Polymer Bulletin 14, 491-495 (1985)
Polymer Bulletin
9 Springer-Verlag 1985
Polylactones
5. Polymerization of L,L-LacUde by Means of Magnesium Salts
Ruth Dunsing and Hans R. Kricheldorf*
Institut for Technische und Makromolekulare Chemie der Universitfit Hamburg,
Bundesstrasse 45, D-2000 Hamburg 13, Federal Republic of Germany
SUMMARY
Bulk p o l y m e r i z a t i o n s of L , L - l a c t i d e were c o n d u c t e d at 120
and 180~
but m a i n l y at 150~
M a g n e s i u m oxide, ethoxide, acetate, stearate, and 2 , 4 - p e n t a n e dionate were used as catalysts.
Time c o n v e r s i o n curves show that at least a t e m p e r a t u r e of 150~
and a r e a c t i o n time of 72 h is r e q u i r e d for m a x i m u m conversion.
The h i g h e s t yields (up to 96 %) w e r e o b t a i n e d w i t h m a g n e s i u m
oxide. However, all initiators, in p a r t i c u l a r m a g n e s i u m oxide,
c a u s e d r a c e m i z a t i o n w h i c h i n c r e a s e d w i t h r e a c t i o n time and temperature. P o l y m e r i z a t i o n s in solutions at t e m p e r a t u r e s a r o u n d
IOO~
failed r e g a r d l e s s of the solvent.
INTRODUCTION
Heavy metal c o m p o u n d s such as lead, tin or zinc oxide,
SnCI4, S n ( I I ) o c t o a t e or d i b u t y l t i n d e r i v a t i v e s w e r e f r e q u e n t l y
used as c a t a l y s t s for the p o l y m e r i z a t i o n of L , L - l a c t i d e and
lactones [I-9]. However, w h e n poly(L-lactide)
or c o p o l y e s t e r s
of L - l a c t i d acid are d e s i g n e d for m e d i c a l or p h a r m a c e u t i c a l
purposes, the p o l y e s t e r s need to be p u r i f i e d from there poisonous catalysts. On the other hand, m a g n e s i u m and c a l c i u m ions
p a r t i c i p a t e in the m e t a b o l i s m of the human body, and thus, catalysts based on m a g n e s i u m or c a l c i u m ions do not n e e d to be
r e m o v e d from the p o l y e s t e r s prior to their application. Therefore, it was the purpose of this p a p e r to i n v e s t i g a t e the usefulness of v a r i o u s c o m m e r c i a l l y a v a i l a b l e m a g n e s i u m c o m p o u n d s
as p o l y m e r i s a t i o n c a t a l y s t s for L , L - l a c t i d e (results o b t a i n e d
w i t h c a l c i u m salts will be r e p o r t e d in another part of this
series). It should be m e n t i o n e d that m a g n e s i u m salts are known
to c a t a l y z e the p o l y m e r i z a t i o n of lactones [1,10]. Yet d e t a i l e d
i n v e s t i g a t i o n s on their u s e f u l n e s s in the case of L , L - l a c t i d e
are lacking.
RESULTS
and D I S C U S S I O N
Five c o m m e r c i a l l y a v a i l a b l e m a g n e s i u m c a t a l y s t s were investigated, n a m e l y m a g n e s i u m acetate, stearate, 2 , 4 - p e n t a n e d i o n a t e (acetylacetonate), m a g n e s i u m e t h o x i d e and m a g n e s i u m
oxide. M a g n e s i u m & t e a r a t e and 2 , 4 - p e n t a n e d i o n a t e may be considered as h o m o g e n o u s c a t a l y s t s b e c a u s e they d i s s o l v e d in the
* To whomoffprintrequestsshouldbe sent.
492
in the m o l t e n monomer, w h e r e a s all other c a t a l y s t s were insoluble. In a first series of e x p e r i m e n t s p o l y m e r i z a t i o n of L,Llactide was a t t e m p t e d in v a r i o u s solvents, such as dioxane,
n i t r o b e n z e n e or p y r i d i n e at IOO~
M a g n e s i u m stearate and m a g n e s i u m o x i d e were used as catalysts; yet all these e x p e r i m e n t s
failed.
