the Religion of Science
“[I]n order for organized religion to
succeed, it has to make people believe they need it.
In order for people to put faith in something else,
they must first lose faith in themselves. So the
first task of organized religion is to make you lose
faith in yourself. The second task is to make you
see that it has the answers you do not. And the
third and most important task is to make you
accept its answers without question.”
--from Conversations With God, Book 2 by Neale
Donald Walsh, Hampton Roads, 1997, p. 247
the
of
This book will challenge you like no other.
You will be amazed and scandalized at the same
time. You might just open your mind to new
ways of thinking about the world.
Dr. Swanson uses reason, rationality and
humor to artfully show that the scientific world
view is anything but.
N. Lee Swanson
N. Lee Swanson
Acknowledgments
ISBN-13: 978-1475058598
ISBN-10: 1475058594
The Religion of Science Copyright © 2012 by N. Lee
Swanson. All rights reserved. Printed in the United
States of America. No part of this book may be used or
reproduced in any manner whatsoever without written
permission except in the case of brief quotations in
articles or reviews.
CreateSpace.com
This book was not written without a considerable
amount of encouragement, feedback and inspiration.
The following people gave me one or all of the above. I
am exceedingly grateful to Alan, Francisco, Fred,
Donna, Heather, Lindy, Jim, Gayle, Skip, Christian and
Chiyomi. You know who you are. Thank you.
The Religion of Science
Author's Note.….….........................….…............1
Introduction.......................................................5
Part I. Core Beliefs & How We Got Them
1. Frameworks and Beliefs.......…....................11
2. A Bit of History............................................21
3. Philosophy and Science.............................. 31
Part II. The Trouble With Physics
4. Space and Time..........................................53
5. Macroscopic Space-Time.............................71
6. Microscopic Space-Time..............................95
Part III. A New Paradigm
7. Starting Over.............................................129
Epilogue.............................................................151
v
Author's Note
All scientific books and papers are written in
third person passive voice. This is because scientists
believe they are unbiased observers. They want you to
believe they are objective. This illusion is easier to
maintain if they never use the word “I”. If absolutely
necessary, they will use the word “we” (even if they were
alone when the thing was observed, as in the royal
“we”).
To write scientific reports and conclusions in the
third person passive voice is cumbersome and inelegant,
and often results in sentences implying that some
instrument, like a computer or an oscilloscope did it.
Because of this, I wrote a report in first person at my
first professional place of employment. As a result my
boss recommended me for a scientific writing course.
He thought I didn't know the rules. In this book, I am
choosing to use whichever voice seems to make the
most sense. I like first person active because it's clean,
honest and it lets the reader know that I take
responsibility for my work and conclusions.
I am now semi-retired, which gives me the
freedom to write this book. I could not have written it
while I was actively practicing traditional science
because I would have suffered the consequences. I
vi
1
The Religion of Science
Author's Note
would have incurred the ire and wrath of my colleagues,
possibly losing my employment, surely losing my
research funding and probably not getting my papers
published. This is the punishment for disagreeing with
the scientific priesthood. I was not really able to think
about the underpinnings of science until I was no longer
a practicing scientist. I am now free to express my
thoughts. Hopefully, I won’t be burned at the stake.
I have earned B.S., M.S. and PhD. degrees in
physics. I have over 25 years experience as a scientist
working in a government laboratory, teaching at the
university, and private consulting. I mention this only
to inform the reader that, having been an insider, I have
some authority to comment on this subject.
This book is intended for the general audience,
though some background in science would be helpful. I
have tried to define terms that might be unknown to the
general reader. When I have thought it necessary to
expound in more technical detail, I have placed that
information in a box at the end of the section or
chapter. Those who are interested in the detail can read
the information in the box. I have tried to keep
equations to a minimum. Those who are not interested
can skip the boxes without losing the thread.
Throughout this book I endeavor to clearly
differentiate between what is actually known
(measured), what is inferred from what is known
(conjecture), and what is purely opinion, mine or
anyone else's.
I ask of you, the reader, to think. I also ask that
you temporarily suspend your ideas about science and
about what is and is not possible. After you finish this
book (or throw it against the wall), you can always adopt
them again. I am not asking you to suspend your
reason. On the contrary, I ask that you seriously
employ your reasoning capacity.
What I say in this book is what I believe to be
true at this time. Tomorrow I may think differently
because tomorrow I will be a different person. Also,
what is true today may not be true tomorrow. There
may not be such a thing as Truth, with a capital T. But
that should not stop us from looking. And here's the
important thing: once we are convinced we've found the
Truth, we stop looking. If we convince ourselves that
Truth can't be found, we don't look at all. It's vital that
we keep looking. Because figuring out why we're here,
who and what we are is the only game there is.
2
3
The Religion of Science
Introduction
I hope to show, through careful reason and logic,
that there is no such thing as a fact. There are limits to
what we can know and nothing that we can prove.
Furthermore, because of blind adherence to facts, we
have completely misunderstood how our world works.
No doubt we still misunderstand.
Scientists and mathematicians have given us
many great and wonderful ideas, not to mention very
useful gadgets.
But success is no measure of
correctness, as the geocentric model of the solar system
(to which we shall return) attests.
The central theme of this book is this: Don't
believe anything that anyone else tells you. Including
me. Find out for yourself. Only your direct experience,
both internal and external, matters. Put your faith in
yourself.
Act on your own authority.
If you
unquestioningly believe what the priests of any religion
tell you, then you are giving up control of your own life.
It's time to think for yourself. You are the master of
your destiny.
It seems that we have been plunked here on this
planet that we have named Earth without any clues as
to where we are, why we are here, or even who or what
4
5
The Religion of Science
Introduction
we are. We have busily set about to try to orient
ourselves by searching for answers to these questions in
various ways.
In our current day it is common to treat
information that comes from within with suspicion and
mistrust. The only information considered reliable is
obtained from without, through direct interaction with
the Earth and Its constituent parts. We set about to
make up laws governing the motion of baseballs and
such and then test our laws “out there” in the world.
We have somehow evolved to the place where no other
method will do. We have put our faith in the scientific
priests who make up the laws.
Notice that none of the basic questions
(where/why/who are we?) are answered by scientific
inquiry. Science is only useful for possibly answering,
“How does it work?” The other questions have been
relegated to religion or philosophy although, historically,
religion and philosophy were one and the same.
The adherents of science believe their method to
be clear-cut and superior to any other. They claim the
intellectual (even the moral) high ground, denigrating
any who dare to disagree with either their methods or
their results. Those who question are presumed lacking
in sense.
In order to find out how our world works,
scientists must begin with some basic assumptions
about what is so (reality). Then they must decide,
within that framework of assumptions, what is
important or most fundamental to the workings of
reality. They then work out their theories as if the
assumptions and fundamentals are true. I have no
quarrel thus far. One has to start somewhere after all.
The trouble happens because the scientific
adherents forget, or were never told, that assumptions
were made in the first place. If they think about it at
all, they think the initial assumptions are obviously
what is so.
There are signs that something is seriously wrong
with the picture we currently hold of our world. In an
effort to uncover the problems, I begin in Part I with our
cultural and personal beliefs along with a brief history
of how we got them. I then resort to philosophy to show
that we can know nothing for sure. In Part II, I outline
some of the problems with physics as it is currently
understood and why we need a new paradigm. In Part
III I offer some ideas about how we might begin with a
new paradigm. I hope you enjoy this journey.
6
7
Part I
Core Beliefs & How We Got Them
8
9
1. Frameworks and Beliefs
"Lord girl, there's only two or three things I know for
sure. Only two or three things. That's right. Of course, it's
never the same things, and I'm never as sure as I'd like to be."
Dorothy Allison, Two or Three Things I Know for Sure, Penguin,
1995.
Any person born into any given culture or society
is taught to accept the basic premises of that society.
This is necessary in order to communicate effectively
with our fellows.
To question societal norms is
considered misguided at best, crazy at worst. We are
trained as very young children to distinguish between
what is and isn't real (i.e. what is or isn't perceived by
other human beings). We are told that, “There are no
monsters under the bed,” and “Your playmate is
imaginary.” As children, most of us were led to believe
there is a God, a Heaven and a Hell. Most adults would
agree that God, Heaven and Hell are beliefs requiring
faith, rather than facts since the existence of these
cannot be proved. And most people would say it is a
fact that there are no monsters under the bed. If we
refuse to conform to accepted facts then we are indeed
considered crazy.
We commonly associate facts with proof and
beliefs with faith. The question is: what is fact and what
10
11
The Religion of Science
Frameworks and Beliefs
is belief? At first glance this may sound like a straightforward question, but this entire book is inspired by this
question.
There is probably nothing that comes closer to
hocus-pocus than the medicine of yesteryear. As a case
in point, consider King Charles II of England. In 1865
he suffered a stroke. The royal physicians first drained
twp cups of blood from Charles. Seeing no
improvement, they gave him an enema. When he still
showed no improvement, they gave him a dose of
sneezing powder, rubbed pigeon dung on his feet,
seared his shaved head and finally put a red hot iron on
his feet. Mercifully for poor Charles, he died within four
days of receiving the Royal Treatment.1
As ridiculous as the treatment of King Charles
sounds to us today, I challenge the reader to imagine
that our cures, our science, and our philosophy may
one day be thought of as superstitious, like the pigeon
dung of yesteryear. Only we don’t know it yet. I can
remember when cigarettes were considered good for the
nerves. What will the new world scientist in 40 years
think of radically killing living cells and tissues to
cleanse the body of cancer? Examples abound. If the
future is anything like the past, then just about
everything will be proved wrong if we wait long enough.
Unfortunately, we are often completely unaware
that our basic premises are beliefs, because we mistake
them for facts, or the way the world is. I claim there
is no such thing as a fact. Our Core Beliefs masquerade
as fact. I call our Core Beliefs a framework, the thing
that we hang all of our experience on. Some have called
it a “World View.” The philosopher/physicist Thomas
Kuhn called it a “paradigm.”2 It's the context for our
existence.
If we insist that thus and so is the way the world
is, then we effectively cut ourselves off from thinking or
perceiving anything other than what fits into our beliefs
about reality. We will literally disregard any experience
that doesn't work within our framework. I submit the
following examples.
Have you ever wondered what happened to that
gadget that you used to have in the junk drawer? You
know you had one. You don't recall getting rid of it, but
it seems to have vanished from your world. And what
about the times you've opened the junk drawer and
there is a gadget that you know you didn't have before,
you've been meaning to buy one but you know you
haven't yet, and there one is? You shrug your mental
shoulders and move on. It got there somehow. Must be
a logical explanation, even though you can't seem to get
your mind around one. If it really bothers you, you will
make one up, and then you'll believe your story. We are
very proficient at editing what doesn't fit or what doesn't
make sense to us.
Every person I have asked has admitted to
having had the following experience: You have lost
something important. Your keys, your driver's license, a
favorite pocket knife or something like that. You look
12
13
The Religion of Science
Frameworks and Beliefs
everywhere. You must have it. You look in all of the
obvious places many times, and you look in many notso-obvious places. You cannot find it. You finally give
up because it is not to be found. You go do something
else for several hours, maybe go to bed for the night.
Next morning you wake up, you're combing your hair,
you look down at the dresser and lo' and behold, there it
is. Sitting right there in plain sight. In a place that you
know you looked at least ten times.
So, what do you tell yourself? I have asked
countless people this question and here is the answer
that I always get: “I'm so stupid!” I then ask, “Why do
you tell yourself that you are stupid?” And they say,
“Because I didn't see it!” So I ask, “What are you
assuming?” To which they look at me dumbfounded.
They don't understand the question. The assumption is
this: it was there when they looked ten times before and
they didn't see it. Everybody knows this. This is how
it is. If it is there now, then it HAD to have been there
all along! How can this be so? How can you have
looked ten times and not seen it if it was, in fact, there
all along?
You might be thinking that someone else in the
house probably moved your keys and then later put
them on the dresser. This is the story you make up to
explain your experience. What if, when queried, all
other persons in your household deny having seen or
touched your keys? What if you live alone? What then?
You probably shrug your mental shoulders, assume
there must be some logical explanation and move on to
more pressing concerns. But what is logical? Logical,
by definition, is what complies with your system of what
is and is not possible. If you accept that the keys were
not there when you looked before and they are there
now (your personal observation), without intervention
from you or anyone else, then you do not have anything
within your framework to hang this experience on.
I choose to believe that I am not stupid. The
thing was not there before. I know that I looked there
ten times. It was not there then. It is there now. I am
fully aware that our collective belief system says that it
cannot be so, yet that is my experience. That is also
your experience. I am not willing to disregard my direct
experience because it is not in vogue with current belief.
I can't explain it, but I refuse to disregard it. There
must be something wrong with the current belief.
Perhaps there are multiple realities that we glide in and
out of? Now you see it, now you don't. As long as you
are good at editing what doesn't fit in with your
framework, everything is a-okay.
Here's another little game that I have played with
many people. Look at the figure on the next page and
read what it says.
14
15
The Religion of Science
Frameworks and Beliefs
What does it say? Most people tell me that it says,
“Paris in the spring.” What it actually says is, “Paris in
the the spring.” Go look again. Did you edit out the
second “the”? We all do this all the time. We have a
need to have our experience make sense within our
framework .
I often misread crossword puzzle clues. Once I
have decided that I know what it says, I cannot see what
is there and I misread it over and over again. It isn't
until I have completed the rest of the puzzle and have
the answer that I go back to the clue and realize that I
had been misreading it all along. We literally do not see
what is actually in front of us once we have decided that
it is something else. We do this every day all day long.
We automatically categorize everything that we see,
hear, touch, or taste with reference to what we already
know or believe or expect. Otherwise, the world can be
frightening. Don't take my word for it, pay attention to
your own experience.
If we habitually insert what we think is there,
rather than seeing what is actually there, how can we
know what really is “out there.” Is there anything “out
there”? Or are we making it all up in our minds? Could
it be that there are a myriad of possible “out theres” to
choose from and we only pick the ones we like (those
that fit with our ideas)? Or are we just making it up as
we go?
Have you ever looked at an object and have not
been able to immediately make out what it is? It can be
disturbing. You will stare and stare until you finally
recognize the thing and can put it in proper context.
Otherwise, it could be a monster.
Consider an account by Carlos Castaneda in one
of his books about his adventures with the Yaqui
shaman, don Juan. Part of the description of this book
reads, “...don Juan, his mentor and friend, prepares him
for the task of perceiving things as they are, instead of
describing them by the words, conventions and
standards of conventional, a priori ideas and language.”3
Castaneda and don Juan were out in the desert
and Castaneda saw something that he did not
recognize. It was wailing and crying and making an
awful fuss. It was gyrating and moaning and he was
quite frightened. Then, finally, he resolved (forced?) it
into a branch blowing around in the wind. He was quite
proud of himself for figuring it out and he bragged to
don Juan.
“I stared at it in complete and absolute horror.
My mind refused to believe it. I was dumbfounded. I
could not even articulate a word. Never in my whole
existence had I witnessed anything of that nature.
16
17
The Religion of Science
Frameworks and Beliefs
Something inconceivable was there in front of my very
eyes. I wanted don Juan to explain that incredible
animal but I could only mumble to him. He was staring
at me. I glanced at him and glanced at the animal, and
then something in me arranged the world and I knew at
once what the animal was. I walked over to it and
picked it up. It was a large branch of a bush. It had
been burnt, and possibly the wind had blown some
burnt debris which got caught in the dry branch and
thus gave the appearance of a large bulging round
animal. The color of the burnt debris made it look light
brown in contrast with the green vegetation.
“I laughed at my idiocy and excitedly explained to
don Juan that the wind blowing through it had made it
look like a live animal. I thought he would be pleased
with the way I had resolved the mystery, but he turned
around and began walking to the top of the hill. I
followed him.
“...I began to talk about the branch, but he
hushed me up. 'What you’ve done is no triumph,' he
said. 'You’ve wasted a beautiful power, a power that
blew life into that dry twig.' He said that a real triumph
would have been for me to let go and follow the power
until the world had ceased to exist.
“...He said that properly I should have sustained
the sight of the live monster for a while longer. In a
controlled fashion, without losing my mind or becoming
deranged with excitation or fear, I should have striven to
'stop the world.'”3 Apparently, seeing things as they
really are, rather than stuffing them into our
preconceived notions, takes some effort.
The framework of those of us who were born in
the 20th century Western world is largely the result of
science and the scientific revolution. There are some
residual religious beliefs, but the primary concept that
we have about how the world is comes to us from
science.
What is the worst insult that anyone can give
you? That you are an infidel? A pagan? No. The worst
insult these days is for someone to tell you that you are
irrational or unreasonable. We worship the rational and
the reasonable. And the scientists own the market on
rational and reasonable. Just ask them. Better yet,
challenge them. At best, you will be called naive. At
worst, you will be accused of wanting to plunge our
society back into the superstitions of the dark ages.
You either worship them and their version of reality, or
you collapse the world into chaos and superstition.
Science is as much of a religion as any religion
has ever been. The scientific priesthood bestows their
thoughts and ideas upon the peasantry as if they were
just bringing it down off the mountain. And woe to one
who dares to question! Scientists themselves hesitate to
openly question for fear of retribution [not getting their
papers published or their proposals funded]. It's a
conspiracy of fraud.
I had to quit my job as a
professional scientist in order to think. Some of the
things science asks us to believe, with little or no proof,
18
19
The Religion of Science
are more fantastic to a reasoning person than anything
religion has put forward.
And some of the really
interesting data that scientists have uncovered is not
believed by the scientists themselves.
2. A Bit of History
(Or the Gospel According to Descartes)
“The first precept was never to accept a thing as true until I
knew it as such with out a single doubt.”
1. Edward Dolnick, The Clockwork Universe: Isaac
--Rene Descartes, Le Discours de la Methode, 1637
Newton, the Royal Society, and the Birth of the
Modern World, Harper; 1st Edition, 2011.
2. Thomas S. Kuhn, The Structure of Scientific
Revolutions,
The
University
of
Chicago
Press,
to
Ixtlan,
1972,
Chicago, IL, 1962.
3. Carlos
Castaneda,
Journey
Washington Square Press; Reissue edition (February 1,
1991). --Note: Castaneda's work, as a “true” account
of his anthropological experiences, has come into
question. So what. It's still a fascinating story. And
everything is a story.
20
So what is the framework for our beliefs? Most of
our beliefs about how the world is are a result of ideas
that were developed or proposed as theories to explain
our experience in physical reality. In the Western world
of the 21st century our primary world view is
mechanistic, i.e. the universe is a machine.
