Article
pubs.acs.org/JPCC
Anatase-to-Rutile Phase Transition in TiO2 Nanoparticles Irradiated
by Visible Light
Pier Carlo Ricci,*,† Carlo Maria Carbonaro,† Luigi Stagi,† Marcello Salis,† Alberto Casu,‡ Stefano Enzo,§
and Francesco Delogu∥
†
Dipartimento di Fisica, Università degli Studi di Cagliari, S.P. Monserrato-Sestu Km 0,700, 09042 Monserrato (CA), Italy
Istituto Italiano di Tecnologia (IIT), via Morego 30, 16163 Genova, Italy
§
Dipartimento di Chimica e Farmacia, Università degli Studi di Sassari, via Vienna 2, 07100 Sassari, Italy
∥
Dipartimento di Ingegneria Meccanica, Chimica, e dei Materiali, Università degli Studi di Cagliari, via Marengo 2, 09123 Cagliari,
Italy
‡
S Supporting Information
*
ABSTRACT: The light-induced phase transition of TiO2
nanoparticles from anatase to rutile structure is reported
depending on the surrounding environment, the transition
being accomplished under oxygen-poor conditions. The
transition mechanism is interpreted in the framework of oxygen
adsorption and desorption phenomena with the involvement of
surface oxygen vacancies and F centers. It is shown that the
observed phase transition is not thermally driven because the
local temperature of the nanoparticles during irradiation is
about 370 K (estimated through the Stokes to anti-Stokes
Raman peaks ratio). On the contrary, the phase transition is
initiated by intragap irradiation (with the exception of the red
light one) that acts as TiO2 surface sensitizer, promoting the
activation of the surface and the nucleation of rutile crystallites starting from two activated anatase neighboring nanoparticles.
nanometer-sized systems containing different TiO2 phases,12
probably due to an effective separation of charge carriers in the
different phases, which suppresses the electron−hole recombination mechanism.12
Within this framework, achieving a suitable control of the
phase transition behavior of nanometer-sized TiO2 materials
would represent a significant progress on the way of their full
exploitation in different areas of science and engineering.12−15
In this regard, it must be noted that also the relative
thermodynamic stability of rutile, brookite, and anatase is
affected by size effects. In particular, anatase becomes the most
stable phase as the size of coherent diffraction domains is
smaller than 13−16 nm,16,17 being the surface energies of rutile
and anatase equal to about 1.91 and 1.32 J m−2,16 respectively.
Accordingly, the anatase-to-rutile phase transition in nanostructured systems can be induced by raising the temperature
above 970 K.18 Experimental findings suggest that the
occurrence of such phase transition is related to the coalescence
of neighboring anatase grains at high temperature.16−20 In
addition, the phase transition behavior is affected by the initial
grain size, chemical surroundings, and impurities.16−20
INTRODUCTION
Titanium dioxide (TiO2) is a semiconductor strategic to a
variety of cutting-edge areas of science and engineering, with
applications ranging from medicine to chemical and electronic
industries.1−7 It is a polymorphic material with three allotropic
forms, namely anatase, brookite, and rutile. Characterized by
the highest thermodynamic stability at room temperature and
pressure, rutile exhibits a tetragonal P42/mnm crystalline
structure. Instead, brookite and anatase are respectively
orthorhombic Pbca and tetragonal I41/amd. In combination
with a high dielectric constant, the large band gap nominates
rutile as a natural candidate to semiconductor electronics,
where it is actually widely employed. However, anatase attracts
as well considerable interest, mostly due to its superior
photocatalytic properties.8
The physical and chemical properties of rutile, brookite, and
anatase are affected by size effects and related surface effects.
The size reduction of coherent diffraction domains down to the
nanometer range induces, for these TiO2 systems, a marked
change of band gaps and refractive indexes as well as of the
rates of charge transfer across interfaces. In turn, this results in
enhanced photocatalytic properties8 in the anatase phase, with
important consequences for the photoassisted production of
hydrogen from water,9 and the efficiency of dye-sensitized solar
cells.10,11 The enhancement of photoactivity is even larger for
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© XXXX American Chemical Society
Received: December 14, 2012
Revised: March 21, 2013
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detection system was employed to record the photoluminescence spectra obtained in the visible range. Unless otherwise
indicated, the Raman spectra were acquired in the Stokes
region.
