December 13, 2017
Cantor, Einstein, Escher, Nancarrow:
√2, Irrationality, Infinity, and Imagining the Boundaries of the Impossible
A Research Paper Presented
by
Jordan Alexander Key
111 NW 15th Terrace, Apt A1
Gainesville, Florida 32603
(540) 588-2409
jordanalexanderkey@gmail.com
to
Dr. Silvio dos Santos
Associate Professor of Musicology
For
PhD Composition Degree
University of Florida School of Music
Gainesville, Florida
Fall 2017
Jordan Alexander Key
Paper Presentation: December 6, 2017
Title: Cantor, Einstein, Escher, Nancarrow: √2, Irrationality, Infinity, and Imagining the
Boundaries of the Impossible
Featured Pieces:
Conlon Nancarrow, Study No. 33 for Player Piano
MC Escher, Metamorphosis II
Mc Escher, Circle Limit III
Select Bibliography:
Bill, Max. "Die mathematische Denkweise in der Kunst unserer Zeit ( The mathematical way
of thinking in the visual art of our time )." In The Visual Mind: Art and Mathematics, by
Michele Emmer, trans. by Michele Emmer, 5-9. Cambridge, MA: MIT Press, 1994
Drott, Eric. "Conlon Nancarrow and the Technological Sublime."
American Music. 22, no. 4 (2004): 533-63.
Emmer, Michele, Doris Schattschneider, and M. C. Escher. M.C. Escher’s legacy: a centennial
celebration: collection of articles coming from the M.C. Escher Centennial Conference,
Rome, 1998. New York: Springer-Verlag, 2003.
Gann, Kyle. The music of Conlon Nancarrow. Cambridge University Press, 2006.
Schattschneider, Doris . "The Mathematical Side of M. C. Escher." Notices of the American
Mathematical Society. 57, no. 6 (2010): 706-18.
Thomas, Margaret Elida. Conlon Nancarrow's "Temporal Dissonance": Rhythmic and Textural
Stratification in the Studies for Player Piano. Ann Arbor (MI): UMI, 1997.
_____. "Nancarrow's "temporal Dissonance": Issues of Tempo Proportions, Metric
Synchrony, and Rhythmic Strategies." Intégral. 14/15 (2000): 137-180.
Abstract: Due to the 20th century mathematical and scientific developments of Georg Cantor, Max
Karl Planck, Albert Einstein, and Werner Heisenberg, concepts once relegated to obscurity, such
as irrationality, infinity, insolvability, and chaos, were brought to mainstream attention, ultimately
changing the course of technological and scientific development into the 21st century. Before
these seminal thinkers, concepts like numerical irrationality and infinity were considered by many
to be worthless if not amoral; such attitudes can be found persisting back to the ancient Greeks
under the Pythagoreans. Interestingly, the aesthetic of irrationality follows a similar historical
trajectory, mostly finding relegation in peripheral movements and specific artists before the 20 th
century. However, the 20th century has seen the greatest and longest persisting resurgence in
mathematically irrational thought within the arts. This paper compares the visual and musical
experiments in irrationality, incommensurability, and infinity in the works of MC Escher and
Conlon Nancarrow during the early and mid-twentieth century, showing a correlation between
contemporary mathematical and physical innovations and specific aesthetic pursuits in art and
music.
Key | 1
Cantor, Einstein, Escher, Nancarrow:
√ , Irrationality, Infinity, and Imagining the Boundaries of the Impossible
When children enter their secondary education, most are thoroughly familiar with
P thago as s most famous eponymous theorem.1 While this is a useful and beautiful proof,
allowing us to construct objects from the Great Pyramids to Sagrada Família, at its core broods an
implication that troubled the Pythagoreans, an implication which, by many accounts, they would
closely guard from the world – the existence irrational numbers. This discovery greatly disturbed
the Pythagoreans because their philosophy preached that all numbers could be expressed as
rational ratios of integers.2 They lived by the dictus that all is number3 and that all universal
phenomenon could be explained by harmonious relations between those numbers.4 P thago as s
theo e
ould e the u de
i i g fo e to tea apa t his s hool s e ti e os olog .
Gi e sele t e a ples, P thago as s theorem is not cosmologically contradictory. Take for
example a right angel with side lengths three and four; by the Pythagorean Theorem we can
deduce the length of the hypotenuse is 5.
1
Namely, the square of the side length formed by connecting the two end points of a right angel (the
hypotenuse) is equal to the sum of the squares of the side lengths forming that right angel, commonly expressed as
a2+b2=c2, with c representing the length of the hypotenuse. It is now well known that this formulation was known by
earlier civilizations, such as the Babylonians and Egyptians. See Neugebauer, The exact sciences in
antiquity, 36; Teresi, Lost Discoveries, 52; Robson, "Words and Pictures," 105–120.
2
B atio al atio of i tege s, e ea that a
u e is o side ed a atio al u e if that number
a e e p essed as the atio of t o i tege u e s, hi h i lude all ou ti g u e s, thei egati es, a d ze o.
For example, a whole number like 2 can be expressed as 2/1, and thus it is rational. Many decimal numbers can also
be considered atio al; fo e a ple, .
… a
e e p essed as / . E e a de i al e pa sio like
0.00000648871 can be considered rational; its ratio of integer numbers is 4,379/674,864,263.
3
Fo the P thago ea s, u e
ea t all those u e s p io to the discovery of irrational numbers,
namely the rational numbers – i tege , hole, a d ou ti g u e s … -3, -2, - , , , , … .
4
Gullberg, Mathematics, 84 and 398.
Key | 2
= , =
+
=
+
=
+
=
=
√ =√
=
There is no number here which cannot be expressed as either a whole number or the ratio of two
other whole numbers. However, let us consider two sides equal to one.
= =
+
=
+
=
+ = =
√ =√
√ =
This cannot be simplified any further. There is no precise square root of two. We could
approximate it by decimal expansion as 1.4142, but this is only an approximation.
To demonstrate this approximation, let s s ua e .
.
(multiply the number by itself).
.
� .
While 1.99996164 is close to two, it is not precise. In fact, there is no rational number that we can
multiply by itself such that we will get 2. We can prove this through contradiction, by assuming
such a rational number does exist. Thus, assume there exists a rational number (as Pythagoras
might have wanted) in lowest terms such that
= √ . This then implies that
(squaring and multiplying both sides by b). Given that
have been divisible by 2 since
2
=
=
=
→
, we can assume that
(dividing both sides by 2). Then, we understand
=
must
as
Key | 3
e uali g so e othe i tege
ultiplied
some �. Now, we may substitute � for
� =
t o; let s all this u k o
i tege �. Thus,
back into our original premise, giving us
. Note that this is now a contradiction since
and
= � for
�2
2
=
→
were initially assumed to be in
lowest terms; they are no longer in lowest terms since we can divide through by 2 on both sides
to simplify the expression. Thus, there can be no such rational such that = √ .5
Such results were known to the Pythagoreans. However, discovery of these
incommensurate numbers wrecked their cosmological ontology, leading to a mathematical
impasse that would be continually ignored for centuries. One example contemporary to the
Pythagoreans is Hippasus of Metapontum (fl. 5th century BC), the Pythagorean philosopher often
credited with discovering irrational numbers.6 While accounts are slightly varied, Hippasus, after
revealing his discovery, reportedly drowned at sea, apparently a divine punishment for divulging
this impiety. If this story holds any truth, it seems reasonable to extrapolate, given no evidence for
the existence of Greek pantheons, that Hippasus was executed by his fellow Pythagoreans for
challenging their cosmology and undermining their school by circulating such knowledge.7
While the Islamic Middle East expanded our understanding of irrational numbers during
the first millennium CE,8 Europe would not seriously encounter such concepts again until the 12th
century. However, due to Medieval European Aristotelian and Platonic philosophical hegemony –
both of which were heavily influenced by Pythagorean philosophy – irrationality and
5
Thanks is given to my partner, Jason Johnson, for assisting me with this classical Euclidean proof for the
irrationality of the square root of two.
6
Iamblichus. The life of Pythagoras, 327.
7
Kline, Mathematical thought, 32.
8
Such as in the work of Persian mathematician, Al-Mahani (d. 874/884), and the Egyptian mathematician,
A ū Kā il “hujā i Asla (c. 850 – 930).
Key | 4
incommensurability, along with most proof-based mathematics and empirical sciences, were
eschewed until the Enlightenment.
