A Hartree–Bose Mean-Field Approximation for the Interacting
Boson Model (IBM-3)
J.E. Garcı́a–Ramos1 , J.M. Arias1 , J. Dukelsky2 , E. Moya de Guerra2 and P. Van Isacker3
1 Departamento
de Fı́sica Atómica, Molecular y Nuclear, Universidad de Sevilla, Aptdo. 1065,
arXiv:nucl-th/9705020v2 9 Dec 1997
41080 Sevilla, Spain
2 Instituto
3 Grand
de Estructura de la Materia, Serrano 123, 28006 Madrid, Spain
Accélérateur National d’Ions Lourds, B.P. 5027, F-14076 Caen Cedex 5, France
(February 5, 2008)
Abstract
A Hartree–Bose mean-field approximation for the IBM-3 is presented. A
Hartree–Bose transformation from spherical to deformed bosons with chargedependent parameters is proposed which allows bosonic pair correlations and
includes higher angular momentum bosons. The formalism contains previously proposed IBM-2 and IBM-3 intrinsic states as particular limits.
Typeset using REVTEX
1
With the advent of radioactive nuclear beam (RNB) facilities unexplored regions of
the nuclear chart will become available for spectroscopic studies. New aspects of nuclear
dynamics and novel types of collectivity and nuclear topologies are expected. Nuclei with
roughly equal numbers of protons and neutrons (Z ∼ N) and with masses in between
40
Ca and
100
Sn are of particular interest because the build-up of nuclear collectivity in this
mass region occurs in the presence of pairing correlations between alike nucleons (proton–
proton and neutron–neutron) as well as between neutrons and protons [1]. This offers the
possibility of experimentally accessing nuclei that exhibit a superconducting phase arising
from proton–neutron Cooper pairs [2]. Although recent breakthroughs [3,4] have made shellmodel calculations possible for this mass region, they are still of a daunting complexity and
alternative approximation schemes are required that yield a better intuitive (e.g. geometric)
insight.
One of the possible alternatives is the Interacting Boson Model (IBM) [5]. It has been
shown [6] that nuclei with protons and neutrons filling the same valence shell require an
extended boson model, IBM-3. In IBM-3 three types of bosons are included: proton–proton
(π), neutron–neutron (ν), and proton–neutron (δ). The π, ν, and δ bosons are the three
members of a T = 1 triplet, and their inclusion is necessary to obtain an isospin-invariant
formulation of the IBM. Over the last decade the validity of the IBM-3 has been tested and
its relationship with the shell model worked out [7]- [11].
The mean-field formalism has been an important tool to acquire a geometric understanding of the IBM ground state and of the vibrations around the deformed equilibrium
shape [12]- [14]. Moreover, a treatment based on mean-field techniques generally leads to
a considerable reduction in the complexity of the calculation, allowing the introduction of
additional degrees of freedom if needed. Studies in the intrinsic framework are thus useful
to assess the importance of higher angular momentum bosons with e.g. ℓ = 3− , 4+ , . . . or to
investigate the role of extra degrees of freedom not included in IBM such as two-quasiparticle
excitations, etc.
An intrinsic-state formalism for the IBM-3 was recently presented by Ginocchio and
2
Leviatan (GL) [15]. In that work charge-independent deformation parameters are imposed
in the Hartree–Bose transformation from spherical to axially deformed bosons and the trial
wavefunction is taken to have good isospin. Closer inspection reveals that this trial wavefunction has the additional isospin SU(3) symmetry which in IBM-3 is equivalent to orbital
U(6) symmetry. (Isospin SU(3) symmetry is to IBM-3 what F -spin symmetry [16] is to
IBM-2.) Moreover, it is well known that isospin symmetry itself is increasingly broken in
Z ∼ N nuclei as the nuclear mass increases [17]. There is also tentative evidence for rigid
triaxial shapes in the region of interest and its proper description would require the inclusion
of three body forces or higher angular momentum bosons. We therefore present in this paper a generalization of the treatment of GL in which none of the above symmetries (isospin
SU(3) and SU(2)) is imposed on the trial wavefunction and which includes bosons of angular
momenta higher than ℓ = 2. For practical applications we restrict ourselves here to ℓ = 0, 2.
