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HUSSERL AND THE PROBLEM OF ABSTRACT OBJECTS
George Duke
Peter Woelert*
Abstract
One major difficulty confronting attempts to clarify the epistemological and ontological
status of abstract objects is determining the sense, if any, in which such entities may be
characterised as mind and language independent. Our contention is that the tolerant
reductionist position of Michael Dummett can be strengthened by drawing on (usserl s
mature account of the constitution of ideal objects and mathematical objectivity.
According to the Husserlian position we advocate, abstract singular terms pick out
weakly mind-independent sedimented meaning-contents. These meaning-contents
serve as the thin referents of abstract singular terms, but are ultimately founded in
prior acts of meaning-constitution.
Introduction
One major difficulty confronting attempts to clarify the epistemological and ontological
status of abstract objects like numbers, sets and geometrical shapes is determining the
sense, if any, in which such entities may be characterised as mind and language
independent. The two extreme positions in the contemporary debate are Platonism and
nominalism, with the former upholding, and the latter rejecting, the mind and language
independence of mathematical objects. In this paper we argue for an intermediate antinominalist position on abstract objects based upon the application of insights from
Husserlian phenomenology to contemporary philosophy of mathematics. Our
contention is that the tolerant reductionist position of Michael Dummett can be
strengthened by drawing on (usserl s mature account of the constitution of ideal
objects and mathematical objectivity.1 (usserl s meaning-constitutional account, we
argue, provides the explanatory resources to justify Dummett s attempted middle-way
between Platonism and nominalism. Section one provides a critical overview of
Although it is well-known within the analytical tradition that the early Husserl was allegedly guilty of a
form of psychologism, it is less well-known that his later work on the foundations of the modern natural
sciences attributes an important role to linguistic practice in the constitution of mathematical objectivity.
The claim that contemporary work on the problem of abstract objects has much to learn from Husserl is
hardly new in itself. See, for example, Mohanty (1982), Ortiz Hill (2001), Tieszen (1990) and Willard
(1984). For the most part, and with some exceptions (Tieszen 2005; Tieszen, 2010) however, these
studies focus upon the Husserl-Frege debate rather than ways in which Husserl can shed light on
contemporary debates in the philosophy of mathematics.
1
1
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Dummett s intermediate position on abstract objects. Section two then expounds
(usserl s later work on ideal objects, with a focus upon the constitution of mathematical
objects through intentionality and sedimented meanings. Section three draws together
the preceding two sections to argue for a tolerant reductionist position which addresses
weaknesses in extant intermediate accounts. (usserl s theory of the constitution of
ideal objects explains why the reference of abstract singular terms to objects like
numbers can be regarded as both semantically legitimate and referentially thin.
According to the Husserlian position we advocate, abstract singular terms pick out
weakly mind-independent sedimented meaning-contents. These meaning-contents
serve as the thin referents of abstract singular terms, but are ultimately founded in
prior acts of meaning-constitution.
* Authors are listed alphabetically.
Section 1: Dummett and the Problem of Abstract Objects
Abstract objects are generally defined in negative terms as objects that are not situated
in space and time and not involved in causal relations. Examples are numbers, sets and
geometrical shapes. The problem of abstract objects is also generally posed in terms of
whether such objects exist in the sense of existence formalised in Quine s doctrine of
ontological commitment. Mathematical Platonism is the metaphysical position that
abstract entities like numbers possess mind-independent existence. Nominalism, by
contrast, asserts that mathematical objects do not exist, a thesis generally associated
with the claim that the existence of such objects is not required to explain the success of
our best scientific theories. There are a range of intermediate positions on abstract
objects, gathered together under the broad rubric of anti-nominalism. In the first
section of this paper we present the case for the tolerant reductionist anti-nominalist
position defended by Dummett (1991a), whilst also pointing to some areas where it
requires supplementation.
The core of Dummett s tolerant reductionism
a is the thesis that we are justified
in ascribing a semantic reference to abstract singular terms like numerals, but that this
2
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still allows for a reductive metasemantic analysis of our ontological commitment to
mathematical objects. Reference to abstract entities is legitimate insofar as the objects
picked out by abstract singular terms like numerals are capable of playing a semantic
role in the determination of the truth conditions of sentences. This thin form of
reference, however, is disanalogous to that found in the robust model of meaning
operative in the case of expressions picking out concrete objects like people, tables and
chairs. In the case of terms for concrete objects the identification of constituents of
extra-linguistic reality plays a substantive role in the determination of the truth
conditions of sentences containing such terms. In the case of abstract singular terms, by
contrast, it is mistaken to think of such terms as hitting upon pre-existent entities
considered as part of extra-linguistic reality. The details of this position on abstract
objects were developed, and are best understood in terms of, Dummett s critiques of
nominalism and Platonism.
1.1)
Critique of Nominalism
Dummett s early critique
,
and
of the reductive nominalism of
Goodman and Quine sets out from Fregean insights on the relationship between
sentences, truth and meaning. Once we grasp Frege s principle that it is only in the
context of a sentence that a word has a meaning, Dummett argues, then we will no
longer be susceptible to the nominalist prejudice that we must always be shown the
referent of a singular term for it to be legitimate. According to the early Dummett, the
context principle can secure a referent for abstract singular terms featuring in true
sentences and thus allows us to reject the nominalist superstition that numbers etc. are
illegitimate entities because we cannot enter into direct epistemic relations with
them.
