OBES SURG (2011) 21:730–737
DOI 10.1007/s11695-010-0146-7
CLINICAL RESEARCH
Psychiatric Disorders and Participation
in Pre- and Postoperative Counselling Groups
in Bariatric Surgery Patients
Haldis Ø. Lier & Eva Biringer & Bjarte Stubhaug &
Hege R. Eriksen & Tone Tangen
Published online: 16 April 2010
# Springer Science+Business Media, LLC 2010
Abstract
Background Psychological and behavioural factors seem to
influence the results of bariatric surgery and the ability to
achieve sustained weight loss and subjective wellbeing after
the operation. Adequate pre- and postoperative psychological counselling are suggested to improve the results of
surgery. However, some patients are reluctant to participate
in pre- and postoperative counselling. The aim of the
present study was to investigate the possible influence of
psychiatric disorders on willingness to participate in group
counselling in patients accepted for bariatric surgery.
Methods One hundred and forty-one patients referred to
bariatric surgery (F/M: 103/38) with mean body mass index
(BMI) of 45.2 kg/m2 (SD=5.3) and mean age of 42.0 years
(SD = 10.4) were interviewed with Mini International
Neuropsychiatric Interview (M.I.N.I.) and Structured Clinical
Interview (SCID-II) preoperatively.
Results The overall prevalence of current psychiatric disorders was 49%. Thirty-one percent did not want to participate
The study was supported by a grant from the Western Regional Health
Authority, Norway.
H. Ø. Lier (*) : E. Biringer : B. Stubhaug
Section of Mental Health Research,
Haugesund Hospital, Helse Fonna HF,
P.O. Box 2170, 5504 Haugesund, Norway
e-mail: haldis.johanne.oekland.lier@helse-fonna.no
H. R. Eriksen
HEMIL Research Centre for Health Promotion, Unifob Health,
University of Bergen,
Bergen, Norway
B. Stubhaug : T. Tangen
Section of Psychiatry, Institute of Clinical Medicine,
University of Bergen,
Bergen, Norway
in counselling groups. Patients who were unwilling to
participate in counselling groups had significantly higher
prevalence of social phobia (32%/ 12%, p=0.006) and
avoidant personality disorder (27%/ 12%, p=0.029) than
patients who agreed to participate.
Conclusions Psychiatric disorders are prevalent among
candidates for bariatric surgery. Social phobia and avoidant
personality disorder seem to influence the willingness to
participate in counselling groups. Individual counselling
and/or web-based counselling might be recommended for
bariatric surgery patients who are reluctant to participate in
group counselling.
Keywords Bariatric surgery . Psychiatric disorders .
Social phobia . Counselling
Introduction
Bariatric surgery is increasingly recommended as the
treatment of choice for patients with severe obesity (BMI
>40 or BMI>35 and a serious comorbid somatic condition)
[1]. Bariatric surgery effectively reduces obesity and has a
positive effect on related comorbid somatic conditions,
psychosocial function and quality of life [1, 2]; but a
significant proportion of the surgical patients have difficulty
maintaining the weight loss after surgery [2, 3].
The prevalence of psychosocial distress is high in
patients seeking bariatric surgery [4, 5], and several studies
and reviews of studies have explored how psychosocial
factors may predict weight loss, mental health and quality
of life after surgery [6, 7]. Most studies [8–10], with some
exceptions [11, 12], report increased rates of current and
lifetime psychiatric disorders in individuals with obesity.
Individuals seeking treatment for obesity have higher rates
OBES SURG (2011) 21:730–737
of psychiatric comorbidity compared to individuals not
seeking treatment [13, 14]. Psychiatric disorders may be
associated with rigid patterns of thoughts and behaviour
and consequently less ability to make pre- and postoperative lifestyle changes [15]. Patients with more than one presurgical psychiatric disorder are reported to have less
weight loss than patients with no or only one psychiatric
disorder at follow-up 50 months after surgery [16]. Lifetime
psychiatric disorders are found to be associated with less
weight loss 6 months after surgery [17]. Contradicting this,
several studies found no association between psychiatric
disorders and postoperative weight loss after surgery [7,
18]. Eating disorders are some of the most prevalent
psychiatric disorders in the bariatric surgery patients [19].