†
We start with the usual spherical boson creation and annihilation operators γℓmτ
, γℓmτ
where ℓ is the angular momentum, m is its third component, and τ is the isospin projection.
Each boson carries isospin T = 1. We also define γ̃ℓmτ = (−1)ℓ−m γℓ−mτ . In terms of these
boson operators, a system of N bosons interacting through a general number-conserving
two-body Hamiltonian can be written in multipolar form as
H=
X
†
εℓτ γℓτ
· γ̃ℓτ +
X
X
κLτ1 τ2 τ3 τ4 T̂τL1 τ2 · T̂τL3 τ4 ,
(1)
L τ1 τ2 τ3 τ4
ℓτ
where the symbol · denotes scalar product in orbital space. In isospin space the only restriction is τ1 + τ2 = τ3 + τ4 (i.e., a charge-conserving Hamiltonian is assumed) and T̂τL1 τ2 are
multipole operators with total angular momentum L,
L
T̂M,τ
=
1 τ2
X
χLℓ1 ℓ2 ,τ1 τ2 (γℓ†1 τ1 × γ̃ℓ2 τ2 )LM ,
(2)
ℓ1 ℓ2
where the coupling is only done in angular momentum. The Hamiltonian (1) can be used
for IBM-3, for IBM-2, or even for a general isospin non-conserving Hamiltonian with three
kinds of bosons.
Deformed bosons are defined in terms of spherical ones by means of a unitary Hartree–
Bose transformation
3
Γ†pτ =
X
pτ †
ηℓm
γℓmτ ,
†
γℓmτ
=
X
∗pτ †
ηℓm
Γpτ ,
(3)
p
ℓm
pτ
and their hermitian conjugates. The deformation parameters ηℓm
in these equations verify
the orthonormalization conditions
X
′
∗p τ pτ
ηℓm
ηℓm = δpp′ ,
X
∗pτ pτ
ηℓm
ηℓ′ m′ = δℓℓ′ δmm′ .
(4)
p
ℓm
Note the explicit dependence on the isospin component τ of the transformation η, allowing
different structures for the different condensed bosons π, ν, and δ. The index p labels
different possible deformed bosons. We choose p = 0 for the fundamental deformed bosons
and p = 1, 2, . . . for the different excited bosons. For instance, in an SU(3) scheme different
values of p = 0, 1, 2, 3 label the ground, β, γ, and scissors bands, respectively. Since in this
work we only treat the ground-state condensed boson, the Hartree superscript p is always
zero here and it will be omitted in the following. The formalism for the excited states will
be presented elsewhere.
Following Ref. [15], the trial wavefunction for the ground state of an even–even system
with a proton excess is of the form (the trial wavefunction for an even–even system with a
neutron excess is obtained by interchanging the role of protons and neutrons)
|φ(α)i = Λ†
Nn
(α)Γ†1
Np −Nn
|0i ,
(5)
where the operator Λ† creates a correlated bosonic pair in isospin space
Λ† (α) = Γ†1 Γ†−1 + αΓ†0 Γ†0 .
(6)
In Eq. (5) Np (Nn ) is the number of proton (neutron) pairs in the valence space. The trial
wavefunction (5) contains the isospin-conserving formalism of GL and the IBM-2 as natural
limits. Two different values of α are connected with these limits. For α = − 12 , Λ† (α)
corresponds, in the particular case of τ -independent deformation parameters, to an isoscalar
bosonic pair. Its total isospin is T = Np − Nn and the results of GL are reproduced. Any
other value of α breaks isospin symmetry. In particular, α = 0 eliminates the mixing of δ
bosons in the ground state and yields an IBM-2 intrinsic state. It should be emphasized
4
pτ
that when the deformation parameters ηℓm
in Eq. (3) depend on the isospin component τ ,
the set of operators Γ†pτ with τ = −1, 0, 1 do not form an isospin triplet, and consequently
the Λ† in Eq. (6) may contain mixtures of T=0,1,2 isospin components.