)n Steps towards a Constructive Nominalism
Goodman and Quine had sought
to establish that statements seemingly about abstract entities can all be rephrased as
statements about concrete objects.2 Steps argues that we never need use variables
A more recent version of reductive nominalism is found in the work of Hartry Field (1980). Field argues
that the nominalist can avoid ontological commitment to abstract objects by denying that statements
featuring reference to such objects are literally true. We focus here upon the earlier version of
2
3
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that call for abstract objects as values
,
, and hence can avoid ontological
commitment to abstract objects by reducing all predicates of abstract entities to
predicates of concrete objects (1947, 107). The project of Goodman and Quine is thus to
demonstrate that our apparent commitment to abstract entities is a function of our
tendency to reify the putative correlates of abstract singular terms based on misleading
surface grammar and a faulty analogy with concrete particulars. Dummett s critique of
this position assumes both that the correct way to approach the problem of abstract
objects is by inquiring whether abstract singular terms (e.g. numerals) genuinely refer
to objects and that the context principle is capable of providing an affirmative answer to
this question.3 Our experience of reality as divided up into objects, properties etc. is on
this account determined by the logical-syntactic categories we employ and linguistic
expressions are accorded logical or explanatory priority over the correlative ontological
categories. Bob (ale and Crispin Wright, building on Dummett s interpretation of Frege,
have characterised this claim as the syntactic priority principle or the priority of
syntactic over ontological categories (Wright 1983, 30). Based on these assumptions,
Dummett argues that reductive nominalism misses the extent to which our
apprehension of objects of any kind is facilitated by our understanding of the meaning
of sentences. Frege s context principle teaches us that our commitment to entities
should be based on an account of how expressions standing for those entities function
in sentential contexts. If a term genuinely fulfils the syntactical function of a proper
name in sentences, some of which are true, then we have not only fixed the sense, but
also the reference, of that proper name (Dummett 1956, 40). As a result, we do not, as
the nominalist suggests, have a right in all cases to demand the possibility of entering
into direct epistemic relations with an extra-linguistic correlate of a linguistic
expression for that expression to be considered legitimately referential.
nominalism proposed by Goodman and Quine on the grounds that our main purpose in this section is to
explicate Dummett s position.
3 For Frege, the syntactic category of proper name stands for anything that is not a function and hence
lacks an empty place (2002, 13). A Fregean object is thus the referent of a proper name in a quite general
sense. Not only concrete things , but also the purported referents of abstract singular terms, such as
numbers, truth-values and value-ranges, can be considered as objects, insofar as these can be the
semantic correlates of proper names and fall within the range of the variables of a mathematical theory.
We here assume that Dummett is correct to attribute an at least inchoate semantics to Frege. For a
contrasting view, see Ricketts (2010) and Weiner (2007 and 2008). To enter this debate here would take
us too far afield from the main argument of the paper.
4
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)t is important to note, however, that Dummett s later work concedes some ground to
nominalist assumptions. In his later work, Dummett regards it as essential to the notion
of reference in the full-blooded sense that the identification of the bearer of a proper
name be a component of the determination of the truth conditions of a sentence
containing that name
,
. This view has repercussions for Dummett s critique
of nominalism. )n the case of an abstract singular term, the determination of the truth
or falsity of a sentence in which such a term occurs does not involve an identification of
an object as the referent of the term Dummett,
, xlii , precisely in the sense that
we do not enter into direct identifying relations with abstract entities.
By insisting on the need to include the identification of the bearer of a proper name
within a model of meaning for singular terms, Dummett s later theory manifests a
commitment to the epistemic priority of concrete particulars. A semantic approach to
the problem of abstract objects now proceeds by an investigation of the transferability
to abstract singular terms of a model for the meaning of proper names denoting
concrete objects, which, given an associated criterion of identity, can be picked out by
an ostensive gesture accompanied by the use of a demonstrative. In the case of names
for concrete objects the identification of an extra-linguistic referent is an ingredient in
the process of determining the truth-value of a sentence in which that name occurs. The
task Dummett now sets an account of abstract objects is to discover whether a model of
meaning incorporating an appropriate analogue for the identification of the referent of a
concrete singular term can be given some content Dummett
b,
in the case of
abstract singular terms. It is in this context that the later Dummett advocates a thin
theory of the reference for abstract singular terms. In order to see how Dummett
arrived at this position, however, it is first helpful to consider his critique of the neoFregean Platonism of Hale and Wright.
1.2)
Critique of Platonism
5
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Despite his rejection of nominalism, Dummett is also critical of what he considers a
Platonist mythology, according to which abstract objects like numbers possess robust
mind and language-independent existence. Dummett argues that if we are indeed
justified in taking abstract singular terms at face-value and attributing reference to
them on the grounds that we have provided determinate truth-conditions for the
sentences in which they feature, then the means by which such truth-conditions were
laid down cannot have involved any appeal to the notion of reference for such names
(Dummett 1991b, 83). In other words, contexts determining the truth-conditions of
sentences featuring abstract singular terms cannot, at pain of circularity, assume the
prior mind-independent existence of abstract objects. This not only undermines the
analogy between terms standing for concrete and abstract objects, it could also be taken
to entail that we can only permit as legitimate such abstract singular terms as are
eliminable .
It is in Dummett s critique of the neo-Fregean Platonism of Hale and Wright that
clarifies the reductionist component of his theory. Hale and Wright, like Dummett, argue
that the problem of abstract objects is one of determining whether our use of abstract
singular terms entails objectual reference. Hale and Wright, however, unlike Dummett,
hold to a strong version of syntactic priority according to which it is a sufficient (but not
necessary) condition for the existence of objects of some kind that there are true
statements in which expressions function as singular terms (1983, 14).4 On this basis,
the neo-Fregean attempts to prove the existence of numbers and other abstract entities
through abstraction principles of the form:
(a)(b) ((a) = (b) E(a,b))5
The emphasis upon syntactic priority is stronger in (ale and Wright s earlier position, but we mention
it here for the purposes of explicating Dummett s critique. The more recent focus of debates on neoFregeanism has been the contrast between arrogant and non-arrogant implicit definition of the
Numerical Operator (ume s Principle . This principle falls under the schematism set out in the next
sentence of the main text. On arrogant implicit definition see, in particular, (ale and Wright
,
152).
