Food Chemistry 71 (2000) 9±36
www.elsevier.com/locate/foodchem
Review
Methods for the study of starch retrogradation
A. Abd Karim *, M.H. Norziah, C.C. Seow
Food Biomaterials Science Group, Food Technology Division, School of Industrial Technology, Universiti Sains Malaysia, 11800 Penang, Malaysia
Received 6 August 1999; received in revised form 24 March 2000; accepted 24 March 2000
Abstract
The wealth of current knowledge on starch retrogradation is due in large measure to the wide array of analytical methods at the
disposal of food scientists. Since retrogradation is a complex process aected by many factors, it is unlikely that any single method
would be able to give a complete picture of the retrogradation properties of starch gels at both the macroscopic and molecular
levels. Independent evidence derived from two or more methods allows cross comparisons that can provide a fuller understanding
of this phenomenon. For quantitative measurement of rates of retrogradation, the ``ideal'' method should be simple, rapid, nondestructive, precise, and inexpensive. Comparisons of kinetic data from dierent sources should be made with caution; various
factors (thermal history, in particular) that can lead to unjusti®able comparisons and erroneous conclusions should be carefully
considered ®rst. This review covers the general principles, capabilities, advantages, and limitations of various methods available to
study starch retrogradation. # 2000 Elsevier Science Ltd. All rights reserved.
Contents
1. Introduction ...........................................................................................................................................................10
2. Rheological methods..............................................................................................................................................11
2.1. Large deformation studies .............................................................................................................................11
2.1.1. Uniaxial compression and texture pro®le analysis ...............................................................................11
2.1.2. Measurement of pasting properties ......................................................................................................13
2.2. Low deformation studies ...............................................................................................................................14
2.2.1. Dynamic oscillatory rheometry ............................................................................................................15
2.2.2. Creep compliance and recovery............................................................................................................17
2.2.3. Stress relaxation ...................................................................................................................................18
2.3. Large deformation vs small deformation studies...........................................................................................19
3. X-ray diraction ....................................................................................................................................................19
4. Thermal analysis ....................................................................................................................................................20
5. Spectroscopic methods ...........................................................................................................................................22
5.1. Nuclear magnetic resonance (NMR) .............................................................................................................22
5.2. Infra-red (IR) Spectoscopy ............................................................................................................................25
5.3. Raman spectroscopy......................................................................................................................................26
* Corresponding author. Tel.: +60-4-657-7888; fax: +60-4-657-3678.
E-mail address: akarim@usm.my (A.A. Karim).
0308-8146/00/$ - see front matter # 2000 Elsevier Science Ltd. All rights reserved.
PII: S0308-8146(00)00130-8
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A.A. Karim et al. / Food Chemistry 71 (2000) 9±36
6. Turbidimetric methods...........................................................................................................................................26
7. Measuring the resistance of starch to hydrolysis ...................................................................................................26
8. Measurement of syneresis ......................................................................................................................................27
9. Miscellaneous methods ..........................................................................................................................................27
10. A general comparison of the various methods reviewed........................................................................................28
11. Concluding remarks ...............................................................................................................................................30
References ....................................................................................................................................................................30
1. Introduction
Starches are the major storage polysaccharides in
foods of plant origin. The major botanical and commercial sources of starches are cereals, tubers, roots,
and pulses. Native and modi®ed starches serve as
important ingredients of many fabricated foods. Starches are a-glucans composed basically of two dierent
homopolymers of d-glucose Ð amylose and amylopectin. Amylose has traditionally been considered to be
a linear polymer composed of glucopyranose units
linked through a-d-(1!4) glycosidic linkages. Although
there is now evidence that amylose is not completely
linear (CuraÂ, Jansson & Krisman, 1995), its behaviour
approximates that of a linear polymer. Amylopectin is a
branched polymer with one of the highest molecular
weights known among naturally occurring polymers. It
is composed of glucopyranose units linked by a-d(1!4) glycosidic linkages. For approximately every 20±
30 glucopyranose residues, a branch point occurs, where
a chain of a-d-(1!4)-glucopyranosyl units is linked to
the C-6 hydroxymethyl position of a glucose residue
through an a-d-(1!6) glycosidic linkage. Thus, about
4% of the glucopyranose residues in amylopectin are
involved in branch points.
Starches exist naturally in the form of discrete granules within plant cells. These granules may be viewed as
partially crystalline and partially amorphous polymeric
systems (Blanshard, 1987; Slade & Levine, 1989). The
crystalline character of the granules of common starches
arises from the organization of the amylopectin molecules within the granules, while amylose largely makes
up the amorphous regions which are randomly distributed between the amylopectin clusters (Blanshard;
Zobel, 1988).
Cooking or processing normally causes starch gelatinization, i.e. irreversible swelling or even disruption of
the starch granules, depending upon the severity of the
treatment applied. The behaviour of gelatinized starches
on cooling and storage, generally termed as retrogradation, is of great interest to food scientists and
technologists since it profoundly aects quality, acceptability and shelf-life of starch-containing foods (Biliaderis, 1991). Starch molecules in pastes or gels are
known to associate on aging, resulting in eects such as
precipitation, gelation, and changes in consistency and
opacity. Crystallites begin to form eventually, and this is
accompanied by gradual increases in rigidity and phase
separation between polymer and solvent (syneresis). It is
important to distinguish between the short-term development of gel structure via amylose crystallization and
long-term reordering of amylopectin which is a much
slower process involving recrystallization of the outer
branches (DP=15) of this polymer (Miles, Morris,
Orford & Ring, 1985; Ring et al., 1987). For common
starches containing both amylose and amylopectin, a
composite gel network forms, consisting of swollen
amylopectin-enriched granules (provided granule integrity is maintained) ®lling an interpenetrating amylose
gel matrix (Miles, Morris, Orford et al.). During longterm storage, amylopectin recrystallizes, thus increasing
the rigidity of the swollen granules which, in turn, reinforces the continuous amylose phase.
The eects of retrogradation in starch-based products
can be desirable or, more usually, undesirable. There is
general consensus that starch retrogradation contributes
signi®cantly to staling or undesirable ®rming of bread
and other starch-based products (D'Appolonia &
Morad, 1981; Knightly, 1977; Kulp & Ponte, 1981;
Maga, 1975; Seow & Thevamalar, 1988; Willhoft, 1973).
Similarly, the susceptibility of legume starch gels to retrogradation and syneresis makes these types of starches
unsuitable for products requiring low-temperature storage. However, retrogradation is sometimes promoted
to modify the structural, mechanical or organoleptic
properties of certain starch-based products. This is true,
for example, in the production of breakfast cereals and
parboiled rice, since retrogradation results in hardening
A.A. Karim et al. / Food Chemistry 71 (2000) 9±36
and reduced stickiness (Colonna, Leloup & BuleÂon,
1992). Freezing/thawing, which accelerates retrogradation, is applied to cooked potato mash in the production of dehydrated mashed potatoes to decrease the
amount of soluble starch and to improve the consistency of the reconstituted product (Ooraikul, Parker
& Hadziyev, 1974). The production of Japanese `harusame' noodles also involves a freeze±thaw cycle to
reduce stickiness and to obtain a characteristic chewiness (Watanabe, 1981). Similarly, Chinese rice vermicelli
(a type of rice noodle) strands are conditioned after
complete steam-gelatinization of starch in order to
attain the desired textural characteristics (Seow & Teo,
1996).
Because of its industrial signi®cance, many methods
for the study of starch retrogradation have been developed. Changes in physical and chemical properties,
attributable to changes in the starch component of
model starch systems or actual starch-based products
during aging, form the usual bases for these methods.
These time-dependent changes may directly contribute
to or correlate with sensory perception or digestibility of
starchy foods. However, it is important to emphasize
that, in most cases, following changes in a single parameter with time may not provide an adequate description of retrogradation. Furthermore, retrogradation
kinetics, determined using dierent methods, may also
not be in total agreement (Roulet, MacInnes, Wursch,
Sanchez & Raemy, 1988). Correct interpretations of
results would, therefore, depend on an exact knowledge
of the physical and/or chemical basis, as well as an
appreciation of the limitations, of any given method.
The adoption of proper procedures is, of course, critical
in ensuring validity of results. While several critical
reviews on starch retrogradation have been published
over the years (Biliaderis, 1998; Collison, 1968; Dengate, 1984; Hoover, 1995; Kulp & Ponte, 1981; Morris,
1990; Olkku & Rha, 1978; Sterling, 1978; Slade &
Levine, 1986, 1989; Willhoft, 1973), none has focused
on methodology. Our objective is to provide a comprehensive coverage of objective methods developed for the
study of starch retrogradation, without going into
details on instrumentation (for which many standard
texts are available) or procedures (which may be
obtained from the individual references). Emphasis is
given to the principles and comparative advantages and
limitations of the major or more popular techniques.
The present review should thus serve as a useful complement to the existing reviews on the subject.
Methods to study starch retrogradation can be conveniently classi®ed as: (i) macroscopic techniques, i.e.
those methods which monitor alterations in certain
physical properties as manifestations of retrogradation,
for example, mechanical or textural changes, and (ii)
molecular techniques, i.e. those methods which study
changes in starch polymer conformation or water
11
mobility in starch gels at molecular levels. Thus, rheological techniques, sensory evaluation of texture, dierential scanning calorimetry (DSC), light scattering,
turbidometry, and measurement of syneresis may be
used to study the macroscopic manifestations of retrogradation. On the other hand, X-ray diractometry,
nuclear magnetic resonance spectroscopy (NMR),
vibrational spectroscopy (e.g. Raman spectroscopy) and
Fourier transform infra-red (FTIR) spectroscopy may
be classi®ed as molecular techniques. In all cases, the
inclusion of microcomputer technology of ever-increasing sophistication into the designs of instruments should
continue to increase the precision, resolution, speed of
analysis, and range of capability of any technique.
2. Rheological methods
Direct detection of the development of structure of a
full three-dimensional polymer network spanning the
system, and the measurement of the properties of this
network as it matures, are best conducted using macroscopic techniques. Since a dramatic change in the
mechanical behaviour of starch gels is what is actually
to be measured, and since it is a `solid' or `solid-like'
material that is generated by the recrystallization process, it is natural that the course of this structure development should be monitored by rheological or
mechanical testing. Rheological measurements may
involve the application of large forces or shearing stresses to a starch gel or dispersion that can cause permanent structural damage or shear thinning, thus making
it dicult to study the viscoelastic properties of the
system. In recent years, small deformation dynamic
mechanical devices which enable viscoelastic properties
to be studied non-destructively have become increasingly popular.
2.1. Large deformation studies
2.1.1. Uniaxial compression and texture pro®le analysis
Starch gel ®rmness or rigidity increases markedly with
retrogradation (Collison, 1968). These changes have
traditionally been followed using large deformation
fundamental tests such as uniaxial compression or
empirical tests such as penetration which provide data
on mechanical properties known to show good correlations with sensory textural attributes (Axford, Colwell,
Cornford & Elton, 1968; Jankowski & Rha, 1986; Keetels, van Vliet, Jurgens & Walstra, 1996; Keetels, Visser,
van Vliet, Jurgens & Walstra, 1996). Whereas dynamic
testing can be performed on very soft gels because they
can be formed in the rheometer, uniaxial compression
tests usually require relatively ®rm gels. A large number
of replicated samples of uniform dimensions are
required to obtain acceptable reproducibility using such
12
A.A. Karim et al. / Food Chemistry 71 (2000) 9±36
methods. Heterogeneity of the rheological pro®le within
and between samples could seriously aect the validity
of the results obtained.