All further i n v e s t i g a t i o n s were c o n c e n t r a t e d on bulk polym e r i z a t i o n s of m o l t e n L,L-lactide. When m a g n e s i u m stearate was
used at 120~
no polymer could be isolated after 8 h, and even
after 96 h the yield only reached 35 % (Nos. I-2, Tab. I). At
150oc the yield i n c r e a s e d to 65 % after 96 h. However, the time
c o n v e r s i o n curve (Nos. 3-12, Tab. I) c l e a r l y indicates that the
c o n v e r s i o n levels off after 72 h, still far b e l o w the thermod y n a m i c a l l y a c h i e v a b l e m a x i m u m (ca. 97 %). Three o b s e r v a t i o n s
support the h y p o t h e s i s that the low yields result from desact i v a t i o n of the c a t a l y s t (e.g. decarboxylation)
and not from
d e g r a d a t i o n of poly(L-lactide)
due to b a c k - b i t i n g of the active
chain end. First, the v i s c o s i t i e s increase steadily w i t h inc r e a s i n g conversion. Second, longer r e a c t i o n times favour racem i z a t i o n i n d i c a t i n g side r e a c t i o n s due to p r o t o n t r a n s f e r of the
acidic C-~ p r o t o n of the monomer. Third, a further increase of
the r e a c t i o n t e m p e r a t u r e s t r o n g l y favours r a c e m i z a t i o n and lowers
the y i e l d (No. 13, Table I). The yields o b t a i n e d w i t h m a g n e s i u m
acetate (Nos. 14-18, Tab. I) are s l i g h t l y higher, yet the degree of r a c e m i z a t i o n is also higher. I n t e r e s t i n g l y , the viscosities increase w i t h conversion, i n d i c a t i n g a living c h a r a c t e r
of the chain growth. Also w i t h m a g n e s i u m 2 , 4 - p e n t a n e d i o n a t e
t i m e - c o n v e r s i o n curves w e r e m e a s u r e d at 120, 150 and 180~
(Tab. 2)' A g a i n a r e a c t i o n t e m p e r a t u r e of 150~
was found to be
o p t i m u m and again the yields leveld off after 72 h, far b e l o w
the t h e o r e t i c a l maximum. Furthermore, r a c e m i z a t i o n p r o c e e d e d
w i t h i n c r e a s i n g r e a c t i o n time and temperature. M a g n e s i u m ethoxide
(Nos. 13-16, Tab. 2) gave slightly higher yields; yet the extent
of r a c e m i z a t i o n was not higher, despite the greater b a s i c i t y of
the e t h o x i d e groups.
Finally, three d i f f e r e n t grades of m a g n e s i u m oxide w e r e
used as c a t a l y s t s (Tab. 3). All three grades y i e l d e d similar
results, and thus, do not need separate discussion. However, the
results o b t a i n e d w i t h m a g n e s i u m oxides d i f f e r from those of
other c a t a l y s t s in three aspects. First, yields up to 96 % were
found, d e m o n s t r a t i n g that m a g n e s i u m oxides are the m o s t effective c a t a l y s t s of this study
despite its h e t e r o g e n e o u s charactez
Second, w h e r e a s the yield steadily increases w i t h the r e a c t i o n
t i m e , t h e m o l e c u l a r w e i g h t s are i n d e p e n d e n t on the conversion.
In this r e s p e c t the m a g n e s i u m oxide c a t a l y z e d p o l y m e r i z a t i o n s
of L , L - l a c t i d e resemble the radical p o l y m e r i z a t i o n of vinylmonomers, and not an anionic living p o l y m e r i z a t i o n . Third, the
extent of r a c e m i z a t i o n is greater than that of all other catalysts.
The p r e s e n t study enables two i m p o r t a n t conclusiones. First,
M a g n e s i u m c o m p o u n d s are not suited as catalysts, if o p t i c a l l y
pure poly(L-lactide)
or other p o l y l a c t o n e s w i t h acidic protons
493
are to be p r e p a r e d . This is l i k e w i s e true for c a l c i u m comp o u n d s as will be d e m o n s t r a t e d in a n o t h e r p a r t of this series.
Second, w h e n m a g n e s i u m c o m p o u n d s are u s e d as c a t a l y s t s for
D , L - l a c t i d e or o p t i c a l l y i n a c t i v e lactones, m a g n e s i u m o x i d e
(or hydroxide) is o b v i o u s l y the m o s t e f f e c t i v e catalyst.