5 Where a and b are variables of a given type, is a term-forming operator denoting a function from items
of the given type to objects in the range of the first-order variables, and E is an equivalence over items of
the given type (Hale and Wright 2009, 178).
4
6
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Principles of this form serve as stipulative implicit definitions of the -operator and in
so doing also of the new kind of term introduced by means of it with the corresponding
sortal concept (Hale and Wright 2009, 179). Abstraction principles allow us to
overcome concerns about our epistemic access to abstract objects by giving an account
of the truth conditions of identities as coincident with those of a kind of statement we
already understand
,
. We can exploit this prior understanding to establish
our knowledge of the referents of the -terms, referents whose status as genuine
objects is guaranteed by the truth of the identity statements by means of which we gain
access to them. One of the advantages of this form of mathematical Platonism is that it
seems to provide a response to the generalised version of the well-known objection of
Benacerraf (1973), namely that given the classical semantics of mathematical truth it is
not possible to explain our epistemic access to objects like numbers. From the neoFregean perspective once we have settled, by syntactic criteria, that an expression fulfils
the role of a proper name, and features in statements, some of which are true, then we
have done all that we need to do in order to determine that the expression possesses
robust objectual reference.
Despite the fact that the neo-Fregean position here outlined has many affinities with
Dummett s early critique of nominalism, Dummett s later doubts regarding the
explanatory role of the context principle in an account of reference to abstract objects
would lead him to reject the possibility of a defence of Platonism on neo-Fregean
assumptions. For the later Dummett, an account of reference to abstract objects on the
basis of the context principle does not justify treating such objects as ontologically
robust, rather it presupposes that we are in possession of an understanding of the
domain under investigation in advance of the principle s application
a.
(ale and Wright s resuscitation of Frege s logicism is based upon a rejection of an
explicit definition of number in terms of classes of concepts and appropriation of the
contextual definitions of directions and numbers abandoned by Frege in the face of the
Julius Caesar problem.6 As Dummett argues, however, Wright and (ale s claim to have
Frege himself ultimately abandoned a contextual definition of numbers in terms of N= in Grundlagen due
to the Julius Caesar problem: The alleged inability of N= to justify the status of numbers as selfsubsistent objects with determinate criteria of identity. According to Frege, the inability of N= to decide
6
7
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overcome the Julius Caesar problem disregards the fundamental flaw that led Frege s
philosophy of mathematics into contradiction, namely impredicativity. Frege s N= has
the same logical form as the fateful abstraction principle embodied in Axiom V
regarding the notion of ranges of values. N= is clearly impredicative, insofar as it
quantifies over the sortal concept of number in the process of seeking to provide an
explanation of that concept.7 Overall, Dummett thus dismisses the neo-Fregean position
on abstract objects as exorbitant, denying that the context principle can get us to a
genuine, full-blown reference to objects
such terms is semantically idle
a,
a,
. The attribution of reference to
, insofar as there are no pre-existing
referents whose identification goes to determine the truth-conditions of sentences
containing terms like numerals.
1.3)
Tolerant Reductionism
Dummett s characterises his mature intermediate position as a form of tolerant
reductionism. The tolerant reductionist recognises that the assertion
refers to an
object can be construed as the equivalent, in the formal mode, of there is such a
number as
, and hence as true
a,
. (e denies, however, that we can take
sentences featuring abstract singular terms as having just the semantic structure that
they appear to have. This is because the fully-fledged or robust notion of reference is
not semantically operative in contextual definitions. In the case of such definitions
our grasp of the thought expressed by a sentence containing the term is mediated by our
knowledge … of how to arrive at an equivalent sentence not containing that term … so
that the notion of the reference of the term, as determined by its sense, plays no role in
our conception of what determines the thought as true or false (Dummett 1991a, 193).
statements of the form Nx:Fx = Julius Caesar or, more generally, NX:FX = q where q is a term not given
in the form Nx:Fx signifies a fatal indeterminacy in the proposed contextual explanation.
7 Dummett diagnoses the fundamental flaw in Frege s philosophy of arithmetic as the unavoidably
impredicative character of contextual explanations such as N=. In order to provide a sufficient basis for
elementary arithmetic, when combined with second-order logic, N= must be taken to introduce the
cardinality operator the number of Fs as applicable to predicates defined over a domain of objects
inclusive of the natural numbers themselves; that is, over predicates which themselves contain
occurrences of the cardinality operator that are not eliminable. Hale and Wright have attempted to meet
the Bad Company objection concerning the legitimacy of appealing to abstraction principles with the
same form as the ill-fated Axion V (see Hale and Wright 2001) and elsewhere; it is not possible to assess
the success of these attempts here.
8
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This suggests a thin theory of the reference of abstract singular terms which attributes
such terms with a semantic value but not a bearer.
Building on Dummett s work, Øystein Linnebo
;
has argued for an anti-
nominalist but non-Platonist meta-ontological minimalism about mathematical objects
based on the ascription to abstract singular terms of a semantic role in sentences.8
Linnebo employs Stalnaker s distinction
between semantics, understood as a
theory of how the truth values of sentences are determined by the semantic values of
their components, and meta-semantics, which describes how this process takes place
with reference to objects of different kinds. The distinctive move, which Linnebo
believes overcomes the difficulties in relation to allowing a notion of semantic value for
abstract singular terms, is to place the reductionist aspect of the account entirely at the
meta-semantic level, i.e. the level of explanation concerned with what is required for the
reference relation to obtain between a term and its semantic value. The central tenet of
Linnebo s meta-ontological minimalism is that it suffices for a term to be attributed a
reference in the sense of semantic value that it make a definite contribution to the truth-
value of sentences in which it occurs. Linnebo assumes that the semantic value [[E]] of
an expression E in extensional contexts is its referent. His claim that mathematical
singular terms have abstract semantic values and that its quantifiers range over the
kinds of item that serve as semantic values
,
allows that mathematical terms
have a reference in the sense that they go towards determining the truth-conditions of
sentences in which they feature, while still allowing for the possibility of a reductive
analysis of their ontological import. The applicability of the semantic notion of reference
in a particular case does not necessarily imply that the reference relation is reducible to
a semantic account; a description of what the reference relation consists in might point
to features that cannot be exhausted by an account given in intra-linguistic terms.
