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Author's personal copy
Energy Policy 60 (2013) 520–530
Contents lists available at SciVerse ScienceDirect
Energy Policy
journal homepage: www.elsevier.com/locate/enpol
Stakeholders’ influence on the adoption of energy-saving technologies
in Italian homes
Umberto Berardi n
Worcester Polytechnic Institute WPI, CEE, 100 Institute Road, Worcester, MA 01609, United States
H I G H L I G H T S
Why energy saving technologies are rarely adopted in buildings?
Diffusion is slowed by the late participation of stakeholders with great interest for energy technologies.
The influence of construction stakeholders for the adoption of energy saving technologies is measured in Italian case studies.
More integrated relationships among stakeholders are required to help the adoption of energy saving technologies.
Process re-organizations and policies which increase final users’ power are needed.
art ic l e i nf o
a b s t r a c t
Article history:
Received 4 August 2011
Accepted 29 April 2013
Available online 22 May 2013
The instability and fragmentation of the temporary aggregations of many stakeholders in construction
processes are barriers to adopting new technologies. This paper investigates the influence of different
stakeholders on the adoption of mature energy-saving technologies in new residential buildings. Recent
literature about the influence of different stakeholders on construction processes is reviewed focusing in
their interest for energy saving technologies. To gain an insight into the specific roles played by
stakeholders (general contractors, construction firms, architects, users and public governments) in
different projects, a case study methodology was used. The influence on the adoption of energy-saving
technologies of stakeholders was assessed through semi-structured interviews. These interviews focused
on the interest and power for the adoption of several energy-saving technologies. Having recognized that
the interest in adoption is often expressed late in the construction processes, the time of introduction of
this interest was assessed. This paper provides an empirical insight into significant barriers for the
adoption of energy saving technologies which are the low influence of highly motivated stakeholders on
the decision of adoption, and the delay at which the interest in energy-saving technologies emerges.
Finally, policies to overcome these barriers are suggested.
& 2013 Elsevier Ltd. All rights reserved.
Keywords:
Energy saving technologies
Stakeholder's influence
Technology diffusion
1. Introduction
Increasing attention to sustainability has led to policies and
regulations that promote green technologies in construction worldwide. In particular, energy efficient buildings are more and more
considered a priority to create a sustainable world. This attention for
the building sector arises from its energy consumption and greenhouse gas (GHG) emission which, in developed countries, represent
30% and 40% of total quantities, respectively. Moreover, according to
the Intergovernmental Panel on Climate Change, the building sector
has higher energy and pollution reduction potentials than any other
sector (IPCC, 2007; GhaffarianHoseini et al., 2013).
n
Tel.: +1 39 348 49 67 185.
E-mail address: uberardi@wpi.edu
0301-4215/$ - see front matter & 2013 Elsevier Ltd. All rights reserved.
http://dx.doi.org/10.1016/j.enpol.2013.04.074
Although many policies encourage the adoption of energy-saving
technologies in constructions, the rates of adoption are still low
(Manseau and Shields, 2005; Beerepoot and Beerepoot, 2007;
WBSCD, 2009). Several reasons have been given for this, such as
the high risk in case of failure of the innovation and the cultural
stability of the building image (Vermeulen and Hovens, 2006;
Häkkinen and Belloni, 2011). Moreover, it is widely recognized that
the construction sector differs from other sectors because its
products are unique, expensive, lasting and fixed, whereas its
processes are unstable, fragmentary and deprived of a continuous
flow (Gluch, 2005; Berardi, 2013). A main barrier for the adoption
of innovations is hence represented by the structure of the
construction sector, which is based on the temporary network of
many people who collaborate side by side on a single project
(Anumba et al., 2005). Finally, the most common barrier to the
adoption of energy-saving technologies is the contrasting
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U. Berardi / Energy Policy 60 (2013) 520–530
priorities among stakeholders (de Blois et al., 2011). The main
example of this is represented by the low interest of the builders
to invest in energy-saving technologies (Albino and Berardi, 2012).
One reason for this is that the main benefit for the adoption is for
the end-user of the building, whereas the building promoter rarely
recalizes advantages (Pinkse and Dommisse, 2009). However,
several experiences contradict this simple picture. Studies have
shown that technical and economic potential for the adoption of
energy-saving technologies is quantifiable for every stakeholder
(Cole, 2000; Svenfelt et al., 2011).
The influence of stakeholders on more efficient construction
has shown contrasting results. Lack of cooperation in the supply
chain and inadequate support from governments have constituted
important barriers for energy efficient choices (Lutzenhiser, 1994;
Häkkinen and Belloni, 2011). Lack of stakeholders with know-how
and modest demand are other common barriers to energy efficiency (Runhaar et al., 2008). However, strong support from
engaged stakeholders has sometimes been a driver for spurring
this transformation (Andrews and Krogmann, 2009; Lee and Yao,
2013). For example, institutional customers, such as social housing
organizations, generally support the adoption of green technologies in homes (Brown and Vergragt, 2008). Contrasting examples
have led to a questioning of what influence stakeholders have on
the adoption of energy-saving technologies. This paper aims to
determine which influences different stakeholders have on the
adoption of mature energy-saving technologies; doing this, it
shows in the context of analysis which policies should be promoted to overcome barriers related to the reduced influence on
the adoption of mature energy-saving technologies.
Christie et al. (2011) explained the failure in the diffusion of
energy-saving innovations through the limits of economic optimization and technology innovation rationality. This happens
because choices and decisions are always socially embedded and
strongly influenced by cultural, personal and institutional constrains (Gaps, 1998; DeCanio, 1998).
The scope of this paper is to contribute to the understanding of
the influence of construction stakeholders over the adoption of
energy-saving technologies in buildings. Moreover, this paper aims
at presenting a methodology which can be used for monitoring
the influence, interest and power of construction stakeholders
during the building processes.
