The Journal of Infectious Diseases
MAJOR ARTICLE
Enhanced Genetic Characterization of Influenza A(H3N2)
Viruses and Vaccine Effectiveness by Genetic Group,
2014–2015
Brendan Flannery,1 Richard K. Zimmerman,3 Larisa V. Gubareva,1 Rebecca J. Garten,1 Jessie R. Chung,1,2 Mary Patricia Nowalk,3 Michael L. Jackson,4
Lisa A. Jackson,4 Arnold S. Monto,5 Suzanne E. Ohmit,5 Edward A. Belongia,6 Huong Q. McLean,6 Manjusha Gaglani,7 Pedro A. Piedra,8 Vasiliy P. Mishin,1
Anton P. Chesnokov,1 Sarah Spencer,1,2 Swathi N. Thaker,1 John R. Barnes,1 Angie Foust,1 Wendy Sessions,1 Xiyan Xu,1 Jacqueline Katz,1 and Alicia M. Fry1
(See the editorial commentary by Schotsaert and García-Sastre on page 982.)
Background. During the 2014–2015 US influenza season, expanded genetic characterization of circulating influenza A(H3N2)
viruses was used to assess the impact of the genetic variability of influenza A(H3N2) viruses on influenza vaccine effectiveness (VE).
Methods. A novel pyrosequencing assay was used to determine genetic group, based on hemagglutinin (HA) gene sequences, of
influenza A(H3N2) viruses from patients enrolled at US Influenza Vaccine Effectiveness Network sites. VE was estimated using a
test-negative design comparing vaccination among patients infected with influenza A(H3N2) viruses and uninfected patients.
Results. Among 9710 enrollees, 1868 (19%) tested positive for influenza A(H3N2) virus; genetic characterization of 1397 viruses
showed that 1134 (81%) belonged to 1 HA genetic group (3C.2a) of antigenically drifted influenza A(H3N2) viruses. Effectiveness of
2014–2015 influenza vaccination varied by influenza A(H3N2) virus genetic group from 1% (95% confidence interval [CI], −14% to
14%) against illness caused by antigenically drifted influenza A(H3N2) virus group 3C.2a viruses versus 44% (95% CI, 16%–63%)
against illness caused by vaccine-like influenza A(H3N2) virus group 3C.3b viruses.
Conclusions. Effectiveness of 2014–2015 influenza vaccination varied by genetic group of influenza A(H3N2) virus. Changes in
HA genes related to antigenic drift were associated with reduced VE.
Keywords. influenza; genetic characterization; pyrosequencing; influenza vaccine; vaccine effectiveness.
The 2014–2015 influenza season was characterized by widespread circulation of influenza A(H3N2) viruses, with high
levels of outpatient illness and influenza-associated hospitalization, especially for adults aged ≥65 years [1]. Characterization
of influenza A(H3N2) viruses that circulated in the United
States indicated that the majority were antigenically different
(drifted) from the A(H3N2) vaccine component of 2014–2015
seasonal influenza vaccines for the northern hemisphere [2].
Antigenic relatedness of vaccine strains and circulating viruses
is traditionally determined by the hemagglutination inhibition (HI) assay, which measures inhibition of virus-mediated
agglutination of red blood cells by reference antisera from ferrets inoculated with vaccine viruses [3]. During the 2014–2015
Received 20 January 2016; accepted 22 March 2016; published online 6 May 2016.
Presented in part: Meeting of the Advisory Committee on Immunization Practices, Atlanta,
Georgia, 24–25 June 2015.
Correspondence: B. Flannery, Influenza Division, Centers for Disease Control and Prevention,
1600 Clifton Rd NE, Mailstop A-32, Atlanta, GA 30329 (bflannery@cdc.gov).
The Journal of Infectious Diseases® 2016;214:1010–9
Published by Oxford University Press for the Infectious Diseases Society of America 2016. This
work is written by (a) US Government employee(s) and is in the public domain in the US.
DOI: 10.1093/infdis/jiw181
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season, changes in the properties of many influenza A(H3N2)
viruses resulted in insufficient hemagglutination activity for
characterization by HI [1]. In response, sequencing of hemagglutinin (HA) genes was increasingly used to determine the genetic relatedness of antigenic variants of influenza A(H3N2)
viruses [4]. Few studies have evaluated differences in influenza
vaccine effectiveness (VE) according to genetic relatedness
among influenza viruses [5, 6].
