About This Analysis

The Federal Research and Development Portfolio Vital Assets Federal Investment in Research and Development at the Nation’s Universities and Colleges Donna Fossum Lawrence S. Painter Elisa Eiseman Emile Ettedgui David M. Adamson Supported by the National Science Foundation R Science and Technology The research described in this report was conducted by the Science and Technology Policy Institute (operated by RAND from 1992 to November 2003) for the National Science Foundation, under contract ENG-9812731. Library of Congress Cataloging-in-Publication Data Vital assets : federal investment in research and development at the nation’s universities and colleges / Donna Fossum ... [et al.]. p. cm. “MR-1824.” ISBN 0-8330-3624-6 (pbk.) 1. Federal aid to research—United States. 2. Universities and colleges—Research—United States—Finance. I. Fossum, Donna, 1949– Q180.U5V57 2004 338.973'06—dc22 2004005269 The RAND Corporation is a nonprofit research organization providing objective analysis and effective solutions that address the challenges facing the public and private sectors around the world. RAND’s publications do not necessarily reflect the opinions of its research clients and sponsors. R® is a registered trademark. © Copyright 2004 RAND Corporation All rights reserved. No part of this book may be reproduced in any form by any electronic or mechanical means (including photocopying, recording, or information storage and retrieval) without permission in writing from RAND. Published 2004 by the RAND Corporation 1700 Main Street, P.O. Box 2138, Santa Monica, CA 90407-2138 1200 South Hayes Street, Arlington, VA 22202-5050 201 North Craig Street, Suite 202, Pittsburgh, PA 15213-1516 RAND URL: http://www.rand.org/ To order RAND documents or to obtain additional information, contact Distribution Services: Telephone: (310) 451-7002; Fax: (310) 451-6915; Email: order@rand.org PREFACE About This Analysis The federal government’s investment in the research and development (R&D) being conducted at the nation’s universities and colleges has grown considerably in recent years and represents a pivotal part of the U.S. innovation system—one that advances knowledge of the world and provides critical training to the next generation of scientists and engineers. The analysis in this report assesses that investment. The analysis drew on the RAND Corporation’s RaDiUS (Research and Development in the United States) database and was designed to provide an empirical basis for assessing the federal investment in university-based R&D. It builds on work described in Discovery and Innovation: Federal Research and Development Activities in the Fifty States, District of Columbia, and Puerto Rico (Fossum et al., 2000). That earlier work, which also drew on the RaDiUS database, created profiles of federal R&D spending and programs for each state and the two territories. Each profile also provided a brief look at the federal R&D funds going to the state or territory’s universities and colleges. Subsequent requests for more detailed information on this topic ultimately led to the current report. Information on federal R&D funds that are going to the nation’s universities and colleges can vary considerably depending on the source of the information and how it was collected. The data presented in this report are drawn from official transactional records of the U.S. government rather than from surveys, so the accounting of which universities and colleges received federal funds for the conduct of R&D—as this term is defined by the federal government—in a single fiscal year is more complete and accurate. The results are presented both by state, including the District of Columbia and Puerto Rico, and by individual university and college. Such data have a variety of potential uses, from gauging the competitive status of specific institutions of higher education to underpinning the planning of regional economic development. iii iv Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges About the Office of Science and Technology Policy The Office of Science and Technology Policy (OSTP) was created in 1976 to provide the President of the United States with timely policy advice and to coordinate the federal investment in science and technology. About the Science and Technology Policy Institute Originally created by Congress in 1991 as the Critical Technologies Institute and renamed in 1998, the Science and Technology Policy Institute (S&TPI) is a federally funded research and development center (FFRDC). It is sponsored by the National Science Foundation and was managed by the RAND Corporation from 1992 through November 30, 2003. The S&TPI’s mission is to help improve public policy by conducting objective, independent research and analysis on policy issues that involve science and technology. To this end, the institute • Supports the Office of Science and Technology Policy and other Executive Branch agencies, offices, and councils; • Helps science and technology decisionmakers understand the likely consequences of their decisions and choose among alternative policies; and • Helps improve understanding in both the public and the private sector of the ways in which science and technology can better serve national objectives. In carrying out its mission, the S&TPI consults broadly with representatives from private industry, institutions of higher education, and other nonprofit institutions. Inquiries regarding the S&TPI may be directed to the address below. Stephen Rattien Director RAND Science and Technology 1200 South Hayes Street Arlington, VA 22202-5050 Tel: 703.413.1100, ext. 5219 Web: www.rand.org/scitech CONTENTS Preface ..................................................... iii Figures ..................................................... vii Tables...................................................... ix Summary ................................................... xi Acknowledgments............................................. xv Glossary .................................................... xvii Chapter One INTRODUCTION ............................................. Background .............................................. Purpose of This Report ...................................... Methodology and Approach .................................. How This Report Is Organized ................................. 1 1 3 3 5 Chapter Two FEDERAL R&D FUNDS TO UNIVERSITIES AND COLLEGES .............. Overall Trends ............................................ The Role of Medical Schools .................................. How R&D Support Varies by Federal Agency ...................... A Level Playing Field ........................................ R&D Specialization and Its Consequences ........................ How Federal R&D Funds Are Conveyed .......................... Which Institutions Compete for Federal R&D Funds? ................ Individual Universities and Colleges: How Do They Compare in Obtaining Federal R&D Funds? ............................ Other Cuts Through the Data.................................. Chapter Three CONCLUSIONS AND IMPLICATIONS .............................. Conclusions .............................................. Implications for Federal R&D Priorities .......................... Implications for Decisionmaking ............................... Other Implications ......................................... v 7 7 12 12 18 21 21 27 29 38 41 41 41 42 42 vi Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges Appendix A. The RaDiUS Database ....................................... B. Methodology.............................................. C. Additional Tables........................................... D. Sources of Data ............................................ 45 49 53 55 References .................................................. 59 FIGURES 2.1. Total Funding in Current Dollars for Conduct of R&D in FY 1996–2002, by Federal Agency ........................... 2.2. Total Funding in Constant 1996 Dollars for Conduct of R&D in FY 1996–2002, by Federal Agency ........................... 2.3. Funds Provided by Federal Agencies to Universities and Colleges for Conduct of R&D in FY 2002 ............................. 2.4. Agencies Providing Federal Funds to Universities and Colleges for Conduct of R&D in FY 2002 ............................. vii 8 8 14 18 TABLES 2.1. Federal Funds in Current Dollars Provided to Universities and Colleges, Including Medical Schools, for Conduct of R&D in FY 1996–2002, by State in Rank Order ........................... 2.2. Federal Funds in Constant 1996 Dollars Provided to Universities and Colleges, Including Medical Schools, for Conduct of R&D in FY 1996–2002, by State in Rank Order ........................ 2.3. States Ranked According to Total Federal Funds Received for Conduct of R&D in FY 2002 by Their Resident Universities and Colleges, Including and Excluding Medical Schools .............. 2.4. Agencies Providing Federal Funds to Universities and Colleges, Including Medical Schools, for Conduct of R&D in FY 2002, by State ................................................ 2.5. Agencies Providing Federal Funds to Universities and Colleges, Excluding Medical Schools, for Conduct of R&D in FY 2002, by State in Rank Order ...................................... 2.6. Agencies Providing the First, Second, and Third Most Federal Funds to Universities and Colleges, Excluding Medical Schools, for Conduct of R&D in FY 2002, by State ....................... 2.7. Federal Funds Provided to Universities and Colleges, Including Medical Schools, for Conduct of R&D in FY 2002 , by State in Rank Order ............................................ 2.8. Federal Funds Provided to Universities and Colleges, Excluding Medical Schools, for Conduct of R&D in FY 2002, by State in Rank Order ................................................ 2.9. Percentage of Universities and Colleges Receiving Federal Funds for Conduct of R&D in FY 2002, by State and by Types of Degrees Granted by the Universities and Colleges Located in the State....... 2.10. Federal Funds Provided to Top 100 Universities and Colleges for Conduct of R&D in FY 2002 ................................ 2.11. Federal Funds Provided to Medical Schools for Conduct of R&D in FY 2002, by Medical School in Rank Order ................... ix 9 10 13 16 19 22 24 26 28 30 35 SUMMARY BACKGROUND AND PURPOSE Universities and colleges conduct a substantial portion of America’s scientific research. Much of this research is funded by federal research and development (R&D) dollars. Federal R&D funds help universities advance general knowledge, support a range of federal missions, train future scientists and engineers, and enhance economic growth in the communities where they operate. Despite the importance of these activities, decisionmakers face difficulty assessing and monitoring the size of this federal R&D investment and its changing profile over time. This difficulty is rooted in a lack of access to accurate, timely, consistent, and comprehensive information about federal funds going to university and college R&D. As a result, funding allocations and policy decisions are often made without adequate information. This report is intended to provide an empirical basis for assessing the federal investment in university-based R&D. To do this, RAND compiled a comprehensive list of all the federal R&D funds going to every university and college in the 50 states, the District of Columbia, and Puerto Rico (hereafter referred to collectively as “the states”). The analysis used RAND’s RaDiUS (Research and Development in the United States) database of federal R&D funding and activities. This report presents the results of the analysis. Specifically, it provides information on • State-by-state trends in federal funding of R&D at U.S. universities and colleges from FY 1996 through FY 2002, • Which federal agencies provided what amounts and types of R&D funds to universities and colleges in FY 2002, and • What levels of R&D funding individual universities and colleges received in FY 2002. This report is intended as a reference document for national, regional, state, and university decisionmakers and planners interested in assessing the relative competitiveness of particular university systems and individual campuses in obtaining federal R&D funds. It is also intended to stimulate and enable further analysis and assessment of trends, priorities, and resource allocations involving federally funded R&D. xi xii Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges METHODOLOGY AND APPROACH The data presented in this report come from the RaDiUS database. RaDiUS systematically tracks all federal R&D funds by tracing them from their most aggregate level in the federal government, at which the R&D activities are planned in general, to their most detailed level, at which the R&D is actually conducted. The most-aggregated data presented are for FY 1996 through FY 2002. The most-detailed data are from FY 2002, since this is the most recent fiscal year for which such data are available. For that year, we also identified all individual R&D awards that went to the 126 accredited medical schools located within the nation’s universities and colleges. For additional details on the methodology of this analysis, see Appendix B. CONCLUSIONS AND IMPLICATIONS The data show that between FY 1996 and FY 2002, total federal R&D funds going to universities and colleges grew from $12.8 billion to $21.4 billion, for an overall increase of 45.7 percent in constant 1996 dollars. The level of increase in federal R&D funds going to universities and colleges between FY 1996 and FY 2002 was more than double the overall increase in total federal R&D funds during the same period in constant 1996 dollars (i.e., 45.7 percent versus 20.9 percent). Much of this growth was attributable to sizable increases in R&D funding at the Department of Health and Human Services (HHS), most especially the National Institutes of Health. The main recipients of HHS’s funds were nonfederal entities, primarily universities and colleges. By far the most striking finding of this analysis was the discovery that, in FY 2002, 45 percent of all federal R&D funds provided to universities and colleges by HHS and all other federal agencies went directly to medical schools. Because some states do not have medical schools and others have many, this pattern skews the distribution of federal R&D funds among the various states considerably. Implications for Federal R&D Priorities The profile of federally funded R&D at universities and colleges that emerges from this analysis raises issues of proportionality. Specifically, in the current funding profile, approximately two-thirds of the federal funds going to universities and colleges for the conduct of R&D is focused on only one field of science—life science—and federal R&D funding is concentrated at only a few research universities. These findings raise questions about whether other critical national needs that have substantial R&D components (such as environment, energy, homeland security, and education) are receiving the investment they require and whether the concentration of dollars at a few institutions is shortchanging science students at institutions that receive little or no federal R&D funding. Summary xiii Implications for Decisionmaking This analysis provides information that should help clarify several issues for university and college decisionmakers as well as federal agencies. First, universities and colleges have lacked long-term, consistent data with which to gauge their success at acquiring R&D funding. In the absence of such data, credible comparisons among institutions cannot be made. This analysis enables all universities and colleges with R&D activity to know where they stand relative to other institutions in their ability to obtain federal R&D funds. Second, the vehicle used to convey federal R&D funds to universities and colleges (i.e., grant versus contract) is important because it establishes the legal “ground rules” for conducting federally funded R&D. This analysis disproves the persistent stereotype that all federal R&D funds are conveyed to universities and colleges via peer-reviewed project grants. As a result, all universities and colleges now have accurate information on the funding mechanisms the federal government has actually used to transmit R&D funds to them, so they can better assess intellectual property issues arising from such R&D. Third, using the data in this report, federal R&D agencies can now specifically target the universities and colleges in the nation that truly need federal assistance to build their R&D capacity. ACKNOWLEDGMENTS The authors wish to thank the many people who encouraged us to expand our summary presentation of information on the federal R&D funding going to higher education institutions that was presented in Discovery and Innovation: Federal Research and Development Activities in the Fifty States, District of Columbia, and Puerto Rico. In particular, the authors wish to thank Michael E. Davey, Specialist in Science and Technology in the Resources, Science, and Industry Division of the Congressional Research Services, for his insights and advice throughout the preparation of this report, and his willingness to review the drafts of this report. RAND peer reviewer John Adams has also been of great help with this project, as have their other RAND colleagues: Scott Florence, Aaron Kofner, Lisa Sheldone, Connie S. Moreno, Phyllis Gilmore, Stephen Bloodsworth, and Robin Cole. xv GLOSSARY Affiliated Research Institute—A nonprofit, independently operated research organization that is very closely affiliated with a particular university or college. These research organizations share research facilities and/or faculty/staff with a university or college. See Table C.23 in Appendix C for a list of affiliated research institutes. Agency—A department, agency, or instrumentality of the U.S. government (see 31 USC 101). The federal agencies featured in this report include the Department of Defense (DOD), the Department of Health and Human Services (HHS), the Department of Energy (DOE), the Department of Agriculture (USDA), the National Aeronautics and Space Administration (NASA), and the National Science Foundation (NSF), which collectively controlled 95 percent of all federal funds devoted to the conduct of R&D in FY 2002. Applied Research—Systematic study to gain knowledge or understanding necessary to determine the means of a recognized and specific need (see OMB Circular A-11, Section 84). See Conduct of Research and Development. Award—A contract, grant, cooperative agreement, or other legal instrument a federal agency uses to engage the services of a nongovernmental entity to carry out a governmental responsibility or to achieve some purpose. Basic Research—Systematic study directed toward fuller knowledge or understanding of the fundamental aspects of phenomena and of observable facts without specific applications toward processes or products in mind (see OMB Circular A-11, Section 84). See Conduct of Research and Development. Baseline—All funds reported to the Office of Management and Budget (OMB) as being spent on activities that meet the OMB definition of what constitutes R&D and which therefore fall within the federal R&D portfolio. Budget Authority—Authority provided by law to incur (i.e., enter into) financial obligations that will result in immediate or future outlays of federal government funds (see Budget of the United States Government, Analytical Perspectives, Fiscal Year 2002; and see OMB Circular A-11, Section 20). College—A postsecondary school that offers general or liberal arts education, usually leading to an associate, bachelor’s, master’s, doctor’s, or first professional degree. Although this term usually encompasses junior colleges and community colleges, xvii xviii Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges this report does not include junior colleges, community colleges, technical schools, or schools granting only associate degrees (see National Center for Education Statistics, “Digest of Education Statistics, 2002,” June 2003). See University. Conduct of Research and Development—Systematic creative work undertaken to increase the stock of knowledge, including knowledge of man, culture, and society, and the use of this stock of knowledge to devise new applications. Includes Basic Research, Applied Research, and Development and the administrative expenses associated with each. Excludes research and development facilities and equipment. Also excludes routine product testing, quality control, mapping, collection of generalpurpose statistics, experimental production, routine monitoring and evaluation of an operational program, and the training of scientific and technical personnel (see OMB Circular A-11, Section 84). See Basic Research, Applied Research, and Development. Contract—A legal instrument reflecting a relationship between the U.S. government and a state, local government, or other recipient (1) when the principal purpose of the instrument is to acquire (by purchase, lease, or barter) property or services for the direct benefit or use of the U.S. government or (2) when the agency decides in a specific instance that the use of a procurement contract is appropriate (see 31 USC 6303). Cooperative Agreement—A legal instrument reflecting a relationship between the U.S. government and a state, local government, or other recipient (1) when the principal purpose of the relationship is to transfer a thing of value to the state, local government, or other recipient to carry out a public purpose of support or stimulation authorized by a law of the United States instead of acquiring (by purchase, lease, or barter) property or services for the direct benefit or use of the U.S. government and (2) when substantial involvement is expected between the executive agency and the state, local government, or other recipient when carrying out the activity contemplated in the agreement (see 31 USC 6305). Does not include cooperative research and development agreements. See Cooperative Research and Development Agreement. Cooperative Research and Development Agreement (CRADA)—Any agreement between one or more federal laboratories and one or more nonfederal parties under which the government, through its laboratories, provides personnel, services, facilities, equipment, intellectual property, or other resources with or without reimbursement (but not funds to nonfederal parties) and the nonfederal parties provide funds, personnel, services, facilities, equipment, intellectual property, or other resources toward the conduct of specified research or development efforts which are consistent with the missions of the laboratory; except that such term does not include a procurement contract or cooperative agreement as those terms are used in sections 6303, 6304, and 6305 of Title 31 (see 15 USC 3710a). NOTE: This report does not provide information on CRADAs, and we provide this definition solely to enable readers to understand the differences between CRADAs and cooperative agreements. Development—The systematic application of knowledge or understanding, directed toward the production of useful materials, devices, and systems or methods, including design, development, and improvement of prototypes and new processes to meet Glossary xix specific requirements (see OMB Circular A-11, Section 84). See Conduct of Research and Development. Discretionary Spending—Budgetary resources provided in appropriation acts, except those provided to fund mandatory spending programs (i.e., entitlements and food stamps) (see OMB Circular A-11, Section 20). Enrollment—The total number of students registered in a given school unit at a given time, generally in the fall of a year (see U.S. Department of Education, National Center for Education Statistics, “Digest of Education Statistics, 2002,” June 2003). Experimental Program to Stimulate Competitive Research (EPSCoR)—A program Congress established in 1978 and placed under the auspices of the National Science Foundation (NSF) to assist states that have historically received fewer federal R&D funds. The objective is to increase the ability of academic institutions in these states to compete for such funds and thereby to develop the science and technology resources in the states that support the creation of economic opportunities (i.e., businesses and jobs) for their citizens. To participate in EPSCoR, states must be willing to provide at least partial funding for all approved projects so that the endeavor is a true partnership with the federal government. In 2002, 22 states (Alabama, Alaska, Arkansas, Delaware, Hawaii, Idaho, Kansas, Kentucky, Louisiana, Maine, Mississippi, Montana, Nebraska, Nevada, New Mexico, North Dakota, Oklahoma, South Carolina, South Dakota, Vermont, West Virginia, and Wyoming), the Commonwealth of Puerto Rico, and the U.S. Virgin Islands participated in NSF’s EPSCoR program. (Note that the U.S. Virgin Islands was not in the earlier analysis, reported on in Discovery and Innovation: Federal Research and Development Activities in the Fifty States, District of Columbia, and Puerto Rico, MR-1194-OSTP/NSF, RAND Corporation, 2000, and therefore is not included in this report.) In 2003, Delaware and Tennessee also joined the program. Also note that, in recent years, other federal agencies (i.e., DOD, DOE, USDA, HHS, NASA, and EPA) have begun similar programs based on the EPSCoR concept. Expenditure—“A disbursement of funds” (Merriam Webster’s Collegiate Dictionary, 10th ed., 1993). NSF defines expenditures as “funds actually spent by an institution during its fiscal year” (National Science Foundation, Division of Science Resources Statistics, “Academic Research and Development Expenditures: Fiscal Year 2001,” Arlington, VA [NSF 03-316], April 2003). See Outlay. Faculty—Members of the instruction and/or research staff who are employed full or part time, as defined by the institution (see U.S. Department of Education, National Center for Education Statistics, “Digest of Education Statistics, 2002,” June 2003). Federally Funded Research and Development Center (FFRDC)—An FFRDC meets some special long-term research or development need that cannot be met as effectively by existing in-house or contractor resources. FFRDCs enable agencies to use private-sector resources to accomplish tasks that are integral to the mission and operation of the sponsoring agency. To discharge its responsibilities to the sponsoring agency, an FFRDC has access, beyond what is common in a normal contractual relationship, to government and supplier data, including sensitive and proprietary data, xx Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges and to employees and facilities. An FFRDC is required to conduct its business in a manner befitting its special relationship with the government, to operate in the public interest with objectivity and independence, to be free from organizational conflicts of interest, and to have full disclosure of its affairs to the sponsoring agency. It is not the government’s intent that an FFRDC use its privileged information or access to facilities to compete with the private sector. However, an FFRDC may perform work other than that for the sponsoring agency under the Economy Act, or other applicable legislation, when the work is not otherwise available from the private sector. Each of the 36 FFRDCs the federal government currently sponsors is administered (i.e., operated) by an industrial firm, university, or nonprofit institution (see Federal Acquisition Regulations [FAR] 35.017). First Professional Degree Student—A student pursuing an award that requires completion of a program that meets all the following criteria: • The academic requirements must be completed to begin practice in the profession, • At least two years of college work must be completed before entering the program, and • Program completion requires a total of at least six academic years of college work, including both prior required college work and the length of the professional program itself. First professional degrees may be awarded in the following ten fields: chiropractic (DC or DCM), osteopathic medicine (DO), dentistry (DDS or DMD), pharmacy (PharmD), law (LLB or JD), podiatry (DPM, DP, or PodD), medicine (MD), theology (MDiv, MHL, BD, or Ordination), optometry (OD), and veterinary medicine (DVM) (see U.S. Department of Education, National Center for Education Statistics, Integrated Postsecondary Education Data System [IPEDS], Fall 2000). Does not include graduate students. See Graduate Student. Fiscal Year—The federal government’s accounting period. It begins on October 1 and ends on September 30 and is designated by the calendar year in which it ends (see OMB Circular A-11, Section 20). Formula Grant—Allocation of money to states or their subdivisions according to a formula prescribed by law or administrative regulation, for continuing activities that are not confined to a specific project (see Catalog of Federal Domestic Assistance, GSA, 2002). See Grant. Note that, for the purposes of this report, all grants awarded under Catalog of Federal Domestic Assistance (CFDA) Program 10.216 were treated as formula grants instead of project grants because only 18 institutions of higher education in the nation were eligible to receive federal R&D grant funds under this program, and these were the same 18 institutions that received substantially larger formula grants each year under the closely related CFDA Program 10.205. Graduate Student—A student who holds a bachelor’s or first professional degree, or the equivalent, and who is working toward a master’s or doctor’s degree. Does not include first professional degree students (U.S. Department of Education, National Glossary xxi Center for Education Statistics, “Digest of Education Statistics, 2002,” June 2003). See First Professional Degree Student. Grant—A legal instrument reflecting a relationship between the U.S. government and a state, local government, or other recipient (1) when the principal purpose of the relationship is to transfer a thing of value to the state or local government or other recipient to carry out a public purpose of support or stimulation authorized by a law of the United States instead of acquiring (by purchase, lease, or barter) property or services for the direct benefit or use of the U.S. government and (2) when substantial involvement is not expected between the executive agency and the state, local government, or other recipient when carrying out the activity contemplated in the agreement (see 31 USC 6304). See Project Grant and Formula Grant. Historically Black College or University (HBCU)—An accredited institution of higher education established prior to 1964 with the principal mission of educating black Americans. The Higher Education Act of 1965, as amended, defines an HBCU as “any historically black college or university that was established prior to 1964, whose principal mission was, and is, the education of black Americans. . . .” Federal regulations (see 20 USC 1061[2]) allow certain exceptions to the founding date (U.S. Department of Education, National Center for Education Statistics, “Digest of Education Statistics, 2002,” June 2003). Land-Grant University (includes 1890 Schools)—Established by the passage of the first Morrill Act of 1862, which facilitated the establishment of colleges through grants of land or of funds in lieu of land. The Morrill Act was intended to provide a broad segment of the population with a practical education that had direct relevance to their daily lives. 1890 Land-Grant Colleges and Universities and Tuskegee University are historically black land-grant colleges and universities (HBCUs) established through the Second Morrill Act of August 30, 1890, which expanded the system of land-grant universities to include historically black institutions in states in which segregation denied minorities access to the land-grant institution established by the First Morrill Act, in 1862. Through the Second Morrill Act and several other authorities, these institutions may receive federal funds for agricultural research, extension, and teaching (see United States Department of Agriculture Cooperative State Research, Education, and Extension Service Acronyms and Commonly Used Terms, 2003). Medical School (note that this term excludes osteopathic, chiropractic, and podiatry schools when used in this report)—An institution offering a program of medical education leading to the MD degree. Virtually all state licensing boards require that U.S. medical schools be accredited by the Liaison Committee on Medical Education (LCME) as a condition for licensing their graduates to practice medicine within a state. Currently, the LCME accredits 126 programs at universities and colleges within the United States, all of which lead to the MD degree (see Liaison Committee on Medical Education, Directory of Accredited Medical Education Programs, available at http://www.lcme.org/directry.htm as of March 3, 2004). Note that the term medical school, as used in this report, does not encompass hospitals or medical centers (i.e., so-called “teaching” hospitals) that are in some way “affiliated with” or xxii Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges “connected to” a university or college and/or its “medical school.” Instead, the term refers only to the 126 programs within universities and colleges that provide medical education leading to the MD degree. Obligations—Binding agreements that will result in outlays (see Outlay) immediately or in the future. That is, the amounts of orders placed, contracts awarded, services received, and similar transactions during a given period that will require payments during the same or a future period. Budgetary resources must be available before obligations can be incurred legally (see Budget of the United States Government, Analytical Perspectives, Fiscal Years 2002; OMB Circular A-11, Section 20). Outlay—A payment to liquidate an obligation (other than the repayment of debt principal). Outlays are generally equal to cash disbursements, and they are the measure of government spending (see Budget of the United States Government, Analytical Perspectives, Fiscal Years 2002; OMB Circular A-11, Section 20). See Expenditure. Private University or College—A university or college that is controlled by an individual or agency other than a state, a subdivision of a state, or the federal government and that is usually supported primarily by other than public funds, and the operation of whose program rests with other than publicly elected or appointed officials. Private schools and institutions include both nonprofit and proprietary institutions (see U.S. Department of Education, National Center for Education Statistics, “Digest of Education Statistics, 2002,” June 2003). Project Grant—The funding, for fixed or known periods, of specific projects for the delivery of specific services or products without liability for damages for failure to perform (see Catalog of Federal Domestic Assistance, GSA, 2002). See Grant. Public University or College—A university or college controlled and operated by publicly elected or appointed officials and deriving its primary support from public funds (see U.S. Department of Education, National Center for Education Statistics, “Digest of Education Statistics, 2002,” June 2003). Research and Development (R&D)—Throughout this report, this term refers only to the Conduct of Research and Development, as defined above. Research and Development Equipment—The acquisition or design and production of major equipment for R&D. Includes expendable or movable equipment (e.g., spectrometers, research satellites, and detectors). Excludes routine purchases of ordinary office equipment or furniture and fixtures. (See OMB Circular A-11, Section 84.) Research and Development Facilities—The construction and rehabilitation of R&D facilities. Includes the acquisition, design, and construction of, or major repairs or alterations to, all physical facilities for use in R&D activities. Facilities include land, buildings, and fixed capital equipment, regardless of whether the facilities are to be used by the government or by a private organization and regardless of where title to the property may rest. The term also includes the International Space Station and such fixed facilities as reactors, wind tunnels, and particle reactors, but excludes movable R&D equipment. (See OMB Circular A-11, Section 84.) Glossary xxiii Science and Engineering—The disciplines in the fields of Engineering, Physical Sciences, Mathematical Sciences, Computer Sciences, Life Sciences, Psychology, and Social Sciences (see National Science Foundation, Division of Science Resources Statistics, “Survey of Graduate Students and Postdoctorates in Science and Engineering: Fall 2000 [Methodology Report],” Arlington, VA , July 2002). Undergraduate Student—A student registered at an institution of higher education who is working in a program leading to a baccalaureate degree or other formal award below the baccalaureate, such as an associate degree (see U.S. Department of Education, National Center for Education Statistics, “Digest of Education Statistics, 2002,” June 2003). University—An institution of higher education consisting of a liberal arts college, a diverse graduate program, and usually two or more professional schools or faculties and empowered to confer degrees in various fields of study (see U.S. Department of Education, National Center for Education Statistics, “Digest of Education Statistics, 2002,” June 2003). See College. Chapter One INTRODUCTION BACKGROUND Innovation based on scientific and technological progress makes major contributions to U.S. economic prosperity, national security, and other national goals. The system that supports such innovation consists of a complex network of institutions that conduct research and development (R&D) in a range of settings, including universities, industry, and government. Because of the success of this system, it has been accurately characterized as a vital national asset.1 A hallmark of the U.S. innovation system, as distinct from such systems in other industrialized nations, is its heavy reliance on universities and colleges to conduct federally funded R&D. In Japan and Europe, for instance, specialized research institutes and government-operated laboratories carry out a much higher fraction of federal R&D than such institutions do in the United States,2 where universities and colleges perform between 20 and 25 percent of it. Since World War II, a steady infusion of federal R&D funds has helped transform many U.S. universities into research-focused institutions. Indeed, in FY 2002, federal funds were paying for R&D being conducted at almost 800 of the nation’s more than 1,825 university and college campuses. Federal R&D funds contribute substantially to three important university functions. First, they enable universities and colleges to sustain R&D programs in scientific and engineering fields that might otherwise have difficulty securing financial support. This R&D expands the collective knowledge of the world and, at the same time, helps fulfill the basic missions of a number of federal agencies. Before World War II, the major sources of funding for university R&D were state governments, industry, and foundations. The federal entry into the funding of university R&D represented an admission that these sources were not stable enough to grow and sustain this vital component of the U.S. innovation system. In particular, it showed that the federal government, unlike industry, was willing to support the conduct of long-term, highrisk basic research at the nation’s universities and colleges. Second, federally funded R&D supports the education and training of graduate students in scientific and engineering fields, typically through research assistantships. Thus, universities and colleges not only expand the knowledge base, they also edu______________ 1 Popper and Wagner, 2002, p. ix. 2 Mowery and Rosenberg, 1993, p. 48. 1 2 Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges cate the next generation of scientists and engineers, whose expertise will drive technological innovation. Third, the federally funded R&D that universities and colleges perform contributes significantly to the economic benefits that can accrue to the cities, states, and regions in which the institutions are located. Universities that have medical schools—which the federal government supports heavily in nearly every case—are often the major employers in the cities where they are located. Such is the case in Ann Arbor, Baltimore, Cambridge, Madison, New Haven, and Vermilion. And universities and colleges that do not have medical schools are also the major employers in their home cities in many instances. Such is indeed the case in Ames, Boise, Boulder, College Station, Eugene, Knoxville, Lincoln, Princeton, and Provo, where the local universities and colleges—which, regardless of not having medical schools, still have sizable research communities funded in part by federal dollars—are the largest employers of the local population. Universities and colleges thus may constitute a major part of a city’s or region’s economic base. Given the importance of federal R&D funds for advancing general knowledge, fulfilling federal missions, training future scientists and engineers, and ensuring the prosperity of universities and colleges and the economic settings in which they operate, it is important to assess and monitor the size and profile of the federal investment in this area. Although RAND conducted a preliminary study of this topic,3 federal policymakers, states, and the higher education community have still lacked the data to perform the needed analyses. In particular, they have lacked access to accurate, timely, consistent, and comprehensive spending information for federally funded university and college R&D.4 As the National Science Board (NSB) noted in 2001, “Available data and analyses are often ill-suited for informing budget allocation decisions that affect the U.S. research infrastructure.”5 Among the data problems the NSB report cited were a lack of timeliness and inconsistent definitions: Data on federal research funding, especially at the field level, are often unavailable on a timely basis to inform budget allocation decisions, use outdated research field definitions, fail to capture important characteristics of research activities—particularly growing collaboration across fields, organizations, sectors, and even nations—and suffer from inconsistent applications of definitions across reporting units.6 Often, existing data on expenditures are collected via surveys, which may lump R&D spending in with other types of federal assistance (such as facilities or overhead reimbursements) and whose results may also be several years out of date by the time they are publicly released. Moreover, the inconsistent application of definitions, ______________ 3 Fossum et al., 2000. 4 Popper and Wagner (2002, p. 48) note that analysts’ understanding of the U.S. innovation system has grown increasingly sophisticated in the past decade but has been hampered by weak or nonexistent data along many dimensions, including expenditures. 5 National Science Board, 2001, p. 2. 6 National Science Board, 2001, p. 19. Introduction 3 which is particularly apparent in the surveys of federal R&D funding of institutions of higher education, frustrates the planning efforts of universities and colleges and of governments.7 PURPOSE OF THIS REPORT This report describes our effort to address these data issues through an analysis designed to provide a more solid foundation for assessing the federal investment in university-based R&D. As the basis for our analysis, we compiled a comprehensive list of all federally funded R&D activities at every university and college in the 50 states, the District of Columbia, and Puerto Rico (hereafter referred to collectively as “the states”) by drawing on RAND’s RaDiUS (Research and Development in the United States) database of federal R&D funding and activities. This report presents the results of this analysis, including data on • State-by-state trends in the federal funding of R&D at the nation’s universities and colleges from FY 1996 through FY 2002, • Which federal agencies provided what amounts and types of R&D funds to universities and colleges in FY 2002, and • What levels of R&D funding individual universities and colleges received in FY 2002. This report is intended to be a reference document for national, regional, state, and university decisionmakers and planners interested in assessing the relative competitiveness of particular university systems and individual campuses in obtaining federal R&D funds. It is also intended to be both a stimulus and a tool for further analysis and assessment of trends, priorities, and resource allocations in federally funded R&D. METHODOLOGY AND APPROACH All data presented in this report are from the RaDiUS database. RaDiUS systematically tracks all federal funds spent each year on the “conduct of R&D” by tracing them from their most aggregated level in the federal government to the performer level—i.e., the level at which the R&D is actually conducted. Neither the RaDiUS database nor this report contains any information on federal funds spent for the construction or rehabilitation of R&D facilities or for the design, production, and/or purchase of R&D equipment. Note that all references to federal R&D funds in this report denote only the federal dollars spent on the “conduct of R&D.” Note also that the term R&D may not encompass some activities supported with federal funds that reasonable people might consider to be “research,” solely because the federal funds spent on these activities were not designated by an official of the federal government as being “R&D” dollars. In other words, a federal procurement ______________ 7 Davey and Rowberg, 2000, p. 14. 4 Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges official determined that a specific federally funded project was an “assessment of a complex issue in support of policy development and decision making” (non-R&D) rather than a “systematic study of some topic that will increase scientific knowledge” (R&D). Consequently, the official formally categorized that project as “study and analysis” rather than as “R&D.” This difference in how a project is designated means that RaDiUS tracks federal dollars spent on projects designated as “R&D” but does not track those spent on projects designated as “study and analysis.” And, finally, note that the term R&D, as used by the federal government, is not synonymous with science and technology (S&T). For additional information on the terms R&D and S&T, as well as on RaDiUS and the data that RaDiUS does and does not include, see Appendix A. The most-aggregated data we present in this report are for FY 1996 through FY 2002; the most-detailed data are from FY 2002 only, which is the most recent fiscal year for which this information is available. To facilitate much of the analysis that is central to this report, we identified all the individual R&D awards that went to the 126 accredited medical schools located within the nation’s universities and colleges. We also excluded federal funds going to universities for the management and operation of federally funded R&D centers (FFRDCs). While we would have preferred to distinguish between federal R&D awards going to universities and colleges that were and were not congressionally earmarked, such a distinction was not possible. As a result, we did not separately analyze the portion of federal R&D funds that were congressionally earmarked in FY 2002 that went to universities and colleges for the conduct of R&D, which is estimated to be between 6 and 7 percent of the total R&D funds going to universities and colleges (see Appendix B). Instead, these funds are mixed in with the grants that were awarded based on merit or formulas. All funding amounts that we present for states and individual universities and colleges are “obligations.” They show the total dollars that the federal government has agreed in a specific fiscal year to provide to a university or college to cover the costs of R&D work that will be performed by the university or college in that fiscal year or in some future fiscal year. The federal government records all of its transactions that result in monetary awards to third parties (e.g., universities and colleges) only as “obligations”; hence, this was the only unit of measure available for our analysis. Please note that “obligations” are not the same as “outlays” or “expenditures,” the latter of which involve the disbursement of funds for use in the current fiscal year only, as opposed to some future fiscal year as well. This distinction is important, because an obligation of funds by the federal government to a university or college for an unusually long-term or extraordinarily large R&D project can have a notable effect on the total amount of federal R&D funds credited to a single institution in a given fiscal year. Such awards are not common, however, so the amount of federal R&D funds going to specific universities and colleges customarily trends more evenly from one fiscal year to the next. In FY 2002, however, the Applied Physics Laboratory at Johns Hopkins University received incremental funding on two such uncommon federal R&D awards, which together totaled $330 million. While these two awards had a noticeable effect on the total dollars Johns Hopkins received, they did not affect its number-one ranking among the nation’s universities and colleges that received federal R&D funds. These two awards were so large, however, that they af- Introduction 5 fected the overall state ranking of Maryland, the home of Johns Hopkins, when all federal R&D funds going to the universities and colleges resident in each state were totaled. Specifically, Maryland rose from sixth place among the states in FY 2001 to fourth place in FY 2002, “leapfrogging” over both Texas and Massachusetts (see Tables 2.1 and 2.2 in Chapter 2). Had Johns Hopkins not received the incremental funding on these two awards in FY 2002, Maryland would have kept its FY 2001 ranking, remaining sixth among the states in FY 2002. Appendix B provides additional details on the methodology of our analysis. HOW THIS REPORT IS ORGANIZED Chapter Two presents an overview of our findings, drawn from the tables of four-year accredited U.S. universities and colleges in Appendix D. These tables, one for each state, show the amount of federal R&D funds that each university and college received from the federal government in FY 2002, data drawn from the RaDiUS database. (The tables are presented on a CD-ROM attached to the back cover of this report.) Appendix D also provides the size of each college and university’s student body and faculty, as well as the federal R&D funds per capita that each institution received. Information on the degrees each institution awards and whether the institution is public, private, land grant, and/or historically black is also given. Descriptions of the sources for all the data in the tables are provided at the very beginning of the appendix. Information for FY 1996 through FY 2001 is based on data extracted directly from the RaDiUS database. Chapter Three presents our main conclusions and explores the implications of this analysis for future discussions. Following Chapter Three are four appendices that add detail to the analysis and findings discussed throughout the text. Appendix A describes the RaDiUS database; Appendix B discusses in detail the methodology we used in the analysis. Appendix C presents a number of tables containing additional details on the universities and colleges that received the most federal R&D funds in FY 2002 (the tables are presented on the attached CD-ROM). And, as noted above, Appendix D details the federal R&D funds that every four-year accredited university and college in the nation received in FY 2002. Chapter Two FEDERAL R&D FUNDS TO UNIVERSITIES AND COLLEGES OVERALL TRENDS In recent years, the annual funding that the federal government provides to universities and colleges for R&D has grown disproportionately compared with the growth in both total federal discretionary and total federal R&D funding. Specifically, in the seven-year period from FY 1996 through FY 2002: • Total federal discretionary funds grew from $501.0 billion to $734.7 billion, for an increase of 46.7 percent in current dollars and an increase of 27.9 percent in constant 1996 dollars (President’s Budget 2004). • Total federal R&D funds grew from $69.7 billion to $96.6 billion, for an increase of 38.6 percent in current dollars and an increase of 20.9 percent in constant 1996 dollars (RaDiUS). • Total federal R&D funds going to universities and colleges grew from $12.8 billion to $21.4 billion, after a slight dip in FY 1997, for an overall increase of 67.2 percent in current dollars and an overall increase of 45.7 percent in constant 1996 dollars (RaDiUS). In short, between FY 1996 and FY 2002, the average annual increase in “total federal R&D funds” was only 5.7 percent in current dollars and 3.3 percent in constant 1996 dollars, while the average annual increase in the “federal R&D funds going to universities and colleges” was 9.0 percent in current dollars and 6.6 percent in constant 1996 dollars, indicating that, in recent years, an ever greater share of federal R&D funds has been going to the nation’s universities and colleges. As Figures 2.1 and 2.2 show, between FY 1996 and FY 2002, the R&D funds grew for all but one major federal R&D agency, the National Aeronautics and Space Administration (NASA). In FY 2000, NASA decided to change the budgetary status of the Space Station program, thereby removing the funds for that program from the “conduct of R&D” category and thus causing NASA’s R&D total to drop. The agency whose R&D funding levels increased the most was the Department of Health and Human Services (HHS), the home of the National Institutes of Health. Between FY 1996 and FY 2002, the R&D funds controlled by HHS more than doubled, which has led to HHS now controlling almost 25 percent of all federal dollars devoted to the conduct of R&D. Since HHS awards around 90 percent of these R&D funds to extramural (i.e., 7 8 Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges RAND MR1824-2.1 100,000 Department of Defense Department of Health and Human Services National Aeronautics and Space Administration Department of Energy National Science Foundation Department of Agriculture Department of Commerce Department of Transportation Department of Interior Environmental Protection Agency Other 14 R&D Agencies* 90,000 R&D Funding (millions $) 80,000 70,000 60,000 50,000 40,000 30,000 20,000 10,000 0 FY 1996 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001 FY 2002 *Altogether, these agencies received less than $400M in each fiscal year between 1996 and 2002. Figure 2.1—Total Funding in Current Dollars for Conduct of R&D in FY 1996–2002, by Federal Agency (Budget Authority in Millions) RAND MR1824-2.2 100,000 Department of Defense Department of Health and Human Services National Aeronautics and Space Administration Department of Energy National Science Foundation Department of Agriculture Department of Commerce Department of Transportation Department of Interior Environmental Protection Agency Other 14 R&D Agencies* 90,000 R&D Funding (millions $) 80,000 70,000 60,000 50,000 40,000 30,000 20,000 10,000 0 FY 1996 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001 FY 2002 *Altogether, these agencies received less than $400M in each fiscal year between 1996 and 2002. Figure 2.2—Total Funding in Constant 1996 Dollars for Conduct of R&D in FY 1996–2002, by Federal Agency (Budget Authority in Millions) nonfederal) performers each year and gives nearly 75 percent of all of its extramural R&D funds to the nation’s universities and colleges annually, this increase has had a major influence on the amount of R&D funds available to U.S. universities and colleges. Many other federal agencies also provide R&D funds to the nation’s universities and colleges, but HHS has been the driving force in this area for the past several years. Federal R&D Funds to Universities and Colleges 9 Tables 2.1 and 2.2 show that, between FY 1996 and FY 2002, • The total federal R&D funds going to universities and colleges increased by 67 percent in current dollars and 46 percent in constant 1996 dollars. • At least one university or college in every state received federal R&D funds. • The relative ranking of the states according to how much federal R&D funding their resident universities and colleges received changed little, with almost 80 percent shifting no more than two places in the overall rankings between these years. • In each fiscal year, over 55 percent of all federal R&D funds awarded to the nation’s universities and colleges went to institutions in only nine states: California, Illinois, Maryland, Massachusetts, Michigan, New York, North Carolina, Pennsylvania, and Texas. These were the only states to rank in the top ten in all seven fiscal years. Table 2.1 Federal Funds in Current Dollars Provided to Universities and