An idealised stress±strain curve obtained from a uniaxial compression test is illustrated in Fig. 1. The shape
of such a curve is dependent on the conditions used for
testing; consequently, these must be speci®ed if a meaningful comparison of data is to be made. Mechanical
parameters that can be derived from a uniaxial compression test include Hencky's strain (h), and Young's
modulus (E). The initial portion of the curve is linear
and the Young's modulus, E, is obtained from its slope.
Several workers (Conde-Petit & Escher, 1994; Keetels,
van Vliet, Jurgens et al; Keetles, Visser et al.) have used
these parameters to express the results of a uniaxial
compression test on starch gels. Results derived from
the uniaxial compression test can also be expressed in
terms of apparent modulus of elasticity (Jankowski &
Rha, 1986; Knudsen, Bùrresen & Nielsen, 1987) or
recoverable work (Rao, Nussinovitch & Chinachoti,
1992). Peleg (1987), Bagley (1987), and Keetels, van
Vliet, Jurgens et al. (1996) and Keetels, Visser et al.,
(1996) have discussed the principles and calculations
involved in uniaxial compression testing.
A great deal of information has been obtained on
bread staling by following the increase in ®rmness of
bread crumbs during storage using uniaxial compression (Dragsdorf & Varriano-Marston, 1980; Ghiasi,
Hoseney, Zeleznak & Rogers, 1984; Martin, Zeleznak &
Hoseney, 1991; Rogers, Zeleznak, Lai & Hoseney,
1988). Herz (1965) listed many changes in crumb properties associated with staling, including increased crust
moisture, crumbliness, opacity and ®rmness. A strong
negative correlation between consumer acceptance and
compressibility or ®rmness has been well documented
(Axford et al., 1968).
Instrumental texture pro®le analysis (TPA), developed by Bourne and co-workers (Bourne, Moyer &
Hand, 1966; Bourne, 1968, 1978) using an Instron Universal Testing Machine, has been widely adapted to the
study of starch retrogradation in actual food and model
starch gel systems (Jankowski, 1992; Seow & Thevamalar, 1988). In a TPA test, a sample of speci®c dimensions is compressed uniaxially; the compressive force is
then removed and the sample is re-compressed. Such a
compressive sequence represents two ``bites''. During
the test, compressive force is recorded as a function of
the amount of compression (distance). Thus, two force
vs distance plots or TPA curves would be derived. Fig. 2
shows the generalized TPA curve obtained using the
Instron Universal Testing Machine (Bourne, 1978).
Several instrumental texture pro®le parameters may be
derived from the TPA curves: the maximum force (H),
which occurs at the end of the ®rst compression, equates
to ``hardness''; the force of the ®rst maximum (F) is
called ``fracturability'' (not all foods show this peak);
the work done to compress the sample on the ``®rst and
second bites'' is given as the area under the respective
curves (A1 and A2), and the ratio A2/A1 is related to
cohesiveness (C); the distance S is called ``springiness'';
and the negative area 3 is the ``adhesiveness'' or
``stickiness''. Textural characteristics such as gumminess
(hardness cohesiveness) and chewiness (hardness
cohesiveness springiness) are derived functions. A
comprehensive review on instrumental TPA, with particular reference to gelled systems, was recently presented
by Pons and Fiszman (1996).
A wide range of experimental conditions, encompassing variations in sample size and shape, ratio of compressing probe size vs sample, extent of deformation,
cross-head speed, number of ``bites'', and replicates per
Fig. 1. Idealized stress±strain curve. The slope of line OA is a measure
of the Young's modulus.
Fig. 2. Generalized texture pro®le curve obtained using the Instron
Testing Machine (Bourne, 1978; with permission).
13
A.A. Karim et al. / Food Chemistry 71 (2000) 9±36
mean value, has been used for obtaining TPA parameters
by dierent researchers (Table 1). Non-standardization
of experimental procedures and conditions used in
instrumental TPA makes it dicult to compare TPA
data obtained by dierent investigators. It is also important that a full description of the test procedures and
conditions employed be given since textural parameters
are known to be greatly in¯uenced by these factors.
With computer-assisted instruments (such as the TAXT2 Texture Analyser which is becoming increasingly
popular), it is possible to perform TPA tests and obtain
all TPA parameters directly by means of the available
software, without any previous selection of curve values
for calculations (Pons & Fiszman, 1996). Usually the
user can apply the macro created for speci®c applications (e.g. TPA) to the selected curve(s) and all the
parameters are calculated automatically. This obviously
saves time and reduces error in calculations. However,
depending on the type of sample, such a degree of
automation is not always advisable (Pons & Fiszman).
For example, a macro which is written to calculate TPA
parameters, including fracturability, will give correct
results for samples exhibiting fracturability but not for
samples without fracturability.
Using Instron TPA, Jankowski (1992) showed that
starch retrogradation markedly in¯uenced texture of
cooked potatoes during post-cooking conditioning.
Decrease of adhesiveness was the most distinctive feature and was attributed to the association of free amylose leached from starch granules in the cooking
process. Increase of cohesiveness and hardness and
decrease of fracturability of cooked tubers were slower
than changes in adhesiveness; such eects were attributed to the development of a polymeric network within
gelled starch in potato cells.
2.1.2. Measurement of pasting properties
The tendency of a given starch to retrograde can also
be studied from its pasting behaviour, usually by obser-
ving changes in viscosity during programmed heating
and cooling of a starch suspension, using a variety of
instruments. Some of these instruments (e.g. Brabender
Amyloviscograph) do not record the absolute viscosity
of a starch paste, but the torque as a viscosity signal
(expressed as arbitrary Brabender units). This is in¯uenced by a number of factors such as rotational speed,
geometry of the measuring device and other methodological factors (Shuey & Tipples, 1980). Most of the
common techniques are handicapped by long time
requirements for pasting and measuring. Considerable
quantities of samples are also required. In spite of these
shortcomings, viscosity measurements of starch pastes
are well established and approved by dierent organizations (e.g. Corn Re®ners Association).
Dengate (1984) pointed out that the results of Brabender amylography are not repeatable or comparable
unless critical details such as time and temperature
regime to which the starch is subjected are reported.
Frequently, the torsion spring range in use is not
reported, or the starch concentration (in terms of wet or
dry basis) is poorly de®ned, or the total weight or
volume of suspension is not speci®ed. The minimum
information that should accompany any report is the
amylograph model type, bowl speed, volume of slurry
used, torsion spring in use, exact method of expressing
slurry concentration, and starting and holding temperatures (Dengate).
Despite potential errors from geometric and methodological factors (Shuey & Tipples, 1980), the Brabender Amyloviscograph has been used widely for
studying starch pasting behaviour. Five characteristic
parameters are usually measured from the pasting curve
(Fig. 3) (Dengate, 1984): (i) the peak viscosity (P),
which is the highest apparent viscosity obtained during
pasting, i.e. programmed heating to 95 C at 1.5 C
minÿ1, and peak viscosity temperature (PT); (ii) the ease
of cooking, indicated by the apparent viscosity at 95 C
in relation to the peak viscosity; (iii) the paste stability
Table 1
References on testing conditions used in uniaxial compression of bread staling and starch retrogradationa
System
Sample/probe
diameter or size (mm)
Instrumentb
% deformation
Cross-head speed
(mm minÿ1)
Reference
Bread
Cooked potato
tuber
Starch gels
1 in3/ns
12ù 12/ns
Instron (ns)
Instron (ns)
25
75
100
50
Ruan et al. (1996)
Jankowski (1992)
Compression Tester (ns)
15, 30, 60
1.2
Starch gels
4 cm2 square
piece/0.5 cm2
30ù 20/ns
60
50
Bread
Bread
Bread
Bread
1.25in ù/ns
6 (ù?)/35
25 (ù?)/36
ù? 25/36
Zwick Universal Testing
Machine (1000 N)
Instron (ns)
Instron (ns)
Instron (ns)
Instron (2 kg)
Inaba, Hoshizawa, Adachi,
Matsumura and Mori (1994)
Conde-Petit and Escher (1994)
20±50
ns
25
16
10
ns
50
50
Rao et al. (1992)
Rogers et al. (1988)
Martin et al. (1991)
Inagaki and Seib (1992)
a
b
ns, not speci®ed.
Number in bracket denotes load cell.
14
A.A. Karim et al. / Food Chemistry 71 (2000) 9±36
(H) or resistance to breakdown, indicated by the
apparent viscosity after cooking for a period of time
(20±60 min) at 95 C; it illustrates the stability of paste
during cooking; (iv) setback or cold paste viscosity (C),
indicated by the apparent viscosity of the paste after
programmed cooling to 50 C, and (v) stability of the
cooked paste, indicated by the apparent viscosity after
stirring at 50 C for periods of up to 1 h. Note that the
term ``setback'' is used in dierent ways by dierent
authors to mean either (C ÿ P) or (C ÿ H), the latter
sometimes being referred to as ``total setback'' (Dengate). In any case, the setback values are indicative of
the retrogradation tendency of starch. Since the initial
gel network development is dominated by amylose
gelation (Miles, Morris, Orford et al, 1985), setback is
more likely related to the retrogradation tendency of
amylose.
The Rapid ViscoAnalyser (RVA) has several advantages over the viscoamylograph (Deenbaugh &
Walker, 1989; Ross, Walker, Booth, Orth & Wrigley,
1987; Walker, Ross, Wrigley & McMaster, 1988). These
include small sample sizes and ability to set temperature
pro®les. Results are commonly reported in Rapid Viscoanalyser units (RVU) which are approximately equal
to cP 10, but may also be reported in cP. However,
use of the latter method for data reporting may give the
incorrect impression that the measurement is an absolute viscosity (Zhou, Robards, Glennie-Holmes & Helliwell, 1998). The RVA diers from the Brabender
Amyloviscograph in two important features: a more
rapid rate of heating and a stronger mixing action.
Nevertheless, when heating rate is controlled at 1.5 C
minÿ1, the results obtained on an RVA have been
observed to be similar to those on the amyloviscograph
(Deenbaugh & Walker, 1989).
Amylography has been employed by several
researchers (Kim & D'Appolonia, 1977; Morad &
D'Appolonia, 1980; Xu, Chung & Ponte, 1992; Xu,
Ponte & Chung, 1992; Yasunaga, Bushuk & Irvine,
1968) to study the pasting characteristics of aging bread
crumbs. Peak viscosity of bread crumb slurries were
reported to decrease with aging of the crumbs (Yasunaga et al.). Dierences were also apparent among
amyloviscograms of bread crumb, wheat starch and
bread ¯our, particularly in terms of the occurrence of a
minor peak before the major peak and a bump during
the setback stage (Fig. 4). The minor peak and the
bump were attributed to the interactions of solubilised
amylose with ¯our lipids, mainly polar lipids. In the
cooling stage, a transition of amylose from random coil
to lipid-inclusion helices may be responsible for the
observed increase in viscosity. Subsequent crystallization of the helices probably resulted in a decrease in
viscosity, thus forming a bump (Xu, Ponte et al.).
Sometimes a plateau, attributed to melting of retrograded amylopectin, was observed before the onset of
the viscosity increase (Xu, Chung et al.).
Fig. 3. A pasting cycle curve, typical of wheat starch, showing de®nition of pasting parameters (Dengate, 1984; with permission).
Fig. 4. A typical bread crumb amylogram (Xu, Chung et al., 1992;
with permission).
2.2. Low deformation studies
Rheological studies on biopolymer systems using
small deformation dynamic techniques have been
extensively reviewed by Clark and Ross-Murphy (1987),
Clark (1991, 1992), Rao and Stee (1992), and RossMurphy (1995). Reviews on the subject focused speci®cally on starch gelation and retrogradation have been
presented by Hansen, Hoseney and Faubion (1990,
1991), Biliaderis (1992), Evans and Lips (1992), Lii, Sha
and Tseng (1995), Keetels, Oostergetel and van Vliet
(1996) and Keetels, van Vliet and Walstra (1996a,b).