In the Mechanistic world view there is no creator
except, possibly, the creator of the machine itself. If
there is a creator, then it created the universe like some
giant clock at some time in the distant past. Since then
the clock (universe) has been running on automatic. All
observable phenomena must therefore be explained by
causality or by random chance. I will call this the
Clockwork Rule. It is forbidden to suggest that there
exists anything outside of what we can observe or
measure (God did it) when explaining our experience
(data). This has evolved into: if our experiences cannot
be explained by the laws of physics (based on causality
and random chance), then they do not exist.
21
The Religion of Science
A Bit of History
In order to understand the clock (universe), all we
have to do is understand the parts and pieces, how they
function, and how they fit together. This view is applied
to the universe (physics and astronomy) and everything
in the universe: the Earth (geology and archeology), the
species (biology and anthropology), and even to our
bodies (medicine) and minds (psychology and sociology).
This is why we want to tear things apart to see how they
worked, or to kill things to see what made them live.
How did this world view become accepted? It
became accepted as a result of the scientific revolution.
The scientific revolution was actually a gradual change
in thinking over a period of a few centuries, perhaps
starting with a publication by Nicolaus Copernicus in
1543 called De Revolutionibus Orbium Coelestium (On
the Revolutions of the Heavenly Spheres) which posited
a heliocentric (planets revolve around the sun) system
instead of the geocentric (everything revolves around the
Earth) system. This was a giant conceptual leap that
affected our perceptions of the universe and our place in
it. As an exercise, try to visualize how your beliefs and
perceptions would differ if the geocentric model was
currently accepted.
Because I shall be using the paradigm shift from
the geocentric to the heliocentric models as an example
later in this book, I shall describe the issues in some
detail.
The Geocentric Universe & the Scholastic World View
22
23
During the Middle Ages the dominant Western
world view was a combination of Christianity and
Aristotelian (384-322 B.C.E) thought called the
Scholastic world view. In this framework we (Earth) are
at the center of the universe because, being made by
God, we are the most important thing in the universe.
In the Scholastic world view, the Earth is made
up of four elements, earth, fire, water and air. These
elements each have their own proclivities. For example,
things containing a lot of earth naturally fall to the
center of the universe (Earth) while fire makes things
rise. Objects in the heavens (sun, stars and planets)
were made of a fifth, divine element with the circle as its
natural motion.
This was a very different way of
thinking about how the world is and our place in it.
The Greeks were keen observers and they were
also experts in geometry. They considered geometry
sacred, particularly the circle which has no beginning
and no end. The Greeks observed that the sun, stars
and planets all appear to move in the sky from east to
west. From this they deduced that the sun and all of
the planets and stars revolve around us in what they
assumed were sacred, circular orbits. They noticed that
the motion of the stars was different from that of the
sun, which was also different from that of the planets.
The Greeks postulated that the stars were fixed
on a great sphere and this sphere rotated on an axis
The Religion of Science
A Bit of History
with the Earth at its center. The sun occupied a
different sphere and the planets each on their own
sphere. The planets were thought to be stars, but
because their motion was not consistent with that of the
other stars (in fact they even sometimes appeared to
move backwards in the sky) they were called “the
wanderers.”
The Greek word “planet” literally means
“wanderer.” The Greeks concluded that the Earth was
spherical by observing the shape of the shadow cast by
the Earth onto the moon.
The Greek philosopher Aristarchus (310-230
B.C.E.) proposed the first known heliocentric model of
the solar system around 280 B.C.E. He deduced this by
using geometry to estimate the relative distances
between the sun, Earth and moon. From these and the
angular diameter of the sun and moon, he calculated
the relative sizes of the sun and moon. While his
numbers were not in accordance with current values, he
found that the sun was much bigger than the moon and
the Earth. This lead him to postulate that the sun and
not the Earth was at the center of the universe because,
being so much bigger, it must be more important.
Because of this, “the Stoic philosopher Cleanthes (c.
301-232 B.C.E.) declared that it was the duty of Greeks
to indict Aristarchus on the charge of impiety...” 1 So it
goes.
Besides being heretical, Aristarchus' heliocentric
model was not accepted on scientific grounds. First, if
the Earth rotated around the sun then the position of
the stars would change when viewed from different
positions in the orbit (known as parallax). This was not
observed because the stars are so distant that the
parallax is too small to observe without telescopes, but
this was not known at that time. Second, if the Earth is
rotating about its axis from west to east to account for
day and night, then there should be a great wind always
in the direction opposite the Earth's motion, east to
west. This is obviously not observed. Finally there was
the “tower problem.” If an object were dropped from a
very high tower and the Earth is moving, then the object
should not fall at the foot of the tower but some
distance from it to account for the motion of the Earth.
This was a conceptual error that was not resolved until
Einstein pointed out that all motion is relative and there
is no way to tell whether your whole environment is
moving so long as everything in it is moving at the same
velocity. Thus, the geocentric model was believed for a
couple thousand years or more.
Around 150 C.E. in Alexandria, Egypt the
astronomer Claudius Ptolemy developed a detailed
model of the geocentric system that (at the time)
accurately predicted the positions of the planets and
stars. In his model, Ptolemy dispensed with the Greek
idea of the sun and the planets being fixed on rotating
spheres. He did this because he was forced to invent an
extra motion for the planets to account for the observed
retrograde (backwards) motion of the outer planets and
the change in apparent brightness of the planets.
24
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The Religion of Science
A Bit of History
In the Ptolemaic model the planets not only
rotated about Earth in a circular orbit, they also moved
in smaller circles (called epicycles) within that orbit.
Ptolemy's model persisted for some 1300 years, but
there was one major problem. While it accurately
predicted the positions of the planets, after a hundred
years or so, those predictions were a little off. After a
few hundred years they were off by quite a bit. The
solution was to simply recalibrate (change the numbers
to the current values) and march on.
The Heliocentric Universe & the Mechanistic World
View
Over one thousand years later, the Polish
astronomer Mikolaj Koppernigk (known as Nicolaus
Copernicus 1473–1543 C.E.) found the Ptolemaic model
very unsatisfactory because the epicycles made it
cumbersome and the predictions were inaccurate over a
long time period.
Copernicus resurrected the
heliocentric model of Aristarchus, which he found much
more aesthetically pleasing. Copernicus suggested that
we don't experience the big wind from the Earth's spin
because the Earth's atmosphere spins along with it.
Because telescopes had not yet been invented, there
was still the problem of the unobserved parallax. In
addition, there was no way of knowing which model was
more accurate since it took a few hundred years to
notice the inaccuracies.
26
When two theories exist that explain the same
phenomena, the general rule is to choose the simplest
one. This is known as Ockham's Razor, after the monkphilosopher William of Ockham (c. 1287–1347). By this
rule the Copernican model should have been
immediately adopted. This did not happen because the
Holy Roman Church (the major superpower of the time)
was against it. Copernicus himself, being very devout,
was bothered by it but he argued that it is natural and
logical to have the sun at the center of the universe
because the sun is the source of light and life.
Proponents of the heliocentric model were not
smiled upon by the Church. In the 1600's both Galileo
Galilei and Giordano Bruno were tried by inquisition
and found guilty of heresy for promoting the heliocentric
model of the solar system. Bruno was burned at the
stake while Galilei recanted and was placed under
house arrest until his death. Thus was the fate of those
who disagreed with the priesthood in those days. The
Vatican formally pardoned Galilei in 1992. It was not
until 1822 that the Church of Rome accepted the
Copernican theory of a heliocentric solar system.
Rene Descartes (1596-1650) was probably the
main historical proponent of the mechanistic world
view. Descartes and other philosophers who followed in
his path helped to establish a mechanistic paradigm for
understanding natural phenomenon. This approach
stood in marked contrast to the philosophy of the time,
which at least implicitly involved the existence of
27
The Religion of Science
A Bit of History
spiritual or otherwise non-physical forces playing a
significant role in natural processes.
The advent of the mechanistic world view, as
proposed by Descartes in the first half of 1600's and
furthered by Isaac Newton (1642 -1727) in the second
half of 1600's and early 1700's, completely changed how
science was conducted. Up to this time, science and
natural philosophy were considered one and the same.
Subsequently, empiricism became the primary focus of
science, requiring more complex equipment and
laboratories.
This had the eventual result of moving
scientific inquiry from the parlors of the idle rich to
university laboratories.
The mechanistic world view was in direct
opposition to vitalism, a popular philosophy of the day
that was championed by Lady Anne Conway (16311679), Henry More (1614-1687), Francis Mercury van
Helmont (1614–1698) and Gottifried Wilhelm von
Leibniz (1646-1716). According to vitalism the universe
is made up of tiny, indivisible particles called 'monads,'
each possessing a life force. This life force exists in all
organisms and is caused and sustained by a vital
principle distinct from all physical and chemical forces
and is self-determining and self-evolving.
The validity of these two doctrines was hotly
debated in the parlors of the intelligentsia during the
1600's. In 1687 Isaac Newton published Philosophiæ
Naturalis
Principia
Mathematica
(Mathematical
Principles of Natural Philosophy). As a result of careful
observation, Newton was able to explain many
previously unexplained phenomena. In Principia, he
basically invented calculus and the forces of gravity and
inertia (exemplified in the collision of two masses). This
was a huge accomplishment at that time and was
instrumental in swaying the debate in favor of
mechanism and the scientific method. Thus is our
legacy.
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29
Figure 2.1: A brief time-line of scientific ideas.
The Religion of Science
1. Jean-Louis & Monique Tassoul, A Concise History of Solar and
Stellar Physics, Princeton University Press, Princeton, NJ,
2004.
3. Philosophy and Science
(Or The Gospel According to Popper)
“Science is all about truth. You gather your evidence and
logically prove your claims.”
--Jerry McNerney, PhD (Mathematics), on the difference between
science and politics, interview in Wired Magazine, Issue 15.03,
March 2007.
Because science and philosophy have historically
been intertwined, we need to take a brief detour into
philosophy.
It should be clear from the previous
chapter that science was developed as a discipline in an
attempt to answer some basic philosophical questions.
These are: How do we know that there is anything “out
there” independent from our subjective experience?
And What is real (or true)? The astute reader may have
noticed that other disciplines have also set about
answering these questions. They are called religion.
The difference supposedly being that religion relies on
belief while science and philosophy rely on logic.
Philosophers have debated for millennia about
what we can and can't know and about what is and isn't
real. Plato, Socrates and Pythagoras claimed that the
only true reality is idea.
Physical reality is a
manifestation of our ideas. Whatever we experience is,
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by definition, less than our ideas (idealism). More
recently, philosophers have debated about what can or
cannot be proved. How can we justify using past
observations as a basis for generalizations about what
we have not yet observed. It has been acknowledged by
most1 philosophers that nothing can be proved true.
One illustration of this can be seen in what is known as
The Ravens Problem.
The philosophy game is played by making a
statement (hypothesis) then using the rules of logic to
prove or disprove the statement. The ravens problem
goes like this:
proved our statement.” Okay then. By strict rules of
logic, the statement
Statement #2: All non-black things are not ravens
How do we go about proving our statement is true? We
employ the scientific method of observation. We go out
in the world and look for ravens. We need find only one
non-black raven to prove the statement false, but how
many black ravens need we find to prove it true? No
matter how many black ravens we tally, we cannot
guarantee without doubt that the next raven we see will
be black. We can, at best, assign a probability that the
next raven we see will be black, but we cannot prove the
statement is true by observing black ravens.
You might say, “Come now, don't be ridiculous.
Of course there is some small probability that the next
raven we see will not be black, but we have observed so
many black ravens we can be confident that we have
is equivalent to the previous statement, all ravens are
black.
Therefore, if finding black ravens “proves”
statement #1, then finding green tennis balls “proves”
statement #2. Because statement #2 is equivalent to
statement #1, I can “prove” that “all ravens are black”
by finding green tennis balls. Or white shoes. I don't
even have to go outside and find ravens to prove my
hypothesis. Abandon hope, all ye who worship logic!
The Ravens Problem highlights the weaknesses of
inductive logic. Inductive logic is when you have some
data (observation of black ravens) from which you form
an hypothesis that explains the data (all ravens are
black). A large number of possible resolutions to the
ravens problem have been proposed.
The various
arguments for and against each will make your head
spin, but I don't believe there has been consensus
among philosophers. And anyway, other paradoxes
concerning inductive reasoning exist, along with more
gnarly discussions. The bottom line is that it seems
that we cannot confirm or prove a statement
(hypothesis) made by inductive reasoning.
The situation is not improved by switching to
deductive logic. Deductive logic starts with a premise or
premises that are assumed true.
Given that the
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33
Statement# 1: All ravens are black.
The Religion of Science
Philosophy and Science
premises are true, we then determine what can logically
follow and call these conclusions.
The premises
themselves are unproven and unprovable, they must be
accepted at face value, or by faith, or for the purpose of
exploration. For example, using deductive reasoning we
simply state without proof that:
1. All ravens are black.
We have a friend who has a pet raven called Berthe. We
can logically deduce that Berthe is black, without ever
having observed Berthe. We have no way of knowing
whether or not the premise is true, but assuming that it
is, Berthe is most certainly black. Notice that the
reverse is not true, i.e. just because Berthe is black does
not mean she is a raven. All scientific theories are built
up in one or the other of these two ways.
One of the jobs of the philosophers is to establish
the rules for what does and does not constitute an
acceptable scientific theory. While the philosophers are
by no means in agreement, Karl Popper's (1902 – 1994)
philosophy is most widely accepted. Among scientists,
that is. Popper's view of science is highly idealistic,
which is probably why it appeals to scientists. In fact, I
would venture to guess that most scientists don't know
that there are any other philosophies concerning
science! They've probably never heard of Popper either.
Popper believed that induction has no place in
science. According to Popper, scientific theories should
be formed by deduction. He agreed that we cannot
confirm or prove a theory true, but that a good scientific
theory has the possibility of being falsified or disproved.
The experimental data must trump the theory, no
matter how beautiful the theory. Popper had an ax to
grind with socialism, which he said cannot be falsified
because no matter what happens, a Marxist can
somehow fit it into her theory. Popper referred to such
theories as pseudo-science. Any theories that cannot be
subjected to falsification tests do not qualify as
scientific, in Popper's view. For scientific theories, we set
up experiment after experiment to try to prove them
false. If we fail to falsify the theory, then it is not
necessarily true, but it is robust and can be relied upon
to give accurate predictions. The theory then becomes a
working model.
If any one scientist is too egotistical and too
attached to his or her particular conjecture to reject it
based on experimental data, that should pose no
problem as presumably there are other scientists who
are wedded to different conjectures, so that it should all
work out fine in the end. Even if everyone refuses to
believe the new data, a new theory will eventually
emerge when the old crowd dies off. “For Popper, a good
or great scientist is someone who combines two
features... The first feature is an ability to come up with
imaginative, creative, and risky ideas. The second is a
hard-headed willingness to subject these imaginative
ideas to rigorous critical testing. A good scientist has a
creative, almost artistic, streak and a tough-minded, nononsense streak. Imagine a hard-headed cowboy out on
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the range, with a Stradivarius violin in his saddlebags.
Perhaps ... you can see ... the reasons for Popper's
popularity among scientists.”2
The criteria for a good scientific theory therefore,
is that it has held up to intense scrutiny and has not
yet been falsified. This does not make it “true” or “real”
but it qualifies as a good map of reality.
It is
unfortunate that many, scientists included, mistake the
map for the territory. And it is shocking that many,
scientists especially, make the claim that thus and so
has been confirmed or proven.
A criticism of Popper's philosophy of science is
what I will call Popper's Decision Problem. It goes like
this: Suppose you want to build a rocket. There exists a
model for thrust and lift and so forth that has been used
successfully in the past to build rockets. But a new
model has come along that has never been tested.
According to Popper, there is no reason to believe one
model is more true than the other, since confirmation is
not possible. Neither model has been shown to be false.
Which model would you use to build your rocket?
Popper was aware of this problem and was unable to
give a response that did not involve some sort of
confirmation.
The criteria that scientists claim they use for a
good scientific model is very close to Popper's ideal.3
They are as follows:
36
1. The model must agree with observed data.
2. The model must make predictions that allow it to
be tested. It must be possible to disprove the
model. The model may need to be modified to fit
new data or it may need to be discarded entirely.
3. The model should be aesthetically pleasing. It
must be simple, neat and contain the fewest
possible assumptions.
Criterion #3 is not strictly necessary, but is used in the
same manner as Ockham's Razor, i.e. when two
competing theories explain the same data, choose the
most aesthetically pleasing, which is also the simplest.
It is supposedly also used as a bellwether, i.e. if a theory
gets too cumbersome with many ad hoc adjustments
and modifications then it is ugly and needs to be
replaced.
Such was the case with the Ptolemaic
geocentric model of the solar system with its epicycles
and recalibrations.
I claim that Popper's view of how science is done
is idealistic for the simple reason that, while this may be
how science should be done, it is not. Suppose our
statement, All Ravens Are Black is given as true. It
follows that if I go outside and see a raven, it will be
black. If Popper were correct, then a scientist trying to
falsify our statement would go outside and actively look
for white ravens. Or green and purple ones. What in
fact would happen is that our scientist would go outside
and look for black ravens in support of the statement.
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Suppose he is out there looking for black ravens and a
white one flies by. He likely wouldn't see it because he
is only looking at black birds and then determining if
they are ravens. He is paying no attention whatsoever
to white birds. If he does happen to see one, he will
wonder if he made a mistake. The sun was in his eyes
and it only seemed white from that angle, so it must've
been black after all. Thus he will justify discarding that
data point and continue his search for black ravens.
Suppose further that our intrepid scientist runs
across yet another white raven. Now he is in a pickle
because all the other scientists in the world also believe
that ravens are black. If he publishes his results they
will not believe him. He will either abandon the project
and go do something else or he will go ahead and try to
publish. The reviewers will recommend that his paper
not be published because everyone knows that ravens
are black. They will question his methods or impugn
his integrity. Was he wearing sunglasses or another
optical device when the so-called observation was
made? Did he record the time, date, temperature,
atmospheric pressure and GPS coordinates so other
scientists can repeat his observations? Scientists who
have a stake in the theory (a lifetime of work and
publications) will claim that he misunderstood or
misinterpreted his observations. The raven probably
had some snow on it or something. Kill the messenger.
Suppose still further that a second scientist,
being more open-minded than her fellows, went out
where our first scientist was and she also spotted a
white raven.
Now we have a newspaper headline:
Scientists Find White Raven; Black Raven Theory In
Trouble. Then the public never hears about it again,
but six months later the Raven Theory is still intact. It
now looks like this:
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39
Theory: All Ravens Are Black
Codicil: On the first Sunday after the first Full
Moon after the Spring Equinox, white ravens might
possibly be observed.