Colleges, Including Medical Schools, for Conduct of R&D in FY 1996–2002, by State in Rank Order (Obligations in Millions) Total Rank 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 FY 1996 12,773 CA NY MA MD PA TX IL NC MI WA OH MN GA WI MO CO CT FL AL NJ VA IN OR AZ TN DC IA LA UT NM 1,754 1,059 873 791 754 698 542 501 417 359 336 273 263 261 260 259 255 254 240 205 204 198 157 157 146 142 141 134 130 95 FY 1997 12,667 CA NY MA PA MD TX NC IL MI WA OH MN CO GA FL MO CT WI AL VA NJ IN OR TN AZ IA DC UT LA SC 1,747 1,093 834 767 725 685 501 492 423 362 336 282 278 271 268 268 262 253 244 207 203 199 170 154 146 139 131 130 120 90 FY 1998 14,456 CA NY MD MA PA TX NC IL MI WA OH FL CO GA MO MN WI CT AL VA NJ IN OR AZ IA TN UT DC LA SC 2,011 1,213 979 938 904 775 560 555 469 391 367 332 318 316 308 296 281 277 271 234 228 201 183 175 164 157 151 135 129 111 FY 1999 15,890 CA NY MA MD PA TX IL NC MI WA MO OH FL CO GA MN CT WI AL VA NJ IN OR AZ TN IA UT DC LA SC 2,108 1,326 1,108 1,054 1,006 867 642 566 507 437 417 407 335 335 325 320 318 317 269 262 233 216 216 199 186 172 161 154 142 109 FY 2000 17,537 CA NY MA MD PA TX IL NC MI OH WA FL MO GA CO WI MN CT AL VA NJ IN OR AZ TN IA UT DC LA SC 2,371 1,451 1,130 1,101 1,094 959 664 652 551 466 466 425 403 384 369 368 360 346 306 292 285 254 231 220 218 179 167 155 147 123 FY 2001 19,115 CA NY PA TX MA MD IL NC MI WA OH FL MO GA WI MN CO CT VA AL TN OR NJ IN IA AZ DC UT LA SC 2,505 1,562 1,163 1,130 1,096 1,034 760 744 611 543 525 448 445 420 410 409 408 367 356 347 288 279 271 262 224 218 194 189 162 146 FY 2002 21,352 CA NY PA MD TX MA NC IL MI OH WA MO FL GA WI MN CO CT AL VA TN NJ OR IN AZ IA DC UT LA SC 2,726 1,670 1,327 1,303 1,256 1,196 858 818 659 588 577 519 491 489 468 465 434 414 388 386 383 314 288 285 250 246 216 215 180 167 10 Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges Table 2.1 (continued) FY 1996 FY 1997 FY 1998 FY 1999 FY 2000 Rank 31 SC 80 NM 82 NM 91 NM 103 KY 114 32 KY 73 RI 71 KS 85 KY 91 NH 109 33 NH 70 KY 67 KY 75 KS 91 NM 104 34 RI 70 NH 64 NH 71 NH 88 KS 101 35 HI 62 KS 63 MS 69 MS 83 MS 96 36 KS 61 HI 61 OK 69 RI 79 RI 95 37 OK 51 OK 54 RI 65 HI 77 HI 86 38 MS 50 MS 49 HI 64 OK 68 OK 81 39 WV 45 WV 41 PR 48 PR 53 NE 68 40 NE 44 NE 40 NE 48 NE 53 PR 64 41 AR 38 PR 39 WV 44 AR 49 AR 62 42 PR 38 AR 38 AR 43 VT 47 VT 60 43 NV 38 VT 35 VT 41 MT 44 DE 52 44 VT 36 NV 35 NV 39 AK 42 NV 49 45 DE 33 DE 29 DE 35 DE 40 AK 49 46 ND 31 AK 27 MT 33 WV 38 WV 46 47 MT 26 MT 26 AK 28 NV 36 MT 44 48 AK 23 ND 19 ND 25 ND 30 ND 33 49 WY 17 ID 14 ME 18 ME 20 ID 26 50 ID 12 ME 14 WY 17 ID 17 WY 21 51 ME 10 WY 11 ID 14 WY 15 SD 20 52 SD 8 SD 9 SD 10 SD 10 ME 20 NOTE: See Table C.1 in Appendix C for more detailed information. FY 2001 NM KY KS NH HI MS OK RI NE VT AR AK MT PR NV WV DE ND ID ME WY SD 140 134 131 119 109 105 87 87 82 70 66 64 63 63 57 57 45 33 28 24 19 17 FY 2002 KY NH HI NM MS KS OK RI NE PR VT WV AR NV AK MT DE ND ID ME WY SD 150 138 134 133 125 119 119 104 99 89 74 71 69 60 58 56 48 41 34 20 18 17 Table 2.2 Federal Funds in Constant 1996 Dollars Provided to Universities and Colleges, Including Medical Schools, for Conduct of R&D in FY 1996–2002, by State in Rank Order (Obligations in Millions) Total Rank 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 FY 1996 12,773 CA 1,754 NY 1,059 MA 873 MD 791 PA 754 TX 698 IL 542 NC 501 MI 417 WA 359 OH 336 MN 273 GA 263 WI 261 MO 260 CO 259 CT 255 FL 254 AL 240 NJ 205 VA 204 IN 198 FY 1997 12,388 CA NY MA PA MD TX NC IL MI WA OH MN CO GA FL MO CT WI AL VA NJ IN 1,708 1,069 816 751 709 670 490 481 413 354 328 276 272 265 262 262 256 248 238 202 199 194 FY 1998 13,922 CA NY MD MA PA TX NC IL MI WA OH FL CO GA MO MN WI CT AL VA NJ IN 1,937 1,168 943 904 871 746 540 534 451 376 353 320 306 305 296 285 271 267 261 225 219 194 FY 1999 14,936 CA NY MA MD PA TX IL NC MI WA MO OH FL CO GA MN CT WI AL VA NJ IN 1,982 1,246 1,042 990 946 815 603 532 477 411 392 383 315 315 306 301 299 298 253 247 219 203 FY 2000 15,976 CA NY MA MD PA TX IL NC MI OH WA FL MO GA CO WI MN CT AL VA NJ IN 2,160 1,322 1,029 1,003 997 874 605 594 502 425 424 387 367 350 336 335 328 315 279 266 260 231 FY 2001 16,936 CA NY PA TX MA MD IL NC MI WA OH FL MO GA WI MN CO CT VA AL TN OR 2,219 1,384 1,030 1,001 971 916 674 659 542 481 465 397 394 372 363 362 361 325 316 307 255 248 FY 2002 18,616 CA NY PA MD TX MA NC IL MI OH WA MO FL GA WI MN CO CT AL VA TN NJ 2,377 1,456 1,157 1,136 1,095 1,043 748 713 574 512 503 453 428 426 408 405 378 361 338 337 334 274 Federal R&D Funds to Universities and Colleges 11 Table 2.2 (continued) FY 1996 FY 1997 FY 1998 FY 1999 FY 2000 Rank 23 OR 157 OR 166 OR 176 OR 203 OR 211 24 AZ 157 TN 151 AZ 169 AZ 187 AZ 200 25 TN 146 AZ 143 IA 158 TN 175 TN 199 26 DC 142 IA 136 TN 151 IA 162 IA 163 27 IA 141 DC 128 UT 145 UT 152 UT 152 28 LA 134 UT 127 DC 130 DC 145 DC 141 29 UT 130 LA 118 LA 124 LA 134 LA 134 30 NM 95 SC 88 SC 107 SC 102 SC 112 31 SC 80 NM 80 NM 87 NM 97 KY 104 32 KY 73 RI 69 KS 82 KY 85 NH 99 33 NH 70 KY 65 KY 72 KS 85 NM 95 34 RI 70 NH 63 NH 68 NH 83 KS 92 35 HI 62 KS 62 MS 66 MS 78 MS 87 36 KS 61 HI 60 OK 66 RI 74 RI 86 37 OK 51 OK 53 RI 63 HI 72 HI 79 38 MS 50 MS 48 HI 62 OK 64 OK 74 39 WV 45 WV 40 PR 46 PR 50 NE 62 40 NE 44 NE 39 NE 46 NE 50 PR 58 41 AR 38 PR 38 WV 43 AR 46 AR 56 42 PR 38 AR 37 AR 41 VT 44 VT 55 43 NV 38 VT 35 VT 39 MT 41 DE 47 44 VT 36 NV 35 NV 37 AK 39 NV 45 45 DE 33 DE 28 DE 34 DE 38 AK 44 46 ND 31 AK 26 MT 32 WV 36 WV 42 47 MT 26 MT 26 AK 27 NV 34 MT 40 48 AK 23 ND 19 ND 24 ND 28 ND 30 49 WY 17 ID 14 ME 17 ME 19 ID 24 50 ID 12 ME 13 WY 17 ID 16 WY 19 51 ME 10 WY 10 ID 13 WY 14 SD 18 52 SD 8 SD 9 SD 10 SD 9 ME 18 NOTE: See Table C.1 in Appendix C for more detailed information. FY 2001 NJ IN IA AZ DC UT LA SC NM KY KS NH HI MS OK RI NE VT AR AK MT PR NV WV DE ND ID ME WY SD 240 232 199 193 172 168 143 129 124 119 116 105 97 93 77 77 72 62 58 57 56 56 50 50 40 29 25 22 17 15 FY 2002 OR IN AZ IA DC UT LA SC KY NH HI NM MS KS OK RI NE PR VT WV AR NV AK MT DE ND ID ME WY SD 251 249 218 215 189 188 157 146 131 120 117 116 109 104 103 91 86 77 65 62 60 53 50 49 42 35 30 18 16 15 The two states in the top ranks whose overall position shifted the most from year to year between FY 1996 and FY 2002—Maryland and Massachusetts—are home to the three largest nonprofit research institutes in the nation that are closely affiliated with a university or college. (See Table C.23 in Appendix C for a complete list of affiliated research institutes.) Specifically, Johns Hopkins University, in Maryland, is home to the Applied Physics Laboratory, which received 33 percent of all federal R&D funds awarded to the university in FY 2001 and 42 percent in FY 2002. The Massachusetts Institute of Technology is home to the Whitehead Institute for Biomedical Research and the Woods Hole Oceanographic Institute (MIT/WHOI Joint Program), which collectively received 37 percent of all federal R&D funds awarded to the university in FY 2001 and 34 percent in FY 2002. As noted previously, because the amount of federal R&D funds these affiliated research institutes receive tends to vary somewhat from year to year, a single R&D award from a federal agency to one of them can greatly affect the overall ranking of its host state. Such was indeed the case for Maryland in FY 2002, when the Applied Physics Laboratory received incremental funding on a pair of federal R&D contracts that totaled $330 million, which raised Maryland from sixth place among the states in FY 2001 to fourth place in FY 2002. Note, however, that the federal R&D funds these 12 Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges affiliated research institutes received had little, if any, effect on the rankings of their host institutions within a state, because each of them was part of the university that ranked number one, by a large margin, in its respective state. See Appendix D for details on the federal R&D funds going to Johns Hopkins University, the Massachusetts Institute of Technology, and the other institutions of higher education in Maryland and Massachusetts in FY 2002. THE ROLE OF MEDICAL SCHOOLS The most significant finding of this analysis is that, of all federal R&D funds that went to the nation’s universities and colleges, 42 percent in FY 2001 and 45 percent in FY 2002 went directly to medical schools—academic units present at only a small fraction of the nation’s many hundreds of universities and colleges. In light of this discovery, it is not surprising to find that the top ten states in the overall rankings in FY 2002 (see Tables 2.1 and 2.2) are home to 48 percent of the nation’s medical schools, and the top 20 states are home to 86 percent of the nation’s medical schools. In short, the presence of one or more medical schools at the universities and colleges in a state profoundly affects the amount of federal R&D funds that state’s resident universities and colleges receive. Because some states have no medical schools and others have many, one way of examining the success of a state’s universities and colleges in obtaining federal R&D funds is to exclude the federal R&D funds going to medical schools. This provides a more balanced view of the relative rankings among the states for areas of R&D outside the scope of the medical-based life sciences. Table 2.3 shows how the states rank in terms of federal R&D funds their universities and colleges received in FY 2002 when the funding that went to medical schools is included and excluded. One set of columns shows the state rankings when the medical school data were included in the analysis, and one set shows the rankings when they were not included. The column on the far right shows how removing the federal R&D dollars going to medical schools affected the rankings. For most states, the removal improved their overall ranking a bit. For 16 states, however, it decreased their overall ranking, indicating that their in-state university-based, federally supported R&D enterprises were dominated by the R&D conducted at their institutions’ medical schools. This is particularly the case for the states of Connecticut, Missouri, and Vermont, all of which dropped at least nine places in the rankings when the funds going to medical schools were eliminated. HOW R&D SUPPORT VARIES BY FEDERAL AGENCY Twenty-four separate agencies fund all of the federal government’s R&D activities. However, 96 percent of federal R&D funds going to the nation’s colleges and universities come from only six of these agencies. Federal R&D Funds to Universities and Colleges 13 Table 2.3 States Ranked According to Total Federal Funds Received for Conduct of R&D in FY 2002 by Their Resident Universities and Colleges, Including and Excluding Medical Schools (Obligations in Millions) Total Rank Including Medical Schools 21,352 State 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 California New York Pennsylvania Maryland Texas Massachusetts North Carolina Illinois Michigan Ohio Washington Missouri Florida Georgia Wisconsin Minnesota Colorado Connecticut Alabamaa Virginia Tennessee New Jersey Oregon Indiana 25 26 27 Arizona Iowa District of Columbia Utah Louisianaa South Carolinaa Kentuckya New Hampshire Hawaii New Mexicoa Mississippi a Kansas a Oklahoma a Rhode Island Nebraskaa Puerto Ricoa Vermonta West Virginiaa Arkansas a Nevada Alaskaa 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 Total Amount Rank 2,726 1,670 1,327 1,303 1,256 1,196 858 818 659 588 577 519 491 489 468 465 434 414 388 386 383 314 288 285 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 Excluding Medical Schools 11,741 State 250 246 26 California Maryland Massachusetts New York Pennsylvania Texas Illinois Michigan North Carolina Washington Florida Georgia Wisconsin Colorado Ohio Alabamaa Virginia New Jersey Minnesota Indiana Arizona Oregon Missouri Tennessee District of Columbia Iowa 216 215 180 167 150 138 134 133 125 119 119 104 99 89 74 71 69 60 58 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 Louisianaa Hawaii Utah Connecticut Mississippi a New Mexicoa Oklahoma a Kansas a South Carolinaa New Hampshire Rhode Island Kentuckya Nebraskaa West Virginiaa Alaskaa Montanaa Nevada Puerto Ricoa Delaware Change in Rank of State Amount 1,578 843 826 719 603 572 452 382 336 326 321 292 276 275 273 217 214 210 198 197 185 169 163 149 0 2 3 -2 -2 -1 1 1 -2 1 2 2 2 3 -5 3 3 4 -3 4 4 1 -11 -3 135 126 2 0 124 124 121 115 111 99 86 83 79 77 69 68 67 58 58 56 49 48 48 2 5 -1 -12 4 2 4 2 -5 -4 1 -7 0 2 4 4 1 -4 2 14 Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges Table 2.3 (continued) Total Rank Including Medical Schools 21,352 State Total Amount Rank Excluding Medical Schools 11,741 State Change in Rank of State Amount 46 Montanaa 56 46 Idahoa 47 Delaware 48 47 North Dakota a 48 North Dakota a 41 48 Arkansas a 49 Idahoa 34 49 Mainea 50 Mainea 20 50 Vermonta 51 Wyominga 18 51 Wyominga 52 South Dakotaa 17 52 South Dakotaa NOTE: See Table C.2 in Appendix C for more detailed information. a Participant in NSF’s EPSCoR program. 34 33 29 20 19 18 10 3 1 -5 1 -9 0 0 As Figure 2.3 shows, in FY 2002, HHS provided 67 percent of these funds, whereas the National Science Foundation (NSF) provided 11 percent, the Department of Defense (DOD) provided 7 percent, NASA provided 5 percent, the Department of Energy (DOE) provided 4 percent, and the Department of Agriculture (USDA) provided 3 percent. The remainder of the federal R&D funds going to the nation’s universities and colleges in FY 2002 came from the departments of Commerce (DOC), Education (DED), Housing and Urban Development (HUD), Interior (DOI), Justice (DOJ), Labor (DOL), Transportation (DOT), and Veterans Affairs (DVA), as well as from the Environmental Protection Agency (EPA), the Nuclear Regulatory Commission (NRC), and RAND MR1824-2.3 DED DOC Other (EPA, DOT, DOI, NRC, HUD ...) USDA 2% 1% 1% 3% DOE 4% NASA 5% DOD 7% NSF 11% HHS 67% Figure 2.3—Funds Provided by Federal Agencies to Universities and Colleges for Conduct of R&D in FY 2002 Federal R&D Funds to Universities and Colleges 15 the Social Security Administration (SSA). By far the largest of these “small providers,” as shown in Figure 2.3, were DOC (1 percent), DED (2 percent), DOI (0.2 percent), DOT (0.3 percent), and the EPA (0.6 percent). Table 2.4 lists the federal R&D funds provided to universities and colleges by the individual agencies in FY 2002. Many of the same states that appear in the top ranks when all the federal R&D funds provided to universities and colleges in FY 2002 are examined (see Tables 2.1 and 2.2) are also in the top ranks of the recipients of R&D funds from one or more of the “major provider” agencies. Indeed, as shown in Table 2.4, nine of the top ten states whose universities and colleges received the most R&D funds from HHS in FY 2002 were also among the top ten states in the overall ranking of federal R&D funds universities and colleges received in FY 2002. Only Ohio dropped out of the top ten states when the R&D funds HHS provided to universities and colleges in FY 2002 were considered alone, displaced by Missouri, which rose to tenth place in HHS’s ranking from twelfth place in the overall state ranking (see Tables 2.1 and 2.2). The rankings of the top states changed a bit more for the other federal agencies that provided substantial R&D funds to universities and colleges. For example, Florida and Washington were among the top ten of those states whose universities and colleges received the most R&D funds from NSF in FY 2002, displacing North Carolina, and Ohio, which were in the overall top ten. Similarly, Florida was among the top ten whose universities and colleges received the most R&D funds from DOD in FY 2002, displacing Michigan, which was in the overall top ten. Alabama, Colorado, Florida, and Virginia were among the top ten of those states whose universities and colleges received the most R&D funds from NASA in FY 2002, displacing Illinois, Michigan, North Carolina, and Ohio, which were in the overall top ten. Florida, Georgia, and Wisconsin were among the top ten whose universities and colleges received the most R&D funds from DOE in FY 2002, displacing Maryland, North Carolina, and Ohio, which were in the overall top ten. And finally, Florida, Georgia, Iowa, and Mississippi were among the top ten whose universities and colleges received the most R&D funds from USDA in FY 2002, displacing Illinois, Maryland, Massachusetts, and Ohio, which were in the overall top ten. Only California, New York, Pennsylvania, and Texas made the top ten regardless of which federal agency’s R&D funding was examined. Indeed, California ranked first in every agency except DOD and NASA, where it ranked second. In short, the universities and colleges in only four states (California, New York, Pennsylvania, and Texas) were successful in obtaining significant amounts of R&D funds from all the major federal R&D agencies. For most states, however, the success of their institutions of higher education in obtaining these funds from the six major federal R&D agencies varied widely for the different agencies. Indeed, the ranking of the average state’s universities and colleges varied by almost 20 places in terms of total R&D funds received in FY 2002 from each major federal R&D agency. That is, the institutions of higher education in most states appeared to “specialize” in conducting the R&D that only one or two of the major federal R&D agencies funded, rather than engaging in the entire range of R&D for all federal agencies. 16 Table 2.4 Total Rank 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 Utopia CA NY PA TX MA MD NC IL MI MO WA OH MN CT WI GA TN AL FL CO VA OR NJ IA IN DC UT AZ LA HHS Amount 14,214 % 66.6 1,770 1,288 963 922 808 688 684 524 441 439 415 415 364 353 320 313 302 273 260 245 221 189 182 171 164 162 130 122 117 64.9 77.1 72.6 73.4 67.5 52.8 79.7 64.1 66.9 84.7 72.0 70.6 78.4 85.3 68.4 64.0 78.8 70.5 52.9 56.5 57.2 65.8 58.1 69.2 57.5 74.7 60.5 48.6 65.4 CA IL NY MA PA MI TX WA FL MD GA AZ VA IN CO NC NJ OH WI MN OR TN MO UT IA HI NM CT SC NSF Amount 2,355 % 11.0 397 160 155 137 108 104 91 76 74 67 64 64 59 59 57 57 56 55 53 43 39 28 25 25 25 20 18 18 17 14.5 19.5 9.3 11.4 8.1 15.7 7.2 13.1 15.0 5.1 13.1 25.4 15.3 20.6 13.2 6.6 17.7 9.4 11.4 9.2 13.7 7.3 4.9 11.5 10.0 14.7 13.8 4.3 10.2 MD CA PA TX MA NY IL OH FL NC GA MS MI NM NJ VA WI WA AZ DC HI IN UT MN NE RI TN AL MO DOD Amount 1,473 % 6.9 257 187 145 96 73 61 57 46 46 37 36 29 28 28 26 25 23 23 22 18 18 18 17 16 15 14 13 13 12 19.7 6.9 11.0 7.7 6.1 3.6 7.0 7.8 9.3 4.3 7.3 23.2 4.3 20.9 8.3 6.5 4.9 3.9 8.8 8.5 13.6 6.1 7.8 3.5 14.8 13.6 3.5 3.3 2.3 MD CA CO TX MA AL FL NY VA PA UT HI OH AZ GA WV MI AK IL NJ OK NC MO NH MS WI IA MT TN NASA Amount 1,101 % 5.2 235 162 59 48 45 40 36 36 31 31 25 25 24 20 18 18 16 13 13 13 12 12 11 11 11 11 10 10 9 18.0 6.0 13.6 3.8 3.8 10.4 7.3 2.1 8.1 2.3 11.7 18.3 4.0 7.8 3.7 25.3 2.5 23.0 1.6 4.1 10.5 1.4 2.2 8.2 8.7 2.3 3.9 17.0 2.5 Utopia Semibold CA MA NY TX PA IL MI WI FL GA NV AL WA SC IN NC NJ MD OH CO WV VA NM CT MN MS MO KS AZ DOE Amount 809 % 3.8 104 86 72 38 32 29 26 26 26 26 24 22 22 20 19 15 14 13 13 12 12 12 11 11 10 10 9 8 8 3.8 7.2 4.3 3.0 2.4 3.6 4.0 5.6 5.2 5.2 40.5 5.8 3.9 11.7 6.6 1.7 4.5 1.0 2.2 2.8 16.9 3.1 8.3 2.6 2.1 7.6 1.6 7.1 3.2 USDA Amount 539 CA TX NC IA MI GA NY MS PA FL OH AL WI MN IL MO VA WA KY ND NE AR TN IN OR LA MD CO OK 30 23 20 20 19 18 18 17 16 16 15 15 14 14 13 13 13 13 12 11 11 11 10 10 10 9 9 9 9 % 2.5 1.1 1.9 2.3 7.9 2.9 3.8 1.1 13.9 1.2 3.2 2.6 3.8 3.0 3.0 1.6 2.5 3.3 2.2 7.7 26.9 11.0 15.3 2.7 3.5 3.4 5.3 0.7 2.0 7.2 CA CO NY MA TX FL MD NC PA NH OR VA MI IL WI OH AK WA HI SC MS NJ CT GA DC RI MN AL TN Other Amount 860 % 4.0 76 41 40 39 38 35 34 33 32 30 28 25 25 21 21 20 19 19 18 17 17 15 15 14 13 13 12 12 12 2.8 9.4 2.4 3.3 3.1 7.0 2.6 3.9 2.4 21.8 9.8 6.6 3.8 2.6 4.4 3.4 32.6 3.2 13.5 10.3 13.6 4.8 3.6 2.8 6.1 12.4 2.7 3.2 3.1 Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges Agencies Providing Federal Funds to Universities and Colleges, Including Medical Schools, for Conduct of R&D in FY 2002, by State in Rank Order (Obligations in Millions) Table 2.4 (continued) HHS Amount % NSF Amount % DOD Amount 2.6 5.2 1.9 2.7 4.4 2.6 1.4 6.0 2.2 1.7 2.3 4.2 3.3 3.5 8.6 3.6 1.7 2.5 1.2 2.4 0.2 0.0 0.0 WA LA NM IN DC ID OR PR RI MN CT ND SC KS KY NV NE DE VT WY SD AR ME NASA Amount % 9 9 8 8 8 7 6 5 5 5 5 5 4 3 3 2 2 1 1 1 1 1 0 1.6 5.0 6.3 2.9 3.6 19.6 2.2 5.7 4.7 1.0 1.1 11.4 2.2 2.2 1.7 2.7 1.6 2.7 1.5 5.2 5.3 1.1 1.7 TN IA LA UT OR ND OK DC KY RI AK DE NE ID HI MT NH VT PR WY AR ME SD DOE Amount % 8 8 8 8 7 6 5 5 3 3 3 3 2 2 2 2 1 1 1 1 0 0 0 2.1 3.1 4.2 3.5 2.5 15.0 4.3 2.3 2.3 2.8 5.0 5.4 2.5 6.8 1.6 3.3 0.9 1.7 0.7 2.8 0.6 1.3 0.0 MA SC NJ MT KS UT WV AZ ID VT SD CT HI AK PR ME NM DE NV RI NH WY DC USDA Amount % 8 8 8 8 8 8 7 7 6 6 5 5 5 4 4 4 4 4 3 3 3 2 1 0.7 4.9 2.6 14.3 6.5 3.5 9.9 2.6 17.1 7.6 31.1 1.2 3.7 7.7 5.0 20.4 3.0 7.8 4.6 2.6 1.9 13.3 0.4 IA LA WV OK AZ MO IN KY KS NE ME DE ND WY NV AR PR MT UT ID NM VT SD Other Amount % 11 11 10 10 9 9 8 8 7 5 4 4 4 3 3 3 3 3 3 3 3 1 1 4.5 6.1 14.7 8.3 3.7 1.7 2.8 5.1 6.2 5.0 19.8 8.2 9.4 17.6 5.2 4.4 3.4 5.3 1.4 8.1 1.9 1.6 5.1 Federal R&D Funds to Universities and Colleges Rank 30 KY 108 72.1 KS 17 14.0 CO 11 31 SC 99 59.0 LA 16 8.9 LA 9 32 NH 77 55.6 RI 15 14.7 CT 8 33 KS 74 61.6 OK 13 11.2 OR 8 34 PR 67 75.7 NH 13 9.3 OK 5 35 OK 64 54.1 KY 13 8.5 KY 4 36 VT 61 82.8 DE 12 25.7 IA 3 37 NM 61 45.7 AL 12 3.1 MT 3 38 NE 54 55.0 NV 11 19.0 NH 3 39 RI 51 49.3 NE 10 10.0 SC 3 40 AR 48 69.0 DC 9 4.3 KS 3 41 HI 46 34.5 AK 8 14.4 AK 2 42 MS 33 26.8 MT 8 14.6 WV 2 43 DE 22 46.6 MS 8 6.3 NV 2 44 MT 22 39.6 ME 8 37.8 ME 2 45 WV 19 26.9 PR 7 7.9 DE 2 46 NV 15 24.5 AR 6 8.5 PR 1 47 ND 11 28.1 ID 5 15.6 ND 1 48 ID 11 32.7 WY 5 26.7 AR 1 49 SD 8 44.1 VT 4 4.8 SD 0 50 AK 8 13.2 ND 3 6.8 WY 0 51 WY 6 34.3 WV 2 3.1 ID 0 52 ME 2 10.4 SD 2 12.1 VT 0 NOTE: See Table C.3 in Appendix C for more detailed information. % 17 Utopia Utopia Semibold 18 Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges A LEVEL PLAYING FIELD Given that HHS provided over 95 percent of all the R&D funds going to medical schools in FY 2002 (see Figure 2.4), we anticipated that removing the medical school funding from the analysis would change the state rankings in terms of R&D dollars received from HHS. Such was not the case, however, as Table 2.5 shows. Specifically, nine of the ten states whose institutions of higher education received the most R&D funds from HHS when medical school funding was included in the analysis also received the most when it was excluded (see Tables 2.4 and 2.5). That is, in alphabetical (not rank) order, California, Illinois, Maryland, Massachusetts, Michigan, New York, North Carolina, Pennsylvania, and Texas were home to the institutions of higher education that received the most R&D funds from HHS in FY 2002— regardless of whether the R&D funds for their medical schools were included. Only Missouri dropped out of the top ten ranking when medical schools were excluded, a drop which, as noted previously, indicates that the share of Missouri’s federally supported university-based R&D activities based in its medical schools was larger than that of the other top ten states. Given that less than 5 percent of the federal R&D funds going to medical schools in FY 2002 came from agencies other than HHS, it is not surprising that the states in the top ten rankings for the other major federal R&D agencies—NSF, DOD, NASA, DOE, and USDA (Table 2.5)—are virtually the same after the federal R&D funds going to the medical schools are excluded. Indeed, the specific rankings in the top ten are identical for all but two agencies: DOD, in which case New York and Illinois trade sixth and seventh place, and Georgia and North Carolina trade tenth and eleventh; and NASA, in which case Texas and Massachusetts trade fourth and fifth place, and Florida and New York trade seventh and eighth. RAND MR1824-2.4 R&D Funding (obligations in millions $) 16,000 Including Medical Schools Excluding Medical Schools 14,000 12,000 10,000 8,000 6,000 4,000 2,000 0 HHS NSF DOD NASA DOE USDA Other Agency Figure 2.4—Agencies Providing Federal Funds to Universities and Colleges for Conduct of R&D in FY 2002 Table 2.5 Agencies Providing Federal Funds to Universities and Colleges, Excluding Medical Schools, for Conduct of R&D in FY 2002, by State in Rank Order (Obligations in Millions) CA MA NY TX PA MD NC WA IL MI WI GA MN AL OH FL CO NJ MO DC IN OR TN LA CT AZ IA 622 441 356 280 246 237 171 164 164 164 130 118 107 103 100 93 88 87 84 80 76 71 70 63 62 56 51 39.4 53.3 49.5 48.9 40.8 28.1 50.8 50.5 36.3 42.9 47.1 40.5 54.1 47.3 36.8 29.0 32.0 41.3 51.9 59.5 38.4 41.9 47.2 51.0 54.0 30.3 40.2 NSF Amount % 2,344 20.0 CA IL NY MA PA MI TX WA FL MD GA AZ VA IN NC CO OH NJ WI MN OR TN MO UT IA HI NM 397 160 154 136 108 104 88 76 74 67 64 64 59 59 57 56 55 54 53 43 39 28 25 25 25 20 18 25.1 35.3 21.4 16.5 17.9 27.1 15.3 23.2 23.0 8.0 21.9 34.4 27.6 29.8 16.9 20.4 20.2 25.9 19.3 21.6 23.2 18.7 15.4 20.5 19.6 15.9 18.3 DOD Amount % 1,407 12.0 MD CA PA TX MA IL NY OH FL GA NC MS MI NM VA NJ WA AZ WI HI DC IN UT NE RI AL MO 256 187 142 80 72 53 49 46 46 36 29 29 28 28 24 23 23 22 21 18 18 18 16 15 14 13 12 30.4 11.8 23.5 14.0 8.7 11.7 6.9 16.9 14.2 12.3 8.6 26.1 7.4 28.2 11.2 11.0 6.9 11.9 7.7 14.8 13.4 8.9 13.4 21.8 20.6 5.8 7.5 NASA Amount % 1,081 9.2 MD CA CO MA TX AL NY FL VA PA UT HI OH AZ WV GA MI AK IL NJ OK NC MO NH MS WI IA 228 162 59 44 43 40 35 32 31 30 25 25 23 20 18 16 16 13 13 13 12 12 11 11 11 11 10 27.1 10.3 21.4 5.4 7.5 18.6 4.9 10.1 14.6 5.0 20.8 19.9 8.5 10.6 31.0 5.6 4.2 23.0 2.8 6.0 14.4 3.7 7.0 14.7 9.8 3.9 7.6 DOE Amount % 789 6.7 CA MA NY TX PA IL MI WI FL GA NV AL WA IN NC MD OH SC CO WV NJ VA NM CT MN MS KS 104 85 72 36 31 28 26 26 26 25 22 22 22 19 14 13 13 12 12 12 12 12 11 11 10 10 8 6.6 10.3 10.0 6.3 5.2 6.2 6.9 9.5 8.0 8.7 46.2 10.3 6.9 9.5 4.2 1.6 4.7 15.4 4.4 20.7 5.7 5.5 11.2 9.4 5.0 8.6 10.3 USDA Amount % 537 4.6 CA TX NC IA MI GA NY MS PA FL OH AL WI MN IL MO VA WA KY ND NE AR TN IN OR LA MD 30 22 20 20 19 18 18 17 16 16 15 15 14 14 13 13 13 13 12 11 11 11 10 10 10 9 9 1.9 3.9 6.0 15.5 5.0 6.3 2.5 15.4 2.7 4.9 5.6 6.8 5.2 7.1 3.0 8.1 6.0 3.9 16.8 33.6 16.2 36.3 7.0 5.1 5.7 7.6 1.1 Other Amount 820 CA CO MA NY FL NC MD NH PA OR VA MI TX IL WI OH AK WA HI MS GA DC NJ RI AL MN TN 76 41 39 35 35 33 32 30 30 28 25 25 23 21 20 20 19 19 18 17 14 13 13 13 12 12 12 % 7.0 4.7 7.4 7.4 32.6 5.7 14.7 15.3 4.8 9.9 6.3 18.7 5.7 6.1 7.8 8.7 8.9 9.1 18.1 10.8 5.0 11.3 5.5 4.1 11.2 9.0 7.4 19.8 Federal R&D Funds to Universities and Colleges Total Rank 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 HHS Amount % 4,762 40.6 19 Utopia Utopia Semibold 20 Table 2.5 (continued) Rank 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 NOTE: Utopia % NSF Amount % DOD Amount VA 50 23.2 CT 17 14.9 TN 12 KS 38 45.3 SC 17 21.1 CO 10 UT 37 30.5 KS 16 19.9 LA 9 HI 36 29.0 LA 15 12.5 OR 8 OK 34 38.9 RI 15 22.3 MN 7 SC 28 34.9 OK 13 15.0 CT 6 NM 27 27.2 NH 13 16.6 OK 5 KY 27 38.9 KY 13 18.6 KY 4 PR 27 55.2 DE 12 25.7 MT 3 NE 23 33.9 AL 12 5.5 NH 3 DE 22 46.6 NV 11 23.6 IA 3 MT 22 39.6 NE 10 14.7 KS 3 MS 20 17.8 DC 9 6.9 AK 2 NH 16 20.8 AK 8 14.4 WV 2 RI 16 23.3 MT 8 14.6 SC 2 ID 11 32.7 ME 8 37.8 NV 2 AR 8 28.7 MS 8 6.9 ME 2 AK 8 13.2 PR 7 14.5 DE 2 WY 6 34.3 AR 6 18.9 PR 1 VT 6 32.7 ID 5 15.6 ND 1 WV 6 10.3 WY 5 26.7 AR 1 NV 5 10.2 VT 4 18.9 SD 0 ND 3 10.4 ND 3 8.4 WY 0 ME 2 10.4 WV 2 3.8 ID 0 SD 1 7.4 SD 2 20.1 VT 0 See Table C.5 in Appendix C for more detailed information. NASA Amount % 7.8 3.8 7.5 4.5 3.7 5.3 6.0 5.7 6.0 3.9 2.3 3.3 4.2 4.1 2.8 4.3 8.6 3.6 3.0 3.1 2.5 3.9 0.2 0.0 0.0 MT WA TN LA NM IN DC ID OR PR RI MN ND CT SC KY KS NV NE DE VT WY SD AR ME 10 9 9 9 8 8 8 7 6 5 5 5 5 4 3 3 2 2 2 1 1 1 1 1 0 DOE Amount % 17.0 2.9 6.2 7.2 8.5 4.2 5.8 19.6 3.7 10.4 7.1 2.4 14.2 3.0 4.4 3.8 2.9 3.4 2.3 2.7 6.0 5.2 8.8 2.5 1.7 AZ TN IA MO UT OR LA ND DC OK KY RI AK DE NE ID HI MT NH VT PR WY AR ME SD Utopia Semibold 8 8 8 8 7 7 7 6 5 5 3 3 3 3 2 2 2 2 1 1 1 1 0 0 0 USDA Amount % 4.3 5.3 6.0 4.6 6.1 4.3 5.3 18.6 3.8 5.4 5.0 4.2 5.0 5.4 3.7 6.8 1.7 3.3 1.6 6.5 1.3 2.8 1.4 1.3 0.0 CO MA OK NJ MT SC KS UT WV AZ ID VT SD CT HI AK PR ME NM DE NV RI NH WY DC 9 8 8 8 8 8 8 8 7 7 6 6 5 5 5 4 4 4 4 4 3 3 3 2 1 Other Amount % 3.1 1.0 9.4 3.8 14.3 10.1 9.4 6.3 12.1 3.5 17.1 29.7 51.5 4.3 4.0 7.7 9.1 20.4 4.1 7.8 5.7 3.9 3.4 13.3 0.7 IA LA CT WV OK AZ SC MO IN KY KS NE ME DE ND WY NV PR MT UT AR ID NM VT SD 11 11 11 10 9 9 9 9 8 8 7 5 4 4 4 3 3 3 3 3 3 3 3 1 1 % 8.2 11.7 17.6 6.5 6.3 5.3 2.4 9.7 8.1 2.5 6.1 8.4 4.7 7.4 7.4 32.6 5.7 14.7 15.3 4.8 9.9 6.3 18.7 5.7 6.1 Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges HHS Amount Federal R&D Funds to Universities and Colleges 21 Worthy of particular note is the fact that, even after all the R&D funds going to medical schools were removed from the mix, HHS continued to be the major provider of R&D funds to the nation’s universities and colleges, supplying 40.6 percent of all such funds in FY 2002 (see Figure 2.4). NSF remained the second largest provider, supplying 20.0 percent of R&D funds to the nation’s universities and colleges in FY 2002. DOD remained in third place, providing 12.0 percent. It was followed by NASA, at 9.2 percent; DOE, at 6.7 percent; and USDA, at 4.6 percent. The remaining funds (7.0 percent) were from DOC, DED, HUD, DOI, DOJ, DOL, DOT, DVA, and the EPA, NRC, and SSA in various small amounts. R&D SPECIALIZATION AND ITS CONSEQUENCES As with the agency-by-agency state rankings that include the federal R&D funds going to the medical schools at universities and colleges, only the institutions of higher education in California, New York, Pennsylvania, and Texas were successful in obtaining significant R&D funds from all major federal R&D agencies when we excluded the R&D funds going to medical schools. Similarly, the ranking of the universities and colleges of the average state also varied 20 places in terms of the total R&D funds received in FY 2002 from each major federal R&D agency. This provides additional support for the notion that the institutions of higher education in most states appear to “specialize” in conducting the type of R&D that is funded by only one or two of the major federal R&D agencies. Table 2.6 provides a different view of the information in Table 2.5, this one organized by state instead of rank. In so doing, it shows that the major sources of federal R&D funding vary considerably from state to state. Specifically, Table 2.6 shows that HHS is not the primary source of federal R&D funds for the universities and colleges in over 25 percent of the states. Similarly, it shows that NSF is not the secondary source of such funds in over 40 percent of the states, and DOD is not the tertiary source in over 75 percent of the states. In short, Table 2.6 shows that the relationship between the universities and colleges within a particular state and the federal agencies that give them R&D funds is quite individualized. The numerous ways in which the federally supported R&D activities of the universities and colleges within the various states differ from one another is a topic that, given its considerable breadth, must be left for a future RaDiUS-based report. For now, we will simply note that the universities and colleges that reside in the various states tend to “specialize” in the R&D funded by specific federal agencies and that the consequences of this, which we discuss below, may not be trivial. HOW FEDERAL R&D FUNDS ARE CONVEYED One of the consequences of “specialization” is that the legal “ground rules” for conducting federally funded R&D at the universities and colleges may vary considerably from one state to the next. Specifically, HHS, NSF, and USDA fund the vast majority of their extramural R&D activities via grants (either project grants or formula grants), regardless of recipient. In contrast, DOD and NASA fund the vast majority of their 22 Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges Table 2.6 Agencies Providing the First, Second, and Third Most Federal Funds to Universities and Colleges, Excluding Medical Schools, for Conduct of R&D in FY 2002, by State Rank State HHS NSF DOD NASA DOE USDA AK Third First AL First Second Third AR Second Third First AZ Second First Third CA First Second Third CO First Third Second CT First Second Third DC First Second DE First Second Third FL First Second Third GA First Second Third HI First Third Second IA First Second Third ID First Second Third IL First Second Third IN First Second Third KS First Second Third KY First Second Third LA First Second Third MA First Second Third MD Second First Third ME Third First Second MI First Second Third MN First Second Third MO First Second Third MS Second First Third MT First Third Second NC First Second Third ND Third Second First NE First Second Third NH Second Third NJ First Second Third NM Second Third First NV Third Second First NY First Second Third OH First Second Third OK First Second Third OR First Second PA First Third Second PR First Second Third RI First Second Third SC First Second Third SD Second Third First TN First Second Third TX First Second Third UT First Third Second VA Second First Third VT First Third Second WA First Second Third WI First Second Third WV First Second WY First Second NOTE: See Table C.6 in Appendix C for more detailed information. EDUC Second DOC Other Third First Third Third Third Federal R&D Funds to Universities and Colleges 23 extramural R&D activities via contracts, regardless of recipient. DOE also funds the majority of its extramural R&D activities via contracts. The R&D dollars DOE conveys via contracts, however, go largely to universities, corporations, and/or nonprofits for the management and operation of the national laboratories, which this analysis does not include. As a result, the DOE extramural funding profile of relevance to this discussion is more balanced with regard to the use of grants and contracts. That is, when one looks at the federal R&D dollars going only to universities and colleges, the funding profiles of DOD and NASA are quite different from those of HHS, NSF, and USDA, with respect to the mix of grants and contracts. In FY 2002, over 45 percent of the R&D funds that DOD awarded to universities and colleges and over 34 percent of the R&D funds NASA awarded to universities and colleges were conveyed via contracts, whereas HHS, NSF, and USDA conveyed less than 4 percent of their R&D funds to universities and colleges via contracts. Consequently, universities and colleges that receive a large share of their federal funds for R&D from HHS, NSF, and USDA have more freedom to conduct that R&D, because the federal government has little control over R&D conducted with funds conveyed via grants. In addition, these universities and colleges have fewer concerns about rights that the federal government may have to the data or other intellectual property resulting from their R&D, because such rights attach only to federal R&D funds conveyed to universities and colleges via contracts.1 The majority (78.3 percent) of federal R&D funds going to universities and colleges were conveyed in the form of project grants, as shown in Table 2.7. However, the proportion of the total federal R&D funds going to institutions of higher education in each state in the form of project grants varied considerably. For example, among the top ten states whose universities and colleges (including their medical schools) received the most overall federal funds for the conduct of R&D in FY 2002, New York received 88.0 percent of its funds in the form of project grants, whereas Maryland received only 54.2 percent of its funds in this form. Despite this range, however, nine of the ten states whose universities and colleges received the most overall federal R&D funds (see left side of Table 2.3) were the same states whose universities and colleges received the most federal R&D funds via project grants. Only Ohio fell out of the top ten ranking of recipients of project grants, replaced by Washington. After project grants, cooperative agreements are the second most common vehicle for transferring R&D funds from the federal government to the universities and colleges in the states. Specifically, Table 2.7 shows that 13.2 percent of all R&D funds going to such institutions in FY 2002 took the form of cooperative agreements. This fund-transferring vehicle is similar to a project grant in that both are designed to transfer the “discovery” work to the nonfederal recipient of the funds, but it differs from a project grant in that it requires the federal funding unit to participate more actively in the actual conduct of the R&D. Consequently, it is not surprising to find ______________ 1 See 35 USC 200 et seq., the provisions of which are commonly referred to as Bayh-Dole. Also see 48 CFR 27.400 et seq. 24 Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges Table 2.7 Federal Funds Provided to Universities and Colleges, Including Medical Schools, for Conduct of R&D in FY 2002 , by State in Rank Order (Obligations in Millions) Total Rank 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 Project Grants Amount % 16,717 78.3 CA NY PA TX MA MD NC IL MI WA OH FL WI GA CT MO MN CO VA TN NJ AL OR IN IA AZ UT LA SC KY DC NH KS NM NE RI HI OK MS PR VT AR MT WV DE NV ND AK ID ME SD WY 2,158 1,469 1,066 946 905 706 677 658 548 486 468 397 396 395 388 372 369 327 311 306 269 263 250 242 225 208 149 138 137 133 121 116 105 103 87 85 83 80 71 65 64 61 52 46 43 39 31 30 30 16 15 12 79.2 88.0 80.4 75.4 75.7 54.2 78.9 80.5 83.2 84.2 79.7 80.9 84.5 80.8 93.7 71.7 79.5 75.4 80.5 79.8 85.7 67.9 87.0 85.0 91.4 83.1 69.1 76.9 81.7 88.7 55.9 83.9 88.3 77.0 87.9 82.2 62.1 67.8 56.8 73.1 87.0 87.7 92.9 63.8 89.2 64.4 77.4 52.7 89.1 77.0 84.1 64.5 Cooperative Agreements Amount % 2,825 13.2 Contracts Amount % 1,568 7.3 MD CA PA TX OH NC UT FL AL CO MA MO NY IL GA MS MN HI WI MI WA TN DC VA NJ AK IN AZ NM OR RI NV CT OK LA IA NH WY KY ME VT WV KS SC MT PR NE AR DE ID ND SD 445 160 115 89 58 53 44 39 39 38 38 37 36 35 33 27 27 24 24 23 23 19 16 15 14 12 12 9 8 7 6 6 6 5 5 4 4 3 2 2 2 1 1 1 1 1 0 0 0 0 0 0 34.1 5.9 8.7 7.1 9.9 6.2 20.6 7.9 10.0 8.8 3.2 7.2 2.2 4.2 6.7 21.5 5.8 17.9 5.0 3.5 3.9 5.1 7.3 4.0 4.6 20.8 4.1 3.4 5.8 2.6 5.8 9.8 1.4 4.3 2.8 1.7 2.6 15.2 1.5 11.0 2.3 1.4 0.8 0.5 1.1 0.7 0.3 0.4 0.5 0.4 0.0 0.0 CA MA TX NY MD PA IL NC MO MI AL DC CO WA MN OH GA VA TN FL WI AZ LA OK NJ OR IN HI SC NM WV UT MS PR CT NH NV AK RI IA KS NE ND KY VT DE AR WY ID MT SD ME 402 251 210 159 148 139 119 117 102 82 76 70 65 64 63 55 53 53 50 49 43 32 31 28 27 26 26 25 24 21 21 20 20 19 18 17 14 14 11 11 9 8 7 7 6 2 2 2 1 1 0 0 NOTE: See Table C.7 in Appendix C for more detailed information. 14.8 21.0 16.7 9.5 11.4 10.5 14.6 13.7 19.7 12.4 19.7 32.1 15.1 11.1 13.6 9.4 10.9 13.6 13.0 10.1 9.3 12.6 17.4 23.8 8.7 9.1 9.1 18.8 14.6 15.8 29.2 9.5 16.2 21.7 4.4 12.2 23.7 24.1 10.7 4.3 7.9 8.3 16.6 4.4 8.4 5.1 3.1 10.7 3.1 1.5 1.2 0.5 Formula Grants Amount % 242 1.1 TX NC DC AL TN GA KY MO VA MS PA IA AR NY OH CA IL MI FL WI MN SC IN LA OK WA PR WV MD OR KS NE CO NJ SD ID DE MT ND MA ME AZ CT UT NM WY NH VT HI AK RI NV 11 11 10 9 8 8 8 8 7 7 7 6 6 6 6 6 6 6 6 5 5 5 5 5 5 4 4 4 4 4 4 4 3 3 3 3 3 2 2 2 2 2 2 2 2 2 2 2 1 1 1 1 0.9 1.3 4.7 2.4 2.1 1.6 5.4 1.5 1.9 5.5 0.5 2.6 8.8 0.4 1.0 0.2 0.7 0.8 1.1 1.2 1.2 3.2 1.8 2.9 4.2 0.8 4.5 5.6 0.3 1.2 3.0 3.5 0.7 0.9 14.8 7.5 5.3 4.4 6.0 0.2 11.5 0.9 0.5 0.9 1.4 9.6 1.3 2.3 1.1 2.4 1.2 2.1 Federal R&D Funds to Universities and Colleges 25 that nine of the states whose institutions of higher education received the most federal R&D funds in the form of cooperative agreements are also among the top ten states that received the most federal R&D funds in the form of project grants. Only Washington fell out of the top ten ranking of recipients of cooperative agreements, replaced by Missouri. In substantial contrast, however, is the pattern among the ten states whose universities and colleges received the most federal R&D funds in the form of contracts. Only six of the states in this group (California, Maryland, North Carolina, Ohio, Pennsylvania, and Texas) were also among the top ten states whose universities and colleges received the most overall federal R&D funds. Not surprisingly, all of the states in the group that received the most federal R&D funds in the form of contracts—the four new “top ten” states (Alabama, Colorado, Florida, and Utah), as well as the six “seasoned top ten” states—were home to sizable DOD, NASA, and/or DOE facilities. Indeed, the ten states whose universities and colleges received the largest percentage, as opposed to the largest amount, of their federal R&D funds in FY 2002 in the form of contracts (in descending order: Maryland, Mississippi, Alaska, Utah, Hawaii, Wyoming, Maine, Alabama, Ohio, and Nevada) were home to four of NASA’s flight and/or research centers, five directorates of DOD’s Air Force Research Laboratory, three major field sites of DOD’s Navy Research Laboratory, two laboratory/research centers of DOD’s Army Research Laboratory, DOD’s major research facility for testing chemical and biological weapons, and DOE’s Nevada Test Site. Presumably, some amount of the federal R&D conducted by the institutions of higher education in these states was somehow related to the work of these nearby federal R&D units. Formula grants, which are used in very limited circumstances and primarily by only one federal agency (USDA) to fund R&D, were not used to transfer many R&D dollars to institutions of higher education in any state in FY 2002 (the total was 1.3 percent). Given that formula grants are not awarded in full and open competition but, instead, generally carry mandatory minimum funding amounts for each eligible state, it is not surprising that the states whose institutions received the largest share of their federal R&D dollars in the form of formula grants in FY 2002 are also among the states with the fewest and the smallest universities and colleges (Arizona, Idaho, Maine, Mississippi, North Dakota, South Dakota, West Virginia, and Wyoming, all of which received more than 6.0 percent of their federal R&D dollars in the form of formula grants in FY 2002). Table 2.8 shows that removing the federal R&D funds going to medical schools from the analysis has very little effect on the pattern among the states. With medical school funding excluded, the same ten states remained at the top of the ranks of states whose universities and colleges received the most federal R&D funds via project grants and formula grants (albeit in a slightly different order for project grants). In addition, nine of the ten states that had topped the ranks of states whose universities and colleges received the most federal R&D funds via contracts remained at the top, as did eight of the ten states that had topped the ranks of states whose universities and colleges received the most federal R&D funds via cooperative agreements. Thus, while the exclusion of medical schools affected the relative mix of grants and 26 Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges Table 2.8 Federal Funds Provided to Universities and Colleges, Excluding Medical Schools, for Conduct of R&D in FY 2002, by State in Rank Order (Obligations in Millions) Total Rank 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 Project Grants Amount % 8,360 71.2 CA NY MA TX PA IL MD MI WA NC FL WI GA CO OH NJ IN VA AZ OR MN AL MO IA TN CT LA HI UT KS NM NH DC SC MS NE RI KY MT OK DE PR WV AK ID NV ND AR ME VT WY SD 1,157 587 560 428 412 336 309 298 270 256 254 225 219 194 190 183 168 155 154 141 136 124 114 110 106 106 88 76 75 73 71 60 58 58 57 57 55 54 52 50 43 33 32 30 30 27 23 22 16 12 12 8 73.3 81.6 67.7 74.8 68.2 74.2 36.7 77.9 82.8 76.3 79.0 81.6 74.9 70.4 69.5 87.0 85.3 72.5 83.6 83.2 68.8 57.1 70.0 87.4 70.9 91.5 71.1 61.2 61.9 88.2 72.2 77.1 43.1 73.2 51.9 84.8 79.8 78.7 92.9 57.5 89.2 68.1 55.6 52.7 89.1 55.8 71.8 74.5 77.0 62.5 64.5 73.6 Cooperative Agreements Amount % 1,708 14.5 Contracts Amount % 1,431 12.2 MD CA PA TX OH AL MA NC MO FL CO UT IL GA MS HI WA NY WI MN MI TN VA AK IN DC NJ NM OR AZ RI NV CT OK LA NH IA WY KY ME VT WV SC MT PR KS NE AR DE ID ND SD 435 157 112 62 56 39 37 37 36 36 35 34 32 29 27 24 23 22 20 20 17 15 15 12 12 11 8 8 7 7 6 6 6 5 4 4 3 3 2 2 2 1 1 1 1 0 0 0 0 0 0 0 51.6 10.0 18.6 10.8 20.6 17.9 4.5 10.9 22.4 11.1 12.6 28.0 7.0 10.0 24.0 19.5 6.9 3.1 7.3 9.9 4.5 10.1 7.0 20.8 5.9 8.5 3.8 7.9 4.4 3.7 8.8 12.2 5.0 5.2 3.6 4.6 2.7 15.2 3.3 11.0 9.1 1.7 0.9 1.1 1.2 0.6 0.4 0.8 0.5 0.4 0.0 0.0 CA MA NY MD IL PA TX MI DC AL CO MN VA GA NC WA OK LA FL WI HI AZ OH WV TN MS NM OR NJ SC NV AK NH IN PR UT ND RI NE IA KS MO KY VT DE CT WY AR ID MT SD ME 258 227 104 95 79 73 72 62 55 45 44 37 37 36 32 29 27 26 26 25 23 21 21 21 20 20 18 17 17 15 14 14 12 12 11 10 7 7 6 6 6 5 4 4 2 2 2 1 1 1 0 0 NOTE: See Table C.8 in Appendix C for more detailed information. 16.4 27.5 14.4 11.3 17.5 12.1 12.6 16.2 40.8 20.6 15.9 18.6 17.1 12.3 9.5 8.9 31.6 21.1 8.1 9.1 18.2 11.6 7.7 35.9 13.5 17.8 18.1 10.3 7.9 19.1 29.4 24.1 16.0 6.1 22.4 8.6 20.7 9.6 9.6 4.9 7.0 2.8 6.3 19.2 5.1 1.7 10.7 3.8 3.1 1.5 2.0 0.5 Formula Grants Amount % 242 2.1 TX NC DC AL TN GA KY MO VA MS PA IA AR NY OH CA IL MI FL WI MN SC IN LA OK WA PR WV MD OR KS NE CO NJ SD ID DE MT ND MA ME AZ CT UT NM WY NH VT HI AK RI NV 11 11 10 9 8 8 8 8 7 7 7 6 6 6 6 6 6 6 6 5 5 5 5 5 5 4 4 4 4 4 4 4 3 3 3 3 3 2 2 2 2 2 2 2 2 2 2 2 1 1 1 1 1.9 3.2 7.6 4.4 5.4 2.8 11.7 4.8 3.4 6.2 1.1 5.0 20.9 0.8 2.2 0.4 1.3 1.5 1.7 2.0 2.7 6.8 2.6 4.2 5.7 1.3 8.3 6.8 0.5 2.1 4.3 5.2 1.1 1.4 24.4 7.5 5.3 4.4 7.5 0.3 11.5 1.2 1.8 1.6 1.8 9.6 2.2 9.1 1.2 2.4 1.9 2.6 Federal R&D Funds to Universities and Colleges 27 contracts received by universities and colleges in some states, it had little effect on the overall ranking of the states with respect to their receipt of grants and contracts. WHICH INSTITUTIONS COMPETE FOR FEDERAL R&D FUNDS? To date, the only universities and colleges commonly discussed in the competition for federal R&D funds are those that were “winners” of such awards. Not all universities and colleges in the nation, however, attempt to compete for federal R&D funds. To determine the percentage of universities and colleges in the states that do successfully compete for federal R&D funds, we identified the “universe” of all potentially eligible institutions in the states and compared it with the institutions that actually obtained such funds in FY 2002. Not surprisingly, every MD-granting institution in every state sought and obtained federal R&D funds in FY 2002 (see Table 2.9). At least 50 percent of all universities and colleges that grant PhD degrees in all states successfully obtained federal R&D funds in FY 2002. In 38 states, at least 75 percent of the universities and colleges that grant PhD degrees successfully obtained federal R&D funds in FY 2002. The situation for universities and colleges granting master’s degrees (both MA’s and MS’s) and bachelor’s degrees (both BA’s and BS’s) was noticeably different, with many fewer such institutions competing for and/or successfully obtaining such funds. Nevertheless, in 31 states, at least 50 percent of the institutions granting master’s degrees successfully obtained federal R&D funds, as did over 50 percent of the institutions granting bachelor’s degrees in 21 states. Please note that these percentages need to be used with care, however, because they put all states on an equal footing with respect to the success of their institutions of higher education in obtaining federal R&D funds—regardless of how many such institutions a state has. Thus, for instance, Wyoming’s single four-year institution of higher education is put on an equal footing with New York’s more than 100 such institutions—many of which have multiple campuses. In addition, institutions with fewer than 100 faculty members and students are treated the same way as institutions with thousands of faculty members and students. Note also that Table 2.9 includes universities and colleges that do not want federal R&D funds and that therefore neither apply for nor receive federal R&D funds. Consequently, states that are home to a number of institutions that confer graduate degrees not involving the conduct of R&D (e.g., doctorates in divinity and/or counseling) will have noticeably lower percentages of institutions obtaining R&D funds. Nevertheless, Table 2.9 does show, for the first time, the proportion of the states’ universities and colleges that received R&D funds from the federal government in FY 2002. In so doing, it shows that universities and colleges in every part of the nation are interested in obtaining federal R&D funds. 28 Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges Table 2.9 Percentage of Universities and Colleges Receiving Federal Funds for Conduct of R&D in FY 2002, by State and by Types of Degrees Granted by the Universities and Colleges Located in the State State Alabama Alaska Arizona Arkansas California Colorado Connecticut Delaware District of Columbia Florida Georgia Hawaii Idaho Illinois Indiana Iowa Kansas Kentucky Louisiana Maine Maryland Massachusetts Michigan Minnesota Mississippi Missouri Montana Nebraska Nevada New Hampshire New Jersey New Mexico New York North Carolina North Dakota Ohio Oklahoma Oregon Pennsylvania Puerto Rico Rhode Island South Carolina South Dakota Tennessee Texas Utah Vermont Virginia Washington All Degree Granting Institutions 48.6 83.3 26.7 42.9 46.2 50.0 39.1 40.0 61.5 40.4 49.0 33.3 42.9 36.5 32.6 37.8 30.8 21.2 73.9 50.0 59.4 44.7 40.4 38.1 68.8 28.6 60.0 22.7 66.7 27.8 58.6 55.6 54.2 41.5 33.3 40.3 37.5 40.7 37.2 53.3 40.0 32.4 35.7 31.9 54.3 71.4 11.8 47.9 54.2 All BA/BS Granting Institutions 50.0 83.3 28.6 42.9 51.0 50.0 40.9 40.0 66.7 41.2 46.9 33.3 42.9 38.6 34.1 37.8 30.8 21.9 72.7 50.0 58.1 46.4 40.4 39.5 68.8 26.7 60.0 22.7 66.7 29.4 58.6 55.6 54.6 41.5 33.3 39.4 37.5 38.5 38.5 51.9 40.0 33.3 35.7 30.2 57.0 71.4 12.5 50.0 54.2 All MA/MS Granting Institutions 56.0 100.0 28.6 61.5 50.5 62.5 47.4 40.0 66.7 55.9 55.6 50.0 60.0 45.1 29.7 42.9 38.9 31.8 78.9 44.4 58.6 47.5 48.5 50.0 75.0 36.4 50.0 31.3 100.0 36.4 63.0 55.6 58.4 52.9 75.0 43.9 52.9 50.0 40.7 81.3 44.4 42.9 41.7 42.9 61.3 66.7 15.4 67.7 57.1 All PhD Granting Institutions 90.0 100.0 60.0 100.0 58.3 80.0 87.5 50.0 100.0 87.5 100.0 100.0 100.0 54.2 50.0 83.3 100.0 50.0 100.0 100.0 84.6 77.8 81.8 54.5 100.0 70.0 100.0 100.0 100.0 75.0 81.8 100.0 81.4 92.9 100.0 77.8 80.0 66.7 58.6 87.5 60.0 57.1 100.0 73.3 83.3 100.0 100.0 100.0 80.0 All MD Granting Institutions 100.0 na 100.0 100.0 100.0 100.0 100.0 na 100.0 100.0 100.0 100.0 na 100.0 100.0 100.0 100.0 100.0 100.0 na 100.0 100.0 100.0 100.0 100.0 100.0 na 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 100.0 Federal R&D Funds to Universities and Colleges 29 Table 2.9 (continued) All Degree All BA/BS All MA/MS All PhD All MD Granting Granting Granting Granting Granting State Institutions Institutions Institutions Institutions Institutions West Virginia 42.9 45.0 55.6 100.0 100.0 Wisconsin 55.6 55.9 60.0 71.4 100.0 Wyoming 100.0 100.0 100.0 100.0 na NOTES: The units of multicampus universities and university systems were counted separately. See Appendix D for a complete list of the universities and colleges and their campuses in each state. Calculating the percentage of institutions receiving federal R&D funding: For each state, the percentage of institutions receiving federal R&D funding was calculated for BA/BS, MA/MS, PhD, and MD degrees. The numerator was the sum of institutions granting a given degree that also received federal R&D funding; the denominator was the number of institutions granting a given degree. As a result, research institutions that do not grant degrees were not counted. Similarly, Regents and Board of Directors offices of the big university systems were not counted either. INDIVIDUAL UNIVERSITIES AND COLLEGES: HOW DO THEY COMPARE IN OBTAINING FEDERAL R&D FUNDS? Appendix D contains detailed information, by state, on the amount of federal funds that went to every four-year accredited university and college in the nation in FY 2002 for the conduct of R&D. Tables 2.10 and 2.11, both of which are presented here, and Tables C.1 through C.22 (see Appendix C) are based on the information in Appendix D. All of these tables identify the top-ranking universities and colleges in the nation on a variety of different dimensions likely to be of interest to anyone tracking federal R&D funds going to such institutions. Table C.23, the final table in Appendix C, is based not on the information in Appendix D but on additional information from the RaDiUS database. The contents of the one major “overview” table we provide here, Table 2.10, are discussed in detail below. A short discussion of Table 2.11 then follows, after which Tables C.1 through C.22 are briefly described. Table 2.10 lists the 100 universities and colleges in the nation that received the most federal R&D funds in FY 2002, both including and excluding the federal R&D funds that went to medical schools. It shows that Johns Hopkins University ranked first in the nation in federal funds received for the conduct of R&D, regardless of whether the analysis included or excluded the federal R&D funds going to medical schools. Indeed, the success of Johns Hopkins University in winning federal R&D funds in FY 2002 so eclipsed that of other universities and colleges in the nation that the Medical School at Johns Hopkins University alone outranked all but nine of the universities and colleges in the nation in terms of the amount of federal R&D funds it garnered. In other words, if Johns Hopkins University Medical School alone (Table 2.11) is compared to all the universities and colleges with their medical schools (left side of Table 2.10), it ranks tenth. Furthermore, if Johns Hopkins University without its medical school (right side of Table 2.10) is compared to all the other universities and colleges with their medical schools (left side of Table 2.10), it still ranks first in the nation in federal R&D funds received. As noted previously, in the discussion of Tables 2.1 and 2.2, the presence of the Applied Physics Laboratory at Johns Hopkins University has much to do with the perennial top ranking of Johns Hopkins University with or with- 30 Table 2.10 Rank University or College (Including Medical School) 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 Utopia Johns Hopkins University University of Washington, Seattle University of Pennsylvania University of Michigan, Ann Arbor University of California, Los Angeles University of California, San Diego Stanford University Massachusetts Institute of Technology University of Wisconsin, Madison Washington University, St Louis University of California, San Francisco University of Pittsburgh Columbia University Harvard University Duke University Yale University University of Minnesota, Twin Cities University of North Carolina, Chapel Hill Baylor College of Medicine University of Alabama, Birmingham Cornell University University of Southern California University of California, Berkeley Vanderbilt University Pennsylvania State University, University Park University of Illinois, Urbana-Champaign Case Western Reserve University Total Federal Funds Received for Conduct of R&D Rank University or College (Excluding Medical School) 968 518 458 429 413 406 386 381 365 360 357 337 335 333 327 312 310 308 274 261 259 224 224 224 221 206 195 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 Johns Hopkins University Massachusetts Institute of Technology University of Washington, Seattle University of Wisconsin, Madison University of California, Berkeley University of California, San Diego Pennsylvania State University, University Park University of Michigan, Ann Arbor University of Illinois, Urbana-Champaign University of Minnesota, Twin Cities University of California, Los Angeles Harvard University Stanford University University of Colorado, Boulder Cornell University University of Texas, Austin University of North Carolina, Chapel Hill University of Texas, MD Anderson Cancer Center University of Maryland, College Park Columbia University University of California, Davis University of Pittsburgh University of Arizona University of Pennsylvania University of Southern California University of Hawaii, Manoa Ohio State University, Columbus (includes AES at Wooster) Utopia Semibold Total Federal Funds Received for Conduct of R&D 604 381 267 253 224 223 221 216 206 193 193 193 178 157 149 141 139 137 135 129 128 120 119 118 116 110 110 Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges Federal Funds Provided to Top 100 Universities and Colleges for Conduct of R&D in FY 2002 (Obligations in Millions) Table 2.10 (continued) Rank University or College (Including Medical School) 28 29 30 31 32 33 34 51 52 53 54 University of California, Irvine University of Maryland, College Park University of Maryland, Baltimore University of Hawaii, Manoa 35 36 37 38 39 40 189 189 189 185 177 176 Total Federal Funds Received for Conduct of R&D 28 29 30 31 32 33 34 Georgia Institute of Technology Rutgers University, New Brunswick University of Florida University of Alabama, Birmingham Texas A&M University, College Station Michigan State University Purdue University 35 36 37 38 39 40 University of Georgia Carnegie Mellon University University of California, Irvine Duke University Princeton University Colorado State University 91 81 81 81 