1
Autophagy in the fight against tuberculosis
Carla F. Bento1, Nuno Empadinhas2,3, Vítor Mendes2,4,*
1. Department of Medical Genetics, Cambridge Institute for Medical Research (CIMR), University of
Cambridge, Cambridge CB2 0XY, UK.
2. Molecular Mycobacteriology Group, CNC-Center for Neuroscience and Cell Biology, University of
Coimbra, 3004-517 Coimbra, Portugal.
3. III/UC - Institute for Interdisciplinary Research, University of Coimbra, Coimbra, Portugal.
4. Department of Biochemistry, University of Cambridge, Cambridge CB2 1GA, UK; * Corresponding author:
vgm23@cam.ac.uk.
Abstract
Tuberculosis (TB) is a chronic infectious disease mainly caused by the tubercle bacillus
Mycobacterium tuberculosis and one of the world’s deadliest diseases that has afflicted humanity
since ancient times. Although the number of people falling ill with TB each year is declining, its
incidence in many developing countries is still a major cause of concern. Upon invading host cells by
phagocytosis, M. tuberculosis can replicate within infected cells by arresting the maturation of the
phagosome, whose function is to target the pathogen for elimination. Host cells have mechanisms of
controlling this evasion by inducing autophagy, an elaborate cellular process that targets bacteria for
progressive elimination, decreasing bacterial loads within infected cells. In addition, autophagy
activation also aids in the control of inflammation, contributing to a more efficient innate immune
response against M. tuberculosis. Several innovative TB therapies have been envisaged based on
autophagy manipulation, with some of them revealing high potential for future clinical trials and
eventual implementation in health care systems. Thus, this review highlights the recent advances on
the innate immune response regulation by autophagy upon M. tuberculosis infection and the
promising new autophagy-based therapies for TB.
2
Mycobacterium tuberculosis: biology and infection
Mycobacterium tuberculosis, the major causative agent of tuberculosis (TB), is estimated to latently
infect one third of the world population and continues to claim more lives than any single other
bacterial pathogen, despite the availability of drugs since 1944, when streptomycin was first
administered to a TB patient. Although only a small percentage of the latently infected individuals
will ever develop active disease, this translates into a huge number of 8 million new TB cases and
nearly 1.5 million deaths per year.
TB is often regarded as a developing world disease where debilitated health care systems together
with the HIV epidemic allow it to remain rampant. In addition, the increasing incidence of multidrugresistant (MDR) and extensively-drug resistant (XDR) TB, which in some countries accounts for over
20% of new infections, has the potential to exert a heavy toll also in developed countries (WHO
Global tuberculosis report 2014).
Mycobacterium tuberculosis and all other species of mycobacteria, many of which are opportunistic
intracellular pathogens, owe much of their resilience to a distinctive lipid-rich cell envelope that not
only protects the cells against harsh environments, but also contains many molecules that are immune
effectors crucial in evading the host immune response (Briken et al. 2004; Ishikawa et al. 2009;
Schafer et al. 2009; Court et al. 2010; Ehlers 2010; Philips and Ernst 2012; Lang 2013; Nobre et al.
2014). Besides glycolipids and glucans that constitute most of M. tuberculosis cell envelope, several
secreted proteins have been identified and shown to also play fundamental roles in M. tuberculosis
survival and proliferation within the host (Abdallah et al. 2007; Philips 2008; Philips and Ernst 2012).
This extremely successful human pathogen enters our bodies through inhalation of aerosols
containing M. tuberculosis cells. This organism then employs an array of immune modulators to
invade and thrive in the host professional phagocytic cells, such as macrophages, neutrophils,
monocytes and dendritic cells (DCs) by arresting phagosome maturation and fusion with lysosomes
(Cooper 2009; Ernst 2012). While for many other pathogens the recruitment of phagocytic cells to the
infection site halts and eradicates invading organisms, in mycobacterial infections it actually helps the
pathogen to proliferate by providing further cells for infection (Ernst 2012; Philips and Ernst 2012).
3
As recruited cells get infected, the host immune system coordinates the edification of specific
protective structures named granulomas, the histological hallmark of this disease (Ernst 2012; Philips
and Ernst 2012). Granulomas are traditionally viewed as an attempt by the host to control the
infection that is achieved with variable degrees of success (Davis and Ramakrishnan 2009; Philips
and Ernst 2012; Lin et al. 2014). The dogma claims that M. tuberculosis resides inside phagosomes,
however some reports have described that this pathogen can also grow in the cytoplasm environment
(van der Wel et al. 2007). The bacteria that replicate inside phagocytes control cell death pathways
towards necrosis and recruit more non-infected macrophages, expanding the infection (Lee et al.
2011; Philips and Ernst 2012).
Understanding how this organism evades and exploits our immune defense mechanisms has the
potential to change significantly how we tackle this disease, improving the lives and health of millions
worldwide.
Autophagy: a general antibacterial host mechanism
Macroautophagy (hereafter referred as autophagy) is a mechanism that relies on the formation of a
double-membrane vesicle, the autophagosome, which engulfs components of the cytoplasm and
delivers them to degradation in the lysosome. Autophagy is crucial for the maintenance of cellular
homeostasis by continuously degrading damaged organelles, long-lived proteins, protein aggregates,
and intracellular pathogenic microorganisms (Mizushima 2011). It also provides a way of recycling
nutrients, which then participate in de novo protein synthesis and energy production. Autophagy can
be induced by a variety of stimuli and/or environmental stresses, as for example nutrient starvation,
low oxygen levels, oxidative stress, pathogen infection and certain drugs treatments (Bento et al.
2013; Gomes and Dikic 2014).
Autophagy-related (ATG) proteins are the key players in the regulation of autophagy, being
hierarchically organized in functional complexes that control all the autophagy steps, from the
initiation signalling point to the autophagosome fusion with the lysosome. The formation of new
autophagosomes is triggered and assisted by a core of ATG proteins that can be subdivided in some
4
groups: (1) the unc-51-like kinase (ULK) complex, composed by the mammalian Atg1 orthologues
ULK1 and ULK2, ATG13 and the focal adhesion kinase-family interacting protein of 200 kDa
(FIP200), that is controlled by AMP-activated protein kinase (AMPK) and mechanistic target of
rapamycin (mTOR), both being responsive to signals such as amino acids and glucose availability,
growth factors stimulation, stress conditions and AMP/ATP energetic status of the cell; (2) class III
phosphatidylinositol 3-kinase (PI3K) complex (controlled via phosphorylation by the ULK complex),
composed by VPS34, ATG6 (also known as Beclin 1), ATG14 (also known as Barkor) and VPS15
(also known as p150), that is involved in the synthesis of phosphatidylinositol 3-phosphate PI3P,
whose function in autophagy is not very clear but seems to favour the recruitment of WD-repeatdomain-phosphoinositide-interacting proteins (WIPIs in mammals and Atg18 in yeast) to the
phagophore membrane, marking membranes for autophagosome nucleation (3) ATG9, which is
involved in the supply of lipid bilayers to the formation of autophagosomes; (4) ATG12-ATG5ATG16L1 complex, formed by an ubiquitination-like reaction where ATG12 is conjugated to ATG5
(by a mechanism dependent on ATG7 and ATG10, which act similar to an E1-ubiquitin activating
enzyme and an E2-ubiquitin conjugating enzyme, respectively), which then is associated to ATG16L1
and, subsequently to the nascent phagophore; and (5) ubiquitin-like microtubule-associated protein 1light chain 3 (LC3 in mammals or Atg8 in yeast) family system, where pro-LC3 is cleaved by
ATG4B, resulting in LC3-I that is then conjugated to phosphatidylethanolamine (PE) by ATG7 and
ATG3 to form LC3-II, the autophagosome-associated form of LC3. The ATG12-ATG5-ATG16L1
complex enhances the recruitment of LC3 to the site of lipidation and conjugation of LC3 to PE
(Figure 1). LC3-II is thought to be involved in the elongation and closure of the autophagosome and it
is also important in the recruitment of cargo, by a mechanism dependent on proteins similar to P62
(also known as sequestosome 1 or SQSTM1) and neighbor of BRCA gene 1 (NBR1), containing
LC3-interacting (LIR) and ubiquitin-associated (UBA) domains. This type of proteins recognizes
ubiquitin-tagged substrates through their UBA domains and interacts with LC3-II via the LIR domain,
acting as cargo adapters for ubiquitinated proteins that can be degraded by autophagy (Bento et al.
2013; Gomes and Dikic 2014).
5
The formation of autophagosomes can be regulated by a wide variety of signals that are usually
categorized into mTOR-dependent and mTOR-independent (Sarkar 2013). mTOR is a classic
negative regulator of autophagy and its activity is canonically inhibited by starvation or rapamycin
treatment, which leads to activation of ATG13-ULK1/ULK2-FIP200 complex, thereby inducing
autophagy. ULK1 phosphorylation/activation by AMPK and upregulation of phosphatase and tensin
homologue (PTEN) via inhibition of AKT kinase, both induced by P53, also inhibit mTOR. AMPK
can also phosphorylate tuberous sclerosis complex 2 (TSC2), which impacts on the activity of the
TSC-Ras homology enriched in brain (RHEB) axis, ultimately leading to mTOR inactivation and
autophagy induction. Among the mTOR-independent mechanisms, inhibition of inositol
monophosphatase (IMPase), which reduces the levels of free inositol and inositol (1,4,5)-triphosphate,
and activation of AMPK via Ca2+-transfer from the endoplasmic reticulum to the mitochondria, are
some of the most well characterized mechanisms regulating autophagy (Ravikumar et al. 2009; Bento
et al. 2013).
With particular interest for the context of this review, autophagy constitutes a cell-autonomous
defence mechanism against a wide-range of intracellular pathogens from bacteria (i.e. Mycobacterium
tuberculosis, Streptococcus pyogenes, Shigella flexneri, Salmonella enterica) to protozoa and viruses
(Gomes and Dikic 2014).
In the specific case of bacteria, after invading host cells, they reside within vacuoles or phagosomes,
whose maturation tends to be blocked. Eventually, some bacteria damage the membrane of the
phagosome and escape into the cytosol. Bacteria in damaged phagosomes or in the cytosol can then be
targeted to autophagy and degradation in the lysosome, by a mechanism that relies on the binding of
ubiquitin or galectin to bacteria and/or to the membrane of phagosome-containing bacteria, which are
recognized by the autophagic adaptors P62, NBR1, optineurin or calcium binding and coiled-coil
domain 2 (CALCOCO2 or NDP52). However, some bacteria have the ability to manipulate autophagy
for survival by secreting effectors that inhibit the pathway (Gomes and Dikic 2014; Huang and
Brumell 2014). In the next sections, we will revise the main findings that have implicated autophagy
in the clearance of mycobacteria, as well as some of the mycobacterial defence mechanisms against
6
elimination by host cells and potential tuberculosis therapeutics based on autophagy antimicrobial
responses.