The 17th century witnessed an explosion of mathematical inquiry. The irrational numbers
pi and e Eule s u
e
o ed to e te stage, despite their clear incommensurability. In the
18th century, mathematicians confronted irrationality with renewed vigor; Leonhard Euler wrote
the first proof of e s i atio alit i
, and in 1761 Johann Heinrich Lambert proved pi cannot
be rational. Subsequently in 1794, Adrien-Marie Legendre provided a proof showing the square of
pi is irrational, consequently proving pi is itself irrational. Furthermore, Euler and Abraham de
Moivre began theorizing i agi a
field of complex numbers.
u
e s 9 and their combination with the reals, forming the
10
The 19th century saw the greatest proliferation of numerical genera. Liouville established
the existence of transcendental numbers
11
in 1844 and 1851. Slightly later in 1873 and 1882
respectively, Charles Hermite and Ferdinand von Lindemann proved e and pi transcendental. The
19th century development of Eule s prior work in complex numbers expanded our understanding
of irrationals, dividing them into algebraic12 and transcendental irrationals. Such resurgence in the
academic study of irrational and transcendental numbers had not been witnessed since Euclid.
The s ua e oot of a egati e u e is a i agi a
u e . The e a ot e a eal s ua e oot of
negative numbers since any number multiplied by itself will always equal a positive number. Thus, there is no number
such that when multiplied by itself equals a negative number. The √− is the most commonly referred to imaginary
u e a d is i st u e tal i fo i g hat a e k o as o ple u e s, hi h a e u e ith oth a eal
and imaginary part. Complex numbers usually come in the form + �, where and are real numbers and � is the
√− . While i agi a , these u e s ha e a real applications in mathematics and science today.
10
See prior footnote.
11
Transcendental numbers are never solutions to nth-degree non-zero polynomials with integer coefficients.
12
Those numbers which are solutions to nth-degree non-zero polynomial equations with integer coefficients.
9
Key | 5
Pivotal during this period, was the controversial work of German mathematician, Georg
Cantor.13 Born in 1845, Cantor s o k represented a paradigm shift in mathematics, a coalescence
of three centuries of number theory innovation forming his theories of indefinitely large but
distinct transfinite numbers.14 His theories and proofs on degrees of infinity profoundly impacted
nearly all physical and mathematical discoveries for the next century.15
By 1873 i
alge ais he )ahle
his se i al pape , Ü e ei e Eige s haft des Inbegriffes aller reellen
O a Cha a te isti P ope t of All ‘eal Alge ai Nu
proved rational numbers, though infinite, are countable.
16
es
Cantor
Furthermore, Cantor proved the real
numbers (irrational and rational numbers) infinite and uncountable. Lastly, and perhaps most
paradoxically, he proved the algebraic numbers are equal in infinite magnitude to integers, but
the transcendental numbers, which are a subset of irrationals, are uncountable and
Ca to s o k as so o t o e sial that the ift fo ed i
athematics would perhaps be greater than
that formed by the radical harmonic experimentations of contemporary German composer, Richard Wagner.
14
The concept and contradictions of infinity were not new to Western thought when Cantor began to
consider this concept critically. Zeno of Elea (born c. 490 BCE), an ancient Grecian pre-Socratic philosopher brought
infinity into Western mathematics first with his various eponymous paradoxes. In India, infinity was even given three
genres in the Jain mathematical text Surya Prajnapti (c. 4th–3rd century BCE).14 See Stewart, Infinity, 117.
15
Galilei, Dialogues, 31–33. In the 17th Century, Galileo Galilei had also tried to conceptualize the infinite,
only to discover his own paradoxes through realizing that one can create comparisons of different infinities. In this,
his final scientific work, Galileo made seemingly paradoxical statements about the positive integers. First, he made
the true observation that some numbers are squares, while others are not (4 is the square of 2; 5 is not the square of
any integer); he then intuited the conclusion that all the integers must be more numerous than just the perfect
squares (for example, between the numbers 1 and 20 there are 20 integers and 5 perfect squares: 1, 2, 4, 9, and 16).
However, he also recognized a contradiction by viewing the problem from a different angel. He noted that for every
perfect square there is exactly one positive number that is its square root. Furthermore, for every integer there is
exactly one square; Consequently, one could also conclude that both sets of numbers (integers and perfect squares)
are equivalent in magnitude. Galileo also noted that a circle can be understood to comprise an infinite number of
points, but when a larger circle is drawn concentrically, we must recognize that this larger circle must have a larger
u e of i fi ite poi ts. I the e d, he a a do ed the p o le , hi h is toda k o as Galileo s pa ado , stati g
that when one considers infinity, one cannot make comparisons of less, equal, or greater. This problem was
o side ed t i ial o o luded u til Ca to s o k i the th century. Come the nineteenth century, Cantor was not
satisfied ith Galileo s o lusio . Ca to elie ed that this est i tio is u e essa , a d that it is possible to
define meaningful comparisons of infinite sets.
16
He de o st ated this
pla i g atio als i a o e-to-o e o espo de e ith atu al u e s the
positive integers, excluding zero)
13
Key | 6
consequently more numerous than integers, which must be conceived as infinite. Thus, while the
integers and the ratios formed from them are infinite in number, the irrational and transcendental
numbers are more numerous and thus a larger infinity.
Despite natural human intuition, which had blinded mathematicians and philosophers for
more than two-thousand years, Cantor had the insight to prove not only certain sets, like the
naturals and the rationals, are equivalent infinities, but also there must be more irrationals than
rationals and more transcendentals than irrationals.
Unfortunately, Ca to s 1873 paper did not burst into the world with laud and honor.
Rather, it was refused for publication
o e of the jou al s efe ees a d o e of Ca to s
ost
vehement adversary on infinity, Leopold Kronecker. In 1874, the paper was finally published after
a fello a d s
patheti
athe ati ia s, Richard Dedekind s, intervention.17 However, the dye
as ast; Leopold s sway on the German mathematical community was strong, and his continued
de ou e e t of Ca to s
o k se ed o l to di i ish the sig ifi a e of this dis o e
fo
decades to come.18
17
Bruno, Math & mathematicians, 54.
Cantor's theory of transfinite numbers was so counter-intuitive, it engendered harsh resistance not only
from Kronecker but many peers both within and outside of mathematics. See Dauben, "Georg Cantor and the battle
for transfinite set theory," 1. Henri Poincaré referred to Ca to s p oofs a d theo ies as athe ati s "g a e disease,
and Kronecker publicly denounced Cantor as a "scientific charlatan," a "renegade" and a "corrupter of youth.
Some Christian theologians even saw Cantor's proofs of infinity as an infringement on the domain God and
consequently blasphemous. see Dauben, "Georg Cantor and Pope Leo XIII," 86; Dauben, Georg Cantor: his
mathematics,
a d
. E e de ades afte Ca to s death, Aust ia philosophe Lud ig Wittgenstein argued that
Ca to s p oofs of i fi it e e " idde th ough a d th ough ith the pe i ious idio s…," dis issi g his o k as
"utter nonsense" that is both "laughable" and unquestionably "wrong." See Rodych, "Wittgenstein's Philosophy of
Mathematics."
18
Key | 7
Despite myopic resistance, Cantor's work as the first mathematician to critically
understand infinity with mathematical precision would outlive him. His theories effe t as only
delayed, ultimately impacting paradigm shifting work in the early 20th century.
Before the wider acceptance of irrationality and infinity in the 20th century, Western
cosmology was understood through a Newtonian lens: the universe was knowable, rational, fixed
in all points, and able to be perfectly predicted according to the precise clockwork of its machine.
19th century mathematical work on irrationality and infinity allowed scientists at the beginning of
the 20th century to question Newtonian models. The work of physicists like Max Planck, Albert
Einstein, and Werner Heisenberg shifted the cosmological model to one of constant flux, a system
of probabilities and uncertainties, only knowable by approximations at any moment.
I
i
No
a di
alspekt u
ith his se i al pu li atio , Über das Gesetz der Energieverteilung
‘ega di g the La
of E e g Dist i utio s i the No
al “pe t u
,19
German physicist Max Planck was one of the first scientists to shake the foundations of modern
cosmology. In this paper, he described his solution to the
thermodynamics, a groundbreaking result establishing
ode
la k body p o le
in
ph si s quantum theory, which
would soon challenge all lassi al ph si s firmly held beliefs developed since Newton.
Just a few years later in 1905, an obscure 26 your old patient office clerk, Albert Einstein,
having just completed his PhD at the University of Zurich, publish a series of four papers between
March and September. These papers heralded him onto the world stage as the most innovative
man of the last century. In March he solved the puzzle of the photoelectric effect by modeling
19
Planck, "Über das Gesetz," 553-563.