The multisite US Influenza Vaccine Effectiveness Network
(Flu VE network) estimates influenza VE each season; interim
estimates of VE were 23% (95% confidence interval [CI], 8%–
36%) among patients enrolled during 10 November 2014–2 January 2015, when most influenza illnesses were due to influenza
A(H3N2) viruses [7]. To improve our ability to characterize the
effect of antigenically drifted influenza A(H3N2) viruses on influenza VE, we used a newly developed, high-throughput pyrosequencing assay (unpublished data) to genetically characterize
influenza A(H3N2) viruses directly from respiratory specimens
collected from patients enrolled at participating sites in the Flu
VE network. We report VE for the most common influenza A
(H3N2) virus genetic groups circulating in the United States
during 2014–2015 and for the subset of influenza A(H3N2)
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1
Influenza Division, Centers for Disease Control and Prevention, and 2Atlanta Research and Education Foundation, Georgia; 3University of Pittsburgh Schools of Health Sciences, Pennsylvania; 4Group
Health Research Institute, Seattle, Washington; 5Department of Epidemiology, University of Michigan School of Public Health, Ann Arbor; 6Marshfield Clinic Research Foundation, Wisconsin; 7Baylor
Scott & White Health, Texas A&M Health Science Center College of Medicine, Temple, and 8Department of Molecular Virology and Microbiology, and Pediatrics, Baylor College of Medicine, Houston,
Texas
viruses that could not be genetically characterized. In addition,
to better understand the genetic variability and geographic and
temporal distribution of circulating influenza A(H3N2) viruses
in the United States during 2014–2015, we describe the influenza A(H3N2) virus genetic groups among US surveillance viruses during the 2014–2015 influenza season.
MATERIALS AND METHODS
Flu VE Network
Distribution of influenza A(H3N2) viruses in the United States
before and during the 2014–2015 influenza season was examined
using virologic surveillance data for influenza A(H3N2) viruses
identified by US public health laboratories from 1 March 2014
through 10 April 2015 and submitted to the CDC for virus characterization. The CDC requested that state public health laboratories submit the first 10 influenza virus–positive specimens of
any virus type or subtype and up to 5 positive specimens every
2 weeks throughout the season to the CDC. For influenza A
(H3N2) viruses that did not achieve sufficient hemagglutination
titers for antigenic characterization by HI, genetic characterization was used to determine HA genetic group, and antigenic
properties were inferred on the basis of the subset of viruses
from the same HA genetic group that could be characterized
by HI assays [1].
Genetic Characterization
Analyses of full-length HA sequences from influenza A(H3N2)
viruses collected from January 1 through 1 December 2014 and
characterized at the CDC were used to design a high-throughput
pyrosequencing assay to screen influenza A(H3N2) viruses for
genetic markers associated with 6 major HA genetic groups
(3C.2, 3C.2a, 3C.2b, 3C.3, 3C.3a, and 3C.3b). Viral RNA was extracted from clinical specimens in a 96-well plate format, using
the MagNA Pure 96 nucleic acid isolation system (Roche Diagnostics, Basel, Switzerland). A fragment of the HA1 coding region, encompassing nucleotides 370–645, was amplified using
RT-PCR and subjected to sequencing analysis using a PyroMark
Q96ID sequencing platform (Qiagen, Valencia, California), essentially as described previously [13]. Three pyrosequencing
primers were used to generate pyrograms for 3 target HA regions
encompassing the following nucleotides: (1) 412–431, (2) 456–
481, and (3) 559–571. Sequencing results were analyzed using
IdentiFire software (Qiagen, Valencia, California) and a purpose-built library containing the signature sequences of target regions. Unique combination of short-signature sequences within
each target region allows identification of 3C.2, 3C.2a, 3C.2b,
3C.3, 3C.3a, and 3C.3b clades (protocol for the pyrosequencing
assay is available upon request at: fluantiviral@cdc.gov).
In addition, for a subset of viruses, full-length HA sequences
were obtained from whole-genome sequencing, performed as
previously described [14]. Sequence data were deposited to
the Global Initiative on Sharing All Influenza Data. Influenza
A(H3N2) viruses were classified into previously described HA
genetic groups, based on phylogenetic analysis [15].
2014–2015 Vaccine Components and Genetic Groups
The reference influenza A(H3N2) virus for the 2014–2015 northern hemisphere vaccines was A/Texas/50/2012(H3N2), HA genetic group 3C.1. For antigenic characterization of circulating
influenza A(H3N2) viruses, the CDC used a panel of ferret antisera raised against egg- and cell-propagated reference viruses,
VE by Influenza A(H3N2) Genetic Group
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Methods of the Flu VE network have been previously described
[8–10]. Briefly, patients aged ≥6 months seeking outpatient
medical care for an acute respiratory illness within 7 days of illness onset were enrolled at study sites in Michigan, Pennsylvania, Texas, Washington, and Wisconsin during periods of
influenza virus circulation at each site. Presence of a high-risk
medical condition was defined as documentation of any International Classification of Diseases, Ninth Revision (ICD-9) diagnostic code associated with specified high-risk conditions [11]
in the patient’s medical record during the 12 months before enrollment. Receipt of 2014–2015 influenza vaccine was confirmed by review of medical records or immunization
registries; patients who self-reported vaccination not captured
by medical records or registries were assumed to be vaccinated
if plausible information on date and location of vaccine receipt
was provided. Receipt of prior season (2013–2014) influenza
vaccine was obtained from medical records or immunization
registries only. We excluded patients vaccinated 0–13 days before illness onset and those aged 6 months–8 years who received
only 1 dose of 2014–2015 influenza vaccine, for whom 2 doses
were recommended by the Advisory Committee on Immunization Practices [11].