Autophagy: a host defence mechanism against Mycobacterium tuberculosis
Mycobacterium tuberculosis is an intracellular pathogen that can replicate within infected
macrophages, by arresting the maturation of the phagosome where the bacteria reside. This is at least
in part attributed to the failure of phagosomes to undergo fusion with lysosomes by selective
exclusion of RAB7 GTPase and lysosomal-associated membrane protein 1 or LAMP-1 (markers of
late endosome and lysosome), coupled with the retention of RAB5 (an early endosome marker) on the
phagosome, which allows M. tuberculosis to avert the usual physiological destination of
phagocytosed material (Via et al. 1997). In addition, M. tuberculosis also interferes with the delivery
of V-ATPase subunits and lysosomal hydrolases from the trans-Golgi network (TGN) to the
phagocytic compartment, which impacts on its biogenesis and function. This is connected to the fact
that M. tuberculosis produces an array of lipids and lipoglycans (i.e. lipoarabinomannan) that mimic
certain mammalian phosphatidylinositols important for the synthesis of PI3P via VPS34 which not
only inhibits autophagy but also blocks PI3P-dependent trafficking pathways, such as the one between
the TGN and the phagosome (Fratti et al. 2003; Vergne et al. 2004; Shui et al. 2011). M. tuberculosis
also secrets a tyrosine phosphatase (MptpA) that further reduces the phagosomal levels of PI3P and
blocks phagosome-lysosome fusion by interacting with vacuolar protein sorting 33b (VPS33B), a host
protein typically associated with vesicle trafficking steps in the endosome/lysosome pathway (Vergne
et al. 2005; Bach et al. 2008) (Figure 2).
Nutrient starvation, a conventional inducer of the VPS34 kinase complex, has been shown to act as an
effective promoter of biogenesis, acidification and maturation of mycobacterial phagosomes, by
increasing the delivery of late endosome/ lysosome markers (e.g. vacuolar-type H+-ATPase or VATPase, LAMP1 and cathepsin D) and the recruitment of membrane-associated LC3 to the
phagosome, which directly impacts on the survival of mycobacteria in infected cells (Gutierrez et al.
2004). Interferon- (IFN- ), a cytokine associated with protective immunity against M. tuberculosis,
7
and immunity-related GTPase family, M (IRGM or LRG-47), a downstream effector of IFN- , show
similar effects to starvation, while the PI3 kinases inhibitors 3-methyladenine (3-MA) and
wortmannin abrogate this response (Gutierrez et al. 2004). Depletion of Beclin-1 and ATG7, critical
autophagy regulators, also inhibit IFN- - or IRGM1-induced phagosomal maturation (Singh et al.
2006). Therefore, immunological or pharmacological VPS34- or autophagy-targeted manipulation can
render infected cells more resistant to mycobacterial infection.
Besides from inhibiting VPS34, mycobacteria have other ways of protecting themselves against
autophagy-mediated clearance. For instance, the “enhanced intracellular survival” (eis) gene enhances
the survival of M. tuberculosis and other mycobacteria inside of cells by diminishing autophagy and
pro-inflammation (Wei et al. 2000; Shin et al. 2010a). Infection of macrophages with an eis-deleted
M. tuberculosis strain (Mtb-Δeis) was shown indeed to augment the formation of LC3-positive and
double membrane vesicles (autophagosomes) as compared to the Mtb-WT strain. These vesicles
enclose the bacilli and subsequently fuse with multivesicular structures, leading to the formation of
late or degradative autophagic vacuoles, which correspond to autolysosomes. In addition, Mtb-Δeis
also upregulates the production of pro-inflammatory cytokines, such as tumor necrosis factor-α (TNFα) and interleukin-6 (IL-6), and the generation of ROS by a c-Jun N-terminal kinase (JNK)-dependent
mechanism in host macrophages, being the last event the one triggering autophagy and proinflammation (Shin et al. 2010a). Interestingly, Eis protein secreted by M. tuberculosis appears to
enhance survival of other mycobacteria, namely M. smegmatis, in macrophages. M. tuberculosis-Eis
is an efficient Nɛ-acetyltransferase, rapidly acetylating Lys55 of dual-specificity protein phosphatase
16 (DUSP16; also known as MKP-7), a JNK-specific phosphatase, whereas M. smegmatis-Eis is more
efficient as a Nα-acetyltransferase and preferentially acetylates the terminal amino group of peptides
(Kim et al. 2012b). This difference between both proteins is likely to be explained by a structural
dissimilarity in the peptide recognition pocket of the enzymes; M. tuberculosis-Eis is characterized by
the presence of a narrow channel, while M. smegmatis-Eis has a deep, round-shaped substrate-binding
pocket, which seems more suitable for accommodating the terminal amino group of peptides than
specific sequences within proteins (Kim et al. 2012b). This structural difference seems indeed to have
a physiological impact on the survival of both species. While M. tuberculosis-Eis significantly down-
8
regulates lipopolysaccharides-induced JNK phosphorylation, M. smegmatis-Eis does not reveal this
function. Therefore, acetylation of DUSP16 by M. tuberculosis-Eis seems to be the key initial event in
the JNK-dependent inhibition of autophagy, phagosome maturation and ROS generation, which
ultimately contributes to enhanced survival of M. tuberculosis within the macrophage cells (Kim et al.
2012b). This also suggests that M. tuberculosis developed adaptive evolutionary strategies to
potentiate the suppression of the host innate immune system.
M. tuberculosis has indeed been suggested to pervert the function of some intrinsic host mechanisms
favouring the survival of the bacteria in macrophages. This is the case observed for coronin 1a
(CORO1A), a host F-actin-binding protein, which seems to be activated by M. tuberculosis and
inhibit autophagosome formation around the bacillus-containing phagosomes, most likely by
inhibiting the activation of p38 mitogen-activated protein kinase (p38 MAPK) necessary for
autophagy induction via Toll-like receptor (TLR) signalling pathways in innate immunity (Seto et al.
2012).
However, host adaptive responses have also evolved in order to take advantage of some intrinsic
mycobacteria mechanisms, as for example the type VII secretion system ESX-1 (Watson et al. 2012).
Recruitment of LC3 to M. bovis bacilli Calmette Guerin (BCG)-containing vacuoles depends on
exogenous stimulation of autophagy (Gutierrez et al. 2004; Singh et al. 2006; Watson et al. 2012). On
the contrary, targeting of LC3 to M. tuberculosis-containing vacuoles seems to be triggered without
any extrinsic stimulatory signal. One of the major differences between BCG and virulent
mycobacteria is the lack of ESX-1 from the BCG strain, which may explain their different
effectiveness in replicating within macrophages and in activating innate immune responses by the host
(Harboe et al. 1996).
Mycobacterium marinum has been used in many studies as a surrogate model of M. tuberculosis due
to its relative safety for humans (fish and amphibians are the preferred hosts) and its shared
mechanisms of pathogenesis (Tobin and Ramakrishnan 2008). Although ESX-1 is present in both
pathogenic species, it seems to play different roles in targeting bacteria to degradation. For instance,
ESX-1 is required for total vacuolar escape of M. marinum (contributing to an intracellular phase
where it resides in the cytosol without being enclosed by any membrane organelle), which becomes
9
ubiquitinated and sequestered by LAMP-1-positive host vesicles by a mechanism that seems to be
ATG5-independent and to occur in the absence of LC3-membrane association (Collins et al. 2009). In
contrast, ESX-1 has been suggested to induce M. tuberculosis-containing phagosomes
permeabilization/perforation, which allows cytosolic components of the ubiquitin-mediated autophagy
pathway access the enclosed bacillus. Stimulator of interferon gene (STING), which works both as a
direct cytosolic DNA sensor and an adaptor protein that functions upstream of TANK-binding kinase
1 (TBK1) in type 1 interferon signalling, recognizes extracellular bacterial DNA (which has been
shown to be exposed during macrophage infection), promotes ubiquitin tagging of the bacilli (mostly
through K63-linkage) and subsequent LC3 recruitment to the phagosome by a mechanism dependent
on the ubiquitin-autophagy adaptors P62 and NDP52 (Watson et al. 2012). This leads to the formation
of bacilli-containing autophagosomes that mature via fusion with lysosomes to create autolysosomes
(Figure 2). In opposition to M. marinum, this mechanism was shown to require the activity of ATG5,
as macrophages with Atg5 genomic deletion were unable to recruit LC3 to phagosomes containing M.
tuberculosis and induce their maturation into autolysosomes, as assessed by strong decrease of
LAMP1 co-localization (Collins et al. 2009; Watson et al. 2012). This whole mechanism is clearly
dependent on ESX-1 since an M. tuberculosis mutant defective in early secreted Ag of 6 kDa or
ESAT-6 (the major ESX-1-secreted substrate with membrane damaging activity) fails to recruit LC3
to the phagosome. Therefore, M. tuberculosis clearance by the autophagy-lysosomal pathway
provides a way of cell-autonomous control of bacterial replication within macrophages and appears to
be fundamental for the host survival upon M. tuberculosis infection. Indeed, Atg5-/- deletion render
mice extremely sensitive to M. tuberculosis, as all mice succumb to infection by 4 weeks postinfection and a 1,000-fold increase in bacilli replication is observed within the lungs, as compared to
Atg5+/+ infected-mice (Watson et al. 2012). However, it is interesting to note that only one-third of
intracellular bacteria are targeted by the ubiquitin-autophagy pathway, which suggests that infection
control may be potentiated by strategies that augment autophagy activity in the host cells and that
avoid autophagy evasion by the remaining bacilli.
TBK-1 also plays a critical role in regulating mycobacteria clearance by autophagy and cell defence
against mycobacteria-triggered infection (Pilli et al. 2012). TBK-1 was previously shown to control
10
type I interferon response elicited by intracellular DNA and, more recently, to orchestrate autophagy
clearance of mycobacteria by a mechanism dependent on RAB8B, optineurin and P62. TBK-1
depletion does not suppress formation of autophagosomes but suppresses their maturation into
autolysosomes due to inhibited delivery of lysosomal hydrolases to the autophagosomal compartment.
In addition, TBK-1 also triggers phosphorylation of serine 403 in the ubiquitin-associated (UBA)
domain of P62, strongly increasing its affinity for ubiquitin-tagged substrates, such as mycobacteria
tagged with K63-linked ubiquitin chains, which induces their elimination by autophagy (Figure 2). Of
interest is also the fact that TBK-1 is required for IL-1 -induced clearance of M. tuberculosis by
autophagy, since the TBK-1 inhibitor BX795 or TBK-1 depletion reduces mycobacterial killing when
autophagy is induced by IL-1 (Pilli et al. 2012).
Elimination of M. tuberculosis through autophagy has been clearly elucidated as an ubiquitindependent mechanism where phagosomes-enclosing bacteria are tagged with ubiquitin chains, which
are subsequently recognized by the autophagy adaptors P62 and NDP52 that recruit all the autophagy
machinery necessary for their degradation (Gomes and Dikic 2014; Huang and Brumell 2014).