80 78 163 161 157 155 150 148 143 143 141 139 137 41 42 43 44 45 46 47 48 49 50 78 78 72 71 70 69 69 69 67 136 135 128 121 51 52 53 54 University of Illinois, Chicago Boston University University of California, Santa Barbara University of California, San Francisco Oregon State University Rockefeller University Northwestern University University of Rochester Yale University George Washington University (includes Mount Vernon campus) California Institute of Technology North Carolina State University University of Utah Iowa State University 173 172 171 168 167 165 107 107 102 101 95 94 93 66 64 63 60 60 Federal R&D Funds to Universities and Colleges 41 42 43 44 45 46 47 48 49 50 University of Rochester University of California, Davis Emory University University of Arizona University of Iowa Boston University Ohio State University, Columbus (includes AES at Wooster) University of Chicago University of Colorado System Health Sciences Center University of Virginia, Charlottesville Oregon Health & Science University University of Florida University of Texas, Southwestern Medical Center at Dallas Northwestern University University of Colorado, Boulder University of Utah Mount Sinai School of Medicine Mayo Medical School New York University University of Illinois, Chicago University of Texas, Austin Yeshiva University University of Texas, MD Anderson Cancer Center Total Federal Funds Received for Conduct of R&D Rank University or College (Excluding Medical School) 31 Utopia Utopia Semibold 32 Table 2.10 (continued) 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 72 73 74 75 76 77 78 79 80 81 82 Utopia University of Miami University of Cincinnati Wake Forest University Georgia Institute of Technology University of Medicine & Dentistry of New Jersey Rutgers University, New Brunswick University of Kentucky Wayne State University University of Texas, Health Science Center at Houston Michigan State University University of Connecticut Indiana University—Purdue University at Indianapolis Dartmouth College Texas A&M University, College Station Purdue University Medical University of South Carolina University of Massachusetts, Medical School at Worcester University of Georgia University of New Mexico State University of New York, Stony Brook Georgetown University George Washington University (includes Mount Vernon campus) Medical College of Wisconsin Carnegie Mellon University University of Texas, Health Science Center at San Antonio University of Texas, Medical Branch-Galveston Thomas Jefferson University Princeton University 120 110 109 107 107 107 105 103 102 101 97 96 95 95 93 92 92 91 89 88 83 83 82 81 81 81 80 80 Total Federal Funds Received for Conduct of R&D 55 56 57 58 59 60 61 62 63 64 65 66 67 68 69 70 71 Arizona State University, Tempe University of Indiana, Bloomington University of Iowa University of Massachusetts, Amherst Virginia Polytechnic Institute and State University University of Missouri, Columbia University of New Mexico University of Virginia, Charlottesville State University of New York, Stony Brook Utah State University University of Alaska, Fairbanks University of Nebraska, Lincoln University of Kentucky Vanderbilt University University of Tennessee, Knoxville Washington State University, Pullman State University of New York, Buffalo 57 56 56 56 56 56 54 54 53 53 52 52 51 51 51 50 50 72 73 74 75 76 Case Western Reserve University Emory University Oregon Health & Science University University of Chicago Wayne State University 49 49 49 48 47 77 78 79 University of Delaware University of Kansas, Lawrence Louisiana State University, Baton Rouge 46 46 45 80 81 82 Washington University, St Louis University of Connecticut Mississippi State University 45 44 44 Utopia Semibold Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges Rank University or College (Including Medical School) Total Federal Funds Received for Conduct of R&D Rank University or College (Excluding Medical School) Table 2.10 (continued) Rank University or College (Including Medical School) Virginia Commonwealth University Colorado State University Brown University State University of New York, Buffalo University of South Florida, Tampa University of Vermont University of California, Santa Barbara Oregon State University Rockefeller University University of Missouri, Columbia California Institute of Technology North Carolina State University Iowa State University Tulane University Arizona State University, Tempe University of Indiana, Bloomington Tufts University University of Massachusetts, Amherst 79 78 75 74 72 72 72 70 69 67 64 63 60 60 57 56 56 56 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 University of South Florida, Tampa University of Miami Brown University University of Oregon University of New Hampshire, Durham Florida State University New York University University of California, Santa Cruz University of Notre Dame Tulane University University of Maryland, Baltimore County Dartmouth College University of California, Riverside Georgetown University Montana State University, Bozeman West Virginia University University of Maryland, Baltimore University of South Carolina, Columbia NOTE: See Table C.10 in Appendix C for more detailed information. Total Federal Funds Received for Conduct of R&D 43 41 40 40 38 37 36 36 35 35 35 34 34 34 33 33 32 32 Federal R&D Funds to Universities and Colleges 83 84 85 86 87 88 89 90 91 92 93 94 95 96 97 98 99 100 Total Federal Funds Received for Conduct of R&D Rank University or College (Excluding Medical School) 33 Utopia Utopia Semibold 34 Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges out its medical school. For example, in FY 2002, the Applied Physics Laboratory received almost 50 percent more federal funds with which to conduct R&D than did the remainder of the non-medical-school portion of Johns Hopkins University. Similarly, the Massachusetts Institute of Technology, which does not have a medical school, received more federal R&D funds than did all but seven universities that do have medical schools. That is, in the national ranking that included all the federal funds going to institutions of higher education for the conduct of R&D in FY 2002, the Massachusetts Institute of Technology ranked below the universities of Washington at Seattle, Pennsylvania, Michigan at Ann Arbor, California at Los Angeles, and California at San Diego, and Stanford University only because the R&D funds going to the medical schools at these universities were included in their totals. Several other institutions of higher education also frequented the top ten ranks of U.S. universities and colleges receiving federal R&D funds in FY 2002, regardless of whether the federal R&D funds going to medical schools were included or excluded. Foremost among these was the University of Washington at Seattle, which ranked second in the nation when federal R&D funds going to medical schools were included and third when they were excluded. Similarly, the University of Michigan at Ann Arbor ranked fourth in the nation when these funds were included and eighth when they were excluded; the University of Wisconsin at Madison ranked ninth with them included and fourth with them excluded; and the University of California at San Diego ranked sixth with them both included and excluded. When we expanded the ranks to encompass the top 20 universities and colleges in the nation, Stanford University ranked seventh when federal R&D funds going to medical schools were included and thirteenth when they were excluded. Columbia University ranked thirteenth with them included and twentieth with them excluded; Harvard University ranked fourteenth with them and twelfth without them; the University of Minnesota in the Twin Cities ranked seventeenth with them and tenth without them; and, finally, the University of North Carolina at Chapel Hill ranked eighteenth with them and seventeenth without them. In summary, 12 universities and colleges receiving federal R&D funds in FY 2002 ranked in the top 20, regardless of whether the analysis included or excluded the R&D funds going to medical schools. Similarly, 80 institutions of higher education ranked among the top 100 in FY 2002, regardless of whether the medical school funds were included or not. Such numbers strongly suggest that federally supported R&D activities are concentrated in only a few of the nation’s many universities and colleges. Indeed, totaling the federal R&D funds going to these 80 universities and colleges in FY 2002 revealed that they received 71 percent of all federal funds awarded to universities and colleges for the conduct of R&D in FY 2002. Hence, it is clear that, while many of the nation’s universities and colleges received some federal R&D funds in FY 2002, the majority of federally supported R&D activities were highly concentrated in only a few of them. Federal R&D Funds to Universities and Colleges 35 Table 2.11 shows that there was a similar concentration of federal R&D funds among the nation’s medical schools in FY 2002. Specifically, the top ten medical schools listed in the table received 29 percent of all federal R&D funds awarded to medical schools in FY 2002. When the top 20 medical schools are looked at, the percentage of all federal R&D funds awarded to these medical schools in FY 2002 increases to 47 percent. In short, in FY 2002, while all but one medical school in the nation received some federal R&D funds, a mere 16 percent of medical schools received almost 50 percent of all federal funds provided to such institutions for the conduct of R&D. Table 2.11 Federal Funds Provided to Medical Schools for Conduct of R&D in FY 2002, by Medical School in Rank Order (Obligations) Rank Medical School a Total Federal Funds Received for Conduct of R&D 1 John Hopkins University School of Medicine 364,493,858 2 University of Pennsylvania School of Medicine 340,142,057 3 Washington University School of Medicine 315,794,675 4 University of California, San Francisco—School of Medicine 285,432,106 5 Baylor College of Medicine 272,426,074 6 University of Washington School of Medicine 250,935,417 7 Duke University School of Medicine 246,734,592 8 Yale University School of Medicine 245,736,787 9 University of California, Los Angeles—Geffen School of Medicine 219,581,899 10 University of Pittsburgh School of Medicine 217,120,867 11 University of Michigan Medical School 213,169,712 12 Stanford University School of Medicine 207,983,087 13 Columbia University College of Physicians and Surgeons 206,221,353 14 University of California, San Diego—School of Medicine 182,427,601 15 Vanderbilt University School of Medicine 172,685,765 16 University of North Carolina at Chapel Hill School of Medicine 168,763,891 17 University of Texas, Southwestern Medical Center at Dallas 162,430,979 18 University of Alabama School of Medicine 159,576,895 19 University of Colorado System Health Sciences Center 158,631,658 20 Mount Sinai School of Medicine 148,321,247 21 Mayo Medical School 148,057,109 22 Case Western Reserve University School of Medicine 146,221,297 23 Emory University School of Medicine 140,494,101 24 Harvard Medical School 139,790,964 25 Yeshiva University Albert Einstein College of Medicine 129,827,962 26 University of Chicago Pritzker School of Medicine 124,946,536 27 University of Rochester School of Medicine 120,787,707 28 University of Iowa College of Medicine 120,338,303 29 Oregon Health and Science University School of Medicine 118,142,774 30 University of Minnesota School of Medicine—Twin Cities 116,598,707 36 Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges Table 2.11 (continued) Rank Medical School a Total Federal Funds Received for Conduct of R&D 31 University of Virginia School of Medicine 113,855,400 32 University of Wisconsin School of Medicine 112,443,954 33 Cornell University—Weill Medical College 109,559,176 34 University of Southern California Keck School of Medicine 107,512,986 35 New York University School of Medicine 106,717,559 36 Wake Forest University School of Medicine 103,314,301 37 Boston University School of Medicine 97,938,833 38 University of Maryland School of Medicine 96,112,532 39 University of Utah School of Medicine 94,336,624 40 Northwestern University, Chicago—Medical Center 92,415,757 41 University of Massachusetts, Medical School at Worcester 89,185,560 42 Indiana University School of Medicine at Indianapolis 88,137,186 43 Medical University of South Carolina 85,323,004 44 University of Cincinnati College of Medicine 84,025,831 45 Medical College of Wisconsin 80,151,361 46 Thomas Jefferson University—Jefferson Medical College 80,137,024 47 University of Miami School of Medicine 78,516,005 48 University of Texas, Medical Branch-Galveston 78,144,249 49 University of Texas, Health Science Center at Houston 77,354,824 50 University of Texas, Health Science Center at San Antonio 70,927,736 51 University of Arizona College of Medicine 65,563,658 52 University of Illinois at Chicago College of Medicine 64,936,955 53 Ohio State University College of Medicine and Public Health 63,661,780 54 University of Florida College of Medicine 62,635,081 55 University of California, Davis—School of Medicine 60,774,529 56 Dartmouth Medical School 60,774,511 57 UMDNJ—Robert Wood Johnson Medical School 57,610,612 58 Wayne State University School of Medicine 56,012,576 59 University of Vermont College of Medicine 55,148,661 60 University of California, Irvine—School of Medicine 54,424,609 61 University of Kentucky College of Medicine 53,986,489 62 University of Connecticut Health Center 52,807,496 63 Virginia Commonwealth University—Medical College of Virginia 52,359,055 64 Georgetown University Medical School 49,236,886 65 Rush University Medical College 46,929,666 66 UMDNJ—New Jersey Medical School 46,058,128 67 Tufts University School of Medicine 42,902,847 68 Pennsylvania State University College of Medicine 41,218,351 69 University of Arkansas—Medical Sciences 40,106,026 70 University of Tennessee System Health Science Center at Memphis 36,888,853 71 University of Kansas Medical Center 36,588,814 72 Brown University Medical School 35,250,077 Federal R&D Funds to Universities and Colleges Table 2.11 (continued) Rank Medical School a Total Federal Funds Received for Conduct of R&D 73 University of New Mexico Health Science Center 74 State University of New York—Stony Brook Health Science Center 34,270,183 34,156,594 75 University of Oklahoma Health Sciences Center 32,103,443 76 Morehouse School of Medicine 29,200,036 77 Temple University School of Medicine 28,869,370 78 University of South Florida College of Medicine 28,743,812 79 University of Nebraska System Medical Center 28,145,257 80 University of Puerto Rico School of Medicine 27,693,231 81 University of Louisville School of Medicine 27,405,491 82 Medical College of Georgia 25,405,660 83 Loyola University Chicago Stritch School of Medicine 25,096,368 84 State University of New York—Health Science Center at Brooklyn 24,961,414 85 Tulane University School of Medicine 24,433,394 86 State University of New York—Buffalo School of Medicine & Biomedical Sciences 24,305,822 87 Saint Louis University School of Medicine 22,777,885 88 Meharry Medical College 21,981,183 89 Louisiana State University School of Medicine at New Orleans 20,700,295 90 New York Medical College 20,157,677 91 Charles R. Drew University of Medicine and Science 16,990,406 92 George Washington University School of Medicine and Health Sciences 16,494,785 93 Howard University College of Medicine 16,004,542 94 State University of New York—Health Science Center at Syracuse 15,970,579 95 Drexel University—Health Sciences 15,610,040 96 University of Mississippi Medical Center 14,223,773 97 Texas A&M University Health Science Center 13,922,263 98 Loma Linda University School of Medicine 13,200,505 99 University of Missouri at Columbia School of Medicine 11,798,199 100 University of Nevada School of Medicine 11,720,921 101 Medical College of Ohio 11,562,036 102 University of South Alabama College of Medicine 11,153,321 103 West Virginia University School of Medicine 10,646,187 104 Louisiana State University School of Medicine at Shreveport 10,535,566 105 University of Hawaii School of Medicine 10,418,793 106 Albany Medical College 10,113,727 107 Texas Tech University Health Sciences Center 8,381,658 108 University of North Dakota School of Medicine and Health Sciences 8,012,392 109 Wright State University School of Medicine 7,969,505 110 Michigan State University College of Human Medicine 7,336,003 111 University of South Dakota School of Medicine 6,877,606 112 Universidad Central del Caribe School of Medicine 6,666,018 37 38 Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges Table 2.11 (continued) Rank Medical School a Total Federal Funds Received for Conduct of R&D 113 Ponce School of Medicine 6,077,903 114 University of Missouri at Kansas City School of Medicine 6,059,137 115 116 Eastern Virginia Medical School—Medical College of Hamption Roads Finch University of Health Sciences—The Chicago Medical School 5,956,505 5,903,512 118 East Carolina University Brody School of Medicine 3,544,209 119 Creighton University School of Medicine 3,531,708 120 University of South Carolina School of Medicine 3,248,573 121 Marshall University John C. Edwards School of Medicine 2,581,852 122 East Tennessee State University College of Medicine 2,541,027 123 University of Minnesota School of Medicine at Duluth 1,952,299 124 Northeastern Ohio Universities College of Medicine 1,380,226 125 Mercer University School of Medicine 1,324,462 126 The Uniformed Services University of the Health Sciences 0 a Osteopathic, chiropractic, and podiatry schools not included. OTHER CUTS THROUGH THE DATA The ways in which one can use the information in this report to look at the distribution of federal R&D funds among the nation’s universities and colleges are virtually endless. Tables C.1 through C. 22 in Appendix C present the most common of these views. Tables C.11 through C.16 show the top 50 universities and colleges, including and excluding medical schools, that received R&D funds from, respectively, HHS, NSF, DOD, NASA, DOE, and USDA. Note that each of these tables includes details on how these federal R&D funds were conveyed to the institutions—i.e., via contracts, grants, or other mechanisms. Tables C.17 and C.18 provide details on the top 50 public and top 50 private universities and colleges that received federal R&D funds. The information in Table C.17 includes the federal R&D funds going to medical schools; that in Table C.18 excludes those funds. National averages are provided at the top of these two tables. Tables C.19 and C.20 provide comparable information for land-grant and non-landgrant universities and colleges; Tables C.21 and C.22 do the same for historically black colleges and universities (HBCUs) and non-HBCUs. The first set, Tables C.19 and C.20, shows that the top individual land-grant institutions received far fewer federal R&D dollars in FY 2002 than their non-land-grant institution counterparts did. However, these two tables also show that the average land-grant institution received at least three times more federal R&D funds in FY 2002 than the average non-landgrant institution did. Similarly, Tables C.21 and C.22 show that the top individual HBCUs received far fewer federal R&D dollars in FY 2002 than their non-HBCU counterparts did. But unlike the situation with land-grant and non-land-grant insti- Federal R&D Funds to Universities and Colleges 39 tutions, the average HBCU did not receive more federal R&D funds in FY 2002 than the average non-HBCU did. Indeed, the average HBCU received substantially less than one-quarter of the federal R&D dollars that the average non-HBCU received. Viewed another way, the top recipient of federal R&D dollars among land-grant institutions in FY 2002 ranked ninth among the non-land-grant institutions when medical schools were included and fourth when medical schools were excluded. In contrast, the top recipient of federal R&D dollars among HBCUs in FY 2002 ranked 121st among non-HBCUs when medical schools were included and 126th when medical schools were excluded. Chapter Three CONCLUSIONS AND IMPLICATIONS CONCLUSIONS Our analysis found that, between 1996 and 2002, total federal R&D funds going to universities and colleges grew from $12.8 billion to $21.4 billion, for an overall increase of 45.7 percent in constant 1996 dollars. To put this growth in perspective, the increase in federal R&D funds going to universities and colleges between FY 1996 and FY 2002 was more than double the overall increase in federal R&D funds going to all performers for the conduct of R&D in constant 1996 dollars (i.e., 45.7 percent versus 20.9 percent). Sizable increases in funding to HHS (specifically for the National Institutes of Health) accounted for a substantial portion of this growth. The main recipients of these funds were medical schools. In FY 2002, 45 percent of all federal R&D funds that went to universities and colleges went directly to the internal units of these institutions that make up their medical schools. Because some states have no medical schools and other states have many, the distribution of federal R&D funds going to the universities and colleges in the various states is thus considerably skewed. IMPLICATIONS FOR FEDERAL R&D PRIORITIES The profile of federally funded R&D at universities and colleges that emerges from this analysis raises issues of proportionality. Specifically, in the current funding profile, approximately two-thirds of the federal funds going to universities and colleges for the conduct of R&D focus on only one field of science—life science—and federal R&D funding is concentrated at only a few research universities.1 These facts raise the following questions: • Are biomedical and health care issues so clearly at the top of the nation’s agenda that they merit two-thirds of all federal funds provided to universities and colleges for the conduct of R&D? • Are other critical national needs that have substantial R&D components (such as environment, energy, homeland security, and education) getting the attention they require? ______________ 1 Eiseman, Koizumi, and Fossum, 2002, pp. 21–32. 41 42 Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges • Are science and engineering students at universities and colleges that do not receive a notable share of federal R&D funds receiving a lower-quality education? Are their career opportunities hampered as a result? IMPLICATIONS FOR DECISIONMAKING The information on federal R&D funds going to the nation’s universities and colleges can vary significantly, depending on the source of the data and how the data were collected. By taking a new approach to gathering data on the federal R&D funds going to universities and colleges, this analysis has endeavored to change the dialogue in this area, shifting it from a dialogue focused on the accuracy of numbers to a dialogue focused on federal policies. This analysis provides information that should help clarify three important issues for university and college decisionmakers as well as federal agencies. First, universities and colleges lack long-term, consistent data with which to gauge their success at acquiring R&D funding. In the absence of such data, credible comparisons among institutions cannot be made. This analysis enables all universities and colleges with R&D activity to know where they stand relative to other institutions in their ability to obtain federal R&D funds. Second, the significance of how the federal R&D funds are conveyed to the universities and colleges (i.e., grant versus contract) should now be clearer. That is, this analysis disproves the persistent stereotype that all federal R&D funds are conveyed to universities and colleges via peer-reviewed project grants. As a result, all universities and colleges now have accurate information on the funding mechanisms the federal government has actually used to transmit R&D funds to them, so they can better assess the rights they have to any intellectual property resulting from such R&D. Third, federal R&D agencies now have the information needed to better coordinate and set policy for their R&D “boot-strap” programs, such as EPSCoR, among themselves. That is, armed with the data in this report, federal R&D agencies can now specifically target all universities and colleges in the nation that truly need federal assistance to build their R&D capacity. OTHER IMPLICATIONS And finally, Walshok et al. suggest the growing importance of the connection between the amount of federal R&D funds going to universities and colleges and the general economy of the region in which these institutions are located.2 For example, as noted in Chapter One, many universities and colleges are the major employers in a number of cities across the nation. And cities have found that the research their local universities are conducting—most of which is funded by the federal government— has tremendous economic value when it is actively shaped and fostered by skilled ______________ 2 Walshok, Furtek, Lee, and Windham, 2002, pp. 27–42. Conclusions and Implications 43 innovators and entrepreneurs. To cite one example, San Diego made effective use of local university research in successfully restructuring the economy of the city and the region.3 This topic merits further exploration, given the evidence that the nation’s universities and colleges are vital assets upon which the R&D investment decisions of individual federal agencies have a tremendous influence. ______________ 3 Walshok, Furtek, Lee, and Windham, 2002, pp. 27–42. Appendix A THE RaDiUS DATABASE The information on federal research and development (R&D) presented in this report comes from the RaDiUS (Research and Development in the United States) database. The RAND Corporation created RaDiUS, in cooperation with the National Science Foundation (NSF), to track, at both the aggregate and the detailed level, all the activities that are supported each fiscal year with the funds officially reported as paying for (i.e., purchasing) the “conduct of R&D” in the Budget of the U.S. Government. As such, RaDiUS does not attempt to independently define which federally supported activities do and do not constitute R&D. Instead, RaDiUS starts with the baseline of federal R&D funding that is presented annually in the federal budget and systematically follows all dollars officially designated as “conduct of R&D” dollars through the federal bureaucracy’s many layers to where they are actually spent—i.e., RaDiUS tracks the transformation of federal R&D Budget Authority into federal R&D Obligations. By taking this approach, RaDiUS effectively defines R&D as the activities on which federal dollars that have been officially designated as R&D dollars are spent. This approach allows one to distinguish between federally funded activities that are officially designated as R&D activities and those that are seen as non-R&D activities. Specifically, even though all federally supported R&D activities involve the study and analysis of various subjects or phenomena, the federal government sees “R&D” and “studies and analyses” as two mutually exclusive categories and therefore tracks them separately. While the dividing line between these two categories may seem blurry to many, federal procurement officials decide which activities fall into which category on a daily basis. In FY 2002, these officials determined that 40,251 of the contracts that the federal government had awarded were R&D because they involved increasing knowledge in science; applying increased scientific knowledge or exploiting the potential of scientific discoveries and improvements in technology to advance the state of art; and[/or] systematically using increases in scientific knowledge and advances in state of art to design, develop, test, or evaluate new products or services. (Federal Procurement Report 2002.) In contrast, these same officials determined that 8,714 of the contracts that had been awarded involved “studies and analyses” rather than R&D, because they were “orga– nized, analytic assessments that provide insights for understanding complex issues or improving policy development or decision making” (Federal Procurement Report 2002). 45 46 Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges As a consequence, the 40,251 federal contracts designated as R&D are contained in RaDiUS and therefore were part of this analysis, whereas the 8,714 contracts designated as studies and analyses are not. To put this in the specific context of institutions of higher education, the federal government made a total of 117,517 R&D awards to the nation’s universities and colleges in FY 2002. Of these, 108,119 were grants (10,516 being formula grants), 6,817 were cooperative agreements, and 2,581 were contracts. In contrast, the same universities and colleges received a total of 235 federal contracts for the conduct of “studies and analyses” in FY 2002. The use of the terms science and technology in the context of the federal government can also be a source of confusion when defining federal R&D activities. The confusion in this case flows from the fact that the federal government uses science and technology to describe the functional missions, in whole or part, of three—but only three—of the 24 federal agencies that fund R&D activities every year. Specifically, all of the funds controlled by the National Science Foundation and part of the funds controlled by the National Aeronautics and Space Administration and the Department of Energy are characterized, for federal budgeting purposes, as supporting “General Science, Space, and Technology” activities (Functional Classification 250, OMB Circular A-11, Exhibit 79B). However, only a portion of the “General Science, Space, and Technology” funds each of these agencies spends is actually for “R&D” activities. Consequently, when discussing this particular aspect of the federal budget, great care must be taken not to view R&D and science and technology as synonymous. Indeed, to minimize the confusion between these terms, OMB does not use science or technology to define “R&D” in its instructions to federal agencies regarding annual budget requests (OMB Circular A-11, Section 84 and Exhibit 79B). In recent years, however, OMB has prepared a special analysis of the “Federal Science and Technology (FS&T) Budget” that encompasses “nearly all of federal basic research, over 80 percent of federal applied research, and about half of civilian development” in an effort to facilitate the tracking of research and nondefense development through the budget and appropriations process (Budget of the U.S. Government, Analytical Perspectives). Use of the terms science and technology in the context of the FS&T Budget, however, is not parallel to that in the functional categories of the budget; and, in turn, neither use of science and technology equates to the term R&D as used in the context of the federal budget. To follow the R&D dollars as they flow through the federal bureaucracy, RaDiUS draws on the data that the government’s budget, transaction, and general tracking systems already collect and weaves the data together to form a complete picture of federal R&D funding from its most aggregate to its most detailed level. Because 75 percent of all federal R&D dollars that descend through the rungs of the federal bureaucracy and are ultimately spent by federal agencies (i.e., obligated) leave the federal government in the form of contracts, grants, and cooperative agreements, the vast majority of information in the most detailed level of RaDiUS comes from two sources: the Federal Procurement Data System (FPDS), which tracks all federal contracts, and the Federal Assistance Awards Data System (FAADS), which tracks all federal grants and cooperative agreements. The RaDiUS Database 47 The Federal Procurement Data Center (FPDC), a unit of the U.S. General Services Administration (GSA), maintains and operates the FPDS. FPDC was created by the Office of Federal Procurement Policy Act in 1974 (PL 93-400), which mandated that the Administrator of the Office of Federal Procurement Policy “establish an automated system for collecting, evaluating, and disseminating information about Federal procurement contracts” to facilitate federal planning, analysis, and general program evaluation. Housed initially inside the Department of Defense, the FPDC began collecting information in 1979 on all contracts the federal government awards. All this information was to be placed in FPDS. In 1982, FPDC and the FPDS were moved to GSA, where they remain today. The FPDS contains summary information on all contracts awarded by federal agencies with a value of less than $25,000 (i.e., small purchases) and detailed information on all contracts awarded by federal agencies with a value of over $25,000 (i.e., large contracts). Among the details collected about every large contract in the FPDS is the “purpose” of the contract, so the data elements in the FPDS tell whether the purpose of the contract was to obtain airplanes, electricity, training, etc., or to conduct R&D. These determinations are made by the procurement officers in each federal agency, who, being directly involved in negotiating the terms and conditions of the contract, are uniquely situated to know the specific purpose for which a contract is awarded (i.e., whether it is for R&D or something else). Hence, by using the FPDS, one can identify every R&D contract the federal government has awarded and determine who is conducting the R&D, where they are conducting it, and how much they are authorized to spend on it. The FAADS is the FPDS’s counterpart in that it collects detailed information on all “nonprocurement” awards made by the federal government—i.e., on all grants and cooperative agreements (as well as on loans, direct payments, etc.) made by any federal agency. The FAADS is authorized by Titles 13 and 31 of the U.S. Code, as well as an OMB special designation, and is operated and maintained by the Census Bureau in the Department of Commerce. Pursuant to this authority, federal agencies must provide detailed information to the Census Bureau on virtually every financial assistance award (i.e., nonprocurement award) made to a nonfederal party and have done so quarterly since 1982. In turn, the Census Bureau makes this information available to Congress and the general public for use in planning, analysis, and program evaluation. Among the details the system collects on each financial assistance award are the federal program making the award, the name and location of the award recipient, and the amount of the assistance award. Information is also collected on the type of entity receiving the award (e.g., state-controlled institution of higher education, privately controlled institution of higher education), as well as on the type of the assistance provided to the entity (e.g., project grant, formula grant, cooperative agreement). Because the FAADS does not directly collect information on which assistance awards involve the conduct of R&D, it has been critically important to the creation and maintenance of RaDiUS that every award contained in the FAADS is directly linked to one of the programs listed in the Catalog of Federal Domestic Assistance (CFDA), which does indicate which federal programs involve the conduct of R&D. The CFDA is a compendium of all the programs, projects, services, and other types of assistance provided to nonfederal entities by all agencies of the federal government. It was created by the Federal Program Information Act (PL 95-220) in 1977, which re- 48 Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges quired OMB “to establish and maintain a computerized program information system which is capable of identifying all existing Federal domestic assistance programs.” PL 98-169 transferred the operational responsibilities for the CFDA from OMB to GSA, which has maintained it since 1984. GSA updates the CFDA every year, with the assistance of OMB, so that parties interested in learning about any type of assistance (both financial and nonfinancial) offered by the federal government need to consult just this one source to find out about all such assistance available. Each CFDA listing contains a detailed description of the purpose or objective of the federal program, the type of assistance the program provides, the program’s eligibility requirements, and how to apply for the assistance. These listings also indicate which federal agency is providing the assistance and the budget or treasury account from which any program funds come. The CFDA includes all federal programs that provide grants or cooperative agreements to support R&D activities, and the program descriptions state whether or not they support R&D. Consequently, one can identify the R&D grants and cooperative agreements that federal programs have awarded by connecting the CFDA numbers carried on the individual awards in the FAADS to the programs listed in the CFDA that have R&D as their stated objective. For example, all the FAADS awards carrying the CFDA number 10.219 involve R&D, because the stated objective of the CFDA Program 10.219 is “to carry out research focused on environmental effects of biotechnology.” The R&D information pulled from the FPDS, FAADS, and CFDA is the most accurate and reliable such information available, because all three of these official federal data systems are closely monitored, regularly updated, and promptly corrected when errors are discovered. Such is also the case with the data in RaDiUS that are pulled directly from the MAX Budget Information System, which is the Executive Office of the President’s data system for collecting, validating, analyzing, and publishing the Budget of the U. S. Government (i.e., the President’s Budget). The data from the MAX Budget Information System is the official source of information on how many federal dollars are allocated each fiscal year to support the conduct of R&D, and hence it is the funding baseline on which RaDiUS is built. In short, RaDiUS pulls data from the MAX Budget Information System, FPDS, FAADS, and CFDA, and augments these data with data from many other, smaller information collections scattered throughout the federal government. RaDiUS then systematically weaves all these data together using Treasury Account numbers, Federal Information Processing Standards (FIPS) codes, award numbers, and/or comparable identifying codes carried on each individual record to create a complete picture of the R&D work being conducted with the support of federal funds. The entities that actually conduct this federally supported R&D include federal laboratories, national laboratories, nonprofit organizations, for-profit corporations, and the nation’s universities and colleges. Appendix B METHODOLOGY Because our primary focus in the analysis covered by this report was on the federal research and development (R&D) awards that go to the nation’s universities and colleges, we created a subset of the RaDiUS (Research and Development in the United States) database records that contained only the federal R&D awards made to four-year accredited public and private U.S. universities and colleges. This “extract file” included every permutation of every variation of every name under which a university or college might be conducting business with the federal government. To ease data handling and facilitate our analysis, we electronically separated the “extract file” into 52 spreadsheets—one for each of the 50 states, the District of Columbia, and Puerto Rico. We then manually checked each spreadsheet to ensure that all entities identified as universities or colleges in the records were indeed such institutions and, most important, to “normalize” (i.e., standardize) their names. The latter process took several months to complete, because it was very common to find that a single university or college appeared in the assembled records under a variety of names. Please note that the federal funds universities received to manage and operate federally funded R&D centers (FFRDCs) are not included in this report. Specifically, the funds excluded from this report are those the California Institute of Technology received for the Jet Propulsion Laboratory; those Stanford University received for the Linear Accelerator Center; those the University of California received for Lawrence Berkeley, Lawrence Livermore, and Los Alamos National Laboratories; those the University of Chicago received for Argonne National Laboratory; those Iowa State University received for Ames Laboratory; those the Massachusetts Institute of Technology received for Lincoln Laboratory; those Princeton University received for the Plasma Physics Laboratory; those Cornell University received for the National Astronomy and Ionosphere Center; and those Carnegie Mellon University received for the Software Engineering Institute. While all these laboratories annually receive substantial amounts of federal R&D funds, they are not legally a part of the universities that manage and operate them. Instead, the federal government owns all these laboratories. As a consequence, no federal R&D funds that these laboratories receive are credited to the universities that manage and operate them. The amount of data that needed to be prepared for analysis was substantial. Specifically, we wanted to present information on the total federal funds going to universities and colleges in the 50 states, the District of Columbia, and Puerto Rico for the conduct of R&D for a number of fiscal years to reveal overall trends. We also wanted 49 50 Vital Assets: Federal Investment in R&D at the Nation’s Universities and Colleges to take a detailed, in-depth look at the internal dynamics of the federal R&D funding process for one fiscal year (i.e., FY 2002) to identify how every individual university and college within the 50 states, the District of Columbia, and Puerto Rico fared in the competition for federal funds with which to conduct R&D. To do this, the universe of like institutions was identified for every type of university and college that was found to be receiving federal R&D funds. For example, when it was discovered that one college of chiropractic medicine received federal R&D funds, all accredited colleges of chiropractic medicine were identified and added to the list of higher education institutions that were eligible to receive federal R&D funds (see Appendix D for a complete list of these institutions). The colleges of osteopathic medicine and optometry were treated similarly. Because no school of podiatry receives federal R&D funds, the list of eligible institutions contained in Appendix D does not include these schools. Please note that one school that does indeed grant a degree in podiatry is included in this report, however, because it also grants degrees in several other fields of study that routinely receive federal R&D funds. The sole exception to this general rule of inclusion involves colleges of Oriental medicine. When we found that one school of Oriental medicine was receiving federal R&D funds, we also discovered that there is no identifiable universe of such institutions in the United States; therefore, this report includes only one institution of this type. In addition, we identified a number of potentially important characteristics of individual universities and colleges and tied them directly to each individual institution. For example, to determine whether public universities and colleges fare differently from private universities and colleges in their bids for federal R&D funds, we individually identified all four-year accredited public and private universities and colleges in the nation and specifically “tagged” their R&D awards in the data set. Similar steps also tagged federal R&D awards going to land-grant universities and colleges and Historically Black Colleges and Universities (HBCUs), since these are the other dimensions that reports on federal R&D funding for academic institutions commonly note. All this was in addition to manually checking that the awards that went to multicampus universities were attributed to the correct campuses. The latter activity went more smoothly than anticipated because, for most multicampus institutions, the specific campus receiving the federal funds was indeed noted. In a few instances, however, it was necessary to contact the institution directly to verify which component campuses had received which federal R&D awards. By far the most complicated part of preparing the data for this analysis was identifying all the awards that went to medical schools. This distinction is of critical importance for this analysis for two reasons. First, from the outset of this study, we suspected that a substantial amount of the federal R&D funds traditionally viewed as going generally to universities and colleges actually went to the medical schools within these institutions. Second, while 126 accredited medical schools are affiliated with the nation’s universities and colleges, these schools are not evenly distributed among the states. Specifically, the states of New York, California, Texas, and Illinois are home to 12, 9, 7, and 7 medical schools, respectively; the states of Arizona, Colorado, Hawaii, Indiana, Iowa, Kansas, Mississippi, Nevada, New Hampshire, New Mexico, North Dakota, Oklahoma, Oregon, Rhode Island, Utah, and Vermont have only one medical school each; and the states of Alaska, Delaware, Idaho, Maine, Methodology 51 Montana, and Wyoming have none. Consequently, to be fair to the last group of states, it was critical to be able to determine the precise effects that the presence of a medical school(s) had on the overall ability of a state’s universities and colleges to acquire federal R&D funds. So, to facilitate this analysis, it was necessary to take great care to “tag” accurately all individual federal R&D awards that went to all medical schools. Because the vast majority of federal R&D funds going to medical schools come from NIH, a special data file from NIH that identified all of the awards that it made to medical schools in FY 2002 was of tremendous help in this endeavor. The one additional noteworthy adjustment we made to the data for this analysis was to change the characterization of the grants made pursuant to CFDA Program 10.216 from “project grants” to “formula grants.” While this change affected only a handful of the many thousands of R&D awards analyzed in this study, it was important because the R&D grants awarded under CFDA Program 10.216 were available to only 18 universities and colleges in the entire nation, which were the same institutions that received “formula grants” under a companion CFDA program operated by the Department of Agriculture (i.e., CFDA Program 10.205). Ideally, this change would have ensured that all the awards described as “project grants” in this analysis had been awarded pursuant to a peer-review process. Such is not the case, however, because a number of the project grants contained in RaDiUS and included in this report were congressional earmarks. That is, they were special allocations of federal R&D funds that Congress made to specific universities and colleges without the benefit of an impartial assessment of the scientific merits of the R&D to be conducted and without consideration of whether the university or college receiving the funds was actually the institution best able to conduct the R&D. In FY 2002, congressional earmarks of federal R&D funds for universities and colleges totaled $1.8 billion (Chronicle of Higher Education, 9/27/02). Had all of these earmarks involved the conduct of R&D, they would have constituted 8.4 percent of all the federal R&D funds showcased in this report. However, a substantial amount of them were for constructing R&D facilities or acquiring major R&D equipment, neither of which are tracked in RaDiUS or analyzed in this study. A review of the individual earmarks that involve the conduct of R&D, as opposed to the construction of R&D facilities or the acquisition of major R&D equipment, indicates that between 6 and 7 percent of the R&D funds included in RaDiUS and this study involve congressional earmarks. While at least some of the R&D awards that all major R&D agencies make annually are congressional earmarks, none of the resulting grants that move these funds to their designated recipients is specifically “tagged” in agency data systems as being an earmark. As a result, individual earmarks cannot be systematically identified and, therefore, are not separately analyzed in this report. Appendix C ADDITIONAL TABLES Table C.1 (Detail)—Federal Funds for Conduct of R&D Provided in FY 1996–2002 to Universities and Colleges, Including Medical Schools, by State in Rank Order Table C.2 (Detail)—States Ranked According to Total Federal Funds Received for Conduct of R&D in FY 2002 by Their Resident Universities and Colleges, Including and Excluding Medical Schools Table C.3 (Detail)—Agencies Providing Federal Funds for Conduct of R&D in FY 2002 to Universities and Colleges, Including Medical Schools, by State Table C.4 (Detail)—Agencies Providing Federal Funds for Conduct of R&D in FY 2002 to Universities and Colleges, Excluding Medical Schools, by State Table C.5 (Detail)—Agencies Providing Federal Funds for Conduct of R&D in FY 2002 to Universities and Colleges, Excluding Medical Schools, by State (with highlights) Table C.6 (Detail)—Federal Funds for Conduct of R&D Provided in FY 2002 to Universities and Colleges, Including Medical Schools, by State in Rank Order Table C.7 (Detail)—Federal Funds for Conduct of R&D Provided in FY 2002 to Universities and Colleges, Excluding Medical Schools, by State in Rank Order Table C.8 (Detail)—Number of Universities and Colleges Receiving Federal Funds for Conduct of R&D in FY 2002, by State and by Types of Degrees Granted by Universities and Colleges Located in State Table C.9 (Detail)—Top 100 Universities and Colleges, Including and Excluding Medical Schools, Provided Federal Funds in FY 2002 for Conduct of R&D Table C.10 (Detail)—Federal Funds Provided to Medical Schools for Conduct of R&D in FY 2002, by Medical School in Rank Order Table C.11—Top 50 Universities and Colleges, Including and Excluding Medical Schools, Provided Funds by Department of Health and Human Services in FY 2002 for Conduct of R&D Table C.12—Top 50 Universities and Colleges, Including and Excluding Medical Schools, Provided Funds by National Science Foundation in FY 2002 for Conduct of R&D C-1 C-2 Table C.13—Top 50 Universities and Colleges, Including and Excluding Medical Schools, Provided Funds by Department of Defense in FY 2002 for Conduct of R&D Table C.14—Top 50 Universities and Colleges, Including and Excluding Medical Schools, Provided Funds by National Aeronautics and Space Administration in FY 2002 for Conduct of R&D Table C.15—Top 50 Universities and Colleges, Including and Excluding Medical Schools, Provided Funds by Department of Energy in FY 2002 for Conduct of R&D Table C.16—Top 50 Universities and Colleges, Including and Excluding Medical Schools, Provided Funds by Department of Agriculture in FY 2002 for Conduct of R&D Table C.17—Top 50 Public and Private Universities and Colleges, Including Medical Schools, Provided Federal Funds in FY 2002 for Conduct of R&D Table C.18—Top 50 Public and Private Universities and Colleges, Excluding Medical Schools, Provided Federal Funds in FY 2002 for Conduct of R&D Table C.19—Top 50 Land-Grant and Non-Land-Grant Universities and Colleges, Including Medical Schools, Provided Federal Funds in FY 2002 for Conduct of R&D Table C.20—Top 50 Land-Grant and Non-Land-Grant Universities and Colleges, Excluding Medical Schools, Provided Federal Funds in FY 2002 for Conduct of R&D Table C.21—Top 50 Historically Black Colleges and Universities and Non– Historically Black Colleges and Universities, Including Medical Schools, Provided Federal Funds in FY 2002 for Conduct of R&D Table C.22—Top 50 Historically Black Colleges and Universities and Non– Historically Black Colleges and Universities, Excluding Medical Schools, Provided Federal Funds in FY 2002 for Conduct of R&D Table C.23—Affiliated Research Institutes Provided Federal Funds in FY 2001 and FY 2002 for Conduct of R&D (Obligations) C-3 Table C.1 (Detail) Federal Funds for Conduct of R&D Provided in FY 1996–2002 to Universities and Colleges, Including Medical Schools, by State in Rank Order (Obligations) Total Rank 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 FY 1996 FY 1997 FY 1998 FY 1999 FY 2000 FY 2001 FY 2002 12,773,136,523 12,667,037,501 14,456,466,532 15,889,575,114 17,537,140,915 19,114,629,811 21,351,571,248 CA NY MA MD PA TX IL NC MI WA OH MN GA WI MO CO CT FL AL NJ VA IN OR AZ TN DC IA LA UT NM SC KY NH RI HI KS OK MS WV NE AR PR NV VT DE ND MT AK WY ID ME SD 1,754,177,823 1,058,650,167 872,889,061 791,108,381 754,439,707 697,769,881 541,980,429 500,781,211 416,724,208 358,502,477 336,007,024 272,682,593 263,383,066 260,922,560 259,808,209 258,712,803 255,277,182 253,982,458 240,450,165 204,862,277 204,333,127 198,338,988 157,094,881 156,513,275 145,519,994 141,738,475 140,623,954 134,401,360 129,889,107 95,000,338 80,218,525 72,566,261 70,323,297 69,935,683 62,445,456 61,191,182 51,292,156 49,708,493 44,699,498 44,112,807 38,313,069 38,251,579 37,562,913 36,359,098 32,624,333 30,871,279 25,966,966 23,087,355 16,947,277 12,009,504 9,999,930 8,084,681 CA NY MA PA MD TX NC IL MI WA OH MN CO GA FL MO CT WI AL VA NJ IN OR TN AZ IA DC UT LA SC NM RI KY NH KS HI OK MS WV NE PR AR VT NV DE AK MT ND ID ME WY SD 1,746,618,102 1,092,610,759 834,235,391 767,429,069 724,765,377 685,272,705 501,120,442 491,784,486 422,638,408 362,092,030 335,871,362 282,123,604 277,921,613 271,233,953 268,135,784 267,632,685 261,991,334 253,253,688 243,550,451 207,007,786 203,236,575 198,681,054 169,582,465 154,082,816 145,770,511 139,458,458 130,789,671 129,642,914 120,250,883 90,379,690 82,161,428 71,033,635 66,712,320 63,964,988 63,404,166 61,205,137 53,833,420 48,650,924 41,298,274 39,899,729 39,166,840 37,891,852 35,433,468 35,324,381 28,634,083 27,039,654 26,260,192 19,134,376 13,810,206 13,643,060 10,583,788 8,787,514 CA NY MD MA PA TX NC IL MI WA OH FL CO GA MO MN WI CT AL VA NJ IN OR AZ IA TN UT DC LA SC NM KS KY NH MS OK RI HI PR NE WV AR VT NV DE MT AK ND ME WY ID SD 2,011,157,772 1,212,669,176 978,862,619 938,406,824 904,389,105 774,603,382 560,449,293 554,504,438 468,825,109 390,884,405 366,814,227 332,032,142 317,730,525 316,271,181 307,621,572 296,226,770 281,444,757 276,961,806 270,527,415 233,793,927 227,541,509 201,268,969 182,530,925 175,194,900 163,990,789 156,984,503 150,922,202 134,726,986 128,569,611 110,756,321 90,577,500 85,072,663 74,625,047 71,091,392 68,604,389 68,565,969 65,055,084 63,920,240 47,948,746 47,511,028 44,186,887 42,505,448 40,511,526 38,779,559 35,263,135 33,428,183 28,117,189 24,622,538 18,092,723 17,417,110 13,991,212 9,915,804 CA NY MA MD PA TX IL NC MI WA MO OH FL CO GA MN CT WI AL VA NJ IN OR AZ TN IA UT DC LA SC NM KY KS NH MS RI HI OK PR NE AR VT MT AK DE WV NV ND ME ID WY SD 2,108,251,882 1,325,902,292 1,108,251,992 1,053,618,554 1,006,354,292 866,850,912 642,015,045 566,297,327 507,317,569 437,031,870 417,317,446 407,376,287 335,342,203 334,922,362 325,256,295 320,029,860 317,916,403 316,626,490 268,847,687 262,395,535 233,117,738 215,971,524 215,865,391 199,128,177 185,838,091 172,192,691 161,457,381 154,177,941 142,217,255 108,567,058 102,838,940 90,583,263 90,579,440 88,244,091 82,592,562 78,635,167 76,853,961 68,268,018 53,159,207 52,747,613 49,308,852 47,323,399 43,959,318 41,961,194 40,079,251 37,864,168 36,091,740 30,027,853 20,257,018 17,180,893 14,710,314 9,853,302 CA NY MA MD PA TX IL NC MI OH WA FL MO GA CO WI MN CT AL VA NJ IN OR AZ TN IA UT DC LA SC KY NH NM KS MS RI HI OK NE PR AR VT DE NV AK WV MT ND ID WY SD ME 2,370,646,912 1,450,728,223 1,129,661,271 1,100,954,880 1,094,332,171 959,410,484 664,142,524 652,150,059 551,461,756 466,075,716 465,794,050 424,925,320 402,987,755 384,175,661 368,938,200 368,195,134 359,731,524 345,634,983 305,741,381 292,440,691 285,143,095 253,802,777 231,079,177 219,795,507 218,360,105 179,348,508 167,003,337 155,146,752 146,770,724 123,282,423 114,445,751 108,630,511 103,805,843 101,257,013 95,986,845 94,608,348 86,273,402 81,116,543 68,386,069 63,743,796 61,956,309 60,123,681 51,556,763 49,408,501 48,501,789 45,746,606 43,630,013 32,657,676 26,074,081 21,275,097 20,241,395 19,853,783 CA NY PA TX MA MD IL NC MI WA OH FL MO GA WI MN CO CT VA AL TN OR NJ IN IA AZ DC UT LA SC NM KY KS NH HI MS OK RI NE VT AR AK MT PR NV WV DE ND ID ME WY SD 2,504,743,650 1,562,274,213 1,162,963,149 1,130,203,378 1,096,071,930 1,033,982,541 760,323,773 743,957,529 611,274,128 542,784,551 524,586,086 447,941,609 444,839,482 420,212,351 409,837,035 408,555,101 407,752,561 366,620,711 356,259,940 346,723,605 288,067,012 279,433,242 270,560,449 262,320,253 224,406,949 218,153,414 193,949,001 189,398,843 161,944,124 145,973,794 139,557,910 134,336,648 130,601,443 118,837,532 109,150,933 104,552,708 87,347,421 87,063,771 81,741,709 69,515,601 65,934,097 64,235,688 63,215,176 62,911,233 56,855,068 56,618,116 44,998,017 32,989,628 27,658,187 24,318,525 18,637,306 17,438,690 CA NY PA MD TX MA NC IL MI OH WA MO FL GA WI MN CO CT AL VA TN NJ OR IN AZ IA DC UT LA SC KY NH HI NM MS KS OK RI NE PR VT WV AR NV AK MT DE ND ID ME WY SD 2,726,137,127 1,669,751,546 1,326,506,905 1,303,383,938 1,255,975,091 1,195,889,215 858,107,200 817,518,579 658,676,154 587,807,989 576,558,410 519,077,211 491,200,317 488,574,581 468,179,728 464,629,859 433,677,223 413,962,477 388,006,004 386,388,412 383,060,903 313,982,368 287,504,153 285,031,109 250,382,226 246,481,253 216,443,188 215,341,604 179,616,932 167,478,467 149,722,190 138,113,578 133,937,209 133,105,276 124,820,537 119,453,613 118,597,959 103,882,237 98,955,585 88,506,230 74,093,954 71,325,975 69,337,907 60,261,205 57,596,858 56,119,739 47,995,313 40,566,199 34,033,379 20,303,717 18,144,227 17,368,192 C-4 Table C.2 (Detail) States Ranked According to Total Federal Funds Received for Conduct of R&D in FY 2002 by Their Resident Universities and Colleges, Including and Excluding Medical Schools Including Medical Schools Total Excluding Medical Schools 21,351,571,248 Total Rank State Amount Rank California 2,726,137,127 1 1 New York 1,669,751,546 2 2 Pennsylvania 1,326,506,905 3 3 Maryland 1,303,383,938 4 4 Texas 1,255,975,091 5 5 Massachusetts 1,195,889,215 6 6 North Carolina 858,107,200 7 7 Illinois 817,518,579 8 8 Michigan 658,676,154 9 9 Ohio 587,807,989 10 10 Washington 576,558,410 11 11 Missouri 519,077,211 12 12 Florida 491,200,317 13 13 Georgia 488,574,581 14 14 Wisconsin 468,179,728 15 15 Minnesota 464,629,859 16 16 Colorado 433,677,223 17 17 Connecticut 413,962,477 18 18 Alabama* 388,006,004 19 19 Virginia 386,388,412 20 20 Tennessee 383,060,903 21 21 New Jersey 313,982,368 22 22 Oregon 287,504,153 23 23 Indiana 285,031,109 24 24 Arizona 250,382,226 25 25 Iowa 246,481,253 26 26 DC 216,443,188 27 27 Utah 215,341,604 28 28 Louisiana* 179,616,932 29 29 South Carolina* 167,478,467 30 30 Kentucky* 149,722,190 31 31 New Hampshire 138,113,578 32 32 Hawaii 133,937,209 33 33 New Mexico* 133,105,276 34 34 Mississippi* 124,820,537 35 35 Kansas* 119,453,613 36 36 Oklahoma* 118,597,959 37 37 Rhode Island 103,882,237 38 38 Nebraska* 98,955,585 39 39 Puerto Rico* 88,506,230 40 40 Vermont* 74,093,954 41 41 West Virginia* 71,325,975 42 42 Arkansas* 69,337,907 43 43 Nevada 60,261,205 44 44 Alaska* 57,596,858 45 45 Montana* 56,119,739 46 46 Delaware 47,995,313 47 47 North Dakota* 40,566,199 48 48 Idaho* 34,033,379 49 49 Maine* 20,303,717 50 50 Wyoming* 18,144,227 51 51 South Dakota* 17,368,192 52 52 * Participant in NSF's EPSCoR Program. 