Laser irradiation experiments and Raman scattering measurements were carried out on 100 mg powder layers about 1 mm
thick deposited on a 25 mm2 sample holder. The powder
samples were irradiated with visible light excitation beams of
different power in the 1−10 mW range, focused through a 10×
objective with 0.25 NA on a surface area of about 2500 μm2.
Since the excitation beam reaches a penetration depth on the
order of 10 μm, even if it exhibits negligible absorption only a
small fraction of powder is effectively irradiated. The powder
samples were irradiated with different excitation laser beams in
the visible range, including the 488.0 and 514.5 nm lines of an
argon ion laser (Coherent, Innova-90 C), the 632.0 nm line of a
He−Ne laser (Spectra-Physics), and the 785 nm of a diode
laser (B&WTek).
Along this line, it has been recently pointed out that the
irradiation of nanometer-sized anatase particles is able to
influence their stability provided that experiments are
performed under suitable incident radiation power and oxygen
partial pressure conditions.21 More specifically, it has been
shown that the intragap excitation of anatase particles in an
oxygen-rich atmosphere promotes the surface adsorption of O2
molecules, with a stabilizing effect on the existing oxygen
vacancies at the particle surface. On the contrary, when
irradiation is performed in vacuum, anatase is transformed into
an amorphous TiO2 phase.
Such evidence clearly demonstrate that irradiation can
significantly affect the relative stability of nanometer-sized
TiO2 structures. Focusing on the response of nanometer-sized
anatase to irradiation under different powder density and
atmosphere conditions, the present work throws new light on
the intimate nature of the irradiation effects. It is shown that
irradiation is able to induce an athermal anatase-to-rutile phase
transition and that the mechanism underlying the phase
transition is strictly connected with the chemistry of TiO2
surfaces.
RESULTS
Raman spectroscopy allows a clear identification of the different
TiO 2 crystalline phases. Anatase and rutile crystallize
respectively in the tetragonal I41/amd and P42/mnm space
group. Their unit cells contain four and two TiO2 formula
units, respectively. Anatase exhibits six Raman-active modes,
namely one A1g, two B1g, and three Eg. Instead, rutile exhibits
four Raman-active modes, namely the B1g, Eg, A1g, and B2g ones.
The Raman frequencies for bulk structures are 144 (Eg)*, 197
(Eg), 399 (B1g)*, 513−519 cm−1 (A1g mode superimposed with
B1g mode)*, and 639 (Eg)* cm−1 for anatase and 143 (B1g)*,
447 (Eg)*, 612 (A1g)*, and 826 (B2g) cm−1 for rutile.22,23
Asterisks identify the strongest vibrations in Raman spectra
collected at room temperature (Figure 1).
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EXPERIMENTAL SECTION
Samples. Experiments were performed on two sets of
anatase powders of different provenience. In the first case,
anatase powders were prepared by a conventional sol−gel
method involving two steps. Initially, an amorphous xerogel
was formed. Afterward, the xerogel was heated at 300 °C for 6
h in oxygen flux to obtain the final powders. In the second case,
high-purity anatase dry powders were purchased at Plasmachem
(PL-TiO-NO). A set of rutile powders was also purchased at
Sigma-Aldrich (634662, particle size <100 nm) to carry out
control experiments.
Experiments. X-ray diffraction (XRD) methods were used
to estimate the average size of coherent diffraction domains. A
Rigaku D-Max diffractometer equipped with a Cu Kα radiation
tube, and a graphite monochromator in the diffracted beam,
was employed. The XRD patterns were analyzed by using the
Rietveld method to quantify the average size and the average
strain content of coherent diffraction domains.24 The anatase
powders synthesized by the sol−gel method exhibit an average
crystallite size of about 10 nm, whereas for commercial ones the
crystallite size is given between 5 and 8 nm (5% standard
deviation). XRD estimates are in agreement with highresolution transmission electron microscopy (HRTEM)
observations. These were performed by using a JEOL JEM2200FS microscope, equipped with a field-emission gun
working at an accelerating voltage of 200 kV, a spherical
aberration corrector (by CEOS GmbH) of objective lens
allowing to reach a spatial resolution of 0.9 Å, and an in-column
Omega filter. The samples were prepared by dropping dilute
solutions of nanocrystals (NCs) onto carbon-coated ultrathin
copper grids. The average size of anatase particles ranges from 8
to 10 nm for synthesized powders and from 4 to 8 nm for
commercial ones (5% standard deviation).