There are a number of tests which may be used to
study viscoelastic properties of gelatinized starch dispersions to determine the relationships between stress,
strain, and time for a given type of deformation or
A.A. Karim et al. / Food Chemistry 71 (2000) 9±36
loading pattern. The most important tests include the
dynamic oscillatory test, creep compliance/recovery test,
and stress relaxation. The last two tests are also known
as static experiments.
2.2.1. Dynamic oscillatory rheometry
Dynamic oscillatory rheometry has proved useful in
monitoring structure development during aging of
starch gels (Biliaderis & Zawistowski, 1990; Clark,
Gidley, Richardson & Ross-Murphy, 1989; Hansen et
al., 1990, 1991; Miles, Morris, Orford et al., 1985; Miles,
Morris & Ring, 1985; Ring et al., 1987). It allows continuous assessment of dynamic moduli without breaking
structural elements formed in the sample upon aging.
By careful measurement of the geometry of the measured sample, stress, and strain, the results are stated in
absolute physical units (i.e. Pa sÿ1 or Pa) rather than
arbitrary units (e.g. Brabender units). This allows direct
comparison of results obtained by various testing
instruments and researchers (Weipert, 1990). In addition, there is a great opportunity to utilise various
strains (or deformation forces) to obtain a more complete view of a material's physical properties. Very low
strains, which allow measurements but do not disturb or
destroy inherent gel structure, are of great value in
describing the time- and temperature-dependent changes in starch gels during aging. A range of commercial
controlled-stress rheometers that provide for numerous
operating modes are available.
Starch pastes or gels can have both viscous (liquidlike) and elastic (solid-like) properties; i.e. they are viscoelastic. Quantitatively these two properties may be
resolved by the technique of mechanical spectroscopy.
Basically, the gel specimen is subjected to a periodic,
small amplitude sinusoidal torque (stress), the applied
stress being altered at a given frequency (cycles sÿ1 or !,
radians sÿ1). If the behaviour of a viscoelastic material
is linear, the strain will also vary sinusoidally with the
stress, but will be out of phase with it. This behaviour is
intermediate between an ideally elastic material and a
true Newtonian liquid where the stress is in phase
(=0 ) and 90 out of phase, respectively, with the
strain. Just as modulus is de®ned as the stress/strain
ratio in any constant deformation experiment, then, for
a dynamic sinusoidal experiment it follows that two
moduli can be de®ned: (i) stress in-phase/strain or storage modulus (G0 ) and (ii) stress out-of-phase/strain or
loss modulus (G00 ).
Storage modulus (G0 ) is a measure of the energy
stored in the material and recovered from it per cycle.
On a molecular basis, the magnitude of G0 is dependent
upon what rearrangements can take place within the
period of oscillation (Ferry, 1980), and is taken as an
indication of the solid or elastic character of the material. For example, an agar gel, which is essentially permanently crosslinked (Bell, 1989), shows a high degree
15
of elastic behaviour, i.e. G0 is high. Loss modulus (G00 ) is
de®ned as the stress 90 out-of-phase with the strain
divided by the strain and is a measure of the energy
dissipated or lost (as heat) per cycle of sinusoidal
deformation. It is, therefore, taken as an indication of
liquid or viscous behaviour (Bell). This type of behaviour is usually exhibited by non-permanently crosslinked systems such as hyaluronate solutions which
interact by simple entanglement of the polysaccharide
chains (Clark, 1992), and leads to high levels of molecular rearrangement, and a high degree of energy loss
(i.e. G00 predominates). Another parameter which is
often useful in indicating the physical behaviour of a
system is the loss tangent (tan ). It is the ratio of the
energy lost to the energy stored for each cycle of the
deformation, i.e. tan =G00 /G0 . It is a useful indicator of
the relative contributions of the viscous (G00 ) and elastic
(G0 ) components to the viscoelastic properties of a
material. The logarithmic plot of the loss tangent gives
rise to several characteristics. For example, for a dilute
solution, tan is high, as G00 is a function of both the
solvent and the solute, while G0 is representative of only
the solute, which is a relatively minor component (Bell).
However, for a highly cross-linked system, e.g. agar gel,
G0 becomes the major component and G00 /G0 falls
markedly.
Before any kinetic measurements are made, the starch
gels should ®rst be tested over a range of shear strains to
determine appropriate conditions for nondestructive
testing. This may be preceded by a frequency sweep to
test the dependence on frequency of the gel moduli, and
a strain sweep to examine the extent of the so-called
linear viscoelastic range. Linear viscoelastic range is
de®ned as the zone where the strain measured is in
direct proportion to the stress applied (i.e. the range
over which the moduli are independent of strain)
(Clark, 1991). To determine this range in oscillation
mode, increasing cyclic levels of stress and strain are
applied at a constant frequency (e.g. 1 Hz). The point at
which a dynamic viscoelastic modulus deviates by more
than 10% from a constant (plateau) value indicates
departure from linear viscoelastic behaviour (it should
be noted that the value of 10% deviation is just a matter
of convenience). It is worth noting that the linear viscoelastic range is strongly frequency-dependent, so if a
frequency sweep is to be performed, the linear region at
the extremes of the frequency range covered should be
known. The mathematics in the commercial software
(which is normally bundled with the rheometer) for calculating the moduli are based on this assumption (i.e.
the measurement is done in the linear range). In the
region where linear behaviour does not operate, the
mathematics for the same type of calculation are illde®ned. Consequently, any calculation of G0 or G00 is
not absolute, and thus only relative comparisons can be
made.
16
A.A. Karim et al. / Food Chemistry 71 (2000) 9±36
Once the linear range limits have been established, it
is possible to characterize the structure itself by running
the experiment at a suitable frequency (e.g. 1 Hz) and at
a strain lower than the `critical' strain. Typically, the
strain is set at the middle value in the linear region to
give the best experimental results. For concentrated
starch gels (>30% solids), testing at strains < 2.0%,
0.2 Hz appears to meet the requirement for linear viscoelasticity (Biliaderis & Juliano, 1993; Biliaderis &
Tonogai, 1991; Biliaderis & Zawistowski, 1990). Typical
shear strain and frequency sweep plots for cooked noodles are shown in Figs. 5 and 6, respectively. Fig. 5
shows that below 1% strain, the samples exhibited linear or nearly linear viscoelastic response. It is apparent
that the dynamic moduli showed little dependence on
frequency (Fig. 6). This is characteristic of a true gel
network system with stable physical cross-links (Clark
& Ross-Murphy, 1987).
Fully computerised rheometers are available to follow
the complex processes outlined above. They are basically of two types: one which operates in a controlled
stress mode and the other which measures shear rate. In
recent years, the controlled-stress rheometer has become
the preferred choice for most laboratories. Modern rheometers, however, are able to operate in both modes.
Measurements on the sample are made using the
appropriate test ®xture (geometry). The dimensions and
shape of the geometry control the stress range applied
by the motor, and the shear rate experienced by the
sample. Several geometries are commonly used. These
include parallel plate, cone and plate, and concentric
cylinders. Temperature can be controlled accurately
to0.1 C.
Fig. 5. Typical shear strain sweep of cooked thin noodles. The values
of the storage modulus, G0 were measured at 1.0 Hz as a function of
increasing strain.
Sample preparation for rheological studies can be
done in one of two ways: (i) gels are prepared separately
in a mould, cut and then loaded on the rheometer, or (ii)
gels are prepared directly on the rheometer platform
itself. The ®rst method has been described in detail by
Biliaderis and Zawistowski (1990), Biliaderis and
Tonogai (1991), and Biliaderis and Juliano (1993). In
the ®rst method, starch slurries in hermetically sealed
stainless steel containers (80 mm i.d. 1 mm thickness;
picture of the device shown in Biliaderis and Tonogai)
are heated in a boiling water bath and subsequently
quench-cooled in a water bath at 25 C. Using this technique, 1 mm-thick gels can be formed without loss of
water and mechanical damage of the network. Gel disks
of the desired diameter are cut to ®t the parallel geometry of the rheometer. A thin layer of paran oil is
applied to cover the sample to prevent loss of water by
evaporation during the course of rheological measurements. Gel samples are left for 10 min to relax before
measurements are taken. Biliaderis and Tonogai reported that the coecients of variation for all determinations using this method did not exceed 15%. A variation
of this method of sample preparation was used by
Keetels, van Vliet and Walstra (1996b).
In the second method of gel preparation, the starch
slurry is loaded on the ram (rheometer platform). The
gap between the measuring geometry and the ram is
then adjusted. Paran oil is then applied on the geometry's periphery to prevent evaporation. The starch
suspension is then subjected to programmed heating
and cooling. The development of modulus is followed
continuously over a period of time. This method has
been described in detail by Lii et al. (1995) and Tsai, Li
and Lii (1997). This approach appears to be simpler and
more attractive because the heating and cooling regime
Fig. 6. Typical dynamic viscoelastic mechanical spectra of optimally
cooked noodles G0 =storage modulus, *; G00 =loss modulus, ~;
0 =dynamic viscosity, & (Edwards, Izydorczyk, Dexter & Biliaderis,
1993; with permission).
A.A. Karim et al. / Food Chemistry 71 (2000) 9±36
can be controlled accurately. It also involves less handling of the gel once it has formed and is thus more suited
for the study of soft and sticky samples such as amylopectin gels. Nevertheless, there are some aspects of this
method which require careful consideration. The
amount of starch suspension should be kept constant
for all determinations and should be just enough to ®ll
the gap. There may also be a problem of shrinkage after
the starch is gelatinized, leading to under®lling of the
gap. This would aect measurements of modulus, especially if a parallel plate geometry were used because the
strain and stress at the edge of the geometry are taken
into account in the calculation. However, for comparison purposes, this drawback can probably be tolerated.
The problem of starch sedimentation probably is not
crucial, since the gap setting usually is very small (500
mm) and the whole operation (sample loading) can be
accomplished in a short time. Thus, where this method
is concerned, it is critical to standardise all aspects of
sample preparation in order to obtain reproducible
results.
G0 ±time pro®les of concentrated (> 30%, w/w) cereal
and legume starch gels revealed a biphasic gelation
process (Biliaderis & Tonogai, 1991; Biliaderis &
Zawistowski, 1990): an initial rapid rise in modulus followed by a phase of much slower G0 development (Fig.
7). The initial rapid development in modulus was
attributed to rapid establishment of a cross-linked network of amylose chains at concentrations above the coil
overlap concentration, c* 1.5% (Miles, Morris &
Ring, 1985). Subsequent increases in rigidity of starch
gels were linked to recrystallization of amylopectin
short DP chain clusters (Ring et al., 1987).
Note that the viscoelastic behaviour of common
starch gels, which are often considered as composite
systems, would dier from that of individual amylose
and amylopectin gels; i.e. the magnitude of the dynamic
moduli of starch gels would depend not only on the
density of cross-links in the continuous phase but also
on the rigidity, spatial distribution, and eective contacts between the granules (Biliaderis & Tonogai, 1991).
For gelation of amylose (polymer concentration >
1.0%), it has been suggested that rapid formation of a
cross-linked network arises from the adoption of
ordered double-helical chain segments, acting as ``junction zones'', which are interconnected by more mobile
amorphous single-chain segments (Gidley, 1989). On
the other hand, amylopectin gelation (polymer concentration > 10.0%) is a slow process involving intraand inter-molecular chain associations. The rate of G0
development for starch gels is generally also much faster
than the rate of staling endotherm (H) development in
an aging gel as determined by DSC (Biliaderis &
Zawistowski, 1990). For amylopectin gels, however, the
development of modulus can lag behind the development of crystallites detectable by both DSC and X-ray
diraction, depending on concentration (Ring et al.,
1987). The slow crystallization rate of amylopectin more
closely re¯ects kinetics of the staling events associated
with aging of baked products (Kulp & Ponte, 1981).