At first glance, it appears that scientific theories
cannot be falsified. We have already established that
they cannot be confirmed. What a deal.
Another reason that scientists agree with
Popper's philosophy of science is that it gives them an
excuse to reject anything they don't like or don't
understand. Sort of like Popper and socialism. Just
say it isn't science and move on. A case in point is
Rupert Sheldrake (b. 1942).
Rupert Sheldrake is a renegade biologist. He
started out as a perfectly respectable biologist until he
got obsessed with all the things we don't understand
that we pretend to understand. Or things we pretend
don't exist or just plain don't try to understand. Such
as: how do pigeons home; how do pets know when their
owners are coming home; how can we tell when we are
being stared at and so on. He has written several
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books, one of which is called A New Science of Life,
where he proposes a “morphogenetic field” containing
information that can be accessed via “morphic
resonance.”
In Popper's world scientists would grab hold of
this theory, figure out what sort of predictions can be
made and go test them (by falsification, of course).
What actually happened was that the late Sir John
Maddox wrote in an editorial in Nature (1981), "This
infuriating tract... is the best candidate for burning
there has been for many years."
In an interview
broadcast on BBC television in 1994, Maddox said,
"Sheldrake is putting forward magic instead of science,
and that can be condemned in exactly the language that
the Pope used to condemn Galileo, and for the same
reason. It is heresy." There's a fine example of openminded scientific inquiry.
Who among us has not experienced the sense of
being stared at? Yet scientists will tell you it does not
exist. For many years scientists claimed that asteroids
do not exist because rocks do not fall from the sky.
Suppose that a rock fell from the sky into your yard.
You pick it up and take it to the local university where
the scientific priests can be found and they tell you that
it could not have fallen from the sky. Maybe a bird
dropped it. Do you believe them? Or do you believe
your own direct experience? If you believe them, you
begin to doubt that you saw what you saw. And if any
scientist dares to explore rocks falling from the sky, she
runs the risk of being publicly humiliated, denied
funding, and encountering difficulty publishing. She'd
better have another source of income. What part of this
do you consider logical, reasonable, or rational?
There are other philosophers who expound
different ideas about how science is or should be done.
Because in these days philosophers are not scientists,
they don't actually know how science is done. And
scientists don't listen to philosophers anyway. With one
notable exception.
In 1962 Thomas Kuhn (1922 – 1996) published a
book on the philosophy of science called The Structure
of Scientific Revolutions. Kuhn started out as a
physicist, then he wandered into the history of science
and from there into the philosophy of science. Kuhn
claimed, as I do, that our world view is a result of the
current scientific paradigm. He actually coined the term
“paradigm” in this sense. The paradigm is the big
picture, which may include many theories and
hypotheses. Classical Newtonian physics is
an
example of a paradigm that includes kinematics
(baseballs and such), optics, electrodynamics, gravity
and the like. Each of these has various theoretical
models that yield predictions and so forth.
According to Kuhn most all of science is practiced
as “normal” or “paradigm-based research,” i.e. research
within the currently accepted scientific paradigm. Noone actively tries to falsify or overthrow the paradigm,
nor should they according to Kuhn. One needs to have
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The Religion of Science
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a paradigm as a starting place within which to operate.
It's our belief system. “No part of the aim of normal
science is to call forth new sorts of phenomena; indeed
those that will not fit the box are often not seen at all.
Nor do scientists normally aim to invent new theories,
and they are often intolerant of those invented by
others. Instead normal-scientific research ... seems an
attempt to force nature into the preformed and relatively
inflexible box that the paradigm supplies.” 4
“Normal science” consists of three major
experimental and observational endeavors, all of which
constitute fact gathering in support of the current
paradigm. They are:
1. Determining physical properties with greater
precision (stellar positions, specific gravity of
materials, compressibility of materials, spectral
properties, electrical conductivity of materials,
etc.).
2. Demonstrating agreement between theoretical
predictions and experimental data to greater
accuracy by improving experimental apparatus or
finding new ways to demonstrate agreement.
3. Articulation of theory:
a. determining physical constants with greater
precision
(speed
of
light,
universal
gravitational constant, Coulomb's constant
etc.)
b. exploring empirical laws (Boyle's law, e.g.)
c. determining the limits of applicability of
laws within the paradigm.
Normal science also consists of three corresponding
theoretical pursuits:
1. Using the existing theory to calculate expected
values of physical properties that can then be
measured.
2. Adjusting the theory to more closely agree with
experimental observations or modifying the
theory for special cases (adding air resistance to
kinematic calculations, or modifying the value of
a constant in the calculations e.g.).
3. Reformulating the theory to extend the model
(adding
another
mass
to
calculate
the
gravitational interaction for three masses instead
of two, e.g.).
Two things are immediately noticeable about
normal science. One is that much of it is excruciatingly
boring. Even scientists find it boring. This is why they
invented positions now filled by graduate students and
post-docs. The other, more important thing is that noone is trying to disprove anything. All of the effort is
going into supporting the current paradigm. Popper's
Decision Problem is moot because there are no theories
that do not support the current paradigm.
How then do theories and paradigms change? In
the course of normal science small puzzles pop up;
little pieces of data that do not fit within the paradigm.
Often these are simply not seen. Kuhn compares this
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with a psychological experiment published in 1949 by
J.S. Bruner (b. 1915) and Leo Postman (1918-2004).5 In
this experiment subjects were asked to look at a
sequence of short exposures of playing cards and
identify them. Inserted into the deck of playing cards
were anomalous cards, a red six of spades and a black
four of hearts. Responses to the anomalous cards were
divided into four categories: they were reported as
normal (i.e. the red six of spades was simply reported as
a six of spades—the authors called this a “perceptual
denial.”6); they were reported as anomalous but
incorrectly (e.g. a purple four of hearts); the subject
knew there was a problem but couldn't figure it out (one
subject said, "I don't know what the hell it is now, not
even for sure whether it's a playing card."); and finally
some subjects reported what they saw (a red six of
spades) though they had to be exposed to it many times
before they saw it correctly.
Kuhn argues that
scientists, being human after all, do the same.
Once the anomalies are seen and identified,
scientists work to improve the detection apparatus. If
that doesn't resolve the puzzle, they modify the existing
theory to accommodate the data for the special case.
Usually the great discoveries of science come from
solving these little puzzles. Occasionally an anomaly
arises that resists all efforts to resolve it within the
paradigm. Every so often these resistant anomalies
build up into a critical mass where scientists start to
lose faith in the paradigm. Kuhn calls this a crisis.
Only during a crisis are new theories formed outside of
the working paradigm. Once a new theory arises that
can satisfactorily predict the anomalies, along with the
data that were not in question, then a “paradigm shift”
occurs that changes our world and our world view. This
was the case in shifting from the geocentric view to the
heliocentric view and in the revolution of quantum
mechanics vs. Newtonian mechanics.
According to Kuhn it is a good thing that
scientists are resistant to change because our
knowledge is added to considerably during the course of
normal science and it wouldn't do to distract the
scientists too much from their belief system. We can't
be having paradigm shifts every time our data doesn't
come up to snuff. And anyway everything works out in
the end because science is a self-correcting system that
will root out its problems even if entire generations
must die off before new ideas can be accepted.
This would be fine if you believed that our
knowledge is always increasing and we are always
getting closer to Truth than we were before. People
assume this is so; that we are standing at some sort of
pinnacle of knowledge and all who have gone before us
are poor, ignorant fools. They grab the moral high
ground, bludgeoning us with their version of reason and
logic and insinuate that our only other choice is
superstition, weeping and gnashing of teeth. They
accuse anyone who dares to question science of trying
to throw us all back into the dark ages.
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Not so, says Paul Feyerabend (1924-1994). First
of all Feyerabend saw science as a creative endeavor.
The great scientists were anarchists, they were unafraid
of breaking rules laid down by philosophers and they
used any and all means available to them to aid in
scientific discovery.
In Feyerabend's ideal world
anything goes and any attempt to force scientists into a
prescribed method will only serve to dampen creativity
and create stultifying science.7
But, while science
started out to free us from the thought police in the
One True Religion (Christianity), it has itself turned into
the oppressor. He argues that we now need to be freed
from the grip of the scientific establishment and he
advocates a separation of science and state, like any
good democracy.8
Feyerabend claims that there are no objective
reasons for preferring science to other traditions and
ways of knowing. He says that, “Most intellectuals have
not the foggiest idea about the positive achievements of
life outside Western civilization. What we [have] in this
area are rumors about the excellence of science and the
dismal quality of everything else. ...Western science has
now infected the whole world like a contagious disease...
Western civilization was either imposed by force, not
because
of
arguments
showing
its
intrinsic
truthfulness, or accepted because it produced better
weapons. ... [R]ationalists have devised [arguments] to
overcome difficulties. For example, they distinguish
between basic science and its applications: if any
destroying was done, then this was the work of the
appliers [the politicians], not of the good and innocent
theoreticians.
But the theoreticians are not that
innocent.
They [emphasis his] are recommending
analysis over and above understanding, and this even in
domains dealing with human beings; they [emphasis
his] extol the 'rationality' and 'objectivity' of science
without realizing that a procedure whose main aim is to
get rid of all human elements is bound to lead to
inhuman actions. Or they distinguish between the good
which science can do 'in principle' and the bad things it
actually does. That can hardly give us comfort. All
religions [emphasis mine] are good 'in principle' – but
unfortunately this abstract Good has only rarely
prevented their practitioners from behaving like
bastards.”9 Feyerabend dismisses arguments in defense
of science such as 'science knows best' (feeble) and
'science works' because, “Science works sometimes, it
often fails and many success stories are rumors, not
facts.”10
Scientists of today are largely ignorant of what
the philosophers think or say. Feyerabend noticed this
and he called us “uncivilized” because of it. I think that
Popper's version of science is unrealistic but it's how
scientists see themselves, although they don't seem to
understand the full implications (nothing can be known
for sure). Kuhn's version of science is how science is
actually done, whether it should be (as Kuhn argues) or
not. I agree with Kuhn that theories should not be
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thrown out at the first sign of trouble because they are
still useful as models (and they are all only models) as
we shall see. Feyerabend's version of how science
should be done seems the most fun and promising, not
to mention open-minded. I leave this chapter with
Godel's Theorem (Kurt Godel, 1906-1978).
Godel's
Incompleteness
Theorem
is
a
mathematical theorem that he did not intend to be
applied outside of mathematics. However many have
argued that his theorem is applicable to any system of
logic, which includes physics. Godel's Theorem states
that we cannot prove the veracity of a system from
within the system. Another way of saying that is: We
cannot prove that the system itself is true using the
axioms of the system. Now, in plain English: We made
up the rules but we cannot use the rules to prove the
truth of the rules.
For example, algebra is a system with made-up
axioms, namely the commutative and associative
properties of addition and multiplication of numbers
(numbers, themselves are made up!). This system of
manipulating numbers is internally consistent, so long
as we follow the rules. However, we cannot prove the
truth (or usefulness in the physical world) of the system
of algebra using the axioms of algebra. We cannot even
prove that algebra is the only useful way of
manipulating numbers in the world (uniqueness) using
the axioms of algebra. If, using the axioms, we were to
encounter an inconsistency, then we should begin to
suspect the veracity of the system, or at least the
axioms. Thus we can only show that a system is false
from within the parameters of the system.
Once again in plain English: as long as we are in
physical reality, there is nowhere to stand outside of
physical reality to determine the truth of our ideas
about physical reality. We cannot know that anything
is True. We can't even know that there is a physical
reality “out there” independent from our thoughts and
ideas about it. So, let us not get carried away with our
ideas and take our models too seriously. They are road
maps, nothing more.
The terrain may be entirely
different when viewed from the ground.
Direct
experience is the only thing we can know for sure, and
even that can be rationalized away.
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1. Peter Godfrey-Smith, Theory and Reality, University
of Chicago Press, Chicago, IL, 2003.
2. Ibid., p. 62.
3. See, for example: Karl F. Kuhn and Theo Koupelis, In
Quest of the Universe, 3rd edition, Jones and Bartlett
Publishers, Sudbury, MA, 2001, p.37.
4. Thomas
Kuhn,
nd
Revolutions, 2
The
Structure
of
Scientific
edition, the University of Chicago
Part II
Press, Chicago, 1970, chapter 3.
5. Kuhn, Ibid., chapter 6.
6. J.S. Bruner and Leo Postman, “On the Perception of
The Trouble With Physics
Incongruity: A Paradigm,” Journal of Personality, XVIII,
1949, 206-223.
7. Paul Feyerabend, Against Method, 3rd edition, Verso,
London, 1993 (first published in 1975 by New Left
Books).
8. Ibid., appendix 2.
9. Paul Feyerabend, Farewell to Reason, Verso, London,
1993, chapter 12 section 4.
10. Ibid., chapter 12 section 3.
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51
4. Space and Time
(Or The Gospel According to Newton & Einstein)
“If nobody asks me, I know what time is, but if I am asked then
I am at a a loss what to say.”
--St. Augustine, Confessions of St. Augustine, Image Books
Edition, NY, Bk. 11, Ch. 14, 1960
Physical science, or physics, is the study of how
the physical world works. These days physics consists
of a medley of different theories. An embarrassment of
theories.
These theories don't compete with one
another, rather each one is only applicable to certain,
restricted situations. If the situation changes, we must
go and grab a different theory off the shelf. It's enough
to make a person crazy.
In an effort to remedy this situation, there has
been an ongoing search for One Theory (a Grand Unified
Theory) that describes the workings of the entire known
universe.
This theory must reduce to all of the
currently known theories when the appropriate
restrictions are applied for the situation. We impose
this requirement because the known theories work. We
use them to build faster computers and other useful
gadgets. Thus far the effort to find the One Theory has
failed utterly. This should be a clue that we are entirely
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on the wrong track. Recall from Chapter 3 the criteria
for a good scientific theory:
1. It must agree with observations.
2. It must make accurate predictions that are
testable.
3. It must be aesthetically pleasing.
Taken individually, the current theories all satisfy
criteria #1 & #2, and at least some satisfy #3, but taken
as a whole, the situation is a mess.
As previously mentioned in Chapter 3, criterion
#3 is not strictly necessary. However, history has
shown that when theories become messy, with many ad
hoc corrections and restrictions, there has been a major
conceptual error made somewhere. Whenever we have
tried to force reality to fit our theories, we have had to
radically change our thinking about reality, along with
our theories. The heliocentric model of the solar system
and the quantum theory are cases in point. I believe we
are at another such juncture now.
To unravel where we might have gone wrong, it is
necessary to begin at the beginning of physics as we
know it, with Sir Isaac Newton (1642 -1727). Newton
wanted to understand the principles behind natural
motions and interactions of physical objects.
The
motion of an object can only be defined as a change in
its position in relation to something else, but relative to
what?
Do we define the motion of an object as change in
its position relative to all of the other objects in the
universe? (This is now known as Mach's principle, after
Ernst Mach, 1838 – 1916.) Or can an object's motion be
defined independently from other objects, relative to
empty space? What is empty space? Is space a fixed
container that we (or God) put things into? Or do only
the objects exist and we invent space to separate and
define them?
Newton decided that space exists in its own right
and there is some frame of reference that is perfectly
still that he called Absolute Space. All motion is defined
relative to Absolute Space. Newton worried a little that
he could not find, measure, or even define this Absolute
Space, nevertheless he reasoned that it must exist as
the backdrop for objects to occupy and for events to
happen. Furthermore, Newton's Absolute Space is flat
(Euclidean), meaning that the shortest distance between
two points is a straight line. No curves or other funny
stuff are allowed in Absolute Space.
Whether we define the motions of an object
relative to other objects or to the non-object we call
space, we need to invent another artifact called time.
How can anything change its position without time?
Newton defined the motion of an object as a change in
its position in space in one instant to a new position in
space at a later instant.
Time is measured by some repeating (periodic)
pattern that can be replicated, such as a pendulum or
an atomic transition. This periodic interval is then
converted to seconds (or some multiple thereof) and
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applied to every event.
Newton assumed that the
interval was the same for everything in the universe
regardless of their respective positions or velocities or
whatever. This he called Absolute Time. If all of this
seems trivial and obvious to you then you haven't
thought about it enough, but fear not, it will rear its
ugly head over and over again in this book.
Having defined the parameters of Absolute Space
and Time, Newton then had to decide on the most
fundamental quantity of Nature. He chose force. Likely
he thought this was the obvious choice based on
observations; i.e. if you kick a ball it moves and if you
don't, it doesn't. Newton then formulated his three
famous laws.
Newton's first law: An object in motion continues in
motion forever unless acted upon by an external force.
This is also known as the Law of Inertia because an
object at rest will stay at rest unless acted upon by a
force. Objects don't move or speed up or slow down or
change direction on their own.
Newton's second law: The acceleration, a (change in
motion) experienced by an object is directly proportional
to the force, F applied and inversely proportional to its
mass m, or a = F/m. (note: this is more commonly
written F = ma, bold indicates vector quantities)
56
Newton's third law: For every action (force) there is an
equal and opposite reaction (force).
This is an example of a deductive logic system.
Newtons laws are stated without proof and assumed
true. They are not derivable or provable. All of what is
now known as classical or Newtonian physics follows
from these premises. Classical physics makes up the
bulk of a physics undergraduate education.
The most widely applied of Newton's laws is #2,
which is a statement of how the position of an object
will change when acted upon by an external force. The
acceleration given to the object will depend on it's mass.
The mass is a measure of its resistance to move, called
inertia. The larger the mass, the harder it is to get it to
move. For this reason, the mass in Newton's #2 is
called the inertial mass.
What is mass really? We don't actually know. Its
the stuff that makes up the world we experience, but
when we look at smaller and smaller pieces of it, it
disappears entirely. Elementary particles are little bits
of nothing that defy description (more on this in
Chapter 6).
We define mass as the density per volume of
some stuff. More stuff in the same volume results in
more mass (i.e. a cubic centimeter of lead has more
mass than a cubic centimeter of pudding because the
lead has more stuff (higher density) crammed into the
same amount of space. It turns out that not only can
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we not describe the motion of an object without
inventing space, we can't define the object itself without
it.
After formulating his laws and inventing calculus
to describe the motion of objects, Newton started
wondering about the moon. What holds it up there?
Why doesn't it fall and crash into the Earth like
everything else that gets thrown up there? What causes
things to come crashing back to Earth anyway?
According to Newton's #2, there must be a force in there
somewhere, else balls thrown up in the air would
continue on their way forever and ever (by Newton's #1).
