C 2004)
Journal of Mammary Gland Biology and Neoplasia, Vol. 9, No. 2, April 2004 (
Notch Signaling in Mammary Development
and Oncogenesis
Robert Callahan1 and Sean E. Egan2
With the discovery of an activated Notch oncogene as a causative agent in mouse mammary
tumor virus induced breast cancer in mice, the potential role for Notch signaling in normal
and pathological mammary development was revealed. Subsequently, Notch receptors have
been found to regulate normal development in many organ systems. In addition, inappropriate
Notch signaling has been implicated in cancer of several tissues in humans and animal model
systems. Here we review important features of the Notch system, and how it may regulate
development and cancer in the mammary gland. A large body of literature from studies in
Drosophila and C. elegans has not only revealed molecular details of how the Notch proteins
signal to control biology, but shown that Notch receptor activation helps to define how other
signaling pathways are interpreted. In many ways the Notch system is used to define the
context in which other pathways function to control proliferation, differentiation, cell survival,
branching morphogenesis, asymmetric cell division, and angiogenesis—all processes which are
critical for normal development and function of the mammary gland.
KEY WORDS: Notch; mammary development; breast cancer; Int3.
subsequently found in flies with mutations in other
genes, now collectively known as the Neurogenic
genes (5–7). It is this historical context that has led to a
strong neurobiological focus of studies following from
Poulson’s work. Interestingly, the molecular characterization of Neurogenic gene products has led to the
identification of a “Notch signaling transduction pathway” by which many proteins function together to regulate development in the nervous system, and in other
ectoderm derived, as well as mesoderm and endoderm
derived, tissues in invertebrates and vertebrates (6).
INTRODUCTION
In 1919 Otto Mohr described a mutation in fruit
flies that caused wing Notching in heterozygous females (1,2). Later D. F. Poulson carefully analyzed the
phenotypic consequences of the responsible chromosomal deficiency, termed Notch8 (3,4). Interestingly,
male Notch mutants, without a normal copy of the Xchromosome to supply the Notch-gene-encoded protein, had a number of dramatic developmental defects
affecting many embryonic tissues, including derivatives of all three germ layers. The most dramatic developmental defect observed in Notch null mutants involves an almost complete transformation of surface
ectoderm into cells of an expanded nervous system.
Indeed, this so-called “Neurogenic” phenotype was
NOTCH RECEPTOR PROTEINS
In the mid-1980s the fly Notch gene was cloned
and found to encode a large transmembrane receptor
(8,9). At about the same time, research on the nematode worm C. elegans resulted in cloning of two
Notch-related genes, lin-12 and glp-1, which control
development of multiple tissues in this organism (10–
12). In each case, the Notch receptor was a single
1
Mammary Biology and Tumorigenesis Laboratory, National Cancer Institute, Bethesda, Maryland 20892; e-mail: rc54d@nih.gov.
2 Program in Developmental Biology, The Hospital for Sick Children, 555 University Avenue, Toronto, Ontario, M5G 1 × 8,
Canada and the Department of Molecular and Medical Genetics,
The University of Toronto; e-mail: segan@sickkids.com.
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C 2004 Plenum Publishing Corporation
1083-3021/04/0400-0145/0
146
pass transmembrane protein with multiple EGF-like
repeats and cdc10/ankyrin repeats. Specifically, the
Drosophila Notch protein contains 36 extracellular
EGF-like repeats, followed by three cysteine-rich
Lin12/Notch repeats (LNR), a transmembrane domain, a “RAM23” region, seven cdc10/ankyrin repeats (13), a nuclear localization sequence, and a Cterminal extension with PEST sequences (14). The
worm proteins are highly related in structure, although somewhat smaller with 13 and 10 EGF-like
repeats for Lin-12 and Glp-1, respectively. The four
mammalian Notch proteins (Notch1, 2, 3, and 4) are
closely related to the Drosophila protein (Fig. 1)
(14). Notch1 and Notch2 contain 36 EGF-like repeats,
whereas Notch3 has 34 EGF-like repeats and Notch4
has 29 EGF-like repeats. Notch receptors are proteolytically processed and glycosylated prior to expression on the cell surface in most systems. This first
cleavage reaction occurs in the golgi complex, is mediated by Furin or a related preprotein convertase
(15,16), and results in the expression of a noncovalently linked heterodimer on the surface of cells (17).
NOTCH ACTIVATION SYSTEM: DELTA AND
SERRATE/JAGGED LIGANDS
Genetic analysis in flies also led to the identification of two related families of Notch ligands (Fig. 1)
(18). The first described was a transmembrane protein, Delta. Delta functions to activate Notch receptors on an adjacent cell and to inhibit Notch activation in the same cell (6,19). The Delta extracellular
domain contains a single cysteine-rich motif related
to the EGF-like repeat, termed DSL on the basis
of its identification in the Notch-ligands Delta, Serrate (see below), and Lag-2 (from C. elegans) (20).
These domains have only been found in Notch ligands.
The DSL domain of Delta is followed by nine EGFlike repeats and a transmembrane domain. Mammals
have three Delta genes, Delta-like 1, 3, and 4 (or Dll1,
Dll3, and Dll4). Each protein has a single DSL and
multiple EGF-like repeats. Dll1 has eight EGF-like
repeats, Dll3 has six, and Dll4 has eight. While not
formally considered a Delta-family ligand by most
authors, there is a fourth mammalian gene that encodes a protein with similarity to Delta ligands (21).
This gene is know as Pref-1 or Delta-like (Dlk), and it
encodes a protein with an N-terminal EGF/DSL-like
domain followed by five EGF-like repeats, a transmembrane domain, and a cytoplasmic domain without obvious domain homology. Like the more widely
studied Delta ligands listed above, Pref-1/Dlk can also
Callahan and Egan
block differentiation and can induce expression of
Hes-family proteins (see below) (22).
The second Notch ligand discovered in flies
is termed Serrate. The mammalian homologues of
Serrate are Jagged1 and Jagged2 (18,20). The Serrate/Jagged proteins are also single pass transmembrane proteins. The extracellular domain of each has
a DSL domain, followed by 14–16 EGF-like repeats
(Serrate has 14 and mammalian Jagged proteins have
16), and a von Willebrand factor type C domain (likely
involved in oligomerization). Sequences at the extreme N and C termini of Delta and Serrate ligands are less conserved. N-terminal to the DSL domains in both Delta and Serrate-family ligands is
a cysteine-containing sequence which likely controls
Notch receptor-binding specificity (18). An artificial
Delta–Serrate chimeric molecule, with the N terminus from Delta but DSL, EGF-like repeat region, von
Willebrand factor type C domain, transmembrane domain, and C terminus from Serrate, behaves like Delta
during fly wing development (see discussion of Fringe
modification of ligand specificity below). The intracellular sequences of Delta and Serrate ligands are also
somewhat related, although neither contains any recognizable domain structure.