2.2.2. Creep compliance and recovery
A creep test is a static experiment used to investigate
the viscoelastic structure of materials over medium and
long time scales. In a creep experiment, a constant stress
is applied to the sample and the resultant displacement
or deformation is measured against time (retardation
time). If required, the stress can be removed, and the
relaxation of the sample measured. The results are generally expressed in terms of the creep compliance, J(t),
where:
J t
Fig. 7. Storage modulus vs. time (25 C) for gels of various concentration (w/w) of wheat starch:*, 40%; *, 30%; &, 20%; &, 10%;
, 5%. Data were obtained at 0.2 Hz and 2.0% strain (Biliaderis &
Zawistowski, 1990; with permission).
17
strain t
stress
The creep/recovery response may be classi®ed into several categories, as depicted in Fig. 8 (Barbosa-Canovas
et al., 1996). For a perfectly elastic solid, compliance
rises instantaneously to the equilibrium value. When the
stress is released, there is an instantaneous recovery
(Fig. 8b). All the energy is stored in the solid and there
is no energy dissipation. For a newtonian liquid, on the
other hand, ¯ow occurs in response to the applied stress.
As a result, the compliance increases linearly with time
with a slope of 1/, where is the viscosity. The input
energy is totally dissipated due to the motion of the
liquid and there is no energy storage (Fig. 8b). When the
stress is released, the compliance does not decrease
(since there is no energy release) but stays constant at
the ®nal value (Fig. 8c).
The response of a viscoelastic material lies between
these two extremes. When a constant shear stress is
18
A.A. Karim et al. / Food Chemistry 71 (2000) 9±36
applied, there is an instantaneous rise in compliance.
The compliance then increases with time to the equilibrium value. When the stress is released, there is an
instantaneous drop in the compliance followed by a
time-dependent decrease. For a viscoelastic `solid', all
the energy is stored and, hence, there is a total energy
release upon removal of the shear stress. As a result, the
®nal equilibrium compliance is zero (Fig. 8d). For a
viscoelastic `liquid', however, viscous ¯ow takes place
and there is only a partial recovery when the stress is
removed (Fig. 8e).
Creep-compliance data can provide valuable information on the viscoelastic behaviour of starch gels.
When shear stress is applied to an unperturbed structure, it takes a ®nite amount of energy to perturb the
network, after which breaking and reforming of bonds
takes place. In a viscoelastic solid, there is a dynamic
equilibrium between breaking and reforming of bonds.
However, in a viscoelastic liquid, there is a net breaking
of bonds resulting in viscous ¯ow. The compliance
response of viscoelastic materials in a creep/recovery
test may be ascribed to three mechanisms: instantaneous
elastic, retarded elastic, and viscous ¯ow (BarbosaCanovas et al., 1996). Thus, instantaneous elastic compliance, Jo (Fig. 8b), may be attributed to the unperturbed network structure. The retarded elastic
contribution to the compliance involves the breaking
and reforming of bonds, while the viscous contribution
is due to the breakdown of structure.
Fig. 8. Creep recovery response of dierent types of material to the
shear stress (Gladwell, Rahalkar & Richmond, 1985; with permission).
In comparison with dynamic tests, creep experiments
have received much less attention in the study of the
compliance response of aging starch gels. However, this
technique has found wide applications for other biopolymeric gels (Gamero, Fiszman & DuraÂn, 1993; Gross,
Rao & Smith, 1980; Nussinovitch, Normand & Peleg,
1990; Nussinovitch, Normand & Peleg, 1989). Giboreau, Cuvelier & Launay (1994) showed that, for modi®ed starch pastes, values of instantaneous modulus (Go)
determined from creep experiments were in good agreement with G0 values from dynamic rheological tests.
Miura, Nishimura and Katsuka (1992) investigated the
in¯uence of polyols and emulsi®ers on hardening of
non-glutinous rice starch gels by measuring the creep
compliance of the gels stored at 0 C for up to 3000 min.
Similar studies have been conducted to observe the
eects of saccharides on the compliance of rice starch
gels (Katsuka, Nishimura & Miura, 1992) and the
eects of polyols on the hardening of wheat starch gels
(Amano, Miura & Hayashi, 1997; Amano Takada,
Miura, Ishida & Ohshima). Creep behaviour of starch
gels at the earlier stage of retrogradation has also been
reported by Amano, Hayashi, Miura, Ishida and
Ohshima (1995). Other examples of creep studies on
aging starch gels include those by Lee and Kim (1983),
Shiraishi, Lauzon, Yamazaki, Sawayama, Suigiyama
and Kawabata (1995) and Akuzawa, Aikawa, Kawabata and Nakamura (1997).
2.2.3. Stress relaxation
The second type of static experiment to measure viscoelasticity is stress relaxation, which is usually conducted at relatively low deformation. Here, instead of
applying a constant stress to a sample and measuring
strain as a function of time, the polymer is deformed
(usually for food samples by compression) to a given
value of the strain and the stress necessary to maintain
that strain is measured as a function of time. As the
sample relaxes (i.e. as the chains change their conformations, disentangle or slide over one another, and
so on), the stress decreases. Stress-relaxation experiments are somewhat easier to perform than creep
experiments. A typical stress relaxation curve is shown
in Fig. 9.
The stress relaxation curves of gels have traditionally
been described in terms of the generalised Maxwell
model (Mitchell, 1976). Parameters are obtained by
non-linear regression which can be quite tedious. In
addition, where a large number of parameters is
involved, diculty in physical interpretation and comparison among samples will result. Several alternative
models have been developed to facilitate calculation and
interpretation of stress relaxation data (Gamero et al.,
1993; Nussinovitch et al., 1989; Peleg, 1979). The linearised form of the stress relaxation model proposed by
Peleg (1979) is particularly simple and easy to use. As
A.A. Karim et al. / Food Chemistry 71 (2000) 9±36
19
noted for creep experiments, reported studies on aged
starch gels using stress relaxation measurements are also
relatively scarce. Some examples include those by Pappas and Rao (1989) on viscoelastic behaviour of cowpea
gel, Bashford and Hartung (1976) on freshness of bread,
and Akuzawa, Sawayama and Kawabata (1995) on
cassava and potato starch.
have attempted to correlate uniaxial and dynamic testing and have shown varying levels of association
(Navarro, Martino & Zaritzky, 1997; Amemiya &
Menjivar, 1992; Wium & Qvist, 1997).
2.3. Large deformation vs small deformation studies
A starch granule normally consists of concentric layers that contain crystalline micelles arranged perpendicularly to the plane of the layer. Starch granules, being
partially crystalline, give distinct X-ray diraction patterns (Sarko & Wu, 1978). X-ray diraction shows the
regularly repeating nature of double helices of molecular structures, but it does not detect irregularly
packed structures. An A-type pattern is exhibited by
cereal starches (rice, wheat, and corn) while a B-type
pattern is shown by tubers, fruit, high amylose corn (>
40%) starches, and retrograded starch. The C-type pattern, which is intermediate between A and B types, is
observed for legume seed starches.
Extensive information on the role of starch in bread
staling has been gathered using the X-ray diraction
technique. Starch in freshly baked bread is mostly
amorphous but slowly recrystallizes during storage.
Changes in crystallinity during aging are shown in the
X-ray diraction patterns. Katz (1934) was probably
the ®rst to show, by X-ray diractometry, that both
freshly pasted starch and the starch from fresh bread
exhibited amorphous X-ray patterns. However, on storage, each developed crystallinity. Katz termed this
return, from the amorphous to the crystalline state, retrogradation. He suggested that all starches, irrespective
of whether they give an A or B pattern in the natural
state, formed gels which developed a B pattern on
aging. Hellman, Fairchild and Senti (1954), however,
found that the type of crystals developed in aged cereal
starch gels depended on water content. Samples containing more than 43% moisture developed B-patterns
on aging while those containing less than 29% moisture
gave A patterns. At intermediate moisture contents, a
mixture of A- and B-patterns (referred to as C-pattern)
was observed. They concluded that there was a critical
moisture content which was necessary before a given
heat treatment can cause loss of the original starch
granule crystallinity or A-pattern and induce the development of a B-pattern. Wright (1971) con®rmed the
above observations on bread crumbs. Aged gels from
cereal starches containing lipids also exhibit an additional V-pattern that has been attributed to amyloselipid complexes (Mikus, Hixon & Rundle, 1946). The Vpattern is relatively amorphous with a few weak lines
that show crystallinity (Willhoft, 1973).
More recent X-ray diraction studies on cooled amylose gels and amylose precipitated from aqueous solutions have also shown that amylose retrogradation
It is worth noting that non-destructive dynamic rehological testing is a fundamental method for determining
rheological properties of viscoelastic materials. The
amplitude of strain is usually kept small to stay within a
linear viscoelastic region. This type of rheological test
can provide valuable information on gelation mechanisms, molecular interactions during gel formation and
development of gel modulus during aging (storage).
However, the dynamic shear test is considered to correlate poorly with sensory evaluation of gel texture
(Bourne, 1982).
In real production processes, on the other hand, viscoelastic materials are subjected, most of the time, to
high shear deformation conditions, which are linked to
the nonlinear viscoelastic behaviour of the material.
Likewise, the process of masticating and ingesting food
materials involves subjecting the food to a range of
deformations whose purpose is to break down the
structure into a suitable form for swallowing. Thus, in
TPA, the aim has been to simulate, as closely as possible, the mechanical conditions which prevail during
mastication. Instrumental and empirical testing methods with large stresses and strains for viscoelastic foods
have been correlated with sensory textural attributes
(Brady, McKeith & Hunecke, 1985; Dickie & Kokini,
1982). To date, however, very little work has been done
to systematically correlate large deformation and small
deformation measurements. A number of researchers
Fig. 9. Typical stress relaxation curve of sweet potato starch gel.
3. X-ray diraction
20
A.A. Karim et al. / Food Chemistry 71 (2000) 9±36
basically involves a gelation-via-crystallization process,
giving rise to a B-type X-ray diraction pattern (Gidley,
1989; Marsh & Blanshard, 1988; Miles, Morris, Orford
et al.,1985; Miles, Morris & Ring 1985). X-ray diraction studies, supplemented with data from other techniques, clearly show that the development of crystallinity,
in an aging non-waxy starch gel, proceeds in a biphasic
manner (Miles, Morris, Orford et al; Miles Morris &
Ring). Crystallization of amylose is completed very
much earlier than that of amylopectin. That being the
case, application of the Avrami equation to X-ray data
may be considered inappropriate. Note also that, in the
case of actual food products (e.g. bread), changes in
crystallinity of the starch component may not necessarily parallel the development of rheological properties
(e.g. ®rmness) associated with staling (Dragsdorf &
Varriano-Marston, 1980; Zobel & Senti, 1959). Starch±
lipid complexes, which exhibit V-patterns, have been
found to be metastable and to transform gradually into
the more stable B-type crystals on aging of cooked rice
(Hibi, Kitamura & Kuge, 1990).
Experimental details in performing X-ray diraction
analysis of starch powders, gels or solutions have been
described by several researchers (Dragsdorf & VarrianoMarston, 1980; Miles et al., 1985; Roulet, MacInnes,
Wursch, Sanchez & Raemy, 1988). X-ray powder diffraction is usually done on hydrated starch samples.