Linnebo calls objects of a given kind light-weight if sentences concerning them admit
of a meta-semantic reduction to sentences not containing them Dummett
,
.
The meta-semantic analysis operates at the explanatory level of the senses of
8 )n his recent reply to Peter Sullivan s essay Dummett s Case for Constructive Logicism Dummett
endorses Linnebo s account, going so far as to say that we may adopt this as a revised formulation of the
notion of a thin conception of reference
,
.
9
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expressions and sentences, whereas the semantic level works at the level of reference
by giving a compositional account of how the semantic values of expressions go towards
determining the semantic value of larger linguistic units, such as sentences, of which
they are a part. This still leaves open the question, however, as to the ontological status
of objects that are thin and amenable to meta-semantic reduction.
Linnebo grants that his meta-ontological minimalism is suggestive of a form of
reductionism, whilst seeking, like Dummett, to avoid the extremes of an intolerant
nominalism. As Linnebo s own account of truth-value realism suggests, however, it is
possible to align his views concerning the semantic values of abstract singular terms
with nominalism. By making a distinction between the language LM in which
mathematicians make their claims and the language LP in which nominalists and other
philosophers make theirs
,
, the nominalist can assert, like Field, that the
statement there are prime numbers between
and
is true while simultaneously
arguing that there are no numbers. This is because the nominalist s statement about
prime numbers is made in LM whereas the nominalist s statement that there are no
numbers is made in LP. As a result, it would appear that that the nominalist s assertion
regarding the existence of numbers is coherent provided that the sentence about primes
is translated non-homophonically from LM into LP
,
. The lesson to draw from
this seems to be that a fully worked out anti-nominalist position needs to confront the
question of the qualified mind and language independence of mathematical objects, if it
is not to culminate in a form of sophisticated nominalism.
)n order to consider Dummett s thin theory of reference for mathematical objects as a
genuinely intermediate position, therefore, it would be necessary to demonstrate how
abstract singular terms are more than mere shadows of syntax . As such, it is a
desideratum of an intermediate position to give a more complete explanation of the way
in which the referents of abstract singular terms can play a semantic role in determining
the truth of the sentences of mathematics. What we require is thus an account which
can explain the qualified sense in which mathematical objects possess mind and
language independent existence. (usserl s later genetic-phenomenological work on the
constitution of geometrical and mathematical ideal objects, we argue, can point us in the
10
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direction of such an account and it is to this work that we now turn in the second
section of this paper.
11
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Section 2: Husserl on the Constitution of Ideal Objects
In the previous section we argued that a well-motivated intermediate theory of abstract
entities needs to explain the qualified mind and language independence possessed by
objects such as numbers, sets and shapes. It is in this regard, we argue in what follows,
that the work of the later Husserl is particularly instructive. Whilst Husserlian
phenomenology obviously differs from Dummett s approach in many of its fundamental
assumptions,9 his philosophy of mathematics nonetheless suggests an intermediate
position whereby abstract or ideal objects are constituted through intentional acts
and yet also possess a qualified mind and language independence.
The position we defend in the next two sections has many affinities with Richard
Tieszen s characterisation of (usserl s position in the philosophy of mathematics as a
form of constituted platonism
,
. Tieszen s argument involves two core claims:
a) that knowledge of mathematical objects is impossible without intentionality (2010,
, and b that the objects that are intended by consciousness are to be thought of as
founded invariants in mathematical experience
,
. Constituted platonism
thus regards mathematical objects as constituted non-arbitrarily
,
through
the intentional activity of consciousness but as nonetheless subject to grammatical,
formal and meaning-theoretic constraints. A position which emphasises the importance
of intentional acts of meaning-constitution for the existence of mathematical objects is
obviously
inconsistent
with
the
robust
mind-independence
associated
with
mathematical Platonism. It is consistent, however, we will argue, with an
acknowledgment that mathematical objects possess mind-independence in the weaker
sense that their existence (and the objective truth of statements referring to them) is
not attributable to any private cognition or speech act.
Dummett himself gives an instructive overview of the differences between his own approach and
Husserlian phenomenology in (1993). Dummett, who concentrates in his analysis upon the Husserl of the
Ideas 1 period, rejects in particular the phenomenological emphasis upon the transcendental ego in the
constitution of meaning and the role of intentionality in the theory of reference. Another important
difference in this context is the complete absence within the Dummettian account of anything equivalent
to (usserl s earlier theory of categorial intuition as put forward in his Logical Investigations (1970c),
although a full discussion of this difficult theme is outside the scope of this paper (see for instructive
discussions of (usserl s theory of categorial intuition Lohmar
and Cobb-Stevens (1990)).
9
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Building upon Tieszen s account, in what follows we aim to show that the thesis of such
qualified mind independence, and more generally that of a constituted realism with
regard to mathematical objects, can be qualified further in important respects by paying
heed to (usserl s later genetic-phenomenological writings. These writings and the
meaning-constitutional considerations contained in them are not directly considered in
Tieszen s account. More specifically, we think that (usserl s genetic phenomenology
makes it possible to a) specify the nature of and role played by the grammatical, formal
and meaning-theoretic constraints Tieszen refers to, and b) to clarify and highlight the
role played by intersubjectivity in the constitution of abstract mathematical objects.
