release and reuptake of
neurotransmitters (Milton and Prentice, 2007), arrest of ion channel function (Perez-Pinzon
et al., 1992; Bickler et al., 2000), and regulation of MAP kinases (Milton et al., 2008).
Studies on preconditioning in rodent models have identified multiple genes/proteins that
confer increased tolerance to ischemia (Chen et al., 1996). We have proposed that the
constitutive expression and subsequent modulation of such genes/proteins could also play a
*
To whom correspondence should be addressed Tel: (561) 297-0148 Fax: (561) 297-2749 Email: skesaraj@fau.edu .
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role in the high tolerance of the turtle to anoxia (Milton and Prentice, 2007). High basal
levels and a further upregulation of Hsp72 and Hsp60 (Chang et al., 2000; Ramaglia et al.,
2004; Prentice et al., 2004) have been reported in the anoxic turtle brain, while anoxia also
increases levels of phosphorylated extracellular regulated kinase (ERK 1/2) and Akt in the
turtle brain (Haddad, 2007; Milton et al., 2008). Molecular pathways thought to incur cell
death, on the other hand, are suppressed, including activation of the c-jun kinase (JNK)
pathway and p38MAPK (Milton et al., 2008).
Induction of cytoprotective heat shock proteins (HSPs) in response to physiological stressors
(e.g. heat shock, osmotic stress, hypoxia/anoxia) has been well-studied in several model
systems which together suggest they shift cellular equilibrium towards survival
(Obrenovitch, 2008; Lanneau et al., 2008). Increased expression of Hsp70 is associated with
increased ischemic tolerance in preconditioning (Nishi et al., 1993) and permanent cerebral
ischemia (van der Weerd et al., 2005). Other HSPs upregulated after ischemia that may play
a role in preconditioning include Hsp60, HO-1 (Heme oxygenase 1, also named Hsp32),
Hsp27, and the glucose-regulated proteins Grp94 and Grp78 (Kato et al., 1994; Geddes et
al., 1996; Chen et al., 1996; Massa et al., 1996; Kirino, 2002; Valentim et al., 2001; Badin et
al., 2006; Hwang et al., 2007).
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In models of rodent ischemia, however, intrinsic cellular protective responses to ischemiahypoxia cannot be easily separated from secondary reactions to neuronal death. The turtle
brain thus presents a unique model to understand the regulation of stress protein expression
to promote cell survival in the face of complete anoxia. Histological examination of the
turtle brain to determine damage following anoxia or reoxygenation has not been previously
performed, on the assumption that turtle survival was accompanied by a lack of cellular
damage. In the present study, we determined histologically that the turtle brain remains
overtly intact after 24 h of anoxia and examined several stress-related proteins likely to be
important in anoxic survival, including Hsp70, Hsp60, Hsp27, HO-1, Grp94 and Grp78, as
well as the downstream modulators of apoptosis: Bcl-2, Bax, apoptosis inducing factor
(AIF) and caspase-3. The involvement of apoptotic cell death pathways in cerebral ischemia,
hypoxia, and neurodegenerative disorders is well studied in rodent models (Cao et al., 2001;
Cao et al., 2002; Saito et al., 2005, Mehta et al., 2007), though little work has been done in
turtles (Haddad, 2007), who presumably are able to avoid triggering apoptotic pathways.
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This study revealed simultaneous regulation of Bcl-2 and Bax, and suggests that apoptotic
pathways may be initiated but not executed. We hypothesize that increases in HSPs in the
anoxic turtle brain may prevent the activation of key pro-apoptotic regulators such as Bax
and caspase-3 (Garrido et al., 1999; Stankiewicz et al., 2005; Matsumori et al., 2006). The
present study is the first report to analyze the freshwater turtle’s resistance to anoxia with
histological methods and to characterize alterations in the expression of multiple major
stress inducible heat shock proteins and apoptotic regulators during different time points in
anoxia and in anoxia-reoxygenation.
Materials and Methods
Induction of anoxia
Experiments conducted in this study were approved by the Florida Atlantic University
Institutional Animal Care and Use Committee. Freshwater turtles (Trachemys scripta,
female) were obtained from commercial suppliers (Clive Longdon, Tallahassee, FL).
Animals were kept in freshwater aquaria in an in-lab facility on a 12h light/dark cycle and
fed three times weekly with commercial turtle food.
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To induce anoxia, turtles were placed individually in a tightly sealed container at room
temperature (22-23°C) with positive pressure flow-through nitrogen gas (99.99% N2, Air
Gas, Miami, FL) for the experimental time period. Animals subjected to reoxygenation were
allowed to recover in room air. Control animals (N=5) were utilized directly from the
aquaria. For the study of stress proteins, turtles were subjected to anoxia for 1 h, 4 h, or 24 h
anoxia in groups of n=4-6. A separate group was exposed to 4 h anoxia followed by 4 h of
reoxygenation. The animals were decapitated, and the brains removed and snap frozen in
liquid nitrogen in less than 2 min. For histological studies, groups of n=3 turtles were
subjected to 24 h anoxia followed by 1 or 3 d of reoxygenation and were then perfusion
fixed (as described below). N=5 control animals were fixed in parallel.
Protein extraction
Proteins were extracted from the frozen brains in cell lysis buffer ( 0.15 M Nacl, 5 mM
EDTA pH 8, 1% Triton X100, 10 mM Tris-Cl pH 7.4; with added 5 M DTT, 100 mM
PMSF, 5 M mercaptoethanol diluted 1:1000) using a glass homogenizer at 4°C . The
homogenate was centrifuged at 13,000 rpm at 4°C for 10 min and the supernatant collected
for further analysis. Protein concentrations were determined using a standard BCA assay
following the manufacturer’s protocol (Pierce Biotechnology, Inc., Rockville, IL).