Respiratory specimens (combined nasal and oropharyngeal
swab specimens for patients aged ≥2 years; nasal swab specimens
only for patients aged 6–23 months) were collected and tested for
influenza viruses at Flu VE network laboratories by real-time reverse-transcription polymerase chain reaction (rRT-PCR) [12]. A
subset of influenza virus–positive specimens from each network
site, including the first 10 positive specimens identified and up
to 5 positive specimens identified every 2 weeks during the enrollment period, were sent to National Influenza Surveillance Reference Centers for virus isolation and propagation for antigenic
characterization by HI. Given challenges with antigenic characterization of many influenza A(H3N2) viruses, influenza A(H3N2)
virus–positive respiratory specimens containing high levels of influenza virus RNA (defined as rRT-PCR cycle threshold values of
≤30) were sent to the Centers for Disease Control and Prevention
(CDC; Atlanta, Georgia) for pyrosequencing directly from respiratory specimens. All influenza A(H3N2) virus–positive specimens from the Pennsylvania Flu VE network site were
processed by pyrosequencing because, in contrast to other locations, early testing suggested widespread circulation of vaccinelike strains.
Virologic Surveillance
including A/Texas/50/2012, A/Michigan/15/2014 (group
3C.2a), A/Louisiana/39/2013 (group 3C.2b), A/New York/39/
2012 (group 3C.3), A/Pennsylvania/09/2015 (group 3C.3b),
and A/Switzerland/9715293/2013 (group 3C.3a), the reference
influenza A(H3N2) virus for the 2015–2016 northern hemisphere vaccines.
Determination of VE
RESULTS
At US Flu VE network sites, 9710 patients aged ≥6 months with
acute respiratory illness were enrolled during periods of influenza
virus circulation, from 10 November 2014 through 10 April 2015;
1868 (19%) patients tested positive for influenza A(H3N2) virus,
while 7390 (75%) patients tested negative for influenza virus. In
addition, 4 patients (<1%) were infected with 2009 pandemic influenza A(H1N1) virus, and 399 (4%) were infected with influenza
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Among all patients enrolled in the Flu VE network study, we
compared characteristics of patients with genetically characterized influenza A(H3N2) virus infection and all influenza A
(H3N2) virus–positive patients to influenza virus–negative patients, excluding patients infected with other influenza viruses. We
tested the statistical significance of differences by using the χ2
test for categorical variables and the Wilcoxon Mann–Whitney
test for continuous variables. Influenza VE was estimated using
a test-negative design [16, 17], which compares the odds of
2014–2015 influenza vaccine receipt among influenza A(H3N2)
virus–positive patients (for any influenza A[H3N2] virus and
by influenza A[H3N2] virus genetic group) with influenza testnegative patients. VE was estimated as 100% × [1 − adjusted
odds ratios (ORs)] from logistic regression models by including
network site, patient age, presence of high-risk medical condition, and calendar time as previously described [9]; addition of
sex, race/Hispanic ethnicity, and days from illness onset to specimen collection did not change the adjusted OR by ≥5%, the predetermined threshold for inclusion in the model [9]. Logistic
regression models for patients aged ≥6 months included patient
age (in years, modeled using linear tail-restricted cubic spline
functions with 5 knots based on percentiles); models for specific
age categories included patient’s age in years. We assessed potential effect modification by prior season (2013–2014) vaccination
status by including main effects and an interaction term for current and prior season vaccination in logistic regression models
[10]. Additional analyses were conducted, with one restricting
patients to those enrolled within 4 days of symptom onset and
another using an expanded group of patients that included partially vaccinated children. All reported tests were 2-sided, and a P
value of <.05 was considered statistically significant; VE was considered statistically significant if 95% CIs excluded 0. Statistical
analyses were conducted using SAS for Windows (version 9.3;
Cary, North Carolina).
B viruses, including 2 coinfected with influenza A(H3N2) and B
viruses. VE against influenza B viruses will be published separately.
Genetic group was determined by pyrosequencing assay for
1397 of 1464 influenza A(H3N2) virus–positive US Flu VE patient specimens (95%) selected for genetic characterization at
the CDC (78% of all influenza A(H3N2) virus–positive cases).
