Synergistic Effect of Hydrogen Bonding and -
Stacking Enables Long Cycle Life in Organic Electrode
Materials
Madison R. Tuttle, Shelby T. Davis, and Shiyu Zhang*
Department of Chemistry and Biochemistry, The Ohio State University, 100 West 18th Avenue,
Columbus, Ohio 43210, United States
Corresponding Author
*zhang.8941@osu.edu
ABSTRACT: Small-molecule organic compounds have emerged as attractive candidates for
energy storage in lithium-ion batteries due to their sustainability and modularity. To develop
generalizable design principles for organic electrode materials (OEMs), we investigated the
correlation between electrochemical performance and addition of functional groups that promote
synergistic hydrogen bonding and π-π stacking using a series of quinone-fused aza-phenazines
(QAPs) with different hydrogen bonding donor/acceptor arrays. The QAP containing the most
hydrogen bonding groups (3) exhibits the best performance with discharge capacities of 145 mAh
g-1 at 2C with 82% capacity retention over 1000 cycles. The performance of 3 is attributed to the
strategically incorporated -OH and -NH2 groups, which facilitate strong intermolecular
interactions and a tightly packed 2D structure. The intermolecular interaction strength was
evaluated using variable temperature 1D 1H NMR and 2D 1H-1H NOESY, offering a new strategy
to help understand and predict the performance of OEMs with hydrogen bonding motifs.
TOC GRAPHIC
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With increasing energy consumption worldwide, there is a growing need to develop
efficient and sustainable energy storage devices. Li-ion batteries (LIBs) have been at the forefront
of energy storage research since their commercialization in 1991,1 but current commercial LIBs
depend on non-renewable metal oxide or metal phosphate cathodes. Large-scale mining of metal
ores is environmentally and economically costly and ultimately unsustainable.1,2 The rich redox
chemistry of organic molecules offers an intriguing alternative to transition metal-based cathode
materials,3–8 as organic electrode materials (OEMs) benefit from abundant starting materials and
unparalleled synthetic modularity that allow for systematic optimization of cycling performance.
The main challenges for deploying OEMs in LIBs, however, are poor cycle stability and low
conductivity, often due to dissolution in electrolyte and inefficient electron transfer between
organic charge storage units.
With these issues in mind, our group is interested in developing generalizable design
principles for OEMs by exploring the relationship between electrochemical performance and
molecular structure. Recently, we demonstrated that S-rich thiazyl heterocycles can facilitate fast,
stable redox cycling by reducing the solubility of OEMs through strong intermolecular SOMOSOMO interactions.9 However, the thiazyl motifs that enable the strong S…S interactions can be
difficult to incorporate into redox-active OEM scaffolds. Therefore, we aim to investigate the
correlation between OEM performance and strong intermolecular interactions with more common
organic motifs.
We found inspiration in the structure of DNA’s double helix, where base pairs form
extended non-covalent interaction networks connected by complementary hydrogen bonding (HB)
and π-π stacking interactions (Figure 1A). Such interactions stabilize the supramolecular structure,
facilitate electron transfer along the DNA double helix,10,11 and enable DNA’s self-assembly12,13
3
and self-repairing14 properties. In OEMs, introducing moieties that enable either HB or -
stacking individually have led to promising improvements in performance, such as increased cycle
stability in the case of HB15,16 and enhanced rate capability in the case of - stacking.17–19
Nonetheless, these OEMs exhibit poor capacity retention15 or sluggish ion kinetics, making their
practical application challenging without additional processing.17,18 We reason that systematically
integrating both the stability of HB with the charge transport advantages of - stacking together
in one scaffold will benefit OEMs by enhancing stability against dissolution, facilitating charge
transfer, and providing the structural elasticity required for repeated Li-ion insertion and
removal.20–25
Figure 1. (A) Self-assembly of DNA base pairs via the synergistic HB and π−π stacking in DNA
can facilitate electron transfer along the longitudinal (π−π stacking) direction. (B) Illustration of
4
the quadruple HB and - stacking in quinone-fused aza-phenazines (QAPs), analogous to the
intermolecular interactions observed in DNA.
Similar to DNA, we envisioned that the complementary HB and - stacking interactions
found in quinone-fused aza-phenazines (QAPs, Figure 1B) could promote a non-covalent
interaction network22,26–28 where electron transfer can occur via connected charge storage units in
both longitudinal (- stacking) and transverse (HB) directions.29–35 However, the hydrogen bonds
between heteroatomic donors and acceptors in DNA (N-H…X or O-H…X) are much stronger than
the weak
C-H…X hydrogen bonds in the parent QAP scaffold (Figure 1). Therefore, we
hypothesized that QAPs functionalized with additional heteroatomic HB groups, e.g. -OH, -NH2,
would exhibit improved performance (e.g. capacity retention and rate capability) over the parent
QAP scaffold as a result of enhanced HB interactions. Furthermore, we rationalized that these
additional HB groups could serve as meaningful spectroscopic handles to observe and quantify
intermolecular interactions, resulting in a useful strategy to help predict the performance of future
OEMs with HB motifs.
Herein, we prepared three QAP-based OEMs (1-3) to understand the synergistic effect of
HB and - stacking on long-term cycling stability and rate capability. The best performing OEM
3 shows stable cycling at a rate of 2 C for >1000 cycles with a capacity of 145 mAh g-1 and 82%
capacity retention, rivaling the performance of transition metal-based cathode materials.36 The
intermolecular interactions in 1-3 are thoroughly examined and quantified via both solution- and
solid-state spectroscopic techniques, offering new strategies to understand and predict the
performance of OEMs with HB motifs. In particular, 1H NMR and X-ray crystallographic studies
reveal that 3 is significantly stabilized by the synergy between -OH and -NH2 groups, ultimately
leading to its enhanced performance.