Cell fractionation
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Animals (N=3) were subjected to 4 h of anoxia and 4 h of reoxygenation. N=3 animals were
used as controls. Brains were harvested and subcellular fractions were isolated from the
brain tissues. Mitochondrial fractions were isolated following the manufacturer’s protocol
(Active Motif, Carlsbad, CA). The supernatants obtained through this fractionation were
considered as cytosolic fractions. Nuclear extracts were made following the manufacturer’s
protocol (Panomics Inc., Redwood, CA). Protein concentrations were assayed through BCA
analysis and specific protein levels analyzed by western blot for each fraction.
Western blotting
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The antibodies used for this study are as follows: rabbit polyclonal anti Hsp70 (SPA-812,),
rabbit polyclonal anti Caspase-3 (AAP-113), rabbit polyclonal anti Hsp60 (SPA-805),
mouse monoclonal anti HO-1 (OSA-111), rabbit polyclonal anti Hsp25 (SPA-801) and
rabbit polyclonal anti Grp78 ( SPA-826) were obtained from Stressgen (Victoria, BC,
Canada). Rabbit polyclonal anti-AIF (SC-5586) and mouse monoclonal anti-Bax (SC-7480)
were obtained from Santa Cruz Biotechnologies (Santa Cruz, CA). Polyclonal rabbit antiBcl2 (AB1720) was obtained from Chemicon (Temecula, CA). Polyclonal rabbit anti-Grp94
(RB-10642-P1) was obtained from Neomarkers (Union City, CA). All the antibodies except
for Hsp70 (1:4000) were diluted at 1:1000 in 2% non-fat milk. All the secondary antibodies
(goat anti rabbit and rabbit anti mouse) were obtained from Southern Biotech (Birmingham,
AL).
Equal amounts of protein (50 μg / lane) were separated on a 15% SDS-Polyacrylamide gel
for 1.5 h at 150 V. The proteins were transferred onto a Hybond nitrocellulose membrane
(Amersham Biosciences, Pittsburgh, PA) for 1.5 h at 0.3 A. The membrane was blocked in 5
% non-fat milk in TBS (25 mM Tris-Cl, pH 7.5, at 24°C, 150 mM NaCl) for 2 h at room
temperature followed by incubation with the respective primary antibody overnight at 4°C.
The membranes were washed 3X 10 min in TBS and probed with appropriate HRP
conjugated secondary antibody for 2 h at room temperature. Immunoreactive protein bands
were then visualized with ECL (Amersham Biosciences). Relative density of the bands was
determined using NIH Image J software. Results were normalized to percent of β-actin
(utilized as a loading control, no change in anoxia, Prentice et al., 2004; Milton et al., 2008)
and relative changes expressed as percent of control (normoxia).
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Perfusion fixation and cryostat sectioning
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Perfusion fixation was carried out to achieve optimal fixation and to avoid the manifestation
of neuronal artifacts that impair the evaluation of cell damage. A window was prepared in
the ventral shell (plastron) and the heart exposed. A blunt steel cannula was inserted through
the tip of the heart, advanced towards the left aorta, i.e. the left-most vessel in the ventral
position giving rise to the brachiocephalic artery (Cameron, 1989), and clamped in place.
The right atrium was incised to allow for the escape of perfusate. About 200-300 ml of 0.9%
saline were slowly injected, followed by 300-400 ml of 4% paraformaldehyde. Brains were
postfixed for one day in 4% paraformaldehyde and moved to PBS for storage at 4° C.
Following cryoprotection in 20% sucrose for 1- 3 d, brains were immersed into a plastic
template filled with Tissue Tek (Sakura) and frozen in 2-methylbutane (Sigma) chilled to —
30-40° C over dry ice. Sections were prepared at 40 μm thickness in the frontal plane (levels
A4.8 to P0.8 according to the atlas of Powers and Reiner, 1993) on the cryostat (Microm).
Serial sections were taken from the knife and placed into 24-well plates (Costar ® 3526,
Corning Inc., Corning, NY) with 2 ml PBS per well. PBS was prepared with 0.5 ml/l
antibacterial- antimycotic liquid (10,000 unit/ml penicillin G sodium; 10,000 μg/ml
streptomycin sulfate; and 25 μg/ml amphotericin B; (GIBCO, Invitrogen ). The
immunohistochemical analysis included regions of the turtle brain between levels A4.8 and
A3.2 as defined by Powers and Reiner (1993), e.g. the cortex (cortex medialis, dorsalis and
pyriforme), pallial thickening, primordium hippocampi, dorsal ventricular ridge (DVR) of
the telencephalon including the core nucleus, paleostriatum augmentatum, globus pallidus,
and ventral paleostriatum Other sections were floated onto poly-L-lysine coated slides
(Poly-PrepTM slides, Sigma P0425-72EA) and air-dried for cresyl violet staining.