The main hypothesis of this research is that the diffusion of
energy-saving technologies is slowed by the late participation in
the construction process of the stakeholders who have the greatest
interest. Consequently, most of the choices related to construction
are made by stakeholders with low motivation for the adoption of
energy-saving technologies and high power to impose their will.
Finally, this paper aims to identify stakeholders with the potential
to push the adoption of energy-saving technologies and conditions
which encourage these stakeholders to act.
The present study focuses on residential buildings, as these
represent the large majority of buildings. For example, in Europe,
the residential building stock is 75% of the total (Eurostat, 2010),
and it still accounts for a significant part of the annual investment
of the construction sector (Eurostat, 2010). The European building
sector is currently facing the requirements given the 2010/31/EU
Directive, which aims to build only nearly zero energy buildings
after 2020 (Directive 2010/31/EU. For example, the UK Government has recently revised building regulations towards the target
of “zero carbon” new homes from 2016, and many other countries
are acting similarly (Annunziata et al., 2013). However, the levels
of compliance with energy regulations in new buildings are still
poor. A recent research has shown that in England and Wales, the
compliance with the code is below 35% (Pan and Garmston, 2012).
Thinking that across Italy new residential buildings still have
energy consumption for heating and hot water of 84 kW h/m2y
521
on average (Eurostat, 2010), it is clear that a big gap exists with the
target to be achieved in next few years. This highlights the urgency
to investigate factors which can facilitate the adoption of energysaving technologies.
This paper focuses on medium-sized projects (projects which
have fewer than 100 dwellings according Eurostat) because these
have been shown to be particularly resistant towards the adoption
of energy-saving technologies (Williams and Dair, 2007; Nemry
et al., 2010). Medium-size projects have large difficulties in
becoming more efficient given the lack of home-buyer demand
and of economy of scale in case of adoption (Lutzenhiser, 1994;
Williams and Dair, 2007; Hauge et al., 2012). The present study
only regards new construction, and although the methodology
presented in Section 2 could be applied in case of renovations, the
conclusions of the study may not be extended to these last.
Aspects related to stakeholder participation in construction
processes, their decision-making process, subjective preference
and adoption of energy-saving technologies are combined here.
The following section describes the construction process as a
network of stakeholders. This involves the identification of the
stakeholders, together with the analysis of their power and
interest. The section also analyzes the construction process along
the time dimension and reviews stakeholders’ motivations
towards the adoption of energy-saving technologies. Section three
reports the empirical research of previous discussions in two case
studies: stakeholders are indicated and interviewed to measure
their power and interest for adopting energy-saving technologies.
Section four discusses the results of the analysis and the efficacy of
current policies for the adoption of energy-saving technologies.
The final section draws concluding remarks and makes suggestions to incentivize energy-saving technologies in the building
sector.
2. Stakeholders of construction processes
The construction process involves a large number of stakeholders from different backgrounds and with different goals
(Anumba et al., 2005; Chinyio and Olomolaiye, 2009). Consequently, the stakeholders’ mapping in construction processes is a
complex task. Stakeholders are people or groups of people who
can affect or are affected by the achievement of a project and
organization objectives (Freeman et al., 2010). They have been
classified as internal or external, depending on whether they are
members or not of the project coalition (Freeman et al., 2010).
Other common divisions are between business and non-business
stakeholders or between primary and secondary stakeholders
(Johnson and Scholes, 1999; Newcombe, 2003; Winch, 2010). In
this paper, only stakeholders who act in a decision-making
capacity for the project organization and for the adoption of new
technologies are considered. Attention is thus restricted to primary stakeholders with a business or regulative role in construction projects.
2.1. Stakeholders’ mapping
Stakeholders’ mapping consists of three steps: stakeholders’
identification, determination of stakeholder’s concern, and stakeholder impact analysis (Mitchell et al., 1997). These phases are
described below.
A construction process is mainly based on the relationship
between the owner of the future building and the builder.
However, many people interact in the construction process and
influence choices and adoption of traditional or innovative technologies (Pries and Janszen, 1995; Cooke et al., 2007; Entrop et al.,
2008). Based on literature studies (Manseau and Shields, 2005;
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Winch, 2010), the main stakeholders of construction processes,
together with their main focuses and objectives, have been
classified in Table 1. Stakeholders are divided into four categories,
which correspond to different sides with respect to the project:
the client, design, construction, and public sides. This division
revises classifications adopted in other studies (Williams and Dair,
2007; Entrop et al., 2008; Yip and Poon, 2009). Stakeholders in
each side have a same main focus. For example, stakeholders from
the client side invest to use the building after construction and
they are all interested in the value of the building: this is
represented by the economic value for the owner and by its
quality for the user. The financier has been included in the client
side, as it share with the owner of the building the interest for the
successful construction of a high value building. Moreover, it has
been included in the client side as it may be not present in the
construction process if the owner has sufficient economic
resources.
Stakeholders from the design and construction side work in the
design and building process, and look at a technically and
economically successful construction. Stakeholders from the public side have a regulative role for the project and defend social
equity among people, even among those not involved in the
construction. As shown in Table 1, the specific objectives of each
stakeholder are different, and can also conflict among stakeholders
on the same side (Williams and Dair, 2007; Winch, 2010).
Construction stakeholders are considered internal if formally
and directly connected to the project, while are external if they are
simply affected by it (Winch, 2010). Internal stakeholders generally are on the client, design and construction sides, while external
stakeholders are often on the public side. Anyone who has a stake
in the project, but who is not directly related to construction
activities, is an external stakeholder and could be considered on
the public side.
This paper considers internal stakeholders together with the
local government. This last is a key stakeholder for any project
because it has a large influence on typological and technological
choices in the building, and it has the power to allow the
construction (Albino and Berardi, 2012). The way in which governments (both national and local) regulate the construction processes is through the laws. Construction processes have to follow a
high number of laws. In particular, with the aim of pushing the
building sector towards sustainable practices, new laws have been
continually promoted in recent years (Berardi, 2011; Annunziata
et al., 2013). This ever-changing situation often increases uncertainty, becoming a barrier to the adoption of energy-saving
technologies (Lutzenhiser, 1994; Williams and Dair, 2007;
Murphy et al., 2012).