5
Benzo[b]phenazine-6,11-dione (1) was synthesized according to literature procedure via
oxidation of the corresponding aza-phenazine with a strong oxidant, K2Cr2O7.27 However, these
harsh conditions are intolerant for further derivatization with HB functional groups, e.g. -OH, NH2. Therefore, we developed a new one-step synthesis of QAP derivatives via the condensation
of functionalized p-benzoquinones with 2,5-dihydroxy-1,4-benzoquinone (Figure 2A). This
method allowed us to quickly develop a series of QAPs (Figure 2B) in good to quantitative yields
(68% to 99%). Compounds 1-3 were isolated as highly-colored crystalline materials (Figure S6)
that are virtually insoluble in most organic solvents and can be easily purified via washing with
H2O, MeOH, and acetone. 1H and 13C NMR, IR, and high-resolution mass spectrometry (HRMS)
confirm the structure assignments of 2 and 3 (Figure S3-S4). All QAPs feature a fused, planar πsystem and multiple HB groups that facilitate extended - stacking and self-complementary HB
interactions. In particular, 3 was endowed with both -OH and -NH2 groups as complementary HB
motifs, as these heteroatoomic groups can act as both hydrogen bond donors and acceptors.
6
Figure 2. (A) Synthesis of functionalized QAPs 2-3 developed in this work. (B) Structures and
(C) IR spectra of QAP 1-3 cathode materials employed in this study.
To qualitatively probe the structural stability of the QAP series, we utilized
thermogravimetric analysis and differential scanning calorimetry (TGA-DSC). TGA-DSC
experiments show that 1 has a melting point of 329 °C, while 2-3 do not melt before decomposition
ca. 375 °C (Figure S5). These experiments confirm that 2-3 exhibit enhanced structural stability
7
compared to 1 resulting from incorporation of additional heteroatoomic HB groups. To further
compare the strength of HB interactions in 2-3, we turned to infrared spectroscopy (IR). The IR
spectra of 1-3 show a shift of the C=O stretching frequency to lower wavenumbers (1682 cm-1 in
1, 1673 cm-1 in 2, 1628 cm-1 in 3, Figure 2C). Such a red-shifting trend is consistent with
weakening of the C=O bond as the HB interactions (C=O…H-X) increase.15 A shift of the O‒H
stretching frequency from 3260 cm-1 in 2 to 3119 cm-1 in 3 further demonstrates the enhanced
intermolecular interaction network of 3 over 2 (Figure 2C).
We examined the redox abilities of 1-3 by solution cyclic voltammetry (supplemental pg.
S16). The cyclic voltammogram (CV) of 1 shows characteristic quinone behavior with two singleelectron redox couples at −1.05 V and −1.08 V (vs. Ag+/Ag, Figure S10). In contrast, 2-3 exhibit
more complex electrochemistry that suggests redox-responsive proton transfer from the catechol
moiety to the quinone (Figure S10, supplemental pg. S17).37 To probe our hypothesis, we
performed CV measurements of 1 in the presence of catechol, which reveals quasi-reversible redox
features similar to 2-3 (Figure S11). Additional scan-rate-dependent CV measurements on
solutions of 1 in the presence of catechol and 2-3 showed that the reduction and oxidation processes
involve ca. two electrons (Figure S12), consistent with our proton transfer hypothesis. These
findings are similar to those of Smith and coworkers, indicating that 2-3 exhibit self-associative
HB even at low concentrations in polar solvents.
The electrochemical properties of 1-3 in solid-state were evaluated in coin-type cells
(supplemental pg. S20). Unlike in solution, molecules of 1-3 in solid-state are locked in place in
the crystal lattice, preventing complete proton transfer during redox. As a result, solid-state CV
measurements of Li-QAP cells at 0.1 mV s-1 show clear semiquinone (0/•−) and quinone (•−/2−)
8
redox couples centered at 2.67 V for 1, 2.45 V and 2.36 V for 2, and 2.60 V and 2.26 V for 3 (vs.
Li+/Li, Figure 3A, Figure S13).
Figure 3. (A) Solid-state CV data of 1-3 at a scan rate of 0.1 mV s-1. (B) Galvanostatic cycling
comparison of 1-3 at a rate of 1C. The priming period cycles are removed for clarity. (C) Voltage
profile of the first cycles of 1-3 following the priming period. (D) Long-term galvanostatic
cycling of 3 at a rate of 2C. The priming period cycles are removed for clarity.
To elucidate how HB and π-π stacking intermolecular interactions affect the
electrochemical performance of 1-3, galvanostatic charge-discharge experiments were performed
at a two-electron per molecule level with voltage cut-offs (3.6–1.8V for 1-2 and 3.6–1.6V for 3)
selected based on solid-state CV studies (vide supra). A priming period of ten cycles at 0.5C was
performed before the cell was cycled at 1C. Li cells of 1-2 (Ctheo: 206 mAh g-1 and 183 mAh g-1)
deliver discharge capacities at 27% and 49%, respectively, of theoretical two-electron values at
1C (206 mA g−1 and 183 mA g-1, Figure 3B), which continue to fade to <5% and <35% in
subsequent cycles. The charge-discharge profiles of 1-2 exhibit a sloping two-step plateau (2.56
9
V and 2.40 V vs. Li+/Li) and a continuous slope (Figure 3C), respectively, consistent with the
solid-state CVs (Figure 3A, Figures S13-S15). The first few cycles of 1-2 (Figure S14-S15) show
Coulombic efficiencies ca. 85% and 90%, respectively, suggesting 1-2 may undergo self-discharge
due to dissolution.38–43 Visual inspection of the disassembled coin-type cells of 1-2 reveals highlycolored Celgard separators and Li anode surfaces, confirming the dissolution of 1-2 during cycling
(Figure S18).
In contrast, Li-3 cells (Ctheo: 197 mAh g-1) deliver high discharge capacities of ca. 169 mAh
g-1 at 1C (197 mA g−1, Figure 3B) with a continuous charge-discharge profile (Figure 3C, Figure
S16). The capacity remains stable over 1000 cycles with Coulombic efficiencies >99% (Figure
S16). The disassembled Li-3 cell showed no signs of dissolution after 1000 cycles (Figure S18).