Immunohistochemistry
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Immunohistochemical labeling was performed using a free-floating method in which
relatively thick sections were reproducibly exposed to fixed volumes of antibody solutions
(Schmidt-Kastner et al., 1991; Schmidt-Kastner et al., 2005). Reactions were carried out
using six sections from 3-4 animals, including a control, in one batch. The peroxidaseantiperoxidase (PAP) method was used due to its high reproducibility and successful prior
use on sections of the turtle brain. Sections were moved to PBS containing 0.3% Triton
X-100 (PBS-Tr) and 2% normal rabbit or swine serum (matching to the species of the
second antibody) for 1 h, and then rinsed in PBS-Tr for 1 h. Reactions in primary antibodies
were carried out overnight at +4° C. We used mouse monoclonal antibodies to NeuN (1:250;
kind gift of Dr. Mullen, Univ. of Utah) and rabbit antibodies to GFAP (1:500; DAKO,
Carpintera, CA). Following a rinse in PBS-Tr for 1 h, sections were reacted with the
matched secondary antibodies, i.e. swine anti-rabbit IgG (DAKO) or rabbit anti-mouse IgG
(DAKO), diluted 1:100 in PBS-Tr for 1 h. Subsequently, sections were rinsed for 1 h in
PBS-Tr and then placed into rabbit-PAP complex (DAKO) or mouse monoclonal PAPcomplex (DAKO) diluted 1:200 in PBS-Tr for 2 h. Following a rinse in PBS for 1 h,
peroxidase activity was visualized using 0.05% diaminobenzidine (DAB, Sigma) and 0.01%
H2O2 for 5 to 20 min. Following a prolonged rinse in PBS, sections were floated onto polyL-lysine coated glass slides. Dried sections were moved through distilled H2O, 70%, 90%
and 100% ethanol, two changes of xylene, and finally coverslipped with DePeX (Sigma).
Cresyl violet (CV) staining
Cresyl Violet acetate (Sigma C1791-1G) was prepared with 1 g/ l in distilled H2O (0.1%).
For delipidation, sections were moved through 70%, 90%, and 100% ethanol, 2 × xylene,
100%, 90%, and 70% ethanol, and then washed in distilled water. Sections were immersed
in CV solution for 5 min and quickly moved through distilled H2O, 70%, 90% and 100%
ethanol, two changes of xylene, and finally coverslipped with DePeX (Sigma).
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Evaluation of pathology
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The analysis was based on CV staining and immunohistochemical labeling for neurons
(NeuN) and astrocytes (GFAP), with the presumption that three days is sufficient for the
manifestation of serious neuronal damage or infarction in the turtle brain. As a note of
caution, protein synthesis and degradation are known to be reduced during anoxia in the
turtle brain (Fraser et al., 2001; Storey, 2007), and it is unclear how such changes would
influence the manifestation of tissue damage during reoxygenation. A search for selective
neuronal necrosis and infarction was first carried out in CV-stained sections. Major
structures such as cortex, DVR, core nucleus of the DVR, paleostriatum augmentatum,
globus pallidus, septum and ventral areas were examined. The cortex was inspected for
interruptions of the pyramidal cell layer, cell loss and gross swelling. Only clear cut signs of
ischemic neuronal necrosis such as severe shrinkage and clumping of the nucleus were
considered; darkly stained and compressed neurons were not considered as irreversibly
damaged. Areas of swelling with decreased background labeling and vacuolization were
cautiously considered. NeuN antibodies detect a marker protein for neurons (“NeuN” for
neuronal nuclei) (Mullen et al., 1992; Wolf et al., 1995). The antibodies visualize neurons in
multiple species (Mullen et al., 1992). Loss of neurons manifests as reduction of the NeuN
signal. The basic anatomy of GFAP labeling in the turtle brain has been described (Kalman
et al., 1994), whereby labeled glial fibers but not stellate astrocytes were found. GFAP
labeled sections were searched for increased signals in reactive astrocytes after 1 and 3 d of
reoxygenation (i.e. indicating a reaction to damage). GFAP labeled sections were also
inspected for subtle changes of glial processes and for changes in perivascular glia.
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Statistical analysis
Statistical significance of the data was tested using Minitab 15 (Minitab Inc, State college,
PA, USA). One way analysis of variance (ANOVA) was used to compare multiple
experimental groups followed by Tukey’s post hoc test. For the reoxygenation experiments
after anoxia, data was compared using Student two tailed t-test. All the data are represented
as Mean ± SE, and p <0.05 was considered as significant.
Results
Absence of overt damage to neurons during anoxia and reoxygenation
The results of the histological studies on 24 h anoxia and anoxia/recovery animals confirms
that anoxia tolerance at which the whole animal survives is indeed accompanied by a lack of
overt damage to neurons. Representative images are shown in Fig. 1.
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Controls
NeuN labeling showed strong nuclear and weak cytoplasmic staining (Fig. 1d). In the
cortex, neurons were densely packed into one layer whereas the broad dendritic layer
showed few neuronal cell bodies. Different brain nuclei and subregions showed regionally
specific densities of neurons, e.g. strong cluster formation was seen in the dorsal ventricular
ridge of the telencephalon. GFAP labeling occurred in fine glial processes but not in the
cytoplasm of astrocytes (Fig.1g). Radial glial fibers spanned the cortex. Enhanced density of
glial fibers was seen in the subpial and subependymal regions. Several large vessels were
also outlined by glial processes. CV staining showed neurons and glial cells organized into
different layers, nuclei and subregions as described by Powers and Reiner (1993). Densely
packed neurons formed a broad layer in the cortex (Fig.1a). Diverse types of neurons were
seen in various brain nuclei. A particular feature of the turtle brain is the high density of
neurons in many brain areas and the formation of very tight clusters. The cellular features of
the turtle brain differ substantially from those of the rat brain and make it difficult to
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evaluate cell damage. Triangulated and darkly stained neurons were seen in several sections
which were considered to be mild fixation artifacts. There were sometimes vacuolated
regions around the cortical neurons in CV staining which appeared to be due to mechanical
stress on the thin cortical sheath during tissue processing. Subsequently, we surveyed the
sections immunostained for NeuN for overt loss of neurons, the GFAP-labeled sections for
increases of signals indicative of reactive astrocyte formation, and the CV stained sections
for neuronal deficits and gliosis. This approach enabled us to detect infarction and selective
neuronal necrosis in circumscribed regions.