Proportions of patients for whom influenza A(H3N2) virus genetic group was determined differed by study site, age, race/Hispanic
ethnicity, and self-rated illness severity (P < .05) but were similar
by vaccination status (Supplementary Table 1). For 138 specimens
characterized by complete HA sequencing and pyrosequencing,
results were 100% concordant. Influenza A(H3N2) virus genetic
group 3C.2a predominated, accounting for 1134 of 1397 genetically characterized A(H3N2) viruses (81%) from Flu VE network
sites. Compared with the 2014–2015 vaccine reference virus A/
Texas/50/2012 (group 3C.1; Figure 1), HA sequences from
group 3C.2a viruses shared an amino acid change from phenylalanine to tyrosine at position 159 (F159Y), which has been associated with reduced inhibition by ferret antisera raised against the
vaccine virus. Of 35 influenza A(H3N2) group 3C.2a viruses from
the Flu VE network study characterized by HI, 31 (89%) were
poorly inhibited by ferret antisera against the A/Texas/50/2012
vaccine reference virus, in agreement with data from US virologic
surveillance (Supplementary Table 2). Among other influenza A
(H3N2) viruses from Flu VE network patients, 56 A(H3N2) viruses (4%) belonged to the antigenically drifted genetic group
3C.3a, 48 (3%) to vaccine-like group 3C.3, and 159 (11%) to
group 3C.3b. Group 3C.3a viruses, including the 2015–2016 A
(H3N2) vaccine reference virus A/Switzerland/9715293/2013
(Figure 1), had a parallel amino acid substitution to group 3C.2a
viruses at position 159 ( phenylalanine to serine [F159S]) but
were considered antigenically similar to group 3C.2a viruses
by HI [18]. Group 3C.3b viruses included an amino acid change from lysine to serine at position 157 (L157S) that was not
associated with antigenic drift: 10 of 16 A(H3N2) group 3C.3b
viruses (63%) from Flu VE network patients were considered
antigenically similar to A/Texas/50/2012 by HI, similar to proportions observed among US surveillance isolates (Supplementary Table 2).
Prior to the enrollment period at Flu VE network sites, the
proportion of influenza A(H3N2) viruses belonging to HA
group 3C.2a that were submitted to the CDC from US surveillance laboratories increased from 38% (of 92 viruses characterized) in March 2014 to 73% (of 327) in November 2014. At
Flu VE network sites, the proportion of group 3C.2a viruses increased during the 2014–2015 season; peak numbers of group
3C.2a–positive patients were enrolled in December, corresponding to peak case enrollment (Figure 2). While group 3C.2a viruses
predominated, distribution of genetic group varied by Flu VE
network site (Figure 3A), with greater circulation of vaccinelike strains at the Pennsylvania site. Similar variability in the geographic distribution of HA genetic group was observed among
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Figure 1. Phylogenetic tree based on hemagglutinin (HA) genes of influenza A(H3N2) viruses collected during March 2014–April 2015 and analyzed at the Centers for
Disease Control and Prevention (Atlanta, GA). Phylogenetic tree is based on genetic differences as compared to the A/Texas/50/2012 consensus sequence. Amino acid substitutions delineating major branches are shown. Date of collection follows names of viruses from US public health laboratories participating in US virologic surveillance
(normal font) and from patients enrolled at US Influenza Vaccine Effectiveness Network sites (bold font).
VE by Influenza A(H3N2) Genetic Group
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influenza A(H3N2) viruses collected by US public health laboratories during November 2014—April 2015 (Figure 3B).
Estimates of VE
A total of 1817 influenza A(H3N2) virus–positive patients and
7079 influenza virus test–negative patients from the Flu VE network study contributed to VE estimates (Table 1), after excluding 399 influenza B virus–positive patients, 175 incompletely
vaccinated patients aged 6 months to 8 years, 149 patients vaccinated 0–13 days before illness onset, and 40 influenza virus
test–negative patients with illness onset outside the period
when influenza cases were identified at each study site. Compared with influenza virus test–negative patients, higher percentages of influenza A(H3N2) virus–positive patients were
aged ≥65 years, white non-Hispanic, reported excellent or
very good general health, enrolled within 2 days of illness
onset, and reported feverishness during current illness. Influenza virus test–negative patients were more likely to report cigarette smoking or household exposure to smoke and to live in
households with ≥1 child aged <12 years.
In all, 4811 patients (54%) included in the analysis had received 2014–2015 influenza vaccine, including 939 of 1817 influenza A(H3N2) virus–positive patients (52%) and 3866 of
7078 influenza virus–negative patients (55%); VE against influenza A(H3N2) virus–associated illness was 7% (95% CI, −5% to
17%; Table 2). Estimated VE against influenza A(H3N2) virus–
associated illness was 14% (95% CI, −3% to 28%) among
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patients enrolled prior to 2 January 2015 and −2% (95% CI,
−20% to 14%) among those enrolled after 2 January 2015.
VE estimates were similar when restricted to 1359 infections
with genetically characterized influenza A(H3N2) viruses (6%
[95% CI, −7% to 18%]) or 458 infections with uncharacterized
influenza A(H3N2) viruses (11% [95% CI, −10% to 27%]), but
they differed by HA genetic group. Among all patients aged ≥6
months, estimated VE against illness due to infection with HA
genetic group 3C.2a viruses was 1% (95% CI, −14% to 14%])
versus 44% (95% CI, 16%–63%) against illness due to group
3C.3b viruses (Table 2). Among patients infected with viruses
from HA genetic groups 3C.3 or 3C.3a, VE estimates were
not statistically significant. No statistically significant interaction was observed between current (2014–2015) and prior
(2013–14) season vaccination status, for any influenza A
(H3N2) virus–related illness, or for genetic groups of influenza
A(H3N2) viruses. Inclusion of partially vaccinated children and
restriction of analysis to patients enrolled within 4 days of
symptom onset resulted in similar VE estimates (data not
shown).