Raman scattering measurements were carried out in
backscattering geometry by using a triple spectrometer JobinYvon Dilor integrated system and a liquid nitrogen cooledcharge coupled-device detector; the spectral resolution was
about 1 cm−1. The measurements were performed at room
temperature. The powder samples were irradiated in vacuum (5
× 10−5 Torr) or exposed to different gaseous atmospheres,
namely air, oxygen, and argon. The same dispersion and
■
Figure 1. Raman spectra of TiO2 anatase (A) and rutile (B)
nanoparticles.
In a perfect massive crystal, only the phonons closer to the
center of the Brillouin zone (BZ) contribute to the inelastic
scattering of an incident radiation. Conversely, a larger portion
of the BZ is allowed to effectively participate in scattering
processes when the crystal is nanometer sized, due to the
weakening of the selection rule q0 ≈ 0. Therefore, both the
position and shape of the bands in the Raman spectra can
change. In agreement with the phonon dispersion curve for
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anatase particles of about 10 nm,25,26 the Raman spectrum of
anatase powders shown in Figure 1A exhibits the main peak of
the Eg mode at 148 cm−1. In Figure 1B, the reference spectrum
of rutile powders is reported: besides the main vibrational
peaks, the typical contribution of the second-order scattering at
238 cm−1 is observed.
The effects of irradiation on nanometer-sized anatase
particles can be pointed out by comparing Raman spectra
collected at increasing times. A representative sequence of such
spectra is shown in Figure 2. Data refer to the continuous
Experiments carried out with laser beams of different power
indicate the existence of a light power threshold. In particular,
the experimental findings suggest that a minimum power of
about 1−2 mW is necessary to activate the anatase-to-rutile
phase transition for chamber pressure of about 5 × 10−5 Torr.
In addition, it appears that the light power does not affect the
stability of the rutile phase, which keeps its crystalline structure
in vacuum even when the power of the 488.0 nm laser is
increased up to 10 mW.
In principle, the observed phase transition could be ascribed
to irradiation-induced thermal effects. A similar scenario has
been already discussed in the literature for nanometer-sized
anatase particles irradiated in air with a high-power laser.27,28
With the aim of clarifying this issue, the effective temperature of
the powder samples during irradiation was estimated by the
ratio of the Stokes and anti-Stokes components of the Raman
spectrum (Supporting Information, S2). More specifically, the
Eg mode of anatase at 148 cm−1 and the B1g mode of rutile at
445 cm−1 were monitored respectively in air and in vacuum for
laser beams with a power as high as 5 mW, i.e., roughly 3−5
times higher than the one needed to activate the observed
anatase-to-rutile phase transition. In both cases, the ratio took
similar values before and after the sample was irradiated in
continuous mode for time intervals as long as 5 min, yielding an
estimated temperature of 371 ± 5 K. Being this temperature
well below the one required to activate the phase transition,16,19
the experiments carried out strongly suggest an athermal
mechanism for the observed anatase-to-rutile phase transition.
At least three crucial questions arise in connection with the
experimental findings heretofore discussed. In the first place,
what is the effect of the irradiation wavelength on the observed
phase transition? Similarly, what is the effect of the atmosphere
to which powders are exposed? Finally, is irradiation needed
only to activate the phase transition, or it is necessary to drive
the transition?