ALTERNATIVE FORMS OF NOTCH AND ITS
LIGANDS: TRANSCRIPTION, SPLICING,
AND GLYCOSYLATION
Several Notch receptor and ligand genes in
mammals are subject to alternative transcriptional
initiation or splicing to generate protein isoforms with
distinct domain organization. For example, Imatani
and Callahan have described an isoform of Notch4 expressed in breast cancer cell lines, which is transcribed
from an alternative promoter (see below) (23). The
predicted gene product from this novel mRNA codes
for an N-terminally truncated Notch4 product, consisting of most of the intracellular domain. The Dll3
ligand gene can generate multiple protein isoforms
through alternative splicing (24). In this case, the alternative isoforms vary at their extreme C termini. The
Jagged2 gene is subject to alternative splicing whereby
EGF-like repeat 6 can be included, or not (hJAG2.
del-E6), depending on the presence of a specific
in-frame exon (see Genbank). The extent to which
alternative promoter usage and alternative splicing
are used to generate multiple Notch receptors and
ligands is not clear. Indeed, biological functions for
each Notch4, Dll3, and Jagged2 isoform have yet to be
determined.
Notch Signaling in Mammary Development and Oncogenesis
Fig. 1. The Notch activation system. Fringe proteins modify DSL ligands and Notch receptors to control ligand-receptor
specificity (top). Note that the positions of carbohydrate structures on Notch and DSL ligands are arbitrary in this figure.
Mammalian DSL ligands and Notch receptors (bottom).
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As with most large-cell surface proteins, the
Notch receptors and ligands are subject to N-linked
glycosylation (17,25). The regulation and function
of this form of glycosylation in the Notch system
has not been determined, although minimally Nlinked glycosylation is thought to be important for
protein folding. In 1998, Haltiwanger and coworkers found that Notch1 is also modified through addition of O-linked Fucose and O-linked Glucose
residues (26), each found as a monosaccharide modification of specific Serine or Threonine residues
on Notch, or as part of a Serine/Threonine-FucoseGlcNAc-Galactose-Sialic acid tetrasaccharide or a
Serine/Threonine-Glucose-Xylose-Xylose trisaccharide, respectively (27,28). These modifications are unusual, having been previously been described on only
a limited set of proteins, including the EGF-like repeat containing coagulation factors.
During the mid- to late 1990s, Irvine and coworkers characterized a gene in flies, termed Fringe, that
functions to control whether Delta or Serrate activate
Notch in specific regions of the developing wing disc
(25,29). The Fringe protein had homology to bacterial
glycosyltransferases, suggesting that it might function
by regulating glycosylation of Notch or its ligands.
These two observations were connected when several
labs collaborated to show that Fringe proteins add a
β1,3-linked N-acetyl-Glucosamine (GlcNAc) to the
O-linked Fucose residues on Notch (30,31). It has subsequently been shown that Delta and Serrate ligands
contain O-linked Fucose and that these can be further
modified by Fringes through addition of β1,3-linked
GlcNAc (32). In 1997, the mammalian Fringe-family
was identified and found to consist of three related
genes, termed Lunatic Fringe, Manic Fringe, and
Radical Fringe (33,34). The Lunatic Fringe and Manic
Fringe gene products, like Drosophila Fringe, are
GlcNAc transferases that elongate O-linked Fucose
residues on Notch receptors and ligands (30). A
biochemical function for Radical Fringe has yet to
be described. Genetic studies published to date have
highlighted a role for Lunatic Fringe in regulation of
Notch activation during somitogenesis (35,36). The
biological role of Manic Fringe and Radical Fringe
are less clear (37). One intriguing possibility is that
the mammalian Fringe genes function redundantly
in development. While Lunatic and Radical Fringe
genes do not overlap in expression or function (37),
it will be important to test for redundancy between
Lunatic and Manic Fringe, as well as between Manic
and Radical Fringe. Using tissue culture assays and a
series of mutant CHO cell lines, Pam Stanley’s group
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has shown that the trisaccharide structure FucoseGlcNAc-Galactose must be generated through
further elongation of the Fringe-generated disaccharides on Notch, in order for Fringe to effectively
block activation of Notch1 by Jagged1 in vitro (38).
Interestingly, Fringe proteins do not function
in all Notch-dependent developmental systems, and
therefore are not always required for Notch activation or inhibition. In contrast, the Fucose transferase
enzyme protein O-fucosyltransferase 1 (O-FUT1
or Neurotic) is required for most, if not all, Notch
functions in flies (39,40). Deletion of this gene in the
mouse gives rise to Notch loss-of-function phenotypes
and early embryonic lethality (41). In fact, O-FUT1mediated fucosylation of Notch is required to create
high-affinity Delta- and Serrate-binding sites (42).
The Fringe-mediated elongation of these O-Fucose
residues then affects specificity of Notch for either
ligand. For example, addition of both O-Fucose and
GlcNAc to Notch EGF-like repeat 12 is required
for Fringe to inhibit Serrate binding to Notch in
vitro (43).
ALTERNATIVE FORMS OF NOTCH AND ITS
LIGANDS; PROTEOLYTIC PROCESSING AND
β-HYDROXYLATION DURING SYNTHESIS
Notch receptors are subject to proteolytic cleavage as they move through the secretory pathway (17).
This cleavage occurs at cleavage site 1 (S1), between
the LNR repeats and the transmembrane domain, and
generates two polypeptides that remain associated
through a noncovalent interaction requiring divalent
cations (44). A furin-like convertase enzyme is likely
responsible for this cleavage, at least in mammalian
tissue culture cells (16). Interestingly, full-length
uncleaved Notch can also be found at the cell surface,
as can Notch proteins that have been cleaved within
the EGF-like repeat containing domain and Notch
proteins that have been cleaved to remove C-terminal
sequences (45–48). Ligand-induced Notch signaling
occurs in the absence of furin processing of Notch1
p300 (45). Bush et al. (45) were able to show that
interaction of ligands with the uncleaved form of
Notch1 can still block mouse C2C12 myoblast differentiation. The nature and function of alternative
proteolytic processing of Notch is unclear. It is important to note that proteolytic removal of N-terminal
EGF-like repeat containing sequences is sometimes
associated with loss of Delta and Serrate/Jagged
ligand binding sites (46). In contrast, removal of
Notch Signaling in Mammary Development and Oncogenesis
C-terminal sequences is associated with removal
of disheveled-binding sites and expected to profoundly affect Notch signal transduction (see below)
(48). Given the nature of, and variability of, Notch
processing, this will remain an active area of research.
Many EGF-repeats contain a consensus sequence for β-hydroxylation of aspartic acid and asparagine residues. Dinchuk et al. recently generated
aspartyl β-hydroxylase (BAH) mutant mice. These
mice had undetectable β-hydroxylation activity in
liver preparations. Surprisingly, they displayed phenotypes similar to Jagged2 loss-of-function mutants
(49). The authors went on to show that Jagged proteins are subject to β-hydroxylation in tissue culture
cells, strongly suggesting that this modification plays
a significant role in Notch activation, at least through
alterations of Jagged2-Notch signaling.