Stakeholders discharge different functions and duties in the
construction process (Yip and Poon, 2009). Therefore, it is not
surprising that they have different concerns. Conflicting objectives
among construction stakeholders often revolve around long-term
versus short-term objectives, cost efficiency versus jobs, quality
versus quantity, and control versus independence (Mlecnik et al.,
2010). Conflicts are particularly evident if external stakeholders
are considered, given the large impact of construction activities.
However, simply considering internal stakeholders, many potential conflicts exist too (Mohsin and Davidson, 1991; Williams and
Dair, 2007). Relationships among internal stakeholders are ruled
by contracts which are generally signed for every single project
(Miozzo and Dewick, 2002). The most investigated of these
relationships is that between the general contractor and its subcontractors. In fact, given the fragmentation of the sector, a large
number of these relationships exist (Winch, 2010; Albino and
Berardi, 2012).
The uncertainty about homebuyer concerns, which are often
unknown, represents another barrier to innovation and the adoption of energy-saving technologies. This problem is particularly
valid for residential buildings, as this type of building is often built
before being sold (Beerepoot and Beerepoot, 2007).
Previous research has shown that stakeholders’ influence on a
project is unequally distributed. In particular, stakeholders with
crucial power over the process often have low interest towards the
adoption of new technologies (Williams and Dair, 2007). However,
existing research has discussed stakeholders’ influence in a qualitative way and it has rarely considered the effect of stakeholders’
influence on the adoption of energy-saving technologies. This gap
will be covered in the next sections. These will consider the
influence of several stakeholders in different phases of building
processes. Stakeholder's influence may be considered a combination of power and interest (Johnson and Scholes, 1999). Stakeholder's power is defined as the ability to influence the project,
whereas his/her interest is related to the will for something. A
decade ago, Johnson and Scholes (1999) developed the powerinterest matrix based on how interested each stakeholder is in
impressing his expectation on project decisions and how much
power he has to do this.
According to the levels of power and interest, different categories of stakeholders can be recognized (as shown in Fig. 1): key
players have high power and high interest; stakeholders with high
interest and low power aim to be informed; those with high
power and low interest aim to keep satisfied; stakeholders with
low power and low interest are characterized by minimal efforts.
Recent literature about stakeholder management has been shown
that stakeholders’ power and interest change over time, and
Table 1
Stakeholders of the building sector classified by category, main focus and objectives (objectives according to Williams and Dair (2007), Winch (2010).
Category
Main focus
Stakeholders
Objectives
Client side
Economic value of the building
Design side
Technical functionality
Construction side
Economic and successful construction
Public side
Social equity
User
Owner (as a landlord)
Financier
Architect
Consultant engineer
Project manager
General contractor
Subcontractor
Product manufacturer
Local government
Regional government
National government
Neighbour & NGO
Usability, energy consumption, internal comfort
Reliability, quality, economy
Successful completion, time, quality
Quality, reliability of owner needs, aesthetics
Specific functionality according to the specialization
Stakeholder integration, resources coordination
Quality, profit and workmanship
Work in construction
Sale of subcomponents and material products
Local development
Healthy environment, local conservation
Healthy environment, energy-saving, climate change
Local conservation, minimization of project disturbance
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2.3. Stakeholders’ interest in energy-saving technologies
Fig. 1. Revised version of the bi-dimensional power-interest matrix by the inclusion of the time dimension.
consequently, stakeholders’ influence should not be considered
statically (Newcombe, 2003, Walker et al., 2008).
2.2. Time analysis of stakeholders’ involvement
The time at which a stakeholder is involved in a construction
process is fundamental for stakeholder mapping. As previously
seen, uncertainty about stakeholders’ concerns and participation
often characterizes construction processes. Moreover, the fragmentary and temporary organization of construction processes
represents a barrier to new technologies, given the difficulties in
obtaining expertise beyond the single adoption (Miozzo and
Dewick, 2002). This lack of continuity often leads stakeholders to
be reluctant to adopt new technologies or to understand the
potential too late (Toole, 1998; Andreu and Oreszczyn, 2004).
Fig. 1 represents a revised version of the bi-dimensional powerinterest matrix originally presented in the paper by Johnson and
Scholes (1999). By including the temporal dimension (ti), the
figure allows representation of the evolution of stakeholders’
power and interest.
One of the hypotheses of this paper is that the time at which a
stakeholder starts participating in the construction process can be
a barrier for the adoption of a new technology, especially if it is too
late. In fact, construction processes are characterized by the
participation of different stakeholders at different times. In
the first phases, the construction process is mainly ruled by the
municipal and regional governments. Later, the project is often
controlled by the design team and general contractor, engaged in
design and construction decisions, respectively. In particular, the
general contractor often has a power over choices regarding the
adoption of different technologies during building activities.
Building users often join the construction process after that
decisions have been made, denying them critical input in the
process (de Blois et al., 2011).
Some researchers indicated the design team as the key stakeholder for the adoption of innovations because it oversees all
phases of construction (Kubba, 2010), whereas according to others,
owners, local governments and contractors are key stakeholders,
as they are particularly powerful in several key phases of the
construction process (Toole, 1998; Albino and Berardi, 2012).
Finally, a recent study has shown that many stakeholders participate in the building process at a time in which they do not have
enough power to push the adoption of new technologies (Svenfelt
et al., 2011), raising a sense of powerlessness in them.
The theory of planned behaviour (Ajzen, 1991) has been used to
describe stakeholders’ interest. This theory posits that individual
behaviour is driven by behavioural intentions which are a function
of individual's attitudes toward the behaviour, and the individual's
perception of the ease with which the behaviour can be performed. Attitude toward the behaviour is defined as the individual's positive or negative feelings about performing behaviour.
