Journal of Atmospheric and Solar-Terrestrial Physics xxx (2017) 1–7
Contents lists available at ScienceDirect
Journal of Atmospheric and Solar-Terrestrial Physics
journal homepage: www.elsevier.com/locate/jastp
A case study of convectively generated gravity waves coupling of the lower
atmosphere and mesosphere-lower thermosphere (MLT) over the tropical
region: An observational evidence
S. Eswaraiah a, *, G. Venkata Chalapathi b, K. Niranjan Kumar c, M. Venkat Ratnam d,
Yong Ha Kim a, P. Vishnu Prasanth e, Jaewook Lee a, S.V.B. Rao f
a
Department of Astronomy and Space Science, Chungnam National University, Daejeon 305-764, South Korea
Department of Physics, Govt. Degree College, Anantapur 515001, India
c
Atmosphere and Ocean Research Institute (AORI), The University of Tokyo, Chiba 277-8568, Japan
d
National Atmospheric Research Laboratory (NARL), Gadanki, Tirupati 517501, India
e
Department of Physics, Sree Vidyanikethan Engineering College, Tirupati 517102, India
f
Department of Physics, Sri Venkateswara University, Tirupati 517501, India
b
A R T I C L E I N F O
A B S T R A C T
Keywords:
Short-period gravity waves
Vertical coupling
Convection
MST Radar
LIDAR
We have utilized the Gadanki MST Radar and Rayleigh LIDAR to understand the vertical coupling between the
lower atmosphere and mesosphere through the short-period gravity waves (GWs). The short-period GWs
(20 min–2 h) are noticed both in the troposphere and in the mesosphere during the deep convection. During the
convection, the large vertical velocities (>5 m/s) and significant variations in the momentum flux (~3 m2/s2) are
noticed in the troposphere and higher fluxes (~45 m2/s2) are evidenced in the mesosphere. The observations
suggest the vertical coupling between the lower and middle atmosphere during convection.
1. Introduction
It is well understood that the atmospheric gravity waves (GWs) are
playing a vital role in understanding the structure and dynamics of the
middle atmosphere (Fritts and Alexander, 2003). GWs are most significant in transporting energy and momentum from the lower to the middle
and upper atmosphere, and most of the GW sources are located in the
troposphere (Fritts and Nastrom, 1992; Fritts and Alexander, 2003).
Though the long-period and short-period GWs exist in the atmosphere,
the long-period GWs are influenced by the rotation of the earth and the
geostrophic adjustment process can act on the ageostrophic component
in synoptic-scale wind systems, but the short-period GWs are believed to
be generated locally (Sato, 1993). In fact, several sources are thought to
generate the short-period GWs (Fritts and Alexander, 2003), however,
deep convection (Dhaka et al., 2002; Kumar, 2006; Venkat Ratnam et al.,
2008; Dutta et al., 2009; Uma et al., 2011; Das et al., 2012; Niranjan
Kumar and Ramkumar, 2008; Niranjan Kumar et al., 2011a) is one of the
main sources for the generation of the short-period GWs. The studies on
GW generation and propagation and its characteristics are well established in the lower atmosphere in the tropical region (Dhaka et al., 2002;
Nath et al., 2009; Niranjan Kumar et al., 2011a and references therein).
Previous studies from the present study region have been shown a strong
coupling between the troposphere and mesosphere through the planetary
waves and intra-seasonal oscillations (Niranjan Kumar et al., 2011b;
Niranjan Kumar et al., 2012). Nevertheless, the coupling process using
the simultaneous ground-based observations with the two unique instruments (MST Radar and LIDAR) through the short-period GWs and
their effects on the mesosphere and lower thermosphere (MLT) is
sparsely studied over this region.
Further, the GWs gained its importance in changing the MLT thermal
structure (Fritts and Alexander, 2003). A vertically propagating GW begins to break at the level where there is a sudden change in the temperature lapse rate or at the critical level (Meriwether and Gardner, 2000;
Meriwether and Gerrard, 2004). At the zones of GWs breaking, a large
amount of energy and momentum is deposited by the waves (Walterscheid, 1981; Fritts and Nastrom, 1992; Gardner and Yang, 1998; Ramesh
and Sridharan, 2012). Later, Lindzen (1981), theoretically demonstrated
the significance of GW breaking in the middle atmosphere. It was understood that GWs are the potential constraints in the changing mesosphere temperature and causes the Mesosphere Temperature Inversion
* Corresponding author.