However, the E3 ligase (Parkin) that triggers K63-ubiquitination of mycobacteria was only recently
identified. Parkin (also known as PARK2) mutations and polymorphisms, apart from being wellknown Parkinson’s disease risk factors, are also associated to increased susceptibility to
Mycobacterium leprae infection (Mira et al. 2004). In fact, Parkin is important for the host defence
against M. tuberculosis by promoting xenophagy, by a mechanism similar to the one that implicates
the protein in mitophagy induction (Geisler et al. 2010; Youle and Narendra 2011). This resemblance
is likely to be explained by the fact that endosymbiotic bacteria are the most probable evolutionary
origin of mitochondria, which suggests an evolutionarily conserved role for Parkin (Manzanillo et al.
2013).
The major evidences implicating Parkin in M. tuberculosis xenophagy showed that infected-Park2-/macrophages present a significant reduction in ubiquitin-positive mycobacteria, as compared to
normal cells (Manzanillo et al. 2013). While expression of wild-type Park2 in Park2-/- macrophages
restored ubiquitin localization around mycobacterial cells, two parkin pathogenic RING domain
mutants with no E3 ligase activity (T240R and P437L) failed to do so (Manzanillo et al. 2013).
11
Infected-Park2-/- macrophages also revealed decreased recruitment of the ubiquitin adaptors P62,
NDP52 and NBR1 and the autophagy proteins LC3 and ATG12 to mycobacterial cells, compromising
their efficient elimination. Parkin deficiency increased indeed bacterial viability and replication within
infected macrophages, being Park2-/- mice extremely susceptible to M. tuberculosis; all infected
Park2-deficient mice succumbed to M. tuberculosis infection by 85 days post-infection, whereas all
infected wild-type mice remain alive and with no overt signs of stress (Manzanillo et al. 2013).
Crosstalk between innate immunity and autophagy in tuberculosis
Induction of cytokines expression is a key host defence mechanism against M. tuberculosis infection
and can be triggered by activation of TLR- and non TLR-dependent signalling cascades (Jo 2013).
Apart from regulating other defence responses that are beyond the scope of this review, IFN- was
shown to be an important cytokine in the regulation of mycobacteria clearance by autophagy, while
the cytokines IL-4 and IL-13 seem to inhibit this effect (Harris et al. 2007). On the other hand, TNF-α
appears to synergize the antimicrobial and autophagic responses triggered by IFN- (Harris et al.
2008), while many other cytokines positively aid in the autophagic response against mycobacteria (i.
e. TNF- , IL-2, IL-6, CCL2) (Harris 2011). Interestingly, maturation of M. tuberculosis-containing
phagosomes induced by IFN- was shown to be abrogated by the TNF blockers adalimumab,
etanercept and infliximab (Harris et al. 2008). Overall, T helper-1 (Th1) cytokines appear to induce
autophagy, whereas the Th2 cytokines IL-4 and IL-13 seem to inhibit it. Apart from inhibiting IFN- induced autophagy, IL-4 and IL-13 also inhibit starvation-induced autophagy in a way dependent on
protein kinase B (AKT) (Harris et al. 2007). Therefore, a precise balance of different cytokines is
critical for an efficient host response against M. tuberculosis.
TLR-dependent signalling pathways account for the maintenance of this balance. For instance, the
receptors TLR2, TLR4 and TLR9 appear to be the main TLRs implicated in the recognition of
mycobacteria and production of antimicrobial effectors and cytokines upon M. tuberculosis infection
(Kleinnijenhuis et al. 2011). TLR2, 4 and 9-stimulation was interestingly shown to induce maturation
of bacterium-containing phagosomes, activate autophagy and increase degradation of bacteria
12
(Sanjuan et al. 2007; Xu et al. 2007; Delgado et al. 2008) by mechanisms dependent on myeloid
differentiation primary response gene 88 (MyD88), TIR-domain-containing adapter-inducing
interferon-b (TRIF) and MAPK (Xu et al. 2007; Delgado et al. 2008; Shi and Kehrl 2008; Jo 2013).
Non-TLR pathways have also been implicated in regulation of autophagy upon M. tuberculosis
infection. One of the examples is the signalling cascade triggered by NOD-like receptor 2 (NOD2),
which is an intracellular receptor that recognizes bacterial molecules (i.e. peptidoglycan) and induces
expression of proteins that upregulate autophagy, such as IRGM, LC3 and ATG16L1, contributing to
decreased M. tuberculosis virulence (Juarez et al. 2012).
Regulation of cytokines production and autophagy activation seem to be mutually regulated by each
other; as mentioned before, cytokines regulate autophagy, but the opposite is also true. For instance,
autophagy seems to positively regulate the expression and secretion of TNF-α (Crisan et al. 2011; Jo
2013) and to negatively regulate the secretion of several other proinflammatory cytokines, including
IL-1α, IL-1 and IL-18 (Saitoh et al. 2008; Crisan et al. 2011; Harris et al. 2011; Nakahira et al.
2011; Zhou et al. 2011; Jo 2013). For the specific case of IL-1 , autophagy was shown to control its
expression by different ways: increasing degradation of pro-IL-1 and inhibiting AIM2 and NLRP3
inflammasome, which decreases IL-1 processing and secretion (Harris et al. 2011; Nakahira et al.
2011; Zhou et al. 2011; Bradfute et al. 2013; Shah et al. 2013). Although IL-1 is necessary for
protection against mycobacteria, negative regulation of IL-1 by autophagy is likely to have beneficial
effects to the infected cells as high levels of IL-1 are associated to excessive inflammation and
pathology, suggesting that a precise control of IL-1 expression and release is needed for a successful
response against infection (Bradfute et al. 2013). ATG5 deficiency in mice causes indeed an
excessive pulmonary inflammatory response characterized by neutrophils infiltration and IL-17
response with increased IL-1α secretion (Castillo et al. 2012) (Figure 3).
In addition to act as a modulator of proinflammatory cytokine secretion, autophagy also plays a role in
antigen processing and presentation. In fact, autophagy was shown to be directly associated to
enhanced delivery of intracellular material to major histocompatibility complex (MHC) class II
pathway under mycobacteria infection (Jagannath et al. 2009). Rapamycin-induced autophagy
enhanced indeed mycobacterial Ag85B presentation by antigen presenting cells (APCs) infected with
13
M. tuberculosis, while suppression of autophagy by 3-MA or knockdown of Beclin-1 attenuated this
effect (Jagannath et al. 2009).
Association between genetic variants of autophagy-related genes and susceptibility to
tuberculosis
Although Crohn's disease is considered to have an autoimmune origin, increasing evidence points to
an infectious aetiology involving mycobacteria (Greenstein 2003). Some genome wide-association
studies (GWAS) have been suggesting indeed an overlap between genetic susceptibility for
inflammatory bowel disease (IBD), such as Chron’s disease, and tuberculosis (TB) (Jostins et al.
2012). Therefore, it is not surprising that both diseases share similar profiles of genetic variants and
risk factors. IRGM polymorphisms are an example, as they were initially identified as an autophagy
risk loci for Chron’s disease and more recently a TB risk factor in different populations (Wellcome
Trust Case Control 2007; King et al. 2011). In fact, genetic variants of the IRGM gene are the most
consensually associated to TB infection, with at least five different genetic variants identified so far.
Although the detailed mechanism by which this gene regulates autophagy is not clear, IRGM was
shown to induce clearance of mycobacteria in infected macrophages by inducing phagosomal
maturation and autophagy. Most of the variants are associated to increased protection against TB
(Intemann et al. 2009; Che et al. 2010; Bahari et al. 2012). However, carriers of the Chron’s diseaserelated T allele of rs10065172 reveal increased susceptibility to TB (King et al. 2011), while the 1208G/-1161T/-947T haplotype is also positively associated with the disease (Che et al. 2010).
TLR2 is another gene that has been associated to TB and, in opposition to IRGM variants, all the TLR2
variants identified so far appear to be risk factors of developing TB (Ben-Ali et al. 2004; Ogus et al.
2004; Etokebe et al. 2010). A variety of cell wall components of mycobacteria are known to activate
macrophages through TLR2, suggesting that this innate immune receptor plays a role in the host
response to M. tuberculosis infection (Drennan et al. 2004; Bowdish et al. 2009). The direct role of
TLR2 activation in the regulation of autophagy is not well ascribed; however, several evidences have
been suggesting that TLR2 activation is capable of inducing autophagy by a mechanism dependent on
14
the activation of p38 MAPK (Seto et al. 2012). Interestingly, the R753Q TLR2 polymorphism was
shown to render TLR2 incapable of inducing tyrosine phosphorylation and hetero-dimerization with
TLR6 upon agonist-binding, ultimately leading to impaired capacity of p38 and autophagy activation
(Xiong et al. 2012).
Genetic polymorphisms in vitamin D receptor (VDR) are also associated with predisposition to TB
when combined with 25-hydroxycholecalciferol (calcidiol) deficiency (Wilkinson et al. 2000).
Calcidiol is a precursor of calcitriol (1,25-dihydroxyvitamin D3), the active form of vitamin D, which
has been shown to protect against M. tuberculosis infection via upregulation of autophagy (Yuk et al.
2009; Fabri et al. 2011; Campbell and Spector 2012). Interestingly, regulation of autophagy by TLR2
seems to occur through the activation of VDR by the binding to calcitriol, triggering the expression of
the antimicrobial peptide cathelicidin, which induces autophagy and promotes autophagosomelysosome fusion (Shin et al. 2010b).
These and other autophagy-related genetic variants associated to TB are listed and summarized in
Table 1.
Tuberculosis therapeutics based on autophagy anti-mycobacteria responses
The current TB numbers, associated with the HIV epidemic and the growing number of
immunocompromised population, under medication of immunosuppressive drugs or due to aging, is a
serious cause of concern for public health. When we further combine the portfolio of dated anti-TB
drugs in use and the emergence of MDR and XDR strains, the potential threat to public health urges
for the development of new and more effective strategies.
As described before, autophagy plays a critical role in the host immune response against M.
tuberculosis and therefore the development of autophagy-based therapies to combat TB represents an
appealing strategy. In fact, it has been established that prolonged use of autophagy inhibitors such as
azitromycin, inhibits intracellular killing of mycobacteria and predisposes cystic fibrosis patients to
mycobacterial disease (Renna et al. 2011). Furthermore, autophagy was shown to be determinant in
the intracellular killing effect of the first line TB drugs isoniazid and pyrazinamide through a
15
mechanism based on the release of reactive oxygen species (Kim et al. 2012a). Therefore, autophagy
inducers can and are being explored as potential new TB therapies.
Rapamycin (sirolimus) and everolimus are potent mTOR inhibitors and autophagy inducers, currently
approved for clinical use to prevent transplant rejection (Gutierrez et al. 2004; Ni Cheallaigh et al.
2011). Although these drugs are strong autophagy inducers, they are also immunosuppressing drugs
and therefore their direct use in TB therapies is counterproductive (Ni Cheallaigh et al. 2011; Yu et al.