Where is this force? Nothing touches the ball (or the
moon) after it leaves our hand.
Newton reasoned that, according to his #1 law,
the moon should continue in a straight line off into the
universe (having been somehow set in motion in the
first place).
Because it doesn't, then according to
Newton's #2, there is a force holding it in orbit around
the Earth. In a stroke of genius, he invented one. He
called it gravity. Newton eventually came up with an
equation for this force that we now call Newton's
Universal Law of Gravity.
The magnitude of the
gravitational force, F between two masses (m1 and m2) is
equal to the product of the two masses and divided by
the distance between them, r squared,
F=
G m1 m2
r2
.
(4.1)
This equation is not derived from Newton's laws, he just
made it up. The capital G is a fudge factor called the
Universal Gravitational Constant. I won't bother you
with its value because, if we found some error in any of
the other quantities, we would just jiggle the value of G
to make the numbers work. As you will see if you keep
reading, we do this all the time.
According to Newton's #3, the force on mass m1
due to m2 is equal and opposite to the force on m2 due to
the presence of m1. To determine the force of gravity
between the Earth and the moon, we simply plug in the
values for the masses of the Earth and moon (how we
know these is another story) and the distance between.
To determine the force on a ball that pulls it back to
Earth after we have thrown it we use,
F=
G m1 M E
R2E
.
(4.2)
where m1 is the mass of the ball, ME is the mass of the
Earth and RE is the radius of the Earth (see box 4.1). If
we define
g≡
GME
R 2E
(4.3)
as the acceleration due to the force of Earth's gravity at
or near the surface, then FG = m1g. But this equation
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looks like Newton's #2, F = ma with a = g. The
gravitational mass is equivalent to the inertial mass!
Furthermore, mass has some magical property of
imposing a force on other masses over a distance
without ever coming into contact with them. Even
Newton found this spooky.
Box 4.1 Mathematical Tricks of the Trade
In deriving Eq. (4.2) two tricks were employed.
We really should divide the Earth up into a gazillion
ball-sized pieces and calculate the force on the ball due
to each piece of the Earth and then add up all the
forces. But the math is too hard, so we invoke the
“rigid body” rule. As long as the individual pieces of
the Earth aren't moving around within the body itself
(we ignore the oceans), we can approximate the forces
and the motion of a rigid body by replacing it with a
point mass placed at the center (center of mass) of the
rigid body. In effect, we assume that all of the Earth's
mass is concentrated at the center of a sphere of radius
RE!
Physics is rife with these sleight-of-hand
calculations. Occasionally the mathematicians howl,
but the physicists don't bat an eye.
The second trick was to replace r in the
denominator with the Earth's radius, RE.
Strictly
speaking, it should be the distance between the Earth
and the ball, RE + h, where h is the height of the ball
above the surface of the Earth. But we assume that
h << RE therefore r ~ RE.
60
Albert Einstein (1879 – 1955) found it spooky too.
Because the shortest distance between two points on a
sphere is a curve, Einstein reasoned that the orbital
motion of the moon about the Earth (or any orbital
motion) can be explained by imagining that space is
curved. This is rather difficult to imagine in three
dimensions, but in two dimensions imagine putting a
bowling ball in the middle of a waterbed. The surface of
the waterbed mattress will curve toward the center of
the bowling ball from all directions. Next imagine
tossing a ping-pong ball at a right angle as shown in
Figure 4.1.
Figure 4.1: Warping of waterbed surface by bowling ball.
According to Newton's #1, the ping-pong ball will
continue in a straight line unless another force acts on
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it. But because the surface is curved, a straight line will
be a circle, one of the geodesic curves surrounding the
bowling ball. In this example the ping-pong ball will
eventually spiral into the center because it is being
acted on by both gravity and friction. But if the whole
apparatus was put into outer space and the surface was
frictionless, the ping-pong ball would circle the bowling
ball forever if nothing interferes with it. We think.
Einstein imagined that space is greatly warped
near a massive object with the amount of curvature
decreasing as distance from the mass increases. The
more massive the object, the greater the curvature. All
masses have this property but the curvature is only
noticeable when the masses are very large (planet-like).
Einstein also reasoned that because motion of any
object through space cannot be described without time,
then space and time must be inextricably entwined. All
of the equations for planetary orbital motion were
reformulated in a space-time with curved geometry
(non-Euclidian).
Besides some truly nasty mathematics, this
theory of General Relativity gave rise to some interesting
notions. The first is that there is no force of gravity.
The motion of the orbiting mass follows Newtons #1 but
the curvature of the space makes it appear as if a force
is present. In his effort to explain the spooky action-ata-distance force of Newton's gravity, Einstein has
introduced some truly spooky properties of mass and
space itself.
Mass and space are somehow
interconnected and mass has a magical property of
warping space. Apparently space is not nothing.
I wonder that Einstein wasn't more bothered by
his solution than by the original problem, action-at-adistance. Nevertheless, his General Relativity is widely
accepted because it explains anomalies in the orbit of
Mercury (perihelion shift) that Newton's gravity theory
does not. It also makes predictions that Newton's
theory of gravity does not, such as the bending of light
around massive objects, which has since been
measured.
According to Popper (Chapter 3), we should now
abandon Newton's theory in favor of Einstein's. Have
we? No. Why not? Because the math is easier in
Newton's theory and it does give accurate results in
certain limited situations.
Only when absolutely
necessary do we pull out the big guns and use General
Relativity theory. We would probably still be using
Ptolemy's geocentric model if the math was easier than
Copernicus' heliocentric model. We know it isn't quite
right, but if it works then it's useful.
If Einstein's theory of General Relativity is
correct, and there is no gravitational force, there only
appears to be a force from our perspective, then perhaps
there are no forces at all. What appears to be a force of
nature is an artifact of something else, something more
fundamental that we are missing. If so, then Newton's
assumption that force is the most fundamental property
in nature is in error.
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This idea was explored by Joseph-Louis Lagrange
(1736 – 1813) and Sir William Rowan Hamilton (1805 –
1865), among others.
Using a technique called
variational calculus, they assumed that in any kind of
motion of physical bodies, a quantity called “action” is
minimized. Rather than minimizing the distance an
object would travel from point A to point B, for example
(a straight line in flat space), they minimized this thing
called “action.” I have never been able to figure out
what this “action” might be. It has units of mass times
distance squared divided by time which is equivalent to
momentum x distance or energy x time. These units are
also the same as Plank's constant (to be discussed in
Chapter 6) but Max Plank (1858-1947) came after.
Whatever it is, minimizing it leads to Lagrange's
equation (the Lagrangian) in one case and Hamilton's
equation (the Hamiltonian) in the other formulation.
The entire physics of Newtonian classical
mechanics can be reformulated in terms of the
Lagrangian. The Hamiltonian, properly defined, is used
throughout both classical and quantum mechanics.
The principle quantity in both the Lagrangian and the
Hamiltonian is energy.
Perhaps energy is the
fundamental property of Nature.
An aesthetically pleasing feature of the
variational method is that it can be formulated in
something called “generalized coordinates,” which are
independent of any special coordinate system. We no
longer require a fixed framework called Absolute Space
and the space does not need to be flat. The brilliant
mathematician, Emmy Noether (1882 – 1935) showed
that when transforming the equations of motion from
one coordinate system to another, certain quantities
remained invariant (unchanging). Using this method
she was able to derive all of the physical conservation
laws (energy, momentum, angular momentum etc.).
Few people understood her paper1 and it went
unnoticed for a long time. This property of invariant
quantities being associated with conservation laws is
now known as Noether's Theorem.
Have we thrown out Newtonian mechanics in
favor of the classical mechanics of Lagrange, Hamilton,
and Noether? No. Why not? Because the math is
easier using Newtonian mechanics and it gives accurate
results in limited situations. Only when needed do we
pull out the big guns and use the Lagrangian and the
Hamiltonian in classical mechanics.
There is great resistance to change whether or
not the math is easier.
“The followers of Newton
envisaged the Newtonian laws as absolute and universal
laws of nature, interpreting them with a dogmatism to
which their originator would never have subscribed.
This dogmatic reverence of Newtonian particle
mechanics
prevented
the
physicists
from
an
unprejudiced appreciation of the analytical principles
which came into use during the 18th century, developed
by the leading French mathematicians of that period.
Even Hamilton's great contributions to mechanics were
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not recognized by his contemporaries on account of the
prevalence of the Newtonian form of mechanics.”2
Even today, an undergraduate physics student
first learns Newtonian mechanics.
Lagrange's and
Hamilton's methods are generally not taught until the
third or fourth year and even then, the Lagrangian and
the Hamiltonian are presented without any discussion
of historical or philosophical significance. The student
barely comprehends what is going on, forget about why.
This chapter on space and time would not be
complete if I didn't also mention Einstein's theory of
Special Relativity.
Einstein was a fan of Mach's
Principle, i.e. that space is not absolute and the position
of a body can only be defined with respect to all of the
other bodies in the universe. He was also bothered by
the failure of the efforts to detect the aether.
Through imagination (not reason!) Einstein
realized that two people will not obtain the same results
in measurements of either distance or time if one person
is moving relative to the other. Furthermore, the two
people will not agree on who is moving, each will think
that he is standing still while the other guy is moving.
Einstein noticed that there is no experiment we
can perform that will tell us whether or not we are
moving as long as we (along with our environment) are
moving at a constant velocity (i.e. not speeding up or
slowing down or turning corners). To convince yourself
that this is true, imagine you are in a car traveling along
a straight line at a constant speed (on the freeway with
cruise control, for example).
If you throw a ball
upwards, it goes up and then falls back down just as if
you were sitting in your lawn chair. In fact, if you
witnessed someone sitting in a lawn chair next to the
freeway it would seem to you as if they were moving
past you while you were sitting still. The Earth itself is
moving, hurtling through space at an astonishing speed
(see box 4.2), yet it seems to you as if you are sitting
still calmly reading this book!
Einstein postulated that
1. The speed of light is constant for all observers
regardless of who is moving.
2. Nothing can go faster than the speed of light.
These postulates, like Newton's laws, cannot be proved.
They are assumed true and we march on from there,
another example of a deductive logic system. Using
these postulates people have worked out transformation
equations to determine things like length, time and
mass measurements from one moving frame of reference
to another.
It turns out that the difference between the
measurements of length, time and mass are not very
different from one reference frame to another unless one
happens to be moving close to the speed of light relative
to the other. So unless this happens to be the case (as
in elementary particle experiments for example), people
generally use the simpler classical equations, because
the math is easier.
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The Earth-shaking thing about Special Relativity
is that neither space nor time is absolute. You'd think
that variational calculus, General and Special Relativity
would have pulled the rug out from under Newtonian
mechanics but such is not the case. Every physicist on
the planet adheres to Newton's laws. Instead they made
up a new rule: in the appropriate limits the new
equations have to reduce to the Newtonian equations.
This is called the Correspondence Principle. In the case
of Special Relativity, in the limit that the velocity is
small compared to the speed of light (v << c), everybody
measures the same time, distance and mass and
Newton's equations are valid.
Italian scientists have just published data from
an experiment called OPERA showing that neutrinos
can exceed the speed of light.3 Scientists are rushing to
question these results, question the accuracy of the
measurement, and looking for alternative explanations
for the results. "'If you give up the speed of light, then
the construction of special relativity falls down,' says
Antonino Zichichi, a theoretical physicist and emeritus
professor at the University of Bologna, Italy. Zichichi
speculates that the 'superluminal' neutrinos detected by
OPERA could be slipping through extra dimensions in
space, as predicted by theories such as string theory.”3
When a member of the scientific priesthood makes a
remark like this, everyone nods and assumes he is a
sage.
Box 4.2 Absolute Reference Frame
If we imagine some absolute (non-moving)
reference frame centered at the Earth's core, we can
calculate the speed and acceleration we are right now
experiencing while sitting in our respective chairs.
Using the simplifying assumptions that the Earth is a
perfect sphere and we are sitting at the equator, we can
approximate our speed by using vus = d/t where d is the
circumference of the Earth (2πRE) and t is the time
taken (1 day = 24 hours). Using RE = 6,378 km, vus =
1,670 km/hr (1,038 mph). The speed of sound at sea
level is 1236 km/hr (768 mph) so we are traveling at
about Mach 1.4!
Our centripetal acceleration is
aus = vus2/RE = 437 km/hr2 (-0.034 m/s2) where the
negative sign means the acceleration is toward the
center of the Earth. Because the Earth is so big, the
acceleration is very slight (we don't even feel it).
Now imagine our absolute reference frame at the
center of the sun. For this calculation we will assume
we are in a circular orbit (it is nearly circular) with the
radius being our average distance from the sun,
RS = 149, 597, 870.7 km (92,955,887.6 mi). The time it
takes to complete one orbit is 365.25 days x 24
hrs/day = 8,766 hrs. The velocity of the Earth is
vE = 2πRS/t = 107,227 km/hr (66,631 mph)! The
centripetal acceleration of the Earth in this orbit is
aE = vE2/RS = -76.9 km/hr2 (-0.006 m/s2).
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The Religion of Science
We could then shift our reference frame to the
center of the galaxy, but you get the idea. If an
absolute frame of reference exists, we can't find it. If
we could find it, we are really cooking! But because
the acceleration is small (should actually be zero, but
we do the approximating thing again) and our entire
environment is moving with us, we can't tell. But the
Greeks didn't know this so they were scandalized by
Aristarchus' claim that the Earth was moving around
the sun and not the other way around (Chapter 2).
1. E. Noether, “Invariante Variationsprobleme,” Goett.
Nachr., pp. 235-257, 1918
2. Cornelius Lanczos, The Variational Principles of
Mechanics, 4th edition p. 344, Dover Publications, NY,
1949.
3. Geoff Brumfiel, ”Particles Break Light-Speed Limit,”
Published
online
,
Nature,
doi:10.1038/news.2011.554, September 22, 2011.
70
5. Macroscopic Space-Time
(Or The Gospel According to Hubble)
“Houston, We have a problem.”
--misquote attributed to James Lovell on the US Apollo 13 flight
There have always been those among us who are
fascinated with the stars. Interest was really fueled
after Galileo first used the telescope (circa 1609 C.E.) to
observe astronomical bodies. How much can we deduce
about ourselves, our planet, solar system, galaxy and
the entire universe based on observing light from the
sky? It's truly amazing how much we know or think we
know based on this.
A few hundred years ago, people made up a
couple of rules known as the Cosmological
Assumptions. Once again, we have to start somewhere,
so we make a few rules and see where it takes us. The
first assumption is called,
1. The Cosmological Principle: The universe is
homogeneous and isotropic.
To say that the universe is homogeneous means
that all of the stuff in the universe is evenly distributed
throughout. There can't be a whole clump of mass in
one corner of the universe and hardly anything
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everywhere else. To say that the universe is isotropic
means that it looks the same in all directions. A
cornfield planted in rows is an example of something
that is homogeneous but not isotropic.
It is
homogeneous in that the corn is uniformly spread about
and not clumped up in one corner of the field. It is not
isotropic because if you look in a direction along the
rows it will look different than if you look crosswise to
the rows.
The requirement for the Cosmological Principle is
a side effect of the Clockwork Rule from Chapter 2. We
cannot claim that we occupy a special place in the
universe, therefore the universe has to be more-or-less
the same everywhere. We got into trouble with the
geocentric world view when we made this claim before,
so now we have a knee-jerk reaction against it.
We don't really have any evidence in support of
the Cosmological Principle and it actually doesn't seem
to be the case. If you look outside on a clear night there
are many more stars in the direction along the galactic
disk of the Milky Way than cross-wise to it. Stars are
clumped up in galaxies. The answer that the experts
give is that it might look that way locally, but if we could
get far enough away, then all of the galaxies would be
more-or-less evenly spread about and the Cosmological
Principle holds.
This would be like saying our cornfield is not
isotropic if we only look at one cornfield, but if we look
at all of the cornfields, some have rows planted north-
south and some are planted east-west so that on a large
scale the corn is isotropic. Viewed from an airplane
above Iowa maybe.
But the plot thickens. Recently people have
mapped out all the known galaxies against what we
believe is their relative distances from us and it looks
like they are all clumped up. They clump up in a
bubble-like or Swiss cheese pattern. They mostly reside
on the imaginary surface of gigantic bubbles. But, the
experts say, these bubbles or spheres must be evenly
spread throughout the universe so at some grand scale
the Cosmological Principle holds. You see how it goes.
This circular reasoning cannot be trumped by any
amount of actual data. But the Earth looks flat from
where I am sitting and it doesn't seem to be moving. So
data can be deceiving, after all. There is something
rather suspicious about the Cosmological Principle and
it downright gets us into trouble with the Second Law of
Thermodynamics as we shall see later in this chapter.
The second Cosmological Assumption is,
2. Universality: The laws of physics are the same
everywhere in the universe.
We actually need this one because the only thing we can
measure is radiation (usually in the form of light) from
the stars. If the laws of physics are not the same over in
Alpha Centauri, for example, then we can't infer
anything from our measurements of the light that came
from there. The mechanisms for the production of the
light have to be the same there as they are here.
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Macroscopic Space-Time
The Expanding Universe
Why do we think the universe is expanding? It
was an accidental discovery made by Vesto Slipher
(1875-1969) in 1912 while analyzing data from distant
galaxies. In order to understand why we think Slipher's
discovery means the universe is expanding, you will
need to understand something about how we determine
distances in astronomy.
Because we can actually
measure very little, almost everything we think we know
about the cosmos is obtained by inference. Distance
determination is a black art which I will attempt to
outline.
The distance to even the closest star is vast,
about 4.2 light years (LY) away. A light year is the
distance light travels in one year (9.46x1015 m or
5.88x1012 mi). Light from the nearest star took over 4
years to get here!
For stars within a radius of about 1500 LY we
can determine the distance by triangulation. If we
observe an object from two positions separated by a
known distance, we can calculate the distance to the
object using trigonometry. For these measurements, we
use the diameter of the Earth's orbit about the sun. We
take the first measurement at position 1 in Figure 5.1,
wait six months and take the second measurement at
position 2. We also must measure the angle of our
telescope, called the parallax angle, designated p in Fig
5.1. The known distance is the diameter of Earth's
74
orbit, which we think we know (see Box 5.1). The
accuracy of these measurements is always expressed in
terms of the precision with which we can measure the
parallax angle, but never the diameter of the orbit. I
guess we're pretty confident of that.
Accuracy and precision are not equivalent,
though people often use these terms interchangeably.
We may be able to measure something with great
precision and repeatability because we have a nifty
measuring tool, but if our measuring tool is not
calibrated, or if there is something faulty in one of our
assumptions, our measurement may not be at all
accurate.