E-mail address: eswar.mst@gmail.com (S. Eswaraiah).
https://doi.org/10.1016/j.jastp.2018.01.005
Received 30 September 2017; Received in revised form 2 January 2018; Accepted 3 January 2018
Available online xxxx
1364-6826/© 2018 Elsevier Ltd. All rights reserved.
Please cite this article in press as: Eswaraiah, S., et al., A case study of convectively generated gravity waves coupling of the lower atmosphere and
mesosphere-lower thermosphere (MLT) over the tropical region: An observational evidence, Journal of Atmospheric and Solar-Terrestrial Physics
(2017), https://doi.org/10.1016/j.jastp.2018.01.005
S. Eswaraiah et al.
Journal of Atmospheric and Solar-Terrestrial Physics xxx (2017) 1–7
mesosphere with in-situ measurements are sparsely studied due to lack of
simultaneous observations in both the regions. Alexander and Pfister
(1995) have shown that GWs propagate away from the deep convection.
The effect of the transfer of momentum from one region of the atmosphere to another can be seen from the changes in the mean flow acceleration (Chang et al., 1997). Prabhakaran Nayar and Sreeletha (2003)
showed that the momentum fluxes in the troposphere are larger during
convection periods when compared to the quiet days, over a tropical
region. However, it is not tested experimentally whether the convectively
generated GWs will propagate to the mesosphere and affect the mesosphere dynamics over a tropical region or not. We made an attempt in the
present study to see the changes in the mesosphere dynamics during
convection period.
This end, the aim of the present study is to investigate the vertical
coupling process by the short-period GWs using the two active groundbased instruments (MST Radar and LIDAR) and quantifying the amount
of GW fluxes transported from the lower atmosphere to the mesosphere,
during the deep convection. The details of data used and methodology
followed for the current study is briefly given in section 2, and the results
and discussions are provided in section 3, comprehensive summary, and
key findings are emphasized in section 4.
(MTI) and the turbulence below and above the inversion layer (Garcia
and Solomon, 1985; Hauchecorne et al., 1987; Venkat Ratnam et al.,
2003; Ramesh and Sridharan, 2012).
Coming to the evaluation of GW role in altering the energy budget of
the middle and upper atmosphere, numerous methods are established to
estimate the GW momentum flux (Gage, 1983; Worthington and Thomas,
1996). Vincent and Reid (1983) developed a symmetric beam radar
method to measure the horizontal momentum flux using only horizontal
winds. Dutta et al. (2005) studied the merits and demerits of Symmetric
Beam Method (SBM) of Vincent and Reid (1983) and Hybrid Method
(HM) of Worthington and Thomas (1996) and noticed that Symmetric
Beam Method (Vincent and Reid, 1983) is virtuous at mesospheric altitudes, since the method does not require vertical winds. The vertical
winds in the mesosphere are very weak, so this method is more appropriate at mesosphere altitudes. They also found that at the troposphere
altitudes, both the methods are well matching. The Symmetric Beam
Method (SBM) is widely used to measure the troposphere and mesospheric momentum flux using MST Radar at Gadanki (Eswaraiah et al.,
2013 and references therein). Further, Fritts et al. (2012) reported GW
momentum flux using different meteor radars with different meteor
count and showed the variation of GW momentum flux with meteor
count. By using radiosonde data, Zhang et al. (2012) measured the GW
momentum flux in the troposphere and stratosphere.
The ground-based observational studies on GW momentum fluxes at
mesospheric altitudes are well reported at mid and high latitudes, and
such studies are sparse in the low latitude MLT region. Recently,
Eswaraiah et al. (2013) studied the variability of GW (of periods ~ 20 min to 2 h.) momentum flux from the surface to mesosphere
using combined observations of both MST Radar and Rayleigh LIDAR at a
tropical station, Gadanki (13.5 N, 79.2 E), India. In their study for the
first time, they reported the variability of GW momentum flux in the
troposphere, stratosphere, and mesosphere simultaneously using the
different techniques using the long-term database (1998–2008).
Most of the theoretical and experimental studies publicized that
convectively generated short-period GWs in the tropical region is vital for
middle atmosphere global circulation changes (Fritts and Alexander,
2003). Hence the assessment of vertical propagation and momentum flux
of GWs in both the troposphere and mesosphere over the tropical region
is imperative. Further, the case studies on the troposphere and
2. Data and methodology
In the present study, the combined observations of MST Radar and
Rayleigh LIDAR located in a tropical station, Gadanki (13.5 N, 79.2 E),
India are used. This kind of two unique ground-based instruments are
rarely existed at the same location and are highly useful to probe the
atmosphere from surface to the mesosphere. Short-period GW momentum fluxes are estimated in both the troposphere and mesosphere
using the MST Radar wind field while LIDAR temperature profiles are
used to represent the GWs in the middle atmosphere.