2.1) The Genetic Constitution of Ideal Objectivity: From Intentionality to
Sedimentation
Let us begin by sketching some of the key concepts of (usserl s phenomenology and his
phenomenological theory of constitution more narrowly. Regardless of its variations,
(usserl s use of the concept of constitution is intrinsically connected to reflections on
the nature of meaning.10 The point of departure for these reflections is the question of
how meaning manifests itself, for example, in and through perceptual acts and linguistic
expressions. )n regard to (usserl s concept of constitution, one can distinguish between
a static and genetic variety of this concept (see Bernet, Kern and Marbach 1993, 195204); and it is the latter, genetic variety that is most relevant for our discussion. What
defines (usserl s analysis of static constitution is that it has stable objects, a stable
ontology as its guide
Bernet, Kern and Marbach
,
. By contrast, in an
analysis of genetic constitution, the major questions concern the ways in which these
objects are constituted. Thus, as Bernet, Kern and Marbach (1993, 201) stress, in the
transition from static to genetic phenomenology, the concept of constitution, in term of
(usserl s understanding of the concept of constitution changed significantly along with the major shifts
in his philosophy, in particular the transition from static to genetic phenomenology (Sokolowski 1964;
Bernet, Kern and Marbach 1993). The most comprehensive discussion of (usserl s concept of constitution
and its formation is Sokolowski (1964). For a more recent discussion that relates Husserl s concept of
constitution to contemporary philosophy of mind see Huemer (2003).
10
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its direction of enquiry, undergoes a significant shift:
The object is no longer the
guidepost as it is in static phenomenology. )t is rather something that has come to be .
Importantly, and as we will see in more detail below, this does not entail, however, that
(usserl s genetic phenomenology denies the objectivity of abstract objects.
The phenomenological concept of constitution can only be understood properly if
considered against the backdrop of the concept of intentionality. The main function of
this concept is to properly reflect the apparent peculiarity that individual
consciousness, in its various cognitive and affective manifestations, essentially is
directed towards objects, that is, it is consciousness of something (usserl
,
.
Consciousness intentionality becomes most evidently manifest in the domain of senseperception, where an object can be directly intended by an individual and embodied
cognitive agent in its concrete bodily presence (see Zahavi 2003a, 28-29). However,
there is of course also directedness of consciousness involving abstraction, idealization,
reflection, formalization, and other higher-order cognitive activities
185).
Tieszen
,
Precisely such higher-order cognitive activities are central to the constitution of those
objects, like numbers and geometrical shapes, to which (usserl attributes
objectivity
(usserl
b,
ideal
. For (usserl, such ideal objectivity entails a that the
intended objects always remain the same, regardless of particular spatial situations and
historical contexts (see Husserl 1970b, 356-
, and b that they do not exist as
something personal within the personal sphere of consciousness but rather are exactly
the same objects accessible by all actual and potential minds (Husserl 1970b, 356). The
particular task of a phenomenological theory of constitution then is, as Husserl describes
it in his Formal and Transcendental Logic, to reveal the sense in which ideal objects are
essentially products of the correlative structures of productive cognitive life , without this
compromising the ideal Objectivity of those objects
discussions Hartimo 2012; Tieszen 2010).
,
63; see for further
In his later phenomenological account, which foregrounds the genetic dimensions of the
constitution of ideal objects, Husserl singles out Euclidean geometry as having for the first
14
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time constituted a totality formed of pure rationality (usserl
a,
. For (usserl
the constitution of ideal objects conceived of as belonging to an infinite world of idealities
within a rational-mathematical science (Husserl 1970a, 22) only becomes possible,
however, with the modern algebraisation of geometry. What characterises the modern
algebraisation of geometry is that algebra is effectively used in scientific practice as a
universal formal language by means of which both geometrical and arithmetical
problems can be solved in equal measure. For Husserl, such a systematised employment
of formal symbols in mathematical thinking, where the symbols employed are
progressively emptied from all intuitive content and associations and solely related to
each other through a rational canon of rules (see Husserl 1970a, 46), coincides with the
systematic development of a truly symbolic, abstract conception of number (Husserl
1970a, 43-48, and more comprehensively, Klein 1968, chapter 12). What characterises
such a conception, Jacob Klein observes, is that a number thus conceptualised no longer
represents something that has a concrete reference, for example, a definite number of
material bodies. Rather, a number now essentially constitutes a symbolic abstraction,
where a number symbol signifies the concept of the number as a multitude of units
(Klein 1985, 62-63). As a consequence, the (symbolic) concept of number is thus
understood to exist independent from any certain, countable objects, while at the same
time, in algebraic practice and thinking, it is increasingly taken for granted as having its
own real and objective existence Klein
,
.
For Husserl then, the development of such a symbolic form of mathematical thinking is a
crucial step in to the process leading to the constitution of mathematical ideal objectivity.
(usserl speaks in this regard of the transition from an originally evident conceptuality
to a
symbolic substitute-conceptuality
(usserl
,
, our translation . This
transition is directly related to the overarching process whereby material mathematics
is put into formal-logical form (usserl
completely universal formalization
a,
(usserl
, and which ultimately culminates in a
a,
of the science of mathematics.