At this point we would like to remark that the trial wavefunction (5) is not the most
general U(18) intrinsic state, involving a combination of all τ = −1, 0, 1 condense bosons.
The U(18) intrinsic state is written as
|φiU (18) = (Γ†c )Np +Nn |0i ,
(7)
where
Γ†c =
X
†
ξℓmτ γℓmτ
.
(8)
ℓmτ
In this state orbital angular momemtum, isospin, and charge are broken. The state given in
Eq. (5) improves over this state by including charge conserving pair correlations. Thus, it
is expected to lead to a deeper energy minimum. Numerical results illustrating this point
will be presented later on.
τ
The variational parameters of the trial wavefunction are the matrix elements ηℓm
of the
Hartree–Bose transformation, associated with the orbital and isospin degrees of freedom,
and the parameter α, which determines the amount of mixing of δ bosons in the ground
state.
The ground-state energy is obtained by taking the expectation value of the Hamiltonian
(1) in the state (5):
E(η, α) =
X
ǫτ f1 (α, τ ) +
τ
X
Vτc1 ,τ2 ,τ3 ,τ4 f2 (α, τ1 τ2 τ3 τ4 ),
(9)
τ1 τ2 τ3 τ4
where
ǫτ =
X
∗τ τ
ε̃ℓτ ηℓm
ηℓm ,
(10)
ℓm
Vτc1 ,τ2 ,τ3 ,τ4 =
P
ℓ1 m1 ℓ2 m2 ℓ3 m3 ℓ4 m4
1
η ∗τ2 η τ3 η τ4 ,
Vℓ1 m1 τ1 ,ℓ2 m2 τ2 ,ℓ3 m3 τ3 ,ℓ4 m4 τ4 ηℓ∗τ1 m
1 ℓ2 m2 ℓ3 m3 ℓ4 m4
5
(11)
f1 (α, τ ) =
hφ(α)| Γ†τ Γτ |φ(α)i
,
hφ(α) | φ(α)i
(12)
hφ(α)| Γ†τ1 Γ†τ2 Γτ3 Γτ4 |φ(α)i
.
hφ(α) | φ(α)i
(13)
and
f2 (α, τ1 τ2 τ3 τ4 ) =
The coefficients ε̃ℓτ include the single particle energies εℓτ in Eq. (1) plus contributions from
the two body term in the same equation. The coefficients Vℓ1 m1 τ1 ,ℓ2 m2 τ2 ,ℓ3 m3 τ3 ,ℓ4 m4 τ4 are the
symmtrized interaction matrix elements between normalized two-boson states following Ref.
[14],
Vℓ1 m1 τ1 ,ℓ2 m2 τ2 ,ℓ3 m3 τ3 ,ℓ4 m4 τ4 ≡
1
4
hℓ1 m1 τ1 , ℓ2 m2 τ2 | H |ℓ3 m3 τ3 , ℓ4 m4 τ4 i
(14)
×
q
q
1 + δℓ1 ℓ2 δm1 m2 δτ1 τ2 1 + δℓ3 ℓ4 δm3 m4 δτ3 τ4
The dependence of the energy on the variational parameters η’s is contained in the onebody ǫ (10) and the two-body V c (11) terms, while the dependence on α comes through the
isospin matrix elements f1 (12) and f2 (13). The latter matrix elements are straightforward
to calculate by a binomial expansion of the ground-state trial wavefunction (5).