Key | 8
energy as exchangeable in discrete quantities, harkening to the prior work of Planck.20 In May, he
opened the field of statistical physics and gave observable credibility to atomic physics by
demonstrating Brownian motion, a phenomenon first observed by Scottish botanist Robert Brown
in 1827, was empirical evidence for the existence of atoms. In June, he reconciled James Clerk
Ma
ell s field e uatio s fo ele t o-magnetism with the laws of classical mechanics through
application of his own near-lightspeed mechanics,21 discrediting the widely held cosmological
o ept of the lu i ife ous ethe .
22
In September, he discovered his famous equivalence
between matter and energy, E=mc2, a d dedu ed f o
this the e iste e of
est e e g , the
foundations of nuclear physics, and the ability of gravity to warp light.23
Despite its ability to simply explain hitherto unexplainable or difficultly modeled problems,
su h as the pe ihelio of Me u , Ei stei s theo ies
e e ot
et ith o plete a epta e.
They seriously challenged the contemporary models, and consequently demolished many eminent
ph si ists life o k. The
athe ati s ehi d Ei stei s
o o se a le e ide e fo his theo ies
e
odels as sou d, ut the e as little to
p edi tio s, espe iall fo his “pe ial Theo
of
Relativity. It would take another 14 years before his theories would gain unwavering traction. In
May 1919 during a solar eclipse, Sir Arthur Eddington confirmed a prediction made by Einstein in
1911, which claimed that light from a distant star traveling to earth in a near tangent line to the
“u should e e t
the “u s
assi e g avitational field. Soon after, these observations were
published, making Einstein an international media sensation and a household name around the
20
Das, Lectures on quantum mechanics, 59.
Resulting from analysis based on empirical evidence that the speed of light is independent of the motion
of the observer. See Major, The quantum beat, 142.
22
See Lindsay, Foundations of physics, 330.
23
This last pape is o k o as Ei stei s “pe ial Theo of ‘elati it .
21
Key | 9
world. The epoch turning event is famously captured in the top contemporary British newspaper,
The Times, in
hi h the headli e ead, ‘e olutio i “ ie e – New Theory of the Universe –
Ne to ia Ideas O e th o
(Figure 1)24
Figure 1: Banner from the article Revolution in Science – New
Theory of the Universe – Newtonian Ideas Overthrown" in The
London Times, November 7, 1919 (page 38)
Overnight, the universe had metamorphosed. Not since the migration of the Sun to the
center of the solar system had such a paradigm shift occurred. Just as Galileo could no longer
seriously accept planets orbiting in loop-de-loops under a geocentric model during the 16th
century, scientists of the early 20th century could now safely discard the archaic notion of earth
floating through a crystalline solid in space and see it for the absurdity it was.25 Rather than a static
universe unaffected by the things within it, the universe was now flexible space, intimately
interacting and warping with mass and energy.
"‘e olutio i “ ie e,
.
This postulation was a result of the established Theory of the Luminiferous Ether, which attempted to
explain how light, as a wave, traveled through space. Since waves cannot travel without a medium, it was believed
that spa e ould ot e a a uu . ‘athe , spa e ust e filled ith a fluid ethe i hi h light ould t a el. Gi e
al ulated easu e e ts of light, this fluid ethe
ould ha e to ha e ee a solid crystal for the theory to work.
24
25
Key | 10
The capstone in this cosmological revolution came in 1927 with a publication by another
young genius, Werner Heisenberg. While in Copenhagen working on the mathematical
foundations of the new field of quantum mechanics, Heisenberg produced his paper, Über den
anschaulichen Inhalt der quantentheoretischen Kinematik und Mechanik,
content of quantum ki e ati s a d
o
I dete
i a
O the des ipti e
e ha i s outli i g hat ould e o e his U e tai t
p i iple. This law asse ts a fu da e tal li it o o e s a ilit to as e tai
certain physical properties of a particle with precision.26 For example, the more precisely one
k o s the positio
of a pa ti le, the less p e isel o e
e essa il k o s that pa ti le s
momentum. This principle completely overturned the cosmological deterministic model outlined
under classical Newtonian physics. Rather, the Heisenberg Uncertainty Principle proposed a
cosmology wherein all things are only partially knowable at any point and moment.
Perhaps due to the tendency of modern education to segregate systems of knowledge,
understanding science isolated from history, art as antithetical to mathematics, and music as only
important if one plays in the marching band, we are often unaware of the interplay among these
fields a d thei p ofou d i pa t o ea h othe . We lea
P thago as s theo e
ithout a
concept of its controversial implications. We memorize the axioms of Euclid which grew from the
work of the Pythagoreans and gain no appreciation for its model of reasoning. These i di idual s
influence on thinkers like Socrates, Plato, and Aristotle, and the consequent impact these thinkers
had on Western thought27 steered the course of Western history until the early modern age, at
which point controversial thinkers like Kepler and Galileo began to question the amalgamated
26
Heisenberg, "Über den anschaulichen Inhalt.
P o a l due to A istotle s appoi t e t as the tuto of the
the time, Alexander the Great.
27
ost po e ful
a i the Weste
o ld at
Key | 11
paradigm of Platonic philosophy and Augustinian theology of the past two millennia. It would not
be until the late 19th and early 20th century that this system would be utterly overturned by the
momentum of four centuries of subsequent questioning and reevaluation. One cannot overstate
the collective shock of the mathematical and scientific world when this revolution took hold in
1919, perhaps why Einstein remains one of the most widely recognized individuals of all time and
the paragon of genius itself.
It is not coincidental that concurrently all fields of critical study were experiencing
pa adig
shifts. The i pa t left
Ca to s a d Ei stei s
os ologi al ei te p etatio
transformed not only the quantitative sciences but also the social sciences and humanities. While
aesthetic sentimentality of the 19th century was a chimera of Rococo frill and Neo-Gothic
mysticism, the universe like a cluttered Victorian parlor – an opaque knicknackatory filled with
arcane ceremony – the 20th century saw a critical decluttering of ritualistic baggage, embodied by
radical aesthetic shifts like Bauhaus. The unknown exposed, the transfinite secularized, and
mysticism eschewed, infinity and irrationality were legitimate and integral aspects of reality.
During this time, strict and purely mathematical arts gained renewed legitimacy,
emancipated from the necessity of narrative or Romanticized emotion. Many artistic movements
coalesced around mathematical principles.28 The human ontological orbit had widened, and art
28
Some select examples include Geometric Abstractionists Ada K. Dietz (1882–1950) with patterns based on
the expansion of multivariate polynomials, Monir Farmanfarmaian, (b. 1924) exploring the infinite in mirror mosaics,
and Peter Forakis, (1927–2009) pioneering abstract geometric forms in sculpture; Constructivists John Ernest (1922–
1994) and Anthony Hill (b. 1930) using group theory in self-replicating shapes; Algorists Jacobus "Koos" Verhoeff (b.
1927), using lattice configurations and fractal formations, and Helaman Ferguson (b. 1940) employing integer relation
algorithms; and members of the Pattern and Decoration Movement, which included MC Escher (1898-1972) using
tessellations and hyperbolic geometry, Max Bill (1908 – 1994) inspired by abstract physics concepts and the Bauhaus
movement, Tony Robbin (b. 1943) exploring hyper-dimensional geometry, and Robert Longhurst (b. 1949) exploring
objects of minimal and saddle surfaces.
Key | 12
could now annex fruitful fields of creativity hitherto denied it. Swiss graphic artist of the early 20th
century, Max Bill, encapsulates the fervor with which some artists were trekking into the
mathematical unknown. To Bill, mathematics presented space not as Classically rational, or
Romantically emotional, or even Gothically spiritual, ut athe as so ethi g i e pli a le. He
wrote that art can now explore
…the inexplicability of space - space that can stagger us by beginning on one side and
ending in a completely changed aspect on the other,… the remoteness or nearness of
infinity - infinity which may be found doubling back from the far horizon to present itself to
us as immediately at hand; limitations without boundaries; disjunctive and disparate
multiplicities constituting coherent and unified entities; identical shapes rendered wholly
diverse by the merest inflection; fields of attraction that fluctuate in strength; or, again, the
space in all its robust solidity; parallels that intersect; straight lines untroubled by relativity,
and ellipses which form straight lines at every point of their curves…. And despite the fact
that the basis of this mathematical way of thinking in art is in reason, its dynamic content
is able to launch us on astral flights which soar into unknown and still uncharted regions of
the imagination. 29
Thanks to the present proliferation of computer technology and the precise digital techniques it
offers, visualization of complex mathematical phenomena has become not only possible but
relatively easy. Half a century before this, however, artists and musicians were still boldly
attempting to explore the same phenomena with nothing more than their human capabilities and
the relatively crude tools available at the beginning of the 20th century.