According to the recent evolution of the theory of planned
behaviour one's interest in a subject is directly related to the
personal culture (Blank, 1996). Personal culture is hence attitude
and behaviour related. It has been divided into four aspects:
awareness, concern, motivation and implementation (Blank,
1996). These four refer to the sense of detection of the need to
change an unsatisfied condition, the anxious feelings of an
unsatisfied condition, the stimulus to act and the result of
behavioural intent, respectively.
Awareness and concern represent cognitive aspects, while
motivation and implementation are related to behavioural actions.
In this study, the implementation (the fourth aspect of personal
culture) is considered as a control variable because it represents
the outcome of the other three aspects. The stakeholders’ in the
adoption of energy-saving technologies is hence considered
through their awareness, concern, and motivation. Moreover, the
former two (awareness and concern) are composed of the expectation for adoption (Blank, 1996). Finally, the expectation and the
motivation represent the two categories in which interest has
been decomposed. These categories will be considered for different stakeholders.
Construction companies and project managers seldom undertake surveys about customer preferences, as they generally
hypothesize these according to previous experiences and expectations (Winch, 2010). Nam and Tatum (1997) spoke of the myth of
customer preference, and indicated that in innovative buildings
the general constructor promotes innovations without requests
from users. The interest of general constructors and construction
companies in energy-saving technologies is often limited by cost,
which often represents the main barrier to adoption (Lützkendorfa
et al., 2011). In order to promote more sustainable buildings,
interest and loan rates from banks and investors are lower in case
of energy efficient constructions in many countries; on the contrary, in many others, such as Italy, contractors lack privileged
conditions for credit (ANCE, 2012).
The local government is often powerful enough to influence the
adoption of energy-saving technologies both by implementing
tight norms and by creating the conditions in which adoption is
encouraged (Pinkse and Dommisse, 2009; Comodi et al., 2012).
Although its scope and interest can be limited by regional and
national regulations, the local government often owns the land
where the building will be sited, or it has the power to decide
about the construction. Consequently, its power over decision
making processes is often high (Albino and Berardi, 2012).
Stakeholders from the design side often have a large interest in
the adoption of energy-saving technologies, because they generally have the knowledge to assess them (Andreu and Oreszczyn,
2004). However, their power to impose choices is often limited.
For example, energy consultants have a role in advising clients
about possible sustainable choices, but a limited power over the
final decision (Cooke et al., 2007; Engström and Hedgren, 2012).
Moreover, inside the design team, a main role is played by the
architect who can be more interested in other aspects than
energy-saving technologies (Brown and Vergragt, 2008; Albino
and Berardi, 2012).
A stakeholder with an uncertain interest in the adoption of
green technologies (and in particular of energy-saving ones) is the
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home buyer. Contractors have often experienced a lack of customer
demand for energy-saving technologies (Pinkse and Dommisse,
2009). In fact, home buyers often do not feel the urgency to choose
energy-saving technologies or they stay ambiguous (Levander et al.,
2011; Xu et al., 2013). Unfortunately, this condition reinforces the
predominantly supply driven status of the residential building
market (Pinkse and Dommisse, 2009). In fact, in this situation,
construction firms have enough leverage in choosing every technology, and explaining why the cheapest option is often chosen
(Madsen and Ulhøi, 2001).
The relevance of motivations for adopting energy-saving technologies does not only depend on stakeholders’ role, but varies
among projects. Factors such as project location, contract type,
building type, planning requirements, and the considered technologies become particularly important (Cooke et al., 2007). This
case sensitivity requires looking in detail at the peculiarities of
every project to understand the role and influence played by every
stakeholder.
3. Stakeholders’ influence in italian home projects
The aim of the following case study analysis is to investigate
stakeholders’ influence on the adoption of energy-saving technologies in residential projects and to examine interactions among
stakeholders. The use of a case study methodology has been
considered appropriate given the exploratory character of this
research. Moreover, the examination of the stakeholders’ influence
over the dynamic interactions of building processes is particularly
suited to analysis with case studies because an understanding of
context specificities is necessary. Cases for comparison were
chosen to highlight differences between building processes.
3.1. Case studies
In 2010, of the 135 billion Euro invested in the construction
sector in Italy, 74 billion Euro was invested in residential buildings
(ANCE, 2012). In this high intensive sector of the national economy, the cost of new houses constituted 38% of the total (ANCE,
2012), of which the social housing sector constituted 30%. Around
240,000 new buildings are built in Italy per year (ANCE, 2012).
Any building is a single, unique and unrepeatable case which
made the selection of cases difficult, and complicates drawing
general conclusions from single observations. Two case studies of
different kinds have been selected: one is a speculative private
project and the other is a social housing one. The projects can be
described as a supply-driven case and a consumer driven one,
respectively. In the former project, the construction firm built the
buildings to sell houses on the market whereas, in the latter,
cooperatives of young families promoted the realization of the
buildings.
The two kinds of projects were selected because they represent
by far the most common typologies of Italian homes. In particular,
medium-size projects promoted with a speculative aim by a
general contractor constitute 64% of the total new buildings in
the Southern regions of Italy (ANCE, 2012). Social housing buildings are required by national laws, and given the lack of public
funding for new public constructions, these buildings are often
promoted by housing cooperatives. Other reasons behind case
selection were their representativeness of the building sector in
the Apulia region, the availability of documents and building sites,
and the interest shown by stakeholders in participating in this
study. Although previous selection criteria may be inaccurate, it
was important to have access to the work site and to be able to
interview several stakeholders in each project.
The first project was a private intervention consisting of five
new buildings totalling 100 apartments and rehabilitation of a
degraded area. In this project, the general contractor purchased
the land from private owners and acted as a project promoter. He
accepted an incentive from the local municipality to increase the
maximum building volume after having realized public services.