The Hartree–Bose equations for the orbital variational parameters η are obtained by
minimizing the energy (9) constrained by the norm of the transformation. Assuming a
charge-conserving Hamiltonian (1) the following Hartree–Bose equations result:
X
hτℓ1 m1 ,ℓ2 m2 ηℓτ2 m2 = Eτ ηℓτ1 m1 ,
(15)
ℓ2 m2
where the Hartree–Bose matrix hτ is
hτℓ1 m1 ,ℓ2 m2 = ǫℓ1 τ f1 (α, τ )δℓ1 ℓ2 δm1 m2
(16)
+2
P
ℓ3 m3 ℓ4 m4 τ2 τ3 τ4
V
∗τ3
τ
τ
ηℓ m
η 4 η 2
3 3 ℓ4 m4 ℓ2 m2
ℓ1 m1 τ,ℓ3 m3 τ3 ,ℓ4 m4 τ4 ,ℓ2 m2 τ2
ηℓτ m
2 2
f2 (α, τ τ3 τ4 τ2 ).
The term ηℓτ2 m2 in the denominator is a consequence of a mathematical trick for obtaining
a set of three coupled Hartree–Bose equations (15). These depend on the isospin matrices
6
f1 and f2 . For each value of α the matrices f1 and f2 are calculated and the Hartree–
Bose equations (15–16) are solved self-consistently. The procedure is iterated until one finds
the absolute minimum of the energy (9). Once the problem is solved self-consistently, the
τ
diagonalization of (15) provides the deformation parameters ηℓm
for the ground state.
To test the present formalism and to compare with the one by GL, we used a simple
Hamiltonian recently proposed by Ginocchio [19],
H = −κ
P̂ T : P̂ T ,
X
(17)
T =0,1,2
where
˜
P̂ T = (s† d˜ + (−1)T d†˜s̃)L=2,T .
(18)
In these equations the symbol : denotes a scalar product in orbital and isospin spaces and
γ̃˜ ℓmτ = (−1)ℓ−m+1−τ γℓ−m−τ . The Hamiltonian (17) is clearly isospin invariant and provides
a first simple test to the present formalism
Figure 1 shows, for a system with 5 proton pairs and 3 neutron pairs, the ground-state
energy for the Hamiltonian (17) as a function of α. The dashed line is calculated with
τ -independent deformation parameters; the GL minimum energy is reproduced for α = − 12 .
The full line is calculated with the present formalism. The latter calculation always gives a
lower energy and, in particular, the minimum is not obtained for α = − 12 but for α ≈ −0.32.
In addition, the corresponding deformation parameters are τ dependent. The energy gained
by breaking isospin invariance in our trial wavefunction is relatively small. In this respect
it may be advantageus to use the GL intrisic state for isospin conserving hamiltonians.
Though, a better approximation would be obtained by performing variation after isospin
projection over our trial wavefunctions.
We note that for a system with equal number of protons and neutrons the present
formalism recovers exactly the GL results; differences occur for Z 6= N. This can be seen
in Fig. 2 where the deformation parameters βτ are plotted versus the difference Np − Nn
(starting with 4 proton pairs and 4 neutron pairs). The deformation parameters βτ are
7
obtained from βτ =
q
1
0τ |2
|η00
− 1 (see Eq. (1) of Ref. [15]). For Np = Nn the deformation
parameters are independent of τ , but not any longer as Np − Nn increases. The proton and
neutron deformations remain very close; the δ deformation βδ , however, quickly becomes
very large in comparison. This is because Nδ decreases as Np − Nn increases. This effect
can be seen in Fig. 3 where the mean values of the boson numbers, Nτ , are plotted. The
same behaviour has been obtained recently with large scale shell model calculations (see
Ref. [20]). In all our calculations we found that the Ginocchio Hamiltonian (17) leads to a
γ-independent energy surface.