Notably, rate capability experiments with 3 show excellent capacity retention even at very high
rates of 10C (1970 mA g-1, Figure S16), and capacities up to 174 mAh g-1 are recovered after
returning to 1C. In long-term stability studies at a lower rate of 0.5C, 3 can reach a discharge
capacity of 183 mAh g-1 with 84% capacity retention over 500 cycles (Figure S17). Remarkably,
even at higher rates of 2C (394 mA g-1), 3 can reach discharge capacities of 145 mAh g-1 with 82%
capacity retention over 1000 cycles (Figure 3D, Figure S17). With excellent cycle stability and
rate capability, 3 drastically outperforms 1 and 2, as well as many other quinone-based OEMs.1,3–
8
To understand the structural features of 3 that enable its enhanced galvanostatic cycling,
the solid-state structure of 3 was studied by powder X-ray diffraction (PXRD) at the Advanced
Photon Source (Chicago, IL, λ = 0.4569 Å). Rietveld refinement of the PXRD data using GSASII software44 revealed that 3 packs in a P21/n space group with a unit cell volume of 1045 Å3 (Z =
4). Molecules of 3 assemble into -stacked columns (along c axis, stacking distance: ca. 3.41 Å,
10
Figure 4A). Four -stacked columns are connected via alternating O-H…NAr (1.847 Å), O-H…O=C
(2.041 Å), N-H…O=C (2.227 Å), and N-H…OH (1.946 Å) interactions to form a tetrameric cyclic
structure (Figure 4A), showcasing the necessity of the -OH and -NH2 groups to create a stable
structure. Additional inter- and intramolecular N-H…O=C interactions (2.154 Å and 2.227 Å,
respectively) connect the tetrameric columns of 3 in an extended layer structure (Figure S8-S9).
While the solid structure of 1 is dominated by long, weak C-H…NAr interactions (Figure 4B, 2.682
and 2.668 Å), the synergistic - stacking and short, strong (O)N-H…X interactions in 3 results in
more tightly packed columns reminiscent of DNA’s double helix.
Figure 4. Solid-state structures of (A) 3 determined by Rietveld refinement and (B) 1 by single-crysal
diffraction (CCDC: 761662). A H-bonded tetramer of 3 is highlighted with a black box. Only one layer
of 3 is shown for clarity. (C) 2D 1H-1H NOESY spectrum of 3. Cross peaks between -OH and -NH2
signals are highlighted with black boxes. The residual peak of C6D6 is markedy by an asterisk.
11
Variable temperature NMR spectroscopy (VT-NMR) has been widely used to investigate
intermolecular interactions in solution.45 With the HB groups (e.g. -CH, -OH, and -NH2) in 1-3 as
spectroscopic handles, we employed VT-NMR to quantify the strength of intermolecular
interactions in solution, which can include both HB and π-π stacking.46–48 If self-association occurs
in solution, the chemical shifts of protons will shift as a function of solution temperature
(/T),49,50 providing insight into the thermodynamics of intermolecular interactions and the
supramolecular organization of 1-3. The 1H NMR chemical shifts of 1 remain constant from 27 °C
to 70 °C in a 5:4 mixture of DMSO-d6 and benzene-d6, suggesting that compound 1 exists
exclusively as monomers in solution (Figure S19, supplemental pg. S26). In contrast, the -OH and
-NH2 chemical shifts of 2-3 show a strong temperature dependence (Figure S20-S24), as
summarized in Table 1. Thermodyanamic parameters associated with the equilibria between
hydrogen-bonded and a non-hydrogen-bonded states were extracted by van’t Hoff analysis
(supplemental pg. S30, Figures S23-S24), and the resulting H and S values for each functional
group are summarized in Table 1. As expected, the self-association of 2-3 is enthalpically favored
(H < 0) and entropically disfavored (S < 0). In particular, the van’t Hoff analysis for 3 shows
that both -OH and -NH2 groups engage in substantial HB interactions (ca. 24 ‒ 27 kcal mol-1) that
may involve arrays of multiple donors and acceptors.51,52 It is interesting to note that the enthalpies
of HB for different functional groups are essentially the same (~26 kcal mol-1) for both 2 and 3
(Table 1). Therefore, we reason that the significantly higher stability of 3 over 2 should be, at least
partially, attributed to the synergy of -OH and -NH2. To further probe this hypothesis, we employed
1
H-1H NOESY (nuclear Overhauser effect spectroscopy) to investigate the interactions of -OH and
-NH2 groups in solutions of 3. Indeed, a positive NOE cross peak between the -OH and -NH2
chemical shifts is observed (Figure 4C, Figure S25), indicating a direct intermolecular HB
12
interaction between the -OH and -NH2 groups of 3.53–55 These observations nicely corroborate the
solid structure of 3 (vide supra) and confirm that the synergy between -OH and -NH2 groups is
essential for stabilizing the supramolecular structure of 3.
Table 1. Calculated temperature dependences and thermodynamic parameters of 1-3 based on VTNMR and van’t Hoff analysis.
Compound
Δδ/ΔT
(ppm K-1)
ΔH°
(kcal mol-1)
ΔS°
(cal mol-1 K-1)
1
0
̶
̶
2 (-OH)
‒6.1 x 10‒3
‒27.66 ± 3.817
‒84.92 ± 11.995
3 (-OH)
‒6.0 x 10‒3
‒24.99 ± 2.150
‒77.22 ± 6.756
3 (-NH2)
‒4.2 x 10‒3
‒26.83 ± 3.610
‒82.29 ± 11.342
In conclusion, our study elucidates a network of synergistic noncovalent forces that
stabilize the QAP-based OEM 3 and facilitate its excellent performance in Li-ion batteries with
discharge capacities of up to 145 mAh g-1 at 2C and 82% capacity retention over 1000 cycles. We
found that the inclusion of heteroatomic HB groups, e.g. -OH and -NH2, is crucial for electrode
stability. Importantly, the stabilizing effect of HB groups on improving OEM performance is
additive, providing a design strategy that is potentially applicable to other OEMs. As disruption of
HB and other noncovalent interactions must occur on the battery cycling time-scale, it is necessary
to consider the energetic favorability of intermolecular interactions in both solution and solid-state.
We demonstrated that both 1H NMR and X-ray crystallographic studies of 3 were key in
understanding the synergistic effect of HB groups and π-π stacking on OEM cycling stability.
Furthermore, the combination of 1D VT-NMR and 2D NOESY techniques provides a
13
straightforward approach to understand and potentially predict the cycling stability of future OEMs
with HB motifs.