11,740,857,144 State California Maryland Massachusetts New York Pennsylvania Texas Illinois Michigan North Carolina Washington Florida Georgia Wisconsin Colorado Ohio Alabama* Virginia New Jersey Minnesota Indiana Arizona Oregon Missouri Tennessee DC Iowa Louisiana* Hawaii Utah Connecticut Mississippi* New Mexico* Oklahoma* Kansas* South Carolina* New Hampshire Rhode Island Kentucky* Nebraska* West Virginia* Alaska* Montana* Nevada Puerto Rico* Delaware Idaho* North Dakota* Arkansas* Maine* Vermont* Wyoming* South Dakota* Amount 1,577,809,399 842,777,548 826,071,011 718,650,729 603,409,196 572,387,308 452,494,576 382,157,863 335,750,207 325,622,993 321,305,419 292,150,322 275,584,413 275,045,565 272,987,314 217,275,788 214,217,452 210,313,628 198,021,744 196,893,923 184,818,568 169,361,379 162,647,315 148,964,075 134,706,975 126,142,950 123,947,677 123,518,416 121,004,980 115,418,194 110,596,764 98,835,093 86,494,516 82,864,799 78,906,890 77,339,067 68,632,160 68,330,210 67,278,620 58,097,936 57,596,858 56,119,739 48,540,284 48,069,078 47,995,313 34,033,379 32,553,807 29,231,881 20,303,717 18,945,293 18,144,227 10,490,586 Change in Rank of State 0 2 3 -2 -2 -1 1 1 -2 1 2 2 2 3 -5 3 3 4 -3 4 4 1 -11 -3 2 0 2 5 -1 -12 4 2 4 2 -5 -4 1 -7 0 2 4 4 1 -4 2 3 1 -5 1 -9 0 0 Table C.3 (Detail) Agencies Providing Federal Funds for Conduct of R&D in FY 2002 to Universities and Colleges, Including Medical Schools, by State HHS Amount Total NSF % 14,213,893,427 66.6 Amount 2,355,384,295 DOD % Amount 11.0 1,472,980,562 NASA % Amount 6.9 USDA DOE % 1,101,345,580 5.2 235,254,706 18.0 Amount % 808,643,706 3.8 CA 104,404,035 3.8 6.0 MA 85,908,722 7.2 72,111,288 Amount Other % 539,021,309 2.5 CA 30,035,377 1.1 TX 23,305,477 4.3 NC 19,991,635 2.3 Amount % 860,302,369 4.0 CA 75,722,077 2.8 1.9 CO 40,703,529 9.4 NY 40,080,282 2.4 3.3 Rank 1 CA 1,770,423,548 64.9 CA 396,534,320 14.5 MD 257,069,709 2 NY 1,287,842,293 77.1 IL 159,778,061 19.5 CA 186,784,976 3 PA 963,113,074 72.6 NY 155,328,228 9.3 PA 145,254,728 11.4 TX 96,449,483 7.7 TX 47,501,480 3.8 TX 37,876,005 3.0 IA 19,525,867 7.9 MA 39,387,685 8.1 MA 73,121,711 6.1 MA 44,874,524 3.8 PA 31,772,743 2.4 MI 19,092,994 2.9 TX 38,311,150 3.1 AL 40,323,844 10.4 IL 29,163,528 3.6 GA 18,449,476 3.8 FL 34,620,105 7.0 4 TX 922,007,488 73.4 MA 136,630,645 5 MA 807,521,954 67.5 PA 107,712,935 6 MD 687,867,715 52.8 MI 103,615,051 7 NC 684,221,305 79.7 TX 90,524,008 8 IL 523,948,402 64.1 WA 75,700,665 13.1 OH 15.0 19.7 MD 6.9 CA 162,232,794 11.0 CO 58,967,180 13.6 NY 15.7 NY 60,531,072 3.6 7.2 IL 56,983,188 7.0 FL 35,864,083 7.3 MI 26,345,677 4.0 NY 18,198,719 1.1 MD 34,071,605 2.6 46,131,297 7.8 NY 35,659,664 2.1 WI 26,239,968 5.6 MS 17,334,616 13.9 NC 33,069,724 3.9 9 MI 440,601,814 66.9 FL 73,871,024 10 MO 439,410,297 84.7 MD 67,029,045 FL 45,681,360 9.3 VA 31,215,624 8.1 FL 25,585,705 5.2 PA 16,439,833 1.2 PA 31,573,903 2.4 5.1 NC 36,927,314 4.3 PA 30,639,689 2.3 GA 25,585,294 5.2 FL 15,796,031 3.2 NH 30,173,488 21.8 11 WA 415,308,889 72.0 GA 63,876,081 13.1 GA 12 OH 414,791,550 70.6 AZ 63,506,113 25.4 MS 35,907,044 7.3 UT 25,199,511 11.7 NV 24,387,267 28,912,462 23.2 HI 24,576,242 18.3 AL 22,446,090 13 MN 364,311,645 78.4 VA 59,170,053 15.3 MI 28,120,281 14 CT 353,136,806 85.3 IN 58,594,943 20.6 NM 27,842,588 4.3 OH 20.9 40.5 OH 5.8 AL 3.9 WI 11.7 MN 15,187,231 2.6 OR 28,053,891 9.8 14,823,972 3.8 VA 25,468,873 6.6 14,205,440 3.0 MI 24,718,559 3.8 14,143,068 3.0 IL 21,345,735 2.6 23,506,085 4.0 WA 22,378,674 AZ 19,509,270 7.8 SC 19,584,959 3.7 IN 18,800,219 6.6 13,417,231 1.6 WI 20,633,243 4.4 25.3 NC 14,920,018 1.7 MO 13,196,734 2.5 OH 20,248,675 3.4 32.6 15 WI 320,414,824 68.4 CO 57,088,679 13.2 NJ 26,060,041 8.3 GA 18,307,064 16 GA 312,558,263 64.0 NC 56,668,798 6.6 VA 25,026,321 6.5 WV 18,013,317 17 TN 301,992,312 78.8 NJ 55,673,654 17.7 WI 22,721,408 4.9 MI 16,181,778 NJ 14,044,202 4.5 VA 12,789,546 3.3 AK 18,769,079 18 AL 273,481,043 70.5 OH 55,124,173 9.4 WA 22,561,091 3.9 AK 13,248,557 23.0 MD 13,135,270 1.0 WA 12,718,871 2.2 WA 18,590,989 3.2 19 FL 259,782,009 52.9 WI 53,338,998 AZ 21,964,310 8.8 IL 12,882,434 1.6 OH 12,818,978 2.2 KY 11,501,965 7.7 HI 18,135,069 13.5 20 CO 245,016,293 56.5 MN 42,823,311 9.2 DC 18,340,213 8.5 NJ 12,791,723 4.1 CO 12,062,452 2.8 ND 10,925,598 26.9 SC 17,249,901 10.3 21 VA 220,899,332 57.2 OR 39,368,610 13.7 HI 18,264,230 13.6 OK 12,452,625 10.5 WV 12,032,304 16.9 NE 10,907,214 11.0 MS 16,919,311 13.6 22 OR 189,135,710 65.8 TN 28,089,126 7.3 IN 17,503,611 6.1 NC 12,308,406 1.4 VA 11,818,663 3.1 AR 10,617,900 15.3 NJ 15,051,728 4.8 23 NJ 182,310,588 58.1 MO 25,407,688 4.9 UT 16,888,185 7.8 MO 11,394,800 2.2 NM 11,041,076 8.3 TN 10,496,816 2.7 CT 14,748,021 3.6 2.6 2.8 11.4 2.5 IL IA 170,549,883 69.2 UT 24,768,717 11.5 MN 16,395,367 3.5 NH 11,339,207 8.2 CT 10,840,418 IN 10,006,645 3.5 GA 13,891,359 IN 163,822,142 57.5 IA 24,729,552 10.0 NE 14,633,821 14.8 MS 10,858,702 8.7 MN 9,813,486 2.1 OR 9,736,832 3.4 DC 13,303,731 6.1 26 DC 161,636,503 74.7 HI 19,660,476 14.7 RI 14,133,884 13.6 WI 10,625,847 2.3 MS 9,533,454 7.6 9,463,630 5.3 12,830,150 12.4 27 UT 130,381,571 60.5 NM 18,332,256 13.8 TN 13,354,694 3.5 IA 9,647,207 8,553,700 1.6 MD 8,955,888 0.7 MN 12,362,315 2.7 28 AZ 121,629,434 48.6 CT 17,778,554 4.3 AL 12,657,630 3.3 MT 9,523,000 17.0 KS 8,498,898 7.1 CO 8,633,818 2.0 AL 12,297,477 3.2 29 LA 117,398,281 65.4 SC 17,098,868 10.2 MO 12,165,167 2.3 TN 9,385,886 2.5 AZ 8,035,724 3.2 OK 8,546,182 7.2 TN 11,841,357 3.1 30 KY 107,964,062 72.1 KS 16,770,417 14.0 CO 11,205,272 2.6 WA 9,299,231 1.6 TN 7,900,712 2.1 MA 8,443,974 0.7 IA 11,000,289 4.5 31 SC 98,818,978 59.0 LA 16,015,530 8.9 LA 9,317,139 5.2 LA 8,909,624 5.0 IA 7,621,877 3.1 SC 8,196,768 4.9 LA 10,979,306 6.1 32 NH 76,828,285 55.6 RI 15,285,798 14.7 CT 7,870,082 1.9 NM 8,446,319 6.3 LA 7,533,422 4.2 NJ 8,050,432 2.6 WV 10,495,843 14.7 33 KS 73,623,217 61.6 OK 13,253,976 11.2 OR 7,683,152 2.7 IN 8,187,205 2.9 UT 7,521,231 3.5 MT 8,017,976 14.3 OK 9,822,625 8.3 34 PR 66,992,638 75.7 NH 12,847,447 9.3 OK 5,213,083 4.4 DC 7,830,442 3.6 OR 7,232,616 2.5 KS 7,772,644 6.5 AZ 9,220,573 3.7 35 OK 64,194,444 54.1 KY 12,712,698 8.5 KY 3,867,387 2.6 ID 6,685,912 19.6 ND 6,065,034 15.0 UT 7,634,781 3.5 MO 8,948,825 1.7 36 VT 61,349,666 82.8 DE 12,329,589 25.7 IA 3,406,578 1.4 OR 6,293,342 2.2 OK 5,115,024 4.3 WV 7,029,404 9.9 8,116,344 2.8 3.9 MO LA RI IN C-5 24 25 C-6 Table C.3 (Detail) (continued) HHS Amount Total 14,213,893,427 NSF % Amount 66.6 2,355,384,295 DOD % NASA Amount 11.0 % 1,472,980,562 Amount 6.9 1,101,345,580 USDA DOE % Amount 5.2 % 808,643,706 Amount 3.8 539,021,309 Other % Amount 2.5 860,302,369 % 4.0 Rank 37 NM 60,892,671 45.7 AL 11,975,948 3.1 MT 3,339,170 6.0 PR 5,007,747 5.7 DC 5,072,974 2.3 AZ 6,516,802 2.6 KY 7,681,013 5.1 38 NE 54,442,534 55.0 NV 11,463,056 19.0 NH 2,999,026 2.2 RI 4,892,345 4.7 KY 3,406,983 2.3 ID 5,829,748 17.1 KS 7,416,461 6.2 39 RI 51,213,298 49.3 NE 9,917,123 10.0 SC 2,884,031 1.7 MN 4,780,667 1.0 RI 2,862,497 2.8 VT 5,634,211 7.6 NE 4,990,559 5.0 40 AR 47,815,906 69.0 DC 9,321,991 4.3 KS 2,763,443 2.3 4,643,012 1.1 AK 2,861,863 5.0 SD 5,397,500 31.1 ME 4,023,611 19.8 CT 41 HI 46,208,423 34.5 AK 8,292,003 14.4 AK 2,409,015 4.2 ND 4,617,018 11.4 DE 2,615,104 5.4 CT 4,945,584 1.2 DE 3,939,992 8.2 42 MS 33,399,399 26.8 MT 8,207,320 14.6 WV 2,383,087 3.3 SC 3,644,962 2.2 NE 2,488,920 2.5 HI 4,939,397 3.7 ND 3,819,802 9.4 43 DE 22,367,774 46.6 MS 7,862,593 NV 2,098,612 3.5 KS 2,608,533 2.2 ID 2,323,002 6.8 AK 4,441,201 7.7 WY 3,190,934 17.6 44 MT 22,247,367 39.6 ME 7,676,172 37.8 ME 1,736,000 8.6 KY 2,588,082 1.7 HI 2,153,372 1.6 PR 4,396,605 5.0 NV 3,162,310 5.2 45 WV 19,191,799 26.9 PR 6,986,704 7.9 DE 1,710,480 3.6 NV 1,631,666 2.7 MT 1,830,959 3.3 ME 4,140,855 20.4 AR 3,072,241 4.4 46 NV 14,754,077 24.5 AR 5,883,941 8.5 PR 1,465,072 1.7 NE 1,575,414 1.6 NH 1,270,386 0.9 NM 4,032,514 3.0 PR 3,032,464 3.4 47 ND 11,395,577 28.1 ID 5,304,943 15.6 ND 997,000 2.5 DE 1,311,718 2.7 VT 1,228,455 1.7 DE 3,720,656 7.8 MT 2,953,947 5.3 48 ID 11,125,788 32.7 WY 4,835,566 26.7 AR 799,358 1.2 VT 1,143,908 1.5 PR 625,000 0.7 NV 2,764,217 4.6 UT 2,947,608 1.4 49 SD 7,650,871 44.1 VT 3,583,389 4.8 SD 410,222 2.4 WY 946,453 5.2 WY 500,537 2.8 RI 2,664,265 2.6 ID 2,763,986 8.1 50 AK 7,575,140 13.2 ND 2,746,170 6.8 WY 36,167 0.2 SD 922,083 5.3 AR 404,328 0.6 NH 2,655,739 1.9 NM 2,517,852 1.9 51 WY 6,220,474 34.3 WV 2,180,221 3.1 ID 0 0.0 AR 744,233 1.1 ME 270,593 1.3 WY 2,414,096 13.3 VT 1,154,325 1.6 52 ME 2,106,071 10.4 2,109,068 12.1 VT 0 0.0 ME 350,415 1.7 0 0.0 DC 937,334 0.4 SD 878,448 5.1 SD 6.3 SD Table C.4 (Detail) Agencies Providing Federal Funds for Conduct of R&D in FY 2002 to Universities and Colleges, Excluding Medical Schools, by State HHS Amount Total 4,761,551,880 NSF % Amount 40.6 2,344,069,114 DOD % Amount 20.0 1,407,100,410 NASA % Amount 12.0 1,081,002,578 USDA DOE % Amount 9.2 789,383,703 % Amount 6.7 537,295,447 Other % Amount 4.6 820,454,012 % 7.0 Rank CA 622,095,820 39.4 CA 396,534,320 25.1 MD 256,369,709 30.4 MD 228,325,706 27.1 CA 104,404,035 30,035,377 1.9 CA 75,722,077 4.8 2 MA 440,584,978 53.3 IL 159,749,023 35.3 CA 186,784,976 11.8 CA 162,232,794 10.3 MA 85,434,778 10.3 TX 22,475,615 3.9 CO 40,703,529 14.8 3 NY 355,597,915 49.5 NY 153,594,992 21.4 PA 141,775,502 23.5 CO 58,940,180 21.4 NY 71,917,924 10.0 NC 19,991,635 6.0 MA 39,304,685 4.8 4 TX 279,738,981 48.9 MA 136,009,726 16.5 TX 80,165,823 14.0 MA 44,314,209 5.4 TX 35,925,939 6.3 IA 19,525,867 15.5 NY 34,797,582 4.8 5 PA 246,115,168 40.8 PA 107,712,935 17.9 MA 71,978,661 8.7 43,203,864 7.5 PA 31,347,280 5.2 MI 19,092,994 34,620,105 10.8 6 MD 236,695,238 28.1 MI 103,615,051 27.1 IL 52,921,378 11.7 AL 40,323,844 18.6 IL 28,145,047 6.2 GA 33,069,724 9.8 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 NC WA IL MI WI GA MN AL OH FL CO NJ MO DC IN OR TN LA CT AZ IA VA KS UT HI 170,672,807 164,373,472 164,289,728 164,113,523 129,753,894 118,298,441 107,081,008 102,750,827 100,343,315 93,259,111 88,123,527 86,933,897 84,382,527 80,152,290 75,684,956 70,992,936 70,276,569 63,238,729 62,284,138 56,065,776 50,666,580 49,780,460 37,555,901 36,848,947 35,789,630 50.8 50.5 36.3 42.9 47.1 40.5 54.1 47.3 36.8 29.0 32.0 41.3 51.9 59.5 38.4 41.9 47.2 51.0 54.0 30.3 40.2 23.2 45.3 30.5 29.0 TX WA FL MD GA AZ VA IN NC CO OH NJ WI MN OR TN MO UT IA HI NM CT SC KS LA 87,834,808 75,700,665 73,871,024 67,029,045 63,876,081 63,506,113 59,170,053 58,594,943 56,663,798 56,187,855 55,012,733 54,411,335 53,074,439 42,823,311 39,368,610 27,835,699 25,047,691 24,768,717 24,729,552 19,660,476 18,087,256 17,198,812 16,628,759 16,452,067 15,474,827 15.3 23.2 23.0 8.0 21.9 34.4 27.6 29.8 16.9 20.4 20.2 25.9 19.3 21.6 23.2 18.7 15.4 20.5 19.6 15.9 18.3 14.9 21.1 19.9 12.5 NY OH FL GA NC MS MI NM VA NJ WA AZ WI HI DC IN UT NE RI AL MO TN CO LA OR 49,284,979 46,131,297 45,681,360 35,797,044 28,972,527 28,912,462 28,120,281 27,842,588 24,049,233 23,144,118 22,561,091 21,964,310 21,303,578 18,264,230 18,088,213 17,503,611 16,168,185 14,633,821 14,133,884 12,657,630 12,165,167 11,568,384 10,394,204 9,317,139 7,683,152 6.9 16.9 14.2 12.3 8.6 26.1 7.4 28.2 11.2 11.0 6.9 11.9 7.7 14.8 13.4 8.9 13.4 21.8 20.6 5.8 7.5 7.8 3.8 7.5 4.5 NY FL VA PA UT HI OH AZ WV GA MI AK IL NJ OK NC MO NH MS WI IA MT WA TN LA 35,258,618 32,492,083 31,215,624 30,063,183 25,199,511 24,576,242 23,245,085 19,509,270 18,013,317 16,468,796 16,181,778 13,248,557 12,632,434 12,551,787 12,452,625 12,308,406 11,394,800 11,339,207 10,858,702 10,625,847 9,647,207 9,523,000 9,299,231 9,276,882 8,909,624 4.9 10.1 14.6 5.0 20.8 19.9 8.5 10.6 31.0 5.6 4.2 23.0 2.8 6.0 14.4 3.7 7.0 14.7 9.8 3.9 7.6 17.0 2.9 6.2 7.2 MI WI FL GA NV AL WA IN NC MD OH SC CO WV NJ VA NM CT MN MS KS AZ TN IA MO 26,345,677 26,137,968 25,585,705 25,369,125 22,448,267 22,446,090 22,378,674 18,800,219 14,071,310 13,151,443 12,818,978 12,137,074 12,062,452 12,032,304 11,954,235 11,818,663 11,041,076 10,840,418 9,813,486 9,533,454 8,498,898 8,035,724 7,829,712 7,621,877 7,511,571 6.9 9.5 8.0 8.7 46.2 10.3 6.9 9.5 4.2 1.6 4.7 15.4 4.4 20.7 5.7 5.5 11.2 9.4 5.0 8.6 10.3 4.3 5.3 6.0 4.6 NY MS PA FL OH AL WI MN IL MO VA WA KY ND NE AR TN IN OR LA MD CO MA OK NJ 18,198,719 17,044,616 16,439,833 15,796,031 15,187,231 14,823,972 14,205,440 14,143,068 13,411,231 13,196,734 12,789,546 12,718,871 11,501,965 10,925,598 10,907,214 10,617,900 10,496,816 10,006,645 9,736,832 9,463,630 8,955,888 8,633,818 8,443,974 8,146,182 8,050,432 2.5 15.4 2.7 4.9 5.6 6.8 5.2 7.1 3.0 8.1 6.0 3.9 16.8 33.6 16.2 36.3 7.0 5.1 5.7 7.6 1.1 3.1 1.0 9.4 3.8 MD NH PA OR VA MI TX IL WI OH AK WA HI MS GA DC NJ RI AL MN TN IA LA CT WV 32,250,519 30,173,488 29,955,295 28,053,891 25,393,873 24,688,559 23,042,278 21,345,735 20,483,247 20,248,675 18,769,079 18,590,989 18,135,069 16,919,311 13,891,359 13,303,731 13,267,824 12,830,150 12,297,477 11,997,424 11,680,013 11,000,289 10,979,306 10,558,644 10,495,843 3.8 39.0 5.0 16.6 11.9 6.5 4.0 4.7 7.4 7.4 32.6 5.7 14.7 15.3 4.8 9.9 6.3 18.7 5.7 6.1 7.8 8.7 8.9 9.1 18.1 32 33 34 35 36 37 38 OK SC NM KY PR NE DE 33,677,823 27,520,515 26,867,488 26,572,082 26,552,987 22,823,823 22,367,774 38.9 34.9 27.2 38.9 55.2 33.9 46.6 RI OK NH KY DE AL NV 15,285,798 12,942,141 12,847,447 12,712,698 12,329,589 11,975,948 11,463,056 22.3 15.0 16.6 18.6 25.7 5.5 23.6 MN CT OK KY MT NH IA 7,382,780 6,080,818 5,213,083 3,867,387 3,339,170 2,999,026 2,951,578 3.7 5.3 6.0 5.7 6.0 3.9 2.3 NM IN DC ID OR PR RI 8,446,319 8,187,205 7,830,442 6,685,912 6,293,342 5,010,246 4,892,345 8.5 4.2 5.8 19.6 3.7 10.4 7.1 UT OR LA ND DC OK KY 7,437,231 7,232,616 6,564,422 6,065,034 5,072,974 4,710,024 3,406,983 6.1 4.3 5.3 18.6 3.8 5.4 5.0 MT SC KS UT WV AZ ID 8,017,976 7,996,768 7,772,644 7,634,781 7,029,404 6,516,802 5,829,748 14.3 10.1 9.4 6.3 12.1 3.5 17.1 OK AZ SC MO IN KY KS 9,352,638 9,220,573 8,950,309 8,948,825 8,116,344 7,681,013 7,416,461 10.8 5.0 11.3 5.5 4.1 11.2 9.0 2.4 TX 6.6 CA 18,449,476 5.0 FL 6.3 NC 39 MT 22,247,367 39.6 NE 9,858,869 14.7 KS 2,763,443 3.3 MN 4,780,667 RI 2,862,497 4.2 VT 5,634,211 29.7 NE 4,990,559 7.4 40 MS 19,667,970 17.8 DC 9,321,991 6.9 AK 2,409,015 4.2 ND 4,617,018 14.2 AK 2,861,863 5.0 SD 5,397,500 51.5 ME 4,023,611 19.8 41 NH 16,053,774 20.8 AK 8,292,003 14.4 WV 2,383,087 4.1 CT 3,509,780 3.0 DE 2,615,104 5.4 CT 4,945,584 4.3 DE 3,939,992 8.2 42 RI 15,963,221 23.3 MT 8,207,320 14.6 SC 2,175,933 2.8 SC 3,497,532 4.4 NE 2,488,920 3.7 HI 4,939,397 4.0 ND 3,819,802 11.7 43 ID 11,125,788 32.7 ME 7,676,172 37.8 NV 2,098,612 4.3 KY 2,588,082 3.8 2,323,002 6.8 AK 4,441,201 7.7 WY 3,190,934 17.6 ID C-7 1 C-8 Table C.4 (Detail) (continued) HHS Amount Total 4,761,551,880 NSF % Amount 40.6 2,344,069,114 DOD % NASA Amount 20.0 % 1,407,100,410 Amount 12.0 1,081,002,578 USDA DOE % Amount 9.2 % 789,383,703 Amount 6.7 537,295,447 Other % Amount 4.6 % 820,454,012 7.0 Rank 44 AR 8,375,123 28.7 MS 7,660,249 6.9 ME 1,736,000 8.6 KS 2,405,385 2.9 HI 2,153,372 1.7 PR 4,396,605 9.1 NV 3,162,310 6.5 45 AK 7,575,140 13.2 PR 6,986,704 14.5 DE 1,710,480 3.6 NV 1,631,666 3.4 MT 1,830,959 3.3 ME 4,140,855 20.4 PR 3,032,464 6.3 46 WY 6,220,474 34.3 AR 5,525,056 18.9 PR 1,465,072 3.0 NE 1,575,414 2.3 NH 1,270,386 1.6 NM 4,032,514 4.1 MT 2,953,947 5.3 47 VT 6,201,005 32.7 5,304,943 15.6 ND 997,000 3.1 DE 1,311,718 2.7 1,228,455 6.5 DE 3,720,656 7.8 UT 2,947,608 2.4 48 WV 5,963,760 10.3 WY 4,835,566 26.7 AR 743,000 2.5 VT 1,143,908 6.0 PR 625,000 1.3 NV 2,764,217 5.7 AR 2,822,241 9.7 49 NV 4,972,156 10.2 VT 3,583,389 18.9 SD 410,222 3.9 WY 946,453 5.2 WY 500,537 2.8 RI 2,664,265 3.9 ID 2,763,986 8.1 50 ND 3,383,185 10.4 ND 2,746,170 8.4 WY 36,167 0.2 SD 922,083 8.8 AR 404,328 1.4 NH 2,655,739 3.4 NM 2,517,852 2.5 51 ME 2,106,071 10.4 WV 2,180,221 3.8 ID 0 0.0 AR 744,233 2.5 ME 270,593 1.3 WY 2,414,096 VT 1,154,325 6.1 52 SD 773,265 7.4 SD 2,109,068 20.1 VT 0 0.0 ME 350,415 1.7 SD 0 0.0 DC 937,334 0.7 SD 878,448 8.4 ID VT 13.3 Table C.5 (Detail) Agencies Providing Federal Funds for Conduct of R&D in FY 2002 to Universities and Colleges, Excluding Medical Schools, by State (with highlights) HHS DOD NASA USDA DOE EDUC DOC Other 40.6 2,344,069,114 20.0 1,407,100,410 12.0 1,081,002,578 9.2 789,383,703 6.7 537,295,447 4.6 251,417,320 2.1 322,675,663 2.7 246,361,029 2.1 7,575,140 102,750,827 8,375,123 56,065,776 622,095,820 88,123,527 62,284,138 80,152,290 22,367,774 93,259,111 118,298,441 35,789,630 50,666,580 11,125,788 164,289,728 75,684,956 37,555,901 26,572,082 63,238,729 440,584,978 236,695,238 2,106,071 164,113,523 107,081,008 84,382,527 19,667,970 22,247,367 170,672,807 3,383,185 22,823,823 16,053,774 86,933,897 26,867,488 4,972,156 355,597,915 100,343,315 33,677,823 70,992,936 246,115,168 26,552,987 15,963,221 27,520,515 773,265 70,276,569 279,738,981 36,848,947 49,780,460 6,201,005 164,373,472 129,753,894 5,963,760 6,220,474 13.2 47.3 28.7 30.3 39.4 32.0 54.0 59.5 46.6 29.0 40.5 29.0 40.2 32.7 36.3 38.4 45.3 38.9 51.0 53.3 28.1 10.4 42.9 54.1 51.9 17.8 39.6 50.8 10.4 33.9 20.8 41.3 27.2 10.2 49.5 36.8 38.9 41.9 40.8 55.2 23.3 34.9 7.4 47.2 48.9 30.5 23.2 32.7 50.5 47.1 10.3 34.3 8,292,003 11,975,948 5,525,056 63,506,113 396,534,320 56,187,855 17,198,812 9,321,991 12,329,589 73,871,024 63,876,081 19,660,476 24,729,552 5,304,943 159,749,023 58,594,943 16,452,067 12,712,698 15,474,827 136,009,726 67,029,045 7,676,172 103,615,051 42,823,311 25,047,691 7,660,249 8,207,320 56,663,798 2,746,170 9,858,869 12,847,447 54,411,335 18,087,256 11,463,056 153,594,992 55,012,733 12,942,141 39,368,610 107,712,935 6,986,704 15,285,798 16,628,759 2,109,068 27,835,699 87,834,808 24,768,717 59,170,053 3,583,389 75,700,665 53,074,439 2,180,221 4,835,566 14.4 5.5 18.9 34.4 25.1 20.4 14.9 6.9 25.7 23.0 21.9 15.9 19.6 15.6 35.3 29.8 19.9 18.6 12.5 16.5 8.0 37.8 27.1 21.6 15.4 6.9 14.6 16.9 8.4 14.7 16.6 25.9 18.3 23.6 21.4 20.2 15.0 23.2 17.9 14.5 22.3 21.1 20.1 18.7 15.3 20.5 27.6 18.9 23.2 19.3 3.8 26.7 2,409,015 12,657,630 743,000 21,964,310 186,784,976 10,394,204 6,080,818 18,088,213 1,710,480 45,681,360 35,797,044 18,264,230 2,951,578 0 52,921,378 17,503,611 2,763,443 3,867,387 9,317,139 71,978,661 256,369,709 1,736,000 28,120,281 7,382,780 12,165,167 28,912,462 3,339,170 28,972,527 997,000 14,633,821 2,999,026 23,144,118 27,842,588 2,098,612 49,284,979 46,131,297 5,213,083 7,683,152 141,775,502 1,465,072 14,133,884 2,175,933 410,222 11,568,384 80,165,823 16,168,185 24,049,233 0 22,561,091 21,303,578 2,383,087 36,167 4.2 5.8 2.5 11.9 11.8 3.8 5.3 13.4 3.6 14.2 12.3 14.8 2.3 0.0 11.7 8.9 3.3 5.7 7.5 8.7 30.4 8.6 7.4 3.7 7.5 26.1 6.0 8.6 3.1 21.8 3.9 11.0 28.2 4.3 6.9 16.9 6.0 4.5 23.5 3.0 20.6 2.8 3.9 7.8 14.0 13.4 11.2 0.0 6.9 7.7 4.1 0.2 13,248,557 40,323,844 744,233 19,509,270 162,232,794 58,940,180 3,509,780 7,830,442 1,311,718 32,492,083 16,468,796 24,576,242 9,647,207 6,685,912 12,632,434 8,187,205 2,405,385 2,588,082 8,909,624 44,314,209 228,325,706 350,415 16,181,778 4,780,667 11,394,800 10,858,702 9,523,000 12,308,406 4,617,018 1,575,414 11,339,207 12,551,787 8,446,319 1,631,666 35,258,618 23,245,085 12,452,625 6,293,342 30,063,183 5,010,246 4,892,345 3,497,532 922,083 9,276,882 43,203,864 25,199,511 31,215,624 1,143,908 9,299,231 10,625,847 18,013,317 946,453 23.0 18.6 2.5 10.6 10.3 21.4 3.0 5.8 2.7 10.1 5.6 19.9 7.6 19.6 2.8 4.2 2.9 3.8 7.2 5.4 27.1 1.7 4.2 2.4 7.0 9.8 17.0 3.7 14.2 2.3 14.7 6.0 8.5 3.4 4.9 8.5 14.4 3.7 5.0 10.4 7.1 4.4 8.8 6.2 7.5 20.8 14.6 6.0 2.9 3.9 31.0 5.2 2,861,863 22,446,090 404,328 8,035,724 104,404,035 12,062,452 10,840,418 5,072,974 2,615,104 25,585,705 25,369,125 2,153,372 7,621,877 2,323,002 28,145,047 18,800,219 8,498,898 3,406,983 6,564,422 85,434,778 13,151,443 270,593 26,345,677 9,813,486 7,511,571 9,533,454 1,830,959 14,071,310 6,065,034 2,488,920 1,270,386 11,954,235 11,041,076 22,448,267 71,917,924 12,818,978 4,710,024 7,232,616 31,347,280 625,000 2,862,497 12,137,074 0 7,829,712 35,925,939 7,437,231 11,818,663 1,228,455 22,378,674 26,137,968 12,032,304 500,537 5.0 10.3 1.4 4.3 6.6 4.4 9.4 3.8 5.4 8.0 8.7 1.7 6.0 6.8 6.2 9.5 10.3 5.0 5.3 10.3 1.6 1.3 6.9 5.0 4.6 8.6 3.3 4.2 18.6 3.7 1.6 5.7 11.2 46.2 10.0 4.7 5.4 4.3 5.2 1.3 4.2 15.4 0.0 5.3 6.3 6.1 5.5 6.5 6.9 9.5 20.7 2.8 4,441,201 14,823,972 10,617,900 6,516,802 30,035,377 8,633,818 4,945,584 937,334 3,720,656 15,796,031 18,449,476 4,939,397 19,525,867 5,829,748 13,411,231 10,006,645 7,772,644 11,501,965 9,463,630 8,443,974 8,955,888 4,140,855 19,092,994 14,143,068 13,196,734 17,044,616 8,017,976 19,991,635 10,925,598 10,907,214 2,655,739 8,050,432 4,032,514 2,764,217 18,198,719 15,187,231 8,146,182 9,736,832 16,439,833 4,396,605 2,664,265 7,996,768 5,397,500 10,496,816 22,475,615 7,634,781 12,789,546 5,634,211 12,718,871 14,205,440 7,029,404 2,414,096 7.7 6.8 36.3 3.5 1.9 3.1 4.3 0.7 7.8 4.9 6.3 4.0 15.5 17.1 3.0 5.1 9.4 16.8 7.6 1.0 1.1 20.4 5.0 7.1 8.1 15.4 14.3 6.0 33.6 16.2 3.4 3.8 4.1 5.7 2.5 5.6 9.4 5.7 2.7 9.1 3.9 10.1 51.5 7.0 3.9 6.3 6.0 29.7 3.9 5.2 12.1 13.3 12,340,409 1,225,984 0 2,667,961 23,564,635 22,641,852 3,778,100 38,535 1,970,882 11,030,816 1,413,848 12,739,042 260,941 92,737 2,041,242 504,954 0 17,500 5,275,871 11,355,413 6,786,688 1,865,386 4,696,437 1,144,100 124,394 7,791,815 61,000 7,454,715 270,000 643,597 25,621,921 5,027,426 112,990 1,889,000 16,819,299 1,829,518 7,246,161 7,668,607 1,075,988 2,266,465 3,915,838 6,032,874 0 101,000 4,376,361 821,504 11,869,357 19,000 5,277,159 5,647,998 0 0 21.4 0.6 0.0 1.4 1.5 8.2 3.3 0.0 4.1 3.4 0.5 10.3 0.2 0.3 0.5 0.3 0.0 0.0 4.3 1.4 0.8 9.2 1.2 0.6 0.1 7.0 0.1 2.2 0.8 1.0 33.1 2.4 0.1 3.9 2.3 0.7 8.4 4.5 0.2 4.7 5.7 7.6 0.0 0.1 0.8 0.7 5.5 0.1 1.6 2.0 0.0 0.0 4,432,404 4,514,279 1,628,088 3,540,404 22,584,799 6,716,430 6,496,465 3,123,827 296,781 15,597,317 6,605,249 1,855,668 8,601,010 936,008 12,130,340 3,475,748 6,622,125 5,556,603 1,806,202 14,870,482 15,358,144 1,008,015 9,636,989 6,623,121 6,015,085 5,427,175 1,530,790 15,089,577 1,218,717 3,367,721 3,183,404 5,816,389 1,466,872 473,066 12,764,746 11,020,284 1,100,035 13,440,855 14,806,137 472,864 5,195,260 1,654,550 640,000 7,410,201 8,757,907 1,503,354 8,998,532 743,556 5,868,071 13,394,017 7,300,000 0 7.7 2.1 5.6 1.9 1.4 2.4 5.6 2.3 0.6 4.9 2.3 1.5 6.8 2.8 2.7 1.8 8.0 8.1 1.5 1.8 1.8 5.0 2.5 3.3 3.7 4.9 2.7 4.5 3.7 5.0 4.1 2.8 1.5 1.0 1.8 4.0 1.3 7.9 2.5 1.0 7.6 2.1 6.1 5.0 1.5 1.2 4.2 3.9 1.8 4.9 12.6 0.0 1,996,266 6,557,214 1,194,153 3,012,208 29,572,643 11,345,247 284,079 10,141,369 1,672,329 7,991,972 5,872,262 3,540,359 2,138,338 1,735,241 7,174,153 4,135,642 794,336 2,106,910 3,897,233 13,078,790 10,105,687 1,150,210 10,355,133 4,230,203 2,809,346 3,700,321 1,362,157 10,525,432 2,331,085 979,241 1,368,163 2,424,009 937,990 800,244 5,213,537 7,398,873 1,006,442 6,944,429 14,073,170 293,135 3,719,052 1,262,885 238,448 4,168,812 9,908,010 622,750 4,525,984 391,769 7,445,759 1,441,232 3,195,843 3,190,934 3.5 3.0 4.1 1.6 1.9 4.1 0.2 7.5 3.5 2.5 2.0 2.9 1.7 5.1 1.6 2.1 1.0 3.1 3.1 1.6 1.2 5.7 2.7 2.1 1.7 3.3 2.4 3.1 7.2 1.5 1.8 1.2 0.9 1.6 0.7 2.7 1.2 4.1 2.3 0.6 5.4 1.6 2.3 2.8 1.7 0.5 2.1 2.1 2.3 0.5 5.5 17.6 #1 source of federal R&D funds #2 source of federal R&D funds #3 source of federal R&D funds C-9 AK AL AR AZ CA CO CT DC DE FL GA HI IA ID IL IN KS KY LA MA MD ME MI MN MO MS MT NC ND NE NH NJ NM NV NY OH OK OR PA PR RI SC SD TN TX UT VA VT WA WI WV WY NSF 4,761,551,880 C-10 Table C.6 (Detail) Federal Funds for Conduct of R&D Provided in FY 2002 to Universities and Colleges, Including Medical Schools, by State in Rank Order Cooperative Project Grants Amount % 16,716,775,726 78.3 % 7.3 MD CA PA TX OH NC UT FL AL CO MA MO NY IL GA MS MN HI WI MI WA TN DC VA NJ AK IN AZ 445,059,000 159,837,000 115,038,000 88,962,000 58,094,000 53,157,000 44,294,000 39,037,000 38,812,000 38,360,000 37,950,000 37,139,000 36,075,000 34,563,000 32,648,000 26,779,000 26,753,000 24,031,000 23,635,000 23,375,000 22,630,000 19,418,000 15,724,000 15,444,000 14,454,000 11,998,000 11,664,000 8,556,000 34.1 5.9 8.7 7.1 9.9 6.2 20.6 7.9 10.0 8.8 3.2 7.2 2.2 4.2 6.7 21.5 5.8 17.9 5.0 3.5 3.9 5.1 7.3 4.0 4.6 20.8 4.1 3.4 SC KY DC 136,905,575 81.7 NM 132,877,038 88.7 OR 120,905,794 55.9 RI 7,777,000 7,476,000 6,028,000 32 33 34 NH KS NM 115,901,911 83.9 NV 105,483,903 88.3 CT 102,548,020 77.0 OK 5,901,000 5,732,000 5,057,000 35 36 37 38 39 40 41 42 NE RI HI OK MS PR VT AR CA NY PA TX MA MD NC IL MI WA OH FL WI GA CT MO MN CO VA TN NJ AL OR IN IA AZ UT LA 29 30 31 2,157,938,290 1,468,890,578 1,066,009,374 946,397,339 904,788,196 706,075,426 676,944,789 657,918,788 547,739,874 485,541,046 468,329,981 397,136,610 395,729,189 394,667,593 387,901,340 372,097,864 369,206,173 326,943,290 311,025,359 305,565,421 269,174,997 263,368,458 250,236,930 242,197,039 225,232,281 208,035,073 148,734,032 138,160,817 87,005,232 85,423,923 83,229,696 80,361,391 70,925,652 64,686,655 64,436,821 60,802,377 79.2 88.0 80.4 75.4 75.7 54.2 78.9 80.5 83.2 84.2 79.7 80.9 84.5 80.8 93.7 71.7 79.5 75.4 80.5 79.8 85.7 67.9 87.0 85.0 91.4 83.1 69.1 76.9 87.9 82.2 62.1 67.8 56.8 73.1 87.0 87.7 LA IA NH WY KY ME VT WV Formula Grants a Amount 1,568,020,000 Total Rank 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 a Contracts Agreements Amount % 2,824,598,714 13.2 Amount 242,176,808 % 1.1 TX NC DC AL TN GA KY MO VA MS PA IA AR NY OH CA IL MI FL WI MN SC IN LA OK WA PR WV 10,893,157 10,787,056 10,264,018 9,496,077 8,111,643 8,037,328 8,010,365 7,832,684 7,342,496 6,897,618 6,576,813 6,364,251 6,109,269 6,104,597 6,100,902 6,093,650 5,855,498 5,586,655 5,581,572 5,490,289 5,426,520 5,364,627 5,212,960 5,146,743 4,952,655 4,341,091 3,978,797 3,970,109 0.9 1.3 4.7 2.4 2.1 1.6 5.4 1.5 1.9 5.5 0.5 2.6 8.8 0.4 1.0 0.2 0.7 0.8 1.1 1.2 1.2 3.2 1.8 2.9 4.2 0.8 4.5 5.6 5.8 SC 2.6 NM 5.8 WV 24,444,265 14.6 MD 20,969,740 15.8 OR 20,834,318 29.2 KS 3,860,217 3,554,028 3,540,281 0.3 1.2 3.0 9.8 UT 1.4 MS 4.3 PR 20,398,298 9.5 NE 20,218,267 16.2 CO 19,240,778 21.7 NJ 3,512,628 3,002,421 2,939,777 3.5 0.7 0.9 18,304,049 16,909,131 14,283,080 13,863,550 11,144,653 10,632,721 9,464,429 8,185,725 2,563,496 14.8 2,540,213 7.5 2,532,913 5.3 2,495,887 4.4 2,433,806 6.0 2,410,506 0.2 2,335,952 11.5 2,220,933 0.9 CA MA TX NY MD PA IL NC MO MI AL DC CO WA MN OH GA VA TN FL WI AZ LA OK NJ OR IN HI 4,976,000 2.8 CT 4,252,000 1.7 NH 3,570,000 2.6 NV 2,763,000 15.2 AK 2,257,000 1.5 RI 2,236,000 11.0 IA 1,733,000 2.3 KS 988,000 1.4 NE 402,268,187 250,740,513 209,722,595 158,681,371 148,389,295 138,882,718 119,181,293 117,218,355 102,007,663 81,974,625 76,329,469 69,549,376 65,371,512 64,046,273 63,244,166 55,283,106 53,221,660 52,576,557 49,965,839 49,445,135 43,325,250 31,570,220 31,333,372 28,226,913 27,413,594 26,237,195 25,957,110 25,246,699 14.8 21.0 16.7 9.5 11.4 10.5 14.6 13.7 19.7 12.4 19.7 32.1 15.1 11.1 13.6 9.4 10.9 13.6 13.0 10.1 9.3 12.6 17.4 23.8 8.7 9.1 9.1 18.8 4.4 12.2 23.7 24.1 10.7 4.3 7.9 8.3 SD ID DE MT ND MA ME AZ 43 MT 52,145,425 92.9 KS 965,000 0.8 ND 6,737,042 16.6 CT 2,025,088 44 WV 45,533,548 63.8 SC 764,000 0.5 KY 6,577,787 4.4 UT 1,915,274 0.9 45 46 DE NV 42,809,609 89.2 MT 38,826,820 64.4 PR 625,000 600,000 1.1 VT 0.7 DE 6,200,172 2,434,791 8.4 NM 5.1 WY 1,810,516 1,737,721 1.4 9.6 47 48 49 50 ND AK ID ME 31,395,351 30,341,874 30,307,302 15,628,483 NE AR DE ID 252,000 243,000 218,000 121,000 0.3 0.4 0.5 0.4 2,183,261 3.1 NH 1,935,731 10.7 VT 1,064,864 3.1 HI 853,427 1.5 AK 1,732,536 1,723,961 1,429,814 1,393,434 1.3 2.3 1.1 2.4 51 SD 14,599,404 84.1 ND 0 0.0 SD 205,292 1.2 RI 1,285,661 1.2 52 WY 11,707,775 64.5 SD 0 0.0 ME 103,282 0.5 NV 1,250,305 2.1 Does not include CRADAs. 77.4 52.7 89.1 77.0 AR WY ID MT 0.5 C-11 Table C.7 (Detail) Federal Funds for Conduct of R&D Provided in FY 2002 to Universities and Colleges, Excluding Medical Schools, by State in Rank Order Project Grants Amount % 8,360,174,582 71.2 Total Rank 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 CA NY MA TX PA IL MD MI WA NC FL WI GA CO OH NJ IN VA AZ OR MN AL MO IA TN CT LA HI UT KS NM NH DC SC MS NE RI KY MT OK DE PR WV AK ID NV ND AR ME VT WY SD a 1,156,608,881 586,735,868 559,536,432 428,049,529 411,581,344 335,653,329 309,444,117 297,542,663 269,591,650 256,207,207 253,983,888 224,841,223 218,958,186 193,657,081 189,800,384 182,880,131 167,927,903 155,224,351 154,439,029 140,836,742 136,167,362 124,126,204 113,912,488 110,210,541 105,668,918 105,642,033 88,168,738 75,545,823 74,846,311 73,045,390 71,326,105 59,665,675 58,032,147 57,786,191 57,424,205 57,074,049 54,747,183 53,767,589 52,145,425 49,694,552 42,809,609 32,737,389 32,305,509 30,341,874 30,307,302 27,105,899 23,382,959 21,783,204 15,628,483 11,845,914 11,707,775 7,721,798 Does not include CRADAs. a Contracts 73.3 81.6 67.7 74.8 68.2 74.2 36.7 77.9 82.8 76.3 79.0 81.6 74.9 70.4 69.5 87.0 85.3 72.5 83.6 83.2 68.8 57.1 70.0 87.4 70.9 91.5 71.1 61.2 61.9 88.2 72.2 77.1 43.1 73.2 51.9 84.8 79.8 78.7 92.9 57.5 89.2 68.1 55.6 52.7 89.1 55.8 71.8 74.5 77.0 62.5 64.5 73.6 Cooperative Agreements Amount % 1,430,893,000 12.2 MD CA PA TX OH AL MA NC MO FL CO UT IL GA MS HI WA NY WI MN MI TN VA AK IN DC NJ NM OR AZ RI NV CT OK LA NH IA WY KY ME VT WV SC MT PR KS NE AR DE ID ND SD 434,632,000 157,117,000 112,292,000 61,604,000 56,121,000 38,812,000 37,300,000 36,745,000 36,368,000 35,665,000 34,714,000 33,884,000 31,761,000 29,355,000 26,597,000 24,031,000 22,630,000 22,222,000 20,146,000 19,647,000 17,224,000 15,096,000 14,934,000 11,998,000 11,664,000 11,447,000 7,973,000 7,777,000 7,476,000 6,801,000 6,028,000 5,901,000 5,732,000 4,504,000 4,470,000 3,570,000 3,442,000 2,763,000 2,257,000 2,236,000 1,733,000 988,000 681,000 625,000 600,000 496,000 252,000 243,000 218,000 121,000 0 0 51.6 10.0 18.6 10.8 20.6 17.9 4.5 10.9 22.4 11.1 12.6 28.0 7.0 10.0 24.0 19.5 6.9 3.1 7.3 9.9 4.5 10.1 7.0 20.8 5.9 8.5 3.8 7.9 4.4 3.7 8.8 12.2 5.0 5.2 3.6 4.6 2.7 15.2 3.3 11.0 9.1 1.7 0.9 1.1 1.2 0.6 0.4 0.8 0.5 0.4 0.0 0.0 Amount % 1,707,612,754 14.5 CA MA NY MD IL PA TX MI DC AL CO MN VA GA NC WA OK LA FL WI HI AZ OH WV TN MS NM OR NJ SC NV AK NH IN PR UT ND RI NE IA KS MO KY VT DE CT WY AR ID MT SD ME 257,989,868 226,824,073 103,588,264 94,841,214 79,224,749 72,959,039 71,840,622 61,804,545 54,963,810 44,841,507 43,672,063 36,780,862 36,716,605 35,799,808 32,010,944 29,060,252 27,343,309 26,162,196 26,074,959 25,106,901 22,511,779 21,357,606 20,965,028 20,834,318 20,087,514 19,677,941 17,921,472 17,494,609 16,520,720 15,075,072 14,283,080 13,863,550 12,370,856 12,089,060 10,752,892 10,359,395 6,737,042 6,571,316 6,439,943 6,126,158 5,783,128 4,534,143 4,295,256 3,642,418 2,434,791 2,019,073 1,935,731 1,096,408 1,064,864 853,427 205,292 103,282 16.4 27.5 14.4 11.3 17.5 12.1 12.6 16.2 40.8 20.6 15.9 18.6 17.1 12.3 9.5 8.9 31.6 21.1 8.1 9.1 18.2 11.6 7.7 35.9 13.5 17.8 18.1 10.3 7.9 19.1 29.4 24.1 16.0 6.1 22.4 8.6 20.7 9.6 9.6 4.9 7.0 2.8 6.3 19.2 5.1 1.7 10.7 3.8 3.1 1.5 2.0 0.5 TX NC DC AL TN GA KY MO VA MS PA IA AR NY OH CA IL MI FL WI MN SC IN LA OK WA PR WV MD OR KS NE CO NJ SD ID DE MT ND MA ME AZ CT UT NM WY NH VT HI AK RI NV Formula Grants Amount 242,176,808 % 2.1 10,893,157 10,787,056 10,264,018 9,496,077 8,111,643 8,037,328 8,010,365 7,832,684 7,342,496 6,897,618 6,576,813 6,364,251 6,109,269 6,104,597 6,100,902 6,093,650 5,855,498 5,586,655 5,581,572 5,490,289 5,426,520 5,364,627 5,212,960 5,146,743 4,952,655 4,341,091 3,978,797 3,970,109 3,860,217 3,554,028 3,540,281 3,512,628 3,002,421 2,939,777 2,563,496 2,540,213 2,532,913 2,495,887 2,433,806 2,410,506 2,335,952 2,220,933 2,025,088 1,915,274 1,810,516 1,737,721 1,732,536 1,723,961 1,429,814 1,393,434 1,285,661 1,250,305 1.9 3.2 7.6 4.4 5.4 2.8 11.7 4.8 3.4 6.2 1.1 5.0 20.9 0.8 2.2 0.4 1.3 1.5 1.7 2.0 2.7 6.8 2.6 4.2 5.7 1.3 8.3 6.8 0.5 2.1 4.3 5.2 1.1 1.4 24.4 7.5 5.3 4.4 7.5 0.3 11.5 1.2 1.8 1.6 1.8 9.6 2.2 9.1 1.2 2.4 1.9 2.6 C-12 Table C.8 (Detail) Number of Universities and Colleges Receiving Federal Funds for Conduct of R&D in FY 2002, by State and by Types of Degrees Granted by Universities and Colleges Located in State Number of Relevant U/Cs Receiving R&D Funds/Number of All Such U/Cs State Alabama Alaska Arizona Arkansas California Colorado Connecticut Delaware District of Columbia Florida Georgia Hawaii Idaho Illinois Indiana Iowa Kansas Kentucky Louisiana Maine Maryland Massachusetts Michigan Minnesota Mississippi Missouri Montana Nebraska Nevada New Hampshire New Jersey New Mexico New York North Carolina North Dakota Ohio Oklahoma Oregon Pennsylvania Puerto Rico Rhode Island South Carolina South Dakota Tennessee Texas Utah Vermont Virginia Washington West Virginia Wisconsin Wyoming All Degree Granting Institutions All BA/BS Granting Institutions 17/35 17/34 5/6 4/15 9/21 55/119 11/22 9/23 2/5 8/13 21/52 25/51 2/6 3/7 27/74 15/46 14/37 8/26 7/33 16/22 9/18 19/32 34/76 19/47 16/42 11/16 14/49 6/10 5/22 2/3 5/18 17/29 5/9 78/144 22/53 3/9 29/72 9/24 11/27 48/129 16/30 4/10 11/34 5/14 15/47 51/94 5/7 2/17 23/48 13/24 9/21 20/36 1/1 5/6 4/14 9/21 53/104 11/22 9/22 2/5 8/12 21/51 23/49 2/6 3/7 27/70 15/44 14/37 8/26 7/32 16/22 9/18 18/31 32/69 19/47 15/38 11/16 12/45 6/10 5/22 2/3 5/17 17/29 5/9 71/130 22/53 3/9 28/71 9/24 10/26 47/122 14/27 4/10 11/33 5/14 13/43 49/86 5/7 2/16 22/44 13/24 9/20 19/34 1/1 All MA/MS Granting Institutions 14/25 4/4 4/14 8/13 50/99 10/16 9/19 2/5 8/12 19/34 20/36 2/4 3/5 23/51 11/37 9/21 7/18 7/22 15/19 4/9 17/29 28/59 16/33 13/26 9/12 12/33 3/6 5/16 2/2 4/11 17/27 5/9 66/113 18/34 3/4 25/57 9/17 11/22 35/86 13/16 4/9 9/21 5/12 15/35 46/75 4/6 2/13 21/31 12/21 5/9 18/30 1/1 All PhD Granting Institutions 9/10 1/1 3/5 5/5 28/48 8/10 7/8 1/2 6/6 14/16 12/12 1/1 3/3 13/24 6/12 5/6 5/5 3/6 9/9 2/2 11/13 21/27 9/11 6/11 5/5 7/10 2/2 4/4 2/2 3/4 9/11 3/3 35/43 13/14 2/2 14/18 4/5 4/6 17/29 7/8 3/5 4/7 3/3 11/15 35/42 3/3 2/2 14/14 4/5 2/2 5/7 1/1 All MD Granting Institutions 2/2 na 1/1 1/1 9/9 1/1 2/2 na 3/3 3/3 4/4 1/1 na 7/7 1/1 1/1 1/1 2/2 3/3 na 3/3 4/4 3/3 3/3 1/1 4/4 na 2/2 1/1 1/1 2/2 1/1 12/12 4/4 1/1 6/6 1/1 1/1 6/6 3/3 1/1 2/2 1/1 4/4 7/7 1/1 1/1 3/3 1/1 2/2 2/2 na NOTE: The units of multicampus universities and university systems were counted separately. See Appendix D for a complete list of the universities and colleges and their campuses in each state. Table C.9 (Detail) Top 100 Universities and Colleges, Including and Excluding Medical Schools, Provided Federal Funds in FY 2002 for Conduct of R&D Rank University or College (Including Medical School) Total Federal Funds Received for the Conduct of R&D Rank University or College (Excluding Medical School) Total Federal Funds Received for the Conduct of R&D 1 Johns Hopkins University 968,346,779 1 Johns Hopkins University 603,852,921 2 University of Washington, Seattle 518,105,691 2 Massachusetts Institute of Technology 380,832,879 3 University of Pennsylvania 458,468,017 3 University of Washington, Seattle 267,170,274 4 University of Michigan, Ann Arbor 428,841,708 4 University of Wisconsin, Madison 252,542,298 5 University of California, Los Angeles 412,554,554 5 University of California, Berkeley 223,779,543 6 University of California, San Diego 405,563,825 6 University of California, San Diego 223,136,224 7 Stanford University 386,003,275 7 Pennsylvania State University, University Park 221,313,180 8 Massachusetts Institute of Technology 380,832,879 8 University of Michigan, Ann Arbor 215,671,996 9 University of Wisconsin, Madison 364,986,252 9 University of Illinois, Urbana-Champaign 206,263,136 193,278,629 Washington University, St Louis 360,440,828 10 University of Minnesota, Twin Cities University of California, San Francisco 356,743,364 11 University of California, Los Angeles 192,972,655 12 University of Pittsburgh 336,901,314 12 Harvard University 192,739,471 13 Columbia University 334,901,399 13 Stanford University 178,020,188 14 Harvard University 332,530,435 14 University of Colorado, Boulder 156,690,828 15 Duke University 327,315,626 15 Cornell University 148,985,584 16 Yale University 312,309,557 16 University of Texas, Austin 140,822,610 17 University of Minnesota, Twin Cities 309,877,336 17 University of North Carolina, Chapel Hill 139,203,963 18 University of North Carolina, Chapel Hill 307,967,854 18 University of Texas, MD Anderson Cancer Center 137,474,907 19 Baylor College of Medicine 273,931,037 19 University of Maryland, College Park 134,507,747 20 University of Alabama, Birmingham 260,792,305 20 Columbia University 128,680,046 21 Cornell University 258,544,760 21 University of California, Davis 128,490,293 22 University of Southern California 223,851,269 22 University of Pittsburgh 119,780,447 23 University of California, Berkeley 223,779,543 23 University of Arizona 119,223,966 24 Vanderbilt University 223,742,350 24 University of Pennsylvania 118,325,960 25 Pennsylvania State University, University Park 221,313,180 25 University of Southern California 116,338,283 26 University of Illinois, Urbana-Champaign 206,263,136 26 University of Hawaii, Manoa 110,396,337 27 Case Western Reserve University 195,106,497 27 Ohio State University, Columbus (includes AES at Wooster) 109,670,240 28 University of Rochester 189,376,514 28 Georgia Institute of Technology 106,881,077 29 University of California, Davis 189,264,822 29 Rutgers University, New Brunswick 106,544,770 30 Emory University 189,186,474 30 University of Florida 102,406,730 31 University of Arizona 184,787,624 31 University of Alabama, Birmingham 101,215,410 32 University of Iowa 176,503,090 32 Texas A&M University, College Station 94,889,514 33 Boston University 175,652,126 33 Michigan State University 93,631,243 34 Ohio State University, Columbus (includes AES at Wooster) 173,332,020 34 Purdue University 92,739,428 35 University of Chicago 172,475,309 35 University of Georgia 90,673,538 C-13 10 11 Table C.9 (Detail) (continued) University or College (Including Medical School) Rank University or College (Excluding Medical School) Total Federal Funds Received for the Conduct of R&D 36 University of Colorado System Health Sciences Center 171,217,091 36 Carnegie Mellon University 81,445,898 37 University of Virginia, Charlottesville 167,559,784 37 University of California, Irvine 81,278,674 38 Oregon Health & Science University 166,774,546 38 Duke University 80,581,034 39 University of Florida 165,041,811 39 Princeton University 79,803,995 40 University of Texas, Southwestern Medical Center at Dallas 162,647,874 40 Colorado State University 78,080,076 41 Northwestern University 161,234,045 41 University of Illinois, Chicago 77,948,842 42 University of Colorado, Boulder 156,690,828 42 Boston University 77,713,293 43 University of Utah 154,795,096 43 University of California, Santa Barabara 71,720,775 44 Mount Sinai School of Medicine 150,446,538 44 University of California, San Francisco 71,311,258 45 Mayo Medical School 148,057,109 45 Oregon State University 69,895,307 46 New York University 143,198,057 46 Rockefeller University 69,404,849 47 University of Illinois, Chicago 142,885,797 47 Northwestern University 68,818,288 48 University of Texas, Austin 140,822,610 48 University of Rochester 68,588,807 49 Yeshiva University 138,929,910 49 Yale University 66,572,770 50 University of Texas, MD Anderson Cancer Center 137,474,907 50 George Washington University (includes Mount Vernon campus) 66,468,174 51 University of California, Irvine 135,703,283 51 California Institute of Technology 63,951,569 52 University of Maryland, College Park 134,507,747 52 North Carolina State University 63,026,231 53 University of Maryland, Baltimore 128,207,993 53 University of Utah 60,458,472 54 University of Hawaii, Manoa 120,815,130 54 Iowa State University 60,424,044 55 University of MIami 119,676,758 55 Arizona State University, Tempe 56,955,731 56 University of Cincinnati 109,719,032 56 Indiana University, Bloomington 56,276,073 57 Wake Forest University 109,377,419 57 University of Iowa 56,164,787 58 Georgia Institute of Technology 106,881,077 58 University of Massachusetts, Amherst 55,792,193 59 University of Medicine & Dentistry of New Jersey 106,805,489 59 Virginia Polytechnic Institute and State University 55,767,661 60 Rutgers University, New Brunswick 106,544,770 60 University of Missouri, Columbia 55,659,036 61 University of Kentucky 105,092,273 61 University of New Mexico 54,239,722 62 Wayne State University 102,689,881 62 University of Virginia, Charlottesville 53,704,384 63 University of Texas. Health Science Center at Houston 101,688,198 63 State University of New York, Stony Brook 53,487,674 64 Michigan State University 100,967,246 64 Utah State University 52,797,411 65 University of Connecticut 96,507,764 65 University of Alaska, Fairbanks 52,390,100 66 Indiana University - Purdue University at Indianapolis 95,879,375 66 University of Nebraska, Lincoln 51,786,237 67 Dartmouth College 95,271,548 67 University of Kentucky 51,105,784 68 Texas A&M University, College Station 94,889,514 68 Vanderbilt University 51,056,585 69 Purdue University 92,739,428 69 University of Tennessee, Knoxville 50,970,117 70 Medical University of South Carolina 92,117,028 70 Washington State University, Pullman 50,038,009 71 University of Massachusetts, Medical School at Worcester 91,766,651 71 State University of New York, Buffalo 49,863,830 C-14 Rank Total Federal Funds Received for the Conduct of R&D Table C.9 (Detail) (continued) Rank University or College (Including Medical School) Total Federal Funds Received for the Conduct of R&D Rank University or College (Excluding Medical School) Total Federal Funds Received for the Conduct of R&D 72 University of Georgia 90,673,538 72 Case Western Reserve University 48,885,200 73 University of New Mexico 88,509,905 73 Emory University 48,692,373 74 State University of New York, Stony Brook 87,644,268 74 Oregon Health & Science University 48,631,772 75 Georgetown University 83,320,760 75 University of Chicago 47,528,773 76 George Washington University (includes Mount Vernon campus) 82,962,959 76 Wayne State University 46,677,305 77 Medical College of Wisconsin 81,926,851 77 University of Delaware 46,179,667 45,758,948 78 Carnegie Mellon University 81,445,898 78 University of Kansas, Lawrence 79 University of Texas, Health Science Center at San Antonio 81,405,984 79 Louisiana State University, Baton Rouge 44,981,609 80 University of Texas, Medical Branch-Galveston 80,894,637 80 Washington University, St Louis 44,646,153 81 Thomas Jefferson University 80,137,024 81 University of Connecticut 43,700,268 82 Princeton University 79,803,995 82 Mississippi State University 43,634,342 83 Virginia Commonwealth University 79,317,379 83 University of South Florida, Tampa 43,336,370 84 Colorado State University 78,080,076 84 University of MIami 41,160,753 85 Brown University 75,200,770 85 Brown University 39,950,693 86 State University of New York, Buffalo 74,169,652 86 University of Oregon 39,893,389 87 University of South Florida, Tampa 72,080,182 87 University of New Hampshire, Durham 37,850,530 88 University of Vermont 71,957,411 88 Florida State University 37,317,951 89 University of California, Santa Barabara 71,720,775 89 New York University 36,480,498 90 Oregon State University 69,895,307 90 University of California, Santa Cruz 36,380,261 91 Rockefeller University 69,404,849 91 University of Notre Dame 35,384,037 92 University of Missouri, Columbia 67,457,235 92 Tulane University 35,312,558 93 California Institute of Technology 63,951,569 93 University of Maryland, Baltimore County 35,169,875 94 North Carolina State University 63,026,231 94 Dartmouth College 34,497,037 95 Iowa State University 60,424,044 95 University of California, Riverside 34,486,910 34,083,874 96 Tulane University 59,745,952 96 Georgetown University 97 Arizona State University, Tempe 56,955,731 97 Montana State University, Bozeman 33,337,405 98 Indiana University, Bloomington 56,276,073 98 West Virginia University 33,031,420 University of Maryland, Baltimore 32,095,461 University of South Carolina, Columbia 31,736,743 99 100 Tufts University 56,197,903 99 University of Massachusetts, Amherst 55,792,193 100 C-15 C-16 Table C.10 (Detail) Federal Funds Provided to Medical Schools for Conduct of R&D in FY 2002, by Medical School in Rank Order a Medical School Rank Total Federal Funds Received for the Conduct of R&D 1 John Hopkins University School of Medicine 364,493,858 2 University of Pennsylvania School of Medicine 340,142,057 3 Washington University School of Medicine 315,794,675 4 University of California, San Francisco - School of Medicine 285,432,106 5 Baylor College of Medicine 272,426,074 6 University of Washington School of Medicine 250,935,417 7 Duke University School of Medicine 246,734,592 8 Yale University School of Medicine 245,736,787 9 University of California, Los Angeles - Geffen School of Medicine 219,581,899 10 University of Pittsburgh School of Medicine 217,120,867 11 University of Michigan Medical School 213,169,712 12 Stanford University School of Medicine 207,983,087 13 Columbia University College of Physicians and Surgeons 206,221,353 14 University of California, San Diego - School of Medicine 182,427,601 15 Vanderbilt University School of Medicine 172,685,765 16 University of North Carolina at Chapel Hill School of Medicine 168,763,891 17 University of Texas, Southwestern Medical Center at Dallas 162,430,979 18 University of Alabama School of Medicine 159,576,895 19 University of Colorado System Health Sciences Center 158,631,658 20 Mount Sinai School of Medicine 148,321,247 21 Mayo Medical School 148,057,109 22 Case Western Reserve University School of Medicine 146,221,297 23 Emory University School of Medicine 140,494,101 24 Harvard Medical School 139,790,964 25 Yeshiva University Albert Einstein College of Medicine 129,827,962 26 University of Chicago Pritzker School of Medicine 124,946,536 27 University of Rochester School of Medicine 120,787,707 28 University of Iowa College of Medicine 120,338,303 29 Oregon Health and Science University School of Medicine 118,142,774 116,598,707 30 University of Minnesota School of Medicine - Twin Cities 31 University of Virginia School of Medicine 113,855,400 32 University of Wisconsin School of Medicine 112,443,954 33 Cornell University - Weill Medical College 109,559,176 34 University of Southern California Keck School of Medicine 107,512,986 35 New York University School of Medicine 106,717,559 36 Wake Forest University School of Medicine 103,314,301 37 Boston University School of Medicine 97,938,833 38 University of Maryland School of Medicine 96,112,532 39 University of Utah School of Medicine 94,336,624 40 Northwestern University, Chicago - Medical Center 92,415,757 41 University of Massachusetts, Medical School at Worcester 89,185,560 42 Indiana University School of Medicine at Indianapolis 88,137,186 43 Medical University of South Carolina 85,323,004 44 University of Cinncinati College of Medicine 84,025,831 45 Medical College of Wisconsin 80,151,361 80,137,024 46 Thomas Jefferson University - Jefferson Medical College 47 University of Miami School of Medicine 78,516,005 48 University of Texas, Medical Branch-Galveston 78,144,249 49 University of Texas. Health Science Center at Houston 77,354,824 50 University of Texas, Health Science Center at San Antonio 70,927,736 51 University of Arizona College of Medicine 65,563,658 52 University of Illinois at Chicago College of Medicine 64,936,955 53 Ohio State University College of Medicine and Public Health 63,661,780 54 University of Florida Cellege of Medicine 62,635,081 55 University of California, Davis - School of Medicine 60,774,529 56 Dartmouth Medical School 60,774,511 C-17 Table C.10 (Detail) (continued) a Medical School Rank Total Federal Funds Received for the Conduct of R&D 57 UMDNJ - Robert Wood Johnson Medical School 57,610,612 58 Wayne State University School of Medicine 56,012,576 59 University of Vermont College of Medicine 55,148,661 60 University of California, Irvine - School of Medicine 54,424,609 61 University of Kentucky College of Medicine 53,986,489 62 University of Connecticut Health Center 52,807,496 63 Virginia Commonwealth University - Medical College of Virginia 52,359,055 64 Georgetown University Medical School 49,236,886 65 Rush University Medical College 46,929,666 66 UMDNJ - New Jersy Medical School 46,058,128 67 Tufts University School of Medicine 42,902,847 68 Pennsylvania State University College of Medicine 41,218,351 69 University of Arkansas - Medical Sciences 40,106,026 70 University of Tennessee System Health Science Center at Memphis 36,888,853 71 University of Kansas Medical Center 36,588,814 72 Brown University Medical School 35,250,077 73 University of New Mexico Health Science Center 34,270,183 74 State University of New York - Stony Brook Health Science Center 34,156,594 75 University of Oklahoma Health Sciences Center 32,103,443 76 Morehouse School of Medicine 29,200,036 77 Temple University School of Medicine 28,869,370 78 University of South Florida College of Medicine 28,743,812 79 University of Nebraska System Medical Center 28,145,257 80 University of Puerto Rico School of Medicine 27,693,231 81 University of Louisville School of Medicine 27,405,491 82 Medical College of Georgia 25,405,660 83 Loyola University Chicago Stritch School of Medicine 25,096,368 84 State University of New York - Health Science Center at Brooklyn 24,961,414 85 Tulane University School of Medicine 24,433,394 86 State University of New York - Buffalo School of Medicine & Biomedical Sciences 24,305,822 87 Saint Louis University School of Medicine 22,777,885 88 Meharry Medical College 21,981,183 89 Louisiana State University School of Medicine at New Orleans 20,700,295 90 New York Medical College 20,157,677 91 Charles R. Drew University of Medicine and Science 16,990,406 16,494,785 92 George Washington University School of Medicine and Health Sciences 93 Howard University College of Medicine 16,004,542 94 State University of New York - Health Science Center at Syracuse 15,970,579 95 Drexel University - Health Sciences 15,610,040 96 University of Mississippi Medical Center 14,223,773 97 Texas A&M University Health Science Center 13,922,263 98 Loma Linda University School of Medicine 13,200,505 99 University of Missouri at Columbia School of Medicine 11,798,199 100 University of Nevada School of Medicine 11,720,921 101 Medical College of Ohio 11,562,036 102 University of South Alabama College of Medicine 11,153,321 103 West Virginia University School of Medicine 10,646,187 104 Louisiana State University School of Medicine at Shreveport 10,535,566 105 University of Hawaii School of Medicine 10,418,793 106 Albany Medical College 10,113,727 107 Texas Tech University Health Sciences Center 108 University of North Dakota School of Medicine and Health Sciences 8,012,392 109 Wright State University School of Medicine 7,969,505 110 Michigan State University College of Human Medicine 7,336,003 111 University of South Dakota School of Medicine 6,877,606 112 Universidad Central del Caribe School of Medicine 6,666,018 113 Ponce School of Medicine 6,077,903 114 University of Missouri at Kansas City School of Medicine 6,059,137 8,381,658 C-18 Table C.10 (Detail) (continued) Rank a a Medical School Total Federal Funds Received for the Conduct of R&D 115 Eastern Virginia Medical School - Medical College of Hamption Roads 5,956,505 116 Finch University of Health Sciences - The Chicago Medical School 5,903,512 117 Southern Illinois University School of Medicine 4,795,209 118 East Carolina University Brody School of Medicine 3,544,209 119 Creighton University School of Medicine 3,531,708 120 University of South Carolina School of Medicine 3,248,573 121 Marshall University John C. Edwards School of Medicine 2,581,852 122 East Tennessee State University College of Medicine 2,541,027 123 University of Minnesota School of Medicine at Duluth 1,952,299 124 Northeastern Ohio Universities College of Medicine 1,380,226 125 Mercer University School of Medicine 1,324,462 126 The Uniformed Services University of the Health Sciences Osteopathic, chiropractic, and podiatry schools not included. 