Preoperative binge-eating disorder (BED) is associated with
more disturbed eating patterns after surgery and less
favourable outcome, including greater weight regain [20–
23] and preoperative emotional eating is also associated
with less weight loss after surgery [24]. However, other
studies have reported that patients with binge-eating
disorder have the same weight loss as patients without
eating disorder after bariatric surgery [25–27], if the
patients are able to make lifestyle changes in preparation
for surgery [27].
In summary, there is no consistent evidence that
psychosocial variables like personality traits or psychiatric
disorders predict postsurgical weight loss [28]. However,
psychiatric comorbidity can be of predictive value for
quality of life and mental and physical wellbeing after
surgery [6, 7]. In accordance with this, many authors accept
bariatric surgery in patients with psychiatric comorbidity,
provided that there is adequate preoperative and postoperative
support [18, 28–30].
Several studies emphasise the necessity for life style
modification for all bariatric surgery patients [20, 31–33].
Coping skills, like active problem solving [34], healthy
eating behaviours [35, 36] and regular exercise [32] are all
predictors for weight-loss maintenance. Monitoring eating
and exercise habits are recommended in the follow-up
period [37]. Combinations of interventions, life style
changes, drugs and surgery seems to be the most
efficacious treatments to achieve long-term weight loss
[38]. A recently published study demonstrates that a
multimodal intervention approach, combining bariatric
surgery, an intensive programme for lifestyle change, and
regular consultations by an obesity specialist resulted in
sustained weight loss, including reversing weight regain,
improved quality of life and reduced comorbidity [39]. In
this study, patient outcome was assessed using the Bariatric
Analysis and Reporting Outcome System (BAROS) [40],
with 60% of the patients reporting an overall BAROS result
of good or higher. They also found a significant association
between weight loss and number of consultations [39].
731
There is a growing body of evidence indicating that
effective treatment for severe obesity should include
combinations of lifestyle and surgical approaches [38, 39].
The specific impact of preoperative counselling versus
postoperative support programmes in improving the effectiveness of surgical obesity treatment still remain inconclusive. However, the beneficial effect of nonsurgical supportive
interventions seems clear. A clinical implication of this
would be to offer all patients programmes focusing on
teaching skills and strategies for lifestyle changes in
combination with surgery [34, 41]. There is some evidence
that pre- and postoperative group counselling focusing on
motivation for life style changes and improving coping
skills can be useful also for patients with psychiatric
comorbidity [42] and increase motivation and improve
compliance with dietary and exercise guidelines [43].
Although one study finds that 40% of the bariatric surgery
patients are receiving psychiatric treatment, it seems
reasonable to assume that such treatment is focused on
psychiatric disorders; weight-control strategies are not
necessarily integrated in such treatment [19].
To our knowledge, there are no studies that explore the
influence of psychiatric disorders on the willingness to
participate in counselling groups for patients with obesity
being candidates for bariatric surgery.
Aims of the Study
The aims of the present study were to examine the
prevalence of psychiatric disorders in patients with obesity
prior to bariatric surgery, and to investigate whether the
presence of comorbid psychiatric disorders influenced their
willingness to participate in counselling groups.
Method
Study Population
One hundred and forty-one patients participated in the
study. A total of 169 patients with obesity were screened for
participation in the study. They were all referred from
general practitioners (GPs) to the Department of Surgery at
Haugesund Hospital at the West coast of Norway. This
region includes both urban and rural areas. Procedures for
recruitment, screening and inclusion of participants are
shown in Fig. 1. A total of 150 patients had a psychiatric
assessment (19 patients were excluded; psychiatric assessment not relevant (n=16), did not meet for psychiatric
assessment (n=3)). Two patients refused to participate in
the study and three patients retracted their consent.
Descriptively, mean age was higher in the patients who
refused to participate compared to the study population
732
OBES SURG (2011) 21:730–737
Fig. 1 Flow chart describing
procedure and number of
participation during referral,
screening and inclusion
(56.4 vs. 42.0 years), there was no difference in female/
male ratio or in BMI. A total of 141 patients were included.
Of these, 122 (87%) filled-in the self-report questionnaires.