ASSOCIATED CONTENT
Supporting Information
Experimental details, synthetic procedures, electrochemical details, crystallographic and
refinement details, NMR details, including Figure S1-S25.
AUTHOR INFORMATION
https://research.cbc.osu.edu/zhang.8941/
@ZhangLabOSU
Notes
The authors declare no competing financial interests.
ACKNOWLEDGMENTS
This work was supported in part through the National Science Foundation Graduate Research
Fellowship under Grant No. DGE-1343012. The authors would like to thank beyond measure the
following scientists whose skill and excellence made this work possible during a global pandemic:
Weiyao Zhang for VT-NMR; Warren Huey and the Goldberger Lab for TGA-DSC; the Wade and
McGrier labs for ATR-IR; Dr. Curtis Moore for PXRD; Dr. Alicia Friedman for HRMS; Tanya
Whitmer and Dan Conroy for NMR and 2D NOESY; Prof. Casey Wade and Prof. Pat Woodward
for Rietveld refinement of 3. Use of the Advanced Photon Source at Argonne National Laboratory
14
was supported by the U. S. Department of Energy, Office of Science, Office of Basic Energy
Sciences, under Contract No. DE-AC02-06CH11357
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22
Electronic Supporting Information for:
Synergistic Effect of Hydrogen Bonding and π-π Stacking Enables Long Cycle Life in Organic Electrode
Materials
Madison R. Tuttle, Shelby T. Davis, and Shiyu Zhang*
Department of Chemistry and Biochemistry, The Ohio State University, 100 West 18th Avenue, Columbus, Ohio
43210, United States
Contents
General Experimental Details.....................................................................................................................................2
Preparation and Characterization of Compounds .......................................................................................................2
Synthesis and characterization of benzo[b]phenazine-6,11-dione (1) ................................................................3
Synthesis and characterization of 2,3-dihydroxybenzo[b]phenazine-6,11-dione (2) .........................................6
Synthesis and characterization of 2,3-diamino-7,8-dihydroxyphenazine-1,4-dione (3).....................................9
Thermogravimetric Analysis and Differential Scanning Calorimetry ...................................................................... 11
PXRD Measurements ...............................................................................................................................................12
Rietveld Refinement of 3..........................................................................................................................................13
Electrochemical Measurements ................................................................................................................................16
Solution Phase Cyclic Voltammetry .................................................................................................................16
Solid State Cyclic Voltammetry........................................................................................................................19
Battery Testing..........................................................................................................................................................20
Electrode Fabrication........................................................................................................................................20
Coin Cell Assembly ..........................................................................................................................................20
Galvanostatic Charge/Discharge Cycling .........................................................................................................20
Coin Cell Disassembly .............................................................................................................................................25
NMR Experiments ....................................................................................................................................................26
1D 1H VT-NMR ................................................................................................................................................26
2D 1H-1H NOESY ............................................................................................................................................32
References ................................................................................................................................................................33
S1
General Experimental Details
All experiments were carried out under nitrogen (or argon) atmosphere using an MBraun glovebox and/or
standard Schlenk techniques unless stated otherwise. 1H and 13C NMR spectra were recorded on Bruker 400 or 600
MHz spectrometer and were externally referenced to the NMR residual solvent peaks. ATR-IR spectra were
measured using a Nicolet IR 200 with a diamond ATR accessory. Thermogravimetric analysis (TGA) and
differential scanning calorimetry (DSC) experiments were carried out under nitrogen with a TA Instruments
Discovery SDT 650 using a heating rate of 3 °C min−1 between 50 and 600 °C. Cyclic voltammetry and potentioelectrochemical impedance spectroscopy experiments were performed with a Biologic SP-150 single-channel
potentiostat. Galvanostatic cycling experiments were performed with a LAND CT2001A battery testing system.
Unless otherwise noted, all solvents were degassed and dried using a Pure Process Technology (PPT) solvent
purification system and stored under an atmosphere of nitrogen over 4 Å molecular sieves. DMSO-d6 and C6D6
(Cambridge Isotope Labs) were dried over CaH2 and vacuum transferred onto 4 Å molecular sieves prior to use.
All glassware were dried at 175 °C before use. All reagents were purchased from Sigma Aldrich unless otherwise
noted.
Preparation and Characterization of Compounds
Scheme S1. Synthesis of 1
Synthesis and characterization of 5,12-dihydrobenzo[b]phenazine (1a)
5,12-dihydrobenzo[b]phenazine was prepared according to a modified literature procedure.1 In a roundbottom flask,
a neat mixture of o-phenylenediamine (0.600 g, 5.55 mmol) and naphthalene-2,3-diol (0.889 g, 5.55 mmol) was
mixed with stirring. The mixture was heated to 180 °C and stirred for 30 minutes. After cooling to room temperature,
the resulting black solid was transferred to a glass frit and washed with methanol, acetone, and diethyl ether. The
resulting material was collected and dried in vacuo at 90 °C overnight to give the product as a tan solid (0.632 g,
49%). 1H NMR (DMSO-d6, 400 MHz): δ 8.11 (s, 2H), δ 7.15 (m, 2H), δ 6.92 (m, 2H), δ 6.34 (m, 2H), δ 6.24 (s,
2H), δ 6.18 (m, 2H). The 1H NMR spectrum of the product matches that reported in the literature.1
S2
Synthesis and characterization of benzo[b]phenazine-6,11-dione (1)
Benzo[b]phenazine-6,11-dione was prepared according to a modified literature procedure.2 To a roundbottom flask
charged with a warm (60 °C) solution of 5,12-dihydrobenzo[b]phenazine (1a, 0.300 g, 1.29 mmol) in acetic acid
(40 mL), K2Cr2O7 (1.29 g, 4.39 mmol) was added. The solution was stirred at reflux (120 °C) for one hour, turning
dark green. After cooling to room temperature, acetone (20 mL) was added to the green solution, resulting in
precipitation of a yellow crystalline solid. This solid was filtered, washing with acetone until the filtrate was clear,
and dried in vacuo at 90 °C overnight to yield the product as a dark yellow crystalline solid (0.124 g, 37%). mp:
329 °C with decomposition (Figure S5). 1H NMR (DMSO-d6, 400 MHz): δ 8.41 (dd, J1=6.36 Hz, J2=3.49 Hz, 2H),
δ 8.34 (dd, J1=5.73 Hz, J2=3.39 Hz, 2H), δ 8.15 (dd, J1=6.41 Hz, J2=3.40 Hz, 2H), δ 8.03 (dd, J1=5.92 Hz, J2=3.26
Hz, 2H). 13C NMR (DMSO-d6, 100 MHz): δ 181.4, δ 145.7, δ 143.1, δ 135.3, δ 134.0, δ 130.9, δ 127.7. IR (ATR,
cm-1): 3100, 3071, 3046, 1682, 1597, 1590, 1577, 1556, 1489, 1486, 1468, 1452, 1392, 1337, 1323, 1304, 1213,
1206, 1132, 1129, 1036, 986, 978, 967, 931, 909, 850, 785, 766, 709, 672, 571, 440, 433 (Figure S1). The 1H and
C NMR spectra of the product matches that reported in the literature.2
80
60
40
1682 cm-1
Transmission (%)
13
20
0
3600
2800 2000 1200
Wavenumbers (cm-1)
400
Figure S1. IR (ATR) spectra of benzo[b]phenazine-6,11-dione (1).