A response to the latter question has been given on the basis
of suitably designed experiments in which irradiation was
consecutively switched off and on. The Raman spectra obtained
under such conditions are shown in Figure 3. Data refer to
Figure 2. Time evolution of the Raman spectrum of TiO2 anatase
nanoparticles under continuous irradiation at 488.0 nm in vacuum
conditions (5 × 10−5 Torr). The spectra were recorded at 5 mW of
laser beam power. Zero time spectrum refer to the pristine sample
conditions; data were recorded with a time step of 1 s. (×) refer to the
anatase phase peaks; (○) refer to the rutile peaks.
irradiation of anatase at a wavelength of 488.0 nm under
dynamic vacuum conditions, with a residual pressure on the
order of 5 × 10−5 Torr. The Raman spectra were collected in
the continuous mode, with a sampling time of 1 s, no time
interval between consecutive measurements, and a laser beam
power of 5 mW. The measurements were performed within the
spectral region between 300 and 700 cm−1, where the highly
intense Raman-active vibration modes of anatase and rutile
allow the easiest identification of the crystal phase.
It can be seen from Figure 2 that the Raman spectra of
irradiated anatase change quickly with time. Initially, the system
contains exclusively anatase, as proven by the position of the
three peaks at 399, 519, and 639 cm−1. After 1 s, no vibration
mode can be identified in the Raman spectrum, which indicates
the formation of an amorphous phase. This phase is also
characterized by a large and intense photoluminescence
(Supporting Information, S1). After 2 s irradiation, two large
bands at about 445 and 610 cm−1 appear in the Raman
spectrum overlapped to a residual photoluminescence background. As the irradiation time increases, the two bands
increasingly sharpen, whereas the photoluminescence totally
quenches. The presence of two bands at 447 and at 612 cm−1 in
the final Raman spectra clearly indicates the formation of rutile.
The exposure of the powder sample to the laser beam for
longer times does not result in further changes. The rutile
phase formed in the irradiated region of the sample keeps stable
also when exposed to air. In the sample regions not directly
exposed to laser irradiation the powder keeps the initial anatase
phase independently of the sample holder atmosphere.
Figure 3. Time evolution of the Raman spectrum of TiO2 anatase
nanoparticles under continuous irradiation at 488.0 nm in vacuum
conditions (5 × 10−5 Torr). The spectra were recorded at 10 mW of
laser beam power but for the last one recorded at 1 mW. Zero time
spectrum refers to the pristine sample conditions; data were recorded
with a time step of 1 s. Crosses refer to the anatase phase peaks; circles
refer to the rutile peaks.
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However, the phase transition requires quite longer times to
take place, reaching completion after 14 s.
These experimental findings suggest a definite role in the
mechanistic processes underlying the phase transition for the
chemical interactions at the surface of the nanometer-sized
anatase particles. To further investigate this feature, attention
was focused on the irradiation behavior of commercial anatase
powders that have undergone surface passivation by treatment
with a concentrated nitric acid aqueous solution.
The Raman spectrum of the surface-passivated anatase
samples in air is shown in Figure 5A. The typical vibration
modes of anatase at 154.5, 456, 519, and 617 cm−1 can be
readily identified, although the position of the different bands
and their half-maximum full width are affected by phonon
confinement effects.25,29 An additional band at 1050 cm−1,
originated by the νν(NO) vibration mode of the NO3− groups
bonded at the surface,30 can be also identified.
Irradiation experiments point out that the surface-passivated
anatase is more resistant than anatase to irradiation effects. The
Raman spectra in Figure 5B indicate that, in argon and under
dynamic vacuum conditions, the anatase-to-rutile phase
transition is partially inhibited and/or takes place after longer
irradiation times.
In addition, the phase transition only takes place when the
power of the irradiating laser is as high as 5−6 mW.
Furthermore, the time evolution underlying the effective
phase formation (anatase, intermediate amorphous phase,
rutile) drastically changes from point to point in the sample.
As a consequence, we observed the appearance of regions in
which anatase and rutile phases are mixed, as shown by the
Raman spectrum in Figure 5D.
In this respect, it must be noted that the Raman spectrum of
the regions containing anatase still exhibits the vibration band
at 1050 cm−1 due to the surface passivation with nitric acid. On
the contrary, the νν(NO) vibration mode is no longer present
in the Raman spectra of the regions containing only rutile
(Figure 5C). This is a further strong indication that the surface
of the anatase particles plays a fundamental role in the phase
transition trend.