The Gadanki MST Radar is a high power VHF radar with a peak
transmitter power 2.5 MW and operates at 53 MHz. The MST Radar
provide winds from 1.5 km to 22 km and 65–85 km. More details of MST
Radar can be found in Jain et al. (1994) and Rao et al. (1995), and data
processing technique in Anandan et al. (2001). As mesospheric echoes
from the MST Radar are mainly due to the fluctuations in electron density
gradients and irregularities, they are confined to day-time and hence the
Fig. 1. Latitude and longitude distribution of brightness temperature observed at different timings on 25 September 2000. Star mark indicates Gadanki (13.5 N, 79.2 E) location.
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Journal of Atmospheric and Solar-Terrestrial Physics xxx (2017) 1–7
Fig. 2. (a) Time-Altitude plot of signal-to-noise ratio (SNR) observed in the mesosphere. (b) Same as (a) but in the troposphere. (c) Time-Altitude plot of vertical wind observed in the
troposphere on 25 September 2000.
Fig. 3. Wavelet analysis of MST radar radial velocities at 78 km on 25 September 2000. The left panel (a,b) shows east, west radial velocities and the right panel (c,d) shows the north,
south radial velocities. The black line shows 95% confidence level.
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Journal of Atmospheric and Solar-Terrestrial Physics xxx (2017) 1–7
the observational location, latitude and longitude distribution of
brightness temperature observed at different timings on 25 September
2000 are shown in Fig. 1. The brightness temperature is taken as a proxy
for the tropical deep convection. It can be clearly observed that deep
convection is formed in and around Gadanki region on 25 September
2000 with the closest distance during evening hours (1530–1630 h IST).
Deep convection was persistent throughout the observation and
moves westward slowly and during 1330–1630 h IST it is very close to
Gadanki. During this period the observational site is situated south-east
of the convective plume, indicating that the short period GWs can
generate both at the south-west and north direction of the observational
site including overhead. The observational location is shown with star
mark in Fig. 1. The coupling processes between the lower atmosphere
and the mesosphere during the deep convection is investigated by the
MST Radar observations of the mesospheric echoes and the tropospheric
vertical velocities as shown in Fig. 2. The Fig. 2a and b represent the timealtitude plots of Signal-to-Noise Ratio (SNR) in both the mesosphere and
the troposphere, respectively, and Fig. 2c is the vertical velocity in the
troposphere.
It is seen from the Fig. 2a that the strong mesospheric echoes are
noticed at higher altitudes (~78–80.4 km) and strong updrafts and
downdrafts with the vertical velocities as high as 5 m/s can be observed
between 1430 and 1630 h IST in the troposphere (Fig. 2c) during the
convection day. The strong vertical velocities are indicative of deep
convection in and around the observational site. Moreover, the strong
mesospheric echoes during the convection day could be formed due to
availability of data is restricted to ~10:00 to 17:00 h Indian Standard
Time (IST) (IST¼UTþ05:30 h). The structure and characteristics of MST
Radar mesospheric echoes and mesospheric wind estimation are discussed in Kumar et al. (2007) and Eswaraiah et al. (2011). For the present
study, a lucid analysis of radar radial velocity profiles of the convection
day has been done using the procedure given in Eswaraiah et al. (2013).
The reliable estimates of GW momentum flux can be obtained using a
threshold of 20% of percentage occurrence (PO). Thus, the echoes in each
range bin with PO less than 20% are omitted. For the flux estimation, the
symmetric beam radar method of Vincent and Reid (1983) is utilized and
the procedure has been discussed in Eswaraiah et al. (2013).
The Gadanki Rayleigh LIDAR is used to observe GWs in the stratosphere and mesosphere. The LIDAR employs the second harmonic of Nd:
YAG pulsed laser at 532 nm with a pulse energy of ~550 mJ and Rayleigh
receiver is used, which employs a Newtonian telescope. The LIDAR
provides photon count profiles with an altitude resolution of 300 m and
time resolution of 250s (5000 laser shots were integrated for one profile).
More details of this instrument and method of temperature analysis can
be found from Bhavani Kumar et al. (2001), Siva Kumar et al. (2001) and
Venkat Ratnam et al. (2002). The basic method of deriving the temperature profile from the measured photon count is similar to the procedure
given by Hauchecorne and Chanin (1980).