It is worth noting that the present formalism allows one to reproduce the well-known
case of triaxiality in IBM-2. To show this we use the IBM-2 Hamiltonian
H = −(Qπ + Q′ν ) · (Qπ + Q′ν ) ,
(19)
where · denotes scalar product in angular momentum, Qπ is the SU(3) generator, Q =
s† d˜ + d† s̃ −
d† s̃ +
√
7 †
(d
2
√
7 †
(d
2
˜ L=2 , for proton bosons and Q′ is the SU(3) generator, Q′ = s† d˜ +
× d)
ν
˜ L=2 , for neutron bosons. The minimization procedure now gives α = 0,
× d)
which corresponds to the IBM-2 limit. In addition, the minimum deformation parameters
correspond to a prolate proton condensate, axially symmetric about the intrinsic z axis, and
to an oblate neutron condensate axially symmetric about the intrinsic y axis, giving rise
to an overall triaxial shape. It should be pointed out that in this case there is no triaxial
minimum for aligned proton–neutron shapes with equal deformations. Here the overall
shape is triaxial but the underlying separate proton and neutron condensates correspond to
different (prolate–oblate) axial shapes.
Finally, we present a calculation in which isospin is explicitely broken by the hamiltonian:
H=
X
ℓτ
˜
where QT = [s† d˜ + d†˜s̃ −
√
7
(d†
2
ǫℓτ n̂ℓτ −
2
1
N[Q0 : Q0 + Q1 : Q1 ]
5
3
(20)
˜˜ L=2,T
× d)]
and N[...] stands for normal ordering product. In
Figs. 4 and 5 we present the results of a calculation with ǫsπ = ǫsν = 0, ǫdπ = ǫdν = 1.5,
ǫsδ = 2.3 |Np − Nn | and ǫdδ = 1.5 + 2.3 |Np + Nn | (all ǫ’s in MeV). In Fig. 4 the deformation
8
parameters, β’s, are shown as a funtion of Np − Nn (the calculation starts with Np = Nn = 4
and then Np is increased). Fig. 5 shows the corresponding ground state energies for the
intrinsic states of GL, and thos defined in eq. 5 and 7. It is interesting to note that
the GL intrinsic state and our pair correlated intrinsic state produce the same results for
Np − Nn = 0, being better than the U(18) intrinsic state. For Np − Nn > 0 both isospin
nonconserving intrinsic states give better results than GL. It is also interesting to see that
our pair correlated ansatz is superior to the the U(18) for moderate values of Np − Nn . No
triaxial deformation is found in these calculations.
In summary, we have extended the intrinsic-state formalism of Ginocchio and Leviatan
[15] for IBM-3 in three different ways. First, the Hartree–Bose transformation is chosen to
depend on the isospin component τ . Second, variable isospin bosonic pair correlations are
introduced through the parameter α. Finally, higher-order bosons, other than the usual s
and d bosons, are included in the Hartree-Bose transformation. This formalism contains the
IBM-2 and GL intrinsic states as particular limits. Substantial differences in the deformation
parameters are obtained when Np 6= Nn . We have presented results for isospin conserving
and nonconserving hamiltonians with s and d bosons. Substantial differences in the deformation parameters βτ are obtained for Np > Nn . In most of the cases studied, our pair
correlated intrinsic ground states are lower in energy than the GL ground states, although
for the isospin conserving hamiltonian the energy gain is small. We therefore conclude that
the new intrisic state is useful for treating isospin breaking hamiltonians.
This work has been supported in part by the Spanish DGICYT under contracts No.
PB95/0123 and PB95–0533, a DGICYT-IN2P3 agreement and by the European Commission
under contract CI1*-CT94-0072.
9
REFERENCES
[1] D.D. Warner, in Perspectives for the Interacting Boson Model, edited by R.F. Casten
et al. (World Scientific, Singapore, 1994), p. 373.
[2] W. Nazarewicz and S. Pittel, WWW
[3] S.E. Koonin, D.J. Dean, and K. Langanke, Phys. Reports (to be published).