S3
Scheme S2. Synthesis of 2
Synthesis and characterization of 2,3-diphthalimido-1,4-naphthoquinone (2a)
2,3-Diphthalimido-1,4-naphthoquinone was prepared according to a modified literature procedure.3,4 In a
roundbottom flask, a mixture of dichloronapthoquinone (1.00 g, 4.40 mmol) and potassium phthalimide (1.71 g,
9.25 mmol) in MeCN (50 mL) was refluxed at 85 °C overnight, resulting in a dark brown reaction mixture with
yellow precipitate. After cooling to room temperature, the precipitate was filtered, washed the with DI water until
the filtrate was clear, and dried in vacuo at 90 ºC overnight to yield the product as a dark yellow solid (1.59 g, 81%
yield). 1H NMR (DMSO-d6, 400 MHz): δ 8.20 (m, 2H), δ 8.07 (m, 2H), δ 7.98 (m, 4H), δ 7.95 (m, 4H) (Figure S2).
S4
Figure S2. 1H NMR (DMSO-d6, 400 MHz) spectrum of 2,3-diphthalimido-1,4-naphthoquinone (2a). Blue dots
indicate product; yellow dot indicates NMR solvent (δ 2.51 - DMSO-d6); and red dot indicates solvent impurity (δ
3.33 – H2O).
Synthesis and characterization of 2,3-diamino-1,4-naphthoquinone (2b)
2,3-Diamino-1,4-naphthoquinone was prepared according to a modified literature procedure.3,4 To a suspension of
2,3-diphthalimido-1,4-naphthoquinone (2a, 2.92 g, 6.51 mmol) in DI water (200 mL) was added hydrazine hydrate
(64% in water, 27 mL, 0.796 mol). The solution was stirred for 15 minutes at room temperature and then heated to
65º C for 24 hours. After cooling to room temperature, the precipitate collected by filtration, washed with water
until the filtrate was clear, and dried at 105 °C overnight to yield the product as a dark purple solid (0.450 g, 39%).
1
H NMR (DMSO-d6, 400 MHz): δ 7.75 (m, 2H), δ 7.61 (m, 2H), δ 5.45 (s, 4H). The 1H NMR spectrum of the
product matches that reported in the literature.4
S5
Synthesis and characterization of 2,3-dihydroxybenzo[b]phenazine-6,11-dione (2)
In a roundbottom flask, a mixture of 2,5-dihydroxy-1,4-benzoquinone (0.148 g, 1.06 mmol) and 2,3-diamino-1,4naphthoquinone (2b, 0.200 g, 1.06 mmol) in glacial AcOH (5 mL) was heated at 120 °C for 24 hours. After cooling
to room temperature, the the precipitate was collected by filtration, washed with DI water and acetone until the
filtrate was clear, and dried at 105 °C overnight to yield the product as a dark yellow-green solid (0.210 g, 68%).
mp: decomposition observed around 408 °C (Figure S5). 1H NMR (DMSO-d6, 400 MHz): δ 11.42 (br s, 2H), δ 8.26
(dd, J1=5.73 Hz, J2=3.31 Hz, 2H), δ 7.95 (dd, J1=6.00 Hz, J2=3.29 Hz, 2H), δ 7.47 (s, 2H). 13C NMR (DMSO-d6,
100 MHz): δ 181.7, δ 155.4, δ 142.5, δ 141.4, δ 135.0, δ 134.2, δ 127.4, δ 110.3. IR (ATR, cm-1): 3260, 1673, 1586,
1582, 1527, 1518, 1456, 1386, 1346, 1253, 1208, 1188, 1159, 1115, 1037, 987, 918, 877, 800, 720, 666, 534, 482,
460, 457, 427 (Figure S3). HRMS-ESI (m/z) calcd for C16H7N2O4 ([M‒H]‒ ): 291.0411, found: 291.0411.
S6
A
100
60
1673 cm-1
80
3260 cm-1
C
Transmission (%)
B
40
3600
2800 2000 1200
Wavenumbers (cm-1)
400
Figure S3. (A) 1H NMR (DMSO-d6, 400 MHz), (B) 13C NMR (DMSO-d6, 100 MHz), and (C) IR (ATR, cm-1)
spectra of 2,3-dihydroxybenzo[b]phenazine-6,11-dione (2). Blue dots indicate product; yellow dot indicates NMR
solvent (δ 2.51 - DMSO-d6); and red dots indicate solvent impurities (δ 3.33 – H2O, δ 1.91 – AcOH).