Figure 5.1: Parallax measurement. The sun is not
quite at the center because the orbit is not quite
circular. Figure is not to scale; D << d.
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Macroscopic Space-Time
Box 5.1. Distance from Earth to Sun
It might surprise you to know that we don't
actually know the distance from the Earth to the sun.
We infer it from the geometry we have invented for our
solar system from the observed motion of the planets.
There may be other geometries that will work, as
evidenced by the geocentric model of Ptolemy (Chapter
2). We can measure the distance from Earth to the
nearest planets using radar, but we can't use radar to
measure our distance to the sun because the radar just
gets absorbed in the sun's atmosphere. “Well,” you
may say, “we have sent rockets to other planets so our
model must be right.” To which I say, “Ptolemy's model
would have told you which direction to point your
rocket in once we knew how far away the planet is. I
might have to make minor adjustments in my
trajectory along the way, but I'd bet those guys did
too.” Just because we know where the planet will be
and how far away it is does not prove that our overall
geometric configuration is correct.
The most precise measurements of stellar
parallax to date were taken from a satellite named
Hipparcos.
From this data we have been able to
calculate the distance of stars out to about 1500 LY
with a precision of 10% for the nearer stars (about 300
LY). The further the distance, the less precise the
measurement. These data only include a small fraction
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of the stars in our galaxy (thought to be about 100,000
LY in diameter).
To determine distances farther than 1500 LY we
need another method. We know that the apparent
brightness of a light source depends on distance; i.e. the
further away it is the dimmer it gets. We can measure
the apparent brightness (energy per second per area
radiated in our direction). Using that, along with a
known distance, we can calculate the actual brightness
(total energy per second radiated in all directions).
Once we have done this for all of the stars whose
distance we measured by parallax we can categorize
them and classify them into spectral type (see Box 5.2).
We can measure the spectral type of far away stars. We
apply the Universality rule: stars over there must be
like stars over here. Therefore a star over there of
spectral class G say, must have approximately the same
actual brightness as a spectral class G star over here.
Combining our measured apparent brightness with this
assumed actual brightness, we can calculate the
distance.
Using this method (called spectral parallax,
though it hasn't anything to do with parallax), we have
determined distances up to about 33,000 LY with an
estimated accuracy of about 25%. To put this into
perspective, people doing a controlled experiment in the
laboratory try to keep the error around 1-2% or less. If
the measurements are particularly difficult, the errors
sometimes go up to 5%. Only in the most difficult
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situations is an error of 10% tolerated. In astronomy
and some high energy particle experiments 10% is
considered good! A 25% confidence level is terrible, but
the astronomers will say that even this ball-park
estimate is better than nothing. I agree, so long as we
remember that we are dealing with ball-park estimates.
In methods used to measure distances beyond 33,000
LY the errors are even greater. People don't even state
them anymore. Each of the methods builds on the
previous method, so errors or misconceptions anywhere
in the process will propagate and multiply.
As an example, suppose I measure the length of
your arm and it comes out to 100 cm (1 meter).
Suppose my measuring apparatus is only accurate to
within 10%. Then I would state my measurement as
100 +- 10 cm. Your arm could be 90 cm or it could be
110 cm or anywhere in between. If my measuring
apparatus is only accurate to within 25%, then my
stated measurement is 100 +- 25 cm. Your arm is
between 75 and 125 cm.
At some point it becomes
useless information.
(called the spectral distribution) we can compare that
to known distributions (called Black-Body radiators).
From this plot we can infer the temperature of the
source.
Annie Cannon (1863-1941) developed a
spectral classification for stars. From brightest and
hottest to dimmest and coolest they are: O B A F G K &
M. Our sun is a spectral class G star.
In 1913 Ejnar Hertzsprung (1873-1967) and
Norris Russell (1877-1957) independently plotted the
total luminosity (or brightness) versus temperature (or
spectral type) for all of the stars with known distances
(at that time d < 400 LY) and they noticed a pattern;
most of the stars were clumped along a curve now
called the main sequence. Using this information we
developed a method to determine the distances of stars
beyond 400 LY. We measure the spectrum of the
radiation from a star. From this we determine its
temperature and spectral type. If the distant star is on
the main sequence we infer its total luminosity from
the Hertzsprung-Russell diagram. This, along with the
measured apparent luminosity (or brightness) is then
used to calculate the distance.
Box 5.2 Spectral Class
Another thing we can do with radiation from the
stars is to separate its frequency components. You
have probably done this with crystals or prisms that
break up sunlight into colors like a rainbow. By
plotting the intensity of the radiation at each frequency
For even greater distances (beyond about 33,000
LY) similar techniques have been devised. We find the
brightest stars, Cepheid variables, red giants or
supernovae, we find relationships between their actual
brightness and distance for those whose distances we
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measured by some other method, and then we assume
that those same type of stars in faraway galaxies have
the same actual brightness. With that assumption,
along with the measured apparent brightness, we
calculate the distances to other galaxies. When the
galaxies are too far away to resolve individual stars, we
apply the technique to clusters or groups of stars.
Eventually we apply it to entire galaxies and clusters of
galaxies. You can see that these distance estimates get
more and more unreliable.
The City Lights Analogy is often used in
astronomy texts to explain this. Suppose you want to
measure the distance to all the lights in a city from a
rooftop. You are stuck on the roof and must make all of
your measurements from there. For the nearest lights
you can use triangulation (parallax). By observing from
opposite ends of the roof and measuring the length of
the roof, you can determine how far away these lights
are. Once you know how far away these lights are, you
can determine their actual brightness. In the next town
over the lights are all too far away to measure their
distances by triangulation. However you realize that
some of the lights over there are of the same types as
those you have already determined over here. Since you
know how bright these nearer lights are, you can
calculate how far away the lights in the next town are.
For yet more distant towns you cannot see individual
lights, but you have figured out how far away the next
town over is and how much total light it radiates, so you
can use this information to estimate how far the distant
towns are. At even greater distances only clusters of
towns are visible and so on.
I must digress one more time before I tell you
about the discovery made by Mr. Slipher. I need to tell
you about spectral signatures. Each element in the
periodic table has a distinct set of frequencies that it
can emit when energy is added. The allowed energies
that an atom can absorb or emit are fixed and unique to
a specific element. It's like a fingerprint or a signature.
Hydrogen has one set of frequencies and helium a
different set and so on. This is how we know what
elements are present in the atmosphere of the sun and
the stars. The visible portion of the spectral signature
of hydrogen is shown as a function of wavelength in
Figure 5.2 (wavelength and frequency are inversely
proportional to each other). Any time we see this
pattern we know that hydrogen is present.
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Figure 5.2: Hydrogen spectral signature.
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The spectra we see from the stars is like a
negative of the emission (bright) spectrum, called an
absorption spectrum because the frequencies are
actually missing. This is because the stars are radiating
energy at all frequencies but the hydrogen gas in the
outer atmosphere is absorbing energy, but only the bits
allowed by its electronic configuration. The pattern is
still present but inverted.
Finally, we get to the discovery of Mr. Slipher
(remember him?).
In 1912 he was examining the
spectra of some distant galaxies to determine their
chemical composition when he noticed something
strange. Most of the spectra were shifted toward longer
wavelengths. The pattern remained intact, it was just
moved to the right. Because a shift to the right (to
longer wavelengths) is toward the red, this is called a
red-shift. A shift to the left (shorter wavelengths),
toward the blue is called a blue-shift.
The only explanation we can come up with for
this red shift is called the Doppler effect. The Doppler
effect applies to waves when the source of the waves is
in motion relative to a stationary observer. You might
have noticed when a fire truck goes by, the siren has a
very high pitch (shorter wavelength when it is coming
toward you that lowers (longer wavelength) in pitch as it
passes and moves away from you. Because the truck is
moving toward you while simultaneously emitting
sound waves, the waves get scrunched up. As the truck
moves away from you while emitting waves, they are
stretched out. The man in Figure 5.3 will hear a higher
pitch (“blue-shift”) than the woman (“red-shift”).
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Figure 5.3: The Doppler effect.
If the cosmological red shift is due to the Doppler
effect, and if all the objects in the cosmos are moving
randomly, we should see blue-shifted and red-shifted
spectra about equally. This is true for nearby stars and
galaxies but the greater the distance, the greater the red
shift until at very great distances all are red-shifted.
There is a mathematical relationship between the
change in the wavelength and the velocity of the source
for Doppler-shifted waves. It seems that no matter
which direction we look, if we look out far enough,
everything is moving away from us. The farther away
the object is, the faster it is moving away from us!
In 1924 Edwin Hubble(1889-1953) and Milton
Humason (1891-1972) plotted the velocity versus
distance for the known galaxies and discovered a linear
relationship (now known as Hubble's Law) as shown in
Figure 5.4. This relationship was then used as a tool to
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determine the distances to galaxies that are so far away
their distances cannot be determined by any of the
previous methods.
Figure 5.4: The Hubble relation between
velocity and distance.
There exist other, more esoteric methods to
determine astronomical distances. I have presented
here only the primary progression as we try to
determine greater distances, summarized in Table 5.1.
Each subsequent method builds on the success and
accuracy of the previous methods.
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Table 5.1. Methods and Range of stellar distances
Method
Approximate Range
Stellar Parallax Angle
< 1500 LY
Spectral Parallax (stars)
1500 – 33,000 LY
Spectral Parallax (star clusters)
33,000 – several million LY
Hubble distance-velocity
> million LY
The Hubble distance-velocity relation is what is
known as a Bootstrap Theory, though I have not heard
the term in many years. A Bootstrap Theory is when
you lift yourself up by grabbing your own bootstraps
and pulling. We are using a relationship that we aren't
really sure of (red shift is due to velocity of objects),
which was established by distance determinations that
are very inaccurate, to determine even greater distances.
But the situation worsens.
Around 1960 some high intensity radio waves
were identified coming from two distant objects named
3C-273 and 3C-48. The spectra from these objects
contained numerous lines but they could not be
associated with any known chemical element. In 1963,
Maarten Schmidt (b. 1929) finally identified the
hydrogen spectral lines. They had been shifted so far
toward the red that no-one had recognized them until
then.
These two objects, now called quasars, have
measured red-shifts of 16% and 37% (the percent
change in wavelength) which correspond to velocities of
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15% and 30% of the speed of light! Since then many
more quasars and galaxies with gamma ray bursts have
been discovered. Some of these objects have red-shifts
indicating they are receding at about 95% of the speed
of light (v = 0.95c). Friends, this is a problem. This is
not allowed by Special Relativity.
There must be some other explanation for the
measured red-shift. It cannot mean that these objects
are moving because such massive objects simply cannot
move that fast. The explanation that has been decided
upon, accepted, and handed down from the mountain is
this: the objects aren't moving, the space in between is
expanding. As an example, take a flat rubber band and
paint a wave on it as shown in Figure 5.5a. Now stretch
the rubber band as in Figure 5.5b. The rubber band is
space (except that space is three dimensional) and the
wave is our red-shifted spectral line. Space has some
very interesting properties indeed.
Figure 5.5: Expansion of space.
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The longer our light wave has been traveling
through space the more stretched out it becomes. The
more stretched out the wave is, the more the red-shift
and thus the further away the object that emitted the
wave is. Notice that we are not giving up our distancered-shift relationship.
I have a problem with this
explanation because, while light (electromagnetic
radiation) behaves like a wave, the length of the wave
train is ill-defined. It seems to me that the wave would
have to be stretched out over a considerable distance for
this effect to be noticeable. The wave cannot be affected
by whatever the space ahead of it did before it got there
and it cannot be affected by whatever space does once it
passes by. The only way this expansion of space can
affect the wave is if it happens where the wave also is.
Even the most coherent laser only has a wave
train (coherence length) on the order of a few meters.
Your average, garden-variety, white-light wave train is
on the order of centimeters. It can even be argued that
a photon takes up no space at all.
So how can
something that takes up no space be affected by
whatever strange thing space might be doing? The only
way this explanation can have any logic to it is if the
light (electromagnetic radiation) does not travel from the
quasar to here. Rather it must exist in all of the space
between us and the quasar during the whole time space
is doing whatever it is doing. In order to make any
sense of this we would have to understand what light is.
And space. And we do not.
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An objection that has been raised and addressed
is that space does not appear to be doing anything in
our local vicinity. We see no change in our relative
position within our solar system or our galaxy. The
answer offered up by the astronomers is that gravity
holds things together so that this expansion of space
does not affect gravitationally bound objects: solar
systems, galaxies etc.
One little niggling problem is that when we add
up all the mass of all the visible stars in any galaxy then
we come up short. By a bunch. If gravity is responsible
for holding everything together and if mass is the
catalyst for gravity, then we need about 95% more of it
than we can account for by all the stuff that is visible.
But fear not, the astronomers have invented something
called “Dark Matter” to solve the problem. Dark Matter
is, well, dark. It does not radiate at any wavelength,
which is why we haven't seen it. It might be burned-out
stars, planets, meteors, dust or some other hypothetical
particles. Whatever it is, there has to be a LOT of it. We
seem to be missing the components that make up of
most of the universe.
The Expanding Universe
If we don't occupy a special place in the universe,
then everything in the universe is moving away from
everything else. If we run time backwards, everything
should then end up at a single point in space. This
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single point would be the birth of the universe, called
the Big Bang. All of the matter and energy present
today had to have been created in this Big Bang, since
matter and energy cannot be created or destroyed,
except, apparently, at the Big Bang itself (another Law
that we made up). Matter can be converted into energy
and vice-versa.
This is the meaning of Einstein's
2
equation E = mc . Physicists will say that we have no
knowledge whatsoever about either the instant of the
Big Bang, or the instant before that. Time and space
did not exist before the Big Bang, so it is meaningless to
talk about it. This is the English translation for: the
equations blow up—usually an infinity resulting from a
zero in the denominator or some such mathematical
abomination.
The priests of the Church like this because,
having been trumped by the scientific priesthood for the
last few centuries, they finally get the upper hand with
the whole creation thing. They all pat each other on the
back, say 'good job' and go home.
But there remains a tiny problem. The only way
that scientists can know how a system evolves in time is
by knowing the initial conditions. For example, if you
throw a baseball, I can calculate how far it will fly and
where it will land, but only if I know a few things first. I
need to know which direction you threw it in and what
speed you gave it when it left your hand. These are
called “initial conditions.”
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It turns out that only one set of initial conditions
at the instant just after the Big Bang will result in the
universe that we see today. We can't have that because
that would imply some sort of overall plan. It violates
the Clockwork Rule of randomness from Chapter 2. We
need to have a plethora of possible initial conditions
that lead to the universe today. In order to accomplish
this, we invented the Inflationary Universe. This is an
extremely short period right after the Big Bang when the
universe expanded at an extremely rapid rate—an
inflated rate.
Now everything is more or less fine except for one
other
little
problem.
The
Second
Law
of
Thermodynamics.
The Second Law says that the
amount of entropy in any closed system must increase
with time. This gives a direction to time. We need this
because in almost all of the equations in physics, from
kinematics to light propagation to elementary particle
interactions, it doesn't matter which direction time runs
(forward or backward), we get the same answers.
Entropy is a measure of the amount of disorder
in a system. The Second Law states that all closed
systems move from order to disorder and not the other
way around. If a cup falls off the table, hits the floor
and breaks, that's okay. It is not okay for the pieces of
the cup to weld themselves together and for the cup to
jump back up on the table. As long as the cup-tablefloor system is closed. If the system is not closed,
energy can be added from outside to increase the order
(decrease entropy). I can pick up the pieces and glue
them back together, for example. But scientists insist
that the universe is closed (can't have outside help). If
there was somewhere or something outside the
universe, inserting energy into our universe, then we
would just annex them and our universe is again
closed.
So we have a closed universe, a Second Law of
Thermodynamics, yet here we are. Except maybe for my
desk, things look pretty organized. That we could be
put together by random chance from a beginning like
the Big Bang is extremely unlikely. It is so unlikely that
it can't really happen. Yet here we are. “Well,” say the
scientists, “It's okay to have more order here in our
corner of the universe as long as there is much greater
disorder in some other corner of the universe so that the
total disorder (entropy) is still increasing.” And still we
look for intelligent life in the universe.
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Box 5.3. Update on 2nd Law of Thermodynamics
One of my reviewers has brought it to my
attention that there has been some further controversy
surrounding this topic. It seems that the Christians
have seized upon this issue to argue for the existence
of a creator. They claim that because the probability of
our very existence is nearly zero, within this paradigm,
then there must have been a divine plan with a
mastermind. While I am reluctant to jump in the
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middle of this one, my only recourse was to delete all
references to the 2nd law in this book.
The scientist's response to the Christians was to
claim that the density of states at the Big Bang was
one. There was only one state. One definition for the
entropy S, is
S=k ln
,
where k is Boltzmann's constant and ρ is the density of
states. For ρ = 1, S = k ln(1) = 0 at the instant of the Big
Bang. The density of states is steadily increasing
because time and space are steadily increasing. In
fact, this defines the direction of time. If we allow local
fluctuations (more order here so long as there is
correspondingly less order somewhere else) then the
universe obeys the 2nd law and there is no need for a
creator.
Recall that, because of the singularity at the
instant of the Big Bang, we can say nothing about it.
We can know nothing about that instant, or any
instant before it. Time and space simply did not exist.
One could just as well argue that there was no density
of states because there was no state. In that case, the
density of states was zero (no state). The natural log of
zero is undefined—which is more in keeping with the
idea that the Big Bang itself is unknown and
undefined. Even if the scientists back off of the instant
of the Big Bang and only say that the density of states
was small in the early stages of the universe, this will
92
lead us to conclude that the early universe was
extraordinarily ordered and most special.
This is
circular reasoning of the highest order!
Recently, the astronomers have determined that
the rate of expansion of the universe is increasing. They
believe that the universe is expanding faster now than it
was in the past. In order for this to happen, there must
be some mechanism pushing everything away from
everything else. For this they have invented “Dark
Energy.” Nobody really knows what that is, but it has
to exist everywhere in space and it has to have a
negative pressure (it must be repulsive rather than
attractive).
Recall from Chapter 2 that the more ad hoc
insertions we put into a theory in order to fix problems,
the more likely the theory is incorrect. I may be the
only one who is crazy here, but this emperor has no
clothes.
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Note: I obtained most of the numbers quoted in this chapter
from In Quest of the Universe, by Karl F. Kuhn and Theo
Koupelis, 3rd edition, Jones and Bartlett, 2001.
There is a
wide range of reported values for the range and accuracy of
astronomical distance measurements.
were obtained online from Wikipedia.