DISCUSSION
The 2014–2015 influenza season in the United States was notable for the early and widespread circulation of influenza A
(H3N2) viruses, the majority of which belonged to an emergent
HA genetic group 3C.2a and showed substantial antigenic drift
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Figure 2. Numbers of polymerase chain reaction (PCR)–confirmed infections with influenza A(H3N2) viruses by genetic group and percentage influenza virus positivity
among patients with medically-attended acute respiratory illness, by week of symptom onset, US Influenza Vaccine Effectiveness Network, 10 November 2014–10 April 2015.
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Figure 3. Geographic distribution of genetic groups of influenza A(H3N2) viruses in the United States and from patients enrolled in the US Influenza Vaccine Effectiveness
Network study. A, Viruses from influenza A(H3N2) virus–positive patients enrolled from 10 November 2014 through 10 April 2015 (n = 1397). Pie charts present the proportional
distribution of hemagglutinin (HA) genetic group, based on the number of genetically characterized influenza A(H3N2) viruses from patients enrolled at each study site. B,
Viruses identified by US public health laboratories from 10 November 2014 through 10 April 2015 and submitted to the Centers for Disease Control and Prevention for genetic
characterization (n = 1633). Pie charts present the proportional distribution of HA genetic group, based on the number of genetically characterized influenza A(H3N2) viruses
from each state or territory.
VE by Influenza A(H3N2) Genetic Group
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Table 1. Characteristics of Patients Enrolled in the US Flu Vaccine Effectiveness Network Study, by Influenza Virus–Specific Real-Time ReverseTranscription Polymerase Chain Reaction (rRT-PCR) Resulta
Influenza A(H3N2) Virus–Positive Cases
Variable
Influenza Virus–Negative
Controls (n = 7078)
Genetically Characterized (n = 1397)
All (n = 1817)
Michigan
201 (14.4)
307 (16.9)
1152 (16.3)
Pennsylvania
382 (27.3)
424 (23.3)
1024 (14.5)
Texas
191 (13.7)
280 (15.4)
1318 (18.6)
Washington
317 (22.7)
416 (22.9)
2272 (32.1)
Wisconsin
306 (21.9)
390 (21.5)
1312 (18.5)
6 mo–8 y
327 (23.4)
396 (21.8)
1946 (27.5)
Site
P Valueb
<.001
Age
<.001
229 (16.4)
306 (16.8)
950 (13.4)
389 (27.9)
531 (29.2)
2206 (31.2)
50–64 y
205 (14.7)
281 (15.5)
1118 (15.8)
≥65 y
247 (17.7)
303 (16.7)
858 (12.1)
Male sex
601 (43.0)
767 (42.2)
2969 (42.0)
Race/ethnicity
.84
<.001
White, non-Hispanic
1081 (77.7)
1397 (77.1)
5182 (73.4)
Black, non-Hispanic
108 (7.8)
133 (7.3)
552 (7.4)
82 (5.9)
119 (6.6)
685 (9.7)
120 (8.6)
162 (9.0)
673 (9.5)
521 (37.3)
671 (36.9)
2636 (37.2)
Hispanic
Other, non-Hispanic
Any high-risk condition
Interval from onset to specimen collection
.81
<.001
0–2 d
698 (50.0)
839 (46.2)
1904 (26.9)
3–4 d
488 (35.0)
638 (35.1)
2771 (39.1)
5–7 d
211 (15.1)
340 (18.7)
2403 (34.0)
1026 (76.1)
1342 (74.2)
4991 (70.6)
282 (20.3)
368 (20.3)
1639 (23.2)
83 (6.0)
99 (5.5)
442 (6.3)
Self/household exposure to smokec
176 (12.6)
229 (12.6)
1248 (17.7)
≥1 child <12 y of age in householdc
522(37.6)
708 (39.0)
2828 (40.0)
.30
1132 (81.2)
1459 (80.4)
3876 (54.9)
<.001
Reported general health statusc
.01
Excellent/very good
Good
Fair/poor
Reported fever
Reported current health assessment score, median (IQR)d
50 (40–70)
50 (40–70)
60 (45–75)
Vaccination status 2014–2015
<.001
<.001
.03
≥1 doses
749 (53.6)
939 (51.7)
3866 (54.6)
0 doses
648 (46.4)
878 (48.3)
3212 (45.4)
Data are no. (%) of subjects, unless otherwise indicated.