Hydration is accomplished by equilibrating the sample
in a desiccator maintained at a certain relative humidity
and temperature. Hydration is known to in¯uence Xray patterns (Buleon, Bizot, Delage & Pontoire, 1987;
Wild & Blanshard, 1986), and a certain amount of water
is necessary to maintain structural ordering as detected
by X-ray diraction. Hydration was found to improve
resolution of the pro®les, i.e. the patterns became sharper and more pronounced, without the true patterns
being aected (Sievert, Czuchajowska & Pomeranz,
1991). However, the sensitivity of powder X-ray diffraction is relatively low compared with techniques such
as NMR and FTIR which are able to detect even minor
extents of recrystallization (Smits, Ruhnau, Vliegenthart
& van Soest, 1998).
4. Thermal analysis
Whenever a material undergoes a change in physical
state (e.g. melting), or transforms from one crystalline
form to another, or whenever it reacts chemically, heat
is either absorbed (endothermic) or liberated (exothermic). Many such processes can be initiated simply by
raising the temperature of the material. Among the
thermoanalytical methods, dierential thermal analysis
(DTA) and dierential scanning calorimetry (DSC)
have proven most useful in providing basic information
on starch retrogradation. The theory and applications
of these methods can be found in several published texts
(Daniels, 1973; Haines, 1995; Harwalkar & Ma, 1990;
Wendlandt, 1974; Wunderlich, 1990).
Basically, DSC is a technique whereby the dierence
in energy input into a substance and a reference material is measured as a function of temperature while both
materials are subjected to programmed heating or cooling. DTA, on the other hand, measures the dierence in
temperature between the sample and the reference. DSC
appears to have long-supplanted DTA as the method of
choice among food researchers.
In DSC, when a thermal transition occurs, the energy
absorbed by the sample is replenished by increased
energy input to the sample to maintain the temperature
balance. Because this energy input is precisely equivalent in magnitude to the energy absorbed in the transition, a recording of this balancing energy yields a direct
calorimetric measurement of the energy transition
which is then recorded as a peak. The area under the
peak is directly proportional to the enthalpic change
(H) and its direction indicates whether the thermal
event is endothermic or exothermic. In the case of retrograded starch, the value of H provides a quantitative measure of the energy transformation that occurs
during the melting of recrystallized amylopectin as well
as precise measurements of the transition temperatures
(i.e. onset, To; peak, Tp; and conclusion, Tc) of this
endothermic event.
McIver, Axford, Colwell and Elton (1968) were the
®rst to report the use of DTA to study starch retrogradation. They obtained an endotherm on heating an
aged gel and attributed this to the melting of recrystallized starch. They also showed that the kinetics of
recrystallization on aging of starch gels can be modelled
using the Avrami equation. Using the same technique,
Colwell, Axford, Chamberlain and Elton (1969) reported that crystallization of starch was a reversible thermal change. They also observed that gels stored at lower
temperatures resulted in the formation of starch crystals
which melt at lower temperatures. This was subsequently
con®rmed by Nakazawa, Noguchi and Takahashi (1985)
using DSC. Zeleznak and Hoseney (1987) suggested
that this phenomenon was a consequence of annealing
of starch crystals at higher storage temperatures.
DSC was apparently ®rst used for measuring gelatinization and retrogradation of starch by Stevens and
Elton (1971). Since then, it has proven to be an extremely valuable tool to quantify crystallinity in both
native and retrograded starches, to determine retrogradation kinetics, and to study the eects of a myriad
of factors in¯uencing retrogradation (Eliasson, 1985;
Fearn & Russell, 1982; Jang & Pyun, 1997; LeoÂn,
Duran & de Barber, 1997; Longton & LeGrys, 1981;
Nakazawa et al., 1985; Obanni & BeMiller, 1997; Russell, 1983; Seow, Teo, Vasanti Nair, 1996; Zhang &
Jackson, 1992).
A.A. Karim et al. / Food Chemistry 71 (2000) 9±36
It has been suggested that the starch fraction responsible for retrogradation, as measured by DSC, is amylopectin (Eliasson, 1985; Eliasson & Ljunger, 1988;
Russell, 1983, 1987). This is based on the fact that when
retrograded waxy maize starch (or amylopectin) was
melted in the dierential scanning calorimeter, the temperature location of the endothermic event was similar
to that observed for retrograded wheat starch (Eliasson,
1983; Longton & LeGrys, 1981; McIver, Axford, Colwell & Elton, 1968; Russell, 1983). Further support for
the role of amylopectin has been obtained by comparing
DSC results with results obtained by X-ray diraction
(Miles, Orford et al., 1985). Retrogradation of amylopectin involves a crystallization process of the outer
branches (DP14-18). In contrast to what is observed
with amylose, the crystallization of amylopectin is a
slow process continuing over a period of several days or
weeks. Due to the limited dimensions of the chains, the
stability of these crystallites is lower than that of amylose crystallites. While recrystallized amylopectin melts
in the temperature range 40±100 C, amylose crystallites
do so only at much higher temperatures (120±170 C)
(Eerlingen, Jacobs & Delcour, 1994; Sievert & Pomeranz, 1989). To study the latter, pressurised DSC would
be needed to prevent the pans from leaking before the
endothermic transition is reached (Russell, 1987).
The procedure to study starch retrogradation with
DSC is relatively simple and does not require highly
skilled personnel. The slurry is normally prepared
directly in the sample pan (usually aluminium), water
being added using a microsyringe, prior to hermetic
sealing. A chemical preservative may be added (e.g.
0.02% sodium azide or 0.01% thiomersal) for retrogradation studies which involve long storage periods,
especially at room temperature or higher. There is no
published report on the possibility of artifacts on the
endotherm in the presence of these preservatives. A
variation in sample preparation is to prepare the starch
slurry in a separate container (e.g. screw-capped bottle)
before ®lling into the hermetic sample pans. In either
case, it is recommended that the sample be allowed to
stand for 1±2 h or even longer, to ensure complete and
uniform hydration of the starch granules, before being
heated in the DSC cell. Gelatinization of the starch
slurry is known to produce swollen but nondisrupted
granules. The conditions of gelatinization in the calorimeter, therefore, more closely approximate those
encountered during baking than those encountered
during starch cooking for other purposes (Jacobson &
BeMiller, 1998). An empty reference pan is usually used
to counterbalance, as much as possible, the heat capacity of the sample. It should be pointed out that, since
the sample pan is sealed hermetically, the gelatinization
process probably occurs under slightly elevated pressure
(2±3 atm) (Schiraldi, Piazza & Riva, 1996) caused by the
increase in vapour pressure when the samples are
21
heated. According to Schiraldi et al., if open pans are
used to study the same kinds of samples, water would be
released on heating (as in real baking), with a consequent decrease of the overall heat capacity of the
sample and large bending of the baseline of the DSC
trace. A typical temperature scanning range is from 30
to 120 C at a heating rate of 5 or 10 C min-1. The
heating program may be repeated to ensure complete
gelatinization of the starch. The pan is then subjected to
retrogradation conditions, and the contents are reanalyzed at periodic intervals, normally using the same
heating program.
To study retrogradation by DSC, a starch concentration of >20% (w/w) is required. This concentration
dependence of retrogradation has been reported by several workers (Jacobson & BeMiller, 1998; Jang & Pyun,
1997; Longton & LeGrys, 1981; Zeleznak & Hoseney,
1986). They reported a bell-shaped distribution of retrogradation H as a function of starch concentration
with maximum values in the range of 50-60% starch.
Longton and LeGrys reported that no retrogradation
was observed at 4 C if the starch concentration was
below 10% or above 80%. Eliasson (1983) reported
similar results, with maximum retrogradation being
observed at a starch concentration of 55%. These
DSC data support the X-ray diraction studies of Hellman et al. (1954) who reported that 50% starch gels
produced the most intense X-ray pattern.
Starch retrogradation enthalpies are usually 60±80%
smaller (<8 Jgÿ1) compared with gelatinization enthalpies (9±15 J gÿ1). However, the retrogradation temperature range (Tc±To) is usually broader than the
gelatinization range for a given sample. Furthermore,
the endothermic transition temperatures (To, Tp, and
Tc) associated with melting of retrograded starch occur
at temperatures 10±26oC lower than those for gelatinization of starch granules (Baker & Rayas-Duarte, 1998;
White, Abbas & Johnson, 1989; Yuan, Thompson &
Boyer, 1993), suggesting that retrogradation results in
crystalline forms that are dierent in nature from those
present in the native starch granules. This is con®rmed
by changes in X-ray diraction pattern from an A-pattern in native cereal starches to a B-pattern in retrograded starches (Collison, 1968). It has been suggested
(Cooke & Gidley, 1992; Shi & Sheib, 1992; Nakazawa et
al., 1985; Yuan et al.) that during storage at low temperatures (e.g. 4 C), gelatinized starch molecules reassociate, but in less ordered and hence less perfect or
stable forms than those existing in the native granules.
The temperature location of the endotherm associated
with melting of recrystallized amylopectin also depends
upon storage temperature. The higher the storage temperature (within the range 5±50 C), the higher the transition temperatures (Fig. 10) (Eliasson, 1985; Jang &
Pyun, 1997; Jankowski & Rha, 1986; Nakazawa et al.,
1985). This eect may be attributed to the temperature-
22
A.A. Karim et al. / Food Chemistry 71 (2000) 9±36
dependency of polymer crystallization which in¯uences
the `perfectness' of the crystals produced. The lower the
storage temperature, the less perfect would be the crystallites formed, resulting in lower melting temperatures
(Tm) and broader endothermic transitions (Biliaderis,
1991). This is in accord with classical polymer crystallization theories (Wunderlich, 1976), which predict formation of less-perfect crystals as the degree of
supercooling (Tmÿ T) increases.
DSC, applied to the study of starch retrogradation,
has the following advantages (Nakazawa et al., 1985):
(i) it is applicable over a wide range of water content, (ii)
it allows direct determination of the energy required to
melt the retrograded starch, (iii) no change of water
content occurs over the course of aging due to perfect
sealing of the sample cells, (iv) it is not time consuming
and does not require any special technique, and (v)
determinations can be made with very small sample
sizes, typically 5±10 mg. This reduces the problem of
settling of starch in the slurried sample. However,
because of the small sample size, it is very important to
ensure that representative samples are obtained for
analysis. Also, DSC is not amenable to the determination of retrogradation of dilute starch pastes. It can,
however, be conveniently used for the study of freeze±
thaw stability of starches (Baker & Rayas-Duarte, 1998;
Grant, 1998; Jacobson & BeMiller, 1998; Kim & Eliasson, 1993; White et al., 1989; Yuan & Thompson, 1998).
Disadvantages of DSC include the high initial capital as
well as running costs (in terms of disposable hermetically-sealed pans) required, and its limited sensitivity.
Silverio, Svensson, Eliasson and Olofsson have
employed isothermal microcalorimetry (which is very
much more sensitive and requires larger sample sizes
than conventional DSC) to study the early stages of
starch retrogradation. The results were displayed in the
form of P±t (thermal power vs time) curves (Fig. 11).
With this technique, the crystallization of amylose
(which predominated over the ®rst 5±10 h) could be
easily dierentiated from that of amylopectin. The heat
produced on starch crystallization (HMC), obtained by
integration of the P--t trace during the ®rst 24 h, was
generally lower than the endothermic melting enthalpy
(HDSC) determined by DSC. It was suggested that
phase separation on amylose crystallization led to disruption of hydrogen bonds between starch and water,
thereby producing an endothermic heat of reaction
which lowered the net exothermic heat determined by
isothermal microcalorimetry. The usefulness of this
technique for the study of the anti-staling eects of
lipids and surfactants was also demonstrated.
Fig. 10. Thermal transitions of cooked and stored wheat grain: A,
grain stored at 20 C; B, grain stored at 4 C. Numbers indicate storage
time (h) (Jankowski & Rha, 1986; with permission).
Fig. 11. P-t traces from the isothermal microcalorimetric analysis of
wheat (*), potato (*) and maize starches (&) (Silverio et al., 1996;
with permission).