ALTERNATIVE NOTCH
ACTIVATION SYSTEMS
The extracellular domain of Notch receptors is
large and conserved, suggesting that they may interact with a number of proteins beside Delta and Serrate/Jagged ligands and Fringes. In a screen to identify
Drosophila gene products with affinity for the Notch
extracellular domain, Cedric Wesley identified a number of extracellular and cell surface proteins that can
bind to Notch (50). For example, he found that the
poorly characterized Pecanex protein seemed to have
high affinity for Notch. Perhaps most provocatively,
he identified Wingless (Wg), a Drosophila Wnt protein, in this screen. Interestingly, Wg bound to an artificially truncated Notch protein lacking the first 18
EGF-like repeats, indicating that this protein interacts with Notch through a surface, or surfaces, that
is distinct from those used to bind DSL ligands. Wg
also bound to naturally expressed forms of Notch
that were significantly smaller than the predicted fulllength Notch protein (46,50). This binding was dependent on the presence of extracellular calcium. More
recent data suggest that the Wingless–Notch interaction may activate alternative forms of signal transduction and play an important role in regulating developmental processes that are dependent on Delta/Serrate
ligands and Wnt proteins (see below) (51).
A novel Notch ligand, F3/Contactin, was recently
shown to activate Notch signaling in oligodendrocytes
(52). This cell surface protein has six immunoglobulinlike domains followed by four fibronectin type-three
domains and a GPI-link. Interestingly, F3/Contactin
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activates the disheveled-signaling pathway, a pathway distinct from that activated by Delta and Serratefamily ligands (see below) (52).
There are many other complexities in the Notch
activation system, some of which have only recently
come to light. For example, extracellular calcium concentrations control the affinity of Notch ligand/Notch
receptor interactions (53). This phenomenon is
exploited to restrict Notch activation during early
embryonic development. In addition, the secreted
Drosophila protein Scabrous is thought to control
endocytic trafficking of Delta and/or Notch in cells
that internalized this fibrinogen-related protein, and
therefore it is thought to alter the threshold for
Notch activation (54). Finally, the recently described
Drosophila cell adhesion protein Echinoid is associated with cis-endocytosis of Delta and facilitates
efficient activation of Notch by Delta (55).
THE DELTA-/SERRATE-INDUCED
ACTIVATION EVENT
The activation of Notch receptors by Delta or
Serrate ligands is a complex cell–cell communication
event, which is only partially understood (56). To start
with, a Delta or Serrate ligand binds to the extracellular domain of Notch. In some cases this can occur through interaction of ligand on the surface of
Delta-induced filopodia with Notch on cells that are
not even direct neighbors of the ligand-expressing
cell (57). In response to DSL ligand binding
to Notch, two related events occur: internalization
of a ligand/Notch extracellular domain (ECD) complex into the ligand expressing cell, and cleavage
of the Notch extracellular domain at cleavage site
2 (S2). It is not known whether internalization of
Delta–Notch ECD or S2 cleavage occurs first, but
both are required and presumably occur together.
The highly related ADAM metalloproteases TACE
and/or Kuzbanian are responsible for S2 cleavage.
The S2 cleavage event targets a sequence just outside of the Notch transmembrane domain, and this
leaves a membrane-spanning Notch protein fragment
with a tiny stub projecting into the extracellular space.
Fragments of this sort are targeted for further proteolytic cleavage by a presenilin containing multisubunit protease commonly known as γ -secretase.
γ -Secretase cleaves Notch at cleavage site 3 (S3),
near the C-terminal end of the transmembrane domain, thus releasing Notch ICD from its membrane
tether (58). Notch ICD translocates into the nucleus,
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where its RAM23 sequences bind to a transcriptional
repressor complex through direct contact with the
CSL DNA-binding protein (for CBF1, Suppressor
of Hairless, or Lag-1). Notch ICD–CSL interaction
disrupts the transcriptional repressor complex sitting
on DNA, recruits transcriptional activating proteins,
and turns on transcription of genes that were repressed prior to Notch activation (see below) (6,56).
Interestingly, DSL ligands are also cleaved by Kuzbanian/TACE ADAM proteases (59) and ultimately are
cleaved by γ -secretase to liberate ligand ICD fragments that have transcriptional activation properties
(60–62). These data suggest that DSL ligand–Notch
interaction may activate bidirectional signaling. Much
of what has been learned about Notch activation and
regulation of transcription has been stimulated by the
discovery of activated alleles of Notch receptors in
cancer, including the discovery of activated Notch4
in mouse mammary tumor virus- (MMTV) induced
breast cancer (63–65).
MMTV-/IAP-INDUCED
NOTCH4/INT3 TUMORS
The potential importance of aberrant Notch signaling in mammary tumor development was first recognized when Notch4 was found to be a common integration site (CIS) for MMTV in 18% of virus-induced
mouse mammary tumors (9 out of 45 tumors) of the
high-incidence CzechII strain of feral Mus musculus
musculus. MMTV is not an acute transforming virus.
Instead the virus, as a consequence of integration of
its genome into the host genome, activates expression
of adjacent cellular genes. In the case of Notch4, all
(n = 9) of the viral insertions occur within exons 21
and 22 that span a 174-bp region within the gene. This
region encodes a portion of the extracellular domain
(ECD) adjacent to the transmembrane domain (TM).
The “activated” RNA transcript is initiated
within the MMTV long terminal repeat (LTR) and encodes a small portion of ECD, TM, and the complete
ICD. The frequency with which Notch4 is activated by
MMTV in mouse mammary tumors appears to be influenced by the genetic background of the host mouse
strain. In CzechII mice the frequency of integration
events in Notch4 was 18% (n = 45), whereas in the
high-incidence BR6 inbred and M. m. jyg mouse
strains the frequency was 7% (n = 30) and 43% (n =
23), respectively. A similar phenomenon has been
noted for the MMTV CISs, Wnt1, and FGF3/FGF4
(reviewed in (66)). These studies strongly imply
that alterations fixed in the genetic background
Callahan and Egan
of the host mouse strain affect the frequency with
which particular MMTV integration sites will be
selected. Investigators have taken advantage of this
consideration to expand studies to MMTV-infected
transgenic mouse strains (reviewed in (66)). In these
studies the goal was to use the MMTV genome as a
molecular tag to identify CIS-associated genes that
complement the transgene during the evolution of
malignant progression. This approach was taken
with erbB2 transgenic mice infected with MMTV
(67). In that setting, 2 out of 24 mouse mammary
tumors contained MMTV-induced rearrangements of
Notch1. In both tumors the viral genome integrated
within sequences coding for the last Notch/lin-12
repeats and TM. In one case the viral genome was
in the same transcriptional orientation as Notch1,
while in the other tumor it was in the reverse orientation. As with MMTV-activated Notch4, the gene
product was a protein composed of the Notch1 TM
and ICD.
MMTV integration within Notch4 is not the only
mutagenic event that leads to the expression of “activated” Notch4 ICD. In addition, two studies have
reported that intracisternal A-particle (IAP) transposable elements have integrated into Notch4 near
MMTV CIS in a spontaneous Balb/c tumor and a
CzechII mouse mammary tumor (68,69). In the Balb/c
tumor, a fragment of an IAP genome (LTR and gag
region) was linked to an extra copy of genomic sequences containing exons 23 and 24 that were inserted in the same transcription orientation as Notch4
in intron 24. Two alternatively spliced transcripts initiated from IAP LTR were detected. The longer of
the two coded for the complete intracellular domain
of Notch4 from a cryptic translation start signal in the
IAP gag region. Translation of the shorter transcript
began in exon 24 and therefore coded for a smaller
ICD polypeptide that was missing the RAM23 region.