6. Microscopic Space-Time
(Or The Gospel Concocted in Copenhagen)
Those quoted here
"No point is more central than this, that empty space is not
empty. It is the seat of the most violent physics."
--Misner, Thorne & Wheeler, Gravitation, W.H. Freeman and Co.,
San Francisco, p.1202, 1973
One of the central ideas of quantum mechanics is
that nothing in our reality seems to be continuous.
Suppose we draw a line and label one end zero and the
other end one. Our line looks continuous, but if we
start dividing up our line into smaller and smaller
pieces, we will eventually get to a place where it can be
divided up no more. Turns out that everything in the
universe, length, momentum, energy etc. can only be
divided up so far. The smallest chunk we can divide
things up into is called a quanta and, since Max Plank
(1858-1947) first postulated this idea, there will be a
constant associated with each type of chunk called
Plank's constant, h (h = 6.626 x 10-34 kg m2/s). This
was quite a surprise because everything seems to
increase or decrease smoothly and continuously. But
because Plank's constant is so small, the chunks are
small and they are beneath our perception. At the
microscopic level, these chunks are important and they
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comprise the theory of quantum mechanics.
(A
“quantum leap” by the way, is very tiny.)
This whole quantum thing came about because of
what is known as the ultra-violet catastrophe. The
Rayleigh-Jeans law that describes the intensity versus
frequency of black body radiation breaks down at high
frequencies, i.e. in the ultra-violet. A black body is a
perfect absorber; it absorbs all radiation incident upon
it. When a black body is in thermal equilibrium with its
environment, it re-radiates all of the radiation that it
absorbs. So it just sits around absorbing and reemitting radiation. The experimental curve of intensity
versus frequency can be used to determine the
temperature of the black body and its immediate
surroundings. This is the way that the temperature of
stars is measured, as discussed in Chapter 5. Max
Plank came along and assumed that energy can only
exist in chunks, the smallest chunk of electromagnetic
energy, he decided, was E = hf, where h is Plank's
constant, and f is the frequency of the radiation. He
plugged this into the distribution of energy from
thermodynamics and got the right answer (after
determining h from the experimental black body curves).
Even he didn't understand why.
After Max Plank did this ad hoc quantization
people started quantizing everything, but they did it
(and still do) in this same ad hoc way, without really
understanding what is going on.
I traced the
calculations that John William Strutt, third Baron
Rayleigh (1842-1919) and James Jeans (1877-1946) did
to arrive at the Rayleigh-Jeans law of black body
radiation and I found an approximation that explains
why they got the wrong result. When calculating the
energy in a black body cavity they assumed that the
cavity is large compared with the wavelength of the
radiation and therefore the energies are smooth and
continuous. Ordinarily this would seem to be a good
approximation if your cavity is, say a foot or two in
diameter (or more) because the typical wavelengths are
on the order of microns and nanometers. Compared to
a foot, what's a couple of nanometers?
It so happens that the allowed solutions for the
radiation inside the cavity were already quantized.
When Rayleigh and Jeans made this approximation,
they did away with the quantization that was already
there. You are probably familiar with waves on a
stringed musical instrument. When plucked, the string
vibrates, but only at certain frequencies that are
characteristic of the material the string is made of, the
tension in the string and, most importantly, the length
of the string. The lowest frequency (and thus energy) at
which the string can vibrate is when the wavelength, λ
(inversely proportional to frequency) is exactly equal to
twice the string length, L. The next highest frequency is
when λ = L and so on. For resonance (music) to occur,
the only allowed wavelengths are λ = 2 L/n, where n = 1,
2, 3, 4... The first three resonances are shown in Figure
6.1.
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Figure 6.1: Resonances on strings.
Now if we cut the string in half, we no longer
have the lowest mode that we had before, but we still
have all the higher harmonics. Our lowest harmonic
frequency (energy) is now twice what it was before we
cut the string in half. If we continue to cut the string in
half we continue to double our lowest harmonic
frequency (while cutting the wavelength in half). But
how many times can we cut the string in half and still
hear music? Something has to vibrate to make the
sound. There is some smallest length of string that will
support a resonant vibration. In the case of our black
body cavity, Raleigh & Jeans were dealing with
harmonics inside the cavity with a very large value for n,
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the quantum number. In analogy with the string, they
ignored the very high frequency modes where the
wavelength is much smaller than the string length. But
it is exactly at the high frequencies (short wavelengths)
where the Rayleigh-Jeans law breaks down! They did
not ask themselves what happens when the cavity gets
small. As with the string, there must be some smallest
size of cavity that can support a resonant wave.
We think that electrons jiggle around and
produce electromagnetic radiation. The smallest cavity
that can support a resonant wave must therefore have a
jiggling electron in it. The size of the cavity simply
cannot go to zero (which is really what the assumption
means; everything can smoothly go to zero: the cavity
size, the energy, everything).
I redid this calculation
assuming that the smallest cavity size supports one
oscillating electron and I was able to derive Plank's
constant. The details of the calculation are in Box 6.1.
I think all of nature is naturally quantized in this way.
The quantization is a result of imposing boundaries on
energy.
Box 6.1 Derivation of Plank's Constant
In David Bohm's (1917-1992) excellent textbook
on Quantum Theory,1 he devotes the entire first
chapter to the derivation of the Rayleigh-Jeans law and
Plank's hypothesis. For details, please refer to his
original text. Bohm first derives the vector potential
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everywhere inside a cubic black body cavity with nonconducting walls. The equilibrium distribution of
energy density in a hollow cavity is independent of the
shape of the container so he chose the cube because it
gives the simplest solutions. The wave equation can be
derived from Maxwell's equations in terms of the vector
potential, a.
The standard solution to the wave
equation with periodic boundary conditions is
a=∑l , m ,n a l , m ,n cosk l , m , n⋅r b l , m , n sin k l , m , n⋅r
(6.1)
where l, m, and n are integers from -∞ to ∞ and the
bold characters indicate the quantity is a vector. The
simplest geometry is a cube that is arbitrarily divided
up into smaller cubes, each with sides L. The
boundary condition is that the field must be the same
at corresponding points of every cube. This leads to
the solution given in Eq. (6.1) with the wave vector
2 2 2
k 2l ,m , n=
l m2 n2 . The magnitude of the wave
L
vector k is 2π/λ where λ is the wavelength. The
resonant waves are those that exactly fit into each
cube, i.e.
=
L
.
2
2
2
l m n
The electric field is given by
=
=
−1 ∂ a
c ∂t
,
−1
ȧ
cos
k
⋅r
ḃ
sin
k
⋅r
∑
l ,m,n
l ,m,n
l ,m,n
c l ,m ,n l ,m ,n
100
(6.2)
where ȧ and
field is
ḃ are time derivatives. The magnetic
H =∇ x a
= ∑ −k l , m ,n x a l , m , n sin kl , m , n⋅rkl , m , n x bl , m ,n cos k l , m , n⋅r .
(6.3)
l,m ,n
The energy density of an electromagnetic field is
o 2 H 2
u=u u H =
,
2
2o
(6.4)
where o and µo are the permittivity and permeability
of free space, respectively. The total energy in a cavity
of side L is the integral over the cavity volume of the
energy density,
E=∫ u dV
V
2
2
c kl ,m ,n
V
= 2 ∑ o [ ȧ l , m , n 2 ḃl , m , n 2 ]
[a l , m , n 2 b l , m , n 2 ]
o
2 c l, m ,n
(6.5)
which is Eq. (23) in Bohm's Quantum Theory.1 From
here Bohm proceeds to calculate the number of
oscillators in the cavity. He then combines that result
with the average energy per oscillator, given by the
equipartition theorem, to arrive at the Rayleigh-Jeans
law. When calculating the number of oscillators, he
says: “Now, for any reasonable value of k, the number
of waves fitting into a box is usually very large. For
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example, at moderate temperatures, most of the
radiation is in the infrared, with wavelengths ~10-4 cm.
Hence, when k changes in such a way that one more
wavelength fits into the box, only a very small
fractional shift of k results. It is possible, therefore, to
choose the interval dk so small that no important
physical quantity (such as the mean energy) changes
appreciably within it, yet so large that very many
radiation oscillators are included. This means that the
number of oscillators can be treated as virtually
continuous, so that we can represent it in terms of a
density function.”1 And this is where I part company.
The problem with the Rayleigh-Jeans law is in
the limit of small wavelengths (high frequency). We
cannot assume that the cavity size, which is directly
proportional to the wavelength, can go to zero
smoothly. There is some smallest size we can have
that will still support one resonant mode.
If we
assume, as we do, that electromagnetic radiation
results from oscillating electrons, then the smallest
cavity must support a resonant vibration for at least
one electron.
It is well known that the energy density of an
electromagnetic wave is equally shared by the electric
u =uH , therefore
and
magnetic
fields,
i.e.
u=2 u =2 u H and
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El ,m , n=
V
k 2l , m , n [a l , m , n 2 b l , m ,n 2 ] .
2 o l∑
, m ,n
(6.6)
We want to calculate the energy for the lowest possible
mode. Each mode can have 3 possible polarizations (x,
y, or z), corresponding to the possibilities for the
vector, k. (The lowest energy state is degenerate since
E1,0,0 = E0,1,0 = E0,0,1) So the lowest energy is
E = E1,0,0 + E0,1,0 + E0,0,1 = 3E1,0,0 . We have an additional
restriction on the boundary; the field has to be zero at
the walls, therefore the al,m,n are all zero (the
coefficients of the cosine in Eq. (6.1)). The lowest
possible energy is then,
E min=
3V 2
2
k 1,0,0 b 1,0,0 .
2 o
(6.7)
It can be shown that the vector potential along
the axis of a filament current loop of radius R is,2
b=
o I
R
2
2 z R 2
,
(6.8)
where b is in a direction along the filament
, I is the current in the filament, = z 2R2 is
the distance from the filament to the z-axis. The
average value of b is
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R
b=
R
I
1
dz
b dz= o ∫
∫
2R −R
2 0 z 2R 2
e
= o
ln1 2=o e f ln 1 2
2
(6.9)
for a single electron, where e is the charge of an
electron and f is its oscillation frequency. Combining
this result with the lowest energy in Eq. (6.7) gives
6 4 V
E min= 3
o e 2 c f ln 2 1 2
1,0,0
(6.10)
where I have used k = 2π/λ and f = c/λ. The lowest
allowable mode in the cavity is λ = 2L, along with V = L3
results in,
3 4
2
2
E min= 0 e c f ln 1 2
4
.
(6.11)
With c = 3 x 108 m/s, e = 1.6 x 10-19 C, and µ = 4π x
10-7 kg m/C2 ,
E min=5.5 x 10−34 J⋅s f ≈hf
.
(6.12)
does matter at this scale.
Because rotating and
spinning seem to be natural motions, I suspect one
has to go recalculate everything in spherical
coordinates. I will let someone else do this because I
don't like Bessel functions.
In addition, the value of these physical constants
are not usually directly measurable, but are inferred
and usually depend on the values of other constants.
These values change over time depending on how they
are being measured.3
Even
though
this
calculation
is
an
approximation, the fact that it comes so close to
predicting the value of h is striking. The central point
of my argument is this: nature is automatically
quantized any time the energy is confined (i.e.
boundary conditions are imposed).
In fact, the
definition of mass is confined energy according to
Einstein's equation E = mc2.
Atomic Structure
The currently accepted value for Plank's constant
−34
is h=6.626 x 10 J⋅s . Clearly, this calculation is an
approximation. I think the biggest discrepancy has to
do with the coordinate systems. The vector potential
from the wave equation was calculated in a rectangular
coordinate system (x, y, z) and I used a cylindrical
coordinate system (ρ, φ, z) to estimate the vector
potential for a current loop. I think that cavity shape
You probably think we know what an atom looks
like. We do not. Every thing at the atomic scale and
smaller is measured by inference. We see a voltage
spike from our detector and, depending on what type of
detector it is, we infer the presence of an electron or a
photon or an xyz-on. I call them xyz-ons because, every
time we have a problem, we invent a new xyz-on to solve
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it. Then we go looking for an xyz-on and usually we find
one. I can't tell if this has anything to do with reality or
not, but this is the process.
We have a model for the atom (the Bohr model)
but we think that it isn't right. We still teach it in our
schools because we don't have another one and the
Bohr model is useful within certain limits. Because we
still teach a model that we know is incorrect, most of us
can't get the idea of an atom as a miniature solar
system out of our heads.
We think an atom has a hard core at its center
because we can bounce other particles (neutrons and
such) off of it like billiard balls. We call this hard core
the nucleus. It has properties we call mass and charge,
though we don't really know what those are. Hanging
around the nucleus we have this cloud of energy stuff
that we call electrons.
This cloud of electrons is
oppositely charged from the nucleus and can only have
certain configurations. We don't know why, but we
made up a bunch of rules that work (quantum selection
rules) to predict atomic spectra and such like.
But when we really get right down in there and
try to figure out what an xyz-on is, the dang thing
disappears on us. In fact, it doesn't seem to be a thing
at all. It seems to be a no-thing that is no-where. Until
we look for it. In the process of looking for it (detection),
we destroy whatever state it was in and we can no
longer say anything about the state it is in or will be in.
This was a big shock when it was discovered in the early
20th century.
Since then quantum theory has passed every test
human ingenuity can devise, to an amazingly accurate
degree. However, physicists are at a loss to explain the
meaning of the theory. Science used to start with the
physical explanation, based on data, and develop the
theory from the understanding of the phenomenon.
With quantum mechanics, the situation is quite
reversed: we have the theory and no physical
explanation. In fact, because of the fantastic successes
of quantum mechanics, science has ventured far into a
land of mathematical abstractions, with little hope of
explanations.
"Quantum theory resembles an elaborate tower
whose middle stories are complete and occupied. Most
of the workmen are crowded together on top, making
plans and pouring forms for the next stories. Meanwhile
the building's foundation consists of the same
temporary scaffolding that was rigged up to get the
project started. Although he must pass through them
to get to the rest of the city, the average physicist shuns
these lower floors with a kind of superstitious dread.
"... Physicists' reality crisis consists of the fact
that nobody can agree on what's holding the building
up. Different people looking at the same theory come
up with profoundly different models of reality, all of
them outlandish compared to the ordinary experience
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which constitutes both daily life and the quantum
facts."4
Quantum Mechanics and the WaveParticle Duality
There are at least three unexplained enigmas
associated with quantum theory. The first of these is
called the wave-particle duality.
Before quantum
mechanics came on the scene, physicists had the world
neatly divided up. Light and sound were waves and
electrons and atoms and such were particles. Each has
a whole set of associated equations. It isn't appropriate
to apply the wave equations to a particle and vice-versa.
For starters, a wave doesn't have the properties of mass,
charge and so forth. A wave has a well-defined velocity
and wavelength (distance from crest to crest) but it does
not have a well-defined position; it exists over a whole
area (think of waves on the ocean). A particle has a
well-defined position; we say it is localized in space. In
the case of a macroscopic particle, like a baseball, recall
from Chapter 5 that we need to specify the initial
conditions, velocity and position, in order to determine
where and when it will land.
In the early part of the 20th century, it was
noticed that light was acting like a particle. It was
knocking electrons out of a metal surface just like little
billiard balls bouncing into each other (now known as
the photo-electric effect). So the physicists invented a
light-particle and called it a photon.
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In 1924, Louis de Broglie (1892-1987) got the
bright idea that, since light exhibits particle-like
behavior, maybe particles (specifically electrons) exhibit
wave-like behavior.
So people set up wave-like
experiments (interference) with electrons and, sure
enough, they acted like waves. Since then all sorts of
particles have been shown to have wave-like properties,
even very large molecules. Probably baseballs do too.
People still don't know what to make of this because the
two concepts, waves and particles, seem mutually
exclusive.
The wave-particle duality is a manifestation of the
Uncertainty
Principle
of
quantum
mechanics.
Mathematically, the uncertainty principle is
x p≥ħ
(6.13)
where ∆x is the minimum uncertainty in position x, ∆p
is the minimum uncertainty in momentum p
(momentum = mass x velocity), and ħ is Plank's
constant divided by 2π.
What it means is that if we
force ∆x to be very small (we know the position of a
particle exactly) then ∆p must get very large (we don't
know its velocity at all). Conversely, if we know the
velocity exactly, then ∆p is very small but then ∆x must
get large and we don't have any idea where the particle
is located. The latter is characteristic of a wave, whose
momentum is well-defined but is everywhere in space.
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The second unexplained enigma associated with
quantum theory is known as the measurement
problem. In the world of classical physics, a baseball
(or any object) has a well-defined state. The state will
have an associated energy and momentum.
An
elementary particle, say a proton, does not. It exists in
what is called a superposition of states; that is, it exists
in many states at once. We don't know what state it is
actually in until we measure it. Then it "magically"
settles down into a single state, the one we measure
(except that our measurement has destroyed the state).
It is not correct to assume that the proton was in that
state before we measured it and we just didn't have
enough information to know which state it was actually
in. It was literally in all of those states, or none of them,
before we measured it. Thus, the theory that describes
the motion of elementary particles is a statistical one,
comprising all possibilities.
The mathematical entity that contains this
statistical information for all possible states is called the
wave function. The wave function is a sum of each
possible state multiplied by a quantity that is associated
with the probability of finding the particle in that state.
When a measurement is made, the wave function
"collapses" into a single state. There is no mathematical
operation or transformation for which this can naturally
occur. This puts the measurement itself into a very
special position. Questions can then be asked about
the measuring device versus a real human being (i.e.
does the wave function collapse when the device makes
the measurement, or when the scientist reads the
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111
This pretty much messes up our whole program
because we can no longer specify the initial conditions
and therefore we cannot make any predictions about
where our particle will end up later. This is why we are
reduced to knowing only probabilities when it comes to
microscopic particles. We can only state the probability
of finding the particle here or there, or the probability of
the particle having a certain velocity. Our equations of
motion are replaced by a wave function; a sum of
possible states with varying probabilities.
That's the
nature of the game in the microscopic world, eliciting
the famous statement, “God does not play dice!” from
Albert Einstein.
Now, a wave has a well-defined momentum but it
is spread out over space. This corresponds to ∆p small
and ∆x large.
A particle is confined in space
corresponding to ∆x small, therefore ∆p must be large.
Whatever a particle is, it is moving around and
changing direction inside its confined volume. The
smaller the volume in which we confine it, the crazier its
motion gets.
Thus the wave-particle duality is
associated with the uncertainty principle. Whether or
not these whatever-they-are are waves or particles
depends on our choice of measurement.
Quantum Mechanics and The Measurement Problem
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Microscopic Space-Time
measurement from the device?). This is very different
from classical Newtonian certainty. There have been
many interpretations of what this might mean about the
nature of elementary particles and, ultimately, reality.