5. Spectroscopic methods
5.1. Nuclear magnetic resonance (NMR)
NMR has long been used in the study of water in
foods and other biological materials (Berendsen, 1992;
Chinachoti, 1995; Hills, Takaes & Belton, 1990; Kuntz
& Kauzmann, 1974; Richardson & Steinberg, 1987;
Schmidt & Lai, 1991; Steinberg & Leung, 1975) and in
the analysis of fats and oils (Gambhir, 1992; Waddington, 1986). In recent years, its application has been
extended to several new areas as a result of innovative
developments such as magnetic resonance imaging
(MRI) and solid-state NMR. The principles of NMR
have been thoroughly covered in several texts and articles (Hemminga, 1992; Sanders & Hunter, 1987). In this
paper, we shall direct our attention speci®cally to the
applications of NMR in the study of starch retrogradation.
A.A. Karim et al. / Food Chemistry 71 (2000) 9±36
The technique most frequently applied to the study of
food systems is low-resolution 1H NMR which is capable of elucidating physical structure from analysis of
the NMR decay signal (Ablett, 1992). The spin-spin
relaxation time (T2) is particularly sensitive to changes
in molecular mobility. The T2 value of a material in the
solid state diers by several orders of magnitude from
that in the liquid state. This characteristic serves as the
basis for dierentiating between starch molecules in the
more mobile liquid and in the more `immobile' solidlike (i.e. retrograded) state. Note, however, that water
1
H relaxation may not re¯ect macromolecular mobility.
Lechert (1981) approached the study of starch retrogradation using pulsed NMR by replacing the water
and hydroxyl protons of starch with deuterons without
exchanging the CH protons of the starch. Samples were
deuterated and swollen in D2O. Changes in proton
resonance of the CH protons of the starch, which
re¯ected alterations in the polymer itself, were monitored during aging. Thus, from the 1H spin-echo
decays, mobile starch chains or segments could be differentiated from the retrograded starch because of the
large dierence in T2 in the swollen and in the solid-like
state. Using deuterium NMR, Leung, Magnuson and
Bruinsma (1983) reported a similar decrease in T2 values
during storage of bread. Leung (1981) had earlier suggested that, as bread stales, starch changes from the
amorphous state to the more stable cystalline state and
water molecules are immobilized by incorporation into
the crystalline structure. Lechert found that solid-like
starch was abolished by gelatinization. On cooling, the
solid-like signal was partially recovered and gradually
increased with storage time. While this method provides
non-destructive and rapid measurement of starch retrogradation, the need for deuteration may pose an inconvenience.
Nakazawa, Noguchi, Takahashi and Takada (1983)
observed little change in 1H NMR T1, T2, correlation
time, and the fraction of ``bound'' water during storage
of non-glutinous rice starch gel (1:1 starch±water ratio)
at 3 C. However, correlation time of water molecules
and the fraction of ``bound'' water in glutinous rice
starch gel increased markedly during aging. The reason
for the discrepancy between glutinous and non-glutinous rice starch remains unclear.
Teo and Seow (1992) developed a simple, non-invasive, low-resolution, pulsed NMR method for the study
of starch retrogradation based on the familiar principle
that the NMR proton signals from the solid and liquid
components in a system, following a 90 pulse of radiofrequency radiation, may be easily dierentiated since
they decay at signi®cantly dierent rates. Fig. 12 shows
the free induction decay (FID) curves at 25 C following
a 90 pulse for fresh and aged (14 days at 5 C) rice
starch gels at a starch to water ratio of 1:1. The signal
from protons in the solid phase of the starch gels fell
23
very rapidly and had virtually disappeared at 70 ms after
the 90 pulse, the decay being much faster in the aged
sample, indicating a shortening of the spin±spin relaxation (T2) time. Thereafter, the signal decayed at a much
slower rate due to liquid phase relaxation which does
not appear to be aected by retrogradation, as evidenced by the parallel FID curves for the fresh and aged
samples beyond 70 ms. As recrystallization of starch
proceeds during aging of a starch gel, the proportion of
`solid-like' component in the system increases, thereby
resulting in a decrease in the signal from the liquid
component, but a concomitant increase in the signal
attributed to protons in the `solid-like' fraction. Such a
method dispenses with the need for deuteration of samples. A closely similar technique was employed by Le
Botlan and Desbois (1995) to study starch retrogradation in the presence of sucrose.
Wu, Bryant and Eads (1992) applied 1H nuclear
magnetic cross-relaxation spectroscopy to detect solidlike components in starch. Such a technique is capable
of studying the molecular dynamics of the starch polymer itself via observation of the liquid signal. The line
shape of the cross-relaxation spectrum obtained is
dependent on the properties of the solid-like component. Thus, as a starch gel ages, the spectrum increases
in area and width as shown in Fig. 13.
The use of 17O NMR to examine the mobility of
water and the carbohydrate polymer may allow additional information to be obtained about aging starch
systems at the molecular level. Richardson (1988)
reported an increase in the 1H decoupled 17O NMR R2
of a variety of instant starch pastes (except in the case of
Fig. 12. Free induction decay of the NMR signal from fresh () and
aged (*) rice starch gels (1:1 starch/water) after a 90 r.f. pulse (Teo &
Seow, 1992; with permission).
24
A.A. Karim et al. / Food Chemistry 71 (2000) 9±36
one starch) after room- and low-temperature storage as
well as after a six-cycle freeze±thaw treatment. However, it was dicult to relate such changes to visually
observable dierences in the degree of retrogradation.
Kim-Shin, Mari, Rao and Stengle (1991) applied 17O
NMR to study changes in water mobility during bread
staling. The eect of surfactant was also studied. They
found that the T2 values of the water in untreated bread
(without surfactants) decreased rapidly, by 20±30%,
during the ®rst 3±4 days of storage. This is consistent
with the earlier ®ndings of Leung et al. (1983) using
deuterium NMR. Wynne-Jones and Blanshard (1986)
used both DSC and proton magnetic resonance to
ascertain the state of water in aging starch gels and
concluded that the change in physical state of water
occurred primarily in the amylopectin fraction. However, Kim-Shin et al. found no correlation between
amylopectin crystallization and T2 during bread staling.
Addition of antistaling surfactants, which inhibited
amylopectin crystallization, did not signi®cantly aect
T2. Therefore, they proposed that the eects observed
were not caused by amylopectin crystallization but were
more likely due to changes that took place within the
amorphous regions.
In recent years, high-resolution solid-state 13C NMR
has been increasingly applied to the study of starch retrogradation using a special technique referred to as
`cross-polarization and magic-angle spinning (CP/MAS)
NMR spectroscopy'. This technique enhances sensitivity and enables resonance peaks to be detected in the
NMR spectrum of solid domains which would not
otherwise be detected using a conventional liquid-state
high-resolution spectrometer. Using an NMR spectro-
meter operating at 400 MHz for 1H and 100.63 MHz for
C, Smits et al. (1998) reported that the 13C CP/MAS
spectra of freeze-dried gelatinized potato starch showed
no signi®cant changes in lineshapes or chemical shifts
during storage at dierent relative humidities (30, 60
and 90% RH) at 20 C. Richardson (1988) had earlier
reported that storage did not apparently aect the 13C
spectra of instant starch pastes, suggesting that starch
chains in the retrograded state retained the same mobility as in the gelatinized sol state probably due to sucient hydration. However, they did ®nd that freezing
and thawing caused substantial changes in the 13C
spectra of an instant starch (Mira-Gel) that was freeze±
thaw unstable. Such eects were attributed to polymer
conformational changes during freezing. Although, 13C
spectra may not be sensitive enough to detect small
variations in molecular structure, minor extents of
recrystallization, or very small crystals, Smits et al.
observed that proton rotating frame relaxation times
(T1r) changed dramatically during storage of the freezedried gelatinized potato starch samples (Fig. 14). For
the material conditioned at 30% RH, which was in the
glassy state (i.e. below the glass transition temperature,
Tg) and thus did not undergo retrogradation, T1r values
increased steeply during the initial period of storage
before levelling o. The eects were attributed to sub-Tg
physical aging of the sample. On the other hand, samples stored at 60 and 90% RH displayed inverted bellshaped T1r±time curves, the initial decrease in T1r being
ascribed to absorption of water during moisture equilibration and the rising part of the curve being attributed
to the development of crystallinity (i.e. retrogradation)
in the rubbery state.
Fig. 13. Time dependence of cross-relaxation line shape of gelatinized
25% waxy maize starch during retrogradation at 5 C: *, 3 h; *, 20 h;
~, 64 h; , 140 h; &, 10 days; &, 67 days (Wu et al., 1992; with
permission).
Fig. 14. Proton T1r relaxation times for freeze dried gelatinized potato
starch conditioned at 30%, 60% and 90% RH: &, 30% RH; *, 60%
RH; , 90% RH (Smits et al., 1998; with permission).
13
A.A. Karim et al. / Food Chemistry 71 (2000) 9±36
Using 13C CP/MAS NMR spectroscopy, Morgan,
Furneaux and Stanley (1992) found that, by taking
combinations of spectra at dierent proton rotating
frame relaxation times, T1r(H), it was possible to differentiate between sub-spectra of the crystalline and
amorphous regions of native starch or a substantially
aged gel. The spectra of the gel exhibited increasing
contributions from the crystalline components during
aging (Fig. 15). The kinetics of starch retrogradation
could be determined by measuring the increase in total
intensity for all peaks in the NMR spectrum relative to
an internal standard of polyethylene. The Avrami
equation was then used to calculate the rate of recrystallization.
Ruan, Almaer, Huang, Perkins, Chen and Fulcher
(1996) used both low-resolution pulsed NMR and MRI
to study water mobility, which they found to be highly
correlated with the ®rming process, in starch-based food
systems during storage. MRI revealed the spatial redistribution of moisture and water mobility within the
samples as they aged.
5.2. Infra-red (IR) Spectoscopy
Recently, the technique of fourier transform midinfra-red (FTIR) spectroscopy in combination with
Fig. 15. 13C CP MAS NMR spectra of moistened wheat starch (500 ml
of water per g of starch) that has been gelatinized by heating. Spectra
were recorded after (a) 0, (b) 6, and (c) 140 h. The peak at 33.0 ppm is
due to polyethylene which is used as an internal density reference
(Morgan et al., 1992; with permission).
25
attenuated total re¯ectance (ATR) has been used to
follow starch retrogradation (Goodfellow & Wilson,
1990; Smits et al., 1998; van Soest, de Wit, Tournois &
Vliegenthart, 1994a,b; Wilson, Goodfellow, Belton,
Osborne, Oliver & Russell, 1991; Wilson, Kalichevski,
Ring & Belton, 1987). Conformational changes, due to
retrogradation during storage, can be monitored by
analysis of the observed band-narrowing process and of
the observed intensity changes of conformational-sensitive bands in the 1300±800 cmÿ1 region. In the initial
disordered state, the polymer has a spread of conformations. As retrogradation proceeds, the system
becomes more ordered and the range of conformations
will be reduced, resulting in a smaller distribution of
bond energies compared with the initial state, and hence
the band-narrowing observed (Wilson et al., 1991).
Basically, to monitor the kinetics of retrogradation,
measurements are taken from band intensities at dierent time points during the experiment, using ratio measurements between selected peaks (typically those peaks
exhibiting pronounced intensity changes). Of particular
interest are the peaks at 1047 cmÿ1 (characteristic of the
crystalline regions of a starch system) and 1022 cmÿ1
(characteristic of amorphous starch). Retrogradation
has been observed to cause an increase in the ratio of
the peak intensities at 1047 and 1022 cmÿ1, which suggests a reduction in amorphousness or an increase in
organization of the structure (Smits et al.).