In the CzechII mammary tumor, the IAP genome was
integrated in the reverse transcriptional orientation
from Notch4. In this case transcription of the Notch4
ICD was initiated from a cryptic transcription promoter in the reverse LTR. Translation of a Notch4 TM
and ICD containing polypeptide was initiated from an
in-frame methionine in the IAP reverse LTR.
THE BIOLOGICAL CONSEQUENCES OF
“ACTIVATED” NOTCH4 EXPRESSION
The biological consequences of “activated”
Notch4 expression on mammary gland development
and tumorigenesis have been studied in vitro and in
Notch Signaling in Mammary Development and Oncogenesis
vivo. The HC11 mouse mammary epithelial cell line
(70) is a clonal derivative of the COMMA D cell line
that was derived from normal midpregnant BALB/c
mammary epithelium (71). HC11 cells are not
capable of anchorage-independent growth but have
retained the capability to differentiate and express
milk proteins in response to lactogenic hormones.
Taking advantage of these properties, Robbins et al.
(72) and Dievart et al. (67) showed that expression of
Notch4 and Notch1 ICDs, respectively, in these cells
conferred the capability for anchorage-independent
growth in soft agar. In addition, expression of Notch4
ICD in these cells blocks their ability to express
milk proteins in response to lactogenic hormones
(Callahan, unpublished data). Thus, expression
of Notch ICD blocks the ability of HC11 cells to
differentiate and confers on them growth properties
associated with malignant transformation.
TAC-2 is another mouse mammary epithelial
cell line that has been useful for studying the effect of Notch4 ICD signaling on normal epithelial
architecture. These cells have the ability to form
well-polarized histotypic structures when grown in
collagen gels (73), and when treated with hepatocyte
growth factor (HGF) they form branching tubules
in culture. Uyttendaele et al. (74) have shown that
Notch4 ICD expression inhibits tubule formation
by TAC-2 cells. In a subsequent study, Soriano et al.
(75) showed that Notch4 ICD signaling blocks the
formation of glucocorticoid-induced alveolar-like
structures in TAC-2 cells grown in collagen gels and
causes loss of contact inhibition in TAC-2 cells grown
on collagen-coated dishes. These tissue culture systems offer a means to molecularly dissect the effects
of different Notch signaling pathway components on
mammary epithelial biology, but do they reflect the
consequences of Notch4 ICD expression in vivo?
Two transgenic mouse strains have been developed which express the Notch4 ICD from either the
MMTV LTR or the whey acidic protein (WAP) promoter (65,76–78). The common phenotype in these
strains is that 100% of females are blocked in their
ability to lactate, and all develop mammary tumors.
In virgin females containing the MMTV LTR-Notch4
ICD transgene, there is minimal ductal development
in the mammary gland. After the first pregnancy,
ducts do fill the mammary fat pad, but there is little
lobular development or cellular differentiation. In
contrast, WAP-Notch4 ICD females exhibit normal
ductal development, but during pregnancy secretory
lobular development is severely impaired. Reciprocal transplantation studies of mammary epithelium
from females of each of the transgenic strains
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with normal FVB/N demonstrated that transgenic
mammary epithelium was unable, either to grow in
epithelium-divested FVB/N mammary fat pads from
virgin mice (from MMTV LTR-Notch4 ICD), or
to functionally differentiate in epithelium-divested
FVB/N mammary fat pads from parous mice (from
WAP-Notch4 ICD). In contrast, FVB/N mammary
epithelium was able to grow and differentiate in
epithelium-divested transgenic mammary fat pads.
Coincident with limited lobular development of
the WAP-Notch4 ICD mammary gland during
pregnancy, dysplastic lesions appear throughout the
gland that do not regress after weaning and progress
to frank carcinoma. Immunohistochemical analysis
of this tissue indicates that WAP-Notch4 ICD mammary tumors originate from secretory epithelial cell
progenitors, whereas the MMTV LTR-Notch4 ICD
tumors appear early and arise from ductal progenitor
cells or from individual epithelial stem cells.
COMPONENTS OF “ACTIVATED”
NOTCH4 SIGNALING
The Notch ICD is composed of three regions
(reviewed in (79)). The RAM23 region, adjacent to
TM, contains a nuclear localization signal sequence
and is responsible for binding the CSL transcription repressor/factor. Adjacent to RAM23 is the
CDC10/Ankryn region, which is composed of seven
consecutive 32 amino acid repeat residues (13). The
CDC10/Ankryn repeats region binds several proteins
that modulate or regulate Notch4 signaling, and also
a number of transcriptional coactivators including
Mastermind/Maml (see below and reviewed in
(79)). Notch1 and Notch2 have a third region that is
C-terminal to the CDC10/Ankryn and is defined by
its ability to transactivate transcription from GAL4
fusion constructs (80).
MMTV integration in Notch4 represents a
gain-of-function mutation, since it releases expression and activity of the Notch4 ICD from negative
regulatory effects of the Notch4 ECD. All but one of
the viral insertions occur 5′ to the sequence encoding
a methionine at amino acid residue 1411 (81). The
exception occurred 5′ of the sequence encoding
a methionine at residue 1381. Although there are
three more potential translation start signals 3′ to
the Notch4 CIS, none have been used as translation
start sites by MMTV integration in viral-induced
mammary tumors. This suggests that aberrant expression of the entire ICD may be required for the
rapid development of mammary tumors.
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The complex series of interactions involving
Notch ICD and other proteins involved in transmitting the Notch signal, or modifying the nature of this
signal during mammary gland development and tumorigenesis, are not yet well characterized. In most
developmental contexts studied to date, the major
Notch signaling pathway is dependent on interaction
of the CSL transcription repressor/factor with the
RAM23 region of the Notch ICD. This interaction
displaces corepressors SMRT and HDAC1, replacing
them with coactivators (82).
PRIMARY TARGETS OF CSL-DEPENDENT
NOTCH SIGNALING ARE MEMBERS OF THE
HES AND HERP GENE FAMILIES
Hes (Hairy-Enhancer of Split) and Herp (Hesrelated repressor protein; a.k.a. Hey, Hesr, and Hrt)
gene families encode basic helix-loop-helix (bHLH)
proteins that are transcriptional repressors of gene
expression, functioning downstream of Notch signaling (reviewed by (83,84)). Their expression patterns
in different tissues and during development are not
completely overlapping. Hes has been shown to act as
a transcriptional repressor by three different mechanisms. One of these occurs through formation of
a complex with mammalian TLE/Grg (mammalian
homologues of Groucho) corepressor proteins. This
complex binds to E-box and/or N-box elements in
responsive promoters (85). Another is through formation of nonfunctional heterodimers with bHLH
transcription activating factors, such as MyoD and
H/Mash1. A third, less characterized mechanism described for Hes-1 requires its Orange or helix3–helix4
domain to repress transcription of its own promoter,
as well as transcription of the p21waf promoter (83).