0 Table C.11 Top 50 Universities and Colleges, Including and Excluding Medical Schools, Provided Funds by Department of Health and Human Services in FY 2002 for Conduct of R&D Rank University or College (including Medical Schools) a Total Amount Received as Contracts Amount Received as Project Grants Amount Received in Other Ways b Rank University or College (Excluding Medical School) Johns Hopkins University University of Pennsylvania University of Washington, Seattle University of California, San Francisco Washington University, St Louis University of Michigan, Ann Arbor University of California, Los Angeles University of Pittsburgh Yale University Harvard University Duke University Columbia University University of North Carolina, Chapel Hill Baylor College of Medicine University of California, San Diego Stanford University University of Wisconsin, Madison University of Alabama, Birmingham University of Minnesota, Twin Cities Vanderbilt University Case Western Reserve University Emory University Massachusetts Institute of Technology Center 515,605,030 416,165,935 398,273,934 352,316,770 343,307,870 324,029,847 322,066,590 311,633,246 285,575,642 282,142,508 278,148,213 269,431,638 267,513,791 263,513,939 247,471,867 246,262,554 231,851,831 231,705,295 221,977,469 194,612,389 183,643,460 181,167,187 177,217,951 169,478,199 29,998,000 2,484,000 8,077,000 11,018,000 10,911,000 5,885,000 11,070,000 9,536,000 5,068,000 639,000 7,797,000 4,715,000 24,513,000 8,818,000 5,764,000 4,857,000 16,894,000 29,181,000 18,805,000 3,262,000 18,431,000 5,406,000 343,000 3,643,000 411,000,404 385,982,149 341,736,654 300,952,717 238,800,839 285,670,215 277,732,123 245,499,961 268,958,830 242,563,057 217,290,315 246,196,399 220,132,499 171,366,603 213,152,848 218,857,699 207,273,121 160,069,218 172,193,625 172,665,716 149,943,005 167,890,152 97,883,764 144,135,750 74,606,626 27,699,786 48,460,280 40,346,053 93,596,031 32,474,632 33,264,467 56,597,285 11,548,812 38,940,451 53,060,898 18,520,239 22,868,292 83,329,336 28,555,019 22,547,855 7,684,710 42,455,077 30,978,844 18,684,673 15,269,455 7,871,035 78,991,187 21,699,449 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Massachusetts Institute of Technology Johns Hopkins University University of Washington, Seattle Harvard University University of Wisconsin, Madison University of Texas, MD Anderson Cancer Center University of Michigan, Ann Arbor University of Minnesota, Twin Cities University of California, Los Angeles University of North Carolina, Chapel Hill University of California, Berkeley University of Pittsburgh University of Pennsylvania University of Alabama, Birmingham Rockefeller University University of California, San Francisco University of California, San Diego Columbia University Cornell University Vernon campus) University of California, Davis University of Illinois, Chicago Boston University University of Illinois, Urbana-Champaign 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 Cornell University Dallas Oregon Health & Science University University of Iowa University of Southern California Boston University Mount Sinai School of Medicine University of Chicago Mayo Medical School University of Rochester University of Virginia, Charlottesville Yeshiva University Northwestern University New York University University of Utah University of Maryland, Baltimore University of Texas, MD Anderson Cancer Center University of Illinois, Chicago University of California, Davis Wake Forest University University of Arizona Wooster) University of Medicine & Dentistry of New Jersey University of California, Berkeley University of MIami University of Cincinnati 161,992,047 159,416,833 153,324,716 151,683,298 151,004,732 144,173,946 142,508,058 141,485,963 138,679,631 135,708,763 134,609,726 133,596,421 130,711,056 126,011,089 122,822,897 121,201,844 115,976,285 111,329,981 110,970,663 106,737,406 103,146,229 101,589,975 98,222,658 95,969,058 94,769,904 92,749,535 6,454,000 10,996,000 0 2,383,000 4,185,000 2,333,000 2,805,000 1,317,000 1,416,000 4,039,000 0 2,189,000 3,312,000 461,000 9,903,000 10,764,000 7,712,000 1,048,000 2,238,000 10,434,000 2,224,000 1,884,000 6,283,000 983,000 3,131,000 4,555,000 149,439,622 123,419,241 140,513,748 144,793,735 132,288,878 137,303,188 134,131,828 119,078,387 118,663,393 122,658,354 120,302,304 129,408,298 113,659,435 115,820,827 102,080,603 99,738,771 87,321,142 102,308,346 97,238,532 80,219,652 89,664,196 88,250,026 81,046,784 93,891,842 77,824,907 75,398,824 6,098,425 25,001,592 12,810,968 4,506,563 14,530,854 4,537,758 5,571,230 21,090,576 18,600,238 9,011,409 14,307,422 1,999,123 13,739,621 9,729,262 10,839,294 10,699,073 20,943,143 7,973,635 11,494,131 16,083,754 11,258,033 11,455,949 10,892,874 1,094,216 13,813,997 12,795,711 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 Rutgers University, New Brunswick University of Southern California University of Texas, Austin Emory University Yale University University of Georgia Pennsylvania State University, University Park Northwestern University Stanford University Wooster) University of California, Irvine Duke University University of Arizona Case Western Reserve University University of Colorado, Boulder Princeton University University of Hawaii, Manoa Oregon Health & Science University Colorado State University University of Iowa California Institute of Technology Indiana University, Bloomington University of Utah Washington University, St Louis Purdue University University of Florida a Where a medical school was located in the same city as a sister campus of the same institution, the R&D funding received from HHS by both has been combined. b Includes cooperative agreements (not CRADAs) and/or formula grants. Total Amount Received as Project Grants Amount Received in Other Ways b 177,217,951 160,469,085 147,338,517 142,825,488 119,407,877 115,976,285 110,860,135 105,378,762 102,484,691 98,749,900 95,969,058 95,002,379 76,023,878 72,128,400 67,974,682 66,884,664 65,044,266 64,137,292 55,359,220 54,208,088 50,196,134 46,396,064 46,265,113 44,087,100 343,000 26,576,000 8,077,000 639,000 16,719,000 7,712,000 5,885,000 18,805,000 11,070,000 24,513,000 983,000 9,536,000 2,484,000 29,181,000 2,053,000 10,484,000 3,578,000 2,154,000 4,171,000 6,917,000 2,238,000 1,048,000 2,333,000 0 97,883,764 102,151,640 125,787,258 119,906,557 101,460,362 87,321,142 85,183,723 63,457,984 84,319,572 67,997,719 93,891,842 58,194,763 71,274,325 31,980,285 64,360,517 51,620,949 60,761,967 53,977,974 50,862,746 2,117,375 43,577,500 42,454,888 42,088,888 44,087,100 78,991,187 31,741,445 13,474,259 22,279,931 1,228,515 20,943,143 19,791,412 23,115,778 7,095,119 6,239,181 1,094,216 27,271,616 2,265,553 10,967,115 1,561,165 4,779,715 704,299 8,005,318 325,474 45,173,713 4,380,634 2,893,176 1,843,225 0 43,808,976 43,491,746 41,535,413 40,999,255 39,838,855 39,524,344 39,312,921 38,344,780 38,279,467 38,189,195 37,979,875 37,739,329 37,582,571 37,422,163 36,831,277 36,169,890 35,789,630 35,181,942 33,073,261 31,799,995 30,659,744 29,585,770 29,290,273 28,915,321 28,651,590 28,488,894 459,000 4,185,000 0 2,223,000 5,068,000 1,051,000 356,000 1,744,000 4,857,000 1,884,000 1,682,000 3,532,000 469,000 18,431,000 0 0 3,046,000 0 2,629,000 2,028,000 0 3,960,000 297,000 10,140,000 0 1,616,000 43,349,976 39,306,746 37,777,783 36,720,891 34,283,627 38,065,051 38,602,043 30,736,303 33,422,467 30,899,821 35,424,257 33,640,977 36,068,152 18,991,163 36,831,277 35,169,890 28,572,655 31,113,560 30,110,485 29,771,995 30,659,744 25,150,770 28,192,882 18,775,321 28,219,909 26,872,894 0 0 3,757,630 2,055,364 487,228 408,293 354,878 5,864,477 0 5,405,374 873,618 566,352 1,045,419 0 0 1,000,000 4,170,975 4,068,382 333,776 0 0 475,000 800,391 0 431,681 0 C-19 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Amount Received as Contracts C-20 Table C.12 Top 50 Universities and Colleges, Including and Excluding Medical Schools, Provided Funds by National Science Foundation in FY 2002 for Conduct of R&D Rank a University or College (including Medical Schools) 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 University of Illinois, Urbana-Champaign University of California, San Diego University of Washington, Seattle Massachusetts Institute of Technology University of California, Berkeley University of Michigan, Ann Arbor University of Wisconsin, Madison Cornell University Pennsylvania State University, University Park University of Minnesota, Twin Cities University of California, Los Angeles Georgia Institute of Technology University of Arizona Michigan State University University of California, Davis University of California, Santa Barabara University of Colorado, Boulder Rutgers University, New Brunswick University of Maryland, College Park University of Florida Wooster) Purdue University University of Texas, Austin Carnegie Mellon University 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 Columbia University Texas A&M University, College Station Arizona State University, Tempe State University of New York, Stony Brook Stanford University Virginia Polytechnic Institute and State University Johns Hopkins University Oregon State University University of California, Irvine University of Massachusetts, Amherst Indiana University, Bloomington University of Southern California University of Hawaii, Manoa University of North Carolina, Chapel Hill University of Utah North Carolina State University University of Virginia, Charlottesville University of Georgia University of Illinois, Chicago University of Chicago California Institute of Technology State University of New York, Buffalo Harvard University Colorado State University University of Pennsylvania Iowa State University Total Amount Received as Contracts Amount Received as Project Grants Amount Received in Other Waysb Rank University or College (Excluding Medical School) 106,771,291 102,460,226 61,182,270 59,299,086 57,194,835 50,664,476 48,564,925 45,774,327 41,899,039 40,512,955 40,358,084 38,536,474 38,447,826 37,407,057 35,437,164 35,177,037 35,052,010 34,830,485 33,809,858 30,329,606 29,078,130 28,915,272 28,758,223 27,802,715 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 53,239,942 43,230,651 51,952,584 41,812,237 52,894,524 40,539,831 44,993,387 30,050,132 40,079,039 29,159,113 32,600,687 33,260,130 30,970,748 21,161,692 31,211,592 28,136,913 33,927,288 27,953,306 31,909,858 26,697,106 26,928,130 27,302,319 28,486,001 25,348,220 53,531,349 59,229,575 9,229,686 17,486,849 4,300,311 10,124,645 3,571,538 15,724,195 1,820,000 11,353,842 7,757,397 5,276,344 7,477,078 16,245,365 4,225,572 7,040,124 1,124,722 6,877,179 1,900,000 3,632,500 2,150,000 1,612,953 272,222 2,454,495 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 University of Illinois, Urbana-Champaign University of California, San Diego University of Washington, Seattle Massachusetts Institute of Technology University of California, Berkeley University of Michigan, Ann Arbor University of Wisconsin, Madison Cornell University Pennsylvania State University, University Park University of Minnesota, Twin Cities University of California, Los Angeles Georgia Institute of Technology University of Arizona Michigan State University University of California, Davis University of California, Santa Barabara University of Colorado, Boulder Rutgers University, New Brunswick University of Maryland, College Park University of Florida Wooster) Purdue University University of Texas, Austin Carnegie Mellon University 24,857,573 23,067,406 22,953,376 22,259,078 22,176,676 21,796,161 21,775,658 21,456,852 21,083,209 20,570,118 20,280,947 19,324,910 18,824,098 18,661,872 18,519,447 17,833,415 17,490,584 16,777,037 16,691,261 16,649,673 15,892,232 15,734,224 15,660,538 15,650,486 14,675,138 14,119,226 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 18,725,440 17,341,826 22,938,876 18,932,077 17,982,049 15,449,018 13,727,764 17,942,987 21,083,209 18,647,118 18,499,988 13,912,204 13,781,544 15,274,116 18,021,361 16,077,063 16,490,584 16,463,599 16,691,261 11,452,130 13,992,232 11,168,319 11,665,538 15,015,996 12,107,138 13,386,290 6,132,133 5,725,580 14,500 3,327,001 4,194,627 6,347,143 8,047,894 3,513,865 0 1,923,000 1,780,959 5,412,706 5,042,554 3,387,756 498,086 1,756,352 1,000,000 313,438 0 5,197,543 1,900,000 4,565,905 3,995,000 634,490 2,568,000 732,936 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 Columbia University Texas A&M University, College Station Arizona State University, Tempe State University of New York, Stony Brook Stanford University Virginia Polytechnic Institute and State University Johns Hopkins University Oregon State University University of California, Irvine University of Massachusetts, Amherst Indiana University, Bloomington University of Southern California University of Hawaii, Manoa University of North Carolina, Chapel Hill University of Utah North Carolina State University University of Virginia, Charlottesville University of Georgia University of Illinois, Chicago University of Chicago California Institute of Technology State University of New York, Buffalo Harvard University Colorado State University University of Pennsylvania Iowa State University a Where a medical school was located in the same city as a sister campus of the same institution, the R&D funding received from NSF by both has been combined. b Includes cooperative agreements (not CRADAs) and/or formula grants. Total Amount Received as Contracts Amount Received as Project Grants Amount Received in Other Waysb 106,771,291 102,460,226 61,182,270 59,299,086 57,194,835 50,664,476 48,564,925 45,644,626 41,899,039 40,512,955 40,358,084 38,536,474 38,447,826 37,407,057 35,437,164 35,177,037 35,052,010 34,830,485 33,809,858 30,329,606 29,078,130 28,915,272 28,758,223 27,802,715 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 53,239,942 43,230,651 51,952,584 41,812,237 52,894,524 40,539,831 44,993,387 29,920,431 40,079,039 29,159,113 32,600,687 33,260,130 30,970,748 21,161,692 31,211,592 28,136,913 33,927,288 27,953,306 31,909,858 26,697,106 26,928,130 27,302,319 28,486,001 25,348,220 53,531,349 59,229,575 9,229,686 17,486,849 4,300,311 10,124,645 3,571,538 15,724,195 1,820,000 11,353,842 7,757,397 5,276,344 7,477,078 16,245,365 4,225,572 7,040,124 1,124,722 6,877,179 1,900,000 3,632,500 2,150,000 1,612,953 272,222 2,454,495 24,857,573 23,067,406 22,953,376 22,259,078 22,176,676 21,796,161 21,775,658 21,456,852 21,083,209 20,570,118 20,280,947 19,324,910 18,824,098 18,661,872 18,519,447 17,833,415 17,490,584 16,777,037 16,688,223 16,649,673 15,892,232 15,734,224 15,660,538 15,650,486 14,675,138 14,119,226 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 18,725,440 17,341,826 22,938,876 18,932,077 17,982,049 15,449,018 13,727,764 17,942,987 21,083,209 18,647,118 18,499,988 13,912,204 13,781,544 15,274,116 18,021,361 16,077,063 16,490,584 16,463,599 16,688,223 11,452,130 13,992,232 11,168,319 11,665,538 15,015,996 12,107,138 13,386,290 6,132,133 5,725,580 14,500 3,327,001 4,194,627 6,347,143 8,047,894 3,513,865 0 1,923,000 1,780,959 5,412,706 5,042,554 3,387,756 498,086 1,756,352 1,000,000 313,438 0 5,197,543 1,900,000 4,565,905 3,995,000 634,490 2,568,000 732,936 Table C.13 Top 50 Universities and Colleges, Including and Excluding Medical Schools, Provided Funds by Department of Defense in FY 2002 for Conduct of R&D Rank University or College (including Medical Schools)a Johns Hopkins University Pennsylvania State University, University Park Massachusetts Institute of Technology University of Southern California University of Texas, Austin Stanford University Georgia Institute of Technology Carnegie Mellon University University of California, Los Angeles Duke University University of California, Berkeley University of Dayton University of Texas, MD Anderson Cancer Center University of Wisconsin, Madison Cornell University University of Hawaii, Manoa University of Pennsylvania University of South Florida, Tampa University of Washington, Seattle University of Michigan, Ann Arbor Illinois Institute of Technology University of New Mexico University of Illinois, Urbana-Champaign Brown University 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 Mississippi State University University of Maryland, College Park Utah State University Wooster) University of California, San Diego Princeton University University of Mississippi University of Nebraska, Lincoln University of California, Santa Barabara University of Arizona University of Central Florida Arizona State University, Tempe Vanderbilt University University of Pittsburgh Georgetown University Northwestern University Mayo Medical School Wayne State University University of California, Davis New Mexico Institute of Mining and Technology University of California, Irvine Purdue University University of Colorado, Boulder Virginia Polytechnic Institute and State University University of Alabama, Birmingham University of Minnesota, Twin Cities Amount Received as Project Grants Amount Received in Other Ways b Rank University or College (Excluding Medical School) 240,151,144 83,799,937 45,873,567 41,761,332 41,700,196 33,468,510 32,779,994 25,645,490 24,274,537 23,138,551 22,108,034 21,906,000 20,625,395 20,363,578 18,460,504 18,264,230 18,015,563 17,861,645 17,040,201 16,516,418 15,920,884 15,200,998 14,140,486 13,705,884 222,869,000 77,878,000 9,354,000 10,357,000 38,587,000 4,917,000 21,446,000 7,467,000 4,400,000 5,477,000 7,613,000 21,906,000 0 1,133,000 446,000 17,849,000 1,290,000 15,380,000 10,418,000 1,664,000 15,520,000 1,904,000 3,521,000 2,381,000 12,541,606 5,626,465 19,532,431 19,446,495 2,563,196 17,465,799 10,521,144 8,579,799 14,706,153 16,061,551 11,746,832 0 20,625,395 11,232,250 14,962,050 410,762 12,366,581 2,481,645 5,622,201 11,375,752 400,884 12,996,998 8,831,918 11,050,884 4,740,538 295,472 16,987,136 11,957,837 550,000 11,085,711 812,850 9,598,691 5,168,384 1,600,000 2,748,202 0 0 7,998,328 3,052,454 4,468 4,358,982 0 1,000,000 3,476,666 0 300,000 1,787,568 274,000 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Johns Hopkins University Pennsylvania State University, University Park Massachusetts Institute of Technology University of Southern California University of Texas, Austin Stanford University Georgia Institute of Technology Carnegie Mellon University University of California, Los Angeles University of California, Berkeley University of Dayton University of Texas, MD Anderson Cancer Center University of Wisconsin, Madison University of Hawaii, Manoa University of Pennsylvania University of South Florida, Tampa Duke University University of Washington, Seattle University of Michigan, Ann Arbor Illinois Institute of Technology Cornell University University of New Mexico University of Illinois, Urbana-Champaign Brown University 13,399,000 12,870,111 12,437,499 12,080,698 12,043,677 11,942,494 11,920,994 11,588,666 11,141,755 11,050,907 10,814,800 10,002,372 9,974,646 9,950,660 9,879,622 9,485,984 9,012,587 8,992,488 8,451,061 8,393,000 8,342,890 8,288,100 8,067,218 7,506,850 7,501,120 7,382,780 13,399,000 2,582,000 12,072,000 1,618,000 2,436,000 250,000 4,860,000 96,000 579,000 1,613,000 8,792,000 955,000 3,825,000 606,000 252,000 4,759,000 5,690,000 0 2,207,000 638,000 2,602,000 1,488,000 687,000 4,217,000 2,513,000 714,000 0 4,257,769 54,843 9,008,698 9,187,557 9,502,994 260,994 11,492,666 7,204,355 8,651,682 2,022,800 2,180,714 2,653,430 9,344,660 8,525,693 3,616,912 3,322,587 8,992,488 5,680,363 0 4,620,890 5,468,449 5,843,879 1,989,850 4,631,120 6,668,780 0 6,030,342 310,656 1,454,000 420,120 2,189,500 6,800,000 0 3,358,400 786,225 0 6,866,658 3,496,216 0 1,101,929 1,110,072 0 0 563,698 7,755,000 1,120,000 1,331,651 1,536,339 1,300,000 357,000 0 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 Mississippi State University University of Maryland, College Park Utah State University Wooster) University of California, San Diego Princeton University University of Mississippi University of Nebraska, Lincoln University of California, Santa Barabara University of Arizona University of Central Florida Arizona State University, Tempe University of Pittsburgh Georgetown University Northwestern University Wayne State University Vanderbilt University University of California, Davis New Mexico Institute of Mining and Technology University of California, Irvine Purdue University University of Colorado, Boulder Virginia Polytechnic Institute and State University University of Alabama, Birmingham University of Minnesota, Twin Cities Rutgers University, New Brunswick a Where a medical school was located in the same city as a sister campus of the same institution, the R&D funding received from DOD by both has been combined. b Includes cooperative agreements (not CRADAs) and/or formula grants. Total Amount Received as Contracts Amount Received as Project Grants Amount Received in Other Waysb 239,451,144 83,799,937 45,873,567 41,761,332 41,700,196 33,468,510 32,779,994 25,645,490 24,274,537 22,108,034 21,906,000 20,625,395 20,363,578 18,264,230 18,015,563 17,861,645 17,661,551 17,040,201 16,516,418 15,920,884 15,663,856 15,200,998 14,140,486 13,705,884 222,869,000 77,878,000 9,354,000 10,357,000 38,587,000 4,917,000 21,446,000 7,467,000 4,400,000 7,613,000 21,906,000 0 1,133,000 17,849,000 1,290,000 15,380,000 0 10,418,000 1,664,000 15,520,000 446,000 1,904,000 3,521,000 2,381,000 11,841,606 5,626,465 19,532,431 19,446,495 2,563,196 17,465,799 10,521,144 8,579,799 14,706,153 11,746,832 0 20,625,395 11,232,250 410,762 12,366,581 2,481,645 16,061,551 5,622,201 11,375,752 400,884 12,165,402 12,996,998 8,831,918 11,050,884 4,740,538 295,472 16,987,136 11,957,837 550,000 11,085,711 812,850 9,598,691 5,168,384 2,748,202 0 0 7,998,328 4,468 4,358,982 0 1,600,000 1,000,000 3,476,666 0 3,052,454 300,000 1,787,568 274,000 13,399,000 12,870,111 12,437,499 12,080,698 12,043,677 11,942,494 11,920,994 11,588,666 11,141,755 11,050,907 10,814,800 10,002,372 9,950,660 9,627,622 9,485,984 8,992,488 8,914,646 8,451,061 8,393,000 8,342,890 8,288,100 8,067,218 7,506,850 7,501,120 7,382,780 6,907,048 13,399,000 2,582,000 12,072,000 1,618,000 2,436,000 250,000 4,860,000 96,000 579,000 1,613,000 8,792,000 955,000 606,000 0 4,759,000 0 2,765,000 2,207,000 638,000 2,602,000 1,488,000 687,000 4,217,000 2,513,000 714,000 3,814,000 0 4,257,769 54,843 9,008,698 9,187,557 9,502,994 260,994 11,492,666 7,204,355 8,651,682 2,022,800 2,180,714 9,344,660 8,525,693 3,616,912 8,992,488 2,653,430 5,680,363 0 4,620,890 5,468,449 5,843,879 1,989,850 4,631,120 6,668,780 3,093,048 0 6,030,342 310,656 1,454,000 420,120 2,189,500 6,800,000 0 3,358,400 786,225 0 6,866,658 0 1,101,929 1,110,072 0 3,496,216 563,698 7,755,000 1,120,000 1,331,651 1,536,339 1,300,000 357,000 0 0 C-21 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Total Amount Received as Contracts Top 50 Universities and Colleges, Including and Excluding Medical Schools, Provided Funds by National Aeronautics and Space Administration in FY 2002 for Conduct of R&D Rank University or College (including Medical Schools)a 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Johns Hopkins University Stanford University University of Colorado, Boulder University of Maryland, College Park University of California, Berkeley Utah State University Massachusetts Institute of Technology Pennsylvania State University, University Park University of Maryland, Baltimore County University of Alabama, Huntsville University of Arizona University of California, Los Angeles University of Alaska, Fairbanks University of Hawaii, Manoa University of Hawaii, Hilo University of California, San Diego Columbia University Georgia Institute of Technology University of Florida Oklahoma State University Wheeling Jesuit University University of Texas, Austin University of Michigan, Ann Arbor University of Wisconsin, Madison 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 University of Alabama, Birmingham California State University, San Jose University of Washington, Seattle University of New Hampshire, Durham Harvard University Texas A&M University, College Station Princeton University George Mason University University of Central Florida Cornell University University of California, Irvine Hampton University Purdue University University of MIami University of Missouri, Columbia University of Illinois, Urbana-Champaign Oregon State University Old Dominion University University of California, Santa Barabara University of Iowa University of Mississippi Colorado State University Boston University Loma Linda University University of Idaho University of Montana, Missoula Total Amount Received as Contracts Amount Received as Project Grants Amount Received in Other Waysb Rank University or College (Excluding Medical School) 167,317,018 64,623,478 48,332,827 41,632,482 25,098,287 22,638,920 22,598,409 20,339,694 19,422,924 18,780,899 15,722,001 14,211,578 13,248,557 12,514,251 12,061,991 12,021,371 11,751,624 11,626,196 11,301,524 11,201,773 10,931,591 10,493,085 10,318,663 9,913,035 152,182,000 51,555,000 29,047,000 18,772,000 5,895,000 19,910,000 8,756,000 10,790,000 687,000 912,000 3,310,000 3,916,000 11,535,000 3,159,000 0 4,287,000 4,329,000 3,083,000 127,000 0 0 4,235,000 1,366,000 2,257,000 14,666,878 9,500,612 16,797,685 14,467,995 17,084,830 2,253,579 10,534,434 7,111,161 4,547,312 3,871,368 11,790,252 6,780,917 1,713,557 5,744,903 12,061,991 6,542,474 4,128,016 5,158,700 9,728,651 395,253 631,969 6,111,447 7,713,176 5,538,874 468,140 3,567,866 2,488,142 8,392,487 2,118,457 475,341 3,307,975 2,438,533 14,188,612 13,997,531 621,749 3,514,661 0 3,610,348 0 1,191,897 3,294,608 3,384,496 1,445,873 10,806,520 10,299,622 146,638 1,239,487 2,117,161 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Johns Hopkins University Stanford University University of Colorado, Boulder University of Maryland, College Park University of California, Berkeley Utah State University Massachusetts Institute of Technology Pennsylvania State University, University Park University of Maryland, Baltimore County University of Alabama, Huntsville University of Arizona University of California, Los Angeles University of Alaska, Fairbanks University of Hawaii, Manoa University of Hawaii, Hilo University of California, San Diego Columbia University Georgia Institute of Technology University of Florida Oklahoma State University Wheeling Jesuit University University of Texas, Austin University of Michigan, Ann Arbor University of Wisconsin, Madison 8,986,081 8,868,433 8,769,875 8,753,025 8,273,789 7,972,857 7,183,145 7,017,972 7,013,837 6,928,038 6,894,111 6,767,340 6,352,556 6,068,888 6,013,693 5,977,500 5,942,648 5,870,261 5,552,240 5,496,691 5,406,236 5,192,068 5,125,908 5,043,311 5,035,901 4,856,211 2,185,000 50,000 949,000 2,179,000 1,029,000 111,000 230,000 0 0 1,013,000 3,580,000 1,352,000 0 3,372,000 0 632,000 3,186,000 345,000 1,396,000 0 0 1,321,000 1,119,000 0 0 432,000 516,531 1,007,772 7,088,457 5,051,434 5,506,754 2,461,408 4,934,148 2,066,124 6,990,837 5,187,750 2,229,638 2,073,982 6,248,617 2,621,330 6,013,693 4,064,486 2,756,648 1,693,033 3,433,027 4,977,493 5,406,236 3,220,005 3,404,696 54,311 4,517,034 4,424,211 6,284,550 7,810,661 732,418 1,522,591 1,738,035 5,400,449 2,018,997 4,951,848 23,000 727,288 1,084,473 3,341,358 103,939 75,558 0 1,281,014 0 3,832,228 723,213 519,198 0 651,063 602,212 4,989,000 518,867 0 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 University of Alabama, Birmingham California State University, San Jose University of Washington, Seattle University of New Hampshire, Durham Harvard University Texas A&M University, College Station Princeton University George Mason University University of Central Florida Cornell University University of California, Irvine Hampton University Purdue University University of Missouri, Columbia University of Illinois, Urbana-Champaign Oregon State University Old Dominion University University of California, Santa Barabara University of Iowa University of Mississippi Colorado State University Boston University Loma Linda University University of Idaho University of Montana, Missoula University of New Mexico a Where a medical school was located in the same city as a sister campus of the same institution, the R&D funding received from NASA by both has been combined. b Includes cooperative agreements (not CRADAs) and/or formula grants. Total Amount Received as Contracts Amount Received as Project Grants Amount Received in Other Waysb 160,388,018 64,623,478 48,332,827 41,632,482 25,098,287 22,638,920 22,598,409 20,339,694 19,422,924 18,780,899 15,722,001 14,211,578 13,248,557 12,514,251 12,061,991 12,021,371 11,751,624 11,626,196 11,301,524 11,201,773 10,931,591 10,493,085 10,318,663 9,913,035 145,253,000 51,555,000 29,047,000 18,772,000 5,895,000 19,910,000 8,756,000 10,790,000 687,000 912,000 3,310,000 3,916,000 11,535,000 3,159,000 0 4,287,000 4,329,000 3,083,000 127,000 0 0 4,235,000 1,366,000 2,257,000 14,666,878 9,500,612 16,797,685 14,467,995 17,084,830 2,253,579 10,534,434 7,111,161 4,547,312 3,871,368 11,790,252 6,780,917 1,713,557 5,744,903 12,061,991 6,542,474 4,128,016 5,158,700 9,728,651 395,253 631,969 6,111,447 7,713,176 5,538,874 468,140 3,567,866 2,488,142 8,392,487 2,118,457 475,341 3,307,975 2,438,533 14,188,612 13,997,531 621,749 3,514,661 0 3,610,348 0 1,191,897 3,294,608 3,384,496 1,445,873 10,806,520 10,299,622 146,638 1,239,487 2,117,161 8,986,081 8,868,433 8,769,875 8,753,025 8,273,789 7,972,857 7,183,145 7,017,972 7,013,837 6,928,038 6,894,111 6,767,340 6,352,556 6,013,693 5,977,500 5,942,648 5,870,261 5,552,240 5,496,691 5,406,236 5,192,068 5,125,908 5,043,311 5,035,901 4,856,211 4,853,843 2,185,000 50,000 949,000 2,179,000 1,029,000 111,000 230,000 0 0 1,013,000 3,580,000 1,352,000 0 0 632,000 3,186,000 345,000 1,396,000 0 0 1,321,000 1,119,000 0 0 432,000 199,000 516,531 1,007,772 7,088,457 5,051,434 5,506,754 2,461,408 4,934,148 2,066,124 6,990,837 5,187,750 2,229,638 2,073,982 6,248,617 6,013,693 4,064,486 2,756,648 1,693,033 3,433,027 4,977,493 5,406,236 3,220,005 3,404,696 54,311 4,517,034 4,424,211 3,772,276 6,284,550 7,810,661 732,418 1,522,591 1,738,035 5,400,449 2,018,997 4,951,848 23,000 727,288 1,084,473 3,341,358 103,939 0 1,281,014 0 3,832,228 723,213 519,198 0 651,063 602,212 4,989,000 518,867 0 882,567 C-22 Table C.14 Table C.15 Top 50 Universities and Colleges, Including and Excluding Medical Schools, Provided Funds by Department of Energy in FY 2002 for Conduct of R&D Rank 1 2 3 4 5 6 7 8 9 a b a California State University, Los Angeles University of Illinois, Urbana-Champaign University of Nevada, Las Vegas University of Georgia University of Texas, Austin Stanford University California Institute of Technology University of Washington, Seattle University of California, Davis University of Michigan, Ann Arbor West Virginia University University of California, San Diego Pennsylvania State University, University Parkc Harvard University Yale University Columbia University University of Minnesota, Twin Cities Texas A&M University, College Station University of Maryland, College Park University of South Alabama Michigan State University Duke University University of Notre Dame Princeton University Ohio State University, Columbus (includes AES at Wooster) University of Florida Medical University of South Carolina Washington State University, Pullman Florida International University University of Utah Purdue University Carnegie Mellon University University of Pennsylvania University of Nevada, Reno University of Alabama, Birmingham Florida State University University of Massachusetts, Amherst Mississippi State Universityd Virginia Polytechnic Institute and State University University of Colorado, Boulder Cornell University University of California, Irvine Kansas State University University of North Dakota University of Tennessee, Knoxville Northwestern University University of California, Santa Barbara Total 59,969,548 38,913,970 25,435,488 20,150,877 16,361,860 15,661,697 15,613,806 15,547,726 14,842,566 14,659,836 14,207,754 13,942,364 12,418,490 12,032,304 11,735,021 11,086,033 10,638,459 10,105,139 9,999,769 9,778,987 9,642,186 8,851,936 8,380,000 8,328,608 8,186,700 8,156,772 8,090,942 7,969,864 7,747,133 7,447,885 7,443,920 7,069,282 6,880,953 6,856,952 6,824,968 6,807,287 6,786,570 6,777,102 6,770,339 6,751,929 6,553,853 6,236,987 6,212,577 6,193,602 5,969,388 5,929,505 5,918,140 5,485,984 5,339,210 5,143,433 250,000 0 0 0 0 0 0 485,000 474,000 0 0 0 0 121,000 0 0 0 0 0 0 0 0 0 0 0 3,670,000 0 0 111,000 0 0 0 318,000 0 265,000 0 4,740,000 0 0 0 0 442,000 0 0 0 0 0 0 0 0 13,936,365 4,090,970 22,990,742 14,416,777 15,694,782 7,034,400 4,088,274 9,882,953 7,492,485 13,720,304 13,651,586 5,130,364 11,285,012 7,803,429 10,008,213 7,484,447 6,168,667 10,105,139 9,653,756 8,932,425 8,037,577 8,851,936 8,380,000 8,168,608 8,186,700 4,486,772 7,630,825 6,772,825 7,406,233 1,447,885 7,244,458 7,069,282 4,258,387 6,681,952 3,673,174 6,807,287 1,906,418 2,497,928 2,555,339 6,457,572 1,052,895 1,886,236 5,831,577 6,165,602 5,370,786 4,921,505 96,940 4,080,441 5,189,210 4,365,991 Amount Received in Other Ways b 45,783,183 34,823,000 2,444,746 5,734,100 667,078 8,627,297 11,525,532 5,179,773 6,876,081 939,532 556,168 8,812,000 1,133,478 4,107,875 1,726,808 3,619,586 4,469,792 0 346,013 846,562 1,604,609 0 0 160,000 0 0 460,117 1,197,039 229,900 6,000,000 199,462 0 2,304,566 175,000 2,886,794 0 140,152 4,279,174 4,215,000 294,357 5,503,958 3,908,751 381,000 28,000 598,602 1,008,000 5,821,200 1,405,543 150,000 777,442 Rank 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 University or College (Excluding Medical School) Massachusetts Institute of Technology University of Rochester University of Wisconsin, Madison California State University, Los Angeles University of Illinois, Urbana-Champaign University of Nevada, Las Vegas University of Georgia University of Texas, Austin Stanford University California Institute of Technology University of Washington, Seattle University of California, Davis University of Michigan, Ann Arbor West Virginia University University of California, San Diego Pennsylvania State University, University Parkc Harvard University Yale University Columbia University University of Minnesota, Twin Cities Texas A&M University, College Station University of Maryland, College Park University of South Alabama Michigan State University University of Notre Dame Princeton University Ohio State University, Columbus (includes AES at Wooster) University of Florida Washington State University, Pullman Duke University Florida International University Purdue University Carnegie Mellon University University of Pennsylvania University of Utah University of Nevada, Reno University of Alabama, Birmingham Florida State University University of Massachusetts, Amherst Kansas State University Virginia Polytechnic Institute and State University University of Colorado, Boulder Cornell University University of California, Irvine Kansas State University University of North Dakota University of Tennessee, Knoxville Northwestern University University of California, Santa Barabara University of California, Berkeley Where a medical school was located in the same city as a sister campus of the same institution, the R&D funding received from DOE by both has been combined. Includes cooperative agreements (not CRADAs) and/or formula grants. c Actual amount for Contracts is a "de-obligation" of $18,000, which is reflected in the total. d Actual amount for Contracts is a "de-obligation" of $3,000, which is reflected in the total. Total 59,969,548 38,913,970 25,435,488 20,150,877 16,361,860 15,661,697 15,613,806 15,547,726 14,842,566 14,659,836 14,207,754 13,942,364 12,418,490 12,032,304 11,735,021 11,086,033 10,164,515 10,105,139 9,999,769 9,778,987 9,642,186 8,851,936 8,380,000 8,328,608 8,156,772 8,090,942 7,969,864 7,747,133 7,443,920 7,337,992 7,069,282 6,856,952 6,824,968 6,807,287 6,796,953 6,786,570 6,777,102 6,770,339 6,751,929 6,553,853 6,236,987 6,212,577 6,193,602 5,969,388 5,929,505 5,918,140 5,485,984 5,289,729 5,143,433 5,056,022 Amount Amount Received as Received as Project Contracts Grants 250,000 0 0 0 0 0 0 485,000 474,000 0 0 0 0 121,000 0 0 0 0 0 0 0 0 0 0 3,670,000 0 0 111,000 0 0 0 0 265,000 0 234,000 4,740,000 0 0 0 0 442,000 0 0 0 0 0 0 0 0 0 13,936,365 4,090,970 22,990,742 14,416,777 15,694,782 7,034,400 4,088,274 9,882,953 7,492,485 13,720,304 13,651,586 5,130,364 11,285,012 7,803,429 10,008,213 7,484,447 5,694,723 10,105,139 9,653,756 8,932,425 8,037,577 8,851,936 8,380,000 8,168,608 4,486,772 7,630,825 6,772,825 7,406,233 7,244,458 7,337,992 7,069,282 6,681,952 3,673,174 6,807,287 4,258,387 1,906,418 2,497,928 2,555,339 6,457,572 1,052,895 1,886,236 5,831,577 6,165,602 5,370,786 4,921,505 96,940 4,080,441 5,139,729 4,365,991 4,856,654 Amount Received in Other Ways b 45,783,183 34,823,000 2,444,746 5,734,100 667,078 8,627,297 11,525,532 5,179,773 6,876,081 939,532 556,168 8,812,000 1,133,478 4,107,875 1,726,808 3,619,586 4,469,792 0 346,013 846,562 1,604,609 0 0 160,000 0 460,117 1,197,039 229,900 199,462 0 0 175,000 2,886,794 0 2,304,566 140,152 4,279,174 4,215,000 294,357 5,503,958 3,908,751 381,000 28,000 598,602 1,008,000 5,821,200 1,405,543 150,000 777,442 199,368 C-23 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 University or College (including Medical Schools) Massachusetts Institute of Technology University of Rochester University of Wisconsin, Madison Amount Amount Received as Received as Project Contracts Grants C-24 Table C.16 Top 50 Universities and Colleges, Including and Excluding Medical Schools, Provided Funds by Department of Agriculture in FY 2002 for Conduct of R&D Rank University or College (including Medical Schools) 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Iowa State University Michigan State University Cornell University Pennsylvania State University, University Park Texas A&M University, College Station University of Georgia North Carolina State University University of Minnesota, Twin Cities University of Wisconsin, Madison Wooster) University of Florida University of California, Davis University of Illinois, Urbana-Champaign Mississippi State University University of California, Berkeley University of Nebraska, Lincoln Washington State University, Pullman North Dakota State University Virginia Polytechnic Institute and State University University of Missouri, Columbia Purdue University Oregon State University Auburn University University of Kentucky 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 Colorado State University University of Arkansas, Fayetteville Rutgers University, New Brunswick Kansas State University Louisiana State University, Baton Rouge Utah State University University of Tennessee, Knoxville Montana State University, Bozeman University of Maryland, College Park Oklahoma State University Clemson University University of Idaho University of Arizona University of Vermont South Dakota State University West Virginia University University of Massachusetts, Amherst University of Hawaii, Manoa University of Connecticut University of Alaska, Fairbanks University of Puerto Rico, Rio Piedras University of California, Riverside Texas A&M University, Prairie View A&M New Mexico State University, Las Cruces University of Maine, Bangor North Carolina Agricultural & Technical State University a Total Amount Amount Received as Received as Project Contracts Grants Amount Received in Other Ways b Rank University or College (Excluding Medical School) 18,908,907 17,199,944 15,857,204 15,670,442 15,659,506 15,070,709 14,831,037 14,120,068 13,860,128 13,052,406 12,709,496 12,478,066 11,658,821 11,091,656 11,030,821 10,657,214 10,412,478 10,185,102 9,815,496 9,671,468 9,485,863 9,317,797 9,196,982 8,567,051 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 12,449,533 11,774,890 9,991,493 8,978,375 8,408,129 5,532,056 6,031,975 8,141,688 7,486,326 6,855,538 8,644,442 11,538,318 5,860,235 6,389,329 4,812,675 4,347,211 6,463,416 7,681,995 4,682,570 4,255,721 3,368,272 5,668,753 4,111,936 2,826,436 6,459,374 5,425,054 5,865,711 6,692,067 7,251,377 9,538,653 8,799,062 5,978,380 6,373,802 6,196,868 4,065,054 939,748 5,798,586 4,702,327 6,218,146 6,310,003 3,949,062 2,503,107 5,132,926 5,415,747 6,117,591 3,649,044 5,085,046 5,740,615 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 Iowa State University Michigan State University Cornell University Pennsylvania State University, University Park Texas A&M University, College Station University of Georgia North Carolina State University University of Minnesota, Twin Cities University of Wisconsin, Madison Wooster) University of Florida University of California, Davis University of Illinois, Urbana-Champaign Mississippi State University University of California, Berkeley University of Nebraska, Lincoln Washington State University, Pullman North Dakota State University Virginia Polytechnic Institute and State University University of Missouri, Columbia Purdue University Oregon State University Auburn University University of Kentucky 8,275,954 8,041,203 7,960,432 7,772,644 7,665,949 7,305,270 7,211,882 7,160,003 6,780,244 6,648,847 6,393,906 5,829,748 5,802,151 5,589,711 5,322,500 5,269,720 5,065,330 4,939,397 4,530,584 4,441,201 4,396,605 4,143,399 3,964,723 3,882,514 3,845,663 3,711,495 93,000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 3,949,010 4,061,767 5,020,655 4,135,980 4,097,293 2,561,721 1,704,391 5,039,048 3,173,582 3,065,740 1,641,366 3,289,535 3,667,039 1,040,015 2,759,004 2,299,611 2,492,211 3,436,583 2,505,496 3,027,767 417,808 3,311,620 235,798 1,994,498 1,509,711 0 4,233,944 3,979,436 2,939,777 3,636,664 3,568,656 4,743,549 5,507,491 2,120,955 3,606,662 3,583,107 4,752,540 2,540,213 2,135,112 4,549,696 2,563,496 2,970,109 2,573,119 1,502,814 2,025,088 1,413,434 3,978,797 831,779 3,728,925 1,888,016 2,335,952 3,711,495 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 Colorado State University University of Arkansas, Fayetteville Rutgers University, New Brunswick Kansas State University Louisiana State University, Baton Rouge Utah State University University of Tennessee, Knoxville Montana State University, Bozeman University of Maryland, College Park Oklahoma State University Clemson University University of Idaho University of Arizona University of Vermont South Dakota State University West Virginia University University of Massachusetts, Amherst University of Hawaii, Manoa University of Connecticut University of Alaska, Fairbanks University of Puerto Rico, Rio Piedras University of California, Riverside Texas A&M University, Prairie View A&M New Mexico State University, Las Cruces University of Maine, Bangor North Carolina Agricultural & Technical State University a Where a medical school was located in the same city as a sister campus of the same institution, the R&D funding received from USDA by both has been combined. b Includes cooperative agreements (not CRADAs) and/or formula grants. Total Amount Amount Received as Received as Project Contracts Grants Amount Received in Other Ways b 18,908,907 17,199,944 15,857,204 15,670,442 15,659,506 15,070,709 14,831,037 14,120,068 13,860,128 13,052,406 12,709,496 12,478,066 11,658,821 11,091,656 11,030,821 10,657,214 10,412,478 10,185,102 9,815,496 9,671,468 9,485,863 9,317,797 9,196,982 8,567,051 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 12,449,533 11,774,890 9,991,493 8,978,375 8,408,129 5,532,056 6,031,975 8,141,688 7,486,326 6,855,538 8,644,442 11,538,318 5,860,235 6,389,329 4,812,675 4,347,211 6,463,416 7,681,995 4,682,570 4,255,721 3,368,272 5,668,753 4,111,936 2,826,436 6,459,374 5,425,054 5,865,711 6,692,067 7,251,377 9,538,653 8,799,062 5,978,380 6,373,802 6,196,868 4,065,054 939,748 5,798,586 4,702,327 6,218,146 6,310,003 3,949,062 2,503,107 5,132,926 5,415,747 6,117,591 3,649,044 5,085,046 5,740,615 8,275,954 8,041,203 7,960,432 7,772,644 7,665,949 7,305,270 7,211,882 7,160,003 6,780,244 6,648,847 6,393,906 5,829,748 5,802,151 5,589,711 5,322,500 5,269,720 5,065,330 4,939,397 4,530,584 4,441,201 4,396,605 4,143,399 3,964,723 3,882,514 3,845,663 3,711,495 93,000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 3,949,010 4,061,767 5,020,655 4,135,980 4,097,293 2,561,721 1,704,391 5,039,048 3,173,582 3,065,740 1,641,366 3,289,535 3,667,039 1,040,015 2,759,004 2,299,611 2,492,211 3,436,583 2,505,496 3,027,767 417,808 3,311,620 235,798 1,994,498 1,509,711 0 4,233,944 3,979,436 2,939,777 3,636,664 3,568,656 4,743,549 5,507,491 2,120,955 3,606,662 3,583,107 4,752,540 2,540,213 2,135,112 4,549,696 2,563,496 2,970,109 2,573,119 1,502,814 2,025,088 1,413,434 3,978,797 831,779 3,728,925 1,888,016 2,335,952 3,711,495 C-25 Table C.17 Top 50 Public and Private Universities and Colleges, Including Medical Schools, Provided Federal Funds in FY 2002 for Conduct of R&D Public Universities and Colleges Average of All Such Institutions Receiving Federal R&D Funds Average of All Such Institutions Rank University or College 1 2 3 4 5 6 7 8 9 10 University University University University University University University University University University 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 of of of of of of of of of of Washington, Seattle Michigan, Ann Arbor California, Los Angeles California, San Diego Wisconsin, Madison California, San Francisco Pittsburgh Minnesota, Twin Cities North Carolina, Chapel Hill Alabama, Birmingham Private Universities and Colleges 30,161,059 Average of All Such Institutions Receiving Federal R&D Funds 20,593,058 Average of All Such Institutions Total Federal R&D Funds Received Rank University or College 41 42 43 44 45 46 47 48 49 50 a 7,154,949 Total Federal R&D Funds Received 518,105,691 428,841,708 412,554,554 405,563,825 364,986,252 356,743,364 336,901,314 309,877,336 307,967,854 260,792,305 1 2 3 4 5 6 7 8 9 10 Johns Hopkins University University of Pennsylvania Stanford University Massachusetts Institute of Technology Washington University, St Louis Columbia University Harvard University Duke University Yale University Baylor College of Medicine University of California, Berkeley Pennsylvania State University, University Park University of Illinois, Urbana-Champaign University of California, Davis University of Arizona University of Iowa Ohio State University, Columbus (includes AES at Wooster) University of Colorado System Health Sciences Center University of Virginia, Charlottesville Oregon Health & Science University University of Florida University of Texas, Southwestern Medical Center at Dallas University of Colorado, Boulder University of Utah University of Illinois, Chicago University of Texas, Austin University of Texas, MD Anderson Cancer Center 223,779,543 221,313,180 206,263,136 189,264,822 184,787,624 176,503,090 11 12 13 14 15 16 Cornell University University of Southern California Vanderbilt University Case Western Reserve University University of Rochester Emory University 258,544,760 223,851,269 223,742,350 195,106,497 189,376,514 189,186,474 173,332,020 171,217,091 167,559,784 166,774,546 165,041,811 17 18 19 20 21 Boston University University of Chicago Northwestern University Mount Sinai School of Medicine Mayo Medical School 175,652,126 172,475,309 161,234,045 150,446,538 148,057,109 162,647,874 156,690,828 154,795,096 142,885,797 140,822,610 137,474,907 22 23 24 25 26 27 143,198,057 138,929,910 119,676,758 109,377,419 95,271,548 83,320,760 University of California, Irvine University of Maryland, College Park University of Maryland, Baltimore University of Hawaii, Manoa University of Cincinnati Georgia Institute of Technology University of Medicine & Dentistry of New Jersey Rutgers University, New Brunswick University of Kentucky Wayne State University University of Texas. Health Science Center at Houston Michigan State University University of Connecticut Indiana University - Purdue University at Indianapolis Texas A&M University, College Station Purdue University Medical University of South Carolina University of Massachusetts, Medical School at Worcester University of Georgia University of New Mexico State University of New York, Stony Brook University of Texas, Health Science Center at San Antonio University of Texas, Medical Branch-Galveston 135,703,283 134,507,747 128,207,993 120,815,130 109,719,032 106,881,077 106,805,489 106,544,770 105,092,273 102,689,881 101,688,198 100,967,246 96,507,764 95,879,375 94,889,514 92,739,428 92,117,028 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 New York University Yeshiva University University of MIami Wake Forest University Dartmouth College Georgetown University George Washington University (includes Mount Vernon campus) Medical College of Wisconsin Carnegie Mellon University Thomas Jefferson University Princeton University Brown University Rockefeller University California Institute of Technology Tulane University Tufts University Rush University Medical College Saint Louis University Howard University Meharry Medical College Morehouse College University of Notre Dame Drexel University 91,766,651 90,673,538 88,509,905 87,644,268 45 46 47 48 Illinois Institute of Technology Brandeis University Tuskegee University Loyola University, Chicago 81,405,984 80,894,637 49 Rice University 50 Loma Linda University 28 28 29 30 31 32 33 34 35 36 37 38 39 40 22,698,458 a 968,346,779 458,468,017 386,003,275 380,832,879 360,440,828 334,901,399 332,530,435 327,315,626 312,309,557 273,931,037 82,962,959 81,926,851 81,445,898 80,137,024 79,803,995 75,200,770 69,404,849 63,951,569 59,745,952 56,197,903 46,929,666 46,294,682 39,489,251 39,293,507 36,374,771 35,384,037 28,915,312 27,563,805 27,493,664 26,255,994 26,043,383 25,158,055 24,921,737 Cornell University has the unique status of being both a federal land-grant institution in part and a privately endowed institution in part. For example, Cornell's Colleges of Veterinary Medicine, Agriculture and Life Sciences, and Human Ecology, as well as its School of Industrial and Labor Relations are land-grant units within Cornell University. In contrast, the Colleges of Arts and Science; Engineering; Architecture, Art, and Planning; and Medicine; and the Schools of Hotel Administration, Management, Law, and Medical Sciences are privately endowed units within Cornell University. To avoid breaking Cornell University into two parts for this study, Cornell University has been categorized as a "private" institution and a "land-grant" institution. C-26 Table C.18 Top 50 Public and Private Universities and Colleges, Excluding Medical Schools, Provided Federal Funds in FY 2002 for Conduct of R&D Public Universities and Colleges Average of All Such Institutions Receiving Federal R&D Funds Average of All Such Institutions Rank 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 University or College University of Washington, Seattle University of Wisconsin, Madison University of California, Berkeley University of California, San Diego Pennsylvania State University, University Park University of Michigan, Ann Arbor University of Illinois, Urbana-Champaign University of Minnesota, Twin Cities University of California, Los Angeles University of Colorado, Boulder University of Texas, Austin University of North Carolina, Chapel Hill University of Texas, MD Anderson Cancer Center University of Maryland, College Park University of California, Davis University of Pittsburgh 17 University of Arizona 18 University of Hawaii, Manoa 19 Ohio State University, Columbus (includes AES at Wooster) 20 Georgia Institute of Technology 21 Rutgers University, New Brunswick 22 University of Florida 23 University of Alabama, Birmingham 24 Texas A&M University, College Station 25 Michigan State University 26 Purdue University 27 University of Georgia 28 University of California, Irvine 29 Colorado State University 30 University of Illinois, Chicago 31 University of California, Santa Barabara 32 University of California, San Francisco 33 Oregon State University 34 North Carolina State University 35 University of Utah 36 Iowa State University 37 Arizona State University, Tempe 38 Indiana University, Bloomington 39 University of Iowa 40 University of Massachusetts, Amherst 41 Virginia Polytechnic Institute and State University 42 University of Missouri, Columbia 43 University of New Mexico 44 University of Virginia, Charlottesville 45 State University of New York, Stony Brook 46 Utah State University 47 University of Alaska, Fairbanks 48 University of Nebraska, Lincoln 49 University of Kentucky 50 University of Tennessee, Knoxville a Private Universities and Colleges 19,095,746 Average of All Such Institutions Receiving Federal R&D Funds 10,091,287 12,884,247 Average of All Such Institutions Total Federal R&D Funds Received Rank University or College 3,121,886 Total Federal R&D Funds Received 267,170,274 252,542,298 223,779,543 223,136,224 221,313,180 215,671,996 206,263,136 193,278,629 192,972,655 156,690,828 140,822,610 139,203,963 137,474,907 134,507,747 128,490,293 119,780,447 603,852,921 380,832,879 192,739,471 178,020,188 148,985,584 128,680,046 118,325,960 116,338,283 81,445,898 80,581,034 79,803,995 77,713,293 69,404,849 68,818,288 68,588,807 66,572,770 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 119,223,966 110,396,337 Johns Hopkins University Massachusetts Institute of Technology Harvard University Stanford University Cornell University a Columbia University University of Pennsylvania University of Southern California Carnegie Mellon University Duke University Princeton University Boston University Rockefeller University Northwestern University University of Rochester Yale University George Washington University (includes Mount 17 Vernon campus) 18 California Institute of Technology 109,670,240 106,881,077 106,544,770 102,406,730 101,215,410 94,889,514 93,631,243 92,739,428 90,673,538 81,278,674 78,080,076 77,948,842 71,720,775 71,311,258 69,895,307 63,026,231 60,458,472 60,424,044 56,955,731 56,276,073 56,164,787 55,792,193 55,767,661 55,659,036 54,239,722 53,704,384 53,487,674 52,797,411 52,390,100 51,786,237 51,105,784 50,970,117 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 Vanderbilt University Case Western Reserve University Emory University University of Chicago Washington University, St Louis University of MIami Brown University New York University University of Notre Dame Tulane University Dartmouth College Georgetown University Illinois Institute of Technology Brandeis University Tuskegee University Rice University Northeastern University Saint Louis University Howard University University of Dayton Auburn University Meharry Medical College Boston College Xavier University of Louisiana Wheeling Jesuit University Lehigh University Syracuse University Drexel University Tufts University Rensselaer Polytechnic Institute Loma Linda University Hampton University 66,468,174 63,951,569 51,056,585 48,885,200 48,692,373 47,528,773 44,646,153 41,160,753 39,950,693 36,480,498 35,384,037 35,312,558 34,497,037 34,083,874 27,563,805 27,493,664 26,255,994 25,158,055 23,916,696 23,516,797 23,484,709 23,418,238 22,697,275 17,312,324 16,079,933 14,555,679 14,531,591 13,862,300 13,843,951 13,305,272 13,295,056 12,713,519 11,721,232 10,128,090 Cornell University has the unique status of being both a federal land-grant institution in part and a privately endowed institution in part. For example, Cornell's Colleges of Veterinary Medicine, Agriculture and Life Sciences, and Human Ecology, as well as its School of Industrial and Labor Relations are land-grant units within Cornell University. In contrast, the Colleges of Arts and Science; Engineering; Architecture, Art, and Planning; and Medicine; and the Schools of Hotel Administration, Management, Law, and Medical Sciences are privately endowed units within Cornell University. To avoid breaking Cornell University into two parts for this study, Cornell University has been categorized as a "private" institution and a "land-grant" institution. C-27 Table C.19 Top 50 Land-Grant and Non-Land-Grant Universities and Colleges, Including Medical Schools, Provided Federal Funds in FY 2002 for Conduct of R&D Land-Grant Universities and Colleges Non-Land-Grant Universities and Colleges Average of All Such Institutions Receiving Federal R&D Funds 68,385,699 Average of All Such Institutions Receiving Federal R&D Funds Average of All Such Institutions 66,586,075 Average of All Such Institutions Rank 1 2 3 4 5 6 7 8 9 University or College 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 University of Wisconsin, Madison Yale University University of Minnesota, Twin Cities a Cornell University University of California, Berkeley Pennsylvania State University, University Park University of Illinois, Urbana-Champaign University of California, Davis University of Arizona Ohio State University, Columbus (includes AES at Wooster) University of Florida University of Maryland, College Park University of Hawaii, Manoa Rutgers University, New Brunswick University of Kentucky Michigan State University University of Connecticut Texas A&M University, College Station Purdue University University of Georgia Colorado State University University of Vermont Oregon State University University of Missouri, Columbia North Carolina State University Iowa State University University of Massachusetts, Amherst Virginia Polytechnic Institute and State University 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 Utah State University University of Alaska, Fairbanks University of Nebraska, Lincoln University of Tennessee, Knoxville Washington State University, Pullman University of Delaware Louisiana State University, Baton Rouge West Virginia University Mississippi State University University of New Hampshire, Durham University of California, Riverside Montana State University, Bozeman Oklahoma State University University of Nevada, Reno Kansas State University University of Idaho New Mexico State University, Las Cruces Clemson University University of Rhode Island Tuskegee University Auburn University University of Arkansas, Fayetteville 10 Total Federal R&D Funds Received Rank 364,986,252 312,309,557 309,877,336 258,544,760 223,779,543 221,313,180 206,263,136 189,264,822 184,787,624 1 2 3 4 5 6 7 8 9 173,332,020 165,041,811 134,507,747 120,815,130 106,544,770 105,092,273 100,967,246 96,507,764 94,889,514 92,739,428 90,673,538 78,080,076 71,957,411 69,895,307 67,457,235 63,026,231 60,424,044 55,792,193 55,767,661 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 52,797,411 52,390,100 51,786,237 50,970,117 50,038,009 46,179,667 44,981,609 43,677,607 43,634,342 37,850,530 34,486,910 33,337,405 31,114,036 29,432,737 29,309,846 29,150,447 27,835,004 27,271,470 26,681,467 26,255,994 22,697,275 20,643,923 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 29 a University or College 22,250,839 9,282,792 Total Federal R&D Funds Received Johns Hopkins University University of Washington, Seattle University of Pennsylvania University of Michigan, Ann Arbor University of California, Los Angeles University of California, San Diego Stanford University Massachusetts Institute of Technology Washington University, St Louis 968,346,779 518,105,691 458,468,017 428,841,708 412,554,554 405,563,825 386,003,275 380,832,879 360,440,828 University of California, San Francisco University of Pittsburgh Columbia University Harvard University Duke University University of North Carolina, Chapel Hill Baylor College of Medicine University of Alabama, Birmingham University of Southern California Vanderbilt University Case Western Reserve University University of Rochester Emory University University of Iowa Boston University University of Chicago University of Colorado System Health Sciences Center University of Virginia, Charlottesville Oregon Health & Science University University of Texas, Southwestern Medical Center at Dallas Northwestern University University of Colorado, Boulder University of Utah Mount Sinai School of Medicine Mayo Medical School New York University University of Illinois, Chicago University of Texas, Austin Yeshiva University University of Texas, MD Anderson Cancer Center University of California, Irvine University of Maryland, Baltimore University of MIami University of Cincinnati Wake Forest University Georgia Institute of Technology University of Medicine & Dentistry of New Jersey Wayne State University University of Texas. Health Science Center at Houston Indiana University—Purdue University at Indianapolis Dartmouth College 356,743,364 336,901,314 334,901,399 332,530,435 327,315,626 307,967,854 273,931,037 260,792,305 223,851,269 223,742,350 195,106,497 189,376,514 189,186,474 176,503,090 175,652,126 172,475,309 171,217,091 167,559,784 166,774,546 162,647,874 161,234,045 156,690,828 154,795,096 150,446,538 148,057,109 143,198,057 142,885,797 140,822,610 138,929,910 137,474,907 