S7
Scheme S3. Synthesis of QAP 3
Synthesis and characterization of 2,3,5,6-tetraphthalimido-1,4-benzoquinone (3a)
2,3,5,6-tetraphthalimido-1,4-benzoquinone was prepared according to a modified literature procedure.5,6 In a
pressure flask under an inert atmosphere, potassium phthalimide (6.63 g, 35.8 mmol) was added to a solution of pchloranil (2.20 g, 8.95 mmol) in anhydrous MeCN (100 mL) and refluxed at 85 °C overnight. The reaction mixture
was hot filtered, and the green-brown precipitate was washed with DMF (50 mL) and water (50 mL), and dried in
a 105 °C oven overnight to yield the product as a dark yellow solid (5.80 g, 94%). 1H NMR (DMSO-d6, 400 MHz):
δ 8.00 (s, 8H), δ 7.95 (s, 8H). The 1H NMR spectrum of the product matches that reported in the literature.5
Synthesis and characterization of 2,3,5,6-tetraamino-1,4-benzoquinone (3b)
2,3,5,6-tetraamino-1,4-benzoquinone was prepared according to a modified literature procedure.5,6 In a
roundbottom flask, a mixture of 2,3,5,6-tetraphthalimido-1,4-benzoquinone (3a, 1.25 g, 1.82 mmol) and hydrazine
hydrate (64% in water, 15 mL, 0.198 mol) was heated at 65 °C for 2 hours, gradually turning black. After cooling
to room temperature, the reaction mixture was filtered, and the resulting black precipitate was washed with water
(100 mL) and THF (100 mL) and dried in a 105 °C oven overnight (0.421 g, 52%). 1H NMR (DMSO-d6, 400 MHz):
δ 4.55 (s, 8H). The 1H NMR spectrum of the product matches that reported in the literature.6
S8
Synthesis and characterization of 2,3-diamino-7,8-dihydroxyphenazine-1,4-dione (3)
In
a
roundbottom
flask,
a
mixture
of
2,5-dihydroxy-1,4-benzoquinone
(0.200
g,
1.43
mmol)
tetraaminobenzoquinone (240 mg, 1.43 mM) and 2,3,5,6-tetraamino-1,4-benzoquinone (3b, 0.240 g, 1.43 mmol) in
glacial AcOH (5 mL) was refluxed at 120 °C for 24 hr. After cooling to room temperature, the black reaction mixture
was filtered, washed with water, MeOH, and acetone until the filtrate was clear, and dried in vacuo at 90 °C
overnight to yield the product as a black powder (0.383 g, 99%). mp: decomposition observed around 377 °C (Figure
S5). 1H NMR (DMSO-d6, 400 MHz): δ 10.89 (br s, 2H), δ 7.32 (s, 2H), δ 5.91 (s, 4H). 13C NMR (DMSO-d6, 400
MHz): δ 176.1, δ 153.1, δ 142.1, δ 139.5, δ 130.8, δ 111.0. IR (ATR, cm-1): 3470, 3441, 3338, 3298, 3119, 1628,
1560, 1553, 1523, 1497, 1451, 1413, 1386, 1334, 1255, 1149, 877, 846, 814, 731, 654, 652, 563, 500, 476 (Figure
S4). HRMS-ESI (m/z) calcd for C12H7N4O4 ([M‒H]‒ ): 271.0473, found: 271.0468.
S9
A
100
80
1628 cm-1
20
3119 cm-1
40
3338 cm-1
60
3441 cm-1
C
Transmission (%)
B
0
3600
2800 2000 1200
Wavenumbers (cm-1)
400
Figure S4. (A) 1H NMR (DMSO-d6, 400 MHz), (B) 13C NMR (DMSO-d6, 100 MHz), and (C) IR (ATR, cm-1)
spectra of 2,3-diamino-7,8-dihydroxyphenazine-1,4-dione (3). Blue dots indicate product; yellow dot indicates
NMR solvent (δ 2.51 - DMSO-d6); and red dots indicate solvent impurities (δ 3.33 – H2O, δ 1.91 – AcOH).
S10
Thermogravimetric Analysis and Differential Scanning Calorimetry
Figure S5. TGA-DSC results for compounds 1-3. The asterisk marks the melting point of 1.
S11
PXRD Measurements
High-resolution synchrotron powder diffraction data of 2 and 3 were collected at the 11-BM beamline at the
Advanced Photon Source with a wavelength of 0.4579 Å, step size 0.001°. Single crystal diffraction data of 1 has
been previously published2 and is available on the Cambridge Crystallographic Data Centre website (CCDC:
761662). We were unable the determine the structure of 2 due to the poor crystallinity of the sample.
Figure S6. X-ray powder diffraction data of 2 (top) and 3 (bottom) collected at the APS 11-BM beamline.
S12
Rietveld Refinement of 3
Powder pattern indexing, unit cell determination, Pawley refinement, and Reitveld refinement of 3 were completed
using GSAS-II software.7
Figure S7. X-ray powder diffraction pattern (dark blue, observed intensity) and final Rietveld refinement (red,
calculated intensity) of 3. The residual difference between the calculated and experimental pattern is shown in light
blue. The hkl reflection positions were indicated by blue ticks.
S13
Figure S8. Illustration of parallel layers of 3 with - stacking interactions.
Figure S9. Illustration of parallel layers of 3 with hydrogen-bonding interactions.
S14
Table S1. Data collection and structure refinement parameters for 3.
Unit cell
Space group
P21/n
a (Å)
11.860
b (Å)
27.669
c (Å)
(deg)
V (Å3)
Z
3.5753
119.64
1019.8
4
Data collection
0.4579
(Å)
Temperature
100 K
2 - 50
min−max
(deg.)
0.001
2 step
Rwp
R(F)
Refinement
0.093
0.051
Table S2. Crystallographic coordinates of 3 after final Rietveld refinement.