Herp, in addition to passive repression of transcription by sequestration, can bind a heterologous set
of corepressors, N-CoR/mSin3A/HDAC. For the six
Hes-family proteins and three Herp proteins, only a
limited number of target genes are known. For example, Hes1 represses its own expression, as well as
expression of H/Mash, CD4, and acid α-glucosidase,
whereas Herp1 is known to repress its own promoter.
OTHER GENES DIRECTLY REGULATED
BY NOTCH SIGNALING
In addition to members of the Hes and Herp gene
families, a number of genes directly implicated in can-
Callahan and Egan
cer are known to be upregulated as a direct consequence of CSL-dependent Notch signaling. One of
these genes is erbB2. Chen et al. (86), while studying the transcriptional control of ErbB2, identified
a palindrome binding protein that bound the ErbB2
promoter. When its sequence was determined, it was
found to be identical to CBF-1/CSL. In 293 tissue
culture cells, Notch1 ICD and CBF-1/CSL cooperated to activate transcription from a wild-type, but
not mutant, erbB2 promoter. In experiments to study
the mechanism by which activated Notch1 transforms
HC11 mouse mammary epithelial cells, Dievant et al.
were unable to detect upregulation of erbB2 gene
expression (67), suggesting that regulation of erbB2
by Notch ICD may depend on cell-type-specific transcription factor expression or be subject to regulation
by other signaling pathways. It will be interesting to
compare erbB2 expression in tumors with MMTV inserted into Notch1, with erbB2 expression in tumors
where Notch1 is not activated.
Another gene whose expression is upregulated
by CSL-dependent Notch signaling is cyclin D1. Ronchini and Capobianco (87) have previously shown
that Notch1 ICD activates transcription of the cyclin
D1 gene and CDK2 activity with rapid kinetics in an
E1A-immortalized baby rat kidney cell line (RKE).
This resulted in stimulation of cell cycle progression
from G1 to S-phase. Notch1 ICD mutations that were
incapable of activating cyclin D1 transcription failed
to transform RKE cells, suggesting that Notch1 ICD
transformation of RKE cells requires induction of
cyclinD1 expression. Next, this group showed that
CSL binds, in a DNA sequence specific manner, to
the cyclin D1 promoter, consistent with the idea that
Notch1 ICD activates cyclinD1 transcription through
the CSL-dependent signaling pathway. Interestingly,
Notch1 ICD expression did not significantly increase
DNA synthesis in 0.1% serum, indicating that induction of cyclinD1 expression and activation of CDK2 in
RKE cells are not sufficient to induce proliferation or
cellular transformation, and that other factors are required for oncogenic transformation by Notch1 in this
context. There are at least two points to keep in mind
in evaluating the role of Notch signaling and cyclinD1
expression. First, at the present time it is not known
which of the Notch gene(s) normally affect cyclin D1
expression in the mammary gland. Second is the context in which cyclin D1 expression is being evaluated.
For instance, it is known that transgenic mice that
overexpress cyclin D1 in the mammary epithelium develop mammary hyperplasias and subsequently mammary tumors (88). However, in the HC11 mammary
Notch Signaling in Mammary Development and Oncogenesis
epithelial cell line, which is frequently used to study
the effects of oncogene expression on cell growth and
differentiation, a different result is obtained. In these
cells, overexpression of cyclin D1 causes inhibition of
cell cycle progression and suppression of cell growth
(89). In addition, overexpression of cyclin D1 in HC11
cells induces differentiation as defined by increased
β-casein expression.
A third gene upregulated by Notch1 signaling in
some contexts is in fact Notch4, but not Notch2 or
Notch3 (90). It is likely that this too is a consequence
of CSL-dependent signaling, since the Notch4 promoter contains a CSL-responsive element. In this regard it would be of interest to know if the mammary
tumors in which Notch1 is rearranged by MMTV, as
well as the HC11 mammary epithelial cells expressing
activated Notch ICD (67), also express the complete
Notch4 receptor protein. We have found that HC11
cells express three Notch ligands, and that when transfected with a vector expressing the complete Notch4
receptor, these cells acquire the ability to grow in soft
agar (Callahan, unpublished data). The role of Notch4
in Notch1 signaling during mammary gland development and tumorigenesis merits further study. Finally, a
fourth gene which may function downstream of Notch
signaling to control oncogenic behavior in some contexts is NFκ B2. This gene is strongly repressed by CSL
in the absence of Notch activation (91). It will be important to test whether NFκ B2 is regulated by Notch
in mammary cells.
DISTINGUISHING BETWEEN
CSL-DEPENDENT AND
-INDEPENDENT SIGNALING
Initial deletion analysis of activated Notch ICD
suggested that signaling detected in the absence
of RAM23 sequences reflected CSL-independent
Notch signaling (80,92–96). For example, Jeffries and
Capobianco (95) showed that RAM23 sequences in
ICD were not necessary for transformation of RKE.
Moreover, they could not detect a physical interaction
between CSL and the RAM23-deleted variant ICD
(δRAM23), nor could they detect CSL-dependent reporter gene induction in response to δRAM23 ICD
expression. The general conclusion from these studies was that there was a CSL-independent component
of Notch signaling that did not require the RAM23
domain.
Recently, however, Jeffries et al. (97) have provided evidence that deletion of the RAM23 do-
153
main does not necessarily disrupt CSL-dependent
Notch signaling. They showed that a complex of
δRAM23 Notch1 ICD, Mastermind-Like-1 (Maml),
and CSL can form, and that this complex can stimulate CSL/Notch-dependent transcription. They suggest that Maml acts as a tether between CSL and
δRAM23. Further, they speculate that cell lines expressing Maml can support CSL-dependent transcriptional activation with δRAM23 Notch ICD proteins,
whereas cell lines that express low levels of Maml
cannot. In this regard, Dievart et al. (67) found that
only vectors expressing the complete Notch1 ICD
were capable of stimulating HC11 mouse mammary
epithelial cells to grow in soft agar, suggesting that
HC11 cells have low levels of Maml. Imatani and
Callahan (23) identified a novel 1.8-kb Notch4/Int3
mRNA species (designated h-Int3sh) that is normally
expressed in human testis and is aberrantly expressed
in some tumor cell lines. Translation of the product
begins at a methionine in the first CDC10/Ankryn
repeat of ICD and terminates at the normal translation stop site. It thus represents a naturally occurring δRAM23 Notch4/Int3 ICD. Expression of Int3sh
in the MCF10A human mammary epithelial cell line
stimulates anchorage-independent growth. It will be
interesting to see if MCF10A cells express high levels
of Maml, and whether transformation of these cells
by h-Int3sh is dependent on Maml expression.