T a b l e I: R e a c t i o n c o n d i t i o n s and r e s u l t s of bulk p o l y m e r i z a t i o n s
of L , L - l a c t i d e by m e a n s of Mg s t e a r a t e and Mg a c e t a t e
NO Mg salt
I
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
a)
b)
Stearate
Stearate
Stearate
Stearate
Stearate
Stearate
Stearate
Stearate
Stearate
Stearate
Stearate
Stearate
Stearate
Acetate
Acetate
Acetate
Acetate
Acetate
measured
measured
Mon.
Temp.
Init.
(~
2OO/I
120
200/I
120
200/I
150
200/I
150
2OO/I
150
2OO/I
150
200/I
150
2OO/I
150
200/I
150
200/I
150
200/I
150
2OO/I
150
2OO/I
150
200/I
150
200/I
150
200/I
150
2OO/I
150
200/I
150
at c = 2 g/l
at c = 10 g/l
Time
Yield
~inh a)
[ ~ D20 b)
(h)
(%)
8
0
90
35
0,15
-122
4
3
6
9
8
12
0,11
12
15
16
18
0,15
-139
21
34
O,18
-136
24
36
O,19
-124
48
55
0,25
-110
70
65
0,26
-104
96
65
0,28
-101
96
37
0,22
- 41
16
36
0,18
-107
24
38
0,18
-108
48
58
O,19
- 97
72
71
0,20
- 88
96
74
0,26
- 85
in d i c h l o r o m e t h a n e at 20~
in d i c h l o r o m e t h a n e
EXPERIMENTAL
L , L - l a c t i d e was a gift of B o e h r i n g e r - I n g e l h e i m KG
(W.Germany). It was r e c r y s t a l l i z e d from dry e t h y l a c e t a t e , w a s h e d
w i t h l i g r o i n and d r i e d in a d e s s i c c a t o r over P 4 0 1 0 in vacuo.
M g O of t e c h n i c a l grade and M g O p.a. w e r e p u r c h a s e d from
M e r c k & Co (Darmstadt, W.Germany) and w e r e used w i t h o u t f u r t h e r
p u r i f i c a t i o n . A t h i r d grade was p r e p a r e d by d i s s o l v i n g the
t e c h n i c a l MgO in d i l u t e d p.a. HCL f o l l o w e d by p r e c i p i t a t i o n
w i t h a m m o n i u m h y d r o x i d e . All other c a t a l y s t s w e r e p u r c h a s e d
f r o m L a n c a s t e r S y n t h e s i s Ltd. (Morecambe, England,) and d r i e d
over P 4 0 1 0 in v a c u o at 60~
All p o l y m e r i z a t i o n s w e r e c o n d u c t e d in 50 ml E r l e n m e y e r
flasks w i t h g r o u n d glass joints and s i l a n i s e d glass walls. Both
c a t a l y s t and L , L - l a c t i d e w e r e s u c c e s s i v e l y w e i g h e d into the rea c t i o n flasks u n d e r n i t r o g e n . The r e a c t i o n v e s s e l was c l o s e d
w i t h a glass s t o p p e r and a steel spring and c o m p l e t e l y i m m e r s e d
into the t h e r m o s t a t e d oil baht. Finally, the r e a c t i o n p r o d u c t
was d i s s o l v e d in m e t h y l e n e c h l o r i d e , p r e c i p i t a t e d from c o l d
m e t h a n o l and d r i e d at 60~
in vacuo.
494
Table 2: R e a c t i o n c o n d i t i o n s and r e s u l t s of b u l k p o l y m e r i z a t i o n s
of L , L - l a c t i d e by m e a n s of MgO (three grades) at 150~
No
I
2
3
4
5
6
7
8
9
grade of a)
purity
Mon.
Init.