For the present study, MST Radar observations on 25 September 2000
during the daytime 1000 h–1700 h (IST) and Rayleigh LIDAR temperatures from 25 to 29 September 2000 have been used. The two unique
instruments allowed us to study the vertical wave propagation from the
lower atmosphere to mesosphere. For obtaining the information on the
convection events in and around the observational site Gadanki, the
brightness temperature data is used, which is obtained from Multifunctional Transport Satellite (MITSAT-1R), of JMA (Japanese Meteorological Agency), through Kochi University, Japan (http://weather.is.kochiu.ac.jp/archive-e.html) with grid Resolution of 0.05 . Hong et al.
(2012), discussed the relation between the brightness temperature and
convection.
3. Results and discussion
In order to show the manifestation of the convection in and around
Fig. 5. (a) Lomb–Scargle periodogram analysis of tropospheric vertical winds obtained
using MST Radar at 10, and 16 km, respectively. (b) Rayleigh LIDAR daily mean temperature profiles shifted by 20 K.
Fig. 4. Variation of SNR (a) and Spectral Width (b) at 78 km and 80.4 km, respectively,
during the period 1000–1700 IST on 25 Sep. 2000.
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Journal of Atmospheric and Solar-Terrestrial Physics xxx (2017) 1–7
periodogram analysis in the troposphere shows that the short-period
GWs (20min-2h) is evidenced during the convection day and their amplitudes are observed above the confidence level, specifies the waves are
generating in the troposphere due to deep convection. The daily mean
night-time LIDAR temperature profiles (Fig. 5b) during the convection
day and normal days, clearly reveals the signature of GWs in temperature
perturbations from 50 to 75 km during the deep convection day. In
contrast, such features are not seen on normal days. This aspect further
supports the existence of the strong link between the lower atmosphere
and mesosphere through the GWs, generated by the convection. Due to
clouds and bad weather during the convection day, LIDAR has not been
operated continuously and hence we could not get time series data in the
gap region (30–60 km) to show the GW features. But, the mean profile
clearly reflects the wave features. To determine the GWs breaking and
deposition of energy and momentum at the mesosphere altitudes, we
have estimated the amount of momentum flux carried by the GWs to the
mesosphere and their momentum flux in the troposphere. The time
variation of vertical flux of zonal and meridional momentum flux on the
convection day is presented in Fig. 6. The fluxes are evaluated using the
procedure given in Eswaraiah et al. (2013) and averaged over about
15 min. The errors in the momentum flux estimation by the MST radar
have been taken care and have been discussed in Eswaraiah et al. (2013).
During the peak convection time (1500 h-1630 h IST), the momentum
flux in the tropospheric altitudes is significantly higher with the mean
magnitudes of ~3 m2/s2 and even more. Much of the time, the zonal
momentum flux is eastward (Fig. 6c) and meridional momentum flux is
southward (Fig. 6d) in the troposphere. At the mesospheric altitude
(78 km), the zonal momentum flux values are perturbed from mean
values even before the convection. This might be associated with the
GWs propagating radially from the convection plumes existed adjoining
to the observational site. The momentum flux values both in the zonal
(Fig. 6a) and in the meridional wind (Fig. 6b) reached up to 45 m2/s2.
This higher momentum fluxes further indicate the amplitude of GWs
the turbulence generated by short period GWs, propagated from the
lower atmosphere. High SNR (~30 dB) is evident in the troposphere
during the convection time (Fig. 2b). Further, the existence of shortperiod GWs at the mesosphere altitude (78 km) has been shown
through the wavelet spectrum of radial velocities in the mesosphere and
is depicted in Fig. 3. Fig. 3a and b shows the existence of short period
(20 min to 2 h) GWs in the east, west radial velocities, respectively, while
Fig. 3c and d exhibits the spectrum in north, south radial velocities. The
magnitude of wavelet power is shown in logarithmic values. From the
figure, it is observed that in the east and south radial velocities, the wave
is strong between 1200 and 1400 h (IST) and continuously exist from
1100 to 1500 h (IST) in other two radial velocities. Hence from Fig. 3, we
can claim the existence of short-period GWs, which might have propagated to mesosphere from the lower atmosphere and causes turbulence
by wave breaking at mesosphere. Further, to find the relation between
the GWs in the mesosphere and turbulence, the variability of SNR and
spectral width at the mesospheric altitudes has been displayed in Fig. 4.
From the figure it is clear that the SNR (Fig. 4a) and spectral width
(Fig. 4b) becomes strong soon after the appearance of strong short-period
GWs between 1300 and 1400 h IST (Fig. 3a and d). This implies that the
strong turbulence was created after the propagation of GWs from the
lower atmosphere to the mesosphere. Hence the strong turbulence in the
mesosphere is evident from 1330 to 1500 h IST (Fig. 4a and b).