Two of the 141 patients did not fulfil the general criteria for
bariatric surgery of a BMI >40 or BMI >35 with significant
somatic comorbidity; they were, however, still accepted for
surgery and included in the present study.
Exclusion criteria were severe psychopathology (psychotic disorder, severe mood disorder), severe eating
disorder, risk of suicidal behaviour, severe substance abuse
or severe cognitive dysfunction, all based on clinical
judgment. Four patients, three women and one man (with
mean age 51.0 years), were excluded from this study due to
severe mood disorder and severe eating disorder. The
patients were receiving inadequate clinical treatment, and
we recommend more adequate treatment for these disorders
before surgery.
All included patients were invited to participate in preand postoperative counselling groups aiming at improving
coping skills to initiate and maintain life-style changes.
Ninety-seven patients (69%) accepted to participate in
counselling groups (Intervention group). Of these, seven
patients did not meet for intervention. These patients are
included in the analyses. Forty-four patients (31%) did not
want to participate in counselling groups (Reference
group).
Assessment
Psychiatric assessment was required as a part of the
preoperative evaluation process for bariatric surgery and
was conducted at the hospital approximately 4 months prior
to scheduled surgery. The participants had a full psychiatric
evaluation by an experienced psychiatrist (HØL), who also
is trained to use the structured interviews. The evaluation
lasted about 2 h and included structured psychiatric interviews, clinical assessment and assessment of psychosocial
factors. The instruments selected are widely used, well
validated, with solid psychometric properties, and they are
acknowledged as tools in clinical and research contexts.
The diagnostic interviews’ standardised method where
symptoms are used to generate diagnosis was applied, and
there was no use of other diagnostic algorithms. Further, the
diagnostic process was discussed in a consensus meeting
with members of the research group, comprising one
psychologist and two psychiatrists. The mood and anxiety
OBES SURG (2011) 21:730–737
diagnoses were supported by self reports of depression and
anxiety symptoms.
733
&
Instruments
Current and lifetime DSM-IV axis I diagnoses (clinical
syndromes) [44] were assessed with the MINI International
Neuropsychiatric Interview for DSM-IV (M.I.N.I. Norwegian version 5.0.0) [45, 46]. Reliability, sensitivity and
validity were explored in a clinical population in a
comparison with the Composite International Diagnostic
Interview (CIDI) and against the Structured Clinical
Interview for DSM-IV (SCID-P) [45, 46]. The performance
of the MINI was equivalent to the two others. It has been
widely used and is translated to many languages [45].
Axis II personality disorders [44] were assessed with a
Norwegian revised and shortened form of the Structured
Clinical Interview for DSM-IV axis II disorders (SCID-II)
[47]. SCID-II is widely used and has good diagnostic
reliability [48].
The assessment of binge-eating disorder was done using a
clinical checklist based on the DSM-IV research criteria [49].
The Beck Depression Inventory, Second Edition (BDIII) is a 21-item self-report questionnaire, was used to
measure depressive symptoms over the previous 2 weeks.
The BDI has well-established psychometric properties, and
is considered to be a valid and reliable screening tool for
depression [50, 51]. The cut-offs for severity of depression
are: normal <10, mild depression 10 to 18, moderate
depression 19 to 29, and severe depression >30 [51].
The Beck Anxiety Inventory (BAI) is a 21-item selfreport questionnaire. Each item is descriptive of subjective,
somatic or panic-related symptoms of anxiety, and the cutoffs for severity of anxiety are: normal <7, mild anxiety
8 to 15, moderate anxiety 16 to 25, and severe anxiety >26
[52, 53]. Several studies have supported the reliability and
validity of this instrument [54].
Group Counselling
The counselling consisted of one group session every week
for 6 weeks preoperatively, and three postoperative sessions
(at 6 months, 1 year and 2 years after surgery). Each session
lasted 3 h. Each group had six to ten participants, and a
total of five groups went through the programme. In each
group, a team comprising of a psychiatrist, a psychologist
and a physiotherapist performed the intervention.
Main components of the treatment were:
&
&
Information about bariatric surgery and appropriate
behaviour change; eating and physical exercise
Mindfulness training, focusing on stress reduction
techniques; breathing and yoga
&
Introduction of self-monitoring procedures for eating,
physical activity, and mindfulness training. Real-time
self monitoring of eating behaviour is initiated from the
beginning of counselling, and is continued throughout
treatment.