Husserl notes that from a genetic-phenomenological perspective on meaning
constitution, the symbolic formalisation of mathematics goes hand in hand with a
peculiar shift or displacement of meaning (Sinnverschiebung). A displacement or shift of
meaning, Husserl notes, because in formalised mathematical practice, for example in
15
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algebraic calculation, one lets the geometric signification recede into the background as a
matter of course, indeed drops it altogether; one calculates, remembering only at the end
that the numbers signify magnitudes (usserl
a,
. Thus, in such a mathematical
practice, the numbers attain, as it were, a displaced, symbolic meaning , where this
displacement is however considered to be crucial for the accomplishment of the
aforementioned project of a completely universal formalization
(usserl
a,
.
Husserl further argues that such a displacement of meaning, if considered from a
genetic-phenomenological perspective, is closely linked to a process he refers to as an
emptying of meaning
Sinnentleerung) – an emptying since in formal-mathematical
practice, the system of formal symbols is semantically emptied from any intuitive and
intuitively evident associations, as is the ultimately the formalised thinking itself (see,
e.g., Husserl 1970a, 46).
This displacement and emptying of meaning can be aligned with what (usserl more
generally refers to in his later writings as the process of a sedimentation of meanings
b . Generally speaking, (usserl s concept of
sedimentation
refers to a
linguistically mediated process of a consolidation of meanings. Such consolidation entails
for Husserl that in human thinking, those meaning-constitutive cognitive structures that
have their base in the human individual s own, perceptual-intuitive activity, are
progressively superimposed by persisting linguistic acquisitions (usserl
b,
.
(usserl s take on sedimentation is at times negative insofar as he associates
sedimentation both with cognitive passivity and forgetfulness (see Klein 1940, 155-156).
At the same time, however, it also appears as if Husserl considers the sedimentation of
meanings, and in particular the sedimentation of meaning through writing, to play an
essential role in the constitution of more abstract and complex modes of thinking and
that of the objects associated with them. This applies most of all to those scientific modes
of thinking whose underlying, constitutive form of intentionality necessarily involves
systematic use of the technique of formalisation. Closely related to this concession,
(usserl also admits that the emptying of the meaning of mathematical natural science
through the technique of formalisation (Husserl 1970a, 46), if considered from a
16
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practically-minded scientific point of view, is perfectly legitimate, indeed necessary
(Husserl 1970a, 47).
To spell this out, Husserl seems to acknowledge, either directly or indirectly, that
processes of sedimentation centrally participate in the constitution of scientific thought
and that of its objects in at least two ways.
First, processes of sedimentation, in stabilising and conserving thought through
persisting linguistic acquisitions , facilitate the liberation of the individual mind from the
impossible, and ultimately unproductive task of thinking everything and constantly anew.
This is crucial, for as a matter of fact, any form of scientific practice incessantly
questioning and reflecting upon its own concepts and their status and limitations, and
thus constantly starting anew, would be intolerably constrained from a practical
perspective. Of particular importance in this regard is that processes of sedimentation,
and those being related to the use of formalising symbolic technologies in particular,
allow to significantly detach thinking from the individual mind and the latter s particular,
subjective dispositions and motivations. This ensures that the results produced by such
thinking are reliable, reproducible, translatable and exact. Given that sedimentation in
some sense stabilises and objectifies thought, and also frees up cognitive resources in
this process, it can even be plausibly argued that the more that thought is sedimented,
the more potential for scientific progress there is (see Buckley 1992, 91).
Second, Husserl appears to recognise that with particular regard to the constitution of
ideal objects, processes of sedimentation, specifically those processes that involve the
symbolic or linguistic embodiment of ideal meanings through writing, guarantee that the
original idealities of geometrical thinking retain their genuine, original meaning
(Husserl 1970b, 366). This is not to say that such idealities are originally constituted
linguistically. Even in his later thought, Husserl indeed is careful to maintain a distinction
between ideal geometrical objects – which are constituted by intentional acts of
consciousness – and the idealities of geometrical words, sentences, theories – considered
purely as linguistic structures
(usserl
b,
. From a meaning-constitutional
perspective, however, the symbolic embodiment and sedimentation of original ideal
17
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meanings can nevertheless be considered crucial in that it makes such meanings
accessible, at least potentially, to their reactivation by a plurality of individual, embodied
minds, regardless of concrete spatio-temporal settings, where moreover in all such
reactivation such meanings manifest themselves intersubjectively as remaining always
one and the same.11 According to Husserl, such sedimentation and subsequent
reactivation of constituted meanings is important for it ensures that ideal objects come to
exist, in enduring fashion, objectively in the world see (usserl
b,
. Viewed in
this light, it can plausibly be said that, from the perspective of meaning-constitution, the
external, material medium of writing constitutes a necessary condition for the lasting
existence of the ideal objects that are constituted through intentional acts, ultimately
establishing these objects perfect objectivity
Klein
,
.
Finally, there is also a third, more radical and unorthodox line of argument to be made for
the crucial role processes of sedimentation plays in the constitution of ideal objects, one
which builds upon and yet also departs from (usserl s position presented in his late
writings. This is the argument that the constitution of more complex sorts of ideal objects
is from the very outset only accomplishable by way of the embodiment of ideal meanings
through writing. The reasoning is that the sensible embodiment (Husserl 1970a, 26) of
geometrical and mathematical significations through writing makes such significations
first of all accessible to the sort of repeated procedures of mental manipulation (usserl
1970a, 27) that are crucial for the scientific constitution of ideal objects. This applies for
instance clearly to the algebraic, formal-symbolic sort of mathematics that facilitates the
overarching mathematisation of geometrical bodies. This would however mean, contrary
to what Husserl insists in his late writings, that the constitution of ideal objectivity can no
longer be based exclusively on an act of pure
thinking that would be internal to
intentional consciousness (Husserl 1970b, 377; see similarly also Tieszen 1989, 116117).