One of the first artists to venture into this new Relativistic universe, opened by Cantor and
Einstein, was Dutch graphic artist, Maurits Cornelis Escher, born in 1898. As a trained graphic artist
working mostly under commercial employment, making images for postage stamps and wrapping
paper as well as a few portraits, landscapes, and architectural sketches, Es he s o k as al ost
29
Bill, Max. Die mathematische Denkweise.
Key | 13
completely unknown or disregarded by the artistic community until the 1950s. Beginning in the
1960s, however, Escher work gained traction among an unexpected collective: physicists and
mathematicians.30 This came after his initial and stylistically innovative work in impossible spaces,
tessellations, and continuous transformations from the early 1940s into the 1950s.
E hoi g Ma Bill s des iptio of the e
a d i e pli a le a t i
, MC Escher
described, in retrospect in 1959, the transformation of his aesthetic aims during the middle years
of his artistic maturity in the 1930s and 1940s. He wrote:
I discovered that technical mastery was no longer my sole aim, for I was seized by another
desire, the existence of which I had never suspected. Ideas took hold of me quite unrelated
to graphic art, notions which so fascinated me that I felt driven to communicate them to
others.31
Es he does ot e plai e a tl
hat these ideas that took hold of hi
deduce from his subsequent work on what would later be te
i possi le o je ts, as
e e, ut
e a
ed i possi le spa es a d
ell as his app o i atio s of i fi it , that his new desire in the 1930s
i te se ted Ma Bill s sa e i e p essi le art. The nearly four-meter long woodcut print
Metamorphosis II, created between November 1939 and March 1940 serves as the figurative and
literal paradigm of Es he s aestheti transformation (Figure 2). In this work we see a manipulation
of space, mirroring pe fe tl Bill s o eptio of spa e that can stagge us
side a d e di g i a o pletel
a
which
31
i go o e
ha ged aspe t o the othe , as well as expressing an infinity
e fou d dou li g a k f o
the fa ho izo to p ese t itself to us as immediately at
ha d. While Es he takes his ie e o a t a sfo
30
egi
Emmer, "Mathematics and Art,
Escher, Escher on Escher, 5.
.
atio al jou e f o
the i te se tio of the
Key | 14
Os i
a ious otatio s of Meta o phosis a d the ei te p etatio of M as E th ough those
rotations, we find that at the end of this journey the infinite variety that is has been opened to our
mind nevertheless leads us back to where we started.
Figure 2: MC Es he s Metamorphosis II, originally one long panel, presented here as three in succession.
The fi al pa t of Es he s last le ture, never given but published in 1989,32 was dedicated
to Metamorphosis II. In this lecture, he described this piece in his own words:
It is a pi ture stor o sisti g of a su essi e stages of tra sfor atio s…. If a
comparison with music is allowed, one might say that, up to this point, the melody was
written in two-quarter measure. Now the rhythm changes: bluish elements are added to
the white and black, and it turns into a three-quarter measure.
He ends his description by describing the entire surfa e of the
patte .
33
This ill e o e a
o k as filled
ea i gful o pa iso ; e ill etu
ith a
h th i
to Es he s aestheti and it
associations to rhythmic transformation in the work of contemporary, Conlon Nancarrow.
32
33
Ibid., 48.
Emmer, M.C. Es her’s lega , 146.
Key | 15
In 1953, Escher completed his most recognizable work today, Relativity (Figure 3), likely
i spi ed
the popula izatio of Ei stei s
o k o ‘elati it a d g a it du i g the
sa d
1940s. In Es he s lithog aph, gravity becomes a relative phenomenon, with three equally valid
orthogonal sources of gravity distributed among sixteen figures. In the following year, NG de Bruin,
e og izi g Es he s s ie tifi a d
athe ati al pe ha t, selected Es he s o k for exhibition
at the Stedelijk Museum for the 1954 International Congress of Mathematics in Amsterdam. Two
meetings of art and science would occur at this exhibition, propelling Es he s t a sfo
atio al
art into its most mature stage of metamorphosis: the creation of impossible objects and infinite
spaces.
Figure 3: MC Es he s Relativity (1953)
Key | 16
At this conference were the young physicist Rodger Penrose34 and his engineer father,
Lionel Penrose. Upon visiting the art exhibition of the mostly unknown MC Escher, both Penroses
e e i t igued
Es he s use of eal o je ts within Relativity s impossible space. Inspired, the
Penroses endeavored to produce their own impossibilities, though rather than create impossible
spaces with possible objects, they aimed to create impossible objects within possible spaces.35
Meanwhile a few years later in 1957, mathematician HSM Coxeter, who had also been at
the 1954 exhibition, contacted Escher to ask permission to use i his pape , Crystal symmetry
and its generalizations," some of Es he s tessellations made in the 1930s and 1940s.36 Later that
year, after publication, Coxeter sent Escher the article. What intrigued Escher most about this
article, though he testified that he himself could not understand most of it, was not Coxeter s work
on crystal symmetries demonstrated through Euclidian tessellatio s, ut Co ete s figu es of
hyperbolic tessellations, where the repeated tiles, rather than continuing in a regular nontransformative fashion into Euclidean infinity, rapidly grew smaller and smaller towards an
infinitesimal space at the edge of a circle. (See Figure 4) This image would stick with Escher for the
next decade as he endeavored to visually capture infinity.
34
Roger Penrose is now a world-famous physicist and mathematicians, perhaps most famous for his work
with Stephen Hawking on black holes, for which we won the prestigious Wolf Prize in 1988.
35
See The Art of the Impossible: MC Escher and Me. Directed by Clem Hitchcock.
36
Schattschneider, "The Mathematical Side of M. C. Escher," 706–718.
Key | 17
Figure 4: H pe oli tili g f o
H“M Co ete s pape of
stal s
et . 37
In the next year, 1958, the Penroses co-authored and published their results on impossible
objects in the British Journal of Psychology.38 In this publication, Rodger Penrose demonstrated his
Pe ose T ia gle a d Lio el his E dless “tai ase. (See Figure 5) I
e og itio of Es he s
inspirational impossible space, Rodger sent the article with their sketches to Escher, who soon
after in 1960 and 1961 sent Roger Penrose the lithographs Ascending and Descending and
Waterfall, the fi st of hi h as ased o the E dless “tai ase a d the se o d o the Pe ose
T ia gle.
39
(See Figures 6 and 7) Escher, already on the track to find infinity, was reciprocally
inspired by the Penroses impossible objects as designs that could express perpetuality, and
consequently infinity, under concrete terms.
Co ete , C stal s
et a d its ge e alizatio s, –13.
Penrose, "Impossible Objects," 31-33.
39
Schattschneider, "The Mathe ati al “ide of M. C. Es he ,
37
38
–718.
Key | 18
Figure 5: The Penrose staircase and Triangle, two impossible objects.40
Figure 6: MC Es he s Ascending and Descending
(1960), based on the Penrose Staircase.
40
Penrose, "Impossible Objects," 31-33.
Figure 7: MC Es he s Waterfall (1961), based on the
Penrose Triangle.
Key | 19
Though Es he had fou d the fou tai head fo the est of his life s o k
the late
s,
he recognized a frustration with his developed aesthetic. In a letter to his son, George, in the
1950s, Escher elaborates:
But the sad and frustrating fact remains that these da s I’ starti g to speak a la guage
which is understood by very few people. It makes me feel increasingly lonely. After all, I no
longer belong anywhere.41
The emotionless, perhaps cold and mathematical language with which Escher was now speaking
isolated him from broader audiences.42 Of course, Escher was not alone in this experience, though
he might have not known it. Not only can we see his misunderstood isolation in light of Georg
Cantor s
athe ati al e plo atio s i the late 19th century, but we can also find many parallels in
mathematical explorations within music from this time.
Earlier in the 20th century, European dodecaphonic and serial composers, such as Arnold
Schoenberg, Alban Berg, and Anton Webern, confronted unpopularity and even persecution for
their innovative, more-or-less mathematically oriented art. A fe
“e o d Vie
de ades afte “ hoe
e gs
ese “ hool, Wolfgang Steinecke initiated the Darmstadt International Summer
Courses for New Music in 1946, at that time the greatest annual collective of mathematically
oriented composers. Members of this school, central among them Luigi Nono, Pierre Boulez,
Bruno Maderna, and Karlheinz Stockhausen,43 found great collective comradery, but their music
41
Escher, M.C. Escher, his life and complete graphic work, 93.
This obviously would not persist.
43
But also including many other now well-known composers such as Earl Brown, John Cage, and Luciano
Berio as well as Iannis Xenakis and Olivier Messiaen (mostly through their influence on Darmstadt composer, since
neither Messiaen nor Xenakis even attended Darmstadt).