The project was speculative although with the planning consent of
the local government.
The second project was a social housing intervention which
consisted of 96 semi-detached houses. Six cooperatives bought the
land from the municipality and then they obtained the permission
to build houses without taxes and on condition of limiting the
dimensions of the houses to below 95 m2 and using no expensive
details. This kind of agreement is common in many OECD
countries and aims to give young families cheaper houses. Each
cooperative mandated an architect to design the building, a
project manager to coordinate the construction activities and a
general contractor to build the houses.
Both case studies were realized between 2008 and 2011,
following the same regulations and within a distance of a few
kilometres of each other.
3.2. Stakeholders’ mapping in case studies
The first project started soon after the general contractor
bought the land. The first step was to reach an agreement with
the municipality to increase the project volume. This activity took
one year. Then, the general contractor commissioned the design
team. Features of the project were established by the design team
according to its wills and the requests of the general contractor.
Before starting the job, the construction firm selected a project
manager who was engaged in contracts with building product
manufacturers. A sales agency was mandated with handling sales
activities and relationships with clients. Sales continued throughout the construction process, whereas several unsold apartments
were put on the market fully built. The main parameters of sale
transactions were the floor size and the locations of the
apartments.
The second project was started by cooperatives of young
families. This process is generally slow because the municipality
has to expropriate the land before assigning it to the cooperative.
In the meantime, members of each cooperative discussed different
designs. This allowed members to giving suggestions related to the
building design to each design team. After blueprint approvals by
the municipality, each cooperative invited several construction
firms, evaluated and selected several construction firms. These
acted as general contractors and were free to select subcontractors. The main goal of each general contractor was to maintain the
costs as low as possible. During the construction phases, the
interests of the cooperative were protected by the project manager
and the architect. Limited changes were possible among houses of
the same cooperative as members could personally choose only a
few features. However, different cooperatives decided to adopt
different technologies. For example, one cooperative adopted
photovoltaic systems, while all the others selected solar water
heaters.
Table 2 presents the mapped stakeholders for each project and
the time of initial involvement in the building process. The
number of stakeholders interviewed during the study is reported
in parenthesis.
3.3. Measure of stakeholder's influence
Semi-structured interviews with 23 stakeholders were conducted between February and May 2011. Fifteen interviews concerned the first project and eleven concerned the second one,
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whereas three stakeholders participated in both. Each interview
lasted 1.5 h on average, was recorded and then transcribed. Interviews aimed at knowing and assessing stakeholders’ power over
and interest in the adoption of green and energy-saving
technologies.
A semi-structured questionnaire was used to collect answers,
but the interview always maintained an open character. The
questionnaires contained qualitative and quantitative questions:
a combination of these resulted in a better measure of stakeholders’ preferences as it was useful to assess the consistency of
qualitative answers through quantitative results about sustainability related choices (Parnphumeesup and Kerr, 2011). Triangulation of results was obtained by comparing stakeholders’ answers,
checking the coherence of the answers given for each stakeholder
by others, and considering secondary information data such as the
findings of visits to the jobsite, direct observation of meetings and
discussion between stakeholders. Finally, it was possible to analyze the design documents and contracts between stakeholders;
these sources were particularly useful to reveal the requests and
expectations of stakeholders.
buildings were asked. The technologies discussed in the questionnaire are reported in Table 3.
The questionnaire focused on expectations of and motivation
for the adoption of the different technologies which were available, and had already been adopted in other buildings in the same
city. This guaranteed that the considered technologies had already
passed the early-adoption threshold and could be considered
mature, although they were rarely adopted.
The questionnaire was divided into four parts in which the
interviewee was asked about:
The construction process, his/her role, entering time and the
duration of his/her activities;
To rate his/her and other stakeholders’ power for choosing, and
3.4. Formulation of the questionnaire
The questionnaire was based on recent research about attitude
and behavioural interest in sustainable choices. The theory of
human behaviour and human decision process (Ajzen, 1991) was
taken as a conceptual basis to build up the questionnaire; aspects
of construction-related culture were mainly drawn from
Abeysekera (2002) and Berardi (2013).
Energy-saving technologies were categorized following current
sustainability assessment systems (Berardi, 2012) in envelope
efficient technologies (EE), indoor air quality (IAQ) such as heating/cooling and air conditioning technologies and renewable
energy technologies (RET). Moreover, taking the opportunity to
interview many stakeholders about their interests towards more
sustainable buildings, questions about their expectation for water
efficient technologies (WE) and green materials (GM) in the
to indicate the evolution of his/her power among the planning,
design, construction, and utilization stages of the project;
Energy-saving technologies adopted in the building, specifying
technologies for WE, EE, IAQ, RET and GM which were chosen,
and to rate expectations of technologies in any of the previous
categories;
Motivations for adopting of energy-saving technologies by
rating a list of literature-based motivations, and describing
what he/she did to influence a more efficient building, also by
rating his/her power for energy efficient choices.
Each stakeholder answered for him/herself, without comparing
his or her point of view with that of the company he or she
worked for. Stakeholders were leaders in their respective roles.
People who worked on applying the decision of others were not
included, as they often have a limited power in the decisionmaking process. The interviewee rated expectations on a Likert
scale from 1 (very low) to 5 (very high), in accordance with similar
studies (Olander and Landin, 2005; Vermeulen and Hovens, 2006).
Moreover, in order to limit the fuzziness of qualitative answers, the
interviewee was asked to assess the extra-cost he would consider
paying for adopting energy-saving technologies in each one of the
considered categories. He/she was also asked to assess the will to
Table 2
Mapped stakeholders of the two case studies (the number of interviewed is reported in parenthesis).