Importantly, the enduring symbolic embodiment of scientific concepts and contents makes it not only
possible that they can be repeatedly and continuously accessed by a theoretically unlimited number of
individual, embodied minds, but it also makes it considerably easier to subject complex theoretic-scientific
constructs to a sustained form of critical examination, and at the same time, to progressively building upon
and systematically refining them (see Donald 1991, 316).
11
18
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Overall, from a genetic-phenomenological perspective, it can thus be concluded that
ideal objects belong to a peculiar class of constituted objects whose own constitution is
based on intentional acts and yet is inseparable from specific constraints imposed by
external symbolic practices and related processes of sedimentation on such acts. In a
minimal sense, it has been argued that these practices and processes make it possible
that such objects are intersubjectively accessible, by a plurality of cognitive agents, in
persisting form, and hence become manifest to these agents as being objectively one
and the same. A more radical argument presented here was that symbolic practices also
can be considered to play a crucial role in the original scientific constitution of specific,
mathematical-formal sorts of ideal objects and their meanings. In either case, this does
not imply that the meanings associated with ideal objects are arbitrary or subjective. In
the final section of this paper we will now explain the relevance of this meaningconstitutional account for debates on the referential status of abstract singular terms
and the objectivity of mathematics.
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Section 3: Husserl and Abstract Objects
Tolerant reductionism upholds mathematical truth and the legitimacy of reference to
objects like numbers and sets, but rejects Platonist assumptions about the mindindependent existence of abstract entities. Extant tolerant reductionist accounts,
however, including those of Dummett and Linnebo, have failed adequately to justify the
claim that the referents of abstract singular terms can play a semantic role in
determining the truth conditions of sentences. In the final section of this paper we draw
together the preceding analyses to argue that (usserl s theory of meaning-constitution
and sedimentation can (a) explain the qualified mind-independence of mathematical
objects (b) provide a framework for justifying the attribution of a thin notion of
reference to terms for mathematical objects, without this entailing that abstract objects
exist in an ontologically robust sense which renders our epistemic access to them
mysterious.
Just as Dummett s tolerant reductionism seeks a position intermediate between
Platonism and nominalism, (usserl s meaning-constitutional account attempts to avoid
the extremes of Platonism and psychologism.12 For the later Husserl, ideal objects are
independent of the psychological activity of any particular agent, but are nonetheless
dependent upon meaning-constitutional acts of intentional consciousness. As Tieszen s
(20
appeal to the notion of a constituted Platonism makes clear, (usserl s
phenomenological approach thus mediates between the two extreme positions that
tend to dominate contemporary debates on abstract entities. Tieszen s account of
constituted Platonism – and the solution it provides to the problem of the qualified
mind and language independence of abstract entities – can be further clarified, however,
by taking into consideration the later (usserl s work on the meaning-constitutional
import of the sedimentation of meanings. The sedimentation of constituted ideal objects
through writing makes such objects intersubjectively accessible to a plurality of
This is not the place to enter into debates about (usserl s alleged early psychologism. )f we define
psychologism as the failure to distinguish between subjective psychological experiences and the objective
meaning-content that is instantiated in such experiences, however, then it is clear that (usserl s later
work is not vulnerable to this charge. (usserl s middle and later phenomenology demonstrates a clear
recognition of the distinctions between acts of meaning-constitution considered from the perspective of
intentionality and the ideal meaning content that is instantiated in such acts (see, e.g., Husserl 1970b,
356).
12
20
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linguistically competent agents and provides the basis for subsequent reactivations of
meaning-content. It is through such secondary reactivation that the enduring
objectivity of ideal objects first of all manifests itself to such agents.
We are now in a position to demonstrate the significance of this development in
(usserl s thought for debates on abstract entities. The emphasis that the later Husserl
places upon symbolic processes of the sedimentation of meaning as the condition for
the enduring, intersubjectively validated objectivity of ideal mathematical objects
explains why the reference relation in the case of abstract singular terms differs from
that operative in the case of names for concrete objects. In the former case, constituted
meanings, in combination with processes of sedimentation, are able to achieve an
intersubjectively accessible and demonstrable objectivity that goes beyond any
particular psychological act. Those higher-order cognitive practices necessary for the
constitution of abstract objects presuppose that we can refer to and re-activate
constituted meanings, on the basis of their prior sedimentation, but this clearly does not
entail a naïve metaphysical platonism Tieszen,
,
, where the objects referred
to are conceived of as existing in complete independence from human intentionality,
thought and practice.13
Husserl s meaning-constitutional account of ideal objects provides a more complete
account of the qualified mind and language independence of abstract objects than is
found in Frege or the analytic tradition more generally. As we saw in section one, the
traditional Platonist upholds a strong counterfactual notion of mind and language
independence according to which abstract entities would exist even if there were no
intelligent agents to think or talk about them. Although such a position is difficult to
justify without recourse to Platonist mythology, it nonetheless remains incumbent on
13
It has been claimed by Zahavi (2003b) that Husserl himself in his earlier writings, notably the Logical
Investigations, originally upheld a view concerning philosophical questions regarding the (mindindependent reality of intentional objects that can be referred to as metaphysical neutrality . The
question whether the earlier Husserl s position regarding abstract objects really can be subsumed under
the principle of metaphysical neutrality lies beyond the scope of this paper; The prevailing view in the
literature continues to be that (usserl s earlier view of abstract objects may indeed be classified as
Platonist (see for a discerning discussion Hartimo 2012). In regard to Husserl later, genetic writings,
which we have focused upon in our discussion, (usserl s key insight is that questions concerning reality
and objectivity, including the reality of ideal objectivity, cannot be considered apart from questions
concerning (transcendental) intersubjectivity and its constitutive function (see for a range of supporting
references from (usserl s work Zahavi
a,
-125).