42
Key | 20
was in many circles poorly received, especially those circles oriented towards a more traditional
harmonic and rhythmic regimen.
In the United States, Charles Ives had been struggling since the end of the 19th century with
artistic
dejection
for his
experimentations
pursuing
rhythmically
and
harmonically
incommensurate music. Following Ives, composers like Edgar Varese, Henry Cowell, and Ruth
C a fo d “eege
eated the flo e i g of the A e i a
Ult a-Mode ist
o e e ti
usi ,
and just few decades later, Milton Babbitt would take mathematically structured music to new
extremes with his own version of total-serialism.
Despite a wider lack of appeal, Modernism, Post-Modernism, and Ultra-Modernism were
well established in the academic musical community both in Europe and the United States by the
1950s. Consequently, many composers who found this music compelling sought space to
experiment in academia without the financial necessity to write music for popular demand; many
became university professors and formed their own studios and schools. There were, however, a
few composers who found themselves, like Escher, left out of the established fold.
One such composer, born in Arkansas in 1912 during this upheaval in science, art, and
music, was Conlon Nancarrow. Starting at the age of 21, Nancarrow received his first formal
composition training with Nicolas Slonimsky, Walter Piston, and Roger Sessions in Boston between
the years of 1933 and 1936. During this time, Nancarrow began to develop his own unique desire
for musical experimentation in the domain of time and rhythm.44
The extreme technical difficulty posed by his music in the early 1930s resulted in only a
few satisfactory performances prior to leaving the United States to fight in the Spanish Civil War.
44
Nancarrow, "Tempus perfectum," 266.
Key | 21
Pe fo
e s f ust atio s with his music no
Na a o s i te est i
o ple
h th i
configurations did not wane by his return from the war in 1939. In that same year, with a pressing
eed to fi d ade uate pe fo
a es of his
usi , Na a o dis o e ed He
Co ell s t eatise
New Musical Resources, which not only contained many rhythmic ideas reinforcing his own but
also ideas he had yet to explore.
In his book, Cowell attempted to reinterpret the paradigm of musical time, understating
rhythm not merely as a temporal scaffold but as a harmonic medium. Cowell recognized pitches
were simply fast periodic impulses45 and from this extrapolated the possibility of understanding
harmonic ratios between frequencies as rhythmic ratios.46 This allowed him to express harmony
and harmonic progression in not only the pitch domain but also the rhythmic.47 Nancarrow
realized the implications for Co ell s e
pa adig
of h th
were perhaps limitless, but the
same problem still confronted him: if his music was already too difficult to perform, implementing
such rhythmic structures would only make it more so. Conveniently, Cowell recognized this
difficultly and offered this offhand suggestion, which would form the primary concern of
Na a o s life o k:
Some of the rhythms developed through the present acoustical investigation could not be
played by any living performer; but these highly engrossing rhythmical complexities could
easily be cut on a player-piano roll. This would give a real reason for writing music specially
for player-piano, such as music written for it at present does not seem to have, because
almost any of it could be played instead by two good pianists at the keyboard.48
45
For example, 440 Hertz is simple 440 beats per second. This A pitch could be transposed down various
octaves (220Hz, 110Hz, 55HZ, 27.5Hz, 13.75Hz) to 13.75Hz, at which point the pitch association of the beats would
be lost totally to the rhythmic domain.
46
2:1 for an octave, 3:2 for a perfect fifth, 4:3 for a perfect fourth, 5:4 for a major third, and so on.
47
For example, one could rhythmically express a major chord (ratios 6:5:4) with three musical strata moving
at tempos 120, 100 and 80 beats per minute.
48
Cowell, New Musical Resources, 108.
Key | 22
When in 1940 the United States government denied renewal of Na a o s passpo t due
to his prior involvement in the Communist Party, he immigrated to Mexico and, finding the musical
climate there equally unfavorable towards his musical experimentations with rhythm, undertook
creating music for the player piano, superimposing tempi in wholly polyrhythmic pieces. The piano
rolls and the clockwork mechanism of the instrument ultimately gave Nancarrow more temporal
control over music than had ever previously been possible.49 Composed primarily from the 1950s
through 80s – the sa e ti e as Es he e plo ed his o
i possi le a t – Nancarro s innovative
Studies for Player Piano are works of incredible rhythmic complexity whose hallmark is the
te po al o fli t a o g si ulta eous la e s of
usi , hi h he alled Temporal Dissonance.
His first study for player piano was punched between 1949 and 1950. Excited about the
new possibilities now open to him, this piece had more than two hundred tempo changes. Over
the next fifteen years, between 1951 and 1965, Nancarrow wrote the remainder of his first thirty
studies for player piano, all of which explored ever complexifying rational relationships between
musical strata.50 A pivotal turn in his explorations occurred after his 20th study, when Nancarrow
While Na a o s e pe i e tatio does e eed thei s, the a o plish e ts of o pose s of the th
century Ars Antiqua and Ars Nova periods, particularly those involved in the Ars Subtilior, are perhaps the only
Western music co pa a le to Na a o s i h th i e pe i e tatio u til the th century. Composers of this
period defined tempo through an elaborate temporal notation representing mensural relationships among the
established note values and their divisions. The system and its rhythmic possibilities were so well exploited that the
temporal complexities of this notation eventually exceeded the bounds of practical musical performance, still
challenging performers and transcribers even today. Poignant examples of this rhythmic complexity include Johannes
Ci o ia s (c. 1370 - 1412) Le ray au solely, a th ee oi e p olatio a o i a atio of : : , a d )a a a da Te a o s .
1350 – c. 1416) Sumite Karissimi. Such subtle rhythmic practices fell out of favor after the late 14 th and early 15th
century, but we can still find some isolated examples of the aesthetic lingering in the late 15th and early 16th century.
“o e e a ples i lude i o
e su ate h th i ta ti i Ale a de Ag i ola s
/ –
Ag us Dei III f o
his Missa in Myn Zyn and Joha es Mitt e s d. .
Osa a f o his Missa Hercules Dux Ferrarae. Such
rhythmic complexities as these pieces demonstrate would no be seen again until the work of Charles Ives at the end
of the 19th century, and would not proliferate until the mid-20th century.
50
Study 14 is a canon with ratio 4/5, Studies 15 and 18 are canons with ratio 3/4, Studies 17 and 19 are threepart canons with ratios 12/15/20, Study 22 is a canon with ratios of 1%/1½%/2¼%, Study 24 is a canon in ratios
14/15/16, and Study 27 is a canon in ratio 5/6/8/11.
49
Key | 23
made some custom improvements on his play piano roll hole-punching mechanism, modifying it
from a ratcheted device, only allowing fixed divisions of metric units, to one with continuous
movement, allowing for fluid and even more precise metric transformations. 51 While it would take
some time for Nancarrow to realize the full implications of this modification, he did realize that he
could explore ever increasingly complex tempo proportions.
The fi st pie e o posed u de this e f eedo
as Na a o s Ca o X, or Study
No. 21, which explored continuous and gradual accelerandos and decelerando. By Study No. 31
Nancarrow had increased his ratio complexity to 21/24/25. However, it ould t e u til his Study
No. 33, composed sometime in his late 50s in the 1960s, that Nancarrow would realize the full
temporal potential of his new mechanized marvel.
As Nancarrow reached his late 50s, he become more and more committed to his conviction
that ti e is the last frontier of music.
52
By using his mechanical musician, Nancarrow
emancipated himself from the concerns of performability, allowing himself to exploit the
possibilities of musical tempo within polyphonic forms, creating a flexible, fluctuating musical
space and time. However, due to his
method, his
ediu
s
usi s as
h o ous h th , his o positio s formulaic
e ha ized ha a te , a d his i st u e t s i
o ilit a d scarcity, his
music was inaccessible to most. Nancarrow, for much of his career, could only play his music in his
studio unless he laboriously moved his player piano to a concert venue; he was far too
unrenowned for most of his career for any venue to provide him a player piano. Nancarrow was
also reticent to play his music for anyone but himself, only demonstrating his experiments when
51
Drott, "Conlon Nancarrow and the technological sublime," 542.
Nancarrow, quoted in Garland, Americas, 185. See also Tho as, "Na a o 's Te po al Disso a e :
Issues of Te po P opo tio s,
7.
52
Key | 24
he felt one was truly interested.53 His compositions lacked most of the qualities one would
associate with traditional
usi : melodiousness, harmoniousness, regularity, and emotion.