[4] M. Honma, T. Mizusaki, and T. Otsuka, Phys. Rev. Lett. 77, 3315 (1996).
[5] F. Iachello and A. Arima, The Interacting Boson Model (Cambridge University Press,
Cambridge, 1987).
[6] J.P. Elliott and A.P. White, Phys. Lett. B 97, 169 (1980).
[7] J.P. Elliott, J.A. Evans, and A.P. Williams, Nucl. Phys. A 469, 51 (1987).
[8] M.J. Thompson, J.P. Elliott, and J.A. Evans, Nucl. Phys. A 504, 436 (1989).
[9] M. Abdelaziz, J.P. Elliott, M.J. Thompson, and J.A. Evans, Nucl. Phys. A 503, 452
(1989).
[10] J.A. Evans, G.L. Long, and J.P. Elliott, Nucl. Phys. A 561, 201 (1993).
[11] V.S. Lac, J.P. Elliott, J.A. Evans, and G.L. Long, Nucl. Phys. A 587, 101 (1995).
[12] J.N. Ginocchio and M.W. Kirson, Nucl. Phys. A 350, 31 (1980).
[13] A.E.L. Dieperink and O. Scholten, Nucl. Phys. A 346, 125 (1980).
[14] J. Dukelsky et al., Nucl. Phys. A 425, 93 (1984).
[15] J.N. Ginocchio and A. Leviatan, Phys. Rev. Lett. 73, 1903 (1994).
[16] T. Otsuka, A. Arima, F. Iachello, and I. Talmi, Phys. Lett. B 76, 139 (1978).
[17] G. Colò, M.A. Nagarajan, P. Van Isacker, and A. Vitturi, Phys. Rev. C 52, R1175
(1995).
10
[18] P.J. Ennis et al., Nucl. Phys. A 535, 392 (1991).
[19] J.N. Ginocchio, Phys. Rev. Lett. 77, 28 (1996).
[20] J. Engel, K. Langanke, and P. Vogel, Phys. Lett. B 389, 211 (1996).
11
FIGURES
FIG. 1. Calculated ground-state intrinsic energy as a function of α for a system with 5 proton
and 3 neutron pairs interacting through the Ginocchio Hamiltonian (17) with κ = 1 MeV.
FIG. 2. Deformation parameters βτ for a system with Nn = 4 neutron pairs as a function of the
difference Np − Nn between the numbers of proton and neutron pairs. The Ginocchio Hamiltonian
(17) with κ = 1 MeV is used.
FIG. 3. Mean values of the boson numbers, Nτ , for a system with Nn = 4 neutron pairs as a
function of the difference Np −Nn between the numbers of proton and neutron pairs. The Ginocchio
Hamiltonian (17) with κ = 1 MeV is used.
FIG. 4. Same as Fig. 2 but for the non-conserving isospin Hamiltonian (20) with the parameters
given in the text.
FIG. 5. Calculated ground-state intrinsic energy, as a function of the difference Np −Nn between
the numbers of proton and neutron pairs, for the non-conserving isospin Hamiltonian (20) with
the parameters given in the text.
12
−139
GL
This work
Energy (MeV)
−140
−141
−142
−143
−144
−1.0
−0.8
−0.6
−0.4
α
−0.2
0.0
5
δ
ν
π
4
β
3
2
1
0
0
1
2
3
Np−Nn
4
5
10
δ
ν
π
8
<N>
6
4
2
0
0
1
2
3
Np−Nn
4
5
1.6
δ
ν
π
1.4
1.2
β
1.0
0.8
0.6
0.4
0.2
0.0
0
1
2
3
Np−Nn
4
5
View publication stats
3
GL
This work
U(18) wf
2
1
0
Energy (MeV)
−1
−2
−3
−4
−5
−6
−7
−8
−9
−10
0
1
2
3
Np−Nn
4
5