2013). Nevertheless, direct delivery of these drugs to the lungs using a nanoparticle system to enable
specific particle uptake by professional phagocytic cells has been proposed in an attempt to minimize
the systemic side effects (Ni Cheallaigh et al. 2011). An in vitro study recently published showed the
potential of investing further in this approach since rapamycin-carrying nanoparticles were efficiently
taken up by macrophages and exhibited substantial activity against intracellular M. tuberculosis
(Gupta et al. 2014). Another possible approach is to enhance rapamycin potency towards autophagy
induction, and therefore to reduce the amount of rapamycin that needs to be administered, reducing
adverse side effects. To this end, small molecules enhancers of rapamycin (SMERs) in combination
with rapamycin have been shown to increase the killing of mycobacteria by primary human
macrophages, suggesting a possible application in TB therapy (Floto et al. 2007). Nevertheless, these
SMERs were shown to act either independently or downstream of mTOR (Sarkar et al. 2007).
Niclosamide, an approved drug currently used to treat worm infections in the intestinal tract, was also
found to be an inhibitor of mTORC1 signalling and a potent stimulator of autophagy (Balgi et al.
2009). Despite its effectiveness in the gastrointestinal tract, its poor absorption precludes any use in
TB therapy. However, the niclosamide-derivative drug nitazoxanide, already in use as an antiprotozoal agent and with good intestinal absorption, was also shown to inhibit mTORC1 signalling
and potently induce autophagy (Lam et al. 2012). It was demonstrated that nitazoxanide and its active
form, tizoxanide, inhibit intracellular M. tuberculosis proliferation at the concentration normally
found in the blood after oral administration (Lam et al. 2012). Interestingly, this drug was previously
shown to kill both replicating and non-replicating M. tuberculosis in vitro by an unknown mechanism
(de Carvalho et al. 2009). It is possible that these promising results in TB therapy are the consequence
of a dual mode of action involving direct targeting and killing of the bacteria, but also autophagy
16
induction in phagocytic cells, which promotes intracellular clearance of M. tuberculosis (Lam et al.
2012). It was also found that this effect was not compromised in the presence of first line antituberculosis drugs, like isoniazid, pyrazinamide, ethambutol, rifampicin and streptomycin (Lam et al.
2012). Furthermore, this drug has been proven safe without significant side effects, in very long
treatment regimens (up to 4 years), in AIDS related cryptosporidiosis (Fox and Saravolatz 2005;
Rossignol et al. 2006). All of these characteristics make nitazoxanide a drug with very promising
applications in TB therapy.
Recently, it was also found that treatment of M. tuberculosis-infected macrophages with the AMPmimetic
5-aminoimidazole-4-carboxamide-1- -D-ribofuranoside
(AICAR)
robustly
activates
autophagy and inhibits the survival of intracellular bacilli (Yang et al. 2014). This was shown to be
dependent on AMPK-induced mTOR inhibition and AMPK-induced peroxisome proliferatoractivated receptor-gamma coactivator 1α (PPARGC1A) upregulation, accounting for increased
expression of autophagy-related genes via CCAAT/enhancer-binding protein
(CEBPB) and
autophagy induction (Yang et al. 2014). Therefore, the development of drugs that activate AMPK
may have potential application in TB therapy (Yang et al. 2014).
There are however other methods of inducing autophagy in an mTOR-independent manner. Immunoadjuvants that induce autophagy have likely applications in TB treatment. INF- is a cytokine that has
been demonstrated to be absolutely essential to control M. tuberculosis infection in both animal
models and humans (Jouanguy et al. 1999). Besides activating macrophages to kill bacteria through
the production of reactive nitrogen intermediates (Chan et al. 1992), IFN- stimulates delivery of
mycobacteria to lysosomes by activating autophagy (MacMicking et al. 2003; Singh et al. 2006). A
pilot study involving the administration of IFN- as an immune adjuvant for drug-resistant TB therapy
obtained promising results suggesting the efficacy of IFN- in drug resistant TB (Suarez-Mendez et
al. 2004). It is possible that by blocking the Th2 cytokines IL-4 and IL-13, known to restrict
autophagy, similar promising results may be achieved, since a high-throughput RNA interference
screen in a human monocytic cell line (THP-1) found that these autophagy-negative regulators are
absolutely essential for intracellular mycobacterial survival and growth (Kumar et al. 2010). In fact, it
has been demonstrated in vitro that lactic acid bacteria enhance the bacterial killing ability of
17
mononuclear phagocytes by increasing autophagy-inducing cytokine IFN- levels and by reducing IL4 and IL-13 (Ghadimi et al. 2010). In addition, oral treatment with lactic acid bacteria was sufficient
to down-regulate the lung Th2 response (Forsythe et al. 2007; Ghadimi et al. 2010).
Calcitriol is the hormonally active form of vitamin D. It is produced by the kidney but also in human
macrophages from its precursor 25-hydroxy vitamin D, by a specific 1-α hydroxylase, and it has been
demonstrated to be required for IFN- induced autophagy (Fabri et al. 2011). Vitamin D and IFNinduced autophagy have been shown to promote lysosomal fusion with phagosomes containing M.
tuberculosis and to consequently inhibit mycobacterial expansion in the host (Campbell and Spector
2012; Bradfute et al. 2013). It was therefore tempting to test whether vitamin D could be used as a
dietary supplement in TB treatment, since historically vitamin D sources like sunbathing and cod liver
oil were used to treat TB. Many clinical trials have been performed to test this hypothesis; the results
have however been inconclusive, with several studies showing positive results, especially in patients
with vitamin D deficiency (Salahuddin et al. 2013; Kearns et al. 2014), but many other major clinical
trials showing no benefits overall (Wejse et al. 2009; Martineau et al. 2011; Ralph et al. 2013; Kearns
et al. 2014). It is still uncertain whether vitamin D will have any use in TB therapy, with some
researchers advocating that better knowledge is needed about vitamin D concentrations for optimal
immune response in order to perform adequate clinical trials (Ralph et al. 2013).
Lithium, carbamazepine and sodium valproate are currently approved drugs used to treat mood
disorders and epilepsy. They target d-myo-inositol-1,4,5-triphosphate (IP3)-regulated pathway,
depleting intracellular inositol, and therefore induce autophagy (Sarkar et al. 2005; Rubinsztein et al.
2007). Tamoxifen is a drug currently used to treat a wide variety of diseases, from breast cancer to
mood disorders and infertility, among others. It was shown to be an inducer of autophagy in a
Beclin1-dependent manner (Wienecke et al. 2006; Rubinsztein et al. 2007). Ridaifen-B, a tamoxifen
derivative, was also shown to be an inducer of autophagy but through a currently unknown Beclin1independent mechanism (Nagahara et al. 2013). Gefitinib, an epidermal growth factor receptor
(EGFR) inhibitor used to treat breast and other types of cancer, has also been shown to induce
autophagy and to be effective in M. tuberculosis killing in a mouse model (Stanley et al. 2014).
Nortriptyline and fluoxetine, currently used to treat depression, were also reported to promote
18
autophagy and enhance mycobacteria clearance (Sundaramurthy et al. 2013; Stanley et al. 2014).
While the mechanisms behind autophagy enhancement by these two drugs are currently unknown,
fluoxetine effect is related to increased TNF-α secretion (Stanley et al. 2014). Since all these FDAapproved drugs have been reported as autophagy inducers, they have the potential to be used as
complementary treatment(s) to current TB therapies.
Statins are widely used HMG-CoA reductase inhibitors currently approved for clinical use to lower
cholesterol levels (Ray et al. 2010). It has been recently documented that statins also have
immunomodulatory and anti-inflammatory effects with reports of reduced mortality in patients with
bacteraemia (Kwak et al. 2000; Liao and Laufs 2005; Tleyjeh et al. 2009; Parihar et al. 2014). In TB
mice models, treatment with statins reduced significantly the bacterial load and the pulmonary
pathological effects of TB infection (Parihar et al. 2014). It was further shown in TB-infected
macrophages and in mice models that treatment with statins improves the efficacy of first line TB
drug regimens and of rifampicin alone (Lobato et al. 2014; Skerry et al. 2014). It was demonstrated
that statins improve bacterial clearance by the host and improve the efficacy of TB drugs by
promoting autophagy via inhibition HMG-CoA reductase pathway (Parihar et al. 2014). Furthermore,
there are some reports claiming that statins also enhance autophagy in an mTOR-dependent way by
inhibiting the RAC1-mTOR signalling pathway (Wei et al. 2013). The full mechanisms behind the
autophagy inducing effects of statins are still not fully elucidated; however the effects observed from
statin administration are promising and may provide another possible complement to TB therapy.
Several TLRs have been shown to be involved in autophagy induction and to play a critical role in the
formation of the immune response (Sanjuan et al. 2007; Xu et al. 2007; Delgado et al. 2008).
However, prolonged stimulation of TLRs (by abundant TLR-interacting mycobacterial compounds)
results in the production of immunosuppressive cytokines, decreased antigen presentation and
survival of bacteria inside macrophages (Saraav et al. 2014). Nevertheless, TLR-4-mediated
autophagy was found to promote mycobacteria containment in macrophages (Xu et al. 2007). Finding
the right equilibrium of different TLRs activation using either drug or vaccine approaches might lead
to increased immunogenic response and improved TB therapies.
19
The existing prophylactic approach to TB, the BCG vaccine, was first tested in humans over 90 years
ago and has been used extensively despite its unreliability in terms of averting TB in adults (Colditz et
al. 1995; Fine 1995). A new vaccine or an innovative strategy to improve the efficacy of the current
BCG vaccine would have a profound impact in current situation of the TB epidemic. Stimulation of
autophagy was found to increase the efficacy of attenuated H37rv and BCG vaccines, through
enhancement of the ability of macrophage and DCs to present mycobacterial antigens (Jagannath et
al. 2009). Rapamycin-treated macrophages exhibited a substantial increase in antigen presentation
when infected with the tested TB vaccine strains and wild-type H37rv strain (Jagannath et al. 2009).
Furthermore, the results showed that DCs also had enhanced antigen presentation when treated with
rapamycin (Jagannath et al. 2009). The increased in vitro antigen presentation was observed to
translate into in vivo protection in a TB mice model (Jagannath et al. 2009). It was further
demonstrated that M. smegmatis and M. bovis BCG strains that were modified in order to overexpress
immunogenic antigens targeted by the autophagy-lysosome pathway (such as Ag85B) led to an
increase in antigen presentation (Jagannath et al. 2009). This is in agreement with a different study
showing that a live BCG strain overexpressing Ag85B is a more efficient vaccine when compared to
the wild-type BCG strain (Horwitz et al. 2006).
DNA vaccines used directly or as prime-boost are alternative promising approaches to either improve
the efficacy of the current BCG vaccine or to create a new more effective one (Rivas-Santiago and
Cervantes-Villagrana 2014). Plasmids containing M. tuberculosis DNA (from Ag85, Hsp65 and the 23
members of Esx gene family) used in experimental DNA vaccines have been found to lead to higher
INF- production and consequent induction of autophagy (Meerak et al. 2013; Zarate-Blades et al.