Recently we have developed three founder lines
of transgenic mice expressing h-Int3sh under control of the WAP promoter (Raafat, Callahan, et al.,
manuscript in preparation). The phenotype of all
three lines with regard to mammary gland development and tumorigenesis is the same. Unlike WAP-Int3
mice, where pregnancy-associated mammary gland
development is blocked, lobulo/alveolar development and lactogenic differentiation is normal in WAPh-Int3sh mice. However, like WAP-Int3 females,
WAP-Int3sh females develop mammary tumors (but
at a lower frequency and with a longer latency). Thus,
in our transgenic WAP-h-Int3sh model, mammary tumor development could still be a consequence of CSLdependent Notch signaling. At the present time we are
investigating why mammary gland development occurs normally in WAP-h-Int3sh females as compared
to WAP-Int3 females. This could reflect the existence
of a previously unappreciated regulatory protein that
interacts with the RAM23 portion of Notch4 ICD to
inhibit mammary gland development, or could indicate that the level/extent of h-Int3sh-CSL interaction
mediated by Maml is not sufficient to block mammary gland development and differentiation, but is
154
sufficient to contribute to mammary tumorigenesis.
Consistent with the latter possibility, Lin et al. (98)
have shown that Notch4/Int3 CSL-dependent signaling is relatively resistant to augmentation by Maml1,
-2, and -3. Alternatively, Notch4/Int3-induced mammary tumorigenesis could be a consequence of CSLindependent Notch signaling.
In vertebrates, additional evidence for noncanonical Notch signaling exists. For example,
CSL-independent signaling is found in the developing avian neural crest, where a Delta-1-activated
Notch signal is required to control Slug expression.
In this case, regulation of Slug is not altered by
expression of a dominant negative CSL protein in
the neuroectoderm (99). In addition, Timmerman
et al. have shown that Notch signaling can induce an
epithelial to mesenchymal transition in a number of
cellular contexts, and that this is mediated through
upregulation of the Slug relative Snail (100). It will
be important to test whether these latter two genes
are targets of Notch in mammary epithelium. Interestingly, Slug and Snail expression are associated
with invasion and metastasis in human breast cancer
(101,102). Perhaps Notch-mediated regulation of
Slug or Snail occurs in some of these tumors.
Mediator(s) of the many speculated CSLindependent Notch signaling pathways remain
largely unknown. However, there are several known
transcription factors such as Mef2 (myocyte enhancer
factor 2) and LEF1 (lymphocyte enhancer factor 1)
that have been shown to interact with Notch ICD
(103,104). Mef2 is a member of the MADS-box
transcription factors (reviewed in (105)), which
interact with the CDC10/Ankryn repeats of Notch1
ICD. This interaction blocks DNA binding by Mef2
and blocks its ability to cooperate with MyoD and
myogenin to activate myogenic differentiation (104).
LEF1 is a member of the high-mobility-group-box
DNA binding protein family (103). This protein
binds to the TAD region of Notch1 and Notch2 (but
not Notch3), which is located just C-terminal to the
CDC10/Ankryn in ICD. The Notch ICD acts as a
coactivator of LEF-1 transcription factor activity in
this context.
Another set of candidates to mediate CSLindependent Notch signaling is the Deltex (mammalian DTX) proteins (106,107). The E47 transcription factor activates B-cell-specific immunoglobulin
gene transcription and is required for early B-cell
development (108,109). Ordentlich et al. (110)
showed that overexpression of Deltex inhibits E47
transcription factor independent of CSL-dependent
signaling and that this probably occurs through inhi-
Callahan and Egan
bition of Ras signaling. In another study, Yamamoto
et al. (111) have shown that DTX-1 mediates a Notch
signal to block differentiation of neural progenitor cells. They found that a significant fraction of
Deltex1 is localized in the nucleus and physically
interacts with the transcriptional coactivator p300.
Deltex competitively inhibits the binding of the
neural-specific helix-loop-helix-type transcription
factor Mash1, thereby inhibiting its transcriptional
activity and neural differentiation. It seems likely
that additional transcription factors and cytoplasmic
adaptor proteins will be identified as mediators of
CSL-independent oncogenic Notch signaling. In
addition, it should be anticipated that these factors
will show specificity for individual Notch receptors.
THE UBIQUITINATION PATHWAY
AND NOTCH SIGNALING
Several studies have demonstrated the importance of ubiquitination in the regulation of Notch
signaling (reviewed by Lai (112)). The ubiquitination
pathway is a critical and conserved pathway for
regulation of many cellular processes including
protein turnover, trafficking, and transcription. The
basic pathway starts with the ubiquitin-activating
enzyme (E1) which transfers ubiquitin, a 76 amino
acid peptide, to a ubiquitin-conjugating enzyme (E2).
An E3 ubiquitin ligase combines with an E2 protein
to transfer ubiquitin to a target substrate, or to the
end of a polyubiquitin chain. As a consequence of
this pathway, soluble target proteins are marked
with ubiquitin for degradation in the proteasome. In
addition, ubiquitination of transmembrane proteins
at the plasma membrane targets them for endocytic
internalization, whereas ubiquitination of transmembrane proteins in the sorting endosome targets them
for degradation in the lysosome.
There are seven classes of E3 ubiquitin ligase
enzymes that have been implicated in Notch signal
transduction, or in regulation of the strength or duration of Notch signal transduction. These E3 proteins are Su(dx)/Itch, Deltex (DTX), Cbl, Neuralized,
Mindbomb, Sel-10/Cdc-4 (a substrate recognition
subunit in a multi-subunit E3 ligase), and Lnx. First,
Su(dx)/Itch, a Nedd4 class E3 ligase with an Nterminal C2 domain, central WW domains, and a Cterminal Hect domain, binds to the Notch ICD and
ubiquitinates it. Interestingly, Su(dx)/Itch can transfer
ubiquitin to Notch proteins that are still attached to
the plasma membrane, and may therefore control the
levels of Notch available for activation at the cell
Notch Signaling in Mammary Development and Oncogenesis
surface (113). Deltex (Dtx) proteins are ring-finger
class E3 ligases, capable of self-ubiquitination (114).
In mammals there are four DTX proteins (DTX-1,
-2, -2δE, and -3) that influence myogenesis, neurogenesis, and lymphogenesis. The N terminus of DXT-1,
DXT-2, and DXT-2δE binds to the Ankryn/CDC10 of
Notch ICD, whereas this domain is missing in DXT-3.
The role of Deltex (DTX) E3 ligase activity is unclear, since the ring-finger motif is conserved in evolution but is not required for rescue of Deltex lossof-function phenotypes in flies. Cbl is an E3 ligase,
most studied in the context of tyrosine kinase signaling. Jehn et al. recently reported that when Notch1 is
phosphorylated on tyrosine residues in C2C12 cells, it
binds to c-Cbl, and that the tyrosine-phosphorylated
form of Notch1 accumulates when cells are treated
with the lysosomal inhibitor chloroquine. Thus, Cbl
appears to target membrane-bound Notch for destruction in the lysosome, at least in some cells where
it is tyrosine-phosphorylated. Neuralized and Mindbomb are unrelated and conserved ring-finger class
E3 ligases, which function to ubiquitinate the cytoplasmic domain of Delta-family ligands in order to
stimulate their endocytic internalization (115). This
internalization of Delta, together with Notch ECD,
into signaling cells is required for activation of Notch
receptors in neighboring signal-receiving cells (see
above). It is not yet clear why both Neuralized and
Mindbomb have been conserved to perform the same
or similar functions during Notch activation. Sel10/Cdc-4 is an F-box WD40 domain protein in a large
multi-subunit E3 ligase known as SCF. Sel-10 binds to
the PEST domain of a specific phosphorylated form of
Notch ICD found in the nucleus, perhaps in complex
with the negative feedback regulator Nrarp (116).