135,703,283 128,207,993 119,676,758 109,719,032 109,377,419 106,881,077 106,805,489 102,689,881 101,688,198 95,879,375 95,271,548 Cornell University has the unique status of being both a federal land-grant institution in part and a privately endowed institution in part. For example, Cornell's Colleges of Veterinary Medicine, Agriculture and Life Sciences, and Human Ecology, as well as its School of Industrial and Labor Relations are landgrant units within Cornell University. In contrast, the Colleges of Arts and Science; Engineering; Architecture, Art, and Planning; and Medicine; and the Schools of Hotel Administration, Management, Law, and Medical Sciences are privately endowed units within Cornell University. To avoid breaking Cornell University into two parts for this study, Cornell University has been categorized as a "private" institution and a "land-grant" institution. C-28 Table C.20 Top 50 Land-Grant and Non-Land-Grant Universities and Colleges, Excluding Medical Schools, Provided Federal Funds in FY 2002 for Conduct of R&D Land-Grant Universities and Colleges Non-Land-Grant Universities and Colleges Average of All Such Institutions Receiving Federal R&D Funds 54,343,597 Average of All Such Institutions Receiving Federal R&D Funds Average of All Such Institutions 52,913,502 Average of All Such Institutions Rank University or College 1 2 3 4 5 6 7 8 9 10 Total Federal R&D Funds Received Rank University or College 10,732,686 4,404,249 Total Federal R&D Funds Received University of Wisconsin, Madison University of California, Berkeley Pennsylvania State University, University Park University of Illinois, Urbana-Champaign University of Minnesota, Twin Cities Cornell University a University of Maryland, College Park University of California, Davis University of Arizona University of Hawaii, Manoa 11 Ohio State University, Columbus (includes AES at Wooster) 252,542,298 223,779,543 221,313,180 206,263,136 193,278,629 148,985,584 134,507,747 128,490,293 119,223,966 110,396,337 1 2 3 4 5 6 7 8 9 10 Johns Hopkins University Massachusetts Institute of Technology University of Washington, Seattle University of California, San Diego University of Michigan, Ann Arbor University of California, Los Angeles Harvard University Stanford University University of Colorado, Boulder University of Texas, Austin 603,852,921 380,832,879 267,170,274 223,136,224 215,671,996 192,972,655 192,739,471 178,020,188 156,690,828 140,822,610 109,670,240 106,544,770 102,406,730 94,889,514 93,631,243 92,739,428 90,673,538 78,080,076 69,895,307 66,572,770 63,026,231 60,424,044 55,792,193 11 University of North Carolina, Chapel Hill 12 University of Texas, MD Anderson Cancer Center 13 Columbia University 14 University of Pittsburgh 15 University of Pennsylvania 16 University of Southern California 17 Georgia Institute of Technology 18 University of Alabama, Birmingham 19 Carnegie Mellon University 20 University of California, Irvine 21 Duke University 22 Princeton University 23 University of Illinois, Chicago 139,203,963 12 13 14 15 16 17 18 19 20 21 22 23 Rutgers University, New Brunswick University of Florida Texas A&M University, College Station Michigan State University Purdue University University of Georgia Colorado State University Oregon State University Yale University North Carolina State University Iowa State University University of Massachusetts, Amherst 137,474,907 128,680,046 119,780,447 118,325,960 116,338,283 106,881,077 101,215,410 81,445,898 81,278,674 80,581,034 79,803,995 77,948,842 24 Virginia Polytechnic Institute and State University 25 26 27 28 29 University of Missouri, Columbia Utah State University University of Alaska, Fairbanks University of Nebraska, Lincoln University of Kentucky 55,767,661 55,659,036 52,797,411 52,390,100 51,786,237 51,105,784 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 University of Tennessee, Knoxville Washington State University, Pullman University of Delaware Louisiana State University, Baton Rouge University of Connecticut Mississippi State University University of New Hampshire, Durham University of California, Riverside Montana State University, Bozeman West Virginia University Oklahoma State University University of Nevada, Reno Kansas State University University of Idaho New Mexico State University, Las Cruces Clemson University University of Rhode Island Tuskegee University Auburn University University of Arkansas, Fayetteville University of Montana, Missoula 50,970,117 50,038,009 46,179,667 44,981,609 43,700,268 43,634,342 37,850,530 34,486,910 33,337,405 33,031,420 31,114,036 29,432,737 29,309,846 29,150,447 27,835,004 27,271,470 26,681,467 26,255,994 22,697,275 20,643,923 20,613,525 24 25 26 27 28 29 30 a 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 Boston University University of California, Santa Barabara University of California, San Francisco Rockefeller University Northwestern University University of Rochester George Washington University (includes Mount Vernon campus) California Institute of Technology University of Utah Arizona State University, Tempe Indiana University, Bloomington University of Iowa University of New Mexico University of Virginia, Charlottesville State University of New York, Stony Brook Vanderbilt University State University of New York, Buffalo Case Western Reserve University Emory University Oregon Health & Science University University of Chicago Wayne State University University of Kansas, Lawrence Washington University, St Louis University of South Florida, Tampa University of MIami Brown University 77,713,293 71,720,775 71,311,258 69,404,849 68,818,288 68,588,807 66,468,174 63,951,569 60,458,472 56,955,731 56,276,073 56,164,787 54,239,722 53,704,384 53,487,674 51,056,585 49,863,830 48,885,200 48,692,373 48,631,772 47,528,773 46,677,305 45,758,948 44,646,153 43,336,370 41,160,753 39,950,693 Cornell University has the unique status of being both a federal land-grant institution in part and a privately endowed institution in part. For example, Cornell's Colleges of Veterinary Medicine, Agriculture and Life Sciences, and Human Ecology, as well as its School of Industrial and Labor Relations are land-grant units within Cornell University. In contrast, the Colleges of Arts and Science; Engineering; Architecture, Art, and Planning; and Medicine; and the Schools of Hotel Administration, Management, Law, and Medical Sciences are privately endowed units within Cornell University. To avoid breaking Cornell University into two parts for this study, Cornell University has been categorized as a "private" institution and a "land-grant" institution. C-29 Table C.21 Top 50 Historically Black Colleges and Universities and Non–Historically Black Colleges and Universities, Including Medical Schools, Provided Federal Funds in FY 2002 for Conduct of R&D Historically Black Colleges and Universities Non-Historically Black Colleges and Universities Average of All Such Institutions Receiving Federal R&D Funds 5,200,875 Average of All Such Institutions Receiving Federal R&D Funds Average of All Such Institutions 3,596,350 Average of All Such Institutions Rank 1 2 3 4 University or College Howard University Meharry Medical College Morehouse College Tuskegee University 5 Charles R. Drew University of Medicine and Science 6 Florida Agricultural & Mechanical University 7 Xavier University of Louisiana Total Federal R&D Funds Received Rank University or College 39,489,251 1 Johns Hopkins University 39,293,507 2 University of Washington, Seattle 36,374,771 3 University of Pennsylvania 26,255,994 4 University of Michigan, Ann Arbor 19,990,406 17,532,604 14,555,679 5 University of California, Los Angeles 6 University of California, San Diego 7 Stanford University 28,320,186 12,083,713 Total Federal R&D Funds Received 968,346,779 518,105,691 458,468,017 428,841,708 412,554,554 405,563,825 386,003,275 8 34 Fisk University 35 Delaware State University 1,830,284 1,815,646 Massachusetts Institute of Technology University of Wisconsin, Madison Washington University, St Louis University of California, San Francisco University of Pittsburgh Columbia University Harvard University Duke University Yale University University of Minnesota, Twin Cities University of North Carolina, Chapel Hill Baylor College of Medicine University of Alabama, Birmingham Cornell University University of Southern California University of California, Berkeley Vanderbilt University Pennsylvania State University, University Park University of Illinois, Urbana-Champaign Case Western Reserve University University of Rochester University of California, Davis Emory University University of Arizona University of Iowa Boston University 34 Ohio State University, Columbus (includes AES at Wooster) 35 University of Chicago 36 37 38 39 Tougaloo College West Virginia State College University of the District of Columbia Savannah State University 1,703,210 1,672,041 1,343,829 1,294,378 36 37 38 39 40 41 42 43 44 45 46 47 48 49 Mississippi Valley State University Benedict College Bethune-Cookman College Lincoln University of Pennsylvania Elizabeth City State University Grambling State University Johnson C Smith University Oakwood College Fayetteville State University Alabama State University 1,054,974 972,394 928,908 862,764 792,779 778,111 700,710 567,477 557,989 546,672 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 North Carolina Agricultural & Technical State University Hampton University Jackson State University Tennessee State University Clark Atlanta University Morgan State University Texas A&M University, Prairie View A&M Alabama A&M University North Carolina Central University Spelman College Bowie State University South Carolina State University Southern University, Baton Rouge Alcorn State University Norfolk State University University of Arkansas, Pine Bluff Lincoln University Kentucky State University Virginia State University Fort Valley State University Texas Southern University Langston University Winston-Salem State University University of Maryland, Eastern Shore Chicago State University Shaw University 10,201,949 10,128,090 9,889,789 9,885,108 7,999,473 7,904,435 7,887,608 6,767,007 5,518,094 4,481,609 3,996,143 3,918,911 3,559,364 3,275,827 3,127,852 2,981,653 2,872,219 2,826,843 2,774,001 2,623,199 2,561,198 1,973,117 1,924,488 1,914,127 1,907,774 1,868,871 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 40 50 City University of New York, Medgar Evers College 487,926 41 42 43 44 45 46 47 48 49 University of Colorado System Health Sciences Center University of Virginia, Charlottesville Oregon Health & Science University University of Florida University of Texas, Southwestern Medical Center at Dallas Northwestern University University of Colorado, Boulder University of Utah Mount Sinai School of Medicine Mayo Medical School New York University University of Illinois, Chicago University of Texas, Austin Yeshiva University 50 University of Texas, MD Anderson Cancer Center 380,832,879 364,986,252 360,440,828 356,743,364 336,901,314 334,901,399 332,530,435 327,315,626 312,309,557 309,877,336 307,967,854 273,931,037 260,792,305 258,544,760 223,851,269 223,779,543 223,742,350 221,313,180 206,263,136 195,106,497 189,376,514 189,264,822 189,186,474 184,787,624 176,503,090 175,652,126 171,217,091 167,559,784 166,774,546 165,041,811 173,332,020 172,475,309 162,647,874 161,234,045 156,690,828 154,795,096 150,446,538 148,057,109 143,198,057 142,885,797 140,822,610 138,929,910 137,474,907 C-30 Table C.22 Top 50 Historically Black Colleges and Universities and Non–Historically Black Colleges and Universities, Excluding Medical Schools, Provided Federal Funds in FY 2002 for Conduct of R&D Historically Black Colleges and Universities Non-Historically Black Colleges and Universities Average of All Such Institutions Receiving Federal R&D Funds 3,905,857 Average of All Such Institutions Receiving Federal R&D Funds Average of All Such Institutions 2,700,859 Average of All Such Institutions Rank 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 University or College 22 23 24 25 26 Tuskegee University Howard University Florida Agricultural & Mechanical University Meharry Medical College Xavier University of Louisiana North Carolina Agricultural & Technical State University Hampton University Jackson State University Tennessee State University Clark Atlanta University Morgan State University Texas A&M University, Prairie View A&M Morehouse College Alabama A&M University North Carolina Central University Spelman College Bowie State University South Carolina State University Southern University, Baton Rouge Alcorn State University Norfolk State University Charles R. Drew University of Medicine and Science University of Arkansas, Pine Bluff Lincoln University Kentucky State University Virginia State University 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 Fort Valley State University Texas Southern University Langston University Winston-Salem State University University of Maryland, Eastern Shore Chicago State University Shaw University Fisk University Delaware State University Tougaloo College West Virginia State College University of the District of Columbia Savannah State University Mississippi Valley State University Benedict College Bethune-Cookman College Lincoln University of Pennsylvania Elizabeth City State University Grambling State University Johnson C Smith University Oakwood College Fayetteville State University Alabama State University Total Federal R&D Funds Received 26,255,994 23,484,709 17,532,604 17,312,324 14,555,679 10,201,949 10,128,090 9,889,789 9,885,108 7,999,473 7,904,435 7,887,608 7,174,735 6,767,007 5,518,094 4,481,609 3,996,143 3,918,911 3,559,364 3,275,827 3,127,852 3,000,000 2,981,653 2,872,219 2,826,843 2,774,001 Rank 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 50 City University of New York, Medgar Evers College 2,623,199 2,561,198 1,973,117 1,924,488 1,914,127 1,907,774 1,868,871 1,830,284 1,815,646 1,703,210 1,672,041 1,343,829 1,294,378 1,054,974 972,394 928,908 862,764 792,779 778,111 700,710 567,477 557,989 546,672 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 487,926 50 University or College Johns Hopkins University Massachusetts Institute of Technology University of Washington, Seattle University of Wisconsin, Madison University of California, Berkeley University of California, San Diego Pennsylvania State University, University Park University of Michigan, Ann Arbor University of Illinois, Urbana-Champaign University of Minnesota, Twin Cities University of California, Los Angeles Harvard University Stanford University University of Colorado, Boulder Cornell University University of Texas, Austin University of North Carolina, Chapel Hill University of Texas, MD Anderson Cancer Center University of Maryland, College Park Columbia University University of California, Davis University of Pittsburgh University of Arizona University of Pennsylvania University of Southern California University of Hawaii, Manoa Ohio State University, Columbus (includes AES at Wooster) Georgia Institute of Technology Rutgers University, New Brunswick University of Florida University of Alabama, Birmingham Texas A&M University, College Station Michigan State University Purdue University University of Georgia Carnegie Mellon University University of California, Irvine Duke University Princeton University Colorado State University University of Illinois, Chicago Boston University University of California, Santa Barabara University of California, San Francisco Oregon State University Rockefeller University Northwestern University University of Rochester Yale University George Washington University (includes Mount Vernon campus) 15,757,256 6,605,543 Total Federal R&D Funds Received 603,852,921 380,832,879 267,170,274 252,542,298 223,779,543 223,136,224 221,313,180 215,671,996 206,263,136 193,278,629 192,972,655 192,739,471 178,020,188 156,690,828 148,985,584 140,822,610 139,203,963 137,474,907 134,507,747 128,680,046 128,490,293 119,780,447 119,223,966 118,325,960 116,338,283 110,396,337 109,670,240 106,881,077 106,544,770 102,406,730 101,215,410 94,889,514 93,631,243 92,739,428 90,673,538 81,445,898 81,278,674 80,581,034 79,803,995 78,080,076 77,948,842 77,713,293 71,720,775 71,311,258 69,895,307 69,404,849 68,818,288 68,588,807 66,572,770 66,468,174 C-31 Table C.23 Affiliated Research Institutes Provided Federal Funds in FY 2001 and FY 2002 for Conduct of R&D (Obligations) Affiliated Research Institute Applied Physics Laboratory University Where Located Johns Hopkins University FY 2001 242,489,357 FY 2002 407,881,324 Central Institute for the Deaf Washington University 1,784,638 1,867,479 Southern Research Institute University of Alabama at Birmingham 24,532,407 31,137,116 95,596,833 93,648,426 Whitehead Institute of Biomedical Research Massachusetts Institute of Technology William Davidson Institute University of MIchigan at Ann Arbor Woods Hole Oceanographic Institution Massachusetts Institute of Technology Yale Southern Observatory Yale University 588,694 195,426 41,743,593 36,057,046 244,354 225,974 Appendix D SOURCES OF DATA This appendix provides a separate table for each state, in alphabetical order, listing the universities and colleges within that state. Only fully accredited four-year institutions are included, and some institutions are grouped within the system to which they belong rather than being listed separately (for example, San Diego State University is listed as part of the California State University System). The following paragraphs describe our sources for all the data in the tables. Universities: The names of each state’s universities came from the University of Texas Austin’s Web Central, which contains a list of regionally accredited U.S. universities organized by state (Web U.S. Universities, by State, available at http://www. utexas.edu/world/univ/state/). Federal R&D Funds: All information on federal research and development (R&D) funds is from the RaDiUS (Research and Development in the United States) database (see Appendix A for a description of this database). Degrees Granted and Public/Private Status: Our first source of information on the degrees an institution grants and whether the institution is a public or private university or college was the U.S. Department of Education, National Center for Education Statistics, Integrated Postsecondary Education Data System (IPEDS) College Opportunities On-Line (COOL) Web site, at http://www.nces.ed.gov/ ipeds/cool/. If IPEDS COOL did not contain this information, we obtained it directly from the Web site of the specific university or college. When IPEDS COOL was not the source of this information, a footnote so indicates and identifies the actual source. Schools of Veterinary Medicine: Schools awarding the degree of Doctor of Veterinary Medicine (DVM) were identified using the Web site of the Association of American Veterinary Medical Colleges (AAVMC), at http://aavmc.org/schools/schools.htm. Schools of Medicine, Chiropractic, Optometry, and Pharmacy: We used fieldspecific Web sites to identify schools awarding the following degrees: • Medical Doctor (MD). We used the Association of American Medical Colleges (AAMC) Web site, at http://www.aamc.org/members/listings/msalphaae.htm. Please note that all entries specifying “School of Medicine” refer only to the institutions, or portions of institutions, that award the MD degree. D-1 D-2 • Doctor of Osteopathic Medicine (DO). We used the American Association of Colleges of Osteopathic Medicine (AACOM) Web site, at http://www.aacom.org/ colleges/. • Doctor of Chiropractic (DC). We used the Association of Chiropractic Colleges Web site, at http://www.chirocolleges.org/collegest.html. • Doctor of Optometry (optometrist) degree (OPT). We used the Association of Schools and Colleges of Optometry Web site, at http://www.opted.org/about_ members.cfm. • Doctor of Podiatric Medicine (DPM). We used the American Association of Podiatric Medicine Web site, at http://www.aacpm.org/careercenter/cz3_links.asp. Land-Grant Universities: We used the Cooperative State Research, Education, and Extension Service (CSREES) Web site, at http://www.reeusda.gov/, to identify landgrant universities. This site contains a directory of land-grant universities that are state partners of the CSREES (http://www.reeusda.gov/1700/statepartners/usa.htm). To verify this information, we also consulted the National Association of State Universities and Land-Grant Colleges (NASULGC) Web site, at http://www.nasulgc.org/About_ Nasulgc/members_land_grant.htm. To identify certain historically black land-grant colleges and universities, we used a separate CSREES page, at http://www.reeusda.gov/1890/, which provided information on 1890 Land-Grant Colleges and Universities, and the NASULGC Historically Black Colleges and Universities Web site, at http://www.nasulgc.org/About_ Nasulgc/members_HBCU.htm. The 1890 Land-Grant Colleges and Universities are labeled “1890” in this appendix. Historically Black Colleges and Universities (HBCUs): We identified Historically Black Colleges and Universities (HBCUs) using the 2003 U.S. Department of Education—Accredited Postsecondary Minority Institution Web site, at http://www.ed. gov/offices/OCR/minorityinst.html, and Peterson’s Black American Colleges and Universities Web site, at http://www.petersons.com/blackcolleges/bacu_default. asp?sponsor=13. Student Enrollment: Enrollment data for “All Students,” “Undergraduate Students,” and “Graduate + First Professional Degree Students” were primarily obtained from the IPEDS “Enrollment at Title IV Participating, Degree-Granting Institutions: United States, Fall 2001” (U.S. Department of Education, National Center for Education Statistics, 2003). When student enrollment data were not available from this IPEDS publication, we sought the information from IPEDS COOL, at http://www.nces.ed. gov/ipeds/cool/. If the data were not available from IPEDS COOL, we went to Peterson’s, at http://www.petersons.com, or Hobsons CollegeView, at http://www. collegeview.com. If student enrollment data were not available from either Peterson’s or CollegeView, we went to the Web site of the specific university or college and searched for statistics about its student enrollment. If the data were not available on the institution’s Web site, we obtained them by calling the university or college directly. Footnotes indicate institutions for which information on student enrollment was not available from the IPEDS “Enrollment at Title IV Participating, D-3 Degree-Granting Institutions: United States, Fall 2001” and provide the exact source of the information. Note that, in some cases, a school may be accredited to award a master’s degree or doctorate, even though no graduate students were enrolled in the graduate program according to the IPEDS “Enrollment at Title IV Participating, Degree-Granting Institutions: United States, Fall 2001.” In addition, some schools that offer bachelor’s and first professional degrees but no graduate degrees may have a number of students listed under “Graduate + First Professional Degree Students.” In this appendix, we have combined graduate degrees with first professional degrees, so the number of students listed under “Graduate + First Professional Degree Students” reflects the number of students enrolled in programs that grant first professional degrees. First professional degrees may be awarded in any of the following ten fields: chiropractic (DC or DCM), osteopathic medicine (DO), dentistry (DDS or DMD), pharmacy (PharmD), law (LLB or JD), podiatry (DPM, DP, or PodD), medicine (MD), theology (MDiv, MHL, BD, or Ordination), optometry (OD), or veterinary medicine (DVM). Number of Faculty: We obtained the number of faculty at each institution from the IPEDS Peer Analysis System, at http://www.nces.ed.gov/ipedspas/, and the Peterson’s Web site, at http://www.petersons.com. When information about number of faculty for an institution was not available on the IPEDS Peer Analysis System or Peterson’s, we sought it at Hobsons CollegeView Web site, at http://www.collegeview. com. If information about number of faculty was not available from any of these three sources, we went to the Web site of the specific university or college and searched for statistics about that institution’s number of faculty or actually counted the number of individuals on lists of faculty. If the information was not available on the institution’s Web site, we obtained it by calling the university or college directly. Institutions for which information on number of faculty was not available from the IPEDS Peer Analysis System or Peterson’s are footnoted to indicate the exact source we used. Note that the total number of faculty reported for each institution in this appendix includes both full- and part-time faculty. Federally Funded Research and Development Center (FFRDC) Operator: Academic institutions that operate FFRDCs were identified using the master list of FFRDCs contained in the National Science Foundation “Federal Funds for Research and Development: Fiscal Years 2000, 2001, 2002” (National Science Foundation, Division of Science Resources Statistics, 2002). Federal R&D Funds per Capita: We calculated federal R&D funds per capita by dividing the “Federal R&D Funds Received in FY 2002” for each institution by the number of students or faculty at each institution. a Air University Alabama A&M University Alabama State University Athens State University Auburn University Auburn University at Montgomery Birmingham-Southern College Concordia College-Selma Faulkner University Huntingdon College Jacksonville State University Judson College Miles College Oakwood College Samford University Selma University b Southeastern Bible College Southern Christian University Spring Hill College Stillman College Talladega College Troy State University Troy (main campus) c Dothan Phenix City d Montgomery Tuskegee University University of Alabama System Birmingham School of Medicine Huntsville Tuscaloosa (main campus) University of Mobile University of Montevallo University of North Alabama University of South Alabama School of Medicine University of South Alabama-Baldwin University of West Alabama a b X X X X X X X X X X X X X X X X X X X X X X X 0 0 0 0 26,255,994 X X X X X X X X X X X 260,792,305 159,576,895 24,343,319 18,193,900 0 0 0 22,717,898 11,153,321 0 100,000 X X X X X X X X X X X X X X X X X X X X X X X X HBCU Public Private Land Grant Number X X 1890 X X X X X X X X X X X X X X X Number Federal R&D Funds Per Capita FFRDC Operator X X 0 5,744 622 0 6,399 123 305 0 0 0 1,578 0 0 0 34 0 0 0 6,690 0 0 210 369 356 171 1230 321 172 40 53 68 387 29 112 138 413 29 18 10 130 83 48 0 18,339 1,536 0 18,453 312 136 0 0 13,029 5,983 0 0 4,112 121 0 0 0 12,300 602 0 no no no no no no no no no no no no no no no no no no no no no 1890 X 11,512 1,855 985 3,123 2,880 0 0 0 0 9,117 7,241 1,499 412 2,696 2,513 0 0 0 0 10,448 4,150 356 635 427 367 0 0 0 0 71,542 672 110 21 213 237 0 0 0 0 110,785 no no no no no X 14,695 17,747 9,954 26,200 4,741 55,008 1,966 132,651 no X X X X X 6,754 19,130 1,987 2,935 5,522 12,122 3,604 951 0 0 0 1,874 5,466 15,201 1,803 2,559 4,852 9,572 4,454 1,197 0 0 0 2,373 1,288 3,929 184 376 670 2,550 18,900 4,631 0 0 0 8,909 500 1,087 86 201 291 836 48,687 16,738 0 0 0 27,175 no no no no no no X X 8,342 1,974 0 51 6,398 1,625 0 62 1,944 349 0 287 524 108 0 926 no no X X X X X X Faculty 870 1,178 879 0 3,547 816 77 0 302 0 1,467 0 0 0 1,487 0 0 233 239 0 0 X X Number Federal R&D Funds Per Capita 0 1,449 116 0 1,200 24 17 0 0 1,441 337 0 0 319 17 0 0 0 1,285 33 0 X X X X X Number Federal R&D Funds Per Capita 0 4,671 4,711 2,574 18,922 4,166 1,347 781 2,338 615 6,869 345 1,637 1,778 2,890 287 200 155 1,244 1,513 540 X X X X X X X X X X X Federal R&D Funds Per Capita Graduate & First Professional Degree Students 0 1,157 98 0 1,010 20 16 0 0 1,441 278 0 0 319 11 0 0 0 1,078 33 0 X X Undergraduate Students 870 5,849 5,590 2,574 22,469 4,982 1,424 781 2,640 615 8,336 345 1,637 1,778 4,377 287 200 388 1,483 1,513 540 X X X X X X All Students MD PhD 0 6,767,007 546,672 0 22,697,275 100,000 23,467 0 0 886,000 2,315,600 0 0 567,477 50,000 0 0 0 1,599,000 50,000 0 DVM MA/MS Degrees Granted BA/BS ALABAMA Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) All information about Air University provided via personal communication with the registrar's office at Air University. All information about Selma University from Peterson's Black American Colleges and Universities http://www.petersons.com/blackcolleges/profiles/selma.asp?sponsor=13. c IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001 reports combined student enrollment data for Troy State University Main Campus (Troy) and Phenix City Campus. Therefore, enrollment data were calculated for the Main Campus by subtracting the numbers of students enrolled at the Phenix City Campus from the numbers reported in IPEDS Enrollment at Title IV participating, degree-granting institutions. d Student enrollment and faculty data from CollegeView.com. ALABAMA 1 X HBCU Public Land Grant X X X Private 2,873,388 X 52,390,100 X 73,370 X X X X X X X X Undergraduate Students All Students Number MD X PhD 0 X 260,000 X 2,000,000 X DVM MA/MS Alaska Bible College a Alaska Pacific University Sheldon Jackson College University of Alaska System Anchorage Fairbanks Southeast (Juneau) Degrees Granted BA/BS ALASKA Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator 44 653 158 0 398 12,658 44 454 158 0 573 12,658 0 199 0 0 1,307 0 12 106 15 0 2,453 133,333 no no no 15,040 7,142 3,307 191 7,335 22 14,404 6,309 3,219 199 8,304 23 636 833 88 4,518 62,893 834 1,145 768 248 2,510 68,216 296 no no no a Enrollment information from IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2000. Enrollment information not available from IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. ALASKA 1 56,955,731 0 0 0 0 0 0 8,177,851 461,020 184,787,624 65,563,658 X X X X X X X X X X X X X X X X X X X X 0 X 0 X 0 X X X X X X X X X X X DO X X X X X X HBCU Public Land Grant Private X X X All Students Number MD X DVM 0 0 X PhD MA/MS American Graduate School of International Management American Indian College of the Assemblies of God Arizona State University Tempe (main campus) Phoenix (ASU West) Mesa (ASU East) DeVry University-Phoenix a Embry-Riddle Aeronautical University Grand Canyon University b Midwestern University Northern Arizona University Prescott College University of Arizona School of Medicine University of Phoenix Phoenix Southern Arizona (Tuscon) Western International University Degrees Granted BA/BS ARIZONA Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X X X X X X Undergraduate Students Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Faculty Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita FFRDC Operator 1,548 74 0 0 0 74 0 0 1,548 0 0 0 73 13 0 0 no no 45,693 5,804 2,403 3,421 1,740 4,113 1,063 19,728 1,005 35,747 1,246 0 0 0 0 0 0 415 459 5,169 35,191 4,226 1,862 3,050 1,724 1,609 118 13,740 827 27,532 1,618 0 0 0 0 0 0 595 557 6,712 10,502 1,578 541 371 16 2,504 945 5,988 178 8,215 5,423 0 0 0 0 0 0 1,366 2,590 22,494 1,985 300 103 112 107 251 69 1,224 74 2,460 28,693 0 0 0 0 0 0 6,681 6,230 75,117 no no no no no no no no no no 7,586 2,993 1,322 0 0 0 4,551 2,083 966 0 0 0 3,035 910 356 0 0 0 851 371 257 0 0 0 no no no a Enrollment information from Peterson's. Enrollment information not available from IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. b Faculty data from Midwestern University website http://www.midwestern.edu/glendale/. Note also that the Arizona College of Osteopathic Medicine is part of Midwestern University. ARIZONA 1 Arkansas Baptist College Arkansas State University Arkansas Tech University Central Baptist College Harding University Henderson State University Hendrix College John Brown University Lyon College Ouachita Baptist University Philander Smith College Southern Arkansas University University of Arkansas System Fayetteville Fort Smith Little Rock Medical Sciences School of Medicine Monticello Pine Bluff University of Central Arkansas University of the Ozarks Williams Baptist College 0 83,000 17,210 0 0 0 209,413 0 68,680 0 0 0 X X X X X X X X X X X X 20,643,923 0 2,609,973 42,301,983 40,106,026 0 2,981,653 422,072 0 0 X X X X X X X X X X X X X X X X X X X HBCU Public Private Land Grant Number X Number Federal R&D Funds Per Capita FFRDC Operator 0 1,142 371 0 599 330 6 138 0 0 0 264 0 73 46 0 0 0 34,902 0 0 0 0 0 27 543 274 37 230 214 79 152 41 145 43 179 0 153 63 0 0 0 2,651 0 1,675 0 0 0 no no no no no no no no no no no no X 15,752 5,746 11,318 1,936 1,311 0 231 21,850 12,818 5,746 9,184 673 1,611 0 284 62,856 2,934 0 2,134 1,263 7,036 0 1,223 33,493 1,329 295 786 845 15,533 0 3,321 50,062 no no no no X X 1890 X X 2,332 3,144 8,486 654 688 0 948 50 0 0 2,108 3,052 7,540 654 688 0 977 56 0 0 224 92 946 0 0 0 32,409 446 0 0 139 217 516 41 42 0 13,740 818 0 0 no no no no no X X X X X X X X X Faculty 0 9 3 0 0 0 194 0 132 0 0 0 X X X X X X Number Federal R&D Funds Per Capita 235 9,426 5,205 358 4,078 3,135 1,079 1,537 521 1,610 859 2,863 X X X Number Federal R&D Funds Per Capita 0 8 3 0 0 0 193 0 132 0 0 0 X X X X X X X Federal R&D Funds Per Capita Graduate & First Professional Degree Students 235 10,568 5,576 358 4,677 3,465 1,085 1,675 521 1,610 859 3,127 X X X Undergraduate Students All Students MD DVM PhD MA/MS Degrees Granted BA/BS ARKANSAS Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) ARKANSAS 1 Alliant International University a Antioch University b Art Center College of Design Azusa Pacific University Bethany College Biola University California Baptist University California College of Arts & Crafts California Institute of the Arts California Institute of Integral Studies California Institute of Technology California Lutheran University California State University System Bakersfield California Maritime Academy California Polytechnic State University, San Luis Obispo California State Polytechnic University, Pomona Chico Dominguez Hills Fresno Fullerton Hayward Long Beach Los Angeles Monterey Bay Northridge Sacramento San Bernardino San Marcos Stanislaus Humboldt State University San Diego State University San Francisco State University San Jose State University Sonoma State University Chapman University b Charles R. Drew University of Medicine and Science School of Medicine c Christian Heritage College Claremont Consortium of Colleges Claremont Graduate University (includes Keck Institute of Applied Life Sciences) Claremont McKenna College Harvey Mudd College Pitzer College Pomona College X X X X X X X X X X X X X X X X X X X X X X 1,137,151 4,463,274 518,294 2,110,834 1,591,282 1,827,124 897,324 10,199,806 29,582,307 1,903,129 5,634,433 2,851,149 1,076,322 3,111,775 225,000 1,157,265 28,210,342 12,660,731 13,920,163 955,203 0 19,990,406 16,990,406 0 3,517,269 93,151 75,812 305,959 1,016,526 X X X X X X X X X X X X X X X X X X X X X X X X Number Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Faculty Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Number FFRDC Operator (Funds not included in totals) X X X X X X X X X X X 630 884 1,465 6,835 577 4,317 2,090 1,290 1,246 927 0 0 0 0 0 0 0 0 0 0 0 295 1,377 3,654 519 2,949 1,580 1,163 824 37 0 0 0 0 0 0 0 0 0 0 630 589 88 3,181 58 1,368 510 127 422 890 0 0 0 0 0 0 0 0 0 0 35 71 362 281 59 321 159 368 261 56 0 0 0 0 0 0 0 0 0 0 X X X X 2,058 2,857 31,075 0 942 1,846 67,889 0 1,116 1,011 57,304 0 422 241 151,544 0 X X 7,050 606 0 0 5,274 606 0 0 1,776 0 0 0 442 77 0 0 no no X X X X X X X X X X X X X X X X X X X X 18,079 19,041 16,704 12,871 20,007 30,357 13,240 33,259 20,675 3,020 31,448 26,923 15,985 6,496 7,534 7,382 34,171 26,866 28,007 7,590 9,370 95 63 234 31 164 80 60 68 307 1,431 630 179 106 67 479 30 157 826 471 497 126 0 210,425 17,114 16,977 14,773 7,968 16,259 25,261 9,798 27,723 14,150 2,807 24,814 21,786 11,137 5,272 5,694 6,542 28,042 20,921 22,237 6,411 4,875 88 66 263 35 265 98 72 92 368 2,091 678 227 131 97 590 40 177 1,006 605 626 149 0 227,164 965 2,064 1,931 4,903 3,748 5,096 3,442 5,536 6,525 213 6,634 5,137 4,848 1,224 1,840 840 6,129 5,945 5,770 1,179 4,495 7 1,178 2,162 268 431 425 359 261 1,842 4,534 8,935 849 555 222 2,542 122 1,378 4,603 2,130 2,413 810 0 2,855,772 1,161 1,074 955 738 1,265 1,675 789 1,886 1,155 261 1,677 1,491 894 398 453 565 1,924 1,712 1,622 502 494 338 979 4,156 543 2,860 1,258 1,091 1,137 5,408 25,612 7,292 3,360 1,912 1,204 7,819 497 2,048 14,662 7,395 8,582 1,903 0 59,143 no no no no no no no no no no no no no no no no no no no no no no X 674 0 674 0 0 0 35 0 no X X X X X 1,944 1,044 707 921 1,548 1,809 89 107 332 657 0 1,044 706 921 1,548 0 89 107 332 657 1,944 0 1 0 0 1,809 0 75,812 0 0 139 116 85 75 227 25,304 803 892 4,079 4,478 no no no no no X X X X X X X X X X X X X X X X HBCU X Public 0 X 0 X Land Grant X X Private 63,951,569 X 0 X Undergraduate Students All Students MD X X X X X X X X X X DVM X X X X X X X X X 0 0 0 0 0 0 0 0 0 0 PhD Degrees Granted BA/BS Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) MA/MS CALIFORNIA X X X X no no no no no no no no no no Jet Propulsion Laboratory no CALIFORNIA 1 Claremont Consortium of Colleges (cont.) Scripps College Cleveland Chiropractic College - Los Angeles Cogswell Polytechnical College Concordia University-Irvine DeVry University-Long Beach DeVry University-Pomona Dominican University of California Fielding Graduate Institute Fresno Pacific University Fuller Theological Seminary Golden Gate University d Holy Names College Hope International University Humphreys College Institute of Transpersonal Psychology John F. Kennedy University La Sierra University Life Chiropractic College Life Pacific College e Lincoln University f Loma Linda University School of Medicine Loyola Marymount University The Master's College and Seminary Menlo College Mills College Monterey Institute of International Studies Mount St. Mary's College National Hispanic University National University New College of California Notre Dame de Namur University Occidental College Otis College of Art & Design Pacific Oaks College Pacific Union College Pacifica Graduate Institute Palmer College of Chiropractic West Patten College Pepperdine University Point Loma Nazarene College Saint Mary's College of California Samuel Merritt College San Jose Christian College Santa Clara University 0 0 0 0 0 0 300,000 0 0 0 0 0 0 0 0 0 0 0 0 0 24,921,737 13,200,505 167,300 0 0 534,261 0 484,182 498,181 0 0 0 98,036 66,937 0 0 0 0 0 130,450 225,000 0 0 0 268,780 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X HBCU Public Private Land Grant Number Federal R&D Funds Per Capita Federal R&D Funds Per Capita Number 0 0 0 0 0 0 317 0 0 0 0 0 0 0 0 0 0 0 0 0 25,456 18 497 0 202 0 0 490 1,459 936 2,599 3,772 326 217 30 348 1,313 238 599 0 145 2,183 0 0 0 0 0 0 612 0 0 0 0 0 0 0 0 0 0 0 0 0 11,416 97 54 84 49 129 144 225 54 72 60 916 122 164 61 31 276 90 69 35 9 377 0 0 0 0 0 0 1,333 0 0 0 0 0 0 0 0 0 0 0 0 0 66,105 no no no no no no no no no no no no no no no no no no no no no X X X X X X X X X X X X X X X DC X X X X X DPM X X X 7,921 1,524 637 1,176 683 1,965 340 18,267 604 1,712 1,796 965 798 1,425 565 470 526 7,383 2,881 4,127 652 312 7,368 21 0 0 454 0 246 1,465 0 0 0 55 69 0 0 0 0 0 18 78 0 0 0 36 5,144 1,176 637 742 14 1,694 218 5,360 353 967 1,772 927 258 1,420 0 0 451 2,936 2,353 3,061 251 312 4,279 33 0 0 720 0 286 2,285 0 0 0 55 72 0 0 0 0 0 44 96 0 0 0 63 2,777 348 0 434 669 271 122 12,907 251 745 24 38 540 5 565 470 75 4,447 528 1,066 401 0 3,089 60 0 0 1,231 0 1,787 4,083 0 0 0 4,085 1,762 0 0 0 0 0 29 426 0 0 0 87 373 60 75 153 83 170 38 1,505 88 180 198 252 36 110 50 62 79 633 259 467 97 66 623 449 0 0 3,492 0 2,848 13,110 0 0 0 495 266 0 0 0 0 0 206 869 0 0 0 431 no no no no no no no no no no no no no no no no no no no no no no no X X X X X Federal R&D Funds Per Capita FFRDC Operator (Funds not included in totals) 798 138 413 1,112 2,853 3,669 946 0 1,080 0 1,071 506 805 628 0 210 1,328 0 438 170 979 X X X X X X X X X X X X X X X Number Faculty 0 0 0 0 0 0 209 0 0 0 0 0 0 0 0 0 0 0 0 0 7,882 X X X X Federal R&D Funds Per Capita Graduate & First Professional Degree Students 816 635 413 1,314 2,853 3,669 1,436 1,459 2,016 2,599 4,843 832 1,022 658 348 1,523 1,566 599 438 315 3,162 DC X X X Number Undergraduate Students X X X X X X X X X X X X X X X X X X X X X DC X X X X X X X X X X All Students MD DVM PhD MA/MS Universities and Colleges Degrees Granted BA/BS CALIFORNIA Federal R&D Funds Received in FY 2002 (Obligations) X CALIFORNIA 2 Saybrook Graduate School & Research Center Simpson College Southern California Institute of Architecture Southern California College of Optometry Southern California University of Health Sciences - Los Angeles College of Chiropractic Stanford University School of Medicine Thomas Aquinas College Touro University College of Osteopathic Medicine g University of California System Berkeley Davis School of Medicine Irvine School of Medicine Los Angeles School of Medicine Oakland Riverside San Diego School of Medicine San Francisco School of Medicine Santa Barbara Santa Cruz University of Judaism University of La Verne University of Northern California h University of the Pacific University of Redlands University of San Diego University of San Francisco University of Southern California School of Medicine University of West Los Angeles US Naval Postgraduate School Vanguard University of Southern California Western University of Health Sciences i Westminster Theological Seminary in California Westmont College Whittier College Woodbury University X X 223,779,543 189,264,822 60,774,529 135,703,283 54,424,609 412,554,554 219,581,899 2,287,645 34,486,910 405,563,825 182,427,601 356,743,364 285,432,106 71,720,775 36,380,261 0 0 0 157,046 3,990,000 1,533,950 511,677 223,851,269 107,512,986 0 783,224 0 0 0 143,240 0 0 X X X X X X X X X X HBCU Public Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita OPT 0 0 0 0 446 175 238 379 0 0 0 0 92 88 67 62 0 0 0 0 DC X 611 0 0 0 611 0 77 0 X X 18,591 20,763 7,279 53,030 11,312 34,123 2,491 154,959 DO X X 301 871 0 0 301 0 0 0 0 871 0 0 26 39 0 0 32,128 27,292 6,965 6,935 23,269 21,356 9,617 8,862 8,859 5,936 25,260 31,884 3,843 4,083 58,230 46,354 X X X X X X 21,885 6,201 17,723 7,657 4,162 32,605 2,489 54,521 X X X 37,494 11,003 25,328 16,288 12,166 33,910 5,087 81,100 The Offices of the President and the Board of Regents for the University of California System. 14,429 12,714 1,715 X X 2,390 2,713 20,109 21,558 17,505 4,053 X 18,813 23,168 100,065 1,276 3,114 27,027 130,239 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X DO no Stanford Linear Accelerator Center no no Ernest Orlando Lawrence Berkeley National Laboratory; Lawrence Livermore National Laboratory; Los Alamos National Laboratory 3,574 99,816 3,540 100,775 3,717 95,976 20,373 13,170 229 7,283 46 5,697 4,224 7,062 8,063 29,813 3,520 2,762 0 0 0 28 945 217 63 7,509 17,724 12,034 108 3,814 11 3,185 3,114 4,809 4,687 16,037 4,047 3,023 0 0 0 49 1,281 319 109 13,958 2,649 1,136 121 3,469 35 2,512 1,110 2,253 3,376 13,776 27,075 32,025 0 0 0 63 3,595 681 152 16,249 1,713 1,131 60 481 23 625 548 685 671 3,715 41,869 32,166 0 0 0 251 7,281 2,239 763 60,256 no no no no no no no no 182 1,231 1,827 1,435 118 1,379 2,098 1,404 0 636 0 0 0 104 0 0 0 0 1,578 0 0 1,374 1,270 1,189 0 0 0 0 0 104 0 0 182 1,231 249 1,435 118 5 828 215 0 636 0 0 0 28,648 0 0 14 497 159 92 12 135 162 185 0 1,576 0 0 0 1,061 0 0 no no no no no no no no X X X X X X X 34 10,492,452 no no no no X X X X X X X X X X X X X FFRDC Operator (Funds not included in totals) X X X X Number 0 986 19 0 X X X X X Federal R&D Funds Per Capita Number Faculty 0 0 0 0 X X X X X X Federal R&D Funds Per Capita Graduate & First Professional Degree Students 446 1,161 257 379 X X X Number Undergraduate Students X X X X X 386,003,275 X 207,983,087 0 X 0 Land Grant X Private 0 All Students MD X X X DVM 0 0 X 0 X 0 PhD MA/MS Universities and Colleges Degrees Granted BA/BS CALIFORNIA Federal R&D Funds Received in FY 2002 (Obligations) CALIFORNIA 3 MD HBCU Public Private Land Grant DVM PhD MA/MS Universities and Colleges Degrees Granted BA/BS CALIFORNIA Federal R&D Funds Received in FY 2002 (Obligations) All Students Number Federal R&D Funds Per Capita Undergraduate Students Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator (Funds not included in totals) a On July 1, 2001, United States International University and Alliant University/California School of Professional Psychology were joined to create a new university called Alliant International University. Listed as two separate campuses in IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. c The Charles R. Drew University of Medicine and Science consists of the College of Medicine and the College of Allied Health, both of which are eligible to receive federal R&D funds. Only the federal R&D funds going to the School of Medicine are specified here. Note that these funds are included in the total provided for the Charles R. Drew University of Medicine and Science on the line above. d Includes enrollment information for all six campuses. e Life Pacific University was previously called Life Bible College. f Enrollment information from IPEDS College Opportunities On-Line for Fall 2002. Enrollment information not available from IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. Faculty information from Pete g All information from http://www.tucom.edu. h All information from http://www.uncm.edu/ForStudents/Catalog2003.pdf and phone call to university. i The College of Veterinary Medicine at Western University of Health Sciences was founded by a vote of the Board of Trustees on August 8, 1998, and admitted its first class in August 2003. b CALIFORNIA 4 a X X X X X X X X X X X X X X X X X X X X X Number Number Federal R&D Funds Per Capita FFRDC Operator 5,662 86 18 753 4,664 436 0 49 0 632 0 4,722 0 0 0 0 0 16,661 16,741 0 0 1,587 0 0 0 0 0 0 171 48 205 333 1,403 51 212 216 1,000 46 15 1,304 59 110 0 0 0 37,674 55,652 0 7,240 360 0 0 0 0 0 0 no no no no no no no no no no no no no no X X X X 30,063 7,980 15,004 2,523 5,212 23 227 67,863 24,245 5,350 8,790 381 6,463 34 387 449,389 5,818 2,630 6,214 2,142 26,932 70 548 79,933 2,341 497 933 2,742 66,933 368 3,647 62,442 no no no no X X X 9,385 12,301 5,606 2,308 963 31 95 0 4,110 10,161 5,474 2,308 2,199 37 97 0 5,275 2,140 132 0 1,713 176 4,032 0 473 602 298 137 19,104 626 1,786 0 no no no no X X X X X X Faculty 0 0 0 4,250 3,331 0 347 15 0 0 0 0 0 0 X X X X Number Federal R&D Funds Per Capita 2,164 1,763 1,934 2,952 23,439 1,536 4,429 5,253 18,445 431 463 5,347 419 4,365 X X Number Federal R&D Funds Per Capita 0 0 0 3,386 2,778 0 347 15 0 0 0 0 0 0 X X X Federal R&D Funds Per Capita Graduate & First Professional Degree Students 7,826 1,849 1,952 3,705 28,103 1,972 4,429 5,302 18,445 1,063 463 10,069 419 4,365 X X X X X X HBCU 156,690,828 183,143 3,402,611 171,217,091 158,631,658 9,036,381 376,788 532,207 0 Land Grant X Public X Private X X X X X X Undergraduate Students All Students MD X X X X X X X X X X X X X X DVM 0 0 0 12,545,429 78,080,076 0 1,534,927 77,742 0 0 0 0 0 0 PhD BA/BS Adams State College Colorado Christian University Colorado College Colorado School of Mines Colorado State University Colorado Technical University a Fort Lewis College Mesa State College Metropolitan State College of Denver Naropa Institute Nazarene Bible College Regis University Rocky Mountain College of Art & Design United States Air Force Academy University of Colorado System Boulder Colorado Springs Denver Health Sciences Center School of Medicine University of Denver University of Northern Colorado University of Southern Colorado Western State College Degrees Granted MA/MS COLORADO Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X X Listed as two separate campuses in IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. COLORADO 1 0 55,896 0 278,406 0 323,263 0 0 0 0 0 0 67,956 0 0 0 0 96,507,764 52,807,496 528,446 33,417 3,857,772 0 312,309,557 245,736,787 X X X X DC X X X X X X X X X X X X X X X X X X Public HBCU X 0 119 0 1,538 0 682 0 0 0 0 0 0 76 0 0 0 0 82,556 no no no no no no no no no no no no no no no no no no X 6,844 4,229 3,237 5,918 11,136 77 8 1,192 0 28,045 5,425 2,532 2,792 5,080 5,286 97 13 1,382 0 59,082 1,419 1,697 445 838 5,850 372 20 8,669 0 53,386 690 336 334 442 3,392 766 99 11,550 0 92,072 no no no no no X X FFRDC Operator 125 470 21 181 407 474 31 46 271 37 455 193 899 152 284 59 690 1,169 X X Federal R&D Funds Per Capita 0 20 0 6,327 0 327 0 0 0 0 0 0 17 0 0 0 0 16,565 X X Number 397 2,817 0 44 319 990 212 0 1,619 1,550 1,822 652 3,938 0 182 0 1,981 5,826 X X X Faculty 0 6 0 152 0 78 0 0 0 0 0 0 8 0 0 0 0 6,869 X X Number Federal R&D Funds Per Capita 1,872 9,551 1,496 1,835 5,018 4,164 38 708 5,056 0 4,131 1,287 8,316 1,350 2,074 897 1,181 14,050 X X X X X X X X X X X X X X X Number Federal R&D Funds Per Capita 0 5 0 148 0 63 0 0 0 0 0 0 6 0 0 0 0 4,855 X X X X Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students 2,269 12,368 1,496 1,879 5,337 5,154 250 708 6,675 1,550 5,953 1,939 12,254 1,350 2,256 897 3,162 19,876 X X X X X X X X X X Land Grant X Private X X Undergraduate Students All Students MD X X X X X X X X X DVM PhD Albertus Magnus College Central Connecticut State University Charter Oak State College Connecticut College Eastern Connecticut State University Fairfield University Holy Apostles College & Seminary Mitchell College Quinnipiac College Rensselaer at Hartford Sacred Heart University St Joseph College Southern Connecticut State University Teikyo Post University Trinity College United States Coast Guard Academy University of Bridgeport University of Connecticut School of Medicine University of Hartford University of New Haven Wesleyan University Western Connecticut State University Yale University School of Medicine MA/MS Universities and Colleges Degrees Granted BA/BS CONNECTICUT Federal R&D Funds Received in FY 2002 (Obligations) CONNECTICUT 1 1,815,646 0 46,179,667 0 0 HBCU Public Land Grant Private X 1890 X X X X All Students Number MD X X X X X DVM X X X X X PhD MA/MS Delaware State University Goldey-Beacom College University of Delaware Wesley College Wilmington College Degrees Granted BA/BS DELAWARE Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X X X X 3,343 1,323 20,949 2,018 5,829 Undergraduate Students Federal R&D Funds Per Capita 543 0 2,204 0 0 Number 3,084 1,125 18,007 1,915 3,716 Federal R&D Funds Per Capita 589 0 2,565 0 0 Graduate & First Professional Degree Students Number 259 198 2,942 103 2,113 Federal R&D Funds Per Capita 7,010 0 15,697 0 0 Faculty Number 174 43 1,075 130 461 Federal R&D Funds Per Capita 10,435 0 42,958 0 0 FFRDC Operator no no no no no DELAWARE 1 X X X X X X X X X X X X X X X X X X X X X HBCU X 82,962,959 16,494,785 83,320,760 49,236,886 39,489,251 16,004,542 0 0 97,739 0 0 1,343,829 Land Grant X X Public X X Private X X X X Undergraduate Students All Students Number MD 1,321,681 6,614,506 0 1,034,463 DVM PhD American University The Catholic University of America Corcoran College of Art & Design Gallaudet University George Washington University (includes Mount Vernon campus) School of Medicine Georgetown University School of Medicine Howard University School of Medicine Joint Military Intelligence College a National Defense University b Southeastern University Strayer University Trinity College University of the District of Columbia MA/MS Universities and Colleges Degrees Granted BA/BS DISTRICT OF COLUMBIA Federal R&D Funds Received in FY 2002 (Obligations) Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator X X X X 10,692 5,510 372 1,583 124 1,200 0 653 5,850 2,587 372 1,200 226 2,557 0 862 4,842 2,923 0 383 273 2,263 0 2,701 1,114 641 34 222 1,186 10,319 0 4,660 no no no no X X 22,184 3,740 10,063 8,244 12,121 6,845 1,971 42,092 no X X 12,688 6,567 6,422 12,974 6,266 13,297 1,462 56,991 no X X 11,004 3,589 6,971 5,665 4,033 9,792 1,542 25,609 no X 442 1000 982 14,009 1,410 5,589 0 0 100 0 0 240 38 0 513 11,673 930 5,140 0 0 191 0 0 261 404 500 469 2,336 480 449 0 0 208 0 0 2,993 38 285 94 527 195 718 0 0 1,040 0 0 1,872 no no no no no no X X X X X X X X NOTE: The amounts above do not include all or part of two Contracts totalling $258,000 that were awarded to the Consortium of Universities of the Washington Metropolitan Area (CUWMA). The latter is an organization comprised of both public and private higher education institutions located in the District of Columbia, including a two-year technical institution, as well as one institution located in the inner suburbs of Maryland and two institutions located in the inner suburbs of Virginia. Enrollment and Faculty information from CollegeView.com. Enrollment information not available from IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. b Enrollment information is from the website: http://www.ndu.edu/colleges.cfm. Faculty information comes from the NDU catalog 2002-2004 http://www.ndu.edu/info/Catalog/index.htm. a DISTRICT OF COLUMBIA 1 Nova Southeastern University Palm Beach Atlantic College Palmer College of Chiropractic Florida b Ringling School of Art & Design Rollins College Saint John Vianney College Seminary Saint Leo College St. Thomas University Southeastern College of the Assemblies of God Stetson University Trinity College of Florida University of Central Florida University of Florida School of Medicine University of Miami School of Medicine University of North Florida X X X X X X X X X X X X X X X X X X X X X X X X X X X X X 820,796 0 0 0 15,000 0 0 1,070,000 0 2,634,215 0 30,275,907 165,041,811 62,635,081 119,676,758 78,516,005 2,449,136 X X X X X X X X X X X X X HBCU Public Land Grant X X X X X X X X X X X X X X X Private X Number X X X X X X 1890 X X X X X X X X X X X X X X X X X X X X X X X X DO OPT X X DC X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X All Students MD X DVM MA/MS 0 1,591,852 928,908 0 0 0 10,500 0 1,565,670 0 17,532,604 11,385,336 0 0 149,840 0 2,450,656 21,493,187 0 0 0 37,317,951 0 0 0 0 0 0 0 PhD The Baptist College of Florida Barry University Bethune-Cookman College Carlos Albizu University-Miami Clearwater Christian College DeVry University-Orlando Eckerd College Edward Waters College Embry-Riddle Aeronautical University Flagler College Florida Agricultural & Mechanical University Florida Atlantic University Florida Christian College Florida College Florida Gulf Coast University Florida Hospital College of Health Sciences Florida Institute of Technology Florida International University Florida Memorial College Florida Metropolitan University Florida Southern College Florida State University Hobe Sound Bible College International College a International Fine Arts College Jacksonville University Jones College a Lynn University Northwood University Degrees Granted BA/BS FLORIDA Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X X X X X X X Undergraduate Students Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator 575 8,691 2,724 610 732 803 1,582 1,320 13,298 1,852 12,316 23,345 213 560 4,214 746 4,409 31,727 2,154 11,608 2,496 34,982 145 1,227 1,100 2,519 829 2,006 963 0 183 341 0 0 0 7 0 118 0 1,424 488 0 0 36 0 556 677 0 0 0 1,067 0 0 0 0 0 0 0 575 5,907 2,724 144 732 803 1,582 1,320 10,685 1,852 10,853 19,303 213 560 3,403 746 2,191 25,971 2,154 11,074 2,448 28,231 145 1,100 1,046 2,213 829 1,821 963 0 269 341 0 0 0 7 0 147 0 1,615 590 0 0 44 0 1,119 828 0 0 0 1,322 0 0 0 0 0 0 0 0 2,784 0 466 0 0 0 0 2,613 0 1,463 4,042 0 0 811 0 2,218 5,756 0 534 48 6,751 0 127 54 306 0 185 0 0 572 0 0 0 0 0 0 599 0 11,984 2,817 0 0 185 0 1,105 3,734 0 0 0 5,528 0 0 0 0 0 0 0 47 883 193 18 50 43 256 34 240 167 520 760 26 41 168 52 240 1,447 230 389 163 1,266 15 102 116 113 13 247 65 0 1,803 4,813 0 0 0 41 0 6,524 0 33,717 14,981 0 0 892 0 10,211 14,854 0 0 0 29,477 0 0 0 0 0 0 0 no no no no no no no no no no no no no no no no no no no no no no no no no no no no no 19,059 2,584 87 969 3,717 75 9,931 2,403 1,363 3,255 162 35,850 46,515 43 0 0 0 4 0 0 445 0 809 0 845 3,548 4,012 2,216 0 969 2,972 68 9,684 1,286 1,363 2,174 162 30,181 33,639 205 0 0 0 5 0 0 832 0 1,212 0 1,003 4,906 15,047 368 87 0 745 7 247 1,117 0 1,081 0 5,669 12,876 55 0 0 0 20 0 0 958 0 2,437 0 5,341 12,818 1,268 286 19 96 307 18 668 221 77 341 16 1,598 3,797 647 0 0 0 49 0 0 4,842 0 7,725 0 18,946 43,466 no no no no no no no no no no no no no 14,436 8,290 9,359 12,787 5,077 23,572 2,383 50,221 no 12,992 189 11,134 220 1,858 1,318 610 4,015 no FLORIDA 1 X HBCU X X X X X X X Public X X X X X X X Land Grant X Private X All Students Number MD X DVM PhD 72,080,182 28,743,812 1,645,748 0 0 0 1,064,260 0 0 BA/BS University of South Florida Tampa (main campus) c,d School of Medicine Saint Petersburg c,d Sarasota c,d Lakeland c,d University of Tampa University of West Florida Warner Southern College Webber College Degrees Granted MA/MS FLORIDA Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita 29,195 2,469 23,626 3,051 5,569 12,943 2,228 32,352 no X X X 3,464 1,183 726 3,821 9,052 1,117 498 475 0 0 0 118 0 0 3,044 1,015 603 3,328 7,422 1,082 451 541 0 0 0 143 0 0 420 168 123 493 1,630 35 47 3,918 0 0 0 653 0 0 133 37 22 329 250 109 30 12,374 0 0 0 4,257 0 0 no no no no no no no X X X a Listed as two separate campuses in IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. b Palmer College of Chiropractic Florida admitted its first class in October 2002. Degree information, enrollment