Abbreviation: IQR, interquartile range.
a
Exclusions from total enrollment: 2009 pandemic influenza A(H1N1) virus positive (n = 4), influenza B virus positive (n = 397), coinfections with influenza A(H3N2) and B viruses (n = 2),
influenza A virus positive of undetermined subtype (n = 19), indeterminate rRT-PCR result (n = 7).
b
The χ2 statistic was used to assess differences between the numbers of persons with influenza A(H3N2) virus–positive and influenza virus–negative test results with respect to the
distributions of site, age group, sex, race/ethnicity, presence of any high risk condition, interval from illness onset to specimen collection, general health status, smoke exposure in self/
household, presence of children ages <12 years in the household, and vaccination status. The Wilcoxon Mann–Whitney test was used to assess differences with respect to the
distribution of the current health assessment. A P value of <.05 is statistically significant.
c
Data were missing for 14 enrollees.
d
Possible values range from 1 (the worst) to 100 (the best). Data were missing for 16 enrollees.
from the A(H3N2) component of 2014–2015 northern hemisphere vaccines [1]. Expanded genetic characterization of influenza A(H3N2) viruses from surveillance sites in the United
States identified variability in geographic and temporal distribution of genetic groups of influenza A(H3N2) viruses. Development of a pyrosequencing assay, with high throughput,
provided genetic group information on a large number of influenza A(H3N2) viruses from Flu VE network sites, permitting
strain-specific estimates that revealed differences in VE caused
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by specific HA genetic groups of influenza A(H3N2) viruses.
Low VE against genetic group 3C.2a viruses was consistent
with antigenic drift. Low or null effectiveness for 2014–2015 influenza vaccines against influenza A(H3N2) virus–associated
illness was also reported in estimates from other surveillance
networks in which influenza A(H3N2) group 3C.2a viruses predominated, including networks in Canada [6, 19] and the United Kingdom [20]. In contrast, we found evidence of modest
(44%) VE against influenza A(H3N2) viruses in group 3C.3b,
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9–17 y
18–49 y
Table 2. Adjusted Vaccine Effectiveness (VE) Against Influenza A(H3N2) Virus–Associated Illness, Overall and by Genetic Group, Among Patients Aged ≥6
Months Enrolled at US Influenza Vaccine Effectiveness Network Sites, 2014–2015
Influenza A(H3N2)–Positive Cases,
Proportion (%) Vaccinated
Influenza Virus–Negative Controls,
Proportion (%) Vaccinated
All ages
939/1817 (51.7)
3866/7078 (54.6)
7 (−5 to 17)
6 mo–8 y
160/396 (40.4)
1013/1946 (52.1)
20 (−3 to 37)
Genetic Group, Age
Overall
VE, % (95% CI)a
b
9–49 y
355/837 (42.4)
1387/3156 (44.0)
−5 (−24 to 12)
≥50 y
424/584 (72.6)
1466/1976 (74.2)
9 (−14 to 28)
597/1101 (54.2)
3866/7078 (54.6)
1 (−14 to 14)
103/243 (42.4)
1013/1946 (52.1)
16 (−13 to 37)
Genetic group 3C.2a
All ages
6 mo–8 years
217/486 (44.7)
1387/3156 (44.0)
277/372 (74.5)
1466/1976 (74.2)
−15 (−41 to 7)
56/156 (35.9)
3866/7078 (54.6)
4/36 (11.1)
1013/1946 (52.1)
NR
9–49 y
25/78 (32.1)
1387/3156 (44.0)
35 (−13 to 63)
≥50 y
27/42 (64.3)
1466/1976 (74.2)
NR
31/55 (56.4)
3866/7078 (54.6)
−48 (−169 to 19)
27/47 (57.5)
3866/7078 (54.6)
8 (−21 to 30)
Genetic group 3C.3b
All ages
6 mo–8 y
44 (16 to 63)
Genetic group 3C.3a
All ages
Genetic group 3C.3
All ages
1 (−87 to 48)
Abbreviations: CI, confidence interval; NR, not reported.
a
VE was estimated as 100% × [1 − odds ratio], where the odds ratio is calculated as the ratio of the odds being vaccinated among subjects with influenza A(H3N2) virus–associated illness to the
odds of being vaccinated among influenza virus–negative subjects. Odds ratios were estimated using logistic regression. If the 95% CI excludes 0, the results are considered statistically
significant. Models were adjusted for site, age, any high-risk condition, and calendar time (biweekly intervals).
b
Includes influenza A(H3N2) viruses for which the genetic group was not determined.
which were characterized as antigenically similar to the 2014–
2015 vaccine reference virus A/Texas/50/2012. Viruses from
the 3C.3b genetic group appeared to be more common in
some regions of the country, including the Pennsylvania Flu
VE network site. Although vaccination provided some protection against influenza A(H3N2) viruses belonging to group
3C.3b, the predominance of the drifted 3C.2a viruses in the
United States resulted in low overall VE against medically attended influenza-associated illness during the 2014–2015 season [21].
Differences in VE have been observed during seasons with
mixed circulation of viruses antigenically matched and mismatched to vaccine components [22, 23], with the 2014–2015
season having a very high proportion of circulating influenza
A(H3N2) viruses that were antigenically mismatched to the
vaccine. During seasons in which antigenically drifted viruses
circulate, VE has not consistently been associated with the degree of antigenic similarity as measured by the HI assay [23].