H
C
C
C
O
N
C
C
O
C
N
H
H
H
H
N
C
N
C
C
C
O
C
O
H
C
H
H
0.314110179
0.888169745
0.755819861
0.934129659
0.718609935
1.057779549
0.670329879
0.852979670
0.897989591
0.716699783
0.964279737
0.913109786
1.027159595
1.081569515
1.127879612
0.552139984
0.475369995
0.643689791
0.347510105
0.521719897
0.438589912
0.229260040
0.314690019
0.144580221
0.258769977
0.268310118
0.475289836
0.107210239
0.660169881
0.696289874
0.701739873
0.653009882
0.741089866
0.647929883
0.658009881
0.609349890
0.571409897
0.613399889
0.737139867
0.767139861
0.741519866
0.613039889
0.667359879
0.662749880
0.623219887
0.574459896
0.625979887
0.578439895
0.537939903
0.504149909
0.541379902
0.586019894
0.473579914
0.586209894
0.504339909
0.554409900
0.487599956
0.143289987
0.248199978
0.031709997
0.345479969
-0.068869994
0.224199980
-0.001900000
-0.101969991
0.096099991
0.176589984
0.225639980
-0.014409999
-0.109079990
0.077079993
0.319909971
0.290439974
0.064009994
0.389009965
0.159609986
0.131379988
0.209169981
0.228439980
0.448949960
0.125609989
0.359679968
0.031819997
0.455919959
S15
Electrochemical Measurements
Solution Phase Cyclic Voltammetry
Solution phase cyclic voltammetry (CV) experiments were carried out using a three-electrode cell, consisting of a
glassy carbon working electrode (0.07 cm2, CH Instruments), a Ag+/Ag reference electrode (CH Instruments) with
0.01 M AgNO3 in MeCN, and a platinum wire counter electrode (7.5 cm, BASi). Solution CV experiments were
performed at 1 mM concentrations under an atmosphere of N2 with degassed electrolyte solutions of 0.1 M LiClO4
in DMSO at variable concentrations and scan rates.
Figure S10. Solution CV data of 1-3 (1 mM) in 0.1 M LiClO4/DMSO. Scan direction is marked with arrows. Redox
couples and reduction/oxidation peaks are labeled.
S16
The lack of two distint redox couples and the large separation between the reduction and oxidation peaks (Figure
S10) suggest that 2 and 3 may exhibit redox-responsive proton transfer from the catechol moiety to the quinone
moiety due to strong intermolecular HB in solution.8 As the quinone (Q) moiety is reduced to Q•−, intermolecular
proton transfer from the catechol moiety (-OH) can occur to generate the protonated radical species HQ•. Since HQ•
is easier to reduce than Q, HQ• undergoes immediate irreversible reduction to HQ−, resulting in doubling of the
reduction peak current. The subsequent irreversible oxidation peaks describe the two-electron oxidation of HQ−
back to Q.
Figure S11. Solution CV of 1 in the presence of 0 eq. catechol (dark blue), 2 eq. catechol (purple), and excess
catechol (gray). Scan direction is marked with an arrow.
Scan rate-dependent solution CV experiments were performed with IR compensation to obtain a plot of potential
vs. log of scan rate (Figure S11) and determine the number of electrons involved in each electrochemical process.
The slope of this plot is equal to the Laviron equation,
2.3𝑅𝑇
𝛼𝐹𝑛
where R is the ideal gas constant (8.314 J K-1 mol-1), T is temperature (298 K), α is the electron transfer coefficient
and assumed to be 0.5 for an irreversible process,9 F is Faraday’s constant (96485 C mol-1), and n is the number of
electrons involved in the electrochemical process. nc, the number of electrons involved in the cathodic process, was
calculated to be 2.0 for 2 and 2.2 for 3 (Figure S11). na, the number of electrons involved in the anodic process, was
calculated to be 2.1 for both 2 and 3 (Figure S11). These results suggest that both the reduction and oxidation of 2
and 3 are two-electron processes. We also considered the possibility of a redox-responsive dimerization mechanism
similar to the hydrogen-bonded ferrocene dimers studied by Smith and coworkers,10 however, our experiments with
1 in the presence of catechol and the lack of changes in peak shape of 1-3 with scan rate suggests a proton transferS17
based ECE mechanism is more likely.
C
na
nc
2
2.1
2.0
3
2.1
2.2
Figure S12. Scan rate-dependent CV data for (A) 2 and (B) 3 (0.7 mM) in 0.1 M LiClO4/DMSO. (C) The
corresponding number of electrons involved in each electrochemical process calculated from the Laviron equation
(above). Scan direction is marked with arrows.
S18
Solid State Cyclic Voltammetry
Solid-state CV experiments were carried out using a two-electrode coin-type cell, consisting of a cathode of 1-3
and an anode of Li metal (see Battery Testing). Solid-state CV experiments were performed at a scan rate of either
0.1 mV−1 (Figure 3A), 1 mV s−1 (Figure S13) after an initial rest period of one hour.
Figure S13. Solid-state CV data of 1-3 at a scan rate of 1 mV s-1. Scan direction is marked with arrows. The redox
potentials of each couple are labeled with dashed lines.
S19
Battery Testing
Electrode Fabrication
Electrode dry mixtures were prepared by mixing powders of 1-3 with conductive carbon (SuperP) and
polyvinylidene fluoride (PVDF) binder in a 50:40:10 weight ratio using a mortar and pestle. Electrode slurries were
prepared by adding N-methylpyrrolidinone (NMP) to the dry mixture, vortexing for one minute, and sonicating for
at least 30 minutes until a smooth ink was obtained. The inks were cast onto aluminum foil using the doctor-blade
method (average mass loading density: ca. 1.7 mg cm−2), dried in air overnight, and further dried in a vacuum oven
at 80 °C overnight. After cutting the electrodes into 15 mm discs, they were dried again under vacuum at 90 °C for
at least two hours and taken into an argon glovebox while still under vacuum.
Coin Cell Assembly
Coin-type cells were assembled in an argon glovebox with 1-3 as the cathode, 1 M LiTFSI (lithium
bis(trifluoromethanesulfonyl)imide) and 0.2 M LiNO3 in 50:50 dimethoxyethane (DME) and dioxolane (DOL) as
the electrolyte, Celgard as the separator, and Li metal as the anode. Coin cells were assembled bottom to top using
materials purchased from Gelon: coin cell bottom, cathode disc, 40 L electrolyte, separator, 40 L electrolyte, Li
anode, stainless steel current collector, wave/conical washer, coin cell top with gasket. Coin cells were crimped in
a Gelon GN-CCM20 coin cell crimper at 900 psi and used for battery testing after a rest period of one hour.
Galvanostatic Charge/Discharge Cycling
Coin-type cells with 1-3 cathodes were subjected to galvanostatic cycling using an automated testing system with
lower voltage limits and upper voltage limits selected based on solid-state CV studies (vide supra). The currents for
galvanostatic measurements were calculated based on the theoretical specific capacity of each compound. Priming
periods for 1-3 consisted of 10 cycles at a rate of 0.5C.