2013; Villarreal et al. 2014).
These promising TB therapies are listed and summarized in table 2.
Final remarks
Autophagy is a key mechanism in eukaryotic cell resistance to M. tuberculosis infection as it plays a
vital role in the intracellular clearance of this pathogen. It potentiates the effect of some of the current
20
first line TB drugs, influences antigen presentation and modulates the release of cytokines that are
determinant for the infection outcome. Although the knowledge of how autophagy influences
immunity is still far from complete, there is a clear potential for autophagy-based therapies in
advanced TB treatment strategies. Promotion of autophagy through pharmacological means by
administrating autophagy-inducing drugs and cytokines has produced positive results in vitro, in TB
mice models and even in a human pilot study. Enhancing autophagy also increases the efficacy of the
only TB-prophylactic method available, the BCG vaccine. The results of using autophagy-inducing
approaches to combat TB are very promising and an autophagy-based therapy for TB may soon be a
reality.
Acknowledgments
This work was funded by Bill & Melinda Gates Foundation (subcontract by the Foundation for the
National Institutes of Health - NIH) (OPP1024021), Fundação para a Ciência e a Tecnologia and EUFEDER-COMPETE for funding (PTDC/BIA-MIC/2779/2012; FCOMP-01-0124-FEDER-028359).
VM would like to acknowledge Fundação para a Ciência e a Tecnologia for a postdoctoral fellowship
(SFRH/BPD/79531/2011).
Author disclosure statement
The authors do not have financial or commercial competing interests.
21
References
Abdallah, A. M., Gey van Pittius, N. C., Champion, P. A., Cox, J., Luirink, J., VandenbrouckeGrauls, C. M., et al. (2007) Type VII secretion--mycobacteria show the way. Nat Rev Microbiol
5:883-891.
Bach, H., Papavinasasundaram, K. G., Wong, D., Hmama, Z. and Av-Gay, Y. (2008) Mycobacterium
tuberculosis virulence is mediated by PtpA dephosphorylation of human vacuolar protein sorting 33B.
Cell Host Microbe 3:316-322.
Bahari, G., Hashemi, M., Taheri, M., Naderi, M., Eskandari-Nasab, E. and Atabaki, M. (2012)
Association of IRGM polymorphisms and susceptibility to pulmonary tuberculosis in Zahedan,
Southeast Iran. ScientificWorldJournal 2012:950801.
Balgi, A. D., Fonseca, B. D., Donohue, E., Tsang, T. C., Lajoie, P., Proud, C. G., et al. (2009) Screen
for chemical modulators of autophagy reveals novel therapeutic inhibitors of mTORC1 signaling.
PLoS ONE 4:e7124.
Ben-Ali, M., Barbouche, M. R., Bousnina, S., Chabbou, A. and Dellagi, K. (2004) Toll-like receptor 2
Arg677Trp polymorphism is associated with susceptibility to tuberculosis in Tunisian patients. Clin
Diagn Lab Immunol 11:625-626.
Bento, C. F., Puri, C., Moreau, K. and Rubinsztein, D. C. (2013) The role of membrane-trafficking
small GTPases in the regulation of autophagy. J Cell Sci 126:1059-1069.
Bowdish, D. M., Sakamoto, K., Kim, M. J., Kroos, M., Mukhopadhyay, S., Leifer, C. A., et al. (2009)
MARCO, TLR2, and CD14 are required for macrophage cytokine responses to mycobacterial
trehalose dimycolate and Mycobacterium tuberculosis. PLoS Pathog 5:e1000474.
Bradfute, S. B., Castillo, E. F., Arko-Mensah, J., Chauhan, S., Jiang, S., Mandell, M., et al. (2013)
Autophagy as an immune effector against tuberculosis. Curr Opin Microbiol 16:355-365.
Briken, V., Porcelli, S. A., Besra, G. S. and Kremer, L. (2004) Mycobacterial lipoarabinomannan and
related lipoglycans: from biogenesis to modulation of the immune response. Mol Microbiol 53:391403.
Campbell, G. R. and Spector, S. A. (2012) Vitamin D inhibits human immunodeficiency virus type 1
and Mycobacterium tuberculosis infection in macrophages through the induction of autophagy. PLoS
Pathog 8:e1002689.
Castillo, E. F., Dekonenko, A., Arko-Mensah, J., Mandell, M. A., Dupont, N., Jiang, S., et al. (2012)
Autophagy protects against active tuberculosis by suppressing bacterial burden and inflammation.
Proc Natl Acad Sci U S A 109:E3168-3176.
Chan, J., Xing, Y., Magliozzo, R. S. and Bloom, B. R. (1992) Killing of virulent Mycobacterium
tuberculosis by reactive nitrogen intermediates produced by activated murine macrophages. J Exp
Med 175:1111-1122.
Che, N., Li, S., Gao, T., Zhang, Z., Han, Y., Zhang, X., et al. (2010) Identification of a novel IRGM
promoter single nucleotide polymorphism associated with tuberculosis. Clin Chim Acta 411:16451649.
22
Colditz, G. A., Berkey, C. S., Mosteller, F., Brewer, T. F., Wilson, M. E., Burdick, E., et al. (1995)
The efficacy of bacillus Calmette-Guerin vaccination of newborns and infants in the prevention of
tuberculosis: meta-analyses of the published literature. Pediatrics 96:29-35.
Collins, C. A., De Maziere, A., van Dijk, S., Carlsson, F., Klumperman, J. and Brown, E. J. (2009)
Atg5-independent sequestration of ubiquitinated mycobacteria. PLoS Pathog 5:e1000430.
Cooper, A. M. (2009) Cell-mediated immune responses in tuberculosis. Annu Rev Immunol 27:393422.
Court, N., Vasseur, V., Vacher, R., Fremond, C., Shebzukhov, Y., Yeremeev, V. V., et al. (2010)
Partial redundancy of the pattern recognition receptors, scavenger receptors, and C-type lectins for the
long-term control of Mycobacterium tuberculosis infection. J Immunol 184:7057-7070.
Crisan, T. O., Plantinga, T. S., van de Veerdonk, F. L., Farcas, M. F., Stoffels, M., Kullberg, B. J., et
al. (2011) Inflammasome-independent modulation of cytokine response by autophagy in human cells.
PLoS One 6:e18666.
Davis, J. M. and Ramakrishnan, L. (2009) The role of the granuloma in expansion and dissemination
of early tuberculous infection. Cell 136:37-49.
de Carvalho, L. P., Lin, G., Jiang, X. and Nathan, C. (2009) Nitazoxanide kills replicating and
nonreplicating Mycobacterium tuberculosis and evades resistance. J Med Chem 52:5789-5792.
Delgado, M. A., Elmaoued, R. A., Davis, A. S., Kyei, G. and Deretic, V. (2008) Toll-like receptors
control autophagy. EMBO J 27:1110-1121.
Drennan, M. B., Nicolle, D., Quesniaux, V. J., Jacobs, M., Allie, N., Mpagi, J., et al. (2004) Toll-like
receptor 2-deficient mice succumb to Mycobacterium tuberculosis infection. Am J Pathol 164:49-57.
Ehlers, S. (2010) DC-SIGN and mannosylated surface structures of Mycobacterium tuberculosis: a
deceptive liaison. Eur J Cell Biol 89:95-101.
Ernst, J. D. (2012) The immunological life cycle of tuberculosis. Nat Rev Immunol 12:581-591.
Etokebe, G. E., Skjeldal, F., Nilsen, N., Rodionov, D., Knezevic, J., Bulat-Kardum, L., et al. (2010)
Toll-like receptor 2 (P631H) mutant impairs membrane internalization and is a dominant negative
allele. Scand J Immunol 71:369-381.
Fabri, M., Stenger, S., Shin, D. M., Yuk, J. M., Liu, P. T., Realegeno, S., et al. (2011) Vitamin D is
required for IFN-gamma-mediated antimicrobial activity of human macrophages. Sci Transl Med
3:104ra102.
Fine, P. E. (1995) Variation in protection by BCG: implications of and for heterologous immunity.
Lancet 346:1339-1345.
Floto, R. A., Sarkar, S., Perlstein, E. O., Kampmann, B., Schreiber, S. L. and Rubinsztein, D. C.
(2007) Small molecule enhancers of rapamycin-induced TOR inhibition promote autophagy, reduce
toxicity in Huntington's disease models and enhance killing of mycobacteria by macrophages.
Autophagy 3:620-622.
Forsythe, P., Inman, M. D. and Bienenstock, J. (2007) Oral treatment with live Lactobacillus reuteri
inhibits the allergic airway response in mice. Am J Respir Crit Care Med 175:561-569.
23
Fox, L. M. and Saravolatz, L. D. (2005) Nitazoxanide: a new thiazolide antiparasitic agent. Clin Infect
Dis 40:1173-1180.
Fratti, R. A., Chua, J., Vergne, I. and Deretic, V. (2003) Mycobacterium tuberculosis glycosylated
phosphatidylinositol causes phagosome maturation arrest. Proc Natl Acad Sci U S A 100:5437-5442.
Geisler, S., Holmstrom, K. M., Skujat, D., Fiesel, F. C., Rothfuss, O. C., Kahle, P. J., et al. (2010)
PINK1/Parkin-mediated mitophagy is dependent on VDAC1 and p62/SQSTM1. Nat Cell Biol
12:119-131.
Ghadimi, D., de Vrese, M., Heller, K. J. and Schrezenmeir, J. (2010) Lactic acid bacteria enhance
autophagic ability of mononuclear phagocytes by increasing Th1 autophagy-promoting cytokine
(IFN-gamma) and nitric oxide (NO) levels and reducing Th2 autophagy-restraining cytokines (IL-4
and IL-13) in response to Mycobacterium tuberculosis antigen. Int Immunopharmacol 10:694-706.
Gomes, L. C. and Dikic, I. (2014) Autophagy in antimicrobial immunity. Mol Cell 54:224-233.
Greenstein, R. J. (2003) Is Crohn's disease caused by a mycobacterium? Comparisons with leprosy,
tuberculosis, and Johne's disease. Lancet Infect Dis 3:507-514.
Gupta, A., Pant, G., Mitra, K., Madan, J., Chourasia, M. K. and Misra, A. (2014) Inhalable particles
containing rapamycin for induction of autophagy in macrophages infected with Mycobacterium
tuberculosis. Mol Pharm 11:1201-1207.
Gutierrez, M. G., Master, S. S., Singh, S. B., Taylor, G. A., Colombo, M. I. and Deretic, V. (2004)
Autophagy is a defense mechanism inhibiting BCG and Mycobacterium tuberculosis survival in
infected macrophages. Cell 119:753-766.
Harboe, M., Oettinger, T., Wiker, H. G., Rosenkrands, I. and Andersen, P. (1996) Evidence for
occurrence of the ESAT-6 protein in Mycobacterium tuberculosis and virulent Mycobacterium bovis
and for its absence in Mycobacterium bovis BCG. Infect Immun 64:16-22.