Anoxia for 24 h
NeuN labeling did not show areas of neuronal loss (Fig.1e). Most neurons had normal
outlines. GFAP labeling showed swelling of the subpial region in two animals leading to a
distortion of the subpial fibers (Fig. 1h). The (open) lumen of the vasculature appeared to be
more prominent than in controls. CV staining showed an overall intact architecture with no
evidence for infarction or major neuronal loss (Fig. 1b). A line of light labeling separated the
neuronal layer from the ependyma in the cortex of two animals. Most neurons showed
normal morphology and no signs of widespread shrinkage or nuclear disintegration were
found. In areas of light background labeling, neuronal outlines were fuzzy suggesting the
presence of edema. Perivascular halos of light staining were noted in basal areas.
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Reoxygenation for 1d
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Induction of Stress proteins under anoxia
NeuN labeling did not reveal neuronal deficits. Most neurons had normal outlines and
distinct nuclear labeling. In some regions, neurons appeared to be compressed by small
vacuoles. GFAP labeling did not indicate any areas with formation of reactive glial cells, i.e.
star-shaped astrocytes were not seen. The overall intensity of labeling of fine glial fibers was
variable among brain regions. CV staining showed vacuolization between the ependyma and
cortical neuronal layer. Perineuronal vacuolization was also seen in the cortex which lead to
some dark staining, but overt ischemic necrosis was not seen. Some fiber rich areas in the
basal regions showed vacuolization.
Reoxygenation for 3d
No areas of neuronal loss or infarction were seen in NeuN-labeled sections (Fig. 1f). The
neuronal layer of the cortex was swollen in some but not all animals. GFAP staining showed
a regular pattern of glial processes with no evidence for the formation of reactive astrocytes
(Fig. 1i). CV staining showed minor swelling of the cortex (Fig. 1c). No infarction was
evident.
It has been previously suggested that physiological stress in the anoxia tolerant turtle is
greatest during the initial transition phase (1-2 h) to the hypometabolic state, associated with
a drop in ATP and the specific upregulation of protective MAPK pathways (Lutz and Milton
2004; Milton et al., 2008). The results of this study show increased expression of several
heat shock proteins during the initial transition phase which remain elevated throughout the
extended maintenance phase of long-term anoxia (Fig. 2).
Hsp72
As previously reported by Prentice et al. (2004), Hsp72 was expressed at high basal
concentrations in the normoxic turtle brain, in direct contrast to the rodent brain where
Hsp72 is typically not detectable in the normal brain unless induced by stress. Hsp72
increased significantly to 207 ± 12% of basal during the initial hour of anoxia and remained
elevated at 4 h and 24 h anoxia (Fig. 2a).
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Hsp60
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Exposure to 1 h and 24 h of anoxia resulted in a moderate increases to 111 ± 11% and 119 ±
7% of basal, respectively (Fig. 2b). Hsp60 levels at 4 h anoxia were also elevated, but the
difference from control was not statistically significant.
HO-1
HO-1 levels were relatively low, though detectable, in normoxic controls. Anoxia-stimulated
increases in HO-1, however, were similar to other stress proteins. HO-1 protein levels
increased by 1h anoxia (163±11%) and remained elevated through 24 h anoxia, increasing to
228 ± 28 % of basal (Fig. 2c).
Hsp27
Relatively low levels of Hsp27 were detected under normoxic conditions; expression of
Hsp27 was 1.8-fold to 2-fold over normoxic controls at 1 h and 24 h anoxia (Fig. 2d).
Grp78 and Grp94
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To further understand the resistance of freshwater turtles to cell damage in anoxia, we
investigated the expression of two ER-specific stress-induced chaperones, Grp78 and Grp94
(Fig. 2e - 2f), which are thought to protect cells against ER-related stress in ischemia (Kudo
et al., 2008). Interestingly, the levels of Grp78 were not altered on exposure to anoxia (Fig.
2e). By contrast, Grp94 was strongly and progressively induced through anoxia. Anoxia
increased the levels of Grp94 2.5-fold by 1 hr anoxia and four-fold by the end of 24 h of
anoxia (Fig. 2f).
Bcl2 and Bax
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Based on rodent studies, where increased levels of the pro-apoptotic protein Bax and
decreased levels of the protective Bcl-2 are associated with apoptosis, we hypothesized that
the anoxia resistant turtle brain would instead increase Bcl-2 protein levels and possibly
decrease Bax (Zhang et al., 2001) but more complex changes in both Bcl-2 and Bax were
encountered. Levels of both proteins varied over the course of 24 h of anoxia, but
surprisingly the changes in Bcl-2 and Bax at each time point were in the same direction. The
expression levels of both proteins initially decreased significantly by the end of 1h anoxia,
with the decrease in Bcl-2 levels slightly greater (to 32% of basal) than decreases in Bax (to
58% of basal expression). The expression of Bcl2 then increased through 4 h anoxia but
remained below basal levels, at 67 ± 8% of control, while Bax did not change significantly
from levels detected at 1 h anoxia (61 ±12% of normoxic control). By 24 h anoxic exposure,
the expression of Bcl2 had increased to 110 ±24 % and Bax to 130 ± 10 % of normoxia.
These results suggest that exposure to anoxia and reoxygenation do not alter the overall ratio
of Bcl2 to Bax, then, except for an initial decrease in the first hour of anoxic exposure (Fig.
3a-3c).