data, and faculty data from Palmer College of Chiropractic Florida website http://www.palmer.edu/PCCF/Default.htm. Student enrollment and faculty data from University of South Florida InfoMart at http://isis2.admin.usf.edu/usfirp/infomart/. Degree information from University of South Florida website http://www.usf.edu. c d FFRDC Operator X X X Undergraduate Students FLORIDA 2 X X X X X X X X X X X 0 0 0 0 17,462 2,623,199 0 106,881,077 1,048,239 0 15,294,751 360,358 400,000 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X HBCU Public Land Grant Federal R&D Funds Per Capita Number Faculty Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita FFRDC Operator X X 198 0 0 0 0 0 23 0 204 0 0 0 29,681 16 512 0 0 0 192 813 0 959 66 0 0 5,069 10,757 0 0 0 0 0 40 0 834 0 0 0 37,322 119 117 146 42 72 159 163 142 329 110 140 57 2,485 1,446 0 0 0 0 0 199 0 2,430 0 0 0 76,131 no no no no no no no no no no no no no X X DC X X X 66 942 2,689 7,315 45,736 0 0 233 0 902 297 4,740 0 0 0 359 66 40 2,392 2,575 45,736 0 0 661 23 69 254 595 131,241 0 0 2,861 no no no no X X X Number 869 2,101 2,437 409 388 1,846 1,438 1,219 3,923 1,179 3,641 762 6,374 X X X Federal R&D Funds Per Capita 194 0 0 0 0 0 14 0 164 0 0 0 16,533 X X Undergraduate Students All Students Number 885 2,613 2,437 409 388 2,038 2,251 1,219 4,882 1,245 3,641 762 11,443 X X X X X X X X X X X X X X Private MD X X PhD X X X X X X X X X X X X X 172,115 0 0 0 0 0 32,400 0 799,473 0 0 0 189,186,474 140,494,101 3,018,553 0 0 1,702,047 1,324,462 950,492 35,424,279 29,200,036 119,069 0 87,015 0 0 0 0 0 4,481,609 0 0 DVM Degrees Granted BA/BS Agnes Scott College American InterContinental University a Art Institute of Atlanta b Atlanta Christian College Atlanta College of Art Berry College Brenau University Brewton-Parker College Clark Atlanta University Covenant College Dalton State College Emmanuel College Emory University School of Medicine Institute of Paper Science & Technology LaGrange College Life University Mercer University School of Medicine Morehouse College Morehouse School of Medicine c School of Medicine d Morris Brown College Oglethorpe University Paine College Piedmont College Reinhardt College Savannah College of Art & Design Shorter College South University Spelman College Thomas University Toccoa Falls College University System of Georgia Albany State University Armstrong Atlantic State University Augusta State University Clayton College & State University Columbus State University Fort Valley State University Georgia College & State University Georgia Institute of Technology Georgia Southern University Georgia Southwestern State University Georgia State University Kennesaw State University Macon State College Federal R&D Funds Received in FY 2002 (Obligations) MA/MS GEORGIA Universities and Colleges Graduate & First Professional Degree Students X X X X X 2,729 212 348 167,096 2,729 0 348 0 0 212 0 167,096 153 249 6,212 142,266 no no X X X X X X X X X X X X 2,874 1,197 888 1,728 1,083 5,338 2,253 535 2,138 642 916 41 0 98 0 0 0 0 0 2,096 0 0 2,874 1,114 888 1,026 1,083 4,707 2,201 535 2,138 561 916 41 0 98 0 0 0 0 0 2,096 0 0 0 83 0 702 0 631 52 0 0 81 0 0 0 0 0 0 0 0 0 0 0 0 195 55 78 99 106 286 177 50 202 59 75 611 0 1,116 0 0 0 0 0 22,186 0 0 no no no no no no no no no no no 3,456 5,747 5,382 4,674 5,515 2,485 5,079 15,575 14,371 2,535 25,743 13,940 4,485 0 0 0 0 3 1,056 0 6,862 73 0 594 26 89 3,015 5,061 4,680 4,674 4,618 2,198 4,083 11,043 12,798 1,947 18,241 12,421 4,485 0 0 0 0 4 1,193 0 9,679 82 0 838 29 89 441 686 702 0 897 287 996 4,532 1,573 588 7,502 1,519 0 0 0 0 0 19 9,140 0 23,584 666 0 2,039 237 0 211 208 265 275 346 188 325 997 720 144 1,417 680 209 0 0 0 0 50 13,953 0 107,203 1,456 0 10,794 530 1,914 no no no no no no no no no no no no no X X X X X X X X X X X X X X X X 1890 X GEORGIA 1 X X X HBCU X X X X X X X Land Grant X X X X X X X Public X Private X X Number X X X X X X X X X X X Undergraduate Students All Students MD X DVM PhD 26,130,432 25,405,660 110,000 1,294,378 420,562 125,450 90,673,538 21,609 0 MA/MS University System of Georgia (cont.) Medical College of Georgia School of Medicine e North Georgia College & State University Savannah State University Southern Polytechnic State University State University of West Georgia University of Georgia Valdosta State University Wesleyan College Degrees Granted BA/BS GEORGIA Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator 1,939 13,476 669 39,059 1,270 20,575 651 40,139 no 3,858 2,269 3,552 9,026 32,317 9,230 716 29 570 118 14 2,806 2 0 3,426 2,163 2,962 7,240 24,829 7,931 668 32 598 142 17 3,652 3 0 432 106 590 1,786 7,488 1,299 48 255 12,211 713 70 12,109 17 0 236 144 212 442 2,798 501 74 466 8,989 1,984 284 32,407 43 0 no no no no no no no a Listed as two separate campuses in IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. b Enrollment information from Peterson's. Enrollment information not available from IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. c Morehouse School of Medicine became independent of Morehouse College in 1981. d The Morehouse School of Medicine consists of the Doctor of Medicine Program, Master of Public Health Program, Master of Science in Clinical Research Program, and Doctor of Philosophy in Biomedical Sciences Program, all of which are eligible to receive federal R&D funds. Only the federal R&D funds going to the School of Medicine are specified here. Note that these funds are included in the total provided for the Morehouse School of Medicine on the line above. e The Medical College of Georgia consists of the School of Medicine and the Schools of Allied Health Sciences, Graduate Studies, Dentistry, and Nursing, all of which are eligible to receive federal R&D funds. Only the federal R&D funds going to the School of Medicine are specified here. Note that these funds are included in the total provided for the Medical College of Georgia on the line above. GEORGIA 2 13,122,079 X 120,815,130 X 10,418,793 0 X X X X HBCU Public Land Grant Private X X X X X X X X Undergraduate Students All Students Number MD X X DVM 0 X 0 X 0 X PhD MA/MS Brigham Young University-Hawaii Chaminade University Hawaii Pacific University University of Hawaii System Hilo Manoa School of Medicine West Oahu Degrees Granted BA/BS HAWAII Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Faculty Federal R&D Funds Per Capita Number Number Federal R&D Funds Per Capita FFRDC Operator 2,278 2,561 8,033 0 0 0 2,278 1,976 6,759 0 0 0 0 585 1,274 0 0 0 190 166 869 0 0 0 no no no 2,913 17,532 4,505 6,891 2,724 12,054 4,817 10,023 189 5,478 69,429 22,055 249 2,337 52,699 51,697 no no 740 0 740 0 0 0 49 0 no HAWAII 1 X X X X X X X X X HBCU X Public X Land Grant X Private X X All Students Number MD X X X X X X X DVM PhD 0 1,799,798 0 3,083,134 0 0 29,150,447 BA/BS Albertson College of Idaho Boise State University Brigham Young University-Idaho Idaho State University Lewis-Clark State College Northwest Nazarene College University of Idaho Degrees Granted MA/MS IDAHO Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X X 778 17,100 9,200 13,663 2,953 1,370 12,067 Undergraduate Students Federal R&D Funds Per Capita 0 105 0 226 0 0 2,416 Number 778 15,486 9,200 11,167 2,953 1,096 9,081 Federal R&D Funds Per Capita 0 116 0 276 0 0 3,210 Graduate & First Professional Degree Students Number 0 1,614 0 2,496 0 274 2,986 Federal R&D Funds Per Capita 0 1,115 0 1,235 0 0 9,762 Faculty Number 120 539 453 638 214 116 889 Federal R&D Funds Per Capita 0 3,339 0 4,832 0 0 32,790 FFRDC Operator no no no no no no no IDAHO 1 Augustana College Aurora University Barat College a Benedictine University Blackburn College Bradley University The Chicago School of Professional Psychology Chicago State University Columbia College Concordia University-River Forest DePaul University DeVry University DuPage-Addison DeVry University-Chicago DeVry University-Tinley Park Dominican University East-West University Eastern Illinois University Elmhurst College Erikson Institute Eureka College Finch University of Health Sciences/ The Chicago Medical School b School of Medicine c Governors State University Greenville College Illinois College Illinois College of Optometry Illinois Institute of Technology Illinois State University Illinois Wesleyan University Judson College Kendall College Knox College Lake Forest College Lakeview College of Nursing Lewis University Lincoln Christian College & Seminary Loyola University Chicago School of Medicine Lutheran School of Theology at Chicago MacMurray College McKendree College Midstate College Midwestern University Millikin University Monmouth College Moody Bible Institute d National University of Health Sciences e 115,011 0 0 216,689 0 317,660 0 1,907,774 258,768 0 2,935,598 0 0 0 0 0 620,479 0 0 0 X X X X X X 6,288,512 5,903,512 0 0 0 0 27,563,805 2,462,575 115,904 63,575 0 147,563 0 0 0 0 26,043,383 25,096,368 0 0 0 100,000 356,965 200,000 0 0 0 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X DO X DC HBCU Public Private Land Grant Number Federal R&D Funds Per Capita X X X 0 0 0 303 0 383 0 984 512 0 352 0 0 0 0 0 438 0 0 0 209 113 41 96 52 496 20 439 1,166 88 1,347 165 189 83 219 77 637 112 17 65 550 0 0 2,257 0 640 0 4,346 222 0 2,179 0 0 0 0 0 974 0 0 0 no no no no no no no no no no no no no no no no no no no no X 1,349 4,662 6 1,048,085 1,343 4,682 136 46,239 no X X X X X X X X X 5,860 1,160 874 635 6,050 21,240 2,064 1,085 625 1,143 1,277 56 4,407 909 13,019 0 0 0 0 4,556 116 56 59 0 129 0 0 0 0 2,000 2,980 1,126 874 0 1,842 18,472 2,064 1,085 625 1,143 1,260 56 3,383 670 7,497 0 0 0 0 14,964 133 56 59 0 129 0 0 0 0 3,474 2,880 34 0 635 4,208 2,768 0 0 0 0 17 0 1,024 239 5,522 0 0 0 0 6,550 890 0 0 0 0 0 0 0 0 4,716 407 93 89 70 447 1,149 296 169 28 113 126 13 152 79 1,886 0 0 0 0 61,664 2,143 392 376 0 1,306 0 0 0 0 13,809 no no no no no no no no no no no no no no no X X X X X X X X X 353 655 2,107 303 1,483 2,412 1,072 1,603 649 0 0 0 330 241 83 0 0 0 0 655 2,107 303 352 2,389 1,072 1,333 125 0 0 0 330 1,014 84 0 0 0 353 0 0 0 1,131 23 0 270 524 0 0 0 0 316 8,696 0 0 0 24 85 181 0 0 0 0 3,798 633 0 0 0 no no no no no no no no no X X Federal R&D Funds Per Capita 0 1,478 81 714 0 829 391 1,939 505 589 8,343 0 0 0 1,344 0 1,416 130 147 0 X X OPT X X X Number FFRDC Operator (Funds not included in totals) 52 0 0 109 0 61 0 371 29 0 225 0 0 0 0 0 68 0 0 0 X X X Federal R&D Funds Per Capita Number Faculty 2,232 1,323 571 1,986 571 5,167 0 5,140 8,911 1,358 13,020 3,543 4,011 1,662 1,189 1,076 9,115 2,410 0 514 X X Federal R&D Funds Per Capita Graduate & First Professional Degree Students 52 0 0 80 0 53 0 269 27 0 137 0 0 0 0 0 59 0 0 0 X X Undergraduate Students 2,232 2,801 652 2,700 571 5,996 391 7,079 9,416 1,947 21,363 3,543 4,011 1,662 2,533 1,076 10,531 2,540 147 514 X X X X X X X X X X X X X X X Number X X X X X X X X X All Students MD DVM PhD MA/MS Universities and Colleges Degrees Granted BA/BS ILLINOIS Federal R&D Funds Received in FY 2002 (Obligations) X 94 316 99 101 57 ILLINOIS 1 National-Louis University North Central College North Park University Northeastern Illinois University Northern Illinois University Northwestern University School of Medicine Olivet Nazarene University Principia College Quincy University Robert Morris College Rockford College Roosevelt University Rush University School of Medicine Saint Anthony College of Nursing St. Xavier University School of the Art Institute of Chicago Shimer College Southern Illinois University System Carbondale School of Medicine Edwardsville Spertus Institute of Jewish Studies Trinity Christian College Trinity International University University of Chicago School of Medicine University of Illinois System Chicago School of Medicine Springfield Urbana-Champaign University of St. Francis Western Illinois University Wheaton College a b X X 9,367,005 4,795,536 680,558 0 0 0 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X 172,475,309 X 124,946,536 142,885,797 64,936,955 0 206,263,136 0 545,285 0 Number Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita X 3,350 558 1,319 5,319 1,359 7,490 1,268 0 0 0 0 0 0 37,011 2,061 558 1,147 5,319 1,056 4,628 148 0 0 0 0 0 0 317,092 1,289 0 172 0 303 2,862 1,120 0 0 0 0 0 0 41,901 166 68 104 390 78 210 774 0 0 0 0 0 0 60,633 no no no no no no no X X X X 77 4,916 2,675 105 0 0 0 0 77 2,815 2,148 105 0 0 0 0 0 2,101 527 0 0 0 0 0 12 280 652 11 0 0 0 0 no no no no X 21,598 434 16,802 557 4,796 1,953 1,586 5,906 no X X X X 12,442 291 973 2,054 55 0 0 0 9,799 0 973 894 69 0 0 0 2,643 291 0 1,160 257 0 0 0 744 40 108 177 915 0 0 0 no no no no X 12,883 13,388 4,075 42,325 8,808 19,582 2,773 62,198 Argonne National Laboratory X 24,955 5,726 15,887 8,994 9,068 15,757 3,014 47,407 no X X 4,288 39,291 3,919 13,206 2,844 0 5,250 0 41 0 2,300 28,746 2,699 10,755 2,386 0 7,175 0 51 0 1,988 10,545 1,220 2,451 458 0 19,560 0 222 0 250 3,158 183 684 295 0 65,314 0 797 0 no no no no no X X X X X Federal R&D Funds Per Capita FFRDC Operator (Funds not included in totals) X X X X X X X X X X HBCU X X X X Number Faculty X X X X Federal R&D Funds Per Capita Graduate & First Professional Degree Students X X X X X X Number Undergraduate Students 7,879 2,605 2,327 10,999 23,783 17,000 X X X X X Land Grant X Public X X X X X X X Private X X X X X X DVM X X X X X X All Students MD 0 0 0 85,000 7,338,517 161,234,045 92,415,757 0 0 0 0 0 0 46,929,666 46,929,666 0 0 0 0 PhD MA/MS Universities and Colleges Degrees Granted BA/BS ILLINOIS Federal R&D Funds Received in FY 2002 (Obligations) X X 0 0 0 8 309 9,484 3,303 2,162 1,573 8,382 17,468 9,167 0 0 0 10 420 17,589 4,576 443 754 2,617 6,315 7,833 0 0 0 32 1,162 20,584 298 185 263 386 1,180 2,447 0 0 0 220 6,219 65,890 no no no no no no Faculty data from CollegeView.com. Effective July 1, 2004, Finch University of Health Sciences/The Chicago Medical School will change its name to Rosalind Franklin University of Medicine and Science. c The Finch University of Health Sciences/The Chicago Medical School consists of the Chicago Medical School, the School of Graduate and Postdoctoral Studies, the School of Related Health Sciences, and the Dr. William M. Scholl College of Podiatric Medicine, all of which are eligible to receive federal R&D funds. Only the federal R&D funds going to the School of Medicine are specified here. Note that these funds are included in the total provided for the Finch University of Health Sciences/The Chicago Medical School on the line above. d Enrollment information from IPEDS College Opportunities On-Line. Enrollment information not available from IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. e Formerly the National College of Chiropractics. ILLINOIS 2 0 2,189,515 0 55,608 0 0 0 241,877 337,593 0 0 0 0 0 0 0 1,017,692 X X X X X X X X X X X X X X X 56,276,073 0 0 0 0 0 0 95,879,375 88,137,186 0 0 0 0 0 X X X X X X X X X X X X X X X X X X X X X X X X X X 92,739,428 0 0 48,074 0 0 0 39,283 135,193 0 0 35,384,037 500,000 X X X X X X X X X X X X X X X X X X X X X X X OPT X X X X X HBCU Public Federal R&D Funds Per Capita FFRDC Operator X 333 2,652 119 840 0 280 401 0 67 0 0 178 0 0 33 427 1,587 0 826 0 66 0 0 0 0 5,039 0 0 0 0 0 0 0 641 231 953 115 455 101 31 28 248 94 97 150 41 93 42 55 148 663 0 2,297 0 122 0 0 0 975 3,591 0 0 0 0 0 0 0 1,535 no no no no no no no no no no no no no no no no no X X X X X X X X 37,963 2,469 2,741 4,639 7,417 6,557 11,128 28,339 1,482 0 0 0 0 0 0 3,383 30,157 2,405 2,519 4,027 6,070 5,668 10,281 20,695 1,866 0 0 0 0 0 0 4,633 7,806 64 222 612 1,347 889 847 7,644 7,209 0 0 0 0 0 0 12,543 1,755 169 155 335 518 422 684 2,597 32,066 0 0 0 0 0 0 36,919 no no no no no no no no 7,929 1,137 1,260 536 1,738 0 0 0 0 0 5,721 1,120 1,260 473 1,434 0 0 0 0 0 2,208 17 0 63 304 0 0 0 0 0 1,003 70 159 59 33 0 0 0 0 0 no no no no no 39,882 9,103 3,493 1,749 914 1,502 1,523 2,367 1,268 2,555 3,708 11,054 1,683 2,325 0 0 27 0 0 0 17 107 0 0 3,201 297 32,648 8,120 3,468 1,573 914 1,384 1,523 2,367 1,268 2,542 2,859 8,208 1,484 2,841 0 0 31 0 0 0 17 107 0 0 4,311 337 7,234 983 25 176 0 118 0 0 0 13 849 2,846 199 12,820 0 0 273 0 0 0 0 0 0 0 12,433 2,513 2,379 457 223 136 84 56 188 218 119 175 160 1,142 97 38,983 0 0 353 0 0 0 180 1,136 0 0 30,984 5,155 no no no no no no no no no no no no no X X X X X X X X X X X X X Number 0 134 0 16 0 0 0 109 313 0 0 0 0 0 0 0 105 X X X X X X X Land Grant Private X X Number Faculty Federal R&D Funds Per Capita 2,094 16,313 1,541 3,424 1,000 0 0 2,219 1,078 1,028 986 1,179 1,111 558 956 3,161 9,734 X X X X X X X X X X X X X X X Number Federal R&D Funds Per Capita 0 115 0 13 0 0 0 109 295 0 0 0 0 0 0 0 90 X X X Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students 2,427 18,965 1,660 4,264 1,000 280 401 2,219 1,145 1,028 986 1,357 1,111 558 989 3,588 11,321 X X X Undergraduate Students All Students MD X X X X X X X PhD X X X X X DVM MA/MS Anderson University Ball State University Bethel College Butler University Calumet College of St Joseph Christian Theological Seminary Concordia Theological Seminary-Fort Wayne DePauw University Earlham College Franklin College Goshen College Grace College Hanover College Holy Cross College Huntington College Indiana Institute of Technology Indiana State University Indiana University System Bloomington East (Richmond) Kokomo Northwest (Gary) South Bend Southeast (New Albany) Indiana University/Purdue University at Fort Wayne Indiana University/Purdue University at Indianapolis School of Medicine Indiana Wesleyan University, Marion Manchester College Marian College Martin University Oakland City University Purdue University West Lafayette (main campus) Calumet (Hammond) North Central (Westville) Rose-Hulman Institute of Technology Saint Joseph's College Saint Mary-of-the-Woods College Saint Mary's College Taylor University a Tri-State University b University of Evansville University of Indianapolis c University of Notre Dame University of Saint Francis Degrees Granted BA/BS INDIANA Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X INDIANA 1 a b c HBCU Land Grant Public Private Undergraduate Students All Students Number MD X X PhD 0 X 162,579 X 34,296 X DVM MA/MS University of Southern Indiana Valparaiso University Wabash College Degrees Granted BA/BS INDIANA Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X X X 9,362 3,533 849 Federal R&D Funds Per Capita 0 46 40 Number 8,783 2,873 849 Federal R&D Funds Per Capita 0 57 40 Graduate & First Professional Degree Students Number 579 660 0 Federal R&D Funds Per Capita 0 246 0 Faculty Number 529 317 103 Federal R&D Funds Per Capita 0 513 333 FFRDC Operator no no no Listed as two separate campuses in IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. Listed as three separate campuses in IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. Actual amount is a "de-obligation" of $9,514. INDIANA 2 Allen College Briar Cliff College Buena Vista University Central College Clarke College Coe College Cornell College Des Moines University-Osteopathic Medical Center Divine Word College Dordt College Drake University Emmaus Bible College Faith Baptist Bible College & Theological Seminary Graceland College Grand View College Grinnell College Iowa State University Iowa Wesleyan College Loras College Luther College Maharishi University of Management Marycrest International University Morningside College Mount Mercy College Mount St Clare College a Northwestern College of Iowa Palmer College of Chiropractic St Ambrose University Simpson College University of Dubuque University of Iowa School of Medicine University of Northern Iowa Upper Iowa University Vennard College Waldorf College Wartburg College William Penn College a X X X X X X X X X X X X X X X X X X X X X X X X X HBCU Land Grant X X X X X X X X X X X X X X X Public 60,424,044 0 0 135,543 2,417,044 0 0 0 1,000,000 145,000 1,149,747 0 0 800,000 176,503,090 120,338,303 1,627,451 0 0 0 0 0 X X X X X X X DO X X X X X X X X X X X X X Private X X X X X X X X X X X X X X DC X X X X X X X X X X X X X X Undergraduate Students All Students Number MD X X X X X X X X X X X X X X X X DVM 0 0 1,000,000 1,000,000 0 55,000 0 0 0 0 5,505 0 0 0 0 218,829 PhD BA/BS Universities and Colleges Degrees Granted MA/MS IOWA Federal R&D Funds Received in FY 2002 (Obligations) Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator (Funds not included in totals) 259 969 2,910 1,425 1,201 1,311 986 1,177 76 1,460 5,150 284 487 2,523 1,402 1,338 0 0 344 702 0 42 0 0 0 0 1 0 0 0 0 164 233 969 2,810 1,425 1,052 1,280 986 67 76 1,396 2,824 284 372 2,283 1,402 1,338 0 0 356 702 0 43 0 0 0 0 2 0 0 0 0 164 26 0 100 0 149 31 0 1,110 0 64 2,326 0 115 240 0 0 0 0 10,000 0 0 1,774 0 0 0 0 2 0 0 0 0 0 26 45 82 130 98 156 102 7 20 78 340 17 31 83 134 176 0 0 12,195 7,692 0 353 0 0 0 0 16 0 0 0 0 1,243 27,823 812 1,758 2,575 806 666 996 1,387 479 1,287 1,727 3,291 1,816 1,039 28,768 2,172 0 0 53 2,999 0 0 0 2,088 113 666 0 0 770 6,135 23,060 812 1,636 2,575 231 400 850 1,387 479 1,287 62 2,271 1,788 759 19,603 2,620 0 0 53 10,463 0 0 0 2,088 113 18,544 0 0 1,054 9,004 4,763 0 122 0 575 266 146 0 58 0 1,665 1,020 28 280 9,165 12,686 0 0 0 4,204 0 0 0 17,241 0 691 0 0 2,857 19,258 1,628 103 167 225 75 34 114 117 53 112 86 269 83 39 2,341 37,116 0 0 602 32,227 0 0 0 18,868 1,295 13,369 0 0 20,513 75,396 no no no no no no no no no no no no no no no no Ames Laboratory no no no no no no no no no no no no no no 14,410 4,557 88 642 1,649 1,547 113 0 0 0 0 0 12,680 4,422 88 642 1,649 1,547 128 0 0 0 0 0 1,730 135 0 0 0 0 941 0 0 0 0 0 846 310 9 41 139 37 1,924 0 0 0 0 0 no no no no no no Mount St. Claire College became The Franciscan University on December 5, 2002. IOWA 1 Baker University a Barclay College Benedictine College Bethany College Bethel College Central Christian College Emporia State University Fort Hays State University Friends University Haskell Indian Nations University Kansas State University Kansas Wesleyan University Manhattan Christian College McPherson College Mid-America Nazarene College Newman University Ottawa University b Pittsburg State University Saint Mary College Southwestern College Sterling College Tabor College University of Kansas University of Kansas Medical Center School of Medicine c Washburn University Wichita State University 0 0 0 0 0 0 52,106 84,021 0 162,000 29,309,846 0 0 0 0 0 0 663,915 0 0 0 0 45,758,948 41,273,167 36,588,814 0 2,149,610 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X HBCU Public Private Land Grant Number Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator X X 0 0 0 0 0 0 12 18 0 168 1,562 0 0 0 0 0 0 121 0 0 0 0 2,329 100,912 1,016 0 51 0 0 0 1,536 1,061 561 0 3,626 62 0 0 393 411 756 1,252 288 99 0 21 6,131 1,999 0 0 0 0 0 0 34 79 0 0 8,083 0 0 0 0 0 0 530 0 0 0 0 7,464 20,647 477 44 58 66 69 18 274 299 227 58 1,375 58 26 49 135 65 45 365 50 121 34 72 1,552 739 0 0 0 0 0 0 190 281 0 2,793 21,316 0 0 0 0 0 0 1,819 0 0 0 0 29,484 55,850 no no no no no no no no no no no no no no no no no no no no no no no no X X 6,118 14,854 0 145 5,098 11,303 0 190 1,020 3,551 0 605 456 783 0 2,745 no no X X X X X X X X X X X X X X Number Federal R&D Funds Per Capita 1,903 196 1,288 604 525 314 4,287 4,565 2,629 967 18,770 722 412 397 1,290 1,660 953 5,471 484 1,177 461 571 19,651 409 X X X X X X X Federal R&D Funds Per Capita Graduate & First Professional Degree Students 0 0 0 0 0 0 9 15 0 168 1,309 0 0 0 0 0 0 99 0 0 0 0 1,775 17,140 X X X Undergraduate Students 2,919 196 1,339 604 525 314 5,823 5,626 3,190 967 22,396 784 412 397 1,683 2,071 1,709 6,723 772 1,276 461 592 25,782 2,408 X X X X X X X X X X All Students MD DVM PhD MA/MS Degrees Granted BA/BS KANSAS Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X a Listed as three separate campuses in IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. Listed as two separate campuses in IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. The University of Kansas Medical Center consists of the Schools of Allied Health, Medicine, Nursing and Graduate Studies, all of which are eligible to receive federal R&D funds. Only the federal R&D funds going to the School of Medicine are specified here. Note that these funds are included in the total provided for the University of Kansas Medical Center on the line above. Information from http://www.kumc.edu/. b c KANSAS 1 Alice Lloyd College Asbury College Asbury Theological Seminary Bellarmine College Berea College Brescia University Campbellsville University Centre College Clear Creek Baptist Bible College Cumberland College Eastern Kentucky University Georgetown College Kentucky Christian College Kentucky Mountain Bible College Kentucky State University Kentucky Wesleyan College Lindsey Wilson College Mid-Continent College Midway College Morehead State University Murray State University Northern Kentucky University Pikeville College Simmons University Bible College a Southern Baptist Theological Seminary b Spalding University Sullivan University Thomas More College Transylvania University Union College University of Kentucky School of Medicine University of Louisville School of Medicine Western Kentucky University 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2,826,843 0 0 0 0 630,625 1,561,660 1,343,797 0 0 0 0 0 0 0 0 105,092,273 53,986,489 36,523,328 27,405,491 1,743,664 X X X X X X X X X X X X X X X X X X X X X HBCU Public Land Grant Private Faculty Number Federal R&D Funds Per Capita FFRDC Operator 0 24 1,414 512 0 35 147 0 0 138 1,893 342 16 0 148 0 47 0 0 1,759 1,872 1,261 246 0 1,615 582 173 133 0 271 6,764 0 0 0 0 0 0 0 0 0 0 0 0 0 0 19,100 0 0 0 0 359 834 1,066 0 0 0 0 0 0 0 0 15,537 52 144 106 235 153 59 140 90 18 98 982 139 49 36 181 71 85 80 72 468 405 896 91 18 66 153 185 123 100 73 2,340 0 0 0 0 0 0 0 0 0 0 0 0 0 0 15,618 0 0 0 0 1,347 3,856 1,500 0 0 0 0 0 0 0 0 44,911 no no no no no no no no no no no no no no no no no no no no no no no no no no no no no no no X 19,682 1,856 14,109 2,589 5,573 6,554 1,811 20,167 no X 16,552 105 14,113 124 2,439 715 1,008 1,730 no 1890 X X X X X X Number Federal R&D Funds Per Capita 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1,306 0 0 0 0 87 201 119 0 0 0 0 0 0 0 0 6,132 X DO X X X X X X X X X Number Federal R&D Funds Per Capita 565 1,328 0 2,470 1,673 756 1,630 1,070 198 1,566 13,052 1,361 576 82 2,165 671 1,254 653 874 7,249 7,763 11,269 948 103 705 1,088 4,229 1,422 1,052 576 17,137 X X X X X X X Federal R&D Funds Per Capita Graduate & First Professional Degree Students 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1,222 0 0 0 0 70 162 107 0 0 0 0 0 0 0 0 4,397 X X Undergraduate Students 565 1,352 1,414 2,982 1,673 791 1,777 1,070 198 1,704 14,945 1,703 592 82 2,313 671 1,301 653 874 9,008 9,635 12,530 1,194 103 2,320 1,670 4,402 1,555 1,052 847 23,901 X X X X X X X X Number X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X All Students MD DVM PhD MA/MS Degrees Granted BA/BS KENTUCKY Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X X X a Student enrollment data from Peterson's Black American Colleges and Universities http://www.petersons.com/blackcolleges/profiles/simmons.asp?sponsor=13. Faculty data from Simmons University Bible College website http://www.sbcollege.edu/administration/president/. b Faculty data from CollegeView.com. KENTUCKY 1 X X X X X X X X X X X X X X X X X X HBCU X X Public X X Land Grant 44,981,609 31,440,681 20,700,295 10,535,566 24,500 7,214,778 8,034,083 101,310 0 1,263,512 20,000 0 0 1,165,123 X Private X X X X Number X X X X X X X X X X X X X X X X X X X X X X X X 3,559,364 X 0 X 59,745,952 X 24,433,394 X X X X 4,895,261 X 433,606 X 14,555,679 X X X X X X X All Students MD X X X X DVM 0 34,000 778,111 0 PhD MA/MS Centenary College of Louisiana Dillard University Grambling State University Louisiana College Louisiana State University System Baton Rouge Health Sciences Center Medical School New Orleans a Medical School Shreveport b Shreveport University of New Orleans Louisiana Tech University Loyola University New Orleans McNeese State University Nicholls State University Northwestern State University of Louisiana Our Lady of Holy Cross College Our Lady of the Lake College Southeastern Louisiana University Southern University System Southern Univiversity & A&M College (Baton Rouge) New Orleans Tulane University Medical School University of Louisiana Lafayette Monroe Xavier University of Louisiana Degrees Granted BA/BS LOUISIANA Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X X X 1890 X X X X X X X Undergraduate Students Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator 1,049 2,137 4,500 1,204 0 16 173 0 910 2,137 4,052 1,204 0 16 192 0 139 0 448 0 0 0 1,737 0 121 185 250 68 0 184 3,112 0 no no no no 32,059 2,638 1,403 11,918 26,518 746 1,696 42,146 5,541 1,892 8,118 16,618 1,415 1,435 31,789 21,910 no no 4,113 17,014 10,694 5,509 7,780 7,188 9,415 1,347 1,219 14,506 6 424 751 18 0 176 2 0 0 80 3,419 12,967 9,060 3,792 6,845 6,534 8,373 1,250 1,219 12,817 7 556 887 27 0 193 2 0 0 91 694 4,047 1,634 1,717 935 654 1,042 97 0 1,689 35 1,783 4,917 59 0 1,932 19 0 0 690 221 780 437 263 283 275 476 27 154 667 111 9,250 18,385 385 0 4,595 42 0 0 1,747 no no no no no no no no no no 9,035 3,741 11,825 394 0 5,053 7,472 3,084 7,479 476 0 7,988 1,563 657 4,346 2,277 0 13,747 611 225 1,233 5,825 0 48,456 no no no 15,489 8,762 3,912 316 49 3,721 13,913 7,445 3,340 352 58 4,358 1,576 1,317 572 3,106 329 25,447 672 485 253 7,285 894 57,532 no no no NOTE: The amounts above do not reflect all or part of several Project Grants and one Cooperative Agreement totalling $1,369,363 that were awarded to the Louisiana Universities Marine Consortium (LUMCON), which is an organization comprised of virtually every public and private higher education institution in Louisiana. The Louisiana State University System Health Sciences Center in New Orleans consists of the School of Medicine and the Schools of Allied Health, Dentistry, Graduate Studies, and Nursing, all of which are eligible to receive federal R&D funds. Only the federal R&D funds going to the School of Medicine are specified here. Note that these funds are included in the total provided for the Louisiana State University System Health Sciences Center on the line above. b The Louisiana State University System Health Sciences Center in Shreveport consists of the School of Medicine and the Schools of Allied Health, and Graduate Studies, all of which are eligible to receive federal R&D funds. Only the federal R&D funds going to the School of Medicine are specified here. Note that these funds are included in the total provided for the Louisiana State University System Health Sciences Center on the line above. a LOUISIANA 1 Bates College Bowdoin College Colby College College of the Atlantic Husson College Maine College of Art Maine Maritime Academy St Joseph's College Thomas College Unity College University of Maine System Augusta Administrative Offices (Bangor) Farmington Fort Kent Machias Orono (main campus) a Presque Isle University of Southern Maine University of New England a X X X X X X X X X X 0 4,600,663 127,330 0 289,869 10,957,955 0 2,732,973 354,833 X X X X X X X X X X X X X X X X X X X X X X X X Number 1,767 1,635 1,809 271 1,864 461 727 5,270 779 501 X X X X X X X X X X X X HBCU Public Land Grant Private 576,406 279,771 197,222 186,695 0 0 0 0 0 0 DO X X Undergraduate Students All Students MD DVM PhD MA/MS Degrees Granted BA/BS MAINE Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) Federal R&D Funds Per Capita 326 171 109 689 0 0 0 0 0 0 Number 1,767 1,635 1,809 269 1,602 435 713 3,561 665 501 Federal R&D Funds Per Capita 326 171 109 694 0 0 0 0 0 0 Graduate & First Professional Degree Students Number 0 0 0 2 262 26 14 1,709 114 0 Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator 0 0 0 93,348 0 0 0 0 0 0 191 183 214 27 54 36 63 221 36 62 3,018 1,529 922 6,915 0 0 0 0 0 0 no no no no no no no no no no 5,575 5,575 0 0 0 0 The Administrative Offices of the University of Maine System. 2,435 2,435 52 52 0 0 897 897 0 0 0 0 1,017 1,017 285 285 0 0 10,698 8,511 2,187 1,024 1,288 5,010 1,367 1,367 0 0 0 0 10,966 8,831 2,135 249 309 1,280 2,837 1,389 1,448 125 255 245 253 0 no 169 65 68 730 104 685 210 753 0 4,263 15,011 0 3,990 1,690 no no no no no no no Includes Bangor. MAINE 1 0 0 3,996,143 462,010 0 0 15,000 105,910 0 13,855 968,346,779 364,493,858 68,324 0 0 7,904,435 0 0 286,552 7,500 67,000 430,608 100,000 0 38,000 209,810 128,207,993 96,112,532 35,169,875 16,881,270 4,651,000 134,507,747 1,914,127 0 0 0 0 X X X X X X X X X X X X X X X X HBCU Land Grant Public Private X X Number FFRDC Operator 38 12 308 74 250 51 196 154 346 181 2,745 0 0 12,974 6,243 0 0 77 688 0 77 352,767 no no no no no no no no no no no X X 6,144 1,798 3,124 6,498 1,969 538 1,688 6,682 845 16,980 819 11 0 0 1,216 0 0 170 1 79 25 122 3,477 1,653 1,641 5,974 1,542 472 1,688 6,060 845 13,959 0 20 0 0 1,323 0 0 170 1 79 31 0 2,667 145 1,483 524 427 66 0 622 0 3,021 819 26 0 0 15,085 0 0 0 12 0 143 122 509 251 195 450 179 78 127 454 126 1,219 270 134 0 0 17,565 0 0 2,256 17 532 353 370 no no no no no no no no no no no X X 4,297 4,639 9 45 4,297 1,993 9 105 0 2,646 0 79 356 166 107 1,264 no no 5,476 23,413 817 156,925 4,659 27,518 1,557 82,343 no 1,909 18,423 934 37,655 9,061 328 6,171 268 52 71 12,773 5,836 3,042 0 0 0 3,591 202 962 53 110 278 32,229 9,476 19,514 0 0 0 no no no no no no no no no X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X Number Federal R&D Funds Per Capita 0 0 2,438 2,702 0 0 20 137 0 17 77,741 X X X Faculty 56 0 1,639 171 1,222 4 764 775 929 823 12,456 X X X X Number Federal R&D Funds Per Capita 0 0 1,128 735 0 0 5 87 0 18 180,325 X X X Number Federal R&D Funds Per Capita 108 483 3,542 629 1,850 1,069 3,268 1,221 4,354 784 5,370 X X X Federal R&D Funds Per Capita Graduate & First Professional Degree Students 0 0 771 578 0 0 4 53 0 9 54,322 X X X Undergraduate Students 164 483 5,181 800 3,072 1,073 4,032 1,996 5,283 1,607 17,826 X X X X X X All Students MD X X X X X X X X X X DVM X X X X X X X X X X X PhD MA/MS Baltimore Hebrew University Baltimore International College Bowie State University Capitol College College of Notre Dame of Maryland Columbia Union College Coppin State College Goucher College Frostburg State University Hood College Johns Hopkins University Medical School Loyola College Maryland institute, College of Art McDaniel College a Morgan State University Mount Saint Mary's College St John's College-Annapolis St Mary's College of Maryland Salisbury State University Soujourner-Douglass College Towson University The Uniformed Services University of the Health Sciences b Medical School c United States Naval Academy University of Baltimore University of Maryland Baltimore Medical School Baltimore County Biotechnology Institute Center for Environmental Science d College Park Eastern Shore University College Washington Bible College Washington College Villa Julie College Degrees Granted BA/BS MARYLAND Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X 1890 X 11,237 9,328 3,130 3,770 Research Institute Only, so no degrees awarded. Research Institute Only, so no degrees awarded. 34,160 25,099 3,388 4,611 3,295 2,967 581 645 22,233 16,062 844 1,169 599 331 0 0 1,260 1,208 0 0 2,447 2,376 0 0 a Enrollment information from IPEDS College Opportunities On-Line. Enrollment information not available from IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. Enrollment and Faculty information from collegeview.com. Enrollment information not available from IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. The Uniformed Services University of the Health Sciences consists of the School of Medicine, the Graduate Education Program, and the Graduate School of Nursing, all of which are eligible to receive federal R&D funds. Since the federal R&D funds going to the Uniformed Services University of the Health Sciences did not go to the School of Medicine, no funds are specified here. d The University of Maryland Center for Environmental Science is home to the Maryland Sea Grant College and consists of three laboratories -- the Appalachian Laboratory in Frostburg, Chesapeake Biological Laboratory in Solomons, and Horn Point Laboratory in Cambridge. b c MARYLAND 1 Massachusetts Institute of Technology Massachusetts Maritime Academy Massachusetts School of Professional Psychology Merrimack College 0 1,053,705 0 635,100 0 0 0 0 0 89,563 0 16,079,933 0 0 175,652,126 97,938,833 27,493,664 297,805 0 2,113,246 138,975 0 0 0 0 0 1,000,000 850,000 0 0 0 0 0 853,405 332,530,435 139,790,964 0 999,679 0 0 309,960 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X 380,832,879 X 0 X 0 0 X X X X X X X X X X X X X X X X X HBCU Land Grant Public X Private X All Students Number MD X X X X X X X X X X X X X DVM PhD American International College Amherst College Anna Maria College Assumption College Atlantic Union College Babson College Bay Path College Becker College Benjamin Franklin Institute of Technology Bentley College Berklee College of Music Boston College Boston Conservatory Boston Graduate School of Psychoanalysis a Boston University School of Medicine Brandeis University Bridgewater State College Cambridge College Clark University College of the Holy Cross Concord School of Management b Curry College Dean College Eastern Nazarene College Elms College Emerson College Emmanuel College Endicott College Fitchburg State College Framingham State College Gordon College Gordon-Conwell Theological Seminary Hampshire College Harvard University School of Medicine Lasell College Lesley College Massachusetts College of Art Massachusetts College of Liberal Arts Massachuetts College of Pharmacy & Health Sciences MA/MS Universities and Colleges Degrees Granted BA/BS MASSACHUSETTS Federal R&D Funds Received in FY 2002 (Obligations) X X Undergraduate Students Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator (Funds not included in totals) 1,515 1,640 1,264 2,779 715 3,328 979 1,412 318 5,587 3,415 14,308 510 133 27,756 0 643 0 229 0 0 0 0 0 16 0 1,124 0 0 6,328 1,074 1,640 832 2,458 633 1,719 917 1,412 318 4,256 3,415 9,797 373 0 17,602 0 643 0 258 0 0 0 0 0 21 0 1,641 0 0 9,979 441 0 432 321 82 1,609 62 0 0 1,331 0 4,511 137 133 10,154 0 0 0 1,979 0 0 0 0 0 67 0 3,565 0 0 17,299 211 197 34 247 65 225 104 96 35 444 449 636 46 41 3,385 0 5,349 0 2,571 0 0 0 0 0 202 0 25,283 0 0 51,891 no no no no no no no no no no no no no no no 4,882 9,038 2,863 2,955 2,811 80 2,349 1,402 1,214 719 4,339 1,449 1,754 5,024 5,903 1,694 1,608 1,219 24,474 5,632 33 0 715 49 0 0 0 0 0 230 587 0 0 0 0 0 700 13,587 3,081 7,199 387 2,138 2,811 0 2,242 1,402 1,061 630 3,412 1,305 1,510 3,215 4,033 1,624 0 1,219 9,637 8,924 41 0 988 49 0 0 0 0 0 293 651 0 0 0 0 0 700 34,506 1,801 1,839 2,476 817 0 80 107 0 153 89 927 144 244 1,809 1,870 70 1,608 0 14,837 15,266 162 0 2,587 0 0 0 0 0 0 1,079 5,903 0 0 0 0 0 0 22,412 438 541 218 373 256 38 395 113 44 49 356 52 139 474 163 136 33 101 2,463 62,771 550 0 5,666 543 0 0 0 0 0 2,809 16,346 0 0 0 0 0 8,450 135,010 no no no no no no no no no no no no no no no no no no no 894 6,358 2,250 1,613 1,907 0 157 0 0 163 894 1,727 2,140 1,401 1,165 0 579 0 0 266 0 4,631 110 212 742 0 216 0 0 418 125 149 228 112 200 0 6,709 0 0 1,550 10,197 853 150 2,484 37,348 0 0 0 4,213 853 0 2,460 90,395 0 0 0 5,984 0 150 24 63,642 0 0 0 1,101 73 35 214 345,897 0 0 0 no no no no no Lincoln Laboratory no no no MASSACHUSETTS 1 Mount Holyoke College Mount Ida College New England College of Optometry New England Conservatory of Music Newbury College Nichols College Northeastern University Olin College c Pine Manor College Regis College Salem State College Simmons College Simon's Rock College Smith College Springfield College Stonehill College Suffolk University Tufts University School of Medicine University of Massachusetts System Amherst Boston Dartmouth Lowell Medical School at Worcester School of Medicine d Wellesley College Wentworth Institute of Technology Western New England College Westfield State College Weston Jesuit School of Theology Wheaton College Wheelock College Williams College Worcester Polytechnic Institute Worcester State College X X X X X X 55,792,193 5,764,416 5,634,199 6,008,508 91,766,651 89,185,560 777,718 0 25,286 0 0 0 0 516,256 2,942,863 0 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X OPT X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X HBCU X X X Public X Land Grant X X X X X X X X X X X X X X X Private X All Students Number MD X X DVM 720,253 0 2,032,738 0 0 0 23,916,696 533,655 0 0 0 700,234 0 794,103 85,068 0 750,000 56,197,903 42,902,847 PhD MA/MS Universities and Colleges Degrees Granted BA/BS MASSACHUSETTS Federal R&D Funds Received in FY 2002 (Obligations) X X X X X X X Undergraduate Students Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator (Funds not included in totals) 2,038 1,325 422 772 1,689 1,545 23,422 600 406 1,081 8,349 3,299 401 3,113 5,007 2,622 6,897 9,082 353 0 4,817 0 0 0 1,021 889 0 0 0 212 0 255 17 0 109 6,188 2,037 1,325 0 381 1,689 1,297 19,205 600 406 851 6,317 1,275 401 2,665 3,587 2,613 3,437 4,775 354 0 0 0 0 0 1,245 889 0 0 0 549 0 298 24 0 218 11,769 1 0 422 391 0 248 4,217 0 0 230 2,032 2,024 0 448 1,420 9 3,460 4,307 720,253 0 4,817 0 0 0 5,671 0 0 0 0 346 0 1,773 60 0 217 13,048 291 54 71 204 89 109 1,719 29 54 199 533 321 61 399 562 231 643 1,129 2,475 0 28,630 0 0 0 13,913 18,402 0 0 0 2,181 0 1,990 151 0 1,166 49,777 no no no no no no no no no no no no no no no no no no 24,678 13,348 7,460 12,397 686 2,261 432 755 485 133,771 19,368 10,565 6,638 9,650 0 2,881 546 849 623 0 5,310 2,783 822 2,747 686 10,507 2,071 6,854 2,187 133,771 1,471 885 495 785 915 37,928 6,513 11,382 7,654 100,291 no no no no no 2,273 3,273 4,556 5,153 199 1,551 1,090 2,048 3,887 5,768 342 0 6 0 0 0 0 252 757 0 2,273 3,273 3,094 4,378 0 1,551 616 1,997 2,823 4,915 342 0 8 0 0 0 0 259 1,042 0 0 0 1,462 775 199 0 474 51 1,064 853 0 0 17 0 0 0 0 10,123 2,766 0 380 127 154 279 29 150 213 314 331 241 2,047 0 164 0 0 0 0 1,644 8,891 0 no no no no no no no no no no NOTE: The amounts above do not reflect all or part of a Project Grant totalling $1,114,383 that was awarded to a consortium of Amherst, Hampshire, Mount Holyoke, and Smith Colleges, and the University of Massachusetts Amherst. Faculty information from http://www.bgsp.edu. All information from http://www.concordsom.com/info. a b MASSACHUSETTS 2 HBCU Public Private Land Grant DVM MD PhD MA/MS Universities and Colleges Degrees Granted BA/BS MASSACHUSETTS Federal R&D Funds Received in FY 2002 (Obligations) All Students Number Federal R&D Funds Per Capita Undergraduate Students Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator (Funds not included in totals) c Olin College admitted its first class of students in the fall of 2002. Information on enrollment from http://www.olin.edu/about_olin/overview.asp and faculty from http://www.olin.edu/faculty_staff/faculty_profiles.asp. The University of Massachusetts System's Medical School at Worchester consists of the School of Medicine, the Graduate School of Biomedical Sciences, and the Graduate School of Nursing, all of which are eligible to receive federal R&D funds. Only the federal R&D funds going to the School of Medicine are specified here. Note that these funds are included in the total provided for the Medical School at Worchester on the line above. d MASSACHUSETTS 3 Adrian College Albion College Alma College Andrews University Aquinas College Baker College a Calvin College Central Michigan University Cleary College College for Creative Studies Concordia College-Ann Arbor Cornerstone University Davenport University b Eastern Michigan University Ferris State University Finlandia University Grace Bible College Grand Valley State University Hillsdale College c Hope College Kalamazoo College Kendall College of Art & Design c Kettering University Lake Superior State University Lawrence Technological University Madonna University Marygrove College Michigan State University School of Medicine Michigan Technological University Northern Michigan University Northwood University Oakland University Olivet College Reformed Bible College Rochester College Saginaw Valley State University Saint Mary's College Siena Heights University Spring Arbor University University of Detroit Mercy University of Michigan System Ann Arbor School of Medicine Dearborn Flint 0 0 11,700 25,000 0 0 266,440 473,775 0 0 0 0 0 631,183 499,998 0 0 295,435 0 285,023 0 0 61,043 313,200 0 0 0 X X X X X X X X X X X X X X X X X X X X X X X X X X X 100,967,246 7,336,003 8,737,702 1,134,604 0 4,361,432 0 0 0 0 0 0 125,000 0 X X X X X X X X X X X X X 428,841,708 X 213,169,712 28,000 X 0 X X X X X X X X X X X X X X X X X X X X X X OPT X X X X X X X X X X X X X X X X X X X MD DO X Faculty Number Federal R&D Funds Per Capita FFRDC Operator 0 0 9 9 0 0 63 17 0 0 0 0 0 26 46 0 0 87 0 95 0 0 18 100 0 0 0 1,054 1,546 1,371 1,643 2,016 20,016 4,221 19,530 557 1,152 533 1,716 12,114 18,660 10,092 418 149 16,385 1,230 2,999 1,384 844 2,653 3,110 2,957 3,043 879 0 0 9 15 0 0 63 24 0 0 0 0 0 34 50 0 0 18 0 95 0 0 23 101 0 0 0 0 0 0 1,078 555 940 37 8,267 75 0 35 225 496 5,627 838 0 0 3,377 0 0 0 0 693 32 1,194 778 5,218 0 0 0 23 0 0 7,201 57 0 0 0 0 0 112 597 0 0 87 0 0 0 0 88 9,788 0 0 0 122 121 127 317 202 1070 364 1,197 78 200 73 65 1005 1,245 709 47 28 1,221 130 332 113 105 162 196 375 289 73 0 0 92 79 0 0 732 396 0 0 0 0 0 507 705 0 0 242 0 859 0 0 377 1,598 0 0 0 no no no no no no no no no no no no no no no no no no no no no no no no no no no 2,895 10,133 9,964 4,249 23,763 no 1,323 132 0 275 0 0 0 0 0 0 48 0 1,473 147 0 348 0 0 0 0 0 0 58 0 672 853 240 3,346 14 0 0 1,616 0 278 443 2,131 13,003 1,330 0 1,303 0 0 0 0 0 0 282 0 416 399 207 762 66 19 144 236 60 180 76 368 21,004 2,844 0 5,724 0 0 0 0 0 0 1,645 0 no no no no no no no no no no no no X 38,248 11,212 24,547 17,470 13,701 31,300 4,941 86,792 no X X 8,144 6,397 3 0 6,326 5,879 4 0 1,818 518 15 0 504 405 56 0 no no X X X X X X X Number Federal R&D Funds Per Capita 5,931 7,724 3,414 12,529 820 294 893 7,320 513 1,746 2,173 3,712 X X X X 45,007 Number Federal R&D Funds Per Capita 34,874 X X X 1,054 1,546 1,371 2,721 2,571 20,956 4,258 27,797 632 1,152 568 1,941 12,610 24,287 10,930 418 149 3,377 1,230 2,999 1,384 844 3,346 3,142 4,151 3,821 6,097 Federal R&D Funds Per Capita Graduate & First Professional Degree Students 2,243 X X Number Undergraduate Students 6,603 8,577 3,654 15,875 834 294 893 8,936 513 2,024 2,616 5,843 X X X X X X X X X X X X X HBCU Public Land Grant Private X X X X X X X X X X X All Students MD DVM PhD MA/MS Degrees Granted BA/BS MICHIGAN Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X MICHIGAN 1 a b c X X X X HBCU X X X Land Grant X X Public X Private X X MD X X DVM MA/MS 0 102,689,881 56,012,576 8,927,784 0 PhD Walsh College Wayne State University School of Medicine Western Michigan University William Tyndale College Degrees Granted BA/BS MICHIGAN Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) All Students Undergraduate Students Federal Number R&D Funds Per Capita Federal Number R&D Funds Per Capita Graduate & First Professional Degree Students Federal Number R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator 3,214 31,040 0 3,308 1,192 18,489 0 5,554 2,022 12,551 0 8,182 131 2,992 0 34,321 no no 28,931 608 309 0 23,156 608 386 0 5,775 0 1,546 0 929 65 9,610 0 no no Listed as ten separate campuses in IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. Listed as seven separate campuses in IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. Enrollment and faculty information from Peterson's. Enrollment information not available from IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. MICHIGAN 2 Adler Graduate School a Augsburg College Bethany Lutheran College Bethel College and Seminary Capella University Carleton College College of Saint Benedict College of St Catherine College of St Scholastica College of Visual Arts Concordia College-Moorhead Concordia College-St Paul Crossroads College Crown College Gustavus Adolphus College Hamline University Luther Seminary Macalester College Martin Luther College Mayo Clinic College of Medicine b School of Medicine Minneapolis College of Art & Design Minnesota State University System Bemidji State University Minnesota State University-Mankato Minnesota State University-Moorhead Metropolitan State University Southwest State University St Cloud State University Winona State University North Central University Northwestern College Northwestern Health Sciences University Oak Hills Christian College Pillsbury Baptist Bible College Saint John's University Saint Mary's University of Minnesota Saint Olaf College University of Minnesota Crookston Duluth School of Medicine Morris Twin Cities School of Medicine University of Saint Thomas Walden University X X 0 0 156,254 0 0 1,104,664 62,593 0 0 370,362 0 0 153,443 0 250,384 X X X X X X X X X X X X X X X X X X X X X X 0 2,061,752 1,952,299 0 309,877,336 116,598,707 0 0 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X HBCU Public Private Land Grant Number Faculty Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita FFRDC Operator 0 2,780 401 2,700 422 1,948 2,100 3,600 1,499 269 2,707 1,511 109 862 2,562 1,873 0 1,822 1,060 47 0 92 0 7 0 354 0 129 122 0 0 0 0 0 0 52 0 453 0 3,150,151 168 131 0 1,178 3,337 0 0 1,022 555 0 0 262 0 15 0 2,250 713 0 0 621 0 1,954 0 15 0 0 0 456 331 0 0 0 0 0 0 44 0 0 0 238,417 36 296 75 256 317 245 160 298 113 56 254 310 15 56 180 249 40 222 99 513 0 865 0 69 0 2,811 0 1,562 1,625 0 0 0 0 0 0 394 0 3,722 0 288,610 no no no no no no no no no no no no no no no no no no no no X 628 0 584 0 44 0 27 0 no X X X X X X X 4,664 13,275 7,431 6,010 5,056 15,920 7,707 1,230 2,277 825 174 222 2,040 5,008 3,011 0 0 21 0 0 69 8 0 0 449 0 0 75 0 83 4,446 11,658 7,048 5,662 4,408 14,673 7,114 1,230 2,277 32 174 222 1,888 1,621 3,011 0 0 22 0 0 75 9 0 0 11,574 0 0 81 0 83 218 1,617 383 348 648 1,247 593 0 0 793 0 0 152 3,387 0 0 0 408 0 0 886 106 0 0 467 0 0 1,009 0 0 306 738 467 466 221 811 479 96 201 80 11 19 177 416 318 0 0 335 0 0 1,362 131 0 0 4,630 0 0 867 0 787 no no no no no no no no no no no no no no no X X X 2,529 9,380 0 220 2,529 8,732 0 236 0 687 0 3,001 50 473 0 4,359 no no X X X 1,927 46,597 0 6,650 1,927 32,136 0 9,643 0 14,461 0 21,428 130 3,086 0 100,414 no no 11,473 2,082 0 0 5,416 0 0 0 6,057 2,082 0 0 765 229 0 0 no no X X X DC X X X X X X X Number Federal R&D Funds Per Capita 0 88 0 5 0 354 0 101 89 0 0 0 0 0 0 24 0 453 0 221,642 X X X Federal R&D Funds Per Capita Graduate & First Professional Degree Students 168 2,911 401 3,878 3,759 1,948 2,100 4,622 2,054 269 2,707 1,773 109 877 2,562 4,123 713 1,822 1,060 668 X X X Number Undergraduate Students X X X X X X X X X X X X X X X X X X X X X X X All Students MD DVM MA/MS 0 255,965 0 17,656 0 688,772 0 465,525 183,580 0 0 0 0 0 0 98,200 0 826,264 0 148,057,109 148,057,109 0 PhD Degrees Granted BA/BS MINNESOTA Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X X X MINNESOTA 1 MD HBCU Public Private Land Grant DVM MA/MS PhD Degrees Granted BA/BS MINNESOTA Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) All Students Number Federal R&D Funds Per Capita Undergraduate Students Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator a Faculty information from Adler Graduate School website http://www.alfredadler.edu/faculty/faculty.html. Beginning October 1, 2003, the Mayo Clinic will officially use the name "Mayo Clinic College of Medicine" when referring to its education and research programs, which include the Mayo Medical School, the Mayo Graduate School of Medicine, the Mayo Graduate School, and the Mayo Shool of Health Related Sciences. b MINNESOTA 2 a 3,275,827 0 0 1,400,000 9,889,789 0 31,578 0 43,634,342 826,529 1,054,974 27,000 1,703,210 41,834,686 14,223,773 21,142,602 0 X X X X X X X X X HBCU Public Private Land Grant Number X 1890 X X X X X X X X X X X X X X X X X X X X X X X All Students MD X X DVM X X X X X X X X X X X X X X PhD MA/MS Alcorn State University Belhaven College Blue Mountain College Delta State University Jackson State University Magnolia Bible College Millsaps College Mississippi College Mississippi State University Mississippi University for Women Mississippi Valley State University Rust College Tougaloo College University of Mississippi a School of Medicine University of Southern Mississippi William Carey College Degrees Granted BA/BS MISSISSIPPI Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X X X X X X X X Undergraduate Students Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Federal R&D Funds Per Capita Number FFRDC Operator 3,096 1,883 395 3,801 7,098 37 1,330 3,223 16,878 2,328 3,081 801 950 14,284 1,058 0 0 368 1,393 0 24 0 2,585 355 342 34 1,793 2,929 2,543 1,666 395 3,323 5,741 37 1,221 2,289 13,604 2,166 2,636 801 950 10,634 1,288 0 0 421 1,723 0 26 0 3,207 382 400 34 1,793 3,934 553 217 0 478 1,357 0 109 934 3,274 162 445 0 0 3,650 5,924 0 0 2,929 7,288 0 290 0 13,328 5,102 2,371 0 0 11,462 222 48 29 210 423 8 102 239 1053 214 117 46 93 1,386 14,756 0 0 6,667 23,380 0 310 0 41,438 3,862 9,017 587 18,314 30,184 no no no no no no no no no no no no no no 15,233 2,365 1,388 0 12,844 1,629 1,646 0 2,389 736 8,850 0 757 80 27,929 0 no no Listed as two separate campuses in IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. MISSISSIPPI 1 25,000 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 437,947 2,872,219 0 0 0 0 0 0 0 0 0 0 0 0 0 46,294,682 22,777,885 2,163,854 0 0 54,000 407,174 515,701 X X X X X X X X X X X X X X X X X X X X X 67,457,235 X 11,798,199 21,188,484 X 6,059,137 X X X X X X X X X X X X X X X DO X X X X 1890 X X X X X X X X X X X X X X X X HBCU Public Land Grant Private X DC X X X X X X X X X X X X X X X X X Number X X X X X X X X X X X X X X X X X X X X X X X DO X X X X X X X X X X X Undergraduate Students All Students MD X X PhD X X X X X X X X X DVM MA/MS Avila College Baptist Bible College Central Bible College Central Christian College of the Bible Central Methodist College Central Missouri State University Cleveland Chiropractic College College of the Ozarks Columbia College Concordia Seminary-St Louis Culver-Stockton College DeVry University-Kansas City Drury University Evangel University Fontbonne College Forest Institute of Professional Psychology Hannibal-Lagrange College Harris-Stowe State College Kirksville College of Osteopathic Medicine Lincoln University Lindenwood University Logan College of Chiropractic Maryville University of St Louis Missouri Baptist College Missouri Southern State College Missouri Valley College Missouri Western State College Northwest Missouri State University Ozark Christian College Park University Rockhurst University St Louis College of Pharmacy Saint Luke's College Saint Louis University School of Medicine Southeast Missouri State University Southwest Baptist University Southwest Missouri State University Stephens College Truman State University University of Health Sciences University of Missouri System Columbia School of Medicine Kansas City School of Medicine Degrees Granted BA/BS MISSOURI Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator 1,644 763 805 191 1,279 10,822 494 1,395 8,564 559 821 2,620 4,243 1,521 2,192 242 1,099 1,921 1,140 3,332 6,446 821 3,162 3,105 5,899 1,577 5,102 6,625 744 9,482 2,730 72 115 13,521 15 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 384 862 0 0 0 0 0 0 0 0 0 0 0 0 0 3,424 1,235 733 805 191 1,224 9,068 64 1,395 8,361 0 821 2,620 3,916 1,477 1,516 0 1,099 1,921 0 3,124 4,199 85 2,632 2,734 5,899 1,577 5,102 5,602 744 9,262 2,011 0 115 9,604 20 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 919 0 0 0 0 0 0 0 0 0 0 0 0 0 4,820 409 30 0 0 55 1,754 430 0 203 559 0 0 327 44 676 242 0 0 1,140 208 2,247 736 530 371 0 0 0 1,023 0 220 719 72 0 3,917 61 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 384 13,809 0 0 0 0 0 0 0 0 0 0 0 0 0 11,819 189 45 56 27 63 569 44 110 51 40 69 143 114 105 174 29 50 81 132 126 526 95 295 80 290 92 323 242 46 58 136 65 18 1,569 132 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 3,318 22,795 0 0 0 0 0 0 0 0 0 0 0 0 0 29,506 no no no no no no no no no no no no no no no no no no no no no no no no no no no no no no no no no no 9,348 3,564 18,252 669 6,005 891 231 0 0 81 68 579 8,094 2,714 15,147 618 5,685 0 267 0 0 87 72 0 1,254 850 3,105 51 320 891 1,726 0 0 1,059 1,272 579 404 329 979 66 402 33 5,356 0 0 818 1,013 15,627 no no no no no no 23,667 2,850 18,431 3,660 5,236 12,883 3,149 21,422 no 12,969 1,634 8,299 2,553 4,670 4,537 1,334 15,883 no MISSOURI 1 X X X X X X X X HBCU X Public X X X X OPT X X Land Grant X X X Private X X X MD X X X DVM PhD 12,188,484 3,567,908 360,440,828 315,794,675 0 800,000 0 0 MA/MS University of Missouri System (cont.) Rolla St Louis Washington University, St Louis School of Medicine Webster University Westminster College William Jewell College William Woods University Degrees Granted BA/BS MISSOURI Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) All Students Undergraduate Students Federal Number R&D Funds Per Capita Federal Number R&D Funds Per Capita Graduate & First Professional Degree Students Federal Number R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator 4,883 14,993 12,187 2,496 238 29,576 3,756 12,251 6,772 3,245 291 53,225 1,127 2,742 5,415 10,815 1,301 66,563 456 1,101 2,181 26,729 3,241 165,264 no no no 15,402 770 1,369 1,659 0 1,039 0 0 3,760 770 1,369 989 0 1,039 0 0 11,642 0 0 670 0 0 0 0 3,321 71 90 94 0 11,268 0 0 no no no no MISSOURI 2 Carroll College Montana State University Billings Bozeman Northern Rocky