The addition of genetic characterization of a large number of
influenza A(H3N2) viruses from patients enrolled in the Flu
VE network study during the 2014–2015 season provided the
opportunity to examine differences in VE by genetic group.
This analysis suggests that protection against influenza A
(H3N2) viruses may be related to vaccine protection against
specific virus genetic groups and the distribution of those
viruses in the community. In addition, genetic characterization
of influenza A(H3N2) viruses from US laboratories provided insight into the rapid spread of antigenically mismatched viruses
from a single genetic group, as well as local variability in the distribution of HA genetic groups antigenically matched to vaccine. Genetic data also provided better representation of
antigenic mismatch between vaccine and circulating influenza
A(H3N2) viruses, many of which could not be characterized
using the HI assay. In the future, studies to assess VE against
distinct groups of influenza viruses may augment data from traditional methods to identify potential vaccine candidates and
ultimately lead to improved vaccines [5].
The 2014–2015 influenza season highlighted challenges with
formulation of influenza vaccines that require frequent updates
because of rapid changes in circulating viruses, as well as limitations inherent in the current methods to select vaccine virus candidates. In February 2014, at the time of virus strain selection
for 2014–2015 northern hemisphere vaccines, >90% of characterized influenza A(H3N2) viruses were found to be antigenically similar to the 2013–2014 vaccine reference virus, A/Texas/
50/2012 [15]. The WHO recommended no change in the influenza A(H3N2) vaccine strain for the 2014–2015 season
[15]. In March 2014, after the 2014–15 vaccine strain had been
selected, antigenic drift variants belonging to HA genetic groups
3C.3a and 3C.2a were detected. During May–September, 2014,
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to the use of the highly specific rRT-PCR assay, patients in the
Flu VE network study were enrolled within 7 days of illness
onset, when viral shedding was highest, decreasing the likelihood of false-negative results. Last, patients at higher risk of influenza-related illness have higher rates of influenza
vaccination; while estimates adjust for potential confounding
variables, residual confounding may bias estimates. However,
the test-negative design, by testing patients presenting for
care, reduces potential selection bias related to care-seeking behavior [16, 17].
During 2014–2015, several genetically related influenza
A(H3N2) viruses circulated in the United States, but one
group predominated over time. We found that influenza vaccination in 2014–2015 did not reduce the likelihood of influenza
illness caused by the predominant genetic group of influenza
A(H3N2) viruses but prevented some disease due to influenza
A(H3N2) viruses in less prevalent genetic groups [21]. Overall
low effectiveness of influenza vaccines may have contributed to
high rates of influenza-associated hospitalizations observed
during the season [1], despite vaccination of approximately
two thirds of the US population aged ≥65 years [31]. Expanded
availability of high-throughput platforms for nucleotide sequencing and genetic characterization of larger numbers of influenza viruses may provide more complete and timely
information on emergent influenza viruses to inform vaccine
strain selection and help evaluate protection provided by
vaccination.
Supplementary Data
Supplementary materials are available at http://jid.oxfordjournals.org.
Consisting of data provided by the author to benefit the reader, the posted
materials are not copyedited and are the sole responsibility of the author, so
questions or comments should be addressed to the author.
Notes
Acknowledgments. We thank the study participants at each of the 5
Centers for Disease Control and Prevention (CDC) US Flu VE Network
sites; Joyce Benoit, Erika Kiniry, Lawrence Madziwa, Matt Nguyen, and C.
Hallie Phillips, Group Health Research Institute; G.K. Balasubramani, Arlene C. Bullotta, Rina Chabra, Heather Eng, Samantha Ford, Edmund Garofolo, Jennifer Gray, Robert Hickey, Philip Iozzi, Barbara Kevish, Donald B.
Middleton, Krissy K. Moehling, Christopher Olbrich, Jonathan M. Raviotta,
Evelyn C. Reis, Charles R. Rinaldo, Edmund M. Ricci, Sandra Sauereisen,
Sean Saul, Terri Sax, Michael Susick, Leonard Urbanski, Stephen Wisniewski, University of Pittsburgh; Joshua Petrie, Caroline Cheng, Casey Martens,
EJ McSpadden, Anne Kaniclides, Ryan Malosh, Emily Martin, Samantha
Harrison, Kajal Magal, Brian Nixon, Jessica Obidike, Mallory Theisen,
Emily Valice, Kevin Zhang, University of Michigan School of Public Health;
Lois Lamerato and Heather Lipkovich, Henry Ford Health System; Donald
Wesson, Michael Reis, Madhava Beeram, Jessica Pruszynski, Lydia Clipper,
Archana Nangrani, Kempapura Murthy, Anne Robertson, Patricia Sleeth,
Virginia Gandy, Teresa Ponder, Mary Kylberg, Hope Gonzales, Martha
Zayed, Deborah Furze, Baylor Scott and White Health; Vasanthi Avadhanula, Alan Jewell, Kirtida Patel and Sneha Thaker, Baylor College of Medicine;
and Jennifer Meece, Jennifer King, Deanna Cole, Sandy Strey, Donna David,
Jackie Salzwedel, Carla Rottscheit, Sarah Koptizke, Laurel Verhagen, Gregg
Greenwald, Phillip Bertz, Lynn Ivacic, Hannatu Amaza, Braiden Andersen,
Elizabeth Armagost, Yvonne Cerne, Kathleen Cushman, Shelia Drowatzky,
Keith Gilge, William Gillaspie, Krista Herkert, Deborah Hilgemann, Tara
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the proportion of these drift variants increased rapidly, with a
predominance of HA genetic group 3C.2a viruses in the United
States, and <50% of influenza A(H3N2) viruses characterized by
HI were inhibited by ferret reference antisera against A/Texas/
50/2012 [24]. These virologic findings, together with epidemiologic and human serologic data, resulted in a change in the recommended A(H3N2) vaccine component to an A/Switzerland/
9715293/2013-like virus from HA group 3C.3a for the 2015
southern hemisphere season [18].