Caspase 3
Levels of cleaved/active caspase-3, a key player in the apoptotic cascade, were unchanged
by anoxia. While levels of the inactive zymogen procaspase-3 increased continuously up to
2.3 fold by the end of 24 h anoxia, levels of cleaved (active) caspase-3 did not change
significantly through anoxia and reoxygenation (Fig. 4a).
Apoptosis Inducing Factor
Neuronal death in ischemia also occurs through non-caspase mediated cell death pathways
(Cregan et al., 2002 ; Cao et al., 2003) by way of alternate mediators like AIF whose nuclear
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translocation directs DNA fragmentation (Plesnila et al., 2004). Exposure to 4 h anoxia
increased the expression of AIF significantly to 181 ± 29% of the basal level. Protein levels
were not significantly different from the control at other time points in anoxia (Fig. 4b).
Protein levels during reoxygenation
Damage to mammalian systems is also significant upon reoxygenation, due in large part to
resulting increases in oxygen free radical production that overwhelm antioxidant protections
and trigger further cell death. However, cell death in vitro upon reoxygenation in turtles is
low (Milton et al., 2007) presumably due both to high antioxidant levels (Rice et al., 1995;
Storey, 2006) and the suppression of ROS formation upon reoxygenation (Milton et al.,
2007). As HSPs are also protective upon reperfusion in mammals, it was thus of interest to
determine if stress proteins would be further stimulated by reoxygenation in turtles (4 h
anoxia/ 4 h recovery).
While Hsp72, Hsp60, Hsp27 and Grp94 levels were elevated above controls at 4 h of
anoxia, no further upregulation of these proteins was evident following 4 h of reoxygenation
(Fig. 5a). In fact, the expression of Hsp72, Hsp60 and Hsp27 tended to return towards basal
level after reoxygenation from anoxic increases, though the difference was not significant
from 4h anoxia. By contrast, the expression of HO-1 increased further during reoxygenation
to 135 ± 3% above 4h anoxic levels, or 2.5 fold above the normoxic basal levels.
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The apoptotic regulators also changed, with significant increases in levels of Bcl2, Bax and
Procaspase-3 by the end of 4 h of reoxygenation when compared to 4 h of anoxia (Fig. 5 b).
The increases in Bcl2 and Bax returned them to basal levels upon reoxygenation, resulting
again in a constant Bcl2 to Bax ratio. Procaspase-3 also increased during reoxygenation,
though the cleaved form of Caspase-3 remained unchanged.
Subcellular distribution of Bax and AIF
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Anoxia and reoxygenation do not induce translocation of Bax from cytosol to
mitochondria—During the induction of apoptosis, Bax typically moves from the cytosol
to the mitochondria (Gross et al., 1998). Accordingly, the intracellular distribution of Bax
was analyzed in the cytosolic and mitochondrial fractions of the turtle brain. Cytosolic Bax
levels were not altered significantly during anoxia (87±9%) in comparison to the control.
During reoxygenation, cytosolic Bax levels increased slightly (113±3%) from control but
the change was not significant. Densitometric analysis showed that mitochondrial Bax levels
under normoxic conditions are only 29±1.5% of cytosolic levels and do not change
significantly in anoxia, at 25±6% of anoxic cytosolic levels. Reoxygenation induced a
statistically significant increase in mitochondrial Bax, but levels remained low at 56±4% of
cytosolic levels.
Anoxia and Reoxygenation do not induce significant translocation of AIF from
mitochondria to the nucleus—AIF translocates from the mitochondria to the nucleus in
the caspase-independent pathway of apoptosis (Susin et al., 1999). Cytosolic and nuclear
translocation of AIF from the mitochondria was evaluated on exposure to anoxia and
reoxygenation in the turtle brain. Under normoxic conditions, cytosolic AIF levels were
36±2% of the mitochondrial AIF levels. Nuclear AIF levels were also lower (76±5%) than
the mitochondrial levels. Anoxia increased the mitochondrial AIF to 107±3% of control (not
significant) but both cytosolic and nuclear levels remained low at 56±2% and 47±6% of
mitochondrial levels, respectively. On reoxygenation, mitochondrial AIF expression
decreased (to 76±5% of normoxic control) and cytosolic (73±6%) and nuclear distribution
increased, with nuclear values returning to normoxic control levels (78±4%).
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Discussion
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We investigated the expression of stress proteins and apoptotic regulators in the anoxiatolerant turtle during anoxia and reoxygenation: in the initial transition phase to anoxic
hypometabolism (1 h), during long term anoxia (4 and 24 h), and in the reoxygenation
phase. The results of our study show a general pattern of high constitutive levels and further
rapid induction of stress proteins within the first hour of anoxia; elevated levels continue
through 24 h of anoxia, suggesting activated endogenous protective mechanisms. Previous
studies in our laboratory reported the presence of high basal levels and further upregulation
of inducible Hsp72 during anoxia, suggesting a degree of constitutive preconditioning in the
turtle brain (Prentice et al., 2004). Our present study reconfirms the presence and further
anoxia-induced upregulation of Hsp72 as well as reports increases in other stress proteins
including Hsp27, Hsp60, HO-1 and Grp94 during anoxia. Unlike the mammalian brain,
where Hsp27 is not detectable prior to ischemic stress and requires as long as 24 h to
increase significantly (Higashi et al., 1994; Wagstaff et al., 1996), Hsp27 was also
detectable under basal conditions in the turtle and increased significantly during the initial
hour of anoxia. HSP increases are associated with neuronal protection, and indeed, our
histological and immunohistochemical studies indicate that a period of 24 h of anoxia does
not lead to overt neuronal loss or infarction despite variable vacuolization in the cortex, nor
does 1 to 3 d recovery following anoxia. This is the first study to examine the brain directly
for indications of anoxia/reoxygenation damage, confirming histologically the anoxia
resistance of the turtle brain. Thus, the changes in stress proteins found here with Western
blot analysis occurred in tissue that is going to survive overtly intact for at least three days.