The various interpretations are as follows.
Interpretation #l: The Copenhagen interpretation,
there is no deep reality (so-called because of a meeting
held in Copenhagen in 1941 to discuss this topic).
Probabilities are all we can know and there is
nothing more to be done about it. Elementary particles
exist, but have no intrinsic properties before we
measure them and cannot be considered "things" in any
real sense.
There is no hidden meaning.
This
interpretation was proposed by Neils Bohr (1885-1962)
and Werner Heisenberg (1901-1976). This is the most
widely held belief among physicists. It doesn't really
explain anything, but states that explanations are
unnecessary; we have all the tools we need to do the
calculations and carry out experiments.
creates not only present attributes of quantum entities,
but also attributes that such entities possessed far back
in the past, which by conventional thinking existed long
before the experiment was conceived, let alone carried
out..."4 This implies that our observation of the state of
the particle not only creates it, but also creates its entire
history.
Interpretation #3: Consciousness creates reality.
This differs from the second interpretation in
that, in Interpretation #2, anything can be the observer,
any kind of animal (person) or machine (computer). In
Interpretation #3, only
consciousness has the
capability to make something real. This logic was first
proposed by Jon Von Neumann (1903-1957), where he
insisted that measuring devices cannot have a special
place in the universe. The only alternative is that the
measurement act must be special. Only the entity
performing the act of measurement therefore has the
power to collapse the wave function.
In this
interpretation, the world is not objectively real but
depends on the mind of the observer.
Interpretation #2: Observation creates reality.
Elementary particles (and thus reality) do not
exist until their properties are measured. Reality does
not exist until we perceive it. In perceiving it, we are
creating it. "Wheeler takes observer-created reality a
step beyond ...with what he calls a 'delayed-choice
experiment'.
In such an experiment, the observer
Interpretation #4: Hidden variables; wholeness and
the implicate order.
David Bohm and Albert Einstein were very
disturbed by the statistical nature of quantum
mechanics. Bohm insisted that there must be some
hidden variables that are not apparent in the theory. If
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we knew the nature of the hidden variables, then the
theory would be complete and we could calculate with
certainty the state of an elementary particle. From this
he developed the concept of the implicate and explicate
universe. The implicate universe is where the hidden
variables are, the explicate is what we experience. In
this theory, the entire universe is connected through the
implicate order, therefore all aspects of reality (the
whole universe?) must be taken into account for any
given measurement in order to achieve a unique
solution (a very Machian idea).
problem with no arbitrary canonization of the process of
measurement.
"Einstein objected to suggestions of observercreated reality in quantum theory by saying that he
could not imagine that a mouse could change the
universe drastically simply by looking at it. Everett
answers Einstein's objection by saying that the actual
situation is quite the other way around. 'It is not so
much the system,' Everett says, 'which is affected by an
observation, as the observer who becomes correlated to
the system.'”4
Interpretation #5: The many-worlds interpretation.
This interpretation was proposed by Hugh Everett
(1930-1982) in 1957 for part of his PhD dissertation.
Everett decided that there can be nothing unique or
special about measuring devices.
He therefore
postulated that everything that can happen, does. The
wave function does not collapse, but each possibility is
realized, each in its own separate reality or world. He
calls these parallel universes, presumably because two
parallel lines will never meet (in flat space-time) and
these universes also never meet since we are only aware
of one measurement.
"Everett's many-worlds interpretation of quantum
theory, despite its extravagant assumption of numerous
unobservable parallel worlds, is a favorite model of
many theoretical physicists because of all quantum
realities it alone seems to solve the measurement
Interpretation #6: Quantum logic.
The quantum world obeys a logic that is nonnative to humans. If we could find the point of view of
the quantum stuff, everything would make sense.
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Though it has been debated for almost a hundred
years now, a resolution to the measurement problem
has still not been agreed upon. Most physicists accept
the Copenhagen interpretation and don't worry about it
anymore. But no explanation is not an explanation. If
the point of physics is to explain reality then this is a
very serious cop-out. Observation creates reality and
Everett's many worlds interpretations have gotten a lot
of press, but these are the least favorite explanations for
most physicists.
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Quantum Mechanics and NonLocality
The third enigma of quantum mechanics is nonlocality. In 1935, Einstein, Boris Podolsky (1896-1966)
and Nathan Rosen (1909-1995) made up a thought
experiment now known as the EPR paradox. Their
purpose was to expose how ridiculous the whole idea of
quantum mechanics is.
Their thought experiment
utilizes a property of the electron called spin. The
electron spin can have two possible values, called up
and down for simplicity. We can prepare two electrons
in the laboratory such that their spin states are
correlated: if electron #1 has spin up, then electron #2
has spin down and vice-versa (this is a consequence of
conservation of angular momentum). Each electron is
not in a definite spin state, but rather a superposition of
both the up and down states. The spin of electron #1 is
neither up nor down until we measure it. The same is
true of electron #2. Once we measure the spin state of
one of them, the other one will have the opposite state.
These are called entangled states.
Now, suppose I keep electron #1 with me in the
laboratory and send electron #2 to the moon along with
my collaborator.
(Remember, this is a thought
experiment.) The spin states of the electrons are still
undetermined and still entangled.
At some predetermined time, I and my collaborator simultaneously
measure the spin states of our respective electrons. If I
measure spin up, my collaborator measures spin down.
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If I measure spin down, my collaborator measures spin
up. Every time.
The question is this: if neither electron was in a
fixed spin state before the measurement, then how did
electron #2 on the moon know what my measurement of
the spin of electron #1 was and vice-versa?
The
information was somehow instantaneously passed
(called super-luminal communication) faster than the
speed of light—and we've already discussed that!
Since Einstein, Podolsky & Rosen published the
now-famous EPR paradox, many experiments have been
performed verifying the validity of their joke. The net
result seems to be that elementary particles are
somehow connected to their environment and to each
other. Changes in the environment are transmitted
instantaneously to all. No one knows what to make of
this.
An Embarrassment of Theories
By now I hope you have noticed that we apply a
different theory for just about every situation we
encounter. This is why we have so many specialists;
someone who is working in lasers and semi-conductors
has no idea what is going on in astrophysics and viceversa. Each scientist is off in her little corner and the
science in that corner is so challenging that she doesn't
have time to think of anything else. The only folks who
are keeping track of the big picture are maybe the
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philosophers and, as I already mentioned, no-one
listens to them anymore.
This plethora of theories has bothered some
theorists. Not only is it an embarrassment, it is very
ugly. A beautiful theory would be One Theory that
predicts everything. We would also like it to reduce to
all the sub-theories that we know and love. Some really
smart people have been working on this for a fairly long
time (~75 years) and have not succeeded.
The first thing the theorists did was to gather up
all the forces: electromagnetic, gravitational, strong
nuclear, and weak nuclear. Everything we know can be
described mathematically in terms of these. You might
be wondering what happened to Einstein's idea that
gravity is not a force, but only looks like one from a
certain perspective. Well, one can make the same
argument for the electromagnetic force.
The
electromagnetic force arises from the charge of a particle
(like mass with gravity). One could say that the charge
warps the space near the particle but with a shorter
range than that of mass. It's not clear how one would
handle the other two forces. But the math is really
hard. Either that or they just don't want to give up
Newton's idea of forces being paramount, I'm not sure
which.
The second thing the theorists did was to make
up a field to go with each force. The fields and the
forces are connected mathematically. Nobody quite
knows what a field is and one of my former professors
swears that they don't exist. Nowadays many physicists
believe that only fields exist, particles being an
excitation or a condensation of the field at a specific
location.
In general, fields are invisible and
undetectable. We infer their presence by how a particle
behaves when it is in one (the force it experiences). A
field is a quantity that depends on position in space and
time. In one viewpoint, the field is created by the
particle and this can explain “spooky action-at-adistance.”
The action is perpetrated through the
induced field.
The third thing the theorists did was to quantize
the fields. They did this because we have figured out
that everything in nature is quantized: charge, mass,
energy, everything. So we suppose the fields must be
too. In the case of the electromagnetic field this was a
very successful approach, now known by the
intimidating name of Quantum Electro-Dynamics (or
QED). They hit a snag early on though. Every time
they tried to calculate something they got infinity for an
answer. In calculating the probability for an electron to
go from point A to point B, for example, one has to take
into account every possible path and every possible
interaction that the electron can encounter on its way.
What happens is that when you take the calculations
for interactions down to zero distance between
interactions, the equations blow up.
This is a
consequence of the uncertainty principle.
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Richard Feynman (1918-1988), among others,
made up some rules to deal with this problem. They
called it renormalization, which amounts to subtracting
off infinity or figuring out ways to ignore it. “Having to
resort to such hocus-pocus has prevented us from
proving that the theory of quantum electrodynamics is
mathematically self-consistent one way or the other by
now;
I
suspect
that
renormalization
is
not
5
mathematically legitimate.”
Why we don't hear the
mathematicians howling is a mystery to me. Despite
this, renormalization has turned into a test of a good
theory! If it can be renormalized, it is considered a good
theory because it turns out that many theories can't.
Amazingly enough, this seems to work
remarkably well in the case of QED, though it has some
rather strange features.
Particles can move either
forward or backward in time; it makes no difference
mathematically. An electron going backward in time is
a positron and vice-versa.
The mechanism they
invented for the force between charged particles is called
“virtual particle exchange.” It's not clear how this
works, but the virtual particle for the electromagnetic
force is the photon (light). When a physicist says
“virtual,” she means it doesn't exist. It is not real.
These virtual particles cannot be real because if they
were they would violate the conservation laws. Can't
have that; it's against the law. As long as these virtual
particles don't exist for very long, everything is
copacetic. We can violate the conservation laws if we do
it very fast.
Particles and particle-antiparticle pairs can be
spontaneously created out of nothing (the vacuum)! In
fact, the vacuum is called the zero-point energy. The
infinity that we got rid of is considered to be the energy
of the vacuum. That is, empty space has infinite
energy! Seems like nothing (space or the vacuum) is
something and something (particles and such) are
nothing.
Because of the great success of QED, the same
technique was tried for the other three fields: gravity,
strong and weak nuclear. If we could successfully do
this we would have our ONE theory, Field Theory.
Stephen Weinberg (b. 1933), Abdus Salam (1926-1996)
and Sheldon Glashow (b. 1932) successfully combined
QED with the weak nuclear interactions and won a
Nobel prize for it in 1979. The virtual exchange particle
is called the W-particle.
For the nuclear force, the theorists invented
quarks, each nucleon being a combination of three
quarks, with a virtual particle called the gluon holding
them together somehow. This one is called Quantum
Chromo-Dynamics (QCD) but it wasn't so successful
because it turns out that it is not so easily
renormalizable. One can't ignore a whole bunch of
mathematical terms as in QED, and these nonnegligible terms are extremely difficult to calculate. For
the gravitational field, the theorists invented the virtual
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graviton as the exchange particle, but this theory was
an utter failure.
We ended up with a field theory only useful for
electromagnetic and weak nuclear interactions, called
the electro-weak theory. For the nuclear force, theorists
moved on to what is called the Scattering Matrix, or Smatrix.
When protons and neutrons are involved in high
energy collisions, all sorts of exotic particles emerge:
mesons and baryons of various energies. All of these
are made up of quarks and as such are members of a
family of particles called hadrons. Each of the hadrons
are now thought of as being excited (higher energy)
states of the basic hadron particles, protons and
neutrons.
The S-matrix is a collection of probabilities for all
possible interactions involving hadrons. In S-matrix
theory, only the initial and final states of the
interactions are specified; the mechanism (virtual
particle exchange for example) is not. The S-matrix
theory does not have the renormalization problem that
field theory has because the momentum is fully
specified but position is not. In the S-matrix picture,
particles are seen as events rather than things. They
are called energy resonances. A resonance is a large
blip in energy.
The S-matrix theory seemed promising but
problems were encountered when the theorists insisted
on embedding certain principles into it: results must be
independent of position in space, time and motion, and
cause and effect must be preserved (defining a direction
for time). They were unable to make this work even for
the strong nuclear force, let alone gravity and the
electro-weak.
The S-matrix is an abstract mathematical object
known as a group. There are many such objects. So
when the S-matrix didn't pan out, the theorists tried
some of these other groups. In order to make it all
work, they had to keep switching to groups of higher
and higher dimensions. Eventually they landed on a
group called a string.
In this picture the particle
resonances are oscillations of the strings. Just like the
string on a guitar, only certain harmonic modes are
allowed, corresponding to the observed particles.
It turns out there are many groups of strings with
various dimensions (10, 11, 26) that might fit the bill.
Some are related to each other through various
mathematical transformations.
The search for the
Theory of Everything is still on. Some of the higherdimensional groups, called “branes” (a string is a higher
dimensional object than a point, a membrane is a
higher dimensional object than a string and so on) are
thought to be candidates.
Superstring theory is a possible unified theory of
all fundamental forces, but superstring theory requires
a 10 dimensional space-time. The problem is how to
reduce these 10 dimensions to the 4 (3 space, 1 time)
dimensions of the physical world. One proposal is to
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The Religion of Science
Microscopic Space-Time
roll up the extra dimensions into some very tiny but
nonetheless interesting space of their own that is not
perceivable by us. Another suggestion is to make the
extra dimensions really big, but constrain all the matter
and gravity to propagate in a three dimensional
subspace called the three-brane. This page of your
book could be a two-brane of three dimensional space,
for example. Another problem is how to decide which 4
dimensions are ours. There seems to be an infinite
number of ways to combine them and the theorists want
a unique way to arrive at our 4 and no other.
If all of this doesn't seem outlandish to you, then
you are more brainwashed than you think. I don't have
a problem with outlandish, per se. What I have a
problem with is these guys claiming the moral and
intellectual high ground of logic and rationalism. I also
have a problem with them telling us there might be
dimensions rolled up into space that we cannot detect
when, all along, they have been telling us that if it can't
be detected then it doesn't exist.
124
1. David Bohm, Quantum Theory, Prentice-Hall, Inc.,
1951, Chapter 1, “The Origin of Quantum Theory.”
2. See, for example, Nayfeh and Brussel, Electricity and
Magnetism, John Wiley & Sons, 1985, Chapter 8.
3. Rupert Sheldrake, Seven Experiments That Could
Change
the
World:
A
Do-It-Yourself
Guide
to
Revolutionary Science, Park Street Press, 1995, Ch.
6.
4. Nick Herbert, Quantum Reality: Beyond the New
Physics, Anchor, 1987.
5. Richard P. Feynmann, QED, the Strange Theory of
Light and Matter, Princeton U. Press, 1985, p. 128.
125
Part III
A New Paradigm
126
127
7. Starting Over
"There is no shame in abandoning a path that has no
heart" –Carlos Castaneda, The Teachings of Don Juan
I have spent my entire life trying to figure out
what this physical world is, who I am and why I am
here. After many, many years of thinking, studying,
reading and meditating, I have come to the conclusion
that our primary ideas about it are in error. These are
our Sacred Cows and I am very aware that challenging
them will likely not be appreciated by many. Because of
this I hesitated to write this book at all. I also vacillated
on writing this section as, no doubt, some will think me
a quack. In the end I decided that it wasn't fair to tear
down the Sacred Cows without offering an alternative
view. My ideas about how physical reality works are
tentative.
Nothing
has
been
worked
out
mathematically. As a result, this section may seem less
precise than the previous ones, where many people have
contributed over many years.
I am going to pretend that I am the czar of
physics. The first thing I do as the czar of physics is to
gather up every bit of information that I think may be
pertinent.
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The Religion of Science
1.
2.
3.
4.
5.
6.
7.
8.
Starting Over
Empty space is not empty.
Matter is not something.
Whirling motion is significant.
Physical reality comes in chunks (quanta).
Particles respond to changes in environment.
Something is funny about time.
Gravity is a problem.
Sometimes I lose things and they show up in
places that I have already looked.
Box 7.1 Rejection of the Big Bang
I take exception to the Big Bang not only because
it is inconceivable, but also because we really don't
understand what time is. If time is artificial, then
questions of beginnings and endings are naive and
meaningless. The only evidence for the Big Bang that I
take seriously is the cosmological red shift. All of the
other evidence is circumstantial. I must therefore find
some other explanation for the observed red shift. I
offer the following.
We know that light slows down in a medium by a
factor of 1/n, where n is the refractive index of the
medium. Along with a decrease in speed, there is a
decrease in wavelength, but the frequency (thus
energy) does not change. If the hydrogen gas in a
quasar is REALLY dense, then the light would slow
down by some associated n (the dielectric function for a
gas is proportional to the density of the gas). If light is
going slower through this very dense hydrogen cloud,
then the wavelength associated with a given frequency
is lower. Now if the hydrogen absorbs some of the
light, it will absorb at it's natural frequency, but not at
the usual associated wavelength, if v was c. After the
light exits the dense stuff, it is missing wavelengths
that are red-shifted by an amount that is proportional
to the density of the hydrogen cloud that it passed
through.
The redshift is then a measure of how
compressed is the atmosphere of the source.
An astronomer named Halton Arp (b. 1924) has
written books* showing data and explaining why the
red shift cannot be caused by recessional velocity. “If
Dr. Arp's earlier book, 'Quasars, Redshifts, and
Controversies' put a few pinpricks into the Big Bang
and Redshift-Distance Relation theories, this book
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131
The next thing I will do as the czar of physics is
to throw out ideas that do not fit. Nothing is sacred.
The first thing to go is the Clockwork Rule (from
Chapter 2).
The Clockwork Rule was a knee-jerk
reaction to a socio-political tyranny also known as the
Holy Roman Church. It's time for us to get over it. The
Clockwork Rule no longer serves us. The universe was
not created out of nothing in the Big Bang and then left
to its own devices (see Box 7.1). The order that exists in
the universe could not have arisen by random chance
from such a scenario. Yet, here we are.
The Religion of Science
Starting Over
blows open a hole so large you could drive a Mack
truck through it.”**
In response, the scientific
priesthood threw him off the 200-inch Hale telescope
on Mt. Palomar and stopped publishing his papers.
Business as usual.
As part of the Clockwork Rule, the idea that a
phenomenon does not exist if we cannot detect it with
our instruments also gets the heave-ho. This idea has
already been seriously challenged by the infinite energy
of “empty” space (the zero-point energy of the vacuum),
virtual particle exchange, fields and string theories. So
let's have done with it.