Goodfellow and Wilson (1990) monitored the gelation
and retrogradation of amylose and amylopectin using
FTIR. The results obtained were in consonance with
those from other physical and chemical methods. They
suggested that gelation of amylose (concentration <
10%) involves rapid formation of double helical structures upon cooling of an amorphous sol. Such coil-tohelix transitions are intermolecular processes which lead
to the establishment of a three-dimensional hydrated gel
network, with the helical structures acting as junction
zones among the polymer chains. Further lateral aggregation of double helices leads to formation of B-type
crystalline structures.
It has also been shown that the FTIR/ATR method
could provide high-quality spectra of the starch fraction
of bread (Wilson & Belton, 1988) from which processes
similar to those seen in starch gels could be observed.
The potential of near infra-red re¯ectance (NIR)
spectroscopy to study the disorder±order transition in
the starch fraction of bread crumbs has been explored
by Wilson et al. (1991). This is based on the assumption
that since starch polymers are extensively hydrogenbonded, both intramolecularly and to solvent water,
changes in the hydrogen bonding network of the system
may be re¯ected in the NIR re¯ectance spectra. They
followed the progress of bread staling by recording log
1/R, where R is the relative re¯ectance, de®ned as Ps/Po,
i.e. the ratio of the powers of radiation re¯ected from
26
A.A. Karim et al. / Food Chemistry 71 (2000) 9±36
the sample (Ps) and from a ceramic standard (Po). The
observed general decrease in log 1/R with storage time
suggests an increase in scattering of NIR radiation as
the crumb structure changes during staling. This is a
result of the physical manifestation of the development
of crystallinity in the amylopectin fraction of the bread
crumbs.
5.3. Raman spectroscopy
The use of vibrational spectroscopy, i.e. Raman spectroscopy, for characterization of crystallinity and retrogradation of starch has been explored by Bulkin, Kwak
and Dea (1986). Raman spectroscopy is, similar to IR
spectroscopy, a technique which is generally used to
probe the internal vibrations of molecules. As such, it
measures the stretching and bending of bonds, characterizing these motions in terms of energy required and
the change in polarizability (Raman) which occurs during the vibration. Bulkin et al. (1986) noted that changes
in band width of the major skeletal mode at 480 cmÿ1
appear to be a good index of starch retrogradation over
long time scales. They obtained major dierences in
Raman spectra on gelatinization and subsequent retrogradation of concentrated waxy corn/water preparations.
6. Turbidimetric methods
A physical characteristic of aging gelatinized starch
solutions is the increase in turbidity which results from
changes in density distribution due to phase separation
(Miles, Morris & Ring, 1985). Measurements of lightscattering (Foster & Sterman, 1956; Paschall & Foster,
1952) and reduction in transmitted light (Gidley & Bulpin, 1989; Jacobson & BeMiller, 1998; Jacobson,
Obanni & BeMiller, 1997; Maciejewska, Poliszko &
Kaczmarski, 1989; Miles, Morris & Ring, 1985; Ring et
al., 1987) by spectrophotometry have been used to follow retrogradation in both low concentration (< 2%)
starch pastes and solutions of amylose and amylopectin.
These methods measure turbidity development which
results from molecular associations that occur during
the early stages of the retrogradation process, before
larger-scale organizations (that are more easily detected
by means such as DSC and X-ray diraction) are
formed (Ring et al., 1987).
7. Measuring the resistance of starch to hydrolysis
An early indication of retrogradation is an increased
resistance of the starch to hydrolysis by acid or amylolytic enzymes (e.g. a-amylase, b-amylase, glucoamylase
and pullulanase) (Berry, 1986; BjoÈrck, Nyman, Pedersen,
Siljestrom, Asp & Eggum, 1987; Matsukura, Matsunaga
& Kainuma, 1983; Ring, Gee, Whittam, Orford &
Johnson, 1988; Sievert & Pomeranz, 1989). It is wellestablished that the extent of crystallization and type of
crystalline structure are major factors in¯uencing the
digestibility of starch (British Nutrition Foundation,
1990; Morris, 1990; Sievert et al., 1991). Measurement
of the resistance of starch to enzymatic hydrolysis
appears to be a very sensitive tool for following the rate
of retrogradation in the early stages.
Results from a number of studies (Berry, 1986; Berry,
I'Anson, Miles, Morris & Russell, 1988; Eerlingen,
Crombez & Delcour, 1993; Sievert & Pomeranz, 1989)
led to a conclusion that resistant starch type III, formed
after gelatinization of starch, consists mainly of retrograded amylose. Depending upon how enzyme-resistant
starch is de®ned in vitro, retrograded amylopectin may
also play a role in the enzyme resistance of starch. When
resistant starch is determined as the fraction of starch
not digested to glucose after incubation for 2 h at 37 C
with pancreatic a-amylase and amyloglucosidase (Englyst, Kingman & Cummings, 1992), retrograded amylopectin can yield high levels of resistant starch for starch
gels stored under speci®c time and temperature conditions to obtain extensive retrogradation. Eerlingen et al.
(1994) also reported that a resistant starch level of 42%
was measured when waxy maize starch had been stored
for 24 h at 6 C followed by 29 days at 40 C. On the
other hand, when resistant starch is determined as the
starch fraction surviving incubation with a heat-stable
a-amylase at 100 C (Sievert & Pomeranz, 1989, 1990;
SiljestroÈm, Eliasson & BjoÈrck, 1989), no resistant starch
can be detected, because the molecular order in retrograded amylopectin would be lost at this high temperature. Thus, as far as this method is concerned, it is
important to select appropriate heating and storage
conditions to induce crystallization of amylose or amylopectin in the starch gel.
In general, enzymatic methods used to determine
degree of gelatinization of starch (Chiang & Johnson,
1977; Shetty, Lineback & Seib, 1974) may also be
employed to determine extent of retrogradation. Kainuma, Matsunaga, Itagawa and Kobayashi (1981)
devised an enzymatic method, based on the application
of b-amylase and pullulanase (BAP), to determine the
degree of gelatinization and retrogradation. Tsuge,
Hishida, Iwasaki, Watanabe and Goshima (1990)
developed an enzymatic method to determine the degree
of starch retrogradation which is applicable to starchcontaining foodstus. Basically the procedure involved
the digestion of gelatinized starch by Bacillus subtilis aamylase, which can only attack the gelatinized starch.
The residual non-digestible starch was then determined
colorimetrically with iodine. The presence of considerable amounts of other ingredients (30% sucrose, 20%
NaCl or 30% casein) did not appear to interfere with
A.A. Karim et al. / Food Chemistry 71 (2000) 9±36
the determination. The a-amylase method was also
compared with the glucoamylase method and the BAP
method of Kainuma et al.. These methods gave dierent
values for the extent of retrogradation (a-amylase >
BAP > glucoamylase) determined on the same sample,
implicating the speci®city of enzyme activity on the retrograded starch.
8. Measurement of syneresis
The ability of starch to withstand the undesirable
physical changes during freezing and thawing has been
commonly termed ``freeze±thaw'' stability and can be
used as an indicator of the tendency of starch to retrograde (Schoch, 1968). When a starch paste or gel is frozen, phase separation occurs with the formation of ice
crystals. On thawing, the paste or gel will continue to be
composed of a starch-rich and starch-de®cient aqueous
phase. The extent of phase separation increases with an
increase in the number of freeze±thaw cycles due to an
increase in amylopectin retrogradation in the starch-rich
phase (Yuan & Thompson, 1998). Upon thawing, the
water can be easily expressed from the dense network, a
phenomenon known as syneresis. This is usually viewed
unfavorably as product deterioration. The amount of
syneresis is directly related to the tendency of a starch to
retrograde.
Freeze±thaw stability may be simply evaluated by
gravimetric measurements of the water of syneresis
separated from starch pastes or gels or starch-containing products (Dreher, Tinsley, Scheerens & Berry, 1983;
Hood & Seifried, 1974; Schoch, 1968; Wu & Seib, 1990).
Typically, this method involves subjecting samples to
repeated freezing and intermittent thawing to room
temperature over a period of 2±4 h. At the end of the
last cycle, the free liquid is separated (usually by centrifugation) and weighed. Alternatively, the weight of
the sample after liquid separation may be determined.
The extent of syneresis is calculated thus:
Syneresis %
liquid separated g
Total weight of sample g
100
1
Yuan and Thompson (1998) have shown that comparing freeze±thaw stabilities of starch pastes, based on
one syneresis measurement taken after a ®xed number
of freeze±thaw cycles, may lead to improper or misleading conclusions, since most starch pastes subjected
to several freeze±thaw cycles would reabsorb most of
the separated liquid upon standing for 1 h at room
temperature. They suggested that it might be appropriate to de®ne freeze±thaw stability of starch pastes by
the number of freeze±thaw cycles taken to detect the
27
®rst appearance of free liquid above the paste after
centrifugation.
At present, the procedure to determine freeze±thaw
stability of starches, based on measurement of syneresis,
has not been standardized. For example, measurement
of syneresis may involve dierent separation techniques,
centrifugal forces, freezing temperature/rate, freezing
duration and number of freeze±thaw cycles. Some of
these parameters may in¯uence the course of retrogradation signi®cantly while others may be of lesser
importance. Eliasson and Kim (1992) have reported
that centrifugation conditions, for instance, need to be
carefully controlled when using this method, since the
extent of syneresis measured depends upon the force
applied during centrifugation. They showed that the
centrifugal forces in¯uenced the detection of ®rst syneresis as well as the extent of syneresis, i.e. the sensitivity
of the method increased with increasing gravitational
force. The rate of freezing is also known to aect retrogradation rate (Slade & Levine, 1986). Slower freezing
rates would result in more starch molecular associations
and precipitation. This can be explained by the fact
that, during slower freezing, the starch paste or gel is at
temperatures near that of maximum nucleation for a
longer time, allowing more molecular associations to
occur (Jacobson & BeMiller, 1998). Consequently, different freezing rates used in a freeze±thaw study would
be expected to give rise to dierent extents of syneresis.
Such variations in procedure might be expected to lead
to some confusion and diculty in comparing data on
freeze±thaw stability of starches reported by dierent
researchers. However, if comparisons are based on data
derived from an experiment conducted under a ®xed set
of conditions, this method appears to be quite reliable.
9. Miscellaneous methods
The reaction between starch and iodine has been
known for over a century. Rundle and Baldwin (1943)
postulated that the iodine component of the complex is
present in a unidimensional array within an amylose
helix with six glucose residues per turn. The formation
of a complex between amylose and iodine gives rise to
the typical deep blue colour (lmax=640 nm) of starch
dispersion stained with iodine and forms the basis of
quantitative assessment of amylose; in I2/KI solution,
the guest molecules are polyiodide ions. The conformations of amylose chains in the amorphous domains
appear to be mainly single helix or random coil (Biliaderis, 1998). It is the ability of iodine (and a variety of
polar and nonpolar compounds) to satisfy the solvation
requirements of the hydrophobic helical cavity (ca. 0.5
nm in diameter) that enables the polysaccharide chain
to adopt a regular conformation (V-helix), where the
ligand molecule resides within the helix (Banks &
28
A.A. Karim et al. / Food Chemistry 71 (2000) 9±36
Greenwood, 1975). It has been observed (Cencic, Rosa,
Nicoli & Cherubin, 1989; Collison, 1968) that amylose,
on retrogradation, loses its ability to form a blue complex with iodine. On aging, amylose may form doublehelical associations of 40±70 glucose units (Jane &
Robyt, 1984; Leloup, Colonna, Ring, Roberts & Wells,
1982, Liu, Arnt®eld, Holley & Aime, 1997) which cannot accommodate the iodine; double helices may
associate and organize into crystallites (Miles, Morris,
Orford et al., 1985; Miles, Morris & Ring, 1985; Ring et
al., 1987), and gelation results under appropriate conditions.