Time
(h)
technical
technical
technical
technical
technical
purumanalyticum
reprecipitated
reprecipitated
200:1
200:1
200:1
200:1
200:1
200:1
200:1
200:1
200:1
17
24
48
72
96
48
96
48
120
Yield
(%)
57
65
77
87
97
72
96
85
94
~inh b)
0,37
O,41
0,36
0,32
0,32
0,40
0,38
0,30
0,34
20 b)
[~]D
-114
-110
-104
- 98
- 99
-115
-102
-105
-102
a) for c h a r a c t e r i z a t i o n see E X P E R I M E N T A L
b) m e a s u r e d at c = 2 g/l in d i c h l o r o m e t h a n e at 20~
c) m e a s u r e d at c = 10 g/l in d i c h l o r o m e t h a n e
T a b l e 3: R e a c t i o n c o n d i t i o n s and r e s u l t s of b u l k p o l y m e r i z a t i o n s
of L , L - l a c t i d e by m e a n s of M g - 2 , 4 - p e n t a n e d i o n a t e and Mg e t h o x i d e
No M a g n e s i u m
Derivative
Mon.
Init.
Temp.
(~
I Pentanedionate
2 Pentanedionate
3 Pentanedionate
4 Pentanedionate
5 Pentanedionate
6 Pentanedionate
7 Pentanedionate
8 Pentanedionate
9 Pentanedionate
10 P e n t a n e d i o n a t e
11Pentanedionate
12 P e n t a n e d i o n a t e
13 E t h o x i d e
14 E t h o x i d e
15 E t h o x i d e
16 E t h o x i d e
2OO:1
200:1
200:1
200:1
200:1
200:1
200:1
200:1
200:1
2OO:1
200:1
200:1
200:1
2OO:1
200:1
200:1
120
120
120
120
150
150
150
150
180
180
180
180
150
150
150
150
a) m e a s u r e d
Time
(h)
Yield
(%)
24
48
72
96
24
48
72
96
24
48
72
96
24
48
72
96
at c = 10 g/l in d i c h l o r o m e t h a n e
17
20
41
34
49
59
68
68
25
30
48
31
59
65
75
76
20 b)
[~D
-140
-134
-137
-134
-128
-127
-117
-114
- 95,2
- 84
- 81
- 63
-132
-115
-113
-112
495
The v i s c o s i t i e s were m e a s u r e d in an U b b l e h o d e v i s c o s i m e t e r
t h e r m o s t a t e d at 20~
A c o n c e n t r a t i o n of 2 g/l in d i c h l o r o m e t h a n e was used in all cases; ~. I is given in dl/g
The optlcal r o t a t i o n s were m e a s u r e ~ on a Perkin Elmer Md 243.
The specific r o t a t i o n [ e ~ O of o p t i c a l l y pure poly(L-lactide)
is -158+I in d i c h l o r o m e t h a n e .
9
.
i n
"
REFERENCES
I)
2)
3)
4)
5)
6)
7)
8)
9)
10)
J. Kleine, H.-H. Kleine; M a k r o m o l . C h e m .
30 23 (1959)
W. Dittrich, R.C. Schulz; M a k r o m o l . C h e m .
15 109 (1971)
R. V a s a n t h a k u m a r i , M.J. Pennings; P o l y m e r 24 175 (1983)
Ethicon. Inc.Ger: Offen; 2.118.127 (28. 0ct__1971)
Chem. Abstr. 76 73051w (1972)
D.M. Young, F. H o s t e t t l e r and C.F. Horn; Ger. Offen
1.205 586 (11. April 1957) to Union C a r b i d e Corp.
T.C. Snapp and A.F. Blood; US.Pat. 3645 941
(29. Feb. 1972) to E a s t m a n Kodak Co.
H. A m a n n and H. Rauch; G e r . O f f e n 2056 729 (19. Nov. 1970)
to D E G U S S A AG.
H.R. Kricheldorf, J.M. Jont~ and M. Berl; M a k r o m o l . C h e m .
in press (Part 3 of this series)
D.B. Johns, R.W. Lenz and A. Luecke in " R i n g - O p e n i n g Polymerization"
(K.J. Ivin and T. Saegusa eds.) E l s e v i e r N.Y.
1984, Vol. I pp. 461-521
E.I. DuPont; Brit. Pat. 1.101.766 (18. April 1966)
We thank B o e h r i n g e r - I n g e l h e i m for a gift of L , L - l a c t i d e and
the D e u t s c h e F o r s c h u n g s g e m e i n s c h a f t
for financial support.
Accepted November 14, 1985
C