First project (speculative private)
Client side
–
Design side
Construction side
Public side
Second project (social housing)
Stakeholders
Initial involvement time
Stakeholders
Initial involvement time
Users (3)
Owner ¼ General contractor
Financier (1)
Sale agency (1)
Architect (1)
Energy consultant engineer (1)
General contractor (1)
Project manager (1)
Product manufacture (1)
Subcontractor (4)
Local municipality (1)
During or after construction(variable)
–
From beginning
Before construction
After land acquisition
Before construction start
From beginning
From beginning
Before construction start
During construction
Before construction
Users (2)
Owner ¼ Users
Financier (1)
–
Architect (2)
Energy consultant engineer (1)
General contractor (1)
Project manager (1)
Product manufacture (1)
Subcontractor (1)
Local municipality (1)
From beginning
–
Starting point of the construction
–
After land acquisition
After land acquisition
After project approval
From beginning
During construction
During construction
From beginning
Table 3
The energy-saving technologies considered in the questionnaire and in the interviews.
Water efficient
technologies WE
Rain water tank
Rain water filtration for toilet use
Envelope efficient
technologies EE
Triple glazing window
High performance envelope (roof & facade)
Heating/cooling air
technologies IAQ
Condenser boiler
Recovery air unit
Radiant cooling/heating
Renewable energy
technologies RET
PV panels
Solar water heater
Green materials
GM
Low VOC painting
Eco-concrete
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U. Berardi / Energy Policy 60 (2013) 520–530
As shown in Table 4, users in both projects reported similar
motivations for energy-saving technologies. However, their expectations showed lower values in the private speculative project,
where users perceived a reduced power over the process.
Stakeholders from the design side, both the architect and the
energy consultant engineer, revealed medium to high power over
the adoption decisions. This was true both in the both projects.
The power and interest of the architect of the social housing
project clearly emerged during the interviews, when one member
of a cooperative which adopted PV panels affirmed “the architect is
a well known professional. He explained possible choices to us,
and after the cost analysis carried out by the energy consultant, he
convinced us to adopt PV panels”. By contrast, the general
contractor of the speculative project declared,. “it has been a crisis
time for construction since 2008, and I have several unsold
apartments in the city. Within this market situation there is no
justification to invest in solar energy technologies, especially if
houses are unoccupied for a long time before being sold. The
architect knew this. None of my customers has shown an interest
in renewable energies, because none of them would pay the
difference in price I would ask if I had put PV systems”.
Vermeulen and Hovens (2006), interviewing Dutch managers of
construction firms, recorded positive motivation only towards
energy-saving technologies which are easy to fit in and easy to
use, but negative motivation due to the absence of market
demand. This agrees with findings of the present study.
The results obtained by subcontractors were similar between
the projects, although during the interviews it emerged that, in the
speculative project, subcontractors had more room for suggestions
with the general contractor than in the social housing project. In
fact, in the speculative project the general contractor had a larger
decision-making power, being also the project promoter. By
contrast, in the social housing project, subcontractors never knew
cooperative members and limited their relationships to the general contractor which, being constrained by contract rules, preferred to keep the construction costs as low as possible.
The municipal government was considered a powerful stakeholder in both projects. In the speculative project, the municipal
spend a fixed amount of money in each of the previous categories of
technologies. Questions about extra-costs for the adoption of energysaving technologies regarded stakeholders on construction and client
sides only. These were only considered as secondary information to
assess the coherence of the self-evaluation about interest for each
technology. Finally, the power of each stakeholder was assessed on a
Likert scale from 1 (very low) to 5 (very high).
As the indicators used to measure the motivation behind the
adoption of energy-saving technologies are related to benefits in
the case of adoption, the questionnaire implicitly assumed a
positivistic point of view according to which, the adoption of
technology is favoured by a stakeholder if he or she recognizes a
benefit. Moreover, the methodology used in the interviews, which
were based on self-rating, can suffer bias from the limited human
capacity of self-evaluation, self-reporting inaccuracy and discrepancy between response and real action. For this reason, the
numerical rates were given by the stakeholder only after having
described both the interest towards each technology and his/her
actions for this. The comparison between qualitative and quantitative answers and the cross comparison among interviews was
used to confirm the validity of answers.
3.4.1. Results of the interviews
Table 4 reports the ratings given by each stakeholder on the
power to make project choices, the expectations of and motivation
for adoption of technologies, and the power to choose more
efficient options. The results of interviews with the financiers of
both projects, the sales agency of the first project, and the product
manufacturers of both projects contributed to furnishing a better
picture of the decision-making process, but both the financiers
and the sales agency showed little power to influence the adoption
of energy-saving technologies. By contrast, the role of product
manufacturers was fundamental and the decision adoption process was better understood through them.
Interest in the adoption of each technology was evaluated
considering the results of the survey regarding the expectations
and motivations for each stakeholder.
Table 4
Results of the surveys about power and interest of each stakeholder in the two case studies.
Stakeholder
User (U)
I Project
II Project
Architect (A)
I Project
II Project
Consultant
I Project
engineer (CE) II Project
I Project
General
II Project
Contractor
(GC)
I Project
Project
II Project
manager
(PM)
Sub-contractor I Project
(SC)
II Project
I Project
Municipal
Government II Project
(MG)
POWER
INTEREST
Motivation for adoption of energy-saving/green technologies
Power for adoption
Power for
adoption of
green tech.