Harris, J. (2011) Autophagy and cytokines. Cytokine 56:140-144.
Harris, J., De Haro, S. A., Master, S. S., Keane, J., Roberts, E. A., Delgado, M., et al. (2007) T helper
2 cytokines inhibit autophagic control of intracellular Mycobacterium tuberculosis. Immunity 27:505517.
Harris, J., Hartman, M., Roche, C., Zeng, S. G., O'Shea, A., Sharp, F. A., et al. (2011) Autophagy
controls IL-1beta secretion by targeting pro-IL-1beta for degradation. J Biol Chem 286:9587-9597.
Harris, J., Hope, J. C. and Keane, J. (2008) Tumor necrosis factor blockers influence macrophage
responses to Mycobacterium tuberculosis. J Infect Dis 198:1842-1850.
Horwitz, M. A., Harth, G., Dillon, B. J. and Maslesa-Galic, S. (2006) A novel live recombinant
mycobacterial vaccine against bovine tuberculosis more potent than BCG. Vaccine 24:1593-1600.
Huang, J. and Brumell, J. H. (2014) Bacteria-autophagy interplay: a battle for survival. Nat Rev
Microbiol 12:101-114.
Intemann, C. D., Thye, T., Niemann, S., Browne, E. N., Amanua Chinbuah, M., Enimil, A., et al.
(2009) Autophagy gene variant IRGM -261T contributes to protection from tuberculosis caused by
Mycobacterium tuberculosis but not by M. africanum strains. PLoS Pathog 5:e1000577.
24
Ishikawa, E., Ishikawa, T., Morita, Y. S., Toyonaga, K., Yamada, H., Takeuchi, O., et al. (2009)
Direct recognition of the mycobacterial glycolipid, trehalose dimycolate, by C-type lectin Mincle. J
Exp Med 206:2879-2888.
Jagannath, C., Lindsey, D. R., Dhandayuthapani, S., Xu, Y., Hunter, R. L., Jr. and Eissa, N. T. (2009)
Autophagy enhances the efficacy of BCG vaccine by increasing peptide presentation in mouse
dendritic cells. Nat Med 15:267-276.
Jo, E. K. (2013) Autophagy as an innate defense against mycobacteria. Pathog Dis 67:108-118.
Jostins, L., Ripke, S., Weersma, R. K., Duerr, R. H., McGovern, D. P., Hui, K. Y., et al. (2012) Hostmicrobe interactions have shaped the genetic architecture of inflammatory bowel disease. Nature
491:119-124.
Jouanguy, E., Lamhamedi-Cherradi, S., Lammas, D., Dorman, S. E., Fondaneche, M. C., Dupuis, S.,
et al. (1999) A human IFNGR1 small deletion hotspot associated with dominant susceptibility to
mycobacterial infection. Nat Genet 21:370-378.
Juarez, E., Carranza, C., Hernandez-Sanchez, F., Leon-Contreras, J. C., Hernandez-Pando, R.,
Escobedo, D., et al. (2012) NOD2 enhances the innate response of alveolar macrophages to
Mycobacterium tuberculosis in humans. Eur J Immunol 42:880-889.
Kearns, M. D., Alvarez, J. A., Seidel, N. and Tangpricha, V. (2014) Impact of Vitamin D on
Infectious Disease: A Systematic Review of Controlled Trials. Am J Med Sci [Epub ahead of print],
DOI 101097/MAJ0000000000000360.
Kim, J. J., Lee, H. M., Shin, D. M., Kim, W., Yuk, J. M., Jin, H. S., et al. (2012a) Host cell autophagy
activated by antibiotics is required for their effective antimycobacterial drug action. Cell Host
Microbe 11:457-468.
Kim, K. H., An, D. R., Song, J., Yoon, J. Y., Kim, H. S., Yoon, H. J., et al. (2012b) Mycobacterium
tuberculosis Eis protein initiates suppression of host immune responses by acetylation of
DUSP16/MKP-7. Proc Natl Acad Sci U S A 109:7729-7734.
King, K. Y., Lew, J. D., Ha, N. P., Lin, J. S., Ma, X., Graviss, E. A., et al. (2011) Polymorphic allele
of human IRGM1 is associated with susceptibility to tuberculosis in African Americans. PLoS One
6:e16317.
Kleinnijenhuis, J., Oosting, M., Joosten, L. A., Netea, M. G. and Van Crevel, R. (2011) Innate
immune recognition of Mycobacterium tuberculosis. Clin Dev Immunol 2011:405310.
Kumar, D., Nath, L., Kamal, M. A., Varshney, A., Jain, A., Singh, S., et al. (2010) Genome-wide
analysis of the host intracellular network that regulates survival of Mycobacterium tuberculosis. Cell
140:731-743.
Kwak, B., Mulhaupt, F., Myit, S. and Mach, F. (2000) Statins as a newly recognized type of
immunomodulator. Nat Med 6:1399-1402.
Lam, K. K., Zheng, X., Forestieri, R., Balgi, A. D., Nodwell, M., Vollett, S., et al. (2012)
Nitazoxanide stimulates autophagy and inhibits mTORC1 signaling and intracellular proliferation of
Mycobacterium tuberculosis. PLoS Pathog 8:e1002691.
Lang, R. (2013) Recognition of the mycobacterial cord factor by Mincle: relevance for granuloma
formation and resistance to tuberculosis. Front Immunol 4:5.
25
Lee, J., Repasy, T., Papavinasasundaram, K., Sassetti, C. and Kornfeld, H. (2011) Mycobacterium
tuberculosis induces an atypical cell death mode to escape from infected macrophages. PLoS One
6:e18367.
Liao, J. K. and Laufs, U. (2005) Pleiotropic effects of statins. Annu Rev Pharmacol Toxicol 45:89118.
Lin, P. L., Ford, C. B., Coleman, M. T., Myers, A. J., Gawande, R., Ioerger, T., et al. (2014)
Sterilization of granulomas is common in active and latent tuberculosis despite within-host variability
in bacterial killing. Nat Med 20:75-79.
Lobato, L. S., Rosa, P. S., Ferreira Jda, S., Neumann Ada, S., da Silva, M. G., do Nascimento, D. C.,
et al. (2014) Statins increase rifampin mycobactericidal effect. Antimicrob Agents Chemother
58:5766-5774.
MacMicking, J. D., Taylor, G. A. and McKinney, J. D. (2003) Immune control of tuberculosis by
IFN-gamma-inducible LRG-47. Science 302:654-659.
Manzanillo, P. S., Ayres, J. S., Watson, R. O., Collins, A. C., Souza, G., Rae, C. S., et al. (2013) The
ubiquitin ligase parkin mediates resistance to intracellular pathogens. Nature 501:512-516.
Martineau, A. R., Timms, P. M., Bothamley, G. H., Hanifa, Y., Islam, K., Claxton, A. P., et al. (2011)
High-dose vitamin D(3) during intensive-phase antimicrobial treatment of pulmonary tuberculosis: a
double-blind randomised controlled trial. Lancet 377:242-250.
Meerak, J., Wanichwecharungruang, S. P. and Palaga, T. (2013) Enhancement of immune response to
a DNA vaccine against Mycobacterium tuberculosis Ag85B by incorporation of an autophagy
inducing system. Vaccine 31:784-790.
Mira, M. T., Alcais, A., Nguyen, V. T., Moraes, M. O., Di Flumeri, C., Vu, H. T., et al. (2004)
Susceptibility to leprosy is associated with PARK2 and PACRG. Nature 427:636-640.
Mizushima, N. (2011) Autophagy in protein and organelle turnover. Cold Spring Harb Symp Quant
Biol 76:397-402.
Nagahara, Y., Takeyoshi, M., Sakemoto, S., Shiina, I., Nakata, K., Fujimori, K., et al. (2013) Novel
tamoxifen derivative Ridaifen-B induces Bcl-2 independent autophagy without estrogen receptor
involvement. Biochem Biophys Res Commun 435:657-663.
Nakahira, K., Haspel, J. A., Rathinam, V. A., Lee, S. J., Dolinay, T., Lam, H. C., et al. (2011)
Autophagy proteins regulate innate immune responses by inhibiting the release of mitochondrial DNA
mediated by the NALP3 inflammasome. Nat Immunol 12:222-230.
Ni Cheallaigh, C., Keane, J., Lavelle, E. C., Hope, J. C. and Harris, J. (2011) Autophagy in the
immune response to tuberculosis: clinical perspectives. Clin Exp Immunol 164:291-300.
Nobre, A., Alarico, S., Maranha, A., Mendes, V. and Empadinhas, N. (2014) The molecular biology
of mycobacterial trehalose in the quest for advanced tuberculosis therapies. Microbiology 160:15471570.
Ogus, A. C., Yoldas, B., Ozdemir, T., Uguz, A., Olcen, S., Keser, I., et al. (2004) The Arg753GLn
polymorphism of the human toll-like receptor 2 gene in tuberculosis disease. Eur Respir J 23:219-223.
26
Parihar, S. P., Guler, R., Khutlang, R., Lang, D. M., Hurdayal, R., Mhlanga, M. M., et al. (2014)
Statin therapy reduces the mycobacterium tuberculosis burden in human macrophages and in mice by
enhancing autophagy and phagosome maturation. J Infect Dis 209:754-763.
Philips, J. A. (2008) Mycobacterial manipulation of vacuolar sorting. Cell Microbiol 10:2408-2415.
Philips, J. A. and Ernst, J. D. (2012) Tuberculosis pathogenesis and immunity. Annu Rev Pathol
7:353-384.
Pilli, M., Arko-Mensah, J., Ponpuak, M., Roberts, E., Master, S., Mandell, M. A., et al. (2012) TBK-1
promotes autophagy-mediated antimicrobial defense by controlling autophagosome maturation.
Immunity 37:223-234.
Ralph, A. P., Lucas, R. M. and Norval, M. (2013) Vitamin D and solar ultraviolet radiation in the risk
and treatment of tuberculosis. Lancet Infect Dis 13:77-88.
Ravikumar, B., Futter, M., Jahreiss, L., Korolchuk, V. I., Lichtenberg, M., Luo, S., et al. (2009)
Mammalian macroautophagy at a glance. J Cell Sci 122:1707-1711.
Ray, K. K., Seshasai, S. R., Erqou, S., Sever, P., Jukema, J. W., Ford, I., et al. (2010) Statins and allcause mortality in high-risk primary prevention: a meta-analysis of 11 randomized controlled trials
involving 65,229 participants. Arch Intern Med 170:1024-1031.
Renna, M., Schaffner, C., Brown, K., Shang, S., Tamayo, M. H., Hegyi, K., et al. (2011)
Azithromycin blocks autophagy and may predispose cystic fibrosis patients to mycobacterial
infection. J Clin Invest 121:3554-3563.
Rivas-Santiago, B. and Cervantes-Villagrana, A. R. (2014) Novel approaches to tuberculosis
prevention: DNA vaccines. Scand J Infect Dis 46:161-168.