The effects of the passivating nitric groups at the surface of
the surface-passivated anatase particles were qualitatively
assessed by studying the phase transition behavior of surfacepassivated anatase particles in which the surface nitric groups
were removed. To such aim, surface-passivated anatase powders
were kept at 80 °C under vacuum conditions for several hours,
a time sufficient to obtain the total suppression of the band at
1050 cm−1 in the Raman spectrum. When irradiated in vacuum
and argon, the obtained anatase samples underwent a fast
anatase-to-rutile phase transition. In agreement with previous
measurements, no phase transition was observed when the
samples were irradiated in oxygen or air.
Additional information on the anatase-to-rutile phase
transition was gained by XRD and HRTEM analyses. In the
former case, the XRD patterns of powder samples irradiated
under dynamic vacuum conditions exhibit relatively weak peaks
overlapping the intense anatase ones that can be ascribed to the
presence of a rutile phase diluted in an anatase matrix
(Supporting Information, S5). In the light of the very small
volume of anatase effectively irradiated by the laser beams, the
low intensity of the rutile XRD peaks can be exclusively related
to the very small amount of rutile present in the sample
compared with anatase. The Rietveld analysis of the XRD
patterns indicates that the coherent diffraction domains of the
experiments carried out under dynamic vacuum conditions,
with a residual pressure of about 5 × 10−5 Torr and a laser
beam power of 10 mW. A time of 1 s laser irradiation suffices to
induce the transformation of the anatase into an amorphous
phase. When irradiation is switched off after 2 s, only a flat zero
dark signal is detected. As soon as the irradiation light is
switched on again, after a total of 4 s, the amorphous phase is
replaced by rutile. In this case, the rutile phase forms quickly,
and no significant evolution in its Raman spectrum is observed.
It is also worth noting that the formation of rutile was
monitored by using a very low power laser beam of 1 mW.
These results strongly suggest that the rutile phase does not
form during the irradiation period, but rather as a consequence
of irradiation. Correspondingly, it seems reasonable to associate
irradiation exclusively with an activation stage of the anatase-torutile phase transition.
In order to explore the effects of the irradiation wavelength
on the phase transition behavior, irradiation experiments at
514.5, 632.8, and 785.0 nm intrinsic excitation wavelengths
were carried out. The irradiation of anatase powders with the
514.5 nm wavelength gives rise to the same experimental
scenario already discussed for the laser irradiation at 488.0 nm.
Conversely, irradiation in the red and near-infrared spectral
regions is unable to induce the anatase-to-rutile phase transition
(Supporting Information, S3).
Finally, the role of the atmosphere to which anatase is
exposed during irradiation was investigated by performing
experiments under different conditions, namely in oxygen and
argon ambient. In oxygen, irradiation is unable to activate any
phase transition. Correspondingly, anatase keeps stable up to
an excitation power of 10 mW, well above the power threshold
required to induce the anatase-to-rutile phase transition at low
pressure. Moreover, apparently irradiation reduces or suppresses the initial photoluminescence background (Supporting
Information, S4).
The results of the Raman measurements performed in argon
are shown in Figure 4. In this case, the system exhibits the same
phase transition trend observed under vacuum conditions.
Figure 4. Time evolution of the Raman spectrum of TiO2 anatase
nanoparticles under continuous irradiation at 488.0 nm in an argon
atmosphere. The spectra were recorded at 10 mW of laser beam
power. Zero time spectrum refers to the pristine sample conditions;
data were recorded with a time step of 2 s. Crosses refer to the anatase
phase peaks; circles refer to the rutile peaks.
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Figure 5. (A) Anatase spectrum recorded in air. (B−D) Point-dependent Raman spectra of the surface-passivated anatase nanopowders after
irradiation in vacuum. Dashed line marks the νν(NO) vibration mode of the NO3− groups bonded at the surface.