Problem-solving skills and cognitive restructuring
techniques
The patients in the Reference group (n=44, 31%) had no
intervention (Fig. 1)
Statistical Methods
SPSS 15.0 for Windows was used for the statistical
analyses. Group comparisons between the Intervention
and Reference groups with regard to psychiatric disorders
and demographic data were performed using Pearson’s Chisquare Test and Student’s t test for independent samples.
Tests were two-tailed with α-level 0.05.
Ethical Issues
All participants provided written informed consent prior to
assessment. The study was approved by the Regional
Committee for Medical and Health Research Ethics and
the Norwegian Social Science Data Services (NSD). The
trial was registered at www.clinicaltrials.gov prior to patient
inclusion. The study was performed in accordance with The
Helsinki Declaration of the World Medical Association
Assembly.
Results
Demographic and clinical characteristics of the entire study
population are reported in Table 1. Of the patients, 103
(73%) were females and 38 (27%) males, mean age 42 years
(range 22–65, SD=10.4), and mean BMI 45.2 kg/m2 (range
33.4–64.6, SD=5.3). There were no significant differences
between the Intervention group and the Reference group
with regards to age, gender, BMI, work status or education.
Prevalence of Psychiatric Disorders
Sixty-one patients (43%) fulfilled the diagnostic criteria for
at least one current Axis I disorder (clinical syndromes) and
73 (52%) for at least one lifetime Axis I disorder. Mood-,
anxiety- and eating disorders were the most prevalent
diagnoses, while substance use disorders were rare (n=2,
1.4%). Twenty-six (18%) patients were diagnosed with
social phobia, 24 (18%) with dysthymic disorder, 16 (11%)
with agoraphobia without panic disorder, and 16 (11%)
with a current eating disorder. Of the patients with a current
734
OBES SURG (2011) 21:730–737
Table 1 Demographic and clinical characteristics of 141 candidates for bariatric surgery
Age (years)
BMI, kg/m2
Gender, female
Education (N=135)
<10 years
10-13 years
>13 years
Work status (N=134)
Employed
Pensiona
Other
a
Study population (N=141)
Intervention group (N=97)
Reference group (N=44)
Mean
SD
Range
Mean
SD
Range
Mean
SD
Range
42.0
45.2
10.4
5.3
22–65
33.4–64.6
43.0
45.3
10.1
5.1
23–65
33.4–64.6
39.8
44.8
10.7
5.6
22–60
34.5–60.0
N (%)
103 (73)
N (%)
68 (70)
N (%)
35 (79.5)
45 (33)
66 (49)
24 (18)
30 (32)
49 (53)
14 (15)
15 (36)
17 (41)
10 (24)
78 (58)
52 (39)
4 (3)
56 (61)
33 (36)
3 (3)
22 (52)
19 (45)
1 (2)
Pension includes sick leave, disability pension, social economic support
eating disorder, one (1%) fulfilled diagnostic criteria for
bulimia nervosa (BN), 10 (7%) fulfilled the DSM-IV
diagnostic criteria for binge-eating disorder, and five (4%)
fulfilled the Oxford criteria for BED (i.e. requiring one
objective bulimic episode per week during the last
3 months; Table 2). Patients with a current mood disorder
had a mean BDI-II score of 19.3 (range 3–43, SD=10.9)
representing mild to moderate depression, mean BDI-II
score in the whole study group was 11.3 (range 0–43, SD=
9.8). Patients with current anxiety disorder had a mean BAI
score of 14.2 (range 0–44, SD=13.5) representing mild
symptoms of anxiety, mean BAI score in the whole study
group was 8.2 (range 0–44, SD=8.2). There were no
significant gender differences in the prevalence of psychiatric
disorders.
Thirty-six patients (26%) met criteria for at least one
personality (Axis II) disorder. Avoidant personality disorder
was the most prevalent personality disorder (n=24.17%;
Table 2).
Information regarding lifetime and current psychiatric
treatment was obtained from 123 (87%) of the participants.
Fourteen patients (11%) reported that they currently
received psychiatric treatment, 59 patients (48%) had
received psychiatric treatment in the past and 24 patients
(21%) used psychiatric medication at the time of assessment.