Rossignol, J. F., Kabil, S. M., el-Gohary, Y. and Younis, A. M. (2006) Effect of nitazoxanide in
diarrhea and enteritis caused by Cryptosporidium species. Clin Gastroenterol Hepatol 4:320-324.
Rubinsztein, D. C., Gestwicki, J. E., Murphy, L. O. and Klionsky, D. J. (2007) Potential therapeutic
applications of autophagy. Nat Rev Drug Discov 6:304-312.
Saitoh, T., Fujita, N., Jang, M. H., Uematsu, S., Yang, B. G., Satoh, T., et al. (2008) Loss of the
autophagy protein Atg16L1 enhances endotoxin-induced IL-1beta production. Nature 456:264-268.
Salahuddin, N., Ali, F., Hasan, Z., Rao, N., Aqeel, M. and Mahmood, F. (2013) Vitamin D accelerates
clinical recovery from tuberculosis: results of the SUCCINCT Study [Supplementary Cholecalciferol
in recovery from tuberculosis]. A randomized, placebo-controlled, clinical trial of vitamin D
supplementation in patients with pulmonary tuberculosis'. BMC Infect Dis 13:22.
Sanjuan, M. A., Dillon, C. P., Tait, S. W., Moshiach, S., Dorsey, F., Connell, S., et al. (2007) Tolllike receptor signalling in macrophages links the autophagy pathway to phagocytosis. Nature
450:1253-1257.
Saraav, I., Singh, S. and Sharma, S. (2014) Outcome of Mycobacterium tuberculosis and Toll-like
receptor interaction: immune response or immune evasion? Immunol Cell Biol 92:741-746.
Sarkar, S. (2013) Regulation of autophagy by mTOR-dependent and mTOR-independent pathways:
autophagy dysfunction in neurodegenerative diseases and therapeutic application of autophagy
enhancers. Biochem Soc Trans 41:1103-1130.
27
Sarkar, S., Floto, R. A., Berger, Z., Imarisio, S., Cordenier, A., Pasco, M., et al. (2005) Lithium
induces autophagy by inhibiting inositol monophosphatase. J Cell Biol 170:1101-1111.
Sarkar, S., Perlstein, E. O., Imarisio, S., Pineau, S., Cordenier, A., Maglathlin, R. L., et al. (2007)
Small molecules enhance autophagy and reduce toxicity in Huntington's disease models. Nat Chem
Biol 3:331-338.
Schafer, G., Jacobs, M., Wilkinson, R. J. and Brown, G. D. (2009) Non-opsonic recognition of
Mycobacterium tuberculosis by phagocytes. J Innate Immun 1:231-243.
Seto, S., Tsujimura, K. and Koide, Y. (2012) Coronin-1a inhibits autophagosome formation around
Mycobacterium tuberculosis-containing phagosomes and assists mycobacterial survival in
macrophages. Cell Microbiol 14:710-727.
Shah, S., Bohsali, A., Ahlbrand, S. E., Srinivasan, L., Rathinam, V. A., Vogel, S. N., et al. (2013)
Cutting edge: Mycobacterium tuberculosis but not nonvirulent mycobacteria inhibits IFN-beta and
AIM2 inflammasome-dependent IL-1beta production via its ESX-1 secretion system. J Immunol
191:3514-3518.
Shi, C. S. and Kehrl, J. H. (2008) MyD88 and Trif target Beclin 1 to trigger autophagy in
macrophages. J Biol Chem 283:33175-33182.
Shin, D. M., Jeon, B. Y., Lee, H. M., Jin, H. S., Yuk, J. M., Song, C. H., et al. (2010a)
Mycobacterium tuberculosis eis regulates autophagy, inflammation, and cell death through redoxdependent signaling. PLoS Pathog 6:e1001230.
Shin, D. M., Yuk, J. M., Lee, H. M., Lee, S. H., Son, J. W., Harding, C. V., et al. (2010b)
Mycobacterial lipoprotein activates autophagy via TLR2/1/CD14 and a functional vitamin D receptor
signalling. Cell Microbiol 12:1648-1665.
Shui, W., Petzold, C. J., Redding, A., Liu, J., Pitcher, A., Sheu, L., et al. (2011) Organelle membrane
proteomics reveals differential influence of mycobacterial lipoglycans on macrophage phagosome
maturation and autophagosome accumulation. J Proteome Res 10:339-348.
Singh, S. B., Davis, A. S., Taylor, G. A. and Deretic, V. (2006) Human IRGM induces autophagy to
eliminate intracellular mycobacteria. Science 313:1438-1441.
Skerry, C., Pinn, M. L., Bruiners, N., Pine, R., Gennaro, M. L. and Karakousis, P. C. (2014)
Simvastatin increases the in vivo activity of the first-line tuberculosis regimen. J Antimicrob
Chemother 69:2453-2457.
Songane, M., Kleinnijenhuis, J., Alisjahbana, B., Sahiratmadja, E., Parwati, I., Oosting, M., et al.
(2012) Polymorphisms in autophagy genes and susceptibility to tuberculosis. PLoS One 7:e41618.
Stanley, S. A., Barczak, A. K., Silvis, M. R., Luo, S. S., Sogi, K., Vokes, M., et al. (2014)
Identification of host-targeted small molecules that restrict intracellular Mycobacterium tuberculosis
growth. PLoS Pathog 10:e1003946.
Suarez-Mendez, R., Garcia-Garcia, I., Fernandez-Olivera, N., Valdes-Quintana, M., Milanes-Virelles,
M. T., Carbonell, D., et al. (2004) Adjuvant interferon gamma in patients with drug - resistant
pulmonary tuberculosis: a pilot study. BMC Infect Dis 4:44.
Sun, H., Wang, Y., Ma, X., Pei, F., Sun, H., Zhang, Y., et al. (2007) A method of oligochip for single
nucleotide polymorphism genotyping in the promoter region of the interleukin-1 beta gene and its
clinical application. Oligonucleotides 17:336-344.
28
Sundaramurthy, V., Barsacchi, R., Samusik, N., Marsico, G., Gilleron, J., Kalaidzidis, I., et al. (2013)
Integration of chemical and RNAi multiparametric profiles identifies triggers of intracellular
mycobacterial killing. Cell Host Microbe 13:129-142.
Tleyjeh, I. M., Kashour, T., Hakim, F. A., Zimmerman, V. A., Erwin, P. J., Sutton, A. J., et al. (2009)
Statins for the prevention and treatment of infections: a systematic review and meta-analysis. Arch
Intern Med 169:1658-1667.
Tobin, D. M. and Ramakrishnan, L. (2008) Comparative pathogenesis of Mycobacterium marinum
and Mycobacterium tuberculosis. Cell Microbiol 10:1027-1039.
van der Wel, N., Hava, D., Houben, D., Fluitsma, D., van Zon, M., Pierson, J., et al. (2007) M.
tuberculosis and M. leprae translocate from the phagolysosome to the cytosol in myeloid cells. Cell
129:1287-1298.
Vergne, I., Chua, J., Lee, H. H., Lucas, M., Belisle, J. and Deretic, V. (2005) Mechanism of
phagolysosome biogenesis block by viable Mycobacterium tuberculosis. Proc Natl Acad Sci U S A
102:4033-4038.
Vergne, I., Fratti, R. A., Hill, P. J., Chua, J., Belisle, J. and Deretic, V. (2004) Mycobacterium
tuberculosis phagosome maturation arrest: mycobacterial phosphatidylinositol analog
phosphatidylinositol mannoside stimulates early endosomal fusion. Mol Biol Cell 15:751-760.
Via, L. E., Deretic, D., Ulmer, R. J., Hibler, N. S., Huber, L. A. and Deretic, V. (1997) Arrest of
mycobacterial phagosome maturation is caused by a block in vesicle fusion between stages controlled
by rab5 and rab7. J Biol Chem 272:13326-13331.
Villarreal, D. O., Walters, J., Laddy, D. J., Yan, J. and Weiner, D. B. (2014) Multivalent TB vaccines
targeting the esx gene family generate potent and broad cell-mediated immune responses superior to
BCG. Hum Vaccin Immunother 10.
Watson, R. O., Manzanillo, P. S. and Cox, J. S. (2012) Extracellular M. tuberculosis DNA targets
bacteria for autophagy by activating the host DNA-sensing pathway. Cell 150:803-815.
Wei, J., Dahl, J. L., Moulder, J. W., Roberts, E. A., O'Gaora, P., Young, D. B., et al. (2000)
Identification of a Mycobacterium tuberculosis gene that enhances mycobacterial survival in
macrophages. J Bacteriol 182:377-384.
Wei, Y. M., Li, X., Xu, M., Abais, J. M., Chen, Y., Riebling, C. R., et al. (2013) Enhancement of
autophagy by simvastatin through inhibition of Rac1-mTOR signaling pathway in coronary arterial
myocytes. Cell Physiol Biochem 31:925-937.
Wejse, C., Gomes, V. F., Rabna, P., Gustafson, P., Aaby, P., Lisse, I. M., et al. (2009) Vitamin D as
supplementary treatment for tuberculosis: a double-blind, randomized, placebo-controlled trial. Am J
Respir Crit Care Med 179:843-850.
Wellcome Trust Case Control, C. (2007) Genome-wide association study of 14,000 cases of seven
common diseases and 3,000 shared controls. Nature 447:661-678.
Wienecke, R., Fackler, I., Linsenmaier, U., Mayer, K., Licht, T. and Kretzler, M. (2006) Antitumoral
activity of rapamycin in renal angiomyolipoma associated with tuberous sclerosis complex. Am J
Kidney Dis 48:e27-29.
29
Wilkinson, R. J., Llewelyn, M., Toossi, Z., Patel, P., Pasvol, G., Lalvani, A., et al. (2000) Influence of
vitamin D deficiency and vitamin D receptor polymorphisms on tuberculosis among Gujarati Asians
in west London: a case-control study. Lancet 355:618-621.
Xiong, Y., Song, C., Snyder, G. A., Sundberg, E. J. and Medvedev, A. E. (2012) R753Q
polymorphism inhibits Toll-like receptor (TLR) 2 tyrosine phosphorylation, dimerization with TLR6,
and recruitment of myeloid differentiation primary response protein 88. J Biol Chem 287:3832738337.
Xu, Y., Jagannath, C., Liu, X. D., Sharafkhaneh, A., Kolodziejska, K. E. and Eissa, N. T. (2007) Tolllike receptor 4 is a sensor for autophagy associated with innate immunity. Immunity 27:135-144.
Yang, C. S., Kim, J. J., Lee, H. M., Jin, H. S., Lee, S. H., Park, J. H., et al. (2014) The AMPKPPARGC1A pathway is required for antimicrobial host defense through activation of autophagy.
Autophagy 10:785-802.
Youle, R. J. and Narendra, D. P. (2011) Mechanisms of mitophagy. Nat Rev Mol Cell Biol 12:9-14.