Once bound, nuclear phospho-Notch ICD is ubiquitinated and targeted to the proteosome for degradation. The Sel-10 E3 ligase therefore functions to
limit Notch-dependent transcriptional regulation after nuclear translocation of Notch ICD (117–119). Interestingly, the Sel-10 gene has recently been deleted
from the mouse germline, and this causes a dramatic
elevation of Notch4 ICD without increasing expression of Notch1, 2, or 3 ICDs (120). Perhaps these
ICDs are ubiquitinated by the related E3 ligase Skp2,
or by Sel-10 and Skp2, in vivo (121). In 2001, Steve
Reed’s group found that Sel-10 also targets the cyclin E protein for ubiquitination, and therefore for
proteolytic degradation (122). In addition, this group
found that Sel-10 is a tumor-suppressor gene, mutated
in the SUM149PT breast cancer cell line, and in a large
number of endometrial carcinomas (122,123). Finally,
LNX (ligand of Numb-protein X) is involved in regu-
155
lating Notch signaling during asymmetric cell division
(reviewed in (112)). Numb is asymmetrically localized
in sibling cells whose fate is decided by Notch signaling (reviewed in (124)). McGill and McGlade (125)
have shown that Numb interacts with the WW domain of Su(dx)/Itch, and suggested that Numb acts
as an adaptor protein that recruits the Itch E3 ligase
and the ubiquitination machinery for the ubiquitination of the Notch ICD complexed with Numb. LNX
is an E3 ligase that targets Numb for ubiquitination.
Nie et al. (126) suggest that asymmetric distribution
of LNX would establish an asymmetric distribution
of Numb. It has been proposed that LNX augments
Notch signaling by lowering the level of Numb in
the daughter cell destined to respond to Notch
signaling.
It will be important to determine what role these
many E3 ligases play in regulating Notch signaling in
the mammary gland and breast cancer, and for what
biological outcome. Some recent data on mammalian
Neuralized speak to this issue (see below).
CROSS-TALK BETWEEN THE NOTCH
PATHWAY AND OTHER SIGNALING
PATHWAYS
Many examples of cross-talk between the Notch
pathway and other signaling pathways have been documented. For instance, cooperative and antagonistic
effects between Receptor Tyrosine Kinase/Ras pathways and the Notch pathway have been reported in
Drosophila (127) and C. elegans (128–130). In the
Drosophila eye, erbB and Notch signaling are used
together to control development of cone cells. In this
case, activation of erbB signaling in the neuronal photoreceptor cells is required for expression of Delta
ligand in these cells (131). Delta then functions together with erbB signaling to activate cone cell differentiation in neighboring cells (132). An antagonistic interaction between erbB and Notch signaling
has been seen during C. elegans vulval development
(128). In this case, erbB signaling and Notch signaling
are known to interact at multiple levels (133). First,
strong activation of erbB signaling in the P6.p vulval
precursor cell leads to expression of three Notch ligands (including the secreted Notch ligand, Dsl-1), and
to endocytosis and destruction of the worm Notch receptor, Lin-12, in this cell. Once P6.p expresses Notch
ligands, these ligands activate Lin-12 in neighboring
P5.p and P7.p cells. Lin-12/Notch signaling in P5.p
and P7.p activates expression of several redundant
inhibitors of erbB signaling in these cells, including
156
Mapk kinase phosphatase, Ack-1 kinase, and a number of proteins implicated in endocytic downregulation of erbB receptors (129,130,133–135). The complex interplay of Notch signaling and erbB signaling
in the mammary gland and breast cancer remains to be
investigated. However, as discussed above, Notch signaling can upregulate erbB2 expression (86), and activation of Notch1 cooperates with activation of erbB2
to induce breast cancer in mice (67). Notch signaling
is also used together with FGF receptor signaling to
regulate development in many contexts. In flies, Notch
signaling is used to suppress MAP kinase activation
downstream of FGF receptor signaling in the developing and branching trachea (136). This interaction
between Notch and FGF receptor signaling is found in
mammalian limb patterning and tooth development,
indeed in many contexts (137,138). In vitro, an antisense oligonucleotide against Jagged1 was found to
be a potent enhancer of FGF-induced angiogenesis
(139). This result led to the finding that Notch signaling even inhibits FGF-induced transformation of
fibroblasts, confirming the antagonistic relationship
between Notch and FGF signaling (140).
Fitzgerald et al. (78) have attempted to identify which signaling pathways collaborate with Notch4
ICD in mammary tumor development. Using cell lines
derived from transgenic MMTV LTR-Notch4 ICD,
they showed that inhibition of Erk/MAP kinase and
PI-3 kinase pathways, downstream of Ras, blocked
anchorage-independent growth of cells in soft agar.
Inhibitors of other signaling pathways including Srclike kinases (Lck and Fyn) and protein kinases A
and C had no effect in this assay. So, in this setting, there is a synergistic relationship between Notch
and Ras signaling pathways in Notch4 ICD initiated
mammary tumors. In another experimental system,
Weijzen et al. (90) show that oncogenic Ras activates
Notch signaling and that wild-type Notch1 is necessary to maintain the neoplastic phenotype in Rastransformed human cells, in vitro and in vivo. In these
Ras-transformed cells, expression of Notch1, Delta-1,
and presenilin-1 are upregulated, and Ras influences
Notch-1 signaling through a p38-mediated pathway.
Interactions between Notch and TGFβ signaling
pathways have also been reported. For example,
Blokzijl et al. (141) have described a synergistic interaction between Notch1 and TGFβ1 to upregulate
Hes-1 in myogenic cells. This effect was blocked by
expression of a dominant-negative form of CSL. The
mechanism underlying the integration of TGFβ1
and Notch signaling is likely through protein–protein
interaction between SMAD3, the intracellular trans-
Callahan and Egan
ducer of TGFβ1 signals, and Notch1 ICD. SMAD4 is
required for the functional interaction between the
Notch1 and TGFβ1 pathways. In addition, a SMAD3
point mutation that is not able to bind DNA is still
capable of potentiating the Notch1 ICD/TGFβ1
signal at the Hes-1 promoter. In reciprocal experiments, using the PAI-1 promoter that is specific for
SMAD3 and highly responsive to TGFβ1, Notch1
ICD could further enhance transcription activity of
the promoter in a concentration-dependent manner.
Whether this functional relationship between Notch1
and SMAD3 can be generalized to other members
of the Notch family and to other cellular contexts
remains to be determined.