Participation in Group Counselling
There were no significant differences in the overall
prevalence of current psychiatric disorders between the
two groups (Table 3).The prevalence rates of social phobia
and avoidant personality disorder were significantly higher
Table 2 Current and lifetime Axis I and Axis II psychiatric diagnosis
in candidates for bariatric surgery
Study population (N=141)
Mood disorders
Major depressive disorder
Dysthymic disorder
Lifetime mood disorder
Bipolar I or bipolar II lifetime
Anxiety disorder
Panic disorder
Agoraphobia without panic
Social phobia
OCD
PTSD
Generalised anxiety disorder
Lifetime panic disorder disorder
Substance use disorder
Eating disorders
Personality disorders (Axis II)
Paranoid
Schizoid
Schizotypal
Antisocial
Borderline
Histrionic, narcissistic
Avoidant
Dependent
Obsessive compulsive
N
%
95 % CI
10
24
65
3
7.1
17.0
46.1
2.1
2.85;
10.82;
37.87;
−0.25;
8
16
26
2
2
6
5.7
11.3
18.4
1.4
1.4
4.3
18.5; 9.49
6.11; 16.59
12.04; 24.84
−0.53; 3.37
−0.53; 3.37
0.93; 7.59
17
2
16
12.1
1.4
11.3
6.68; 17.44
−0.3; 3.37
6.11; 16.59
8
1
0
2
5
0
24
1
7
5.7
0.7
0
1.4
3.5
0
17.0
0.7
5.0
1.85; 9.49
−0.68; 2.1
11.33
23.22
54.33
4.51
−0.53; 3.37
0.50; 6.60
10.82; 23.22
−0.68; 2.1
1.38; 8.54
OBES SURG (2011) 21:730–737
735
Table 3 Comparison of comorbid psychiatric diagnosis in the sub-group that did/ did not accept participation in counselling groups
Axis I:
Mood disorders
Major depressive disorder
Dysthymic disorder
Lifetime mood disorder
Anxiety disorders
Agoraphobia without panic disorder
Social phobia
Lifetime panic disorder
Eating disorder
Binge-eating disorder
Axis II:
Cluster C
Avoidant
a
Pa
Study population N=141
Intervention group N=97
Reference group N=44
N
%
95% CI
N
%
95% CI
N
%
95% CI
10
24
65
7.1
17.0
46.1
2.85;11.33
10.82;23.22
37.87;54.33
7
17
44
7.2
17.5
45.4
2.07;12.37
9.96;25.10
35.45;55.27
3
7
21
6.8
15.9
47.7
−0.63;14.27
5.10;26.72
32.97;62.49
0.932
0.793
0.936
16
26
17
11.3
18.4
12.1
6.11;16.59
12.04;24.84
6.68;17.44
10
12
14
10.3
12.4
14.4
4.26;16.36
5.82;18.92
7.44;21.42
6
14
3
13.6
31.8
6.8
3.5;23.78
18.06;45.58
−0.63;14.27
0.56
0.006
0.198
10
7.1
2.85;11.33
8
8.2
2.77;13.73
2
4.5
−1.61;10.71
0.428
24
17.0
10.82;23.22
12
12.4
5.82;18.92
12
27.3
14.11;40.43
0.029
Group comparison: Pearson Chi-Square test
in the Reference group than in the Intervention group (32/
12%, p=.006 and 27/12%, p=.029 respectively; Table 3).
In the intervention group, nine patients (10%) were
currently receiving psychiatric treatment and 17 patients
(20%) used psychiatric medication; and in the reference
group, four patients (11%) received treatment and ten
patients (28%) used psychiatric medication.
Discussion
In this study, 43% of patients with obesity had a current
Axis I psychiatric disorder and 26% an Axis II personality
disorder. The most prevalent diagnoses were social phobia,
dysthymic disorder, and avoidant personality disorder.
About 30% of the bariatric surgery patients refused to
participate in a pre- and postoperative counselling group,
and the prevalence rates of social phobia and avoidant
personality disorder were significantly higher in this group
than among the patients willing to participate.