Now I can also dispense with the notion that the
universe is a closed system. If all matter can only
absorb and emit radiation in quanta of E = hf, then all
radiation ever emitted in our universe can only have
energy E = nhf, where n is an integer. “...even if some
were present with other energies it could not, by
hypothesis, interact with matter and, hence, would be
undetectable.”1 There could be entire universes with
slightly varying values for Plank's constant (h) that we
wouldn't even know are there. In fact, there could be an
infinite number of them. So the idea that we could just
annex any unknown portions of the universe to our
universe to make it a closed system is untenable. How
will we know that we got them all if there are an infinite
number of them and we can't even detect them? If our
universe is not a closed system, then the second law of
thermodynamics does not apply to the universe as a
whole. There could be an exchange of energy between
universes any time nh1f = mh2f for universe #1 with h1
and universe #2 with h2, n and m are integers.
Before leaving the tossing out stage, I want to say
a few words about time, though I don't understand it.
According to Augustine of Hippo (a.k.a. Saint Augustine
354-430), time is a consequence of our consciousness.
We humans have a limited ability to process
information. In order to make the world compatible
with our ability to observe differences we break the
information into sequences (serial processing). The past
is what we can remember. The future is what we are
not able to remember. And the present is the transition
point between past and future. Saint Augustine was
trying to make an argument for the existence of God.
His point was that it is not difficult to imagine a being
who does not have our limitation. A being capable of
parallel processing does not exist in time. Saint
Augustine called God's non-temporal state "NOW."
NOW is not present. Now is a single state where all
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133
* Halton Arp, Quasars, Redshifts, and Controversies,
Interstellar Media, 1987.
** from a review of Halton Arp, Seeing Red: Redshifts,
Cosmology and Academic Science, C. Roy Keys Inc., 1998.
The Religion of Science
Starting Over
possible outcomes on everything that exists is available.
I think of this like being on a big sphere, such as the
Earth. Past and future already exist on the sphere, it's
just that I have either already been there or I am not
there yet. In either case they are not where I am now.
Just like Italy does not exist for me where I am sitting
now. But it is still over there on the other side of this
sphere. I guess.
We still have time as a tag for the sequence of
events. But time itself can not be observed. Not even
quantum mechanics has a time operator. The only way
we can measure time is by observing a periodic event
and then count periods. We take an accepted or agreed
upon value for the fundamental period and then count
periods as needed. In physics, we use a continuous
time axis (we think the axis is not continuous at the size
of the space-time Plank length but even there the time
intervals are uniform). A continuous time axis implies
that every physical event no matter its nature evolves in
such a way that I can always find a periodic event that
SYNCHRONIZES with it. What fundamental principle is
this based on?
I think that every physical configuration evolves
consistent with it's own internal clock and, in general,
such clocks are not periodic. One consequence of this
is that the fundamental unit of action h/2π (Plank's
constant) is not a universal constant but its value is
adjusted such that the physical configuration can
naturally evolve. In other words, within the evolution of
a physical system h/2π will be constant but the value of
the constant may differ from the value used by a
different configuration. If multiple realities exist, each
with slightly differing values of Plank's constant, then
we can switch realities by synchronizing or desynchronizing our internal clocks.
Whatever time is, I don't think we need to be so
strict about preserving causality in our theoretical
formulations. If past and future do exist now, as Saint
Augustine has said, then we should be able to
“remember” the future as we do the past. And indeed,
some of us do. We should also be able to change and
affect the past, as we seem to be able to do with the
future. One could also take the position that neither
past nor future exist. We can't perceive them, measure
them, or make any kind of case for their existence
outside of our idea about them.
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135
Now that I have summarily dismissed all ideas
that don't seem to fit in with my list of observations, I
have some room to maneuver. I want to introduce an
observation that spirals and vortex motion are somehow
significant. Spiral motion is stable as evidenced by
spinning tops and gyroscopes, hurricanes, tornadoes,
water spouts, galaxies, seashells, DNA structure, the
solar system (see Box 7.2), orbital precession, spin
precession and so forth.
The Religion of Science
Starting Over
Box 7.2. Vortex Motion
In Box 5.1, I made the case that our knowledge
of the distance between the Earth and the sun was
based on an assumed geometry. In this assumed
geometry, the orbits of all the planets are more or less
in the same plane. The axis of rotation of the Earth is
tilted at an angle of 23.45 degrees to the plane of
Earth's orbit about the sun. The Earth's orbit is
slightly elliptical with an eccentricity of 0.0167. The
geometry is shown in Figure 7.1a. I claim that, in
order to be consistent with vortex motion, the orbit of
the Earth about the sun is at an angle of 23.45 degrees
and is precessing (as indeed, it does). This geometry is
shown in Figure 7.1b. The orbits of the other planets
would also have to be adjusted to fit this new geometry.
I have asked some astronomers I know if we could tell
the difference. They say they will get back to me, but
they never have.
136
When I was taught about Einstein's equation
E=mc 2 , it was presented as if mass can be converted
into energy and vice-versa. But it is more fundamental
than that. Mass is energy. Suppose we have everything
inside out.
Suppose that space is something and
particles are holes in space. Further suppose that
space is infinitely dense, containing the possibilities and
probabilities of everything that can exist. In order to
remind myself not to take anything too seriously, I shall
call this infinitely dense space the Pink Elephant Stuff
(PES). In order to exist in the physical world, something has to be differentiated from the every-thing
contained in the PES. Suppose that holes are created in
the PES by whirling energy, or a vortex. This vortex
must push away the PES, creating a space for itself.
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The Religion of Science
Starting Over
I would like to re-introduce Ann Conway's
monads from Chapter 2 and identify them as the holes
in the PES. Lady Conway imagined that the quasiparticles called monads were aware and that all matter
was built up of various combinations of these bits of
awareness in a great cooperative venture. Cooperation,
and not competition, is the basis of existence. I do not
mean to imply that the monads are like miniature
humans running around communicating with each
other. That would be very anthropocentric. I am saying
that the monads are somehow aware of their
surroundings and of the state of other monads. If they
are aware of their surroundings and other quasiparticles, mustn't they also be self-aware? And is
awareness and self-awareness not the definition of
consciousness? Then these monads are alive. If the
monads are alive, then so are elementary particles and
everything else. You can't draw a line in the sand and
put everything that isn't alive on one side and
everything that is alive on the other. You cannot find
such a line. If you can't find it, I claim it doesn't exist.
This forces us to the logical conclusion that either every
thing is alive or everything is not. Yet here I am.
The monads are far far beneath our perception or
our detectability. Our elementary particles are built up
of various combinations of these monads. The monads
are of two types; one has a clockwise rotation and the
other a counter-clockwise rotation. Energy flows into,
through, and out of the monads. I shall designate the
clockwise-rotation negative, with energy flowing from
our universe to elsewhere; the counter-clockwise
rotation positive, with energy flowing into our universe
from elsewhere. Because energy is equivalent to mass,
the positive monads thus have positive mass and the
negative monads have negative mass.
Various
combinations of monads account for the mass, charge
and spin that we measure in our elementary particles.
There have been two recent publications along
these same lines. One, by Valery Chalidze (b. 1938),
introduces the idea of vortices in a universal aether.3
He calls these quasi-particles “vortons” and he relates
the zero-point vacuum to a “vorton gas.” Chalidze is
synthesizing ideas from the 19th century originated by
Michael Faraday (1791-1867), James Maxwell (18311879), William Thomson (1824-1907) and J.J. Thomson
(1856-1940). Chalidze's universal aether is the same as
my Pink Elephant Stuff. Though Chalidze equates mass
with rotational energy of the vortons, he does not have
negative mass, nor energy exchange.
Further, he
assumes that the universe somehow began with a huge
vortex ring that spontaneously broke up into smaller
and smaller rings until they met with stable conditions
between the velocity of the rings and the universal
aether.
In
the
second
publication,4
Friedwardt
Winterberg (b. 1929) shows that all of the elementary
particles can be built up from vortices of positive and
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139
The Religion of Science
Starting Over
negative mass quasi-particles that he calls Plank-mass
particles. These quasi-particles exist on the scale of the
Plank length (10-33 cm). Winterberg relates the Plankmass particles to the zero-point vacuum energy and he
calls it the Plank aether (See Box 7.3 about aether).
There isn't a universal aether or PES in Winterberg's
theory.
Winterberg claims that his theory preserves
absolute space and time and it can all be done in four
space-time dimensions, thus eliminating the need for all
those messy extra dimensions of string theory. I don't
have a dog in that fight. I like the idea that maybe my
monads are rotating, closed strings.
Perhaps even
several entwined, rotating strings.
The extra
dimensions don't bother me because they can just
occupy some other universe(s).
transformations in an effort to preserve the aether.
They showed that, because of length contraction, it was
impossible to measure the aether using an apparatus
such as Michelson & Morley used because the
apparatus itself would be altered during the
experiment. Einstein did not say the aether does not
exist, he merely said we don't need it to explain light
propagation as long as we assume that the speed of
light is constant for all observers. He then used
Lorentz's transformations as descriptions for his theory
of Special Relativity.
Einstein simply dodged the
question of the existence of the aether.
Box 7.3. The Aether
People have used the term aether to mean two
entirely different things. One is the universal aether,
or the Pink Elephant Stuff. The other is the aether as a
medium for the transport of electro-magnetic energy
(light). Most people think that the failure of Albert
Michelson (1852-1931) and Edward Morley (18381923) to detect the aether in their famous experiment
of 1887 killed the concept of aether as medium. In
fact, Hendrik Lorentz (1853-1928) and Henri Poincare
(1854-1912) developed the length contraction velocity
The universe is populated by these quasiparticles of positive and negative mass that I call
monads. I associate this monad sea with the zero-point
energy of the vacuum, similar to Chalidze's vorton sea
and Winterberg's Plank aether. When two or more
monads combine, they also spin and rotate in another
vortex, pushing out a larger space in the PES. This
process is repeated, possibly many times, before finally
forming protons, neutrons, and electrons, the building
blocks that we know and love.
The various
combinations of monads determine the final “rest” mass
and charge of the resulting “particles.”
This process continues on up the scale to
planets, solar systems and galaxies. Each new “nothing” creates a disturbance in the PES.
This
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The Religion of Science
Starting Over
disturbance is what Einstein called the warping of space
in his theory of General Relativity (Chapter 4). As the
“no-thing” called mass rotates and pushes out a new
space in the PES, it not only causes a disturbance in
the PES, but it also drags some of it around along the
edges (called “frame dragging” in general relativity).
What looks like gravity is actually a pressure
phenomenon. In Figure 7.2a, a single sphere in the PES
experiences pressure from the PES pushing against it
from all directions. When a second sphere is brought
into close proximity, the pressure on sphere #1 is
lessened due to the presence of sphere #2 (there is less
PES in the “space” occupied by sphere #2) and the
pressure on sphere #2 is lessened due to the presence
of sphere #1. The two bodies will rotate about a
common center of mass because of the disturbance
each individually rotating body is creating in the PES.
The stable motion for all matter is a spiral-type vortex
with precession, like a spinning top. The warping of
space that Einstein attributed to mass is the
disturbance in the PES due to the vortex motion of
confined energy, which is matter.
142
The universe, built up of monads, is alive and
aware.
Each “no-thing” has a combined gestalt
awareness. All of the many monads that make up a
proton know that they are part of the proton and the
gestalt of proton monads is a new awareness of “protonness.” Each proton, neutron, and electron that makes
up the liver, for example, knows it is part of the “liver
gestalt” as it performs “liver functions.” The entire body
has its gestalt and separate knowingness, apart from
you. It has been shown that the very molecules in our
bodies respond to our thoughts.5 I once read about a
guy who stepped into the street not noticing that a car
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The Religion of Science
Starting Over
was coming. His body jumped out of the way before he
even knew he was in danger.
There is nothing “out there” but energy
configurations. What we choose to perceive depends on
our thoughts and our beliefs about what is possible.
We perceive the energy that is in resonance with our
thoughts (see Box 7.4). This explains the well-known
phenomenon of people giving different versions of the
same event.
You've heard people say, “we're on the same
wavelength,” or “I really resonate with that.” These
sayings are literally true. Nothing out there moves or
changes. What changes is us. What changes is our
thoughts and beliefs, which affect our clock
synchronization and thus the reality that we perceive at
any given moment.
We know from quantum mechanics that the
physical world interacts with external energy only in
chunks. This admits the possibility of entire universes
that are off-resonance with ours. But, which one is
“ours”?
I think that our world is discontinuous not only
in space, but also in time. It blinks on and off. It does
so at a rate that is outside our perception.
Our
equipment can't detect it because the equipment itself is
blinking on and off at the same rate that we are. It is
well-known that we don't perceive an event if it happens
faster than a millisecond or so. That's why standard
video is played at 24 or 30 frames per second. Anything
faster than that is just a waste of bandwidth.
144
145
Box 7.4. The Brain as Fourier Transform Processor
Our brains are Fourier Transform processors.
What is “out there” is energy and patterns of energy. In
order to perceive sound, for example, energy is incident
on our eardrum as pressure waves. These pressure
waves set our eardrums vibrating at so many
vibrations per second in the time domain. Our brain
processes that information and presents us with tones
in the frequency domain.
Image-wise, what is “out there” is a series of
energy patterns, say in line pairs per millimeter (spatial
frequency – think plaid for simplicity). Our eyes focus
light and dark interference patterns on the retina. Our
brain processes the two-dimensional interference
pattern and presents us with an image. How do you
know that your image has anything to do with what is
out there? How do you know that anything is out
there?
Suppose that we actually straddle realities. Our
awareness can move smoothly from one reality to
another by clock dis-synchronization. We automatically
gloss over any anomalies, should we notice them at all.
The sign that says, “Paris in the the spring,” from
Chapter 1 is an example. The missing car keys are
The Religion of Science
Starting Over
another. We tell ourselves that the keys must have
been there all along. But they weren't. This also
explains why my memory of an event differs from, say,
my Mother's. One of us has switched realities since
then. And maybe switched back again. Probably many
times.
Finally, let's review the various interpretations of
the quantum mechanics measurement problem given in
Chapter 6.
Interpretation
Interpretation
Interpretation
Interpretation
Interpretation
Interpretation
#l:
#2:
#3:
#4:
#5:
#6:
The Copenhagen interpretation.
Observation creates reality.
Consciousness creates reality.
Hidden variables.
The many-worlds interpretation.
Quantum logic.
I vote for all six. They are not at all mutually
exclusive. What we need is a framework (paradigm) in
which each of the six interpretations is one piece of the
puzzle. From Interpretation #1, elementary particles are
indeed not physical "things," they are bits of energy.
They do exist independently of observation, but we can
not know what they are apart from observation, leading
to Interpretation #2. The energy pattern is perceived
(measured) thus bringing them into the category of
"thing," i.e. a physical entity with distinct properties.
Interpretation #3 is satisfied by granting consciousness
146
to everything (including elementary particles). This
makes
Interpretations
#2
and
#3
equivalent.
Interpretation #4 is satisfied if we concede that when
the particles are not physical objects being measured or
perceived, they exist in the implicate order, or in some
aspect of reality that we do not or cannot probe.
Interpretation #5 says that there are an uncountable
number of realities or "parallel universes" existing in the
same "space." These are probable systems.
I
have
two
small
corrections
to
this
interpretation. One is that reality does not branch every
time a measurement (or choice) is made, but those
realities exist now, and at all times. If two choices are
possible and I choose one, my counterpart in a probable
reality may experience the other if that counterpart so
chooses. The vast field of probabilities exists always.
By our choices, we bring into our experiences the events
that coincide with our desires, beliefs and expectations.
This is the basis of free will. This also modifies our
ideas about who and what we are.
The other correction is that we can and do have
access to these probable realities, therefore they are not
parallel. In fact, we can even switch realities. We do
this all the time and don't notice because, as Everett
claims, "the observer ... becomes correlated to the
system." This also explains where my lost things go and
why they show up in places I've already looked (Chapter
1). And why things I didn't know I had show up in my
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The Religion of Science
Starting Over
reality (the junk drawer). We don't notice because our
consciousness jumps over any discontinuities. If we do
happen to notice, we make up a story to explain any
discrepancies.
Lastly, if everything, including elementary
particles, has awareness, then the particles most likely
follow some logic that escapes us (they are not miniature
humans), which is in agreement with Interpretation #6.
We each are at the center of our own universe.
We see only what we want to or expect to see out of all
of the vast probabilities. All of the other actors are just
script-holders in our play. Have fun with it.
148
1. David Bohm, Quantum Theory, Prentice-Hall, Inc.,
1951, p. 20.”
2. St. Augustine, Confessions of St. Augustine, Image
Books Edition, NY, 1960.
3. Valery Chalidze, Mass and Electric Charge in the
Vortex Theory of Matter, Universal Publishers, 2001.
4. Friedwardt
Hypothesis;
Winterberg,
The
an
for
Attempt
Plank
a
Aether
Finitistic
Non-
Archimedean Theory of Elementary Particles, Carl
Friedrich Gauss Academy of Science Press, 2002.
5. Candace Pert, Molecules of Emotion, Simon and
Schuster, 1999.
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The Religion of Science
Epilogue
We don't know very much about anything and
what we do know, we're not all that sure about. People
who think otherwise have a position to defend because
they have invested effort and they are confusing who
they are with what they think or do.
Don't let anyone invalidate your experience.
Don't let anyone tell you who or what you are. Do
remember that they may not share in your experience
and honor that. If you have a good idea, by all means,
share it with us. But don't borrow bullshit scientific
terms to explain your idea so it sounds more legitimate
to you. It just sounds silly. Be authentic. Those guys
don't know any more than you. Probably less.
To the scientific priesthood: If you want to keep
your following, you guys need to offer up something
more palatable than this lifeless, dry-as-dust reality you
are currently stuck in.
Stop invalidating people's
experiences. We have all experienced the sensation of
being stared at. Rupert Sheldrake made a valiant
attempt at explaining such commonplace phenomena
and got shot down for it. If you don't even try to
incorporate people's experiences, either they will wander
150
151
away one by one or they will stage a major revolt. Who
do you think funds your research?
There are only three reasons I can think of why
people still worship you.
1. They like their gadgets. They haven't yet
noticed that their gadgets only give the
illusion of happiness while distracting
them from their pain. Like any addiction.
2. Their babies stopped dying of polio,
diphtheria, tetanus and so on. But the
generation who remembers that and is
grateful is dying off.
3. You threaten them with ignorance,
weeping, gnashing of teeth, a return to
superstition and upheaval if they don't
listen to you. You (of all people) accuse
them of being irrational if they dare to
question you.
I like my electric gadgets as much as anyone and
I don't wish to give them up. However, I would far
rather wade through sheep shit all day than sit in a
plastic cube staring at a computer screen. Friends, the
Dark Ages are upon us.
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