To understand the wave forcing from the lower atmosphere to the
mesosphere, we further looked into the tropospheric vertical velocities
observed by MST Radar and Rayleigh LIDAR temperature profiles in the
upper stratosphere and lower mesosphere during the deep convection
day. Fig. 5a shows the Lomb-Scargle (L-S) periodogram analysis of the
tropospheric vertical winds obtained from the MST Radar at 10, and
16 km, respectively. Fig. 5b displays the Rayleigh LIDAR daily mean
temperature profiles with each profile shifted by 20 K for clarity. Since
the LIDAR was not operated continuously during the convection period
due to bad weather, we could not get time series profiles. The L-S
Fig. 6. Zonal (left panels) and meridional (right panels) momentum fluxes at different altitudes observed on 25 September 2000 in the troposphere (bottom panels) and the mesosphere at
78 km (top panels).
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Journal of Atmospheric and Solar-Terrestrial Physics xxx (2017) 1–7
Acknowledgements
increases exponentially in vertical as the density decreases. Moreover,
during normal days we noticed the momentum flux values are less than
1 m2/s2 in the troposphere and in the mesosphere it can reach as high as
~5 m2/s2 (Eswaraiah et al., 2013). The mesospheric fluxes are in
accordance with the existence of short-period GWs as shown in Fig. 3.
The estimated fluxes at the troposphere altitudes are consistent with the
earlier reports over this region (Prabhakaran Nayar and Sreeletha, 2003).
It is obvious from Fig. 6, that both the zonal (Fig. 6a) and meridional
fluxes (Fig. 6b) in the mesosphere shows large values even before the
convection event over Gadanki region, and also peak convection hours.
This is probably due to the waves generated by convective region elsewhere (for example from the region south-west of Gadanki as seen in
Fig. 1 and reach the mesospheric altitudes over Gadanki) and also at the
Gadanki. This is the unique observational study over the tropical region,
India, and shows the signature of vertical coupling of the lower atmosphere and mesosphere through short-period GWs.
SE acknowledges for financial support by the Korea Polar Research
Institute (PE17020), Korea. We deeply appreciate the National Atmospheric Research Laboratory (NARL), Gadanki, India, for providing the
data used in the present study.
Appendix A. Supplementary data
Supplementary data related to this article can be found at https://doi.
org/10.1016/j.jastp.2018.01.005.
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4. Summary and conclusions
By utilizing the simultaneous observations of two ground-based instruments namely MST Radar and Rayleigh LIDAR, at a tropical station,
Gadanki (13.5 N, 79.2 E), India, the existence and propagation of the
short-period (~of periods 20 min to 2 h) GWs during the deep convection
and their momentum fluxes has been estimated. The important findings
are summarized below;
1. The deep convection is noticed in and around Gadanki, a tropical
region, India using the brightness temperature on 25 September
2000.
2. During the convection day, the MST radar observed mesospheric
echoes from 1000 to 1700 h (IST) and the large vertical velocities
(>5 m/s) in the troposphere during the peak convection.
3. The wavelet analysis of mesospheric radial velocities reveals the existence of short-period GWs in the mesosphere during the convection
day, indicating that the mesospheric echoes might be associated with
the turbulence caused by breaking of short-period GWs.
4. Spectral analysis of tropospheric vertical winds shows the generation
of short –period GWs at the observational location and the LIDAR
temperature profiles shows the presence of GWs in the upper stratosphere and lower mesosphere on the convection day while the wave
features are not seen in other normal days.
5. The large variations in momentum flux (3 m2/s2) were noticed in the
troposphere during the peak convection. In the mesosphere, sudden
enhancement in the flux (~45 m2/s2) are noticed during the convection and even at an earlier time than the overhead convection in
the troposphere, indicating that the waves might have originated
from convection occurring elsewhere in the far away region (from
Fig. 1) and propagated to the mesosphere, in addition to the waves
generated at the observational site.
Thus, the wavelet analysis in the mesosphere and L-S periodogram
analysis of tropospheric vertical winds and the LIDAR temperature profiles coherently proves the presence of short-period GWs constantly from
the troposphere to mesosphere indicating the strong vertical coupling
during the convection. The turbulence in the mesosphere could be due to
the GWs that are transporting energy and momentum from the lower
atmosphere to the mesosphere. Further study about convectively generated GWs and their propagation using model simulations and ray tracing
methods will be an added advantage for the present study, which will be
presented in the upcoming publication.
Availability of data and materials
MST Radar data and LIDAR data can be provided on request to NARL
(M. Venkat Ratnam).
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