Nancarrow was too interested in the sonic implications of his mathematical experiments to be
concerned with emotion. Kyle Gann, perhaps the greatest Nancarrow scholar and promoter of his
o ks, e alls Na a o s opi io o
usi s ability to express emotion, Gann writes:
… Nancarrow was one of a trio of composers, along with John Cage and Milton Babbitt,
ho did ’t elie e i
usi ’s a ilit to e press e otio . I re e er Conlon saying that to
him music was just an interesting pattern of sounds with no emotive connotations.54
Perhaps for these reasons, Na a o s
usi
e t
ostl u e og ized fo
ost of his
life, despite the extreme precision of his craft and high quality of his work. Like Cantor before him,
and like Escher contemporaneously, Na a o s e pe i e tatio s
i e pli a le
e
a t, elegated hi
to the pe iphe
u til his
usi
ithi
Ma
Bill s
ould e ade uatel
understood and appreciated in the late 20th and early 21st century.
Together, Nancarrow and Escher represent the early artistic response to the revolutionary
mathematical and scientific zeitgeist of the early 20th century. Both create fantastical worlds, one
in light the other in sound, similar to our own, but both continually plumb the boundaries of the
possi le ithi thei
ediu . Es he s Relativity shows us a space wherein one is not beholden to
the typical notions of gravity; the scene pulls one in three possible directions, neither more
tha
primar
the othe . Na a o s disto tio
of ti e th ough pol te po a d te po
transformation provides us with a similar relativistic gravitation, each tempo independently pulling
us within its own linear system, none necessarily the true center of the piece s o it. Ti e fo ea h
53
54
Koonce, "Interview."
Gann, Outside the Feed a k Loop, 3.
Key | 25
voice within a Nancarrow cannon is a relative experience; though the melodic material might be
the same, the experience of that musical structure in time is different for each melodic observer.
Ei stei s Theories of Relativity proposed in 1905 and 1915, which describe the warping of
space and time and the relativistic perception of time, artistically manifest in the works of MC
Escher and Conlon Nancarrow: Es he s p i a
o e
i a t as the e plo atio of spa e, its
limits and warping capabilities, hile Na a o s as the sa e ith ti e. The t a sfo
atio of
time and space, approaching the bounds of infinity and irrationality, ultimately imagining that
which was essentially impossible under a Newtonian Cosmology, is not only the prerogative of
scientific thought at the beginning of the 20th century, but also the arts, embodied most poignantly
at an early stage in the works of Escher and Nancarrow.
Alistair Riddell was correct when he observed that the e s a feeli g that ti e is being
a ipulated i a e ti el diffe e t
a
e
i Na a o s
usi .55 Perhaps because Western
music had for so long existed under the limitations of Pythagorean and Newtonian cosmologies,
usi like Co lo Na a o s had e e
ee app oa hed so fervently before. When the
universe is a rationally driven clock made by a rational creator, things within that universe should
appropriately reflect that divine and predictable machine. However, when the universe is shown
to be unpredictable and unknowable on human terms, and discovery after discovery seems to
chase any rational creator further and further into the gaps of understanding,56 so far in fact that
it seems rational, if not necessary, to question whether such a rational creator might even exist,
the things within that universe take on a whole new, if not infinite, set of possibilities.
55
56
Na a o , "Te pus pe fe tu , 269.
Popula l alled the God of the gaps.
Key | 26
Composer Roger Reynolds once remarked that "it doesn't seem possible that art like
[Co lo Na a o s] could exist."57 Under past paradigms, Reynolds was correct; Na a o s
music, in many ways, was impossible before the 20th century, though mechanized technology did
exist such that it could have physically been done.58 What was not present, however, was the
cultural climate enabling such questions to be asked and their answers sought. Composers at the
beginning of the 20th century, like Nancarrow, could avail themselves of such a climate.
The four primary protagonists59 of this ensuing narrative – Cantor, Einstein, Escher,
Nancarrow – have been herein equated not in some effort to assert trite deification of an artist
o
o pose a o e thei
o te po a ies th ough asso iatio
ith the pa ago of ge ius.
60
What is intriguing in recognizing the shared brotherhood among these four unacquainted
individuals is unlocking a broader, and consequently deeper, context, into which we may place this
e
i e p essi le a t e e gi g i ta de
ith a e olutio a
a u de sta d Es he s a t i light of Na a o s
of Es he s desig s. Fu the
o e, e
os olog . Co se ue tl ,
usi , a d Na a o s
e
usi u de the lens
a u de sta d oth – their histories and resulting oeuvre
– through the seemingly unassociated fields of mathematics and physics by way of their related
goals: to more deeply understand a e a d i e pli a le space and time.
Let us now, in light of all that has come heretofore, return to the Pythagoreans and
Hippasus over two thousand years ago and recall the cosmological quandary of √ , perhaps the
57
Nancarrow, Conlon Nancarrow: Virtuoso of the Player Piano.
The player piano was an outdated form of technolog du i g Na a o s life. I fa t, it had ee pate ted
in 1863 by Fourneaux, though technologies like the player piano predate this machine for centuries, such as music
boxes and automated carillons and pipe organs.
59
The four antagonists perhaps being Pythagoras, Leopold Kronecker, the artistic community unwilling to
recognize Escher – a graphic artist – as a t ue a tist, a d all those u illi g to pe fo o liste to Na a o s usi .
60
Einstein probably never thought that highly of himself, though the analogy has persisted.
58
Key | 27
first number to be proved irrational.61 Coincidentally, it is this incommensurable value that
Nancarrow first explores in his late 50s, when he began composing his self-declared most
significant,62 though not most popular, work, which was the first to explore irrationality in music.
This piece, more than any that had come before, would stretch the limits of the new
i e p essi le a t. In his Study No. 33 for player piano Nancarrow created various tempo canons
using the ratio 2:√ .
Ma
aestheti a d o eptual aspe ts of this i e p essi le
th ough o pa iso
ith Es he s si ila e pe i e tatio s
usi
a
e u de stood
ith o ti uous t a sfo
atio ,
infinity, and incommensurability in graphic design during the same period. This will be
de o st ated th ough Na a o s Study No. 33 for Player Piano.
The first a d fo e ost i pli atio of Na a o s e use of i atio al atios is that the e
will never be a metric convergence point in the music if precisely realized. Since, as proven earlier,
there is no rational number such that √ can be expressed as some ratio of integer numbers, √
cannot be perfectly divided by 2 and 2 cannot be perfectly divided by √ . Consequently, if we have
two metric systems progressing under such an irrational relationship, they will continuously move
out of phase from their outset.63 Such a metric complex maximizes what Nancarrow calls
te po al disso a e.
Ha ke i g a k to his studies of He
Co ell s New Musical Resources in his youth,
Nancarrow uses this term to describe, in terms of harmony, the relationship between independent
61
Heath, A history of Greek mathematics, 155.
Nancarrow, "Terraced Dynamics."
63
This is assuming that they start at some offset not the inverse of their given tempo relationship and that
there will never be any alteration in their temporal relationship.
62
Key | 28
contrapuntal lines progressing in different tempi.64 The more extreme the difference, the more
the relationship between the lines is dissonant. Nancarrow considered most of his early works
before Study No. 33 to be relatively consonant. While perhaps perceptually unusual for people
conditioned to a musical system under the hegemony of the dyadic rational, two voices at a ratio
of 4:5 are not dissonant, only representing a harmonic major third. However, voices in an irrational
relationship are perhaps as dissonant as they can be,65 since they will never have a common
denominator.66
Temporal common denominators form a particularly significant structural function in
u h of Na a o s oeu e. K le Ga
o
o
de o i ato s
alls the esulta t
o e ge e poi ts.
disso a e, Na a o s o ti uall t a sfo
67
et i
oi ide es
eated
the
Under the paradigm of consonance and
i g
et i
elatio ships i
his te po a d
prolation canons create progressive levels of dissonance with movement towards and arrival on
o e ge e poi ts
ep ese ti g to al etu
a d ade e. As Margaret Thomas eloquently
explains, "the momentum of many of the studies may be best understood as a progression toward
the resolution of their temporal dissonance via a process of convergence to a simultaneity."68
Consequently, the closer the canonic voices are to their convergence point, the more
clearly one can hear their imitative relationship. Equally, as the voices approach their maximal
distance from the convergence point, their imitative relationship moves into maximal obscurity.
Tho as des i ed this as the p og essio of the disso a e
Na a o , "Te pus pe fe tu ,
.
Na a o , "Te pus pe fe tu ,
.
66
Co elati g to ha o i p i ipal of the fu da e tal to e.
67
Drott, "Conlon Nancarrow and the technological sublime," 540.
68
Thomas, Conlon Nancarrow's, 4.
69
Ibid., 137.