Expectation for
adoption of energysaving/green
technologies
Self
rate
Average rate
given by others
Self rate
WE EE
IAQ RET GM Market
demand
Higher ROI,
Simple to use, Reduced environsubsidy, no tax easy to fit
mental impact
Image
awards
publicity
1.7
3
3
4
3
4
5
3
1.8
3.5
3
4
2
4
5
2
3
3.5
3
4
4
4
4
2
1
2
2
4
2
1
1
1
3
3.5
3
4
4
4
4
3
2
3.5
3
4
5
3
2
2
2
3.5
4
4
5
3
2
2
2
2
3
2
2
3
3
1
3
2.5
3
3
2
3
2
2
2
2.5
3
3
4
3
2
1
1
2.5
4
3
4
4
2
2
2
3
4
4
4
3
2
2
3
3.5
4
4
2
3
3
1
4
4
3
4
4
4
1
3
3
4
3
3
3
4
3
4
3
3
3
2
4
4
3
4
3
3
1
1
3
3
1.75
1
4
4
2
1
2
2
1
2
2
4
3
2
2
4
2
2
1
2
4
3
2
3
3
3
1
4
3
2
2
2
2
3
1
3
4
4
1
2
4
4
2
3
3
4
3
3
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U. Berardi / Energy Policy 60 (2013) 520–530
government agreed to the volumetric increase of the building,
while in the social housing project, cooperative members recognized the fundamental governmental role of approving of the
cooperative. Although local government was recognized as highly
powerful by every stakeholder, the head of the municipal technical
office underestimated his power especially for choices related to
the adoption of energy-saving technologies, and his expectations
about green choices were slightly higher in the speculative project
than in the social housing one. However, when questioned about
what he had done to promote more efficient buildings, the head of
the municipal technical office affirmed. “My role is to control the
respect of public regulations and not to influence people's choices.
There are so many national laws related to sustainability features
that for me, it is sufficient to respect them. The Mayor can request
specific municipal regulations if he wants the technical office to
judge and promote stricter energy-saving measures in building
projects. However, he did not do this” Finally, this difference
between the municipal government as an institution and as a
single person in an institutional role was particularly surprising
and interesting.
The interviewed people were also asked to rate possible modifications of their power and interest along the process. Fig. 2 shows the
time evolution of stakeholders' power and interest during the construction processes. This graphical representation shows several
differences in the time of action for each stakeholder in the two
projects. However, the most significant difference between the two
processes is represented by the involvement of users of the buildings:
in the social housing users were key players and have high power and
interest in the adoptions in the building.
Considering the time at which each stakeholder enters the construction process and the duration of his or her activities, it is possible
to evaluate the interest in the adoption of energy-saving technologies.
In the speculative project, the general contractor, the project manager
and the local municipality did not discuss adoption of energy-saving
technologies at an early time, as these stakeholders had a low interest
in them. The interest partially increased when the architect was
contacted and then, when the energy consultant engineer entered
the process. On the contrary, in the planning stage of the socialhousing project, almost all stakeholders with an interest in the
adoption of energy-saving technologies participated in the process.
In particular, at the end of the design stage, when the consultant
engineer also participated in the meetings, the different interests in
energy-saving technologies had already emerged. This difference
between the projects remarks the late participation of building users
in the speculative project. In general, the levels of interest shown in
Fig. 2 largely differ among stakeholders in the same project and
among the same stakeholder in different projects. Stakeholders’
influence on the adoption of energy-saving technologies may be
obtained by considering the level of interest and the power for
choices: this produces an idea about the influence of each stakeholder
on the adoption of different energy-saving features. From this analysis,
a larger influence of the architect and energy consultant engineer in
the adoption of energy-saving technologies emerged in the social
housing project than in the speculative project. Moreover, the interviews revealed that users had limited power in the speculative project,
where the general contractor maintained a strong influence over
choices. Finally, a lower influence on the adoption of energy-saving
technologies in the speculative project than in the social housing may
be assumed by considering the power and interest levels of the
stakeholders in the two projects.
4. Discussion
The previous section has highlighted important aspects related
to stakeholders’ influence over the adoption of energy-saving
527
Fig. 2. Power-interest matrices with stakeholders’ positions for the adoption of
energy-saving technologies in the two case studies at the planning, design,
construction and utilization stage (the meanings of the acronyms are reported in
Table 4).
technologies in Italian houses. In the speculative project, the
general contractor anticipated most of the building costs. The
financier did not require any guarantee of the adoption of energysaving technologies, showing a lack of attention to these technologies. At the same time, the general contractor did not perceive
being able to obtain higher sale prices in the case of adoption
of energy-saving technologies. In this scenario, general contractors
would rarely invest in more expensive technologies than
legally required. In fact, the uncertainty about time on market
led the general contractor to consider the adoption of energysaving technologies as a supplementary cost and to reject most
of them.
Table 5 shows the available policies in Apulia region and their
effects on the two case studies. The policies have been classified as
energy-saving planning or economic and fiscal incentives. In the
first category, laws and regulations at several levels were included.
These policies had a direct impact on the activities of owner,
general contractors and design teams. By contrast, the policies
classified as economic and fiscal incentives were less effective
because they address the owner of the buildings only. Consequently, they were ineffective in the speculative project and not
easy to implement in the social housing one. In fact, in order to
apply for this fiscal incentive, two cooperatives decided to complete the building before applying for a retrofitting measure. This
“artificial delay” in the adoption of an energy-saving technology in
new buildings shows an important limit of current fiscal policies.
Policies in Table 5 may be compared with the policies currently
available in other countries worldwide (Murphy et al., 2012).
Tuominen et al. (2012) have recently reviewed the policies for
the promotion of energy-saving technologies in ten European
countries.
Comparison with the result of this study shows that subsidies,
information tools, and regulations related to the EPBD recast are
available in most of European countries. However, only a few
countries (including Germany) have credit facility instruments.
Moreover, comparison with other European countries shows that
training and education are poorly diffused in Italy and energy
audits and performance surveys of buildings are rare (McGilligan
et al., 2010; Nemry et al., 2010; Tuominen et al., 2012).
Other important outcomes from the case studies are the
differences among technologies. These differences could be justified by the higher motivation of the construction firm to adopt
some technologies rather than for others. For example, the
expectations of energy efficient envelopes were higher than for
IAQ or RET technologies. Moreover, both WE and GM technologies
were scarcely considered by the general contractor in the speculative project. This reminds the preference of the general
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U. Berardi / Energy Policy 60 (2013) 520–530
Table 5
Policies for the adoption of energy-saving technologies in the context of analysis (Apulia, Italy) and effects in the case studies.