The prevalence of psychiatric disorders in this study was
high compared to studies based on community samples and
epidemiological surveys [55–57] and several other studies
of bariatric surgery patients [10, 11, 58]. Compared to a
study by Kalarchian et al. [10], our study showed
descriptively higher prevalence rates of current mood
disorders (24.1% vs. 15.6%) and anxiety disorders (29.8%
vs. 24.0%), while the prevalence rates for lifetime mood
disorder and personality disorders were similar. Compared
to two other studies of bariatric surgery patients [11, 58],
our study showed higher prevalence of both lifetime and
current Axis I disorders. A total prevalence of eating
disorders of 11% in our study is comparable to other studies
using interview-based diagnoses (16% [10], 10% [11] and
7% [58]). Studies where psychiatric diagnoses are based on
self report and clinical assessment without using structured
interview-based diagnoses, typically find higher prevalence
rates for psychiatric diagnoses. In a study by Sarwer et al.,
62% of the patients received at least one psychiatric
diagnosis, 31% a current major depressive disorder, and
28% a current eating disorder [19]. In the present study,
patients with a current mood disorder scored descriptively
higher on the BDI-II, compared to other studies of both
adults and adolescents waiting for bariatric surgery (19.3
vs. 13.2 [59], 10.4 [60], 14.6 [61] and 15.2 [62]). However,
the mean BDI-II score of 11.3 in the entire study population
was comparable to the results in the studies mentioned. In
the study by Sarwer et al., patients with a psychiatric
disorder scored 19.5 on BDI [19].
There are no obvious differences in methods, study
population or diagnostic procedures that can explain the
higher prevalence of Axis I disorders in the present study
compared to the three studies using interview-based
diagnoses [10, 11, 58]. However, there may be a selection
bias of patients in our study. Bariatric surgery is a new
treatment option in the area where the study was conducted,
and the availability for surgery is limited. Patients with
obesity and psychiatric comorbidity more often seek
treatment for their obesity compared to patients without
psychiatric comorbidity [13, 14]. Consequently, referral to
bariatric surgery might be more common in patients with
psychiatric disorders.
736
The prevalence rates of social phobia and avoidant
personality disorder were significantly higher in the group
of patients who refused to participate in a pre- and
postoperative counselling group compared to those who
were willing to participate. In a study of patients with social
phobia comparing individual therapy to group therapy,
about 16% of the participants allocated to group treatment
refused to participate, because they found it too stressful to
expose themselves to group settings [63]. The finding in the
present study may indicate a need for individually adapted
weight- management interventions for those with social
phobia and avoidant personality disorder. For these
patients, individual counselling or web-based counselling
programmes may be more suitable and acceptable. Alternatively, the patients with social phobia may be offered
treatment for their anxiety disorder before the group
counselling programme. Social phobia and avoidant personality disorder should not be considered as a contraindication to bariatric surgery, but the pre- and postoperative
counselling offered to these patients should be adjusted to
their special needs. In a review paper published in 2009,
Allison et al. pointed out that there are few studies that have
tested or adapted weight-control strategies for those with
mental disorders [64]. One study found that more than a
half of the patients with comorbid psychiatric disorders,
waiting for bariatric surgery, were receiving some form of
psychiatric treatment. However, the psychiatric treatment
was not always optimal and many patients were in need for
additional preoperative psychiatric treatment [19].
Another implication of the main finding in our study,
that subgroups of patients tend to avoid parts of a clinical
programme, should lead to caution in interpreting results of
combined interventions, due to selection bias.
Conclusion
There was a high prevalence of comorbid psychiatric
disorders in patients referred to bariatric surgery. Patients
who refused to participate in pre- and postoperative
counselling groups showed higher prevalence of social
phobia and avoidant personality disorder compared to
patients who accepted to participate in such groups. Further
research in this field should examine the influence of
psychosocial factors as predictors of long-term outcome
after bariatric surgery and the impact of psychological
counselling and lifestyle programmes in enhancing effectiveness of surgical treatment.
Acknowledgement The authors thank Oddbjørn Hove (PhD) at
Section of Mental Health Research, Haugesund Hospital for help with
preparing the manuscript.
OBES SURG (2011) 21:730–737
Conflict of interest statement The authors report no conflict of
interest. The authors alone are responsible for the content and writing
of the paper.
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