Elevated heat shock proteins may protect against apoptosis. Apoptosis is induced by two
distinct but interconnected pathways: the extrinsic pathway activated in response to
stimulation of death receptors, and the intrinsic pathway initiated by cellular stresses that
activate pro-apoptotic members of the Bcl-2 family, which in turn target the mitochondria.
In intrinsic apoptosis, pro-apoptotic proteins cause permeabilization of the mitochondria,
resulting in the release of apoptogenic factors that activate downstream effector caspases,
including caspase-3 (Cao et al., 2001; Cao et al., 2002; Clemons et al., 2005). Caspaseindependent apoptosis may also occur, as through AIF (Cao et al., 2003) or the calpains. In
contrast to the significant increases in most HSPs examined, changes indicative of apoptosis
were not observed in anoxia or reoxygenation; neither the decrease in the Bcl-2:Bax ratio
which occurred in the initial transition to anoxia nor AIF increases were apparently
significant enough to trigger apoptosis in the face of elevated intracellular protection. In
addition, protection was mediated by increased levels of adenosine (Nilsson and Lutz, 1992)
that activated ERK1/2 and Akt (Milton et al., 2008).
NIH-PA Author Manuscript
Much of this conferred neuroprotection is thought to occur through interactions that block
key steps of the intrinsic apoptotic pathways and shift cellular machinery towards cell
survival (Abe and Nowak, 2004; Halaby et al., 2004; Zhu et al., 2007), including through the
inhibition of the c-jun kinase (JNK) pathway (Gabai et al., 2000; Volloch et al., 2000; Gabai
et al., 2002), blocking the translocation of the pro-apoptotic protein Bax to the mitochondria
(Wang et al., 1999), and preventing Cyt-c release, caspase-3 activation and the translocation
of AIF (Li et al., 2000; Li et al., 2002; Wang et al., 2002; Ruchalski et al., 2006). Such
mechanisms allow Hsp72 to be protective even during times of ATP depletion (Wang and
Borkan, 1996), which in mammalian cells is also when Bcl-2 levels decrease and Bax
increases (Feldenberg et al., 1999). Interestingly, the greatest decrease in Bcl2 and change in
the Bcl-2:Bax ratio in the turtle brain occurred in the initial hour of anoxia, when it has been
shown that ATP levels temporarily decrease (Lutz et al., 1984). Changes in phosphorylation
of both Bcl-2 and Bax by MAP kinases may have lead to the rapid decrease of proteins
detectable with the present antibodies (Ashraf et al., 2001). The parallel decline of Bcl-2 and
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Bax early after the onset of anoxia is not paralleled by changes in the ischemic rodent brain,
and it appears to be a specific feature of the turtle brain.
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Also unlike mammalian models, where increases in many HSPs are delayed, increases in
Hsp72, Hsp27, and HO-1 all were apparent in the turtle within the initial hour of anoxia,
which makes it likely they could offer neuroprotection concurrent with ATP depletion. It is
also during this initial hour, when physiological stress is presumably the greatest, that
phospho-Akt levels temporarily increase to over 300% of basal (along with a 6-fold increase
in phosphorylated ERK) (Milton et al., 2008). Hsp27’s protective role is thought to occur in
part through PI3K activation and Akt increases that inhibit Bax activation (Havasi et al.,
2008), while ischemic tolerance conferred by Hsp60 may also be due to its interactions with
Bax (Kirchoff et al., 2002, Chandra et al., 2007). Akt and ERK activation have also been
associated with HO-1 protection against H2O2-induced apoptosis (Kim et al., 2008).
NIH-PA Author Manuscript
Overexpression of HO-1 resulted in reduced infarct size in the rat focal ischemic model
(Panahian et al., 1999) and neurons overexpressing HO-1 are more resistant to glutamate
excitotoxicity (Chen et al., 2000). HO-1 in mammals is mainly induced in astroglial or
microglial cells (Geddes et al., 1996), and its synaptic localization led Bechtold and Brown
(2000) to suggest that HO-1 may thus be involved in the protection and repair of synapses.
The large increases we observed in anoxia and upon reoxygenation, then, are of interest as it
has been suggested that the turtle maintains synaptic function during long-term anoxia, with
the continued low-level release and reuptake of neurotransmitters by both glia and neurons
(Milton et al., 2002; Thompson et al., 2007) and periodic bursts of electrical activity
(Fernandes et al., 1997). Hsp27 is also primarily expressed in astroglia post-ischemia (Kato
et al., 1995; Currie et al, 2000), and Hsp27 gene transfer offers protection against ischemia
(Badin et al., 2006). The protective effect of Hsp27 might be due to its multiple antiapoptotic interactions, e.g. preventing formation of the apoptosome (Garrido et al., 1999)
and activation of Bax (Havasi et al., 2008), sequestration of cytochrome c (Bruey et al.,
2000), and interactions with Akt (Lannaeu et al., 2008) and Bid (Conconnaon et al., 2001).
In whole turtle brain, levels of activated Akt increase in the initial hour of anoxia (Milton et
al., 2008), while here we report decreases in Bax. While changes in Akt levels are related to
adenosine stimulation, the link between adenosine, Akt, and cellular protection is not
necessarily direct, and it is likely that the turtle has multiple and redundant interacting
pathways for neuroprotection. The observation that anoxia-induced increases in Hsp27 were
among the largest changes detected again suggests that the protection and function of glial
cells may be a critical, and previously overlooked, aspect of brain survival in the anoxic
turtle.