(2D_FT) pattern of the TiO2 aggregate features contributions
arising from different NCs, which were identified and discerned
by angular and vector relationships among the spots of
reciprocal lattice (inset of Figure 6C). The aggregate can
subsequently be “broken down” into its nanocrystalline parts
and reconstructed as an inverse Fourier transform, where
multiple rutile and anatase NCs are identified by different false
colors (Figure 6C). The presence of rutile in relatively large
aggregates was also ascertained by side-aperture electron
diffraction (SAED) analyses. A representative pattern is
shown in Supporting Information, S6.
starting anatase exhibit an average size of about 10 nm, whereas
this quantity increases up to about 100 nm for the rutile phase
formed by irradiation.
Figure 6A displays a HRTEM image of representative
untreated TiO2 NCs of less than 10 nm in size. As expected, the
DISCUSSION AND MODELING
According to the experimental evidence previously discussed,
the irradiation-induced anatase-to-rutile phase transition can be
ascribed to chemical processes occurring at the surface of
nanometer-sized anatase particles. It can be reasonably
expected that the athermal mechanism underlying the phase
transition relies upon the generation of surface defects due to
optical excitation and their subsequent interaction with the
chemical surroundings.
In this respect, it is well-known that irradiation can have
quite different effects on nanometer-sized TiO2 systems
depending on the atmosphere surrounding the sample. For
example, the irradiation of nanometer-sized anatase particles in
air with a laser beam of high power results in a significant
increase of their degree of crystalline order.31 Also, it was
shown that the crystalline phase of anatase nanoparticles can be
deteriorated down to an amorphous phase through irradiation
at low power density laser beam under vacuum conditions.21 In
both cases, the absorption and desorption of oxygen molecules
on the surface of nanometer-sized TiO2 systems are expected to
play a fundamental role.
When absorbed on the surface, the oxygen molecules are
known to behave as efficient electron scavengers. They are able
to collect electrons excited from the surface states of the
semiconductor to the conduction band and partially
compensate for the effects of oxygen vacancies.32−34 As
suggested by X-ray photoelectron spectroscopy studies,35,36
these are responsible for the formation of Ti3+ and Ti4+ ions as
a consequence of electron trapping effects.33 The absorbed
oxygen molecules are expected to stabilize the structure of the
TiO2 surface by bridging two neighboring Ti sites.32
■
Figure 6. (A) HRTEM image of a TiO2 NC with anatase crystal
structure observed along the [010] zone axis, exhibiting (101) and
(200) lattice sets with measured d-spacings of 3.51 and 1.89 Å. (B)
HRTEM of a TiO2 aggregate featuring NCs of rutile and anatase. The
rutile NC, observed along the [−111] zone axis (center, in red),
exhibits (101) and (011) lattice sets with measured d-spacings of 3.19
Å; anatase NCs, observed along the [−1−1−1] zone axis (left and
right, in yellow), exhibit (101) and (011) lattice sets with measured dspacings of 3.51 Å. (C) Reconstruction via inverse fast Fourier
transform (IFFT) of the NCs forming the aggregate of point (B):
rutile and anatase NCs are depicted in red and in yellow, respectively.
The inset features the FFT pattern of the aggregate. Red lines and
yellow dotted lines indicate spots of rutile and anatase phase,
respectively. All the data bars correspond to 10 nm.
NCs, showing elongated shapes, exhibit the lattice sets of
anatase, and their size is in accordance with XRD analysis. A
HRTEM image of the treated TiO2 sample showing a small
polycrystalline aggregate is reported in Figure 6B. Lattice
fringes show d-spacing and spatial relationships of two different
phases, namely anatase (JCPDS card 84-1286) and rutile
(JCPDS card 82-0514); the bidimensional Fourier transform
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domain terminates at the anatase surfaces different from the
{112} one or at the interface with another rutile domain.44,48
It is worth pointing out that in ref 21 the anatase-to-rutile
phase transition was not observed, whereas only the
degradation of the pristine anatase phase to an amorphous
phase was reported. Those experiments were carried out at very
low power density laser beam, fixing the excitation wavelength
at 488 nm. The maximum power density delivered at the
sample was 4 W/cm2 (about 1/10th of the estimated power
density threshold to achieve the anatase to rutile phase
transition). In addition, the final irradiation was reached in
steps of 0.5 W/cm2 for prolonged time. In that condition, the
rate of the formation of the surface defects being very slow, we
retain that the lattice has the possibility for a partial
rearrangement. On the contrary, in the present experimental
conditions, where a larger power density was delivered at the
sample, a high and fast increase of the concentration of surface
defects can be reached (at an estimated power density
threshold of 40 W/cm2), leading to nanoparticles’ surfaces
very reactive which favor the mutual interactions between
neighboring particle and the formation of stable polycrystalline
aggregates.