64
65
69
Such structural demarcations
Key | 29
e o e pa ti ula l sig ifi a t u de the i atio alit of Na a o s late studies, he ei the e
might be only one such convergence point, if there is any at all. For Nancarrow to fabricate such
arrival points, he must rely on arch forms in many of his irrational canons, wherein he swaps the
temporal relationship at some point in the piece, so that, by a retrograde process, they return to
their outset tempo and temporally converge as they began.70
Thus, in his Study No. 33 Nancarrow does not simply initiate the two canonic tempi and let
them continue their de-phase ad infinitum. Rather, Nancarrow creates a series of five
concatenated arch forms, wherein the voices are either initiated at some time interval such that
the canon ends at the point of convergence or directed to invert their te po al atio at the a o s
midpoint. Consequently, by not minimizing the number of possible convergence points to one or
none and constructing points of convergence through various transformational methods,
Nancarrow presents a greater level of comprehensibility than would otherwise be possible.
Interestingly however, Nancarrow evades every point of convergence in his Study No. 33, arriving
at the point without any sounding convergence; instead of a convergence, he begins a new canonic
section. Thus, what was the point of convergence is now a new point of transformation; as much
as it might be an arrival, it is also a departure.
Given Na a o s Study No. 33, let us etu
to Es he s Metamorphosis II, the
transformations in which he coincidentally compared to metric transformations. This woodcut
print functions well as a visual metaphor for the process of te po al disso a e a d
70
This should not be confused with melodic retrograde. While Nancarrow might swap the temporal
relationship between the voices to that they follow their phasing process backwards to their original metric
coincidence, the other musical parameters need not, and usually do not, change.
Key | 30
o e ge e poi ts i Na a o s rhythmically transformational tempo canons, particularly
Study No. 33.
As both Gann and Thomas have demonstrated, due to the progressive transformation of
imitative structure between voices due to their differing rates of unfolding, the degree to which
we perceive this imitation changes throughout the piece. Take for example the third canon in
Study No. 33, a notated approximated of which appears below (see Figure 8).
Figure 8: App o i ati g e ditio of thi d a o f o
Paul Usher, who approximates 2:√ as 7:5.71
Na a o s Study No. 33 for Player Piano. Transcription by
Here, the point of imitation begins almost simultaneously, but it expands as the piece
progresses. At the midpoint of the section (no shown above), due to Na a o s inversion of the
tempo ratio, the point of imitation begins to contract, ultimately returning to the convergence
point at the end of the section. He e, Tho as s p og essio of the disso a e is
Calle de , Clifto . "Pe fo i g the I atio al: Paul Ushe s a a ge e t of Na a o s “tud No.
:√ ." Conlon Nancarrow, Life and Music: Online Symposium September 27 - October 27, 2012.
71
Ca o
a ifested as
,
Key | 31
the the point of imitation distally migrates, increasing the difficultly in perceiving canonic
relationships between the voices. As e p og ess to a ds the a i al te po al disso a e
e
move from relative canonic simplicity to complexity. However, there is no clear point of division
signaling the shift from this textural simplicity to complexity, but such a shift does take place. This
shift is significant because it compels a transformation in the listener's orientation toward the
work, metamorphosing from a perception of canon to free polyphony and ultimately back again.
We see this sa e p o ess i Es he s Metamorphosis II, again shown below. In this work
the e a e lea
o e ge e poi ts as ell. Fu the
pe iods of disso a t t a sfo
o e, these convergence points lie between
atio . At o e i sta t e see a hess oa d a d the liza ds, ut
what of the between space? As we move from the chessboard to the lizards we cannot be sure
what will be the result of the transformational process; we must ultimately give ourselves up to
the Es he s moment of cognitive dissonance to understand not only the final convergence, but
also the metamorphic revelation that is exercised when a correlation is suddenly made between
a chessboard and lizards.
Figure 2: MC Es he s Metamorphosis II.
Key | 32
The same is true as we move from the life cycle of bees to fish. Between we might guess a
transformation to black butterflies or hummingbirds, but no. The black moves from the foreground
to the background and the background, once negative space upon which the bees lived, focuses
i to fish. Es he s Metamorphosis II, like Na a o s te po
a o s, p ese ts us
ith
concatenations of increasing cognitive dissonance sandwiched by convergence points of clarity,
wherein we are presented with wholly transformed and seemingly unrelated ideas. However,
knowing what has come before, and having traversed the fields of dissonance, we see the clever
and insightful game of relations, with which Escher is playing. Consequently, we now have a better
apprehension of the transformational possibilities of space, just as we might have the same
app ehe sio
ith ti e i Na a o s
usi .
Both Na a o s a d Es he s t a sfo
atio al p o esses i t igui gl
efle t
Heisenberg s Uncertainty Principle.72 At every moment within this piece, we are never in a fixed
point of reference. Rather, we are set in a world in constant fluctuation; as soon as we identify the
point of relative imitation between the canonic voices in Na a o s a o , the dista e ha ges
due to the continual de-phasing processing. While we might know the temporal relationship
between both voices at any moment, we cannot easily say what the exact point of imitation is.
Conversely, if we simply identify the point of imitation at any moment within the piece, we cannot
necessarily know the original temporal relationship that created this singular point.
I Es he s Metamorphosis, at every point we can identify the shapes we see, but we can
only postulate (without hindsight or foreknowledge) what these shapes grew from or will
transform into. Conversely, if we know the convergence points of each transformation the shapes
72
Refe to page
, if ou eed a e i de of the asi p e ise of Heise
e g s U e tai t P i iple.
Key | 33
at every moment lose their individuality and either are subsumed into the preceding or proceeding
o e ge e. I
oth Na a o a d Es he , as i Heise
e g s ua tu
o ld, e a o l
ie
these works under one lens at a time, and as soon as we have chosen one lens, we lose the ability
to see through the other in that instance.
As we can see the implications of Heise
e g s uncertain cosmology in Escher and
Nancarrow, we can also trace the indirect influence of Georg Cantor through Es he s a d
Na a o s explorations of the infinite and infinitesimal.
Es he s o k e plo es oth the oncepts of bounded and unbounded infinities. Bounded
infinities express some convergence on a point, line, or region of space that extends towards
infinity. Unbounded infinities encompass a limitless region, localizing on no point, line, or space.
These are demonstrated in Figures 9 and 10.
Figure 9: Example of a convergent series, while this
series continues into infinity, it is clear, it is collapsing
collapsing to some infinitesimal point (image in public
domain).
Figure 10: Example of parabolic function, the graph
of which grows into an indefinite infinity. As the value
of x increases, the value of y increases indefinitely.
Key | 34
Escher explores unbounded infinities in both two-dimensional and three-dimensional
spa e. All of Es he s tessellatio s are examples of a Euclidean space with an implied extension
i to i fi it at the o k s ou da ies. Gi e the o ti uous patte n of the tessellations, once one
ea hes the ou da ies of Es he s p i ts, it a
e assu ed that the patte , if ot arbitrarily
halted, will continue indefinitely in two-di e sio al spa e see Figu e
. Es he s Cubic Space
Division (1953) is an example of unbounded three-dimensional space. Here, Escher uses a fading
effect to halt our further observation of the infinite expansion, since he ultimately cannot draw
the implied infinite space, though we can assume that such an imagined infinity it is intended (see
Figure 12).
Figure 11: Es he s Pegasus (No. 105) tessellation (1959).
Figure 12: Es he s Cubic Space Division (1952)
After his correspondence with HSM Coxeter, Escher began his exploration of tessellations
under bounded infinities with non-Euclidean spaces. By 1956, Escher has fully developed
infinitesimal convergence at a point in Smaller and Smaller (Figure 13). However, by 1960, Escher
had mastered Co ete s h pe oli spa e i his Circle Limit series (Figure 14). In the mid-1960s, he
Key | 35
extended the hyperbolic design to incorporate line limits in his Square Limit (Figure 15), thus
mastering bounded infinities on points, lines, and polygonal spaces.
Figure 13: Smaller & Smaller (1956)
While
a
Figure 14: Circle Limit III (1959)
Figure 15: Square Limit (1964)
of Na a o s pie es are pre-designed such that the various canonic voices
will at some point converge, all his i atio al canons use ratios that, by their nature, can never
converge, only doing so under arbitrary transformations.73 Ho e e , Na a o s o e ge e
points and his approaches towards them do represent an approximation of these bounded
infinities. Just as Escher could not actually illustrate the infinitesimal or boundless infinity, and had
to terminate his process at some arbitrary point, leaving his viewer to inwardly continue the
process in abstraction, Nancarrow chooses terminations in his processes, his music ultimately only
suggesting an infinite expansion or contraction, which is ultimately impossible to full express.74
Again, take for example the beginning of the third canon from Nanca o s Study No. 33.