Yu, X., Li, C., Hong, W., Pan, W. and Xie, J. (2013) Autophagy during Mycobacterium tuberculosis
infection and implications for future tuberculosis medications. Cell Signal 25:1272-1278.
Yuk, J. M., Shin, D. M., Lee, H. M., Yang, C. S., Jin, H. S., Kim, K. K., et al. (2009) Vitamin D3
induces autophagy in human monocytes/macrophages via cathelicidin. Cell Host Microbe 6:231-243.
Zarate-Blades, C. R., Rodrigues, R. F., Souza, P. R., Rios, W. M., Soares, L. S., Rosada, R. S., et al.
(2013) Evaluation of the overall IFN-gamma and IL-17 pro-inflammatory responses after DNA
therapy of tuberculosis. Hum Vaccin Immunother 9:1093-1103.
Zhou, R., Yazdi, A. S., Menu, P. and Tschopp, J. (2011) A role for mitochondria in NLRP3
inflammasome activation. Nature 469:221-225.
30
Legend of figures
Figure 1. The autophagy pathway and its main regulators. Autophagy is typically subdivided in
different steps: (i) vesicle nucleation/initiation, (ii) phagophore elongation, (iii) autophagosome
maturation, (iv) autophagosome-lysosome fusion and (v) cargo degradation. Following AMPK
activation and/or mTORC1 inhibition (by factors such as nutrient depletion and energetic stress), the
complex formed by ULK1/2, FIP200 and ATG13 is activated, which is turn activates the VPS34
complex by phosphorylation. Both complexes regulate the nucleation/initiation step of autophagy,
with VPS34 providing PI3P to the phagophore, which is likely to assist the recruitment of WIPI to the
phagophore. On the other hand, membrane expansion depends on ATG9, which is postulated to
supply lipid bilayers to the phagophore, and on two ubiquitin-like conjugation systems that conjugate
LC3 and ATG12 to PE and ATG5, respectively. ATG12-ATG5 complex further interacts with
ATG16, presumably at the surface of the autophagosome membrane. LC3-II seems to be involved in
the elongation and closure of the autophagosome membrane, as well as in the recruitment of cargo to
the phagophore. Subsequently, the autophagosome fuses with the lysosome, forming the
autolysosome, where degradation of the autophagosomal contents occurs.
Figure 2. M. tuberculosis clearance by autophagy. M. tuberculosis (Mtb) invades macrophages by
phagocytosis and arrests the maturation of the phagosome by excluding late endosome and lysosome
markers (i.e. RAB7, V-ATPase, VPS33b, LAMP-1) from the phagosome and by promoting the
retention of early endosome markers (i.e. RAB5) in the phagocytic compartment. Host cells have
developed ways of overcoming the evasion of M. tuberculosis from the phagocytic pathway by taking
advantage of some intrinsic M. tuberculosis mechanisms. For instance, phagosomal permeabilization
induced by the bacterial ESX-1/ESAT-6 system allows the host protein STING to recognize
extracellular bacterial DNA, which then promotes ubiquitin marking of bacteria (mostly via K63linkage chains formation by the E3 ligase Parkin). Ubiquitin is then recognized by autophagy
adaptors, such as P62 that deliver the bacilli to autophagosomes. TBK-1-induced phosphorylation of
31
Ser403 of P62 increases the affinity of P62 to ubiquitin. Autophagosomes are subsequently fused to
lysosomes, where degradation of mycobacteria occurs.
Figure 3. Crosstalk between autophagy and inflammation during M. tuberculosis infection.
Autophagy activation in macrophages is controlled by membrane- and intracellular-innate immune
receptors, as well as by several inflammatory cytokines released by T helper 1 (Th1) and T helper 2
(Th2) cells upon M. tuberculosis infection. The receptors TLR2, TLR4, TLR9 and NOD2, and the
pro-inflammatory cytokines TNF-α, IFN- , IL-2, IL-6 and CCL2 promote autophagy activation. On
the other hand, the anti-inflammatory cytokines IL-4 and IL-13 appear to inhibit IFN- -induced
autophagy activation. However, cytokines expression and secretion are also regulated by autophagy.
For instance, IL-1α, IL-1
and IL-18 are negatively regulated by autophagy, while TNF-α is
upregulated by this mechanism.
ATG12
ATG12
ATG7
ATG10
ATG12
ATG5
PE
R
LC3
LC3-I
ATG4
LC3-I
LC3-II
ATG12
ATG5
ATG16
Phagophore
membrane
PE
ATG3
ATG9
LYSOSOME
DOCKING
AND
FUSION
Phagophore
NUCLEATION
DEGRADATION
ELONGATION
Autophagosome
Autolysosome
Lysosome
Phagophore
membrane
WIPI
ATG13
FIP200
PI3P
P
ULK
VPS34
BECLIN-1
BARKOR
p150
mTORC1
AMPK
PI3K/AKT
high AMP/ATP ratio
Nutrients
AUTHOR'S VERSION
Figure 1
Plasma membrane
Cytosol
RAB5
Mtb-containing
immature phagosome
X
LAMP1
RAB7
V-ATPase
VPS33B
ESX-1/ESAT6-induced permeabilization
STINGdependent
recognition of
Mtb exposed
DNA
TBK1
Mtb-containing
permeable phagosome
Phagophore
Ub
Ub
Ub
Ub
Ub
Autophagosome
PS403
LC3II
P62
LC3II
LC3II
LC3II
Parkin
LC3II
LC3II
Lysosome
Autolysosome
AUTHOR'S VERSION
Figure 2
Innate immune receptors
Toll-like receptors
(TLR2, TLR4, TLR9)
NOD2 receptor
promote anti-mycobacterial autophagy
AUTOPHAGY
Anti-inflammatory cytokines
inhibit IFN-γ-induced anti-mycobacterial autophagy
IL-4 and IL-13
TNF-α
positively regulated by autophagy induction and synergizes
Pro-inflammatory cytokines
negatively regulated by autophagy induction
Pro-inflammatory cytokine
IFN-γ
with IFN-γ in inducing anti-mycobacterial autophagy
IL-1α, IL-1 , IL-18
TNFIL-2, IL-6, CCL2
Pro-inflammatory and anti-inflammatory cytokines
promote anti-mycobacterial autophagy
AUTHOR'S VERSION
Figure 3
Table 1. Autophagy-related genetic variants associated to tuberculosis
Gene
Variant
TB-association
Reference *
VDR
Combination of TT or Tt genotype (Taq1) with 25hydroxycholecalciferol deficiency; ff (Fok1) genotype
The combination of genotype TT/Tt and 25-hydroxycholecalciferol deficiency,
and the genotype ff are positively associated with TB
(individuals of Hindu and Gujarati origins).
Wilkinson et al, 2000
TLR2
Arg753Gln (AA genotype)
Carriers of this polymorphism present higher risk of developing TB
(Turkish individuals).
Ogus et al, 2004
TLR2
Arg677Trp (C2029T)
This polymorphism is associated to increased susceptibility to TB
(Tunisian individuals).
Ben-Ali et al, 2004
IL-1β
-31position genotypes
A significant difference of IL-1 beta -31 genotypes was found between 98 tuberculosis patients
and healthy controls.
Sun et al, 2007
IRGM
-261TT
It confers protection against TB (Ghanaian individuals).
Intemann et al, 2009
P631H
It is significantly overrepresented in tuberculosis when TB patients were compared to controls,
indicating a possible low-risk predisposition
(Croatian individuals).
Etokebe et al, 2010
TLR2
-1208AA genotype and
-1208G/-1161T/-947T haplotype
The -1208AA genotype is associated to decreased susceptibility to TB, while the -1208G/1161T/-947T haplotype is positively associated to TB
(Chinese individuals).
Che et al, 2010
IRGM
IRGM
rs10065172C/T
The carriers of the Chron’s disease-related rs10065172C/T
SNP present increased susceptibility to TB (African American individuals).
King et al, 2011
Rs9577229 (LAMP1)
Rs6701524 (MTOR)
Associations were observed between SNPs in LAMP1,
MTOR and infection with M. tuberculosis Beijing genotype, but statistical significance was lost
after correction for multiple testing (Indonesian individuals).
Songane et al, 2012
LAMP1 and MTOR
IRGM
-1161C/T and -947C/T
Both polymorphisms are associated to decreased susceptibility to TB
(Iranian individuals).
Bahari et al, 2012
* Note: Genes are listed according to the respective date of publication (from earliest to latest).
AUTHOR’S VERSION
Table 2. Potential tuberculosis therapies based on autophagy manipulation
View publication stats
Therapy
Effects
Reference
Sirolimus (Rapamycin),
Everolimus
mTORC1 inhibitor and autophagy inducer; increases BCG vaccine efficacy
Gutierrez et al, 2004
Jagannath et al, 2009
Gupta et al, 2014
SMERs
Synergistic effect with rapamycin on autophagy, acting independently or downstream of mTOR; autophagy inducer
Floto et al, 2007
Inhibitor of mTORC1 signalling and autophagy inducer; kills mycobacteria directly by an unknown mechanism
de Carvalho et al, 2009
Lam et al, 2012
Nitazoxanide (tizoxanide)
Chan et al. 1992
MackMicking et al, 2003
Singh et al, 2006
IFN-γ
Increases production of reactive nitrogen species in macrophages and induces autophagy
Lactic acid bacteria
Increase production of IFN-γ and decrease the autophagy negative regulators IL-4 and IL-13; induce autophagy
Ghadimi et al, 2010
Vitamin D
Required for IFN-γ induced autophagy
Campbell & Spector 2012
Lithium, Carbamazepine,
Sodium valproate
Targets d-myo-inosiltol-1,4,5 triphosphate (IP3)-regulated pathway, depletes intracellular inositol and
induces autophagy in a mTOR-independent way
Sarkar et al, 2005
Inducer of autophagy in a Beclin1-dependent manner
Wienecke et al, 2006
Ridaifen-B
Tamoxifen derivative that induces autophagy through an unknown Beclin1-independent mechanism
Nagahara et al, 2013
Gefitinib
Induces of autophagy (although it is not clear, the authors postulate that gefitinib-induction of autophagy relies on p38 MAPK inhibition)
Stanley et al, 2014
Nortriptyline
Induces autophagy by an unknown mechanism
Sundaramurthy et al, 2013
Fluoxetine
Induces autophagy possibly due to enhanced TNF-α secretion
Stanley et al, 2014
Tamoxifen
Statins
Promote autophagy by inhibiting HMG-CoA reductase pathway and in a mTOR-dependent way; improves the efficacy of first line TB drugs
Ag85-overexpressing strains
for vaccines
Ag85 is targeted by the autophagy-lysosome pathway and increases antigen presentation
DNA vaccines
(Ag85, Hsp65, Esx genes)
Potentiate INF-γ production and induce autophagy
AUTHOR’S VERSION
Wei et al, 2013
Parihar et al, 2014
Skerry et al, 2014
Lobato et al, 2014
Horwitz et al, 2006
Jagannath et al, 2009
Meerak et al, 2013
Zarate-Blades et al, 2013
Villarreal et al, 2014