As discussed briefly above, the fly Wnt protein
Wingless can bind to Notch extracellular domain
sequences (50). The function of this interaction was
initially very puzzling. More recent studies in flies
and mammals have revealed that Wnt and Notch
signaling pathways interact at multiple levels, since
these two pathways frequently function together to
regulate development (51,142). Indeed, Wingless not
only binds to Notch, but also activates a cytoplasmic
signaling pathway that functions to inhibit DSLligand activated Notch signaling. Wingless activates
the cytoplasmic Dishevelled protein, which in turn
binds to the Notch cytoplasmic domain to inhibit
signaling through Deltex. Wingless signaling also
inhibits glycogen-synthase kinase-3 (GSK-3) activity,
which is required to stabilize Notch ICD. Uyttendaele
et al. (74,143) have presented evidence for negative
cross-talk between the Wnt-1 and Notch4 signaling
pathways in the TAC-2 mammary epithelial cell line
suspended in collagen gels. In this setting Wnt1, like
HGF and TGF-β2, induces branching morphogenesis by TAC-2 cells. TAC-2 cells expressing Notch4
ICD did not respond to HGF or to TGF-β2, but
underwent branching morphogenesis in the presence
of Wnt-1, suggesting that Wnt1 signaling is dominant
to Notch4 ICD signaling in TAC-2 cells in the
branching morphogenesis assay. Deletion analysis
of Notch4 ICD demonstrated that the RAM23 and
Ankryn/CDC10 repeats are required for inhibition
of ductal morphogenesis.
NOTCH IN NORMAL AND PATHOLOGICAL
MAMMARY DEVELOPMENT:
MANY QUESTIONS
What is the role of Notch signaling in development of the mammary gland? This is a difficult
Notch Signaling in Mammary Development and Oncogenesis
question to address with our current state of knowledge. From what is known about the function of
Notch signaling in flies (6) and worms (144), we
could imagine a role for Notch signaling in epithelial/mesenchymal transitions, such as those in
mammary bud formation (145). Notch signaling
might regulate mammary epithelial growth and
branching during puberty (146). Notch signaling
could be involved in cell-fate specification, perhaps
controlling the rationing of cell types within the
mammary gland (6). Perhaps Notch signaling is
involved in inductive interactions in the mammary
gland (6,25,131). For example, Notch signaling could
control induction of mammary bud formation or
expansion. Maybe Notch signaling controls lactogenic differentiation (6,147–149), cell proliferation
(150,151), stem cell self-renewal (152), or even apoptosis/involution (153). The problem here is that there
are so many documented biological functions for
Notch signaling in both invertebrate and vertebrate
systems that we cannot even begin to guess what its
most important roles will be in the mammary gland
in the absence of some basic information, such as
Notch receptor, ligand, and Fringe gene expression
during development. In addition, the gain-of-function
experiments such as those performed with activated
Notch ICD proteins in tissue culture cells and in
transgenic mice must be complemented with Notch
gene loss-of-function experiments to determine what
Notch signaling does in the normal mammary gland.
In any case, we have learned some significant
lessons already that can hint at Notch functions in
this context (see above). For example, in TAC-2
mammary epithelial cells in vitro, activated Notch4
suppressed ductal growth and branching, as well as
formation of glucocorticoid-induced alveolar-like
structures (74,75). In addition, expression of Notch4
ICD blocked lactogenic differentiation (milk gene
expression) in HC11 cell cultures (Callahan, unpublished data). In vivo, expression of Notch4 ICD
inhibited ductal elongation and branching, as well as
alveolar development and differentiation in MMTVNotch4 ICD transgenic mice. Alveolar development,
cellular polarity, and lactogenic differentiation were
severely impaired in WAP-Notch4 ICD transgenic
mice. Multiple Notch receptors and ligands are
expressed in HC11 mammary epithelial cells in vitro
(see above), and multiple Notch receptors, ligands,
and Fringes are expressed during mouse mammary
gland development in vivo (Keli Xu and Egan, unpublished data). Interestingly, the expression pattern
of Notch receptors, ligands, and Fringes changes dra-
157
matically with each stage of mammary development,
suggesting that Notch signaling may indeed be used
for distinct functions during sequential stages. Preliminary loss-of-function experiments on a number
of Notch receptors, ligands, and Fringes support this
view (Keli Xu and Egan, unpublished data).
In 2001, Vollrath et al. reported a mammary
phenotype in mice with a targeted mutation in a
mammalian homologue of Drosophila Neuralized.
Unfortunately, this phenotype has not been characterized in detail, but appears to represent a defect in
alveolar development since the mutant gland is still
composed primarily of adipocytes during lactation.
In addition, lactogenic differentiation of alveolar
cells may be somewhat impaired. Since Neuralized
is required for Notch activation, this result strongly
suggests that Notch activation may play an important
role during pregnancy. Interestingly, Notch signaling
controls differentiation of adipocytes (154) and development/remodeling of the vascular system (155), two
critical stromal elements (156–158) regulating development in the mammary gland. Perhaps Notch regulates epithelial and stromal elements in this context.
NOTCH IN HUMAN BREAST CANCER
In many ways, it is also very difficult to address
the role, or potential role(s), played by Notch signaling in human breast cancer with the current state of
knowledge. As a starting point, it will be important
to determine which Notch receptors, ligands, and
Fringes are expressed in breast cancer, and whether
specific expression profiles correlate with specific
pathological or clinical features. To this end, such
expression analysis has been performed by in situ
hybridization on a collection of 25 human breast
tumors (Michael Reedijk and Egan, manuscript in
preparation). These data have revealed that all four
Notch receptors, four Notch ligands, and one of
three Fringes are expressed at varying frequencies
within this collection of tumors. For example, Notch3
is expressed in approximately half of the tumors
and highly expressed in three tumors. Interestingly,
Notch3 is very highly expressed in neovessels that
have been recruited to many of the tumors, suggesting that this receptor may play an important role in
breast tumor angiogenesis (Fig. 2). One of the biggest
challenges to assessing the role of Notch signaling
in human breast cancer is the heterogeneity of this
disease. Clearly a large collection of tumors must
be studied to establish any correlation between the
Notch system expression profile and tumor pathology
158
Callahan and Egan
Fig. 2. Notch-3 expression in human breast cancer samples. In situ hybridization using Notch-3
antisense (A & C) or sense (B & D) RNA probes. Images are shown at 20× magnification
using either brightfield or darkfield (insets) microscopy. Tumor 13 (C) demonstrates a fivefold
greater level of Notch-3 expression than Tumor 11 (A) as assessed by quantifying silver grains.
Solid arrows identify Notch-3-expressing VSMC.
or outcomes. Despite these challenges, our preliminary data indicate that Notch receptors, ligands, and
Fringes are expressed in human breast cancers and
supporting stromal elements, including tumor vessels.
Studies on Notch1 and Notch4 ICD in mammary
epithelial cell transformation have been extremely
informative and have guided our understanding of
oncogenic Notch signaling. It will also be important to
keep in mind the recent finding that Notch genes can
function to suppress tumor growth (159). Perhaps the
lack of Notch receptor, ligand, or Fringe expression
will be important in some human breast cancers.
Clearly, there are more experiments to do.
ACKNOWLEDGMENTS
We apologize to those whose work has not
been directly cited because of space limitations.
Sean Egan thanks Drs Michael Reedijk and Keli
Xu for permission to cite unpublished results.
Robert Callahan thanks Dr Ahmed Raafat and
Sharon Bargo for permission to cite unpublished
results. S.E.E. is supported by grants from the
Terry Fox Foundation, The Canadian Institutes for
Health Research, and the U.S. Army/Department of
Defense.
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