Category of the
policy
Level of the policy and its
strategy
Law and objective of the
policy
Stakeholders interested by the
policy
Effect of the policy in the
case studies
Energy-saving
planning
National laws: reduce the
national energy consumption
National building codes have
been updated repetitively with
laws n. 192 in 2005, n. 311 in
2006, n. 28 in 2011, and with
the directive EPBD recast (2010/
31/UE)
Most of the stakeholders
criticized the frequent
regulatory changes or their
insufficient and unclear
meaning
Regional laws: promote
environmental protection
Regional law n. 13 in 2008
(“Norme per l′abitare
sostenibile”) Regional law n. 14
in 2009 (“Piano Casa”)
Every stakeholder is affected by
these laws, however, only
stakeholders on the design and
construction sides seem aware
as these policies affect the
requirements of building
technologies during
construction
The owner may build extra
volume as an economic
advantage for compensating
the cost of adoption of energysaving technologies
Municipal laws
Absence of policies for energy
efficiency measures and for
supervision and control of the
building activities
Feed-in-tariff from selling on
site produced electricity to the
grid
RET in houses with “Conto
Energia” (DM May 5th 2011): on
site electricity production from
solar or wind power are sold at
a higher price than the market
De-Taxation of energy-saving
retrofitting costs (credit
facilities)
55% cost compensation from
annual taxes (laws n. 296 in
2006, and n. 214 in 2011)
reduced to 50% since 2013
Economic and
fiscal
incentives
contractor for simple-to-fit technologies with a high image impact.
Highly insulating windows were hence preferred to innovative IAQ
systems or water filtration systems, as these were judged complex
and risky. RET technologies were simply considered too expensive.
A home buyer in the speculative project declared “I would like
to have some solar energy systems in my house but when the
general contractor told me that the roof had already been
designed without them, I bought the house because I agreed on
the location and price”. This confirms the supply-driven character
of the speculative projects also in the Italian context. On the
contrary, in the social housing project, users were involved in the
assessment of the energy-saving technologies and in the decisionmaking processes. The energy consultant engineer advised them
about energy-saving potential. He was directly linked to future
users of the building, and the result of his consulting activity
positively affected the adoption of energy-saving technologies.
Although members of cooperatives were particularly interested
in energy-saving technologies, they did not show homogeneous
behaviour. In fact, different interests led to the adoption of
different renewable energy technologies among cooperatives.
Reasons for differences seemed related to architect's and engineer's suggestions, confirming that the design team can play a
large role in the promotion of energy-saving technologies.
Finally, the case studies have shown that in the context of
analysis there is a very low motivation for WE technologies and
GM among all the users. Policies and laws related to these aspects
should be encouraged, as they seem to be scarcely promoted in the
building sector in Europe (Berardi, 2013).
The municipalities may
reinforce energy performance
requirements of buildings
beyond national and regional
laws. Examples of this kinds are
rare
The incentivized feed-in-tariff
applies to the electricity
production is an advantage for
the owner. The first cost
barriers of RET for general
contractors are not mitigated
by this policy
600,000 owners (94% of actions
by owners of single houses)
realized retrofitting projects in
existing buildings between
2007 and 2009 with a total
investment of 8 M€ (ANCE,
2012). Only retrofitting projects
are incentivized for this policy
The selection of the incentive
is voluntary. In the
speculative project an
agreement with the
municipality was agreed, but
the focus was not for energysaving technologies
The municipalities were
scarcely interested in
promoting energy-saving
technologies
The cooperative which
adopted PV panels used this
tariff to help increase the
Return of Investment of the
RET. This policy was
ineffective in the speculative
project
These incentives do not apply
to the case studies because
they were new buildings.
Two cooperatives were
obliged to complete the
building before applying for a
retrofitting action in order to
obtain a de-taxation for the
cost of the RET
5. Conclusions
This paper has presented a methodology to assess a main
barrier for the adoption of energy-saving technologies in the
construction sector: stakeholders with power to select these
technologies often have no interest in their adoption. This barrier
was found in the case studies, where the high uncertainty and the
lack of information and communication among stakeholders often
increased the reluctance for the adoption of energy-saving technologies. Moreover, in the context of analysis, it has emerged that
local municipalities are making a poor effort to promote diffusion
of energy-saving technologies and in this way, they are reducing
the possible impact of policies promoted by international
boards, and national or regional governments. In the case studies,
the interest of the local government in adopting energysaving technologies was limited, whereas it mainly focused on
legal and administrative aspects. The disconnection between
national and local governments merits particular attention in
future policies.
The analysis and comparison between case studies has also
shown that the assessment of the influence of different stakeholders on the adoption of technologies is variable and case
sensitive.
The paper has looked at two case studies in new buildings in
Italy only. Although these were representative of a considerable
part of the Italian new building sector, it is evident that location,
local and national laws and available information to different
stakeholders are variable beyond the context of analysis.
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U. Berardi / Energy Policy 60 (2013) 520–530
The study suggests that for the promotion of energy-saving
technologies, it is necessary to favour more integrated relationships between construction stakeholders and to increase circumstances for market demand of energy-saving technologies. In
particular, process organizations and policies which increase final
users’ power and increase the interest in efficient adoptions
should be supported. Social housing organizations have shown
more ability than speculative firms because the power of the final
users is higher and their interest emerges earlier. It is hence crucial
to increase the occasions for material suppliers and subcontractors
to show innovative technologies to design teams and, above all,
directly to users. This would increase the market demand for them
and would help in educating the buyers of new buildings. This is a
necessary step to move the construction sector to a more qualified
market demand base.
Future research should focus on an in-depth analysis of
differences among technologies to investigate the will of stakeholders to adopt them. Extending findings of this study to other
contexts (other countries and other typologies of buildings)
remains necessary.
Acknowledgements
The author thanks the Editor and three anonymous referees for
their valuable comments and suggestions.
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