The experimental findings regarding the phase transition
behavior of surface-passivated anatase particles are consistent
with the above-mentioned mechanistic scenario. As far as the
particle surface is functionalized by chemically bonded nitric
groups, the phase transition is strongly inhibited. Only once the
nitric groups are removed, irradiation is able to enhance the
chemical reactivity of the surface.
These results are also consistent with the experimental
evidence regarding the behavior of nanometer-sized anatase
particles with a thin shell La2O3 at the surface.49,50 In this case,
the direct contact between the anatase crystals in neighboring
particles is prevented by the La2O3 shell.50 Correspondingly,
the anatase-to-rutile phase transition is significantly hindered or
even completely prevented.50
A further support to the above-mentioned mechanism comes
from the irradiation-induced phase transition behavior of
carbon-rich anatase in air.51 In this case, irradiation induces
the formation of gaseous carbon monoxide and carbon dioxide
molecules, determining the formation of a large number of
oxygen vacancies at the particle surface.46 This enables the
occurrence of the anatase-to-rutile phase transition. On the
contrary, irradiation is not able to increase the concentration of
oxygen vacancies at the surface of carbon-free anatase particles,
and the phase transition no longer occurs irrespective of the
power used in irradiation experiments.51 Being these evidence
referred to experiments performed in air, the results are in
agreement with the novel experimental findings obtained in the
present work.
Finally, it is worth noting that the transformation in rutile is
not simultaneous to the light irradiation and is not connected
to the simultaneous heating of the sample, but it takes place
after the excitation process. This fact evidences the role of the
light as a sensitizer of surface agglomerations while the phase
transition is connected to structural dynamics and to the role of
anatase surface defects and twins. In this scenario the role of
surface species or, in general, the defects density on the surface
of the nanoparticles plays a key role in the anatase-to-rutile
phase transition. For this reason focalized measurements on the
defects properties as a function of the synthesis conditions, preand post-treatment procedures, and surface passivation is
The desorption of the oxygen molecules absorbed at the
TiO2 surface has been connected with the recombination of the
electrons trapped in the monovalent anionic oxygen molecules
with the holes in the photoexcited valence band.32,37,38
Recently, it has been proposed that this photodesorption
mechanism must also operate under intrinsic excitation
conditions, i.e., when the holes involved in the recombination
process underlying the desorption of oxygen molecules derive
from charged F centers generated in correspondence of oxygen
vacancies.21,32 It follows that the electronic excitation of
nanometer-sized anatase particles is able to promote both the
adsorption and the desorption of oxygen molecules at the
particle surface.21 The relative balance between the two
processes will depend on the experimental conditions,21,39 as
confirmed by the results reported in Figures 2−4. It can be
easily inferred that irradiation in an oxygen-poor atmosphere,
i.e., under dynamic vacuum conditions or in argon, will result in
the excitation of the electrons in the conduction band. In turn,
this will induce the desorption of oxygen molecules and a
depletion of oxygen atoms at the surface of the nanometersized anatase particles. As the power of the laser beam
increases, the number of excited electrons also increases, with a
beneficial effect on the rate of the oxygen desorption.