Results from the Flu VE network indicated that differences in
VE may have resulted from a small degree of genetic change associated with substantial antigenic differences within related
HA genetic groups of influenza A(H3N2) viruses. Amino acid
substitutions at specific HA antigenic sites have been associated
with major antigenic changes (referred to as cluster transitions)
in influenza A(H3N2) viruses since their emergence in humans
in 1968 [25]. Influenza A(H3N2) genetic group 3C.2a viruses
possessed multiple amino acids changes in HA relative to the
A/Texas/50/2012 reference vaccine virus, including the F159Y
change near the receptor-binding site [26]. In addition, the majority of viruses in HA genetic group 3C.2a contain an amino
acid substitution at residue 160 that adds a glycosylation site
at residues 158–160, which may shield antigenic sites from neutralizing antibodies [27]. Interestingly, influenza A(H3N2) genetic group 3C.3a viruses, including the 2015–2016 northern
hemisphere vaccine reference virus A/Switzerland/9715293/
2013, contain a different amino acid at residue 159 that nonetheless may have resulted in antigenic properties similar to
those of 3C.2a viruses [18]. In contrast, HA genetic group
3C.3b viruses, which do not have antigenically important
amino acid substitutions like that at residue 159, were characterized as antigenically similar to A/Texas/50/2012, consistent
with the observation of modest VE. Small numbers of infections
with HA group 3C.3 and 3C.3a viruses limited our ability to estimate VE against illness due to these genetic groups. During
October 4—28 November 2015, the majority of 3C.2a viruses
characterized were well inhibited by ferret reference antisera
raised against A/Switzerland/9715293/2013, indicating better
antigenic match between 2015–2016 vaccine and circulating influenza A(H3N2) viruses [28]. However, the effectiveness of influenza vaccines against circulating influenza A(H3N2) viruses
will need to be monitored closely because of the likelihood of
continuing drift among circulating strains.
Our results are subject to several limitations. Influenza A
(H3N2) virus–positive specimens from study participants submitted for characterization had lower rRT-PCR cycle threshold
values, possibly corresponding with higher viral loads [29]. Antigenic properties were inferred from a subset of viruses characterized by HI. However, antigenic characterization of viruses
from the Flu VE network agreed with virologic surveillance
data. Second, the validity of the test-negative design depends
upon accurate classification of influenza status [30]. In addition
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VE by Influenza A(H3N2) Genetic Group
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Johnson, Bryan Joosse, Alex Krenzke, Kelly Mathews, Madalyn Minervini,
Vicki Moon, Suellyn Murray, Rebecca Pilsner, DeeAnn Polacek, Zoe Retzlaff, Kirsten Schultz, Teresa Schultz, Adam Smith, Kristja Vittallo, Jane
Wesely, Kelly Wirkus, and Bobbi Bradley, Marshfield Clinic Research
Foundation.
Disclaimer. The findings and conclusions in this report are those of the
authors and do not necessarily represent the official position of the CDC.
Financial support. This work was supported by the CDC (cooperative
agreements U01IP000466, U01IP000467, U01IP000471, U01IP000473, and
U01IP000474).
Potential conflicts of interest. R. K. Z. has received grants from Sanofi
Pasteur, Pfizer, and Merck. M. P. N. received grants from Pfizer and
Merck. A. S. M. has received grants from the CDC and Sanofi Pasteur and
has served as a consultant for GSK, Sanofi Pasteur, Novavax, Novartis, and
Protein Sciences. S. E. O. has received grants from the CDC. E. A. B. and
H. Q. M. have received grants from the CDC and MedImmune. M. G. received grants from the CDC during the conduct of the study and grants
from MedImmune/AstraZeneca outside the submitted work. P. A. P. served
on the speaker bureau at Medimmune, and within the past year he served as a
scientific advisor on influenza for AstraZeneca. All other authors report no
potential conflicts. All authors have submitted the ICMJE Form for Disclosure
of Potential Conflicts of Interest. Conflicts that the editors consider relevant to
the content of the manuscript have been disclosed.