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A
B
C
Figure S14. (A) Galvanostatic cycling data of 1 at a rate of 1C (206 mA g-1) including the priming period,
highlighted in yellow. (B) Charge-discharge curves of 1 at a rate of 1C. The legend refers to the cycle number after
the priming period. (C) Cycling data of 1 during the priming period.
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A
B
C
Figure S15. (A) Galvanostatic cycling data of 2 at a rate of 1C (183 mA g-1) including the priming period,
highlighted in yellow. (B) Charge-discharge curves of 2 at a rate of 1C. The legend refers to the cycle number after
the priming period. (C) Cycling data of 2 during the priming period.
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A
C
B
D
Figure S16. Galvanostatic cycling data of 3 at a rate of (A) 1C (197 mA g-1) including the priming period,
highlighted in yellow. (B) Charge-discharge curves of 3 at a rate of 1C. The legend refers to the cycle number after
the priming period. (C) Cycling data of 3 during the priming period. (D) Rate-dependent cycling data of 3.
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A
B
Figure S17. Galvanostatic cycling data of 3 at a rate of (A) 0.5C (98 mAh g-1) and (B) 2C (394 mAh g-1) including
the priming periods, highlighted in yellow.
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Coin Cell Disassembly
The battery was taken into an Ar glovebox after 24 hours of galvanostatic cycling, and disassembled on a Gelon
GN-CCM20 coin cell crimping machine equipped with a disassembly die set. Pictures of the electrodes and
separators were taken upon disassembly. To prepare the cathodes for ex-situ analysis, they were washed with DME
(3 × 50 L) and dried in vacuo for at least 30 minutes.
A
B
C
Figure S18. Digital pictures of disassembled coin cells of (A) 1 (from left to right: coin cell top, Li anode, Celgard
separator, QAP cathode), (B) 2 (from left to right: coin cell top, Li anode, Celgard separator, QAP cathode), and (C)
3 (top: coin cell top, Li anode, Celgard separator (anode side); bottom: Celgard separator (cathode side), QAP
cathode).
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NMR Experiments
1D 1H VT-NMR
VT-NMR experiments were carried out on a 600 MHz instrument from 27 °C to 75 °C. A 5:4 mixture of DMSOd6:C6D6 was used to resolve the NMR signals in 1-3 as much as possible without sacrificing solubility.
Concentrations and temperature of each sample are labeled.
1, 5.4 mM
27 °C
30 °C
40 °C
50 °C
60 °C
70 °C
Figure S19. VT-NMR of the -CH peaks of 1.
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2 (-OH)
5.4 mM, 27 °C
1 mM, 27 °C
1 mM, 30 °C
1 mM, 40 °C
1 mM, 50 °C
1 mM, 60 °C
1 mM, 70 °C
0.1 mM, 75 °C
Figure S20. VT-NMR of the -OH peak of 2. The chemical shift of -OH at 5.4 mM at 27 °C was used as the boundary
limit δB, and that of 0.1 mM at 75 °C was used as the boundary limit δN.
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3 (-OH)
5 mM, 27 °C
1 mM, 27 °C
1 mM, 30 °C
1 mM, 40 °C
1 mM, 50 °C
1 mM, 60 °C
1 mM, 70 °C
0.1 mM, 75 °C
Figure S21. VT-NMR of the -OH peak of 3. The chemical shift of -OH at 5 mM at 27 °C was used as the boundary
limit δB, and that of 0.1 mM at 75 °C was used as the boundary limit δN.
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3 (-NH2)
5 mM, 27 °C
1 mM, 27 °C
1 mM, 30 °C
1 mM, 40 °C
1 mM, 50 °C
1 mM, 60 °C
1 mM, 70 °C
0.1 mM
75 °C
Figure S22. VT-NMR of the -NH2 peak of 3. The chemical shift of -NH2 at 5 mM at 27 °C was used as the boundary
limit δB, and that at 0.1 mM at 75 °C was used as the boundary limit δN.
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The thermodyanamic parameters between hydrogen-bonded and a non-hydrogen-bonded states can be extracted by
performing a van’t Hoff analysis with δOH and δNH using the equation below:
𝐾𝑒𝑞 =
(𝛿𝑜𝑏𝑠 − 𝛿𝑁 )
(𝛿𝐵 − 𝛿𝑜𝑏𝑠 )
where δobs, δB, and δN correspond to the observed chemical shift at each temperature, the chemical shift of hydrogenbonded species, and the chemical shift of non-hydrogen-bonded species, respectively. Since intermolecular
interactions are favored at high concentration and low temperature (ΔS° < 0 for aggregation processes), the δOH
and δNH values at 5 mM at room temperature (27 °C) were used as δB, and those at 0.1 mM at 75 °C were used as
δN. These boundary chemical shifts were used to calculate Keq at different temperatures using the above equation,
which then allowed construction of van’t Hoff plots (Figures S20-21) using the equation below:
𝑙𝑛𝐾𝑒𝑞 =
A
𝛥𝑆 𝛥𝐻
−
RT
R
B
Figure S23. (A) Temperature dependence and (B) van’t Hoff plots of the -OH peak of 2 at 1 mM from 27 °C to
70 °C.
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A
C
B
D
Figure S24. Temperature dependence and van’t Hoff plots of the (A, B) -OH peak and (C, D) -NH peak of 3 at 1
mM from 27 °C to 70 °C.
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2D 1H-1H NOESY
NOESY experiments were carried out on 5.4 mM (2) or 5 mM (3) samples in a 5:4 mixture of DMSO-d6:C6D6 on
a 600 MHz instrument. The lack of NOEs in the spectrum of 2 (Figure S22) does not preclude intermolecular
interactions in solution, but suggests that any intermolecular HB interactions that exist in solution must be with an
aprotic heteroatom (i.e. phenazine N, C=O) or between intermolecular -OH groups.
Figure S25. NOESY spectrum of 2 at 5.4 mM in 5:4 DMSO-d6:C6D6. An asterisk marks the NMR solvent peak for
C6D6.
S32
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