According to ref 21, the increasing of the excitation power on
the TiO2 anatase nanoparticles in an oxygen-poor atmosphere
(that is, under dynamic vacuum conditions or in an argon-rich
environment) generates a high electron density in the
conduction band and a rapid depletion of oxygens at the
nanoparticle’s surface. In this scenario, we reckon that the
irradiation-induced desorption of oxygen molecules leaves the
particle’s surface highly reactive. The enhanced chemical
reactivity of these surfaces favors the mutual interactions of
neighboring particles, which finally determine the formation of
stable polycrystalline aggregates. For example, the chemical
decomposition of peroxyl groups at the particle surface can
permit to neighboring particles the formation of stable
interparticle chemical bonds.40−42
The size increase of the coherent diffraction domains of rutile
can be regarded as an indication of the above-mentioned
aggregation mechanism in the starting anatase powder. Rutile
nucleates as a consequence of the irradiation-induced
desorption of oxygen molecules from the surface of anatase
particles. Under pulsed laser ablation conditions, nanometersized anatase particles exhibit a tendency to coalesce at {112}
surfaces, forming faulted and twinned bicrystals that can act as
preferential nucleation sites for the rutile phase.43 Molecular
dynamics calculations employing suitable reactive force fields,
as well as in situ TEM observations, pointed out that the first
stage of the thermally induced anatase-to-rutile phase transition
in nanometer-sized particles consists in the formation of
chemical bonds between amorphous and defective surfaces.44−46 In a second stage, the rutile phase nucleates exactly
at the twin boundaries generated by anatase {112} surfaces.45,46
The relative number of preferential nucleation sites for the
anatase-to-rutile phase transition increases as the size of anatase
particles decreases and as the population of oxygen vacancies at
the particle surface increases.47,48 Once nucleated, the rutile
phase undergoes a fast growth, absorbing the neighboring
anatase domains into a single coherent crystalline lattice.44,48,49
The transformation of bulk anatase breaks out 7 of the 24 Ti−
O bonds per unit cell leading to the cooperative displacement
of both Ti and O atoms. The growth of the coherent rutile
F
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The Journal of Physical Chemistry C
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mandatory for a full comprehension of the observed lightinduced phase transition process.
CONCLUSIONS
The irradiation of nanometer-sized anatase particles with visible
light induces the anatase-to-rutile phase transition provided that
experiments are performed in vacuum or in an argon
atmosphere. No phase transition occurs in air or in oxygen
atmospheres or when radiation with wavelength in the red and
near-infrared spectral regions is used. For the phase transition
to take place, the power of irradiation must also be higher than
a minimum threshold. The phase transition is governed by an
athermal mechanism connected with the interaction of the
particle surface with the chemical surroundings. In particular,
the electron excitation processes activated by irradiation affect
the rate of absorption and desorption of oxygen molecules,
which in turn can be related to the number of oxygen vacancies
at the particle surface. In the absence of gaseous oxygen, the
electronic excitation determines a predominance of the oxygen
desorption processes. These induce a significant enhancement
of the surface chemical reactivity, which results in the formation
of stable chemical bonds between the surfaces of neighboring
anatase particles. Such regions are likely to represent the
preferential sites for the nucleation of rutile. Whereas
irradiation is necessary to activate the formation of the first
nuclei of rutile, their growth can be ascribed to atomistic
processes set on activated surfaces, the irradiation acting as the
surface sensitizer.
■
■
ASSOCIATED CONTENT
S Supporting Information
*
Photoluminescence spectrum of TiO2 nanoparticles recorded
during laser irradiation; calculation of the effective temperature
on the nanopowder during irradiation; Raman spectra of TiO2
anatase nanoparticles under irradiation at different wavelength
in vacuum conditions (5 × 10−5 Torr); Raman spectrum of
TiO2 anatase nanoparticles under continuous irradiation at
488.0 nm in an oxygen atmosphere (excitation power of 10
mW); XRD diffraction pattern of treated nanoparticles; SAED
pattern and HRTEM image of treated TiO2 nanoparticles. This
material is available free of charge via the Internet at http://
pubs.acs.org.
■
AUTHOR INFORMATION
Corresponding Author
*E-mail carlo.ricci@dsf.unica.it.
Notes
The authors declare no competing financial interest.
ACKNOWLEDGMENTS
The University of Cagliari and the University of Sassari are
gratefully acknowledged for the financial support. L.S. gratefully
acknowledges Sardinia Regional Government for the financial
support of his PhD scholarship (P.O.R. Sardegna F.S.E.
Operational Programme of the Autonomous Region of
Sardinia, European Social Fund 2007-2013 - Axis IV Human
Resources, Objective l.3, Line of Activity l.3.1.).
■
■
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