NIH-PA Author Manuscript
Involvement of ER stress chaperones in ischemic protection is relatively well established,
though reports of Grp78 and Grp94 elevations after ischemia in rodent models are variable
(Chen et al, 1996; Hayashi et al., 2003; Kim et al., 2003). Grp94 is again thought to be
primarily a glial response (Kim et al., 2003; Bando et al., 2003; Jeon et al., 2004), while
Grp78 responses are neuronal (Kudo et al., 2008). In the anoxic turtle brain, Grp94 was
upregulated whereas Grp78/BiP did not change, which could be due to regulation by
different transcription factors controlling the ER stress response (Schroeder and Kaufman,
2005) or again reflect differences in neuronal and glial responses to anoxia. Further studies
on the ER stress response in the turtle brain would be of interest, particularly as the ER is a
significant intracellular calcium store.
In contrast to large increases at 1h anoxia with further elevation by the end of 24 h of anoxia
in the primarily glial (in mammals) Hsp27, Grp94 and HO-1, Hsp72 increases were not
observed after 4 h. Preliminary studies with immunohistochemistry indicate neuronal
expression of Hsp72 in the normal and anoxic turtle brain (Kesaraju and Schmidt-Kastner,
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unpublished observations) which is in line with neuronal expression in rodents after
ischemia (Vass et al, 1988). Together, then, the data suggest that expression in astrocytes
and/or microglial cells is a common denominator for stress genes in mammals which show a
greater increase of protein levels during anoxia in the turtle brain. This leads to the
intriguing question of whether astrocytes are under increasing metabolic stress in the turtle
brain, because their working load for maintaining basal neuron functions must be augmented
during anoxia. In mammals, astrocytes provide nutritional support to neurons, and Pellerin
and Magistretti (1994) have shown that the uptake of glutamate stimulates astrocytes to
shuttle lactate to neurons. The turtle brain is known to undergo swelling during anoxia
(Cserr et al., 1988) and much of this swelling can be predicted to reflect intracellular edema
in astrocytes (Sykova et al., 1998). The present immunolabeling for GFAP may also be
taken to indicate swelling of the cortical astrocytes during anoxia. In view of the lively
debate regarding astrocyte-to-neuron transfer of energy-rich metabolites (Meeks and
Mennerick, 2003), it is tempting to speculate that astrocytes may continue to support
neurons throughout anoxia whereas neurons themselves shut down much of their function.
NIH-PA Author Manuscript
Pro-caspase-3 levels also increased significantly in the anoxic turtle brain, as has been seen
at the mRNA and protein levels in the post-ischemic rodent brain, both in vulnerable
neurons and in neurons protected by preconditioning (Cao et al., 2002; Tanaka et al., 2004).
Importantly, however, the active cleaved caspase-3 was not elevated in the anoxic turtle
brain, a condition also reported in the preconditioned mammalian model (Tanaka et al.,
2004). One explanation is that HSPs blocked upstream caspases or calpain during anoxia
(Garrido et al, 2001). These initial studies show that the turtle brain expresses regulators of
apoptosis under basal conditions, but that protective changes induced by anoxia prevent
drastic alterations in Bcl2: Bax ratios and caspase-3 activation.
Further support for the contention that the apoptotic cascade is suppressed in the anoxic
turtle brain comes from the subcellular fractionation analysis, where we found no evidence
for the anoxic translocation of Bax from the cytosol to mitochondria, nor any movement of
AIF between the mitochondria and nucleus. We have noted an increase in cell death upon
reoxygenation in cultured neurons (Milton et al., 2007), however, and indeed in the whole
brain there was a significant increase in mitochondrial Bax upon reoxygenation. The
increase in mitochondrial Bax though was not accompanied by increased levels of cleaved
caspase-3, nor did AIF appear to shift from the mitochondria to the nucleus, suggesting that
the mitochondria are stabilized against apoptosis. Future investigations of apoptosis
inhibitors such as XIAP down-stream to the mitochondrial pathway would thus be of
interest.
NIH-PA Author Manuscript
Reoxygenation for 4 h following 4 h anoxia did not further stimulate expression of Hsp70,
Hsp60 or Hsp27, nor were there changes in the Bcl2: Bax ratio, indicative again of the
stabilization of apoptotic regulators. Additional increases in HO-1 in reoxygenation beyond
the already significant increases observed in anoxia suggest involvement in protection
against potential oxidative stress. The turtle is endowed with superior protective
mechanisms to cope with reoxygenation stress including enhanced antioxidant systems
(Rice et al., 1995; Wilmore et al., 1997; Storey, 2006) and suppression of ROS (reactive
oxygen species) formation (Milton et al, 2007; Pamenter et al., 2007) and high levels of
HO-1 would add further protection. So unlike mammalian systems, where reoxygenation
often triggers massive increases in ROS release and cell death, the turtle appears to
experience little oxidative stress, and thus the unaltered expression of most stress proteins
after reoxygenation would be due to an absence of triggers for stress induction.
Alternatively, of course, high “banked” levels of stress proteins may be getting used up as
the turtle emerges from its hypometabolic state and returns to basal metabolism, with the
requisite upregulation of transcription (Prentice et al., 2003) and protein synthesis (Fraser et
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al., 2001). The return of elevated stress protein levels exactly to basal, however, argues that
this is a controlled return to normoxic status rather than a response to increases in protein
synthesis and/or damage, and in turtles protein synthesis likewise returns rapidly to preanoxic levels upon recovery (Fraser et al., 2001). By contrast, hypoxia/ ischemia studies in
rodent models show induction of major stress proteins within 1 h -7 d after insult in the
salvageable tissue (Chen et al., 1996, Kokubo et a.l, 2003, Nishino and Nowak, 2004)
despite an overall reduction in protein synthesis extended till 72 h after the insult (Kokubo et
al., 2003).