21
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any philosophy of mathematics to explain the ideality of mathematical objects. What is
required, therefore, is an account that acknowledges both the independence of
mathematical objects from discrete psychological acts and the objective truth of
mathematical statements, without this entailing complete independence from the mind
and its meaning-constituting activity. (usserl s genetic-phenomenological account
achieves this balance because it explains mind and language independence in terms of
the abiding intersubjective validity of meaning-content that is rationally constituted
through processes of idealisation and formalisation, and which can be re-activated as a
result of prior processes of sedimentation.
It is worthwhile recalling at this point the Dummett-Linnebo thesis that reference to
abstract objects is language-internal or thin. In the case of an expression picking out a
medium-sized concrete object, Dummett argues, the identification of that object plays a
role in the determination of the truth conditions of a sentence containing reference to it.
In the case of abstract singular terms, by contrast, the identification of an abstract object
– at least considered as a constituent of external reality – does not play such a role. This
is what leads Dummett to express serious doubts about the attribution of a robust
notion of reference to abstract singular terms, and ultimately to adopt a position that
has strong nominalist tendencies. Linnebo s analysis of the capacity of abstract singular
terms to play a semantic role within sentences is similarly suggestive of a sophisticated
version of nominalism. Linnebo s analysis of the notion of semantic role, moreover, does
not adequately address how the thinness of reference to abstract objects is compatible
with their qualified mind and language independence. (usserl s later account of ideal
objects, by contrast, allows for a more cogent explanation of the thinness of abstract
singular terms than is found in extant intermediate accounts. In his later work, Husserl
emphasises the role played by symbolic forms that embody sedimented meaningcontents based on earlier acts of meaning-constitution (even if the authentic, original
meaning of such contents is often left dormant). This account accordingly explains the
thinness of reference to abstract objects in terms of the capacity of abstract singular
terms, such as numerals, to refer to sedimented meaning contents that, in turn,
presuppose prior acts of meaning-constitution.
22
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Construing the reference of abstract singular terms as thin in the above sense explains
why framing the problem of abstract objects in terms of existence is potentially
misleading. As Tieszen s
analysis suggests, the primary problem of abstract
objects is that of adequately characterising their qualified mind-and language
independence. Once we adopt (usserl s meaning-constitutional perspective, however,
there is no conflict between regarding numbers as constituted entities from a
phenomenological-genetic perspective whilst also regarding them as extensional from
the semantic perspective. This returns us to the discussion in section one regarding the
reductionist aspect of Dummett s intermediate position. The interpretation one puts
upon the quantifier from a meta-semantic perspective is decisive here and a few
comments are therefore needed at this point on the meta-semantic position suggested
by tolerant reductionism. This involves a clarification, if not rejection, of Quine s
doctrine of ontological commitment.
Nominalistically inclined philosophers of mathematics such as Jody Azzouni (2004)
have recently argued that the claim that the objectual quantifier quantifies over a
domain of real objects is a postulate and is not guaranteed by the semantic condition for
the quantifier. Even if we assume a standpoint where there are Fs commits us to Fs,
and that there are Fs is thus true, we cannot conclude that there really are Fs. The
conclusion is that we cannot move from reference to ontology in the full-blooded sense
of telling us what there really is. We can talk about immanent ontology if we wish – the
presupposition here is that the object language is part of the metalanguage – but this is
really just to talk about what makes our statements true within a particular language.14
Carnap s account of existential quantification is germane here. Carnap suggests that it is
at the level of statements presupposing (in the background semantics of the interpreted
language) that numbers exist that philosophical argument about the existence of such
entities needs to be carried out (see Tennant 1997, 310). Pace Quine, statements such as
x x =
(1997, 3
do not, of themselves, convey commitment to numbers, unless taken jointly
. This is because only the stance or attitude of mind involved in whole-
heartedly adopting the relevant form of discourse conveys commitment to the things
whereof one speaks (1997, 310). So, from a Carnapian perspective, we can quantify
14
Our analysis here is indebted to Brogaard (2008) and Eklund (2010).
23
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over numbers and express commitment to the truth of a mathematical theory whilst
still maintaining that numbers are ontologically thin.
One of the advantages of a Carnapian account (see 1950) of ontological commitment is
that it allows for the adoption of a tolerant attitude towards abstract objects. The
rationale for such a tolerant stance, however, is best understood in terms of the
Husserlian
meaning-constitutional
account
we
have
outlined.
Reference
to
mathematical objects is not only possible; it is a presupposition of the meaningfulness
of a science such as arithmetic. In referring to numbers as objects, however, we still
leave open the possibility of a metasemantic reduction of their ontological import. Such
a reduction is indeed strongly suggested by the fact that we are dealing with
sedimented meaning-contents rather than pre-existing constituents of extra-linguistic
reality.
In closing, the merits of a tolerant reductionist position incorporating Husserlian
insights on meaning-constitution can be seen in the way it accommodates the partial
truths and avoids the extremes of both Platonism and nominalism. The truth implicit in
Platonism is that mathematical objects have a qualified mind and language
independence. But this is not to say that one can simply establish that they are
independent of the minds and linguistic practice of agents simpliciter, or that such
objects are discovered. Rather, what it means is that the objects of mathematics, while
constituted, have an intersubjectively accessible, enduring ideal objectivity, which is
validated through the reactivation of sedimented meanings. The nominalist, like
Husserl, rejects the Platonist image of a pre-existing realm of strongly mindindependent mathematical objects. Yet unsophisticated variants of nominalism
contradict our capacity to engage in meaningful discourse about mathematical objects.
More sophisticated variants are not necessarily incompatible with the position
defended here, but lack the explanatory power of (usserl s genetic-phenomenological
account due to their neglect of meaning-constitutional considerations.
School of Humanities and Social Sciences
Deakin University
24
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Melbourne Graduate School of Education
The University of Melbourne
25
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