Many techniques employing the starch±iodine reaction have been used to determine the amount of amylose in starch, where amylose is present in a natural
mixture with amylopectin. In general, the methods used
to estimate amylose can be conveniently adopted to
follow the starch retrogradation process. One such
method is colorimetric assay in which iodine binds with
amylose to produce a blue-coloured complex (Knutson
& Grove, 1994; Martinez & Prodolliet, 1996;
McGrance, Cornell & Rix, 1998; Morrison & Laignelet,
1983). For example, in the Blue Value determination,
the Blue Value was de®ned by Morrison and Laignelet
as the absorbance at 635 nm of 10 mg anhydrous starch
in 100 ml dilute I2±KI solution at 20 C, and calculated
according to the following formula:
Blue valueT
m1 m2 :A:10
100 ÿ h
:1000
m3 :m1 :
100
where m1=mass of the test portion (g); m2=mass of the
solvent (urea+dimethylsulfoxide); m3=mass of the
solution aliquot (g); A=absorbance at 635 nm, measured at temperature T, and h=moisture content (%).
It should be noted that, since the complex is formed
mainly with amylose, the iodine binding or the blue
complex method re¯ects only retrogradation of amylose
and not amylopectin.
The Blue Value Index, re¯ecting the amount of soluble amylose in cooked potatoes, was found to decrease
rapidly with time of storage for the ®rst 8 h and to
become constant after 24 h at 20 C as retrogradation
progressed (Jankowski, 1992). The rapid decrease of
soluble amylose during storage was attributed to aggregation of the linear amylose fraction into insoluble
complexes.
Miles, Morris and Ring (1985) used dilatometry to
monitor volume changes during gelation of amylose.
The apparatus used is shown in Fig. 16. The lower part
of the dilatometer was ®lled with mercury; one side-arm
contained water, the other the amylose solution.
Experiments were conducted by ®lling the dilatometer
at 60 C with the amylose solution. The sample-arm tap
was closed and the dilatometer was mounted in the
water bath at 320.0001 C. After 20 min, sucient
mercury was introduced through the other side-arm and
its tap closed. The level of mercury in the capillary tube
was then measured as a function of time. The dilatometry results indicated slow positive volume changes
which were completed after approximately 5 h. It was
suggested that the randomly-coiled amylose separated
into a polymer-rich network phase, leaving polymerde®cient, i.e. more water-rich, regions within the gel.
10. A general comparison of the various methods
reviewed
Fig. 16. Schematic diagram of dilatometer (Miles, Morris & Ring,
1985; with permission).
It is evident that the dierent methods used to study
starch gelation and retrogradation operate on dierent
principles and may measure dierent properties of a
starch paste or gel. For example, turbidity measures
distribution of refractive index (hence density); DSC
measures the latent heat of melting of crystalline
regions; X-ray diraction measures long-range threedimensional order in crystalline starch domains; vibrational (Raman) spectroscopy monitors conformationand crystallinity-dependent vibrational frequencies of
chemical bonds; NMR monitors chain segmental
motions, conformation-dependent chemical shifts (resonance frequencies) and degree of crystallinity; and
rheology monitors the development of supramolecular
structure of a full three-dimensional polymer network as
the gel matures. All these physical studies show that, in
essence, the time course of change depends on the
material and property being measured (Wu & Eads,
A.A. Karim et al. / Food Chemistry 71 (2000) 9±36
1993) and, therefore, some changes may precede or lag
behind others. For example, it has been observed that
the rate of G0 increase for non-waxy starch gels is generally much faster than the rate of staling endotherm
(H) development in an aging gel (Biliaderis & Zawistowski, 1990). For amylopectin gels, however, the development of modulus can lag behind the development of
crystallites detectable by both DSC and X-ray diraction, depending on concentration (Ring et al., 1987).
X-ray diraction is commonly used together with
DSC to assess starch retrogradation. In analysing and
interpreting the results of such studies, it should be
noted that DSC and X-ray diraction, as probes of
structural order, do not necessarily measure the same
type of structure in retrograded starch (Miles, Morris &
Ring, 1985; Russell, 1987). The X-ray technique detects
regular and repetitive ordering of helices, thereby
re¯ecting the three dimensional order of starch crystallinity. The technique is less sensitive to irregularly
packed structures, small chain aggregates, or isolated
single helices (Gidley & Cooke, 1991). The DSC
enthalpy changes are generally considered to correspond to order-disorder transitions of crystallites (i.e.
helices present in extended ordered arrays) and regions
of lesser crystalline order. According to Russell (1987),
DSC is evidently sensitive to the amylopectin fraction of
the gels (and perhaps a small fraction of the amylose
that co-crystallises with amylopectin domains) and not
to the major proportion of amylose. In contrast, X-ray
diraction gives a measure of the combined crystallinity
of amylopectin and amylose.
A limited number of comparative studies (Kim, Kim
& Shin, 1997; Roulet et al., 1988; Seow & Teo, 1996;
Wilson et al., 1991) have been conducted to compare
several methods of measuring the rate and extent of
starch retrogradation. Wilson et al. (1991) followed the
progress of bread staling by FTIR spectroscopy, DSC
and NIR re¯ectance spectroscopy. These dierent techniques yielded data which, when ®tted by an exponential equation, gave calculated rate constants in the
region (12.8±16.3) 10ÿ3 hÿ1. With these techniques,
the results may be interpreted in terms of the development of crystallinity in the amylopectin fraction of
bread. Each of the techniques monitors dierent aspects
of amylopectin crystallization. DSC measures the actual
melting of the crystallites in the bread sample and
directly measures crystallization. NIR re¯ectance measures the scattering by the sample, which depends upon
the physical state of the bread resulting from the crystallization of the amylopectin. FTIR measures the
degree of short-range ordering in the system which is
directly related to conformational changes at a molecular level. Consequently, these multiple techniques
allow a more complete picture of the bread staling process to be obtained at both microscopic and macroscopic levels (Wilson et al., 1991).
29
Seow and Teo (1996) demonstrated that measurements by pulsed NMR (based on the increase in signal
from the solid phase of a gel on ageing) gave very highly
signi®cant correlation (P < 0.001) with Instron ®rmness
measurement. Fig. 17 shows the increase in ®rmness and
in the normalised NMR solid phase signal (S) during
storage of corn starch gel at 15 C. Both parameters
increased rapidly in the early stages of storage before
levelling o, after approximately the same period of
time. The calculated rate constants (k) and Avrami
exponents (n) obtained by compression are in good
agreement with the corresponding values derived from
NMR measurements. Ruan, Zou, Wadhawan, Martinez, Chen and Addis (1997) also reported that the
increase in ®rmness of rice during 10 days' storage at
5 C correlated well with changes in NMR parameters.
NMR techniques are, therefore, rapid and non-destructive means of monitoring changes at the molecular level,
which manifest themselves at the macroscopic level as
an increase in ®rmness during aging of starch gels and
starch-based products within the same time frame.
A comparative study on retrogradation of rice starch
gels by DSC, X-ray and a-amylase, conducted by Kim
et al. (1997), indicated that the a-amylase-iodine
method was the most sensitive and X-ray diraction the
least sensitive in determining the extent of retrogradation. Nevertheless, the relatively more complex or
tedious methodology involved and possible interference
by other food constituents may be considered as serious
disadvantages of enzymatic hydrolysis methods (Jankiewicz & Michniewicz, 1986; Tsuge et al., 1990).
More recently, Smits et al. (1998) compared FTIR
and solid state NMR spectroscopy to study the retrogradation and physical aging of model starch systems.
High resolution solid state NMR spectroscopy is sensitive
Fig. 17. Changes in ®rmness () and normalised NMR solid phase
signal [s] (*) during storage of corn starch gel at 15 C (Seow & Teo,
1996; with permission).
30
A.A. Karim et al. / Food Chemistry 71 (2000) 9±36
Table 2
Rate and extent retrogradation of starches from dierent botanical sources
Pasting conditions
Retrogradation
conditions
Method
Order of initial
retrogradation rates
2.5% paste, atmospheric
cooking under mild shear
2% paste, atmospheric
cooking under mild shear
Freeze±thaw cycle
Turbidometry
4 C for 56 days
Turbidometry
Potato>corn>wheat>rice>
tapioca>waxy maize
Wheat, common corn>rice,
tapioca, potatowaxy maize
40% gels; gelatinized in
oven at 95 C for 110 min
without shearing
Stored at 20 C
Rheological
measurements
and DSC
Starch gels at various
starch to water ratio (1:1,
1:2, 1:4, 1:6, 1:8)
30% starch gel
Stored at 5 C
Pulsed NMR
X-ray and
rheology
Order of extent
of retrogradation
Pea>potato>rice>manioc,
wheat>waxy rice (rheological
method)
Potato, pea>rice, wheat>
manioc, waxy rice (DSC)
Mung bean>potato>corn>
sago>rice>waxy rice
Common corn, rice>
wheattapioca>potato
waxy maize
Potato>pea, rice, manioc>
wheat>waxy rice (rheological
method)
Manioc, rice>potato>pea,
waxy rice>wheat (DSC)
Mung bean>potato>corn>
sago>rice>waxy rice
Pea>corn>wheat>potato
Pea>potato>corn>wheat
to structural organization at the molecular level and
should therefore complement information obtained
from FTIR or X-ray diraction. Smits et al. suggested
that both FTIR and NMR spectroscopy are good techniques for observing physical aging and retrogradation
by means of spectral changes in lineshapes and linewidths and by the determination of relaxation times.
In terms of convenience, simplicity (particularly in
sample preparation), and precision, NMR and DSC
methods are probably the methods of choice. Sample
sizes for NMR are usually far larger than for DSC, thus
minimising sample variation. NMR and DSC methods
are amenable to measurements over a wide range of
temperatures and starch concentrations. For NMR
measurements, precise weighings of samples are not
usually required. Readings over a period of time may be
carried out using the same sample because of the nondestructive nature of the method (Teo & Seow, 1992).
DSC, however, provides a measure of the enthalpy
associated with retrogradation. Rheological methods
are also relatively simple, especially if an in situ gel preparation technique is used. In addition, structure development during retrogradation can be followed in `real
time'.
It is interesting to note that, in comparing the retrogradation tendencies of dierent types of starches in
relatively concentrated (30±40% starch) systems, dierent methods of analysis gave generally similar results
(Table 2). At 30% starch concentration, Orford, Ring,
Carol, Miles & Morris (1987) reported that the order, as
determined using a rheological method was: pea >
potato > corn > wheat. Retrogradation rates in 33%
gels determined by NMR (Teo & Seow, 1992) followed
the order: mung bean > potato > corn > sago > rice
> waxy rice. Using DSC, Roulet, MacInnes, Gumy and
WuÈ (1990) found that retrogradation rates of 40%
starch gels fell in the order: potato > wheat > rice >
Reference
Jacobson and
BeMiller (1998)
Jacobson et al.
(1997)
Roulet et al.
(1990)
Teo and Seow
(1992)
Orford et al.
(1987)
tapioca > modi®ed waxy maize. There are some indications that starch concentration could aect this retrogradation rate order (Jacobson & BeMiller, 1998).
11. Concluding remarks
An attempt has been made to review the current state
of knowledge and development of the various methods
available to study starch retrogradation. The types of
information, advantages and disadvantages of each
method, techniques, and precautions have been compared and discussed. Evidently, a researcher has an
array of methods available to him/her and the choice
would naturally depend on the facilities available as well
as the objective to be achieved in the experiment. The
researcher should be aware of the limitations of the
chosen method. In any case, it might be wise to choose
at least two methods so that the results derived from
one method can be veri®ed and compared with other
methods.
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