The egi
73
i g of the se tio i Na a o s o igi al otatio is gi e
elo
Figu e
. He e, e
Such as the arch-form process previously outlined.
As hu a s a d a hi es, e a e ulti atel li ited i ou a ilit to full e p ess i fi it s all o large),
a d thus these a e app oa hes to a ds a li it at i fi it .
74
Key | 36
see that Nancarrow does, in fact, not begin the voices precisely together. Since he does not begin
the voice coincidentally, there is no point, even under his arch forms, at which the voices will truly
coincide. The voices can either expand apart infinitely or contract to an infinitesimal imitative
distance. Since his player piano is naturally limited in the micro precisions that it can make, there
is a limit to which Nancarrow can approach such an infinitesimal difference. Consequently, when
we approach the convergence point at the end of this section, we can hear the collapsing imitative
interval, but in abstraction, if this process were never halted, we would never reach an actual
o e ge e poi t. O e the oi es get
lose e ough, o as lose as the
a get, Na a o
stops the process and begins a new section (see Figure 17).
Figure 16: The opening of the third canon
i Na a o s Study No. 33 for Player Piano
Figure 17: The closing of the third canon in
Na a o s Study No. 33 for Player Piano
Just as Escher uses points and regions of convergence, which are approached gradually to
imply movement towards infinitesimality, so too Nancarrow uses very close ratios to simulate a
gradual approach to infinitesimally close imitative relationships.
Key | 37
Na a o s a d Es he s approaches to infinity are aptly mirrored in mathematical
concepts involved in expressing irrational numbers as infinitely expanding and infinitesimally
converging continued fractions.
First let us consider how we might endeavors to express the √ by some other conceivable
rational means. We have shown how it is impossible to represent it as a rational number and,
consequently impossible to fully express it as a decimal expansion. There is, however, another,
quite Escherian, way by which we can express an irrational number – a si ple continued
fraction. A simple continued fraction for a positive number is defined as a sequence of numbers
[ ;
,
,
….] =
+
+
+
where b is part of the number greater than one and each
the number. The ��ℎ iterate is evaluated by considering
substituting this into � −
�ℎ
+⋯
are fractional iterates converging to
+
�
and then recursively back
iterate. This process requires n steps and clearly terminates for any
finite �. It can be shown that the simple continued fraction converges geometrically while a
decimal expansion converges only additively thus the nth iterate of a continued fraction is, in
general, much closer to the number it represents than the decimal expansion taken to the ��ℎ
position. Rational numbers also always have a finite simple continued fraction.
To demonstrate, we can approximate √ as a continued fraction: Let us begin with the
most basic approximation of √ .
Key | 38
√ ≅
This is obviously a gross approximation, but we can refine it with a fractional component.
√ ≅
+
=
+ . = .
We are getting closer; what if we add a fractional component to our previous fractional
component?
√ ≅
+
+
=
Now, in a recursive process we will continue adding
= .
to the smallest part of our simple
continued fraction.
√ ≅
√ ≅
√ ≅
+
+
+
+
+
+
+
+
+
+
=
+
= .
=
=
= .
= .
…
…
…
+
This process can continue forever, allowing us to approach √ as closely as we deem necessary.
As we continually add smaller and small parts to our continued fraction, approaching some
Key | 39
infinitesimal limit of convergence, we can express, in a repeating pattern, what as a decimal
expansion lacks periodicity.
√ =
+
+
+
+
+
+⋱
Like Es he s Circle Limit III or Square Limit approach the shape of a circle or square at
infinity, but conceptually never reach that limiting shape, we can express the infinitesimal
irrationality of √ through this ever-shrinking iterative process, approaching this number by
predictable pattern but never fully arriving at our point of convergence. In practical use, we must
at some point, as both Escher and Nancarrow do, arbitrarily chose our terminating point based on
our needs or computational limits.
Escher himself addressed the issue of visualizing objects or concepts which are wholly
i e pli a le. Es he
ote, The esult of the st uggle et ee the thought a d the a ilit to
express it, between dream and reality, is seldom more than a o p o ise o a app o i atio .
This shared concern with compromise forms a
75
ea i gful elatio ship et ee Es he s isual
app o i atio s of i fi it , Na a o s converging approximations of irrationals, and the
mathematical concept of continued fractions, used to express periodically the seeming chaos of
irrationality. All are approximations, approached through continuous gradation, of irrationality at
an infinitesimal point – one visual, one sonic, and one mathematical.
75
Escher, M.C. Escher, his life and complete graphic work, 71.
Key | 40
As we draw near our conclusion, let us return to Ma Bill s idea of i e pli a le a t
e ause it so aptl add esses the o e s of Es he s a d Na a o s o k, as ell as the o k
of Cantor and Einstein. Each of these men was intimately concerned with fathoming that which is
ultimately impossible to wholly fathom. How does one quantify the infinite, demonstrate the
warping of hyper-dimensionality, sonify the rhythmic incommensurability of 2 : √ , or visualize
impossible objects? Ultimately, each achieved their aim, albeit some necessary approximations
and abstractions along the way.
How did they manage this? Each protagonist was faced with something impossible under
a Pythagorean or Newtonian cosmology, yet each was able to discover a new paradigm, under
which they could realize their inexplicable curiosities and see the truth within them. Due to the
work of mathematicians and physicists like Cantor and Einstein, the impossible, the irrational, and
the infinite were placed in closer reach than ever before.
Most of Na a o s
o ks are considered impossible for any human to play. However,
Nancarrow made, through the player piano, impossible performances possible
ith a
eal
performer. Given the possibilities granted to him through his mechanized musician, Nancarrow
was then able to make essentially impossible musical processes possible through close
approximations and suggested continuation of those processes. We can understand the aesthetic
implications of his new artistic paradigm given Cantor s and Einstein s i
o atio s. Na a o s
music is intrinsically concerned with the warping of time and rhythmic space, breaking the bounds
of a fixed musical universe.
The experience of time for each voice in a Nancarrow tempo canon is wholly relative; there
is rarely a concrete metrical reference, and once Nancarrow reached his irrational studies, any
Key | 41
sense of absolute temporal reference is made wholly unattainable. In pieces where Nancarrow
uses continuous tempo transformations, time becomes not only relative for each participating
voice, but also warped by the gravity of his mathematical processes, continually fluctuating and
t a sfo
i g u til the pie e s te
i us. Furthermore, Nancarrow warped the sonic space of the
piano through constructing music that, while acoustically played on a classical instrument, is
wholly new and essentially impossible for a human to perform, both physically and mentally.
In the same way, Escher explored the boundaries of the impossible in his own art, propelled
by the possibilities open to him through mathematics and physics. He could construct impossible
three-dimensional objects within the possible spaces of his two-dimensionally represented
worlds. He not only implied infinity beyond the bounds of his prints, but also construct them within
strict limits. Escher warped space and drew our attention to the uncertainty and relativity of
perception. Through his continuous transformational process, he imagined, like Nancarrow, a
universe that is never fixed and only partially predictable, one in which the gravity of his process
inexorably draws us into the infinite possibilities of his design.
In Max Bill s definition of a mathematical approach to the arts, he addresses the
implications of our preceding analogies. He states,
It must not be supposed that an art based on the principles of mathematics… is in any sense
the same thing as [mathematics]. Indeed, [art] employs virtually none of the resources
i pli it i the ter pure athe ati s. The art in question can, perhaps, best be defined as
the building up of significant patterns from the ever-changing relations, rhythms, and
proportions of abstract forms, each one of which… is tantamount to a law unto itself. As such,
it presents some analogy to mathematics itself where every fresh advance had its
i
a ulate o eptio i the rai of o e or other of the great pio eers.76
76
Bill, Die mathematische Denkweise.
Key | 42
While Nancarrow s music and Escher s art are not the mathematics and physical principles with
which they are dialoging, they stand as poignant analogies. By recognizing such analogies, we can
more clearly understand both sides of this dialogue. We can understand the complex music of
Nancarrow through the subtle yet transparent art of Escher. Equally we may understand the deep
complexity of Escher s elegant and seemingly simple graphic designs through their apt
juxtaposition to abstract physical and mathematical concepts. Furthermore, we can understand
these abstract mathematical concepts more lucidly through their visualization and sonification in
Escher s and Nancarrow s art.
Most importantly, in recognizing such a dialogue as this even exists, we can more deeply
appreciate the historical context within which these arts and sciences arose, realizing a twothousand-year cultural odyssey that unites these great thinkers despite their seeming dissociation.
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