NIH-PA Author Manuscript
Taken together, then, the data point to complex molecular mechanisms that result in stable
apoptotic machinery and increased stress protein protection (Table I). In the early phase of
anoxia, as the brain transitions to a state of deep hypometabolism, a rapid induction of stress
proteins and depression of Bcl2 and Bax stabilizes the cell at a time of elevated
physiological stress and decreased ATP levels. During the ensuing long term maintenance
phase of anoxia, there is a steady increase in overall stress protein levels and a constant low
level of pro-apoptotic proteins, tipping the balance towards survival. Although the
localization of stress proteins in the turtle brain are not yet known, interestingly, the stress
proteins that were most enhanced are the ones mostly localized to glial cells in mammalian
studies, suggesting an increased functionality of glial cells for maintenance of neuronal
integrity that has not been previously noted. Reoxygenation did not further elevate the stress
protein levels, supporting earlier studies indicating that turtles possess innate mechanisms to
suppress oxidative stress. A better understanding of the molecular mechanisms that promote
survival in the anoxia tolerant brain, honed though millions of years of evolution, may yield
new therapeutic targets for mammalian anoxic/ischemic deficits.
Acknowledgments
This work was funded by an NIH RO-15 grant (grant# 1 R15 NS048909-01) to SLM.
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Fig 1.
Analysis of the cortex of the turtle for neuronal damage. a— c) Cresyl violet staining; d —
f) Immunolabeling for the neuronal marker NeuN; and g — i) Immunolabeling for the glial
marker GFAP. First column (a, d, g) = control animals; second column (b, e, h) = anoxia;
third column (c, f, i) = anoxia followed by three days of survival. Note preservation of
neuronal cell band at all time points in cresyl violet staining and NeuN-immunolabeling.
GFAP signals are not increased at three days. Magnification bar shown in i) is equivalent to
200 μm for all.
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Fig 2.
Multiple stress proteins are upregulated by short- and long-term anoxia in the turtle brain.
Representative western blots and densitometric analyses (expressed as % of control) of turtle
brain whole cell lysates are shown. For each blot, the order of loading from left is as
follows: normoxic control, 1 h anoxia, 4 h anoxia and 24 h anoxia. (a) Hsp72 (b) Hsp60, (c)
HO-1 (d) Hsp27 (e) Grp78 (f) Grp94. Data are expressed as mean ± SE. * shows significant
difference from normoxic control (p<0.05) .
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Fig 3.
Bcl2 family proteins are differentially regulated by short- and long-term anoxia in the turtle
brain. Representative western blots and densitometric analyses (expressed as % of control)
of turtle brain whole cell lysates are shown. Relative changes in expression of (a) Bcl2 (b)
Bax, (c) Ratio of the expression of Bcl2 to Bax obtained from the mean densities
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Fig 4.
Proteins involved in the regulation of Capase independent and Caspase dependent pathways
are differentially expressed by short- and long-term anoxia in the turtle brain Representative
western blots of turtle whole brain cell lysates are shown . (a) AIF and ( b) Procaspase 3 and
Caspase 3. * shows significant difference from normoxic control (p<0.05) “#” = significant
difference from 1 h anoxia.
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Fig 5.
Densitometric analysis of protein expression of all the (a) stress proteins and the (b)
apoptotic regulators in response to reoxygenation after anoxia. The data are expressed as
percent of the 4 h anoxia to analyze the relative change of protein levels in reoxygenation
after 4 h anoxia. The data are analyzed by two tailed t-test. *shows significance (p<0.05).
“#” = significant difference from 1 h anoxia, $ = significant difference. from 24 h anoxia.
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Fig 6.
Subcellular localization of Bax and AIF. Representative western blots and densitometric
analyses. For each blot, the order of loading from left is as follows: normoxic control, 1 h
anoxia, 4 h anoxia and 4 h anoxia/ 4h reoxygenation. (a) Relative expression levels of Bax
in cytosol and mitochondria expressed as percent of cytosolic normoxic control. * represents
significant difference in the mitochondria fraction. (b) Differential levels of AIF in
mitochondrial, cytosol and nuclear fractions expressed as percentage of mitochondrial
normoxic control. * represents significant difference in cytosolic fraction, # represents
significant difference in nuclear fraction.
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Table I
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Overview of the expression of stress proteins and apoptotic regulators in three different phases of anoxic
survival in an anoxia tolerant freshwater turtle (After Lutz and Milton, 2004) Downregulation of metabolism
(Hypometabolic phase) occurs in the initial transition to full anoxia (1-2 h), followed by the maintenance
phase of long term anoxia (> 2h to days); the recovery phase represents a return to basal metabolism during
reoxygenation and the potential for oxidative stress. Throughout both stages of hypometabolism , there is an
increase in the expression of stress proteins and decrease in the expression of proteins involved in apoptosis
represents
that may help maintain the structural integrity of the brain and prevent significant damage.
expression at the basal level, represents upregulation,
represents continued upregulation , represents
decreased expression. * represents high constitutive expression of Hsp’s in the turtle brain whereas the protein
is undetectable in the mammalian brain under baseline conditions.
Hypometabolism
Protein
Transition
(1-2 h anoxia)
Maintenanace
(h — d anoxia)
Recovery
(h — d Reox)
Hsp72*
Grp78
Hsp60
HO-1
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Hsp27*
Grp94
Bcl2
Bax
Procaspase 3
Caspase 3
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