Mountain College Salish Kootenai College University of Great Falls University of Montana Missoula Montana Tech Western Montana College of The University of Montana 0 X 0 33,337,405 0 31,595 781,727 0 X X X X X X X X X 20,613,525 X 1,153,523 X X X 201,964 X X HBCU Public Private Undergraduate Students All Students Number Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Faculty Federal R&D Funds Per Capita Number Number Federal R&D Funds Per Capita FFRDC Operator X 1,347 0 1,347 0 0 0 125 0 no X X X 3,818 11,670 1,589 767 976 879 0 2,857 0 41 801 0 3,347 10,462 1,428 767 976 753 0 3,187 0 41 801 0 471 1,208 161 0 0 126 0 27,597 0 0 0 0 223 950 73 44 91 98 0 35,092 0 718 8,590 0 no no no no no no 12,645 1,660 1,630 695 10,828 1,579 1,904 731 1,817 81 11,345 14,241 728 141 28,315 8,181 no no 1,163 174 1,163 174 0 0 79 2,557 no X X X X X Land Grant DVM MD PhD MA/MS Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) BA/BS MONTANA Degrees Granted X X X X X MONTANA 1 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X HBCU X X X Public X X X Land Grant 900,000 51,786,237 33,524,126 28,145,257 5,472,340 0 0 X X X X X X X X X X X X Private X X X All Students Number MD X X X X X X PhD 0 0 0 0 0 7,272,882 3,531,708 0 0 0 0 0 0 0 0 0 0 DVM BA/BS Bellevue University Chadron State College Clarkson College College of Saint Mary Concordia University-Nebraska Creighton University School of Medicine Dana College Doane College Grace University Hastings College Midland Lutheran College Nebraska Christian College Nebraska Methodist College Nebraska Wesleyan University Peru State College Union College University of Nebraska System Kearney Lincoln Medical Center School of Medicine Omaha Wayne State College York College Degrees Granted MA/MS NEBRASKA Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X X X X X X X X X Undergraduate Students Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Faculty Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita FFRDC Operator 3,923 2,804 416 930 1,366 6,297 0 0 0 0 0 1,155 3,203 2,394 323 930 1,287 3,679 0 0 0 0 0 1,977 720 410 93 0 79 2,618 0 0 0 0 0 2,778 68 101 33 144 126 892 0 0 0 0 0 8,153 no no no no no no 565 2,165 595 1,108 991 147 380 1,719 1,629 885 0 0 0 0 0 0 0 0 0 0 565 1,539 519 1,067 991 147 347 1,621 1,450 885 0 0 0 0 0 0 0 0 0 0 0 626 76 41 0 0 33 98 179 0 0 0 0 0 0 0 0 0 0 0 62 210 53 118 82 12 37 171 145 88 0 0 0 0 0 0 0 0 0 0 no no no no no no no no no no 6,426 22,764 2,724 140 2,275 12,307 5,407 17,985 663 166 2,879 50,564 1,019 4,779 2,061 883 10,836 16,266 398 1,935 831 2,261 26,763 40,342 no no no 14,143 3,311 413 387 0 0 11,138 2,835 413 491 0 0 3,005 476 0 1,821 0 0 846 199 53 6,468 0 0 no no no NEBRASKA 1 Sierra Nevada College University of Nevada System Las Vegas Reno School of Medicine 0 X 19,107,547 X 41,153,658 X 11,720,921 X X HBCU Public Land Grant Private X X X All Students Number MD PhD DVM BA/BS Degrees Granted MA/MS NEVADA Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X X X X Undergraduate Students Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Faculty Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita FFRDC Operator 560 0 303 0 257 0 101 0 no 23,313 14,316 820 2,875 18,606 11,075 1,027 3,716 4,707 3,241 4,059 12,698 1,360 1,267 14,050 32,481 no no NEVADA 1 a b 0 0 0 0 95,271,548 60,774,511 1,000,000 0 0 0 625,000 0 0 0 3,366,500 0 X X X X X X X X X X X X X X X X X X X X 37,850,530 X 0 X 0 X X X X X X X X X X X X X X X X HBCU Public Land Grant Private X X X X X X X X X X X X X Undergraduate Students All Students Number MD X DVM PhD Antioch New England Colby-Sawyer College College for Lifelong Learning Daniel Webster College Dartmouth College School of Medicine Franklin Pierce College Hesser College Keene State College New England College Southern New Hampshire University a Notre Dame College Plymouth State College Rivier College Saint Anselm College The Thomas More College of Liberal Arts University of New Hampshire Durham (main campus) Manchester White Pines College b MA/MS Universities and Colleges Degrees Granted BA/BS NEW HAMPSHIRE Federal R&D Funds Received in FY 2002 (Obligations) Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator 910 901 2,095 1,062 5,495 0 0 0 0 17,338 0 901 2,006 1,062 4,118 0 0 0 0 23,135 910 0 89 0 1,377 0 0 0 0 69,188 122 101 34 145 816 0 0 0 0 116,754 no no no no no 3,470 2,693 4,633 895 5,584 1,025 4,418 2,375 1,964 69 288 0 0 0 112 0 0 0 1,714 0 2,803 2,693 4,400 808 3,907 571 3,565 1,468 1,964 69 357 0 0 0 160 0 0 0 1,714 0 667 0 233 87 1,677 454 853 907 0 0 1,499 0 0 0 373 0 0 0 0 0 137 209 199 85 265 50 292 83 121 10 7,299 0 0 0 2,358 0 0 0 27,822 0 no no no no no no no no no no 14,766 1,016 140 2,563 0 0 12,059 1,016 140 3,139 0 0 2,707 0 0 13,982 0 0 807 30 26 46,903 0 0 no no no New Hampshire College changed its name to Southern New Hampshire University in 2001. White Pines College changed its name to Chester College of New England in October 2002. NEW HAMPSHIRE 1 Berkeley College Bloomfield College Caldwell College Centenary College The College of New Jersey College of Saint Elizabeth Drew University Fairleigh Dickinson University Felician College Georgian Court College Kean University Monmouth University Montclair State University New Jersey City University New Jersey Institute of Technology Princeton University Ramapo College Richard Stockton College of New Jersey Rider University Rowan University Rutgers University New Brunswick Camden Newark Saint Peter's College Seton Hall University Stevens Institute of Technology Thomas Edison State College University of Medicine & Dentistry of New Jersey a New Jersey Medical School b Robert Wood Johnson Medical School b William Paterson University a 0 0 1,000,000 0 448,978 0 0 0 0 0 800,000 0 1,168,732 103,127 7,843,564 X X X X X X X X X X X X X X X X X X X X X X X X X X X X 79,803,995 128,889 86,225 131,189 769,938 X X X X X X X X X X 106,544,770 0 2,759,659 0 691,558 4,679,772 0 X X X X X X X X X X X X X X 106,805,489 X 46,058,128 57,610,612 216,483 X 103,668,740 X X HBCU Public Private Land Grant Number 2,144 1,769 2,238 1,637 6,846 1,741 2,418 9,552 1,719 2,708 12,094 5,753 13,855 8,823 8,862 X X X X X X X X X X X X X X X X X X X X 2,144 1,769 1,923 1,453 5,971 1,251 1,536 6,540 1,620 1,767 9,467 4,179 10,404 6,085 5,698 Federal R&D Funds Per Capita 0 0 520 0 75 0 0 0 0 0 85 0 112 17 1,377 Number 0 0 315 184 875 490 882 3,012 99 941 2,627 1,574 3,451 2,738 3,164 Federal R&D Funds Per Capita 0 0 3,175 0 513 0 0 0 0 0 305 0 339 38 2,479 Number 126 183 168 133 682 166 278 675 195 213 900 467 955 538 765 Federal R&D Funds Per Capita FFRDC Operator (Funds not included in totals) 0 0 5,952 0 658 0 0 0 0 0 889 0 1,224 192 10,253 no no no no no no no no no no no no no no no 4,744 4,890 6,136 4,306 8,346 16,822 26 14 30 92 1,924 309 323 1,150 1,442 41,478 417 267 114 534 959 371 364 407 716 83,216 347 237 322 1,075 X 35,650 5,097 9,602 3,225 9,604 4,273 8,335 2,989 0 287 0 72 1,095 0 28,351 3,677 6,118 2,586 5,113 1,655 8,152 3,758 0 451 0 135 2,828 0 7,299 1,420 3,484 639 4,491 2,618 183 14,597 0 792 0 154 1,788 0 2,504 384 608 305 834 286 85 42,550 0 4,539 0 829 16,363 0 no no no no no no no X 4,660 22,920 791 135,026 3,869 27,605 1,985 53,806 no X 10,466 21 8,862 24 1,604 135 844 256 no X X X X X X X X X DO MD 0 0 447 0 66 0 0 0 0 0 66 0 84 12 885 Number Faculty 11,968 25 13 24 79 X X X Federal R&D Funds Per Capita Graduate & First Professional Degree Students 6,668 5,199 6,459 5,456 9,788 X X Undergraduate Students Princeton Plasma Physics Laboratory no no no no X X X All Students MD DVM PhD MA/MS Universities and Colleges Degrees Granted BA/BS NEW JERSEY Federal R&D Funds Received in FY 2002 (Obligations) X University of Medicine & Dentistry of New Jersey has two medical schools: New Jersey Medical School and Robert Wood Johnson Medical School that award MD degrees. It also has a school of osteopathic medicine that awards a DO degree. b The University of Medicine and Dentistry of New Jersey consists of the Graduate School of Biomedical Sciences, the New Jersey Dental School, the New Jersey Medical School, the Robert Wood Johnson Medical School, the School of Health Related Professions, the School of Nursing, the School of Osteopathic Medicine, and the School of Public Health, all of which are eligible to receive federal R&D funds. Only the federal R&D funds going to the two Schools of Medicine are specified here. Note that these funds are included in the total provided for the University of Medicine and Dentistry of New Jersy on the line above. Information from http://www.umdnj.edu/homeweb/education/edu.htm. NEW JERSEY 1 College of Santa Fe College of the Southwest Eastern New Mexico University New Mexico Institute of Mining & Technology New Mexico Highlands University New Mexico State University St. John's College-Santa Fe University of New Mexico School of Medicine Western New Mexico University 0 0 199,552 12,264,389 4,296,426 27,835,004 0 88,509,905 34,270,183 0 Number X Number Faculty Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita FFRDC Operator X 1,294 451 2,967 1,243 1,886 12,584 442 16,441 0 0 67 9,867 2,278 2,212 0 5,383 294 189 589 333 1,478 2,640 83 7,312 0 0 339 36,830 2,907 10,544 0 12,105 194 109 188 115 134 663 59 2,374 0 0 1,061 106,647 32,063 41,983 0 37,283 no no no no no no no no X 2,489 0 1,936 0 553 0 81 0 no X X Number Federal R&D Funds Per Capita 0 0 56 7,782 1,277 1,828 0 3,726 X X X X X Undergraduate Students Federal R&D Funds Per Capita Graduate & First Professional Degree Students 1,588 640 3,556 1,576 3,364 15,224 525 23,753 X X X HBCU Public Land Grant X Private X All Students MD X X X X X X X X DVM X X X X X X X X PhD Degrees Granted MA/MS Universities and Colleges BA/BS NEW MEXICO Federal R&D Funds Received in FY 2002 (Obligations) X NEW MEXICO 1 Adelphi University Albany College of Pharmacy Albany Medical College School of Medicine Alfred University Bank Street College of Education Bard College Barnard College Boricua College Canisius College Cazenovia College City University of New York System Baruch College Brooklyn College City College College of Staten Island Graduate School & University Center Hunter College John Jay College of Criminal Justice Lehman College Medgar Evers College New York City College of Technology Queens College York College CUNY Research Administration Clarkson University Colgate University College of Aeronautics College of Mount St Vincent College of New Rochelle College of Saint Rose a Columbia University School of Medicine Concordia College-Bronxville The Cooper Union for the Advancement of Science & Art 154,375 119,948 10,113,727 10,113,727 1,286,518 0 203,900 1,029,747 0 358,224 0 336,308 2,985,760 15,419,522 1,340,667 1,015,632 14,792,501 183,320 2,620,946 487,926 0 2,194,625 2,351,757 6,286,835 2,126,603 653,317 0 0 0 0 334,901,399 206,221,353 0 0 Cornell University b School of Medicine Daemen College Dominican College Dowling College D´Youville College Elmira College Excelsior College c Five Towns College Fordham University 258,544,760 109,559,176 0 0 0 0 0 0 0 1,302,257 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X Public HBCU X X X X X X X X X X X X X X X X X X X X X X Undergraduate Students All Students Federal Federal Number R&D Funds Number R&D Funds Per Capita Per Capita 6,433 3,391 24 46 712 588 168 204 633 15,977 0 0 1,620 1,052 1,508 2,261 1,163 4,874 847 X X X X X X X X X X X X X X X Land Grant X X X X X X X X X X X X X X X X X X X X Private MD DVM PhD Degrees Granted BA/BS Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) MA/MS NEW YORK X X Faculty Federal Number R&D Funds Per Capita FFRDC Operator (Funds not included in totals) 625 61 1131 247 1,966 8,942 no no no 231 1,052 172 0 35 1,492 0 5,569 0 1,185 0 0 240 0 67 73 110 296 114 445 93 19,202 0 1,854 3,479 0 805 0 no no no no no no no 15,773 12,969 2,804 21 26 15,137 10,112 5,025 197 295 10,378 7,969 2,409 1,486 1,935 11,325 9,914 1,411 118 135 3,703 3,703 274 0 0 20,397 15,702 4,695 725 942 11,469 10,428 1,041 16 18 8,889 6,922 1,967 295 379 4,715 4,715 103 103 0 11,028 11,028 0 0 0 15,391 11,213 4,178 143 196 5,208 5,208 452 452 0 The Administrative Offices of the City University of New York 2,949 2,610 339 721 815 2,821 2,814 7 232 232 1,379 1,379 0 0 0 1,379 1,159 220 0 0 6,720 5,123 1,597 0 0 4,411 2,856 1,555 0 0 19,710 6,867 12,843 16,991 48,770 120 594 6,401 950 274 3,151 176 1,332 0 0 525 0 1,099 1,049 906 740 144 1,460 805 660 348 1,023 1,242 507 306 2,846 17,019 1,812 7,053 10,132 228 3,971 1,402 0 1,767 4,639 no no no no no no no no no no no no 6,273 93,331 0 0 0 0 26,077 185 263 120 143 605 371 4,132 11,495 2,484 0 0 0 0 81,051 no no no no no no no 794 0 135 455 0 73 0 1,389 0 1,336 2,261 1,128 3,382 847 Graduate & First Professional Degree Students Federal Number R&D Funds Per Capita 3,042 51 124 967 633 15,977 926 0 153 455 0 106 0 662 906 0 0 662 878 0 0 0 28 0 0 84 261 0 0 20,155 12,828 13,876 18,633 6,279 41,176 2,807 92,107 1,988 1,618 5,580 2,486 1,938 20,493 1,083 13,843 0 0 0 0 0 0 0 94 1,879 1,501 2,685 961 1,581 20,107 1,029 7,062 0 0 0 0 0 0 0 184 109 117 2,895 1,525 357 386 54 6,781 0 0 0 0 0 0 0 192 203 162 117 178 184 0 0 0 0 0 0 0 989 71 1,317 no no National Astronomy and Ionosphere Center no no no no no no no no NEW YORK 1 606,039 250,000 0 0 17,442 611,221 0 117,958 306,961 0 0 15,950 0 0 0 1,591,495 316,199 0 0 0 0 0 0 380,923 32,400 0 103,300 490,813 0 0 0 0 150,446,538 148,321,247 0 1,257,803 0 83,500 20,431,552 20,157,677 143,198,057 106,717,559 339,729 0 558,775 63,887 3,284,995 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X Number Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita 345 173 0 0 9 63 0 35 49 0 0 15 0 0 0 0 104 0 0 3,783 0 971 274 353 307 0 721 0 0 0 0 0 0 162 0 121 1,120 0 0 0 0 0 188 160 82 93 149 1,171 120 344 564 97 259 85 238 38 3,224 1,563 0 0 117 522 0 343 544 0 0 188 0 0 no no no no no no no no no no no no no no X X X X X X X X X X X X X X X X X X X X 941 7,998 10,133 434 3,284 65 2,468 831 2,468 5,495 1,001 2,707 1,788 9,520 1,665 2,538 4,609 2,366 610 0 199 31 0 0 0 0 0 0 69 32 0 58 52 0 0 0 0 246,634 90 5,456 6,496 0 3,051 0 1,578 395 1,578 4,647 1,001 2,707 1,512 6,982 1,380 2,010 4,609 1,915 0 0 292 49 0 0 0 0 0 0 82 32 0 68 70 0 0 0 0 0 851 2,542 3,637 434 233 65 890 436 890 848 0 0 276 2,538 285 528 0 451 610 0 626 87 0 0 0 0 0 0 449 0 0 374 193 0 0 0 0 246,634 110 864 1,013 76 205 12 253 340 296 496 42 401 148 213 196 128 185 180 1,436 0 1,842 312 0 0 0 0 0 0 768 771 0 698 2,304 0 0 0 0 104,768 no no no no no no no no no no no no no no no no no no no X X X X X 3,107 7,867 729 9,066 1,483 0 160 0 9 13,777 1,898 4,746 0 5,612 0 0 265 0 15 0 1,209 3,121 729 3,454 1,483 0 403 0 24 13,777 401 1,665 80 731 619 0 755 0 114 33,007 no no no no no X 37,134 3,856 19,028 7,526 18,106 7,909 6,106 23,452 no X X X X X 3,278 2,454 13,336 354 3,051 104 0 42 180 1,077 2,460 1,897 8,913 354 1,709 138 0 63 180 1,922 818 557 4,423 0 1,342 415 0 126 0 2,448 308 174 1,125 131 362 1,103 0 497 488 9,075 no no no no no X X X DC DO X X X X X X X X X X X X X X X X X Federal R&D Funds Per Capita FFRDC Operator (Funds not included in totals) 1,755 1,446 0 964 1,860 9,645 1,422 3,417 6,209 173 711 1,063 2,445 340 X X X X X Number Faculty 345 173 0 0 9 46 0 27 47 0 0 15 0 0 X X X Federal R&D Funds Per Capita Graduate & First Professional Degree Students 1,755 1,446 104 964 1,860 13,428 1,422 4,388 6,483 526 1,018 1,063 3,166 340 X X X X HBCU X X Public X Land Grant X X X X X X X Number Undergraduate Students X X X X X X X X X X X X X X X X X X X X X X X X X X X Private X All Students MD X DVM PhD Hamilton College Hartwick College Hebrew Union College-Jewish Institute of Religion d Hilbert College Hobart and William Smith Colleges Hofstra University Houghton College Iona College Ithaca College The Jewish Theological Seminary of America The Juilliard School Keuka College Le Moyne College Laboratory Institute of Merchandising Long Island University Brentwood Campus Brooklyn Campus CW Post Campus Rockland Graduate Campus e Southampton College Westchester Campus Manhattan College Manhattan School of Music Manhattanville College Marist College Marymount College Marymount Manhattan College Medaille College Mercy College Metropolitan College of New York f Molloy College Monroe College g Mount Saint Mary College Mount Sinai School of Medicine h School of Medicine i Nazareth College New School University New York Chiropractic College New York Institute of Technology j New York Medical College School of Medicine k New York University School of Medicine Niagara University Nyack College Pace University Paul Smith's College Polytechnic University of New York BA/BS Universities and Colleges Degrees Granted MA/MS NEW YORK Federal R&D Funds Received in FY 2002 (Obligations) NEW YORK 2 Pratt Institute Rensselaer Polytechnic Institute Roberts Wesleyan College Rochester Institute of Technology The Rockefeller University The Sage Colleges l St Bonaventure University Saint Francis College St John Fisher College St John's University St Joseph's College St Lawrence University St Thomas Aquinas College Sarah Lawrence College School of Visual Arts Siena College Skidmore College State University of New York System Albany Binghamton Buffalo School of Medicine Stony Brook School of Medicine College at Brockport College at Buffalo (Buffalo State College) College at Cortland College at Fredonia College at Geneseo College at New Paltz College at Old Westbury College at Oneonta College at Oswego College at Plattsburgh College at Potsdam College at Purchase College of Agriculture & Technology at Cobleskill College of Agriculture & Technology at Morrisville College of Environmental Science & Forestry College of Optometry College of Technology at Alfred College of Technology at Farmingdale m Empire State College Fashion Institute of Technology Health Science Center at Brooklyn School of Medicine n 0 12,713,519 0 7,511,934 69,404,849 0 0 110,526 0 400,000 0 0 0 0 0 0 219,428 28,580,362 5,408,170 74,169,652 24,305,822 87,644,268 34,156,594 807,663 0 125,967 40,000 461,125 129,030 1,891,219 93,834 768,663 1,327,920 59,013 245,443 0 0 1,073,420 2,169,625 0 0 0 0 25,525,488 24,961,414 HBCU Public Land Grant Private All Students Number MD X X X X X X X DVM X X X X PhD BA/BS Universities and Colleges Degrees Granted MA/MS NEW YORK Federal R&D Funds Received in FY 2002 (Obligations) X X X X X X X X X X X X X X X X X X X X 0 29,093 0 5,924 357,757 0 0 487 0 335 0 0 0 0 0 0 1,065 no no no no no no no no no no no no no no no no no 17,204 12,820 25,838 1,661 422 2,871 11,884 10,167 17,289 2,405 532 4,290 5,320 2,653 8,549 5,372 2,039 8,676 927 720 2,098 30,831 7,511 35,353 no no no 4,203 13,646 6,423 7,209 12,158 1,800 48,691 no 94 0 16 8 82 16 615 16 91 213 14 61 0 0 581 7,613 0 0 0 0 17,592 6,764 9,590 5,850 4,907 5,371 6,053 3,077 5,462 7,062 5,382 3,475 3,866 2,452 3,130 1,193 0 3,041 5,449 8,060 10,680 329 119 0 22 8 86 21 615 17 109 247 17 63 0 0 900 0 0 0 0 0 77,585 1,870 2,153 1,855 398 278 1,785 0 280 1,345 854 850 152 0 0 655 285 0 0 335 106 1,122 432 0 68 101 1,659 72 0 335 571 1,555 69 1,615 0 0 1,639 7,613 0 0 0 0 22,750 614 716 506 439 367 707 232 413 510 447 334 359 158 223 137 152 186 388 422 928 556 1,315 0 249 91 1,256 183 8,152 227 1,507 2,971 177 684 0 0 7,835 14,274 0 0 0 0 45,909 no no no no no no no no no no no no no no no no no no no no no X X X X X 20,855 X X X X X X X X X X X X X X X X X X X X X 8,634 11,743 7,705 5,305 5,649 7,838 3,077 5,742 8,407 6,236 4,325 4,018 2,452 3,130 1,848 285 3,041 5,449 8,395 10,786 1,451 X X X X X OPT X X X X X Federal R&D Funds Per Capita 764 437 78 1,268 194 165 211 227 280 1,193 435 201 141 205 836 266 206 X X X Number 0 4,504 0 3,129 459,635 0 0 0 0 95 0 0 0 0 0 0 3,918 X X X X X Federal R&D Funds Per Capita 1,334 2,823 462 2,401 151 984 546 0 618 4,221 322 129 196 339 319 5 56 X X X X X X X X Number 0 2,417 0 624 0 0 0 45 0 27 0 0 0 0 0 0 88 X X X X X X X X X Federal R&D Funds Per Capita FFRDC Operator (Funds not included in totals) 3,009 5,261 1,235 12,029 0 2,350 2,164 2,451 2,350 14,732 4,439 1,970 1,944 1,214 5,473 3,379 2,487 X X X X X X X X X X X X X X X X Number Faculty 0 1,573 0 521 459,635 0 0 45 0 21 0 0 0 0 0 0 86 X X X X Federal R&D Funds Per Capita Graduate & First Professional Degree Students 4,343 8,084 1,697 14,430 151 3,334 2,710 2,451 2,968 18,953 4,761 2,099 2,140 1,553 5,792 3,384 2,543 X X X X X X X X X X X X X X X X X X X Undergraduate Students NEW YORK 3 a 50,000 0 13,736,860 4,305,302 0 0 354,457 0 0 0 189,376,514 120,787,707 107,091 452,213 0 0 0 138,929,910 129,827,962 X X X X X X X X X X X X X X X X X X X X X X X X X Number HBCU Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita 59,815 864 18,484 592 26,977 no X X 20 0 760 881 0 0 146 0 0 0 22,677 2,046 622 12,464 0 7,001 0 2,118 0 850 4,152 4,665 24 0 1,102 0 0 0 167 0 0 0 40,595 491 140 5,608 4,885 3,719 106 309 287 0 0 3,686 102 0 2,450 881 0 0 1,147 0 0 0 51,377 167 75 1,405 365 1,022 15 235 19 71 588 1,977 299 0 9,777 11,795 0 0 1,508 0 0 0 95,790 no no no no no no no no no no no 47 185 0 0 0 23,159 2,143 2,439 1,347 73 443 2,820 50 185 0 0 0 49,266 143 0 353 0 0 3,179 749 0 0 0 0 43,702 213 299 197 14 68 1,013 503 1,512 0 0 0 137,147 no no no no no no X X X X X X X X 2,286 2,439 1,700 73 443 5,999 X Federal R&D Funds Per Capita FFRDC Operator (Funds not included in totals) 267 X X Number Faculty 14,121 X X X X X X X Federal R&D Funds Per Capita Graduate & First Professional Degree Students 1,131 2,537 797 18,072 4,885 10,720 106 2,427 287 850 4,152 8,351 X X X X Number Undergraduate Students X X X X Land Grant Public X Private X All Students MD 15,970,579 X 15,970,579 DVM PhD Health Science Center at Syracuse School of Medicine State University of New York System (cont.) Institute of Technology at Utica/Rome Maritime College at Ft Schuyler Syracuse University Teachers College, Columbia University Touro College Unification Theological Seminary o Union College Union Theological Seminary United States Merchant Marine Academy United States Military Academy University of Rochester School of Medicine Utica College of Syracuse University Vassar College Wagner College Webb Institute Wells College Yeshiva University School of Medicine BA/BS Universities and Colleges Degrees Granted MA/MS NEW YORK Federal R&D Funds Received in FY 2002 (Obligations) Faculty information from http://www.strose.edu. b Cornell University is both a private endowed university and a federal land-grant institution of New York State. That is, Cornell University has the unique status of being both a federal land-grant institution in part and a privately endowed institution in part. For example, Cornell's Colleges of Veterinary Medicine, Agriculture and Life Sciences, and Human Ecology, as well as the School of Industrial and Labor Relations are land-grant units within Cornell University. In contrast, the Colleges of Arts and Science; Engineering; Architecture, Art, and Planning; and Medicine; and the Schools of Hotel Administration, Management, Law, and Medical Sciences are privately endowed units within Cornell University. To avoid breaking Cornell University into two parts for this study, Cornell University has been categorized as a "Private" institution and a "Land-Grant" institution. Listed as three separate entries in IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. c Enrollment information from CollegeView.com. Enrollment information not available from IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. Excelsior College uses distance learning and other teaching models that rely extensively on adjunct faculty. d Faculty information from http://www.huc.edu. e Faculty information from http://www.liu.edu/cwis/rckld. f Enrollment information from IPEDS College Opportunities On-Line. Enrollment information not available from IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. Faculty data from CollegeView.com. Listed as two separate campuses in IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. Mount Sinai School of Medicine and New York University School of Medicine are completely independent entities, each having its own Dean and Board of Trustees. In July 1999, Mount Sinai School of Medicine changed its academic affiliation to New York University and, hence, its diplomas read Mount Sinai School of Medicine of New York University. g h i The Mount Sinai School of Medicine consists of the School of Medicine, the Graduate School of Biological Sciences, the Master of Public Health in Community Medicine Program, and Programs in Clinical Research and Genetic Counseling, all of which are eligible to receive federal R&D funds. Only the federal R&D funds going to the School of Medicine are specified here. Note that these funds are included in the total provided for the Mount Sinai School of Medicine on the line above. NEW YORK 4 MD HBCU Public Private Land Grant DVM PhD BA/BS Universities and Colleges Degrees Granted MA/MS NEW YORK Federal R&D Funds Received in FY 2001 (Obligations) All Students Number Federal R&D Funds Per Capita Undergraduate Students Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator (Funds not included in totals) j Listed as three separate campuses in IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. The New York Medical College consists of the School of Medicine, the School of Public Health, and the Graduate School of Basic Medical Sciences, all of which are eligible to receive federal R&D funds. Only the federal R&D funds going to the School of Medicine are specified here. Note that these funds are included in the total provided for the New York Medical College on the line above. l Listed as two separate campuses in IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. m SUNY College of Technology at Farmingdale changed its name to Farmingdale State in 2002. n The State University of New York Health Science Center at Brooklyn consists of the College of Medicine, the School of Graduate Studies, the College of Health Related Professions, and the College of Nursing, all of which are eligible to receive federal R&D funds. Only the federal R&D funds going to the School of Medicine are specified here. Note that these funds are included in the total provided for the Health Science Center at Brooklyn on the line above. o Faculty information from http://www.uts.edu. k NEW YORK 5 403,061 0 0 0 0 0 0 0 0 347,578 327,315,626 246,734,592 6,362,811 3,544,209 792,779 138,363 557,989 0 0 0 0 700,710 650,000 0 0 0 0 0 0 0 5,518,094 10,201,949 0 63,026,231 0 0 0 0 0 0 0 0 0 1,868,871 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X 28,000 X HBCU X X X X X X X X X Public X Land Grant Private X Number X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X All Students MD X X X X X X X X X X X DVM PhD Appalachian State University Barber-Scotia College Barton College Belmont Abbey College Bennett College Brevard College Campbell University Catawba College Chowan College Davidson College Duke University School of Medicine East Carolina University School of Medicine Elizabeth City State University Elon University Fayetteville State University Gardner-Webb University Greensboro College Guilford College High Point University Johnson C Smith University Lees-McRae College Lenoir-Rhyne College Livingstone College Mars Hill College Meredith College Methodist College Montreat College Mount Olive College North Carolina Central University North Carolina A&T State University North Carolina School of the Arts North Carolina State University North Carolina Wesleyan College Peace College Pfeiffer University Piedmont Baptist College Queens University of Charlotte Roanoke Bible College St Andrews Presbyterian College St Augustine's College Salem College Shaw University University of North Carolina Asheville MA/MS Universities and Colleges Degrees Granted BA/BS NORTH CAROLINA Federal R&D Funds Received in FY 2002 (Obligations) X X X X X X X X X X X 1890 X X X X X X Undergraduate Students Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator 13,762 571 1,219 870 521 701 6,522 1,453 726 1,673 11,926 29 0 0 0 0 0 0 0 0 208 27,446 12,560 571 1,219 870 521 701 5,113 1,435 726 1,673 6,203 32 0 0 0 0 0 0 0 0 208 52,767 1,202 0 0 0 0 0 1,409 18 0 0 5,723 335 0 0 0 0 0 0 0 0 0 57,193 601 32 74 83 64 111 160 107 83 169 5,780 671 0 0 0 0 0 0 0 0 2,057 56,629 no no no no no no no no no no no 19,412 328 15,460 412 3,952 1,610 1,358 4,685 no 2,004 4,341 5,010 3,544 1,139 1,490 2,752 1,595 792 1,456 440 1,242 2,466 2,143 1,112 1,775 5,753 8,319 789 29,286 1,886 630 1,671 256 1,701 170 638 1,360 1,074 2,523 396 32 111 0 0 0 0 439 821 0 0 0 0 0 0 0 959 1,226 0 2,152 0 0 0 0 0 0 0 0 0 741 1,976 4,160 4,091 2,578 1,139 1,490 2,590 1,595 792 1,316 305 1,242 2,307 2,133 997 1,775 4,232 7,331 708 22,418 1,886 630 1,076 240 1,197 170 638 1,360 926 2,372 401 33 136 0 0 0 0 439 821 0 0 0 0 0 0 0 1,304 1,392 0 2,811 0 0 0 0 0 0 0 0 0 788 28 181 919 966 0 0 162 0 0 140 135 0 159 10 115 0 1,521 988 81 6,868 0 0 595 16 504 0 0 0 148 151 28,314 764 607 0 0 0 0 0 0 0 0 0 0 0 0 0 3,628 10,326 0 9,177 0 0 0 0 0 0 0 0 0 12,377 108 317 202 243 110 130 209 93 79 153 59 88 322 211 46 176 296 464 137 1,684 176 68 110 44 150 10 60 128 92 298 7,341 436 2,762 0 0 0 0 7,535 8,228 0 0 0 0 0 0 0 18,642 21,987 0 37,427 0 0 0 0 0 0 0 0 0 6,271 no no no no no no no no no no no no no no no no no no no no no no no no no no no no no no 3,293 9 3,257 9 36 778 182 154 no NORTH CAROLINA 1 a 307,967,854 168,763,891 10,414,808 3,769,087 0 7,230,312 109,377,419 103,314,301 61,958 50,850 0 1,924,488 X X X X X X X X X X X X HBCU X X X X X Public X X X X X Land Grant X Private X X X Number Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator X 25,494 12,080 15,844 19,438 9,650 31,914 2,689 114,529 no X X X X 18,308 13,775 3,933 10,799 6,271 569 274 0 670 17,442 15,135 10,459 3,506 9,963 4,136 688 360 0 726 26,445 3,173 3,316 427 836 2,135 3,282 1,137 0 8,649 51,231 661 699 175 482 550 15,756 5,392 0 15,001 198,868 no no no no no 853 6,863 1,356 2,992 73 7 0 643 783 5,665 1,255 2,962 79 9 0 650 70 1,198 101 30 885 42 0 64,150 61 302 115 177 1,016 168 0 10,873 no no no no X X X Undergraduate Students All Students MD X DVM PhD University of North Carolina (cont.) Chapel Hill School of Medicine Charlotte Greensboro Pembroke a Wilmington Wake Forest University School of Medicine Warren Wilson College Western Carolina University Wingate University Winston-Salem State University MA/MS Universities and Colleges Degrees Granted BA/BS NORTH CAROLINA Federal R&D Funds Received in FY 2002 (Obligations) X X X X Actual amount is a "de-obligation" of $1,638. NORTH CAROLINA 2 Dickinson State University Jamestown College Mayville State University Minot State University North Dakota State University Trinity Bible College University of Mary University of North Dakota School of Medicine Valley City State University 0 0 0 614,828 18,111,327 0 0 21,840,044 8,012,392 0 X X X X X X X X X X X HBCU Land Grant Public Private Faculty Federal R&D Funds Per Capita Number Number Federal R&D Funds Per Capita FFRDC Operator X 2,101 1,136 755 3,326 9,429 272 2,051 9,785 0 0 0 185 1,921 0 0 2,232 0 0 0 189 1,105 0 393 1,979 0 0 0 3,253 16,390 0 0 11,036 115 73 46 160 817 29 198 758 0 0 0 3,843 22,168 0 0 28,813 no no no no no no no no X 1,005 0 1,005 0 0 0 77 0 no X X X Number Federal R&D Funds Per Capita 0 0 0 175 1,719 0 0 1,857 X X X X X Number Undergraduate Students Federal R&D Funds Per Capita Graduate & First Professional Degree Students 2,101 1,136 755 3,515 10,534 272 2,444 11,764 X X X X All Students MD DVM PhD Degrees Granted MA/MS Universities and Colleges BA/BS NORTH DAKOTA Federal R&D Funds Received in FY 2002 (Obligations) X NORTH DAKOTA 1 0 0 0 0 4,486,587 0 82,080 195,106,497 146,221,297 0 238,000 0 0 0 0 3,717,212 0 145,566 0 0 0 538,845 0 0 1,500,000 0 200,000 9,501,941 0 0 270,000 0 0 200,000 0 0 12,118,444 11,562,036 3,438,065 0 500,000 0 1,380,226 1,380,226 0 188,478 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X HBCU Public X X X X X X X X X X X X X X X X X X X X Land Grant X X X X Private X X X X X X X X Number X X X X X X All Students MD X X X X X X X DVM X X X X X X X X PhD MA/MS Antioch College Art Academy of Cincinnati Ashland University Baldwin-Wallace College Bowling Green State University Bluffton College Capital University Case Western Reserve University School of Medicine Cedarville University Central State University Cincinnati Bible College & Seminary Circleville Bible College Cleveland Institute of Art Cleveland Institute of Music Cleveland State University College of Mount St Joseph The College of Wooster Columbus College of Art & Design David N Myers College Defiance College Denison University Franciscan University of Steubenville Franklin University Heidelberg College Hiram College a John Carroll University Kent State University Kent (main campus) Salem Regional Campus Stark Kenyon College Lake Erie College Laura & Alvin Siegal College of Judaic Studies b Lourdes College Malone College Marietta College Medical College of Ohio School of Medicine c Miami University of Ohio Mount Union College Mount Vernon Nazarene College Muskingum College Northeastern Ohio Universities College of Medicine School of Medicine Notre Dame College Oberlin College Degrees Granted BA/BS OHIO Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X X X X X X X X X X X Undergraduate Students Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator 1,310 218 6,359 4,884 20,276 1,050 3,970 9,216 0 0 0 0 221 0 21 21,170 814 210 2,760 3,993 17,355 976 2,798 3,381 0 0 0 0 259 0 29 57,707 496 8 3,599 891 2,921 74 1,172 5,835 0 0 0 0 1,536 0 70 33,437 90 48 227 718 1,013 75 395 1,566 0 0 0 0 4,429 0 208 124,589 no no no no no no no no 2,969 1,400 896 307 614 382 15,701 2,272 1,823 1,737 1,177 1,000 2,107 2,208 5,537 1,384 1,190 4,301 0 170 0 0 0 0 237 0 80 0 0 0 256 0 0 1,084 0 47 2,945 1,320 611 307 614 224 10,412 2,071 1,823 1,737 1,096 906 2,107 1,733 4,650 1,173 1,190 3,508 0 180 0 0 0 0 357 0 80 0 0 0 256 0 0 1,279 0 57 24 80 285 0 0 158 5,289 201 0 0 81 94 0 475 887 211 0 793 0 2,975 0 0 0 0 703 0 0 0 0 0 0 0 0 7,109 0 252 193 103 58 29 88 98 894 205 169 243 126 71 229 169 358 131 73 405 0 2,311 0 0 0 0 4,158 0 861 0 0 0 2,353 0 0 11,450 0 494 no no no no no no no no no no no no no no no no no no 22,828 1,034 3,211 1,587 848 127 1,235 2,139 1,270 951 416 0 0 170 0 0 162 0 0 12,743 18,382 1,034 3,211 1,587 607 15 1,235 1,900 1,201 0 517 0 0 170 0 0 162 0 0 0 4,446 0 28 0 241 112 0 239 69 951 2,137 0 0 0 0 0 0 0 0 12,743 1,264 64 148 190 101 24 123 212 120 408 7,517 0 0 1,421 0 0 1,626 0 0 29,702 no no no no no no no no no no 16,311 2,368 2,232 2,066 427 211 0 224 0 3,232 15,065 2,368 2,106 1,660 0 228 0 237 0 0 1,246 0 126 406 427 2,759 0 3,968 0 3,232 1,033 207 80 127 54 3,328 0 6,250 0 25,560 no no no no no 848 2,857 0 66 734 2,840 0 66 114 17 0 11,087 34 313 0 602 no no OHIO 1 173,332,020 63,661,780 0 0 0 0 13,633,011 2,108,941 42,220 0 0 0 8,360,521 109,719,032 84,025,831 23,418,238 158,476 0 0 9,279,907 0 0 0 0 0 67,480 13,527,714 7,969,505 0 573,244 X X X X X X X X X X X X X X X X X X X HBCU Public Private Land Grant Number X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X 131 245 0 0 no no 48,477 3,576 36,049 4,808 12,428 13,947 3,592 48,255 no 1,356 1,495 1,390 2,079 28,197 1,886 2,974 3,364 1,570 1,739 22,368 27,289 0 0 0 0 483 1,118 14 0 0 0 374 4,021 1,213 1,399 1,295 1,918 24,431 1,886 2,525 3,364 1,299 626 18,240 19,841 0 0 0 0 558 1,118 17 0 0 0 458 5,530 143 96 95 161 3,766 0 449 0 271 1,113 4,128 7,448 0 0 0 0 3,620 0 94 0 0 0 2,025 14,731 82 75 88 106 1,685 177 213 235 74 237 1,619 2,598 0 0 0 0 8,091 11,915 198 0 0 0 5,164 42,232 no no no no no no no no no no no no X 10,252 4,585 2,130 2,077 20,313 1,433 1,281 1,522 925 1,876 2,277 14,593 2,284 35 0 0 457 0 0 0 0 0 30 927 7,155 3,381 2,130 1,932 16,754 1,359 1,019 1,401 925 1,876 2,221 11,326 3,273 47 0 0 554 0 0 0 0 0 30 1,194 3,097 1,204 0 145 3,559 74 262 121 0 0 56 3,267 7,562 132 0 0 2,607 0 0 0 0 0 1,205 4,141 806 333 96 144 1,177 49 172 106 66 235 190 681 29,055 476 0 0 7,884 0 0 0 0 0 355 19,864 no no no no no no no no no no no no X 6,660 12,243 0 47 4,006 11,031 0 52 2,654 1,212 0 473 547 788 0 727 no no DO X X X X X X X X X X X X X X X X X X FFRDC Operator 0 0 X X Number Federal R&D Funds Per Capita 0 979 X X X X X X Number Faculty Federal R&D Funds Per Capita 0 0 X X X X X Number Federal R&D Funds Per Capita 2,197 2,366 X X X X X Federal R&D Funds Per Capita Graduate & First Professional Degree Students 0 0 MD OPT X Undergraduate Students 2,197 3,345 X X X All Students MD X PhD 0 X 0 X DVM MA/MS Ohio Dominican College Ohio Northern University Ohio State University Columbus (includes Agricultural Experiment Station at Wooster) School of Medicine Lima Mansfield Marion Newark Ohio University d Ohio Wesleyan University Otterbein College Shawnee State University Tiffin University Union Institute & University University of Akron University of Cincinnati School of Medicine University of Dayton The University of Findlay University of Northwestern Ohio University of Rio Grande University of Toledo Urbana University Ursuline College Walsh University Wilberforce University Wilmington College Wittenberg University Wright State University e School of Medicine Xavier University Youngstown State University Degrees Granted BA/BS OHIO Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X X a Actual amount is a "de-obligation" of $24,756. Enrollment information from IPEDS College Opportunities On-Line. Enrollment information not available from IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. The Medical College of Ohio consists of the School of Medicine, School of Nursing, Graduate School, and School of Allied Health, all of which are eligible to receive federal R&D funds. Only the federal R&D funds going to the School of Medicine are specified here. Note that these funds are included in the total provided for the Medical College of Ohio on the line above. d Listed as six separate campuses in IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. e Listed as two separate campuses in IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. b c OHIO 2 Bacone College Cameron University East Central University Langston University Mid-America Bible College Northeastern State University Northwestern Oklahoma State University Oklahoma Baptist University Oklahoma Christian University of Science & Arts Oklahoma City University Oklahoma Panhandle State University Oklahoma State University Oklahoma Wesleyan University Oral Roberts University Rogers State University St Gregory's University Southeastern Oklahoma State University Southern Nazarene University Southwestern Oklahoma State University University of Central Oklahoma University of Oklahoma University of Oklahoma Health Sciences Center School of Medicine a University of Science & Arts of Oklahoma University of Tulsa 0 3,500 0 1,973,117 0 699,707 0 0 0 0 0 31,114,036 0 0 0 0 0 0 324,677 12,000 27,050,245 53,581,149 32,103,443 0 3,839,528 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X HBCU Public Land Grant Private X X X X X X X 1890 X X X X X X X X X OPT X X X X X X X X X DO X X X X X X X X X X X X X X X Undergraduate Students All Students Number MD DVM MA/MS PhD Universities and Colleges Degrees Granted BA/BS OKLAHOMA Federal R&D Funds Received in FY 2002 (Obligations) Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator 973 5,329 4,189 2,988 613 8,534 2,032 1,933 1,840 3,724 1,226 28,892 827 4,054 2,872 813 3,890 2,082 4,854 14,660 25,104 2,862 0 1 0 660 0 82 0 0 0 0 0 1,077 0 0 0 0 0 0 67 1 1,078 18,722 973 4,791 3,408 2,906 613 7,512 1,778 1,911 1,747 1,860 1,226 24,120 827 3,438 2,872 813 3,516 1,755 4,229 12,174 18,696 582 0 1 0 679 0 93 0 0 0 0 0 1,290 0 0 0 0 0 0 77 1 1,447 92,064 0 538 781 82 0 1,022 254 22 93 1,864 0 4,772 0 616 0 0 374 327 625 2,486 6,408 2,280 0 7 0 24,062 0 685 0 0 0 0 0 6,520 0 0 0 0 0 0 519 5 4,221 23,501 32 267 239 175 46 410 126 164 167 244 53 1,272 34 289 322 67 234 81 232 687 1,360 1,000 0 13 0 11,275 0 1,707 0 0 0 0 0 24,461 0 0 0 0 0 0 1,399 17 19,890 53,581 no no no no no no no no no no no no no no no no no no no no no no 1,456 4,119 0 932 1,456 2,769 0 1,387 0 1,350 0 2,844 94 410 0 9,365 no no a The University of Oklahoma Health Sciences Center consists of the Graduate College, the College of Allied Health, the College of Dentistry, the College of Medicine, the College of Nursing, the College of Pharmacy, and the College of Public Health, all of which are eligible to receive federal R&D funds. Only the federal R&D funds going to the School of Medicine are specified here. Note that these funds are included in the total provided for the University of Oklahoma Health Sciences Center on the line above. Information from http://www.ouhsc.edu/. OKLAHOMA 1 0 500,000 0 0 0 237,910 0 0 0 0 0 129,011 166,774,546 118,142,774 784,442 69,895,307 0 0 7,476,671 231,218 596,659 39,893,389 0 0 0 985,000 0 0 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X DAOM X X HBCU Public X X X X OPT X X X X X X X X X X X X DC X Land Grant X X X X X X X X X Private X X All Students Number MD X X PhD X X X X X X X X X X X DVM MA/MS Concordia University-Portland Eastern Oregon University Eugene Bible College George Fox University Gutenberg College a Lewis & Clark College Linfield College Marylhurst University Mount Angel Seminary Multnomah Bible College & Seminary Northwest Christian College Oregon College of Oriental Medicine b Oregon Health & Science University School of Medicine Oregon Institute of Technology Oregon State University Pacific Northwest College of Art Pacific University Portland State University Reed College Southern Oregon University University of Oregon University of Portland Warner Pacific College Western Baptist College Western Oregon University Western States Chiropractic College Willamette University Degrees Granted BA/BS OREGON Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X X X Undergraduate Students Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator 1,040 2,971 179 2,637 12 2,947 2,542 937 155 840 480 201 1,976 0 168 0 0 0 81 0 0 0 0 0 642 84,400 875 2,805 179 1,664 12 1,682 2,542 680 48 587 409 0 634 0 178 0 0 0 141 0 0 0 0 0 0 263,051 165 166 0 973 0 1,265 0 257 107 253 71 201 1,342 0 3,012 0 0 0 188 0 0 0 0 0 642 124,273 131 113 19 216 11 336 36 192 16 70 20 28 1,853 0 4,425 0 0 0 708 0 0 0 0 0 4,608 90,002 no no no no no no no no no no no no no 3,070 18,013 293 2,293 20,024 1,420 5,465 18,956 3,087 571 725 4,876 331 2,437 256 3,880 0 0 373 163 109 2,105 0 0 0 202 0 0 3,068 14,869 293 1,169 14,461 1,396 4,890 15,113 2,573 566 725 4,337 0 1,773 256 4,701 0 0 517 166 122 2,640 0 0 0 227 0 0 2 3,144 0 1,124 5,563 24 575 3,843 514 5 0 539 331 664 392,221 22,231 0 0 1,344 9,634 1,038 10,381 0 0 0 1,827 0 0 134 1,993 92 283 1,144 140 313 1,429 253 57 35 401 42 229 5,854 35,070 0 0 6,536 1,652 1,906 27,917 0 0 0 2,456 0 0 no no no no no no no no no no no no no no a Faculty data is personal communication from Gutenberg College for the 2000-2001 academic year. b Though the federal funding is from FY 2002, note that the school maticulated its first class of students seeking a clinical Doctorate in Acupuncture and Oriental Medicine (DAOM) in July 2003. Degree information and faculty data from Oregon College of Oriental Medicine website http://www.ocom.edu/Welcome/Faculty.html. OREGON 1 Albright College Allegheny College a Alvernia College American College Arcadia University Baptist Bible College Bloomsburg University of Pennsylvania Bryn Athyn College of the New Church b Bryn Mawr College Bucknell University Cabrini College California University of Pennsylvania Carlow College Carnegie Mellon University Cedar Crest College Chatham College Chestnut Hill College Cheyney University Clarion University of Pennsylvania College Misericordia Curtis Institute of Music Delaware Valley College DeSales University Dickinson College Drexel University School of Medicine Duquesne University East Stroudsburg University of Pennsylvania Eastern College Edinboro University of Pennsylvania Elizabethtown College Franklin & Marshall College Gannon University Geneva College Gettysburg College Gratz College Grove City College Gwynedd Mercy College Haverford College in Pennsylvania Holy Family College Immaculata College Indiana University of Pennsylvania Juniata College Keystone College Kings College Kutztown University of Pennsylvania 0 0 0 0 261,610 0 258,352 0 404,090 349,448 200,000 0 0 81,445,898 0 0 0 100,000 95,087 0 0 0 0 63,947 28,915,312 15,610,040 2,144,631 500,000 415,012 0 0 136,545 0 29,228 99,643 0 0 0 291,599 0 81,346 673,432 123,650 150,000 0 0 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X HBCU Public Land Grant X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X Private X X X X X Number X X X X X X X X X X X DVM X X X All Students MD X X X PhD BA/BS Universities and Colleges Degrees Granted MA/MS PENNSYLVANIA Federal R&D Funds Received in FY 2002 (Obligations) X X X X X X X X X X X X X X X X X Undergraduate Students Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator (Funds not included in totals) 1,814 1,879 1,815 547 2,991 837 7,914 129 1,756 3,578 2,100 5,948 1,898 0 0 0 0 87 0 33 0 230 98 95 0 0 1,814 1,879 1,582 0 1,638 734 7,222 129 1,333 3,431 1,639 5,076 1,623 0 0 0 0 160 0 36 0 303 102 122 0 0 0 0 233 547 1,353 103 692 0 423 147 461 872 275 0 0 0 0 193 0 373 0 955 2,377 434 0 0 134 163 163 22 87 37 426 47 223 317 195 348 183 0 0 0 0 3,007 0 606 0 1,812 1,102 1,026 0 0 no no no no no no no no no no no no no 8,588 1,619 1,065 1,645 1,514 6,271 1,851 162 1,956 2,734 2,208 13,546 9,484 0 0 0 66 15 0 0 0 0 29 2,135 5,310 1,592 589 922 1,198 5,812 1,726 129 1,900 2,017 2,208 11,019 15,338 0 0 0 83 16 0 0 0 0 29 2,624 3,278 27 476 723 316 459 125 33 56 717 0 2,527 24,846 0 0 0 316 207 0 0 0 0 0 11,443 1202 88 162 170 126 376 209 83 164 126 214 1647 67,759 0 0 0 794 253 0 0 0 0 299 17,556 Software Engineering Institute no no no no no no no no no no no 9,451 5,996 3,054 7,498 1,902 1,887 3,407 2,174 2,277 613 2,329 2,177 1,138 2,665 3,170 13,457 1,302 1,373 2,226 8,268 227 83 136 0 0 72 0 13 44 0 0 0 256 0 26 50 95 109 0 0 5,404 4,967 2,075 6,684 1,902 1,887 2,463 1,829 2,277 21 2,323 1,900 1,138 1,849 2,349 11,763 1,302 1,373 2,068 7,293 397 101 200 0 0 72 0 16 44 0 0 0 256 0 35 57 95 109 0 0 4,047 1,029 979 814 0 0 944 345 0 592 6 277 0 816 821 1,694 0 0 158 975 530 486 424 0 0 0 0 85 0 0 0 0 0 0 99 398 0 0 0 0 856 346 280 422 209 196 264 179 246 17 165 69 136 77 244 822 117 185 157 424 2,505 1,445 1,482 0 0 697 0 163 405 0 0 0 2,144 0 333 819 1,057 811 0 0 no no no no no no no no no no no no no no no no no no no no PENNSYLVANIA 1 Lake Erie College of Osteopathic Medicine La Roche College Lafayette College Lancaster Bible College La Salle University Lebanon Valley College Lehigh University Lincoln University Lock Haven University of Pennsylvania Lycoming College Mansfield University of Pennsylvania Marywood University Mercyhurst College Messiah College Millersville University of Pennsylvania Moore College of Art & Design Moravian College Mount Aloysius College Muhlenberg College Neumann College Peirce College Pennsylvania College of Optometry Pennsylvania State University Abington Altoona Beaver Behrend College, Erie Berks College of Medicine School of Medicine Commonwealth College c Delaware County Dickinson School of Law DuBois Fayette Great Valley Harrisburg Hazleton Lehigh Valley McKeesport New Kensington Mont Alto Pennsylvania College of Technology Schuylkill Shenango University Park (main campus) Wilkes-Barre 0 600,000 642,819 0 0 0 13,862,300 862,764 0 0 0 0 0 0 0 0 0 0 1,455,000 750,000 400,000 1,122,725 0 0 0 0 0 41,218,351 41,218,351 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 221,313,180 0 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X HBCU Public Private Land Grant Number Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita 689 247 0 105 1,520 197 1,829 433 171 0 284 1,257 204 0 959 0 214 0 0 273 0 845 0 2,429 0 0 0 0 7,579 1,993 0 0 0 0 0 0 0 0 0 0 0 2,747 0 1,329 38 206 201 34 463 178 493 161 253 127 212 288 144 295 447 103 198 129 221 64 277 42 0 2,913 3,198 0 0 0 28,118 5,359 0 0 0 0 0 0 0 0 0 0 6,584 11,719 1,444 26,732 no no no no no no no no no no no no no no no no no no no no no no X X X X X X 3,179 3,823 759 3,708 2,329 649 0 0 0 0 0 63,511 3,177 3,813 752 3,550 2,316 0 0 0 0 0 0 0 2 10 7 158 13 649 0 0 0 0 0 63,511 240 270 72 265 156 611 0 0 0 0 0 67,460 no no no no no no X X X X X X X X X X X X X X X X X 13,959 1,649 541 1,003 1,128 1,687 3,258 1,353 697 951 987 1,164 5,538 1,092 985 40,828 852 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 5,421 0 13,959 1,646 0 997 1,128 0 1,865 1,342 685 941 979 1,105 5,538 1,052 984 34,539 832 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 6,408 0 0 3 541 6 0 1,687 1,393 11 12 10 8 59 0 40 1 6,289 20 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 35,191 0 630 123 41 92 110 114 263 103 64 87 102 108 411 91 95 3,276 95 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 67,556 0 no no no no no no no no no no no no no no no no no X X X X X X X OPT X X X Federal R&D Funds Per Capita FFRDC Operator (Funds not included in totals) 0 361 276 0 0 0 2,981 600 0 0 0 0 0 0 0 0 0 0 553 431 204 0 X X Number Faculty 0 1,661 2,330 710 3,902 1,920 4,650 1,438 4,081 1,424 3,019 1,668 3,200 2,858 6,597 612 1,710 1,151 2,629 1,741 1,957 0 X X X X Federal R&D Funds Per Capita Graduate & First Professional Degree Students 0 314 276 0 0 0 2,140 461 0 0 0 0 0 0 0 0 0 0 553 372 204 1,329 X X Undergraduate Students 689 1,908 2,330 815 5,422 2,117 6,479 1,871 4,252 1,424 3,303 2,925 3,404 2,858 7,556 612 1,924 1,151 2,629 2,014 1,957 845 X X X X Number DO X X X X X X X X X X X All Students MD X DVM X X X X X X X X X X X X X X X X X X X X X PhD BA/BS Universities and Colleges Degrees Granted MA/MS PENNSYLVANIA Federal R&D Funds Received in FY 2002 (Obligations) X PENNSYLVANIA 2 Pennsylvania State University (cont.) Worthington Scranton York Philadelphia Biblical University Philadelphia College of Osteopathic Medicine Philadelphia University Point Park Morris College Robert Morris College Rosemont College Saint Francis College Saint Joseph's University Saint Vincent College Seton Hill College Shippensburg University of Pennsylvania Slippery Rock University of Pennsylvania Susquehanna University Swarthmore College Temple University School of Medicine Thiel College Thomas Jefferson University School of Medicine University of Pennsylvania School of Medicine University of Pittsburgh Bradford Greensburg Johnstown Pittsburgh (main campus) School of Medicine University of Scranton University of the Arts University of the Sciences in Philadelphia d Ursinus College Valley Forge Christian College Villanova University Washington and Jefferson College Waynesburg College West Chester University of Pennsylvania Westminster College Westminster Theological Seminary Widener University e Wilkes University Wilson College York College of Pennsylvania 0 0 0 0 720,021 0 0 0 1,552,735 0 0 0 200,000 129,900 207,083 530,324 44,025,932 28,869,370 0 80,137,024 80,137,024 458,468,017 340,142,057 0 0 0 336,901,314 217,120,867 58,807 0 0 0 0 2,198,764 585,616 0 511,355 0 0 963,610 178,187 200,000 0 X X X X X X X X X X X X X X X X HBCU Public X X Land Grant Private X X X X X X X X X X DO X X X X X X X X X X X X X X X X X X Number Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator (Funds not included in totals) 1,609 1,954 1,384 1,425 3,204 2,964 4,724 1,108 2,027 7,353 1,222 1,370 7,193 7,197 1,949 1,467 29,872 0 0 0 0 225 0 0 0 766 0 0 0 28 18 106 362 1,474 1,520 1,729 1,000 0 2,756 2,639 3,818 797 1,416 4,602 1,222 1,128 6,238 6,500 1,949 1,467 19,606 0 0 0 0 261 0 0 0 1,097 0 0 0 32 20 106 362 2,246 89 225 384 1,425 448 325 906 311 611 2,751 0 242 955 697 0 0 10,266 0 0 0 0 1,607 0 0 0 2,541 0 0 0 209 186 0 0 4,289 119 137 100 130 372 397 269 128 117 495 109 128 404 400 106 244 2,712 0 0 0 0 1,936 0 0 0 13,271 0 0 0 495 325 1,954 2,173 16,234 no no no no no no no no no no no no no no no no no X X X X X X X X X X 1,152 2,248 0 35,648 1,152 771 0 103,939 0 1,477 0 54,257 97 785 0 102,085 no no X X X X X 22,326 20,535 11,781 38,916 10,545 43,477 6,129 74,803 no 1,467 1,758 3,096 26,710 0 0 0 12,613 1,467 1,758 3,096 17,798 0 0 0 18,929 0 0 0 8,912 0 0 0 37,803 76 118 161 4,517 0 0 0 74,585 no no no no 4,608 2,089 2,400 1,324 722 10,259 1,240 1,790 12,244 1,921 686 5,153 3,697 710 5,293 13 0 0 0 0 214 472 0 42 0 0 187 48 282 0 4,010 1,933 1,164 1,324 722 7,392 1,240 1,459 10,220 1,658 0 2,953 1,771 710 5,119 15 0 0 0 0 297 472 0 50 0 0 326 101 282 0 598 156 1,236 0 0 2,867 0 331 2,024 263 686 2,200 1,926 0 174 98 0 0 0 0 767 0 0 253 0 0 438 93 0 0 377 420 325 179 26 891 112 144 765 148 25 586 202 74 426 156 0 0 0 0 2,468 5,229 0 668 0 0 1,644 882 2,703 0 no no no no no no no no no no no no no no no X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X Undergraduate Students All Students MD DVM PhD BA/BS Universities and Colleges Degrees Granted MA/MS PENNSYLVANIA Federal R&D Funds Received in FY 2002 (Obligations) X X X X X X X X X X X X X X X X X X X X X X PENNSYLVANIA 3 a b HBCU Public Private Land Grant DVM MD PhD BA/BS Universities and Colleges Degrees Granted MA/MS PENNSYLVANIA Federal R&D Funds Received in FY 2002 (Obligations) All Students Number Federal R&D Funds Per Capita Undergraduate Students Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator (Funds not included in totals) Actual amount is a de-obligation of $23,884. Enrollment data from IPEDS College Opportunities On-Line. Enrollment information not available from IPEDS. c All information from Pennsylvania State University Commonwealth College website: enrollment data at http://www.cwc.psu.edu/cwc/Students/students.html and faculty data at http://www.budget.psu.edu/factbook/HRDynamic/FullTimeCampusEmployees.asp?ReportCode=Rank&ReportType=Fac&YearCode=2003Humors. d Actual amount is a de-obligation of $3,569. e Listed as two separate campuses in IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. PENNSYLVANIA 4 Carlos Albizu University-San Juan Polytechnic University of Puerto Rico Ponce School of Medicine School of Medicine Pontifical Catholic University of Puerto Rico a Sistema Ana G Méndez Universidad del Este Universidad Metropolitana Universidad del Turabo Universidad Central del Caribe School of Medicine Universidad Interamericana de Puerto Rico Aguadilla Arecibo Barranquitas Bayamón Fajardo Guayama Metropolitan Ponce San Germán School of Optometry University of Puerto Rico System Aguadilla Arecibo Bayamón Carolina Cayey University College Humacao Mayaguez Medical Sciences (San Juan) School of Medicine b Ponce Rio Piedras Utuado Universidad del Sagrado Corazon 197,602 X 258,250 X 192,998 X 6,666,018 6,666,018 91,205 0 0 0 0 0 268,419 0 0 0 X X X X X X X X X 0 0 0 0 471,630 1,543,290 12,279,349 34,760,258 27,693,231 0 24,196,017 0 230,000 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X Number HBCU Public Undergraduate Students Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator X X X 824 5,408 377 446 9 16,122 205 4,895 0 1,794 10 0 619 513 377 594 93 16,122 19 239 126 19,359 199 48,237 no no no X 10,166 84 7,931 108 2,235 384 313 2,741 no X X X X 8,130 7,094 9,335 337 24 36 21 19,780 8,105 6,088 8,045 79 24 42 24 84,380 25 1,006 1,290 258 7,904 257 150 25,837 320 291 305 43 618 887 633 155,024 no no no no X X X X X X X X X OPT X 3,800 4,124 1,817 5,375 2,105 2,056 10,526 4,628 5,742 172 24 0 0 0 0 0 26 0 0 0 3,800 3,990 1,817 5,375 2,105 2,040 7,252 4,628 4,810 0 24 0 0 0 0 0 37 0 0 0 0 134 0 0 0 16 3,274 0 932 172 0 0 0 0 0 0 82 0 0 0 208 236 101 285 122 139 522 221 309 37 438 0 0 0 0 0 514 0 0 0 no no no no no no no no no no 3,276 4,667 5,811 4,377 4,019 4,476 12,244 2,708 0 0 0 0 117 345 1,003 12,836 3,276 4,667 5,811 4,377 4,019 4,476 11,351 904 0 0 0 0 117 345 1,082 38,452 0 0 0 0 0 0 893 1,804 0 0 0 0 0 0 13,751 19,268 161 263 383 130 229 326 668 605 0 0 0 0 2,051 5,434 16,136 57,455 no no no no no no no no 4,070 21,561 1,621 5,187 0 1,122 0 44 4,070 17,787 1,621 4,684 0 1,360 0 49 0 3,774 0 503 0 6,411 0 457 178 1,461 95 343 0 16,561 0 671 no no no no X X X Land Grant X Private X X All Students MD X X X PhD 367,820 X 47,500 X 6,077,903 6,077,903 857,971 X DVM MA/MS Universities and Colleges Degrees Granted BA/BS PUERTO RICO Federal R&D Funds Received in FY 2002 (Obligations) X X X X X X X X X X X X X X NOTE: All enrollment information for Fall 2001 from IPEDS College Opportunities On-Line. Enrollment information for Puerto Rico not available from IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. a Listed as three separate campuses in IPEDS College Opportunities On-Line. b The University of Puerto Rico Medical Sciences Campus consists of the School of Medicine, School of Public Health, School of Dentistry, and School of Pharmacy, all of which are eligible to receive federal R&D funds. Only the federal R&D funds going to the School of Medicine are specified here. Note that these funds are included in the total provided for the University of Puerto Rico Medical Sciences unit on the line above. Information from http://www.rcm.upr.edu/2C-GenInf.html. PUERTO RICO 1 75,200,770 35,250,077 0 0 0 0 0 0 900,000 1,100,000 266,814,667 X X X X X X X X HBCU Land Grant Number Undergraduate Students Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator X 7,774 9,673 5,999 12,536 1,775 42,367 713 105,471 no X X X X 3,494 9,261 2,631 5,330 8,662 2,119 4,663 2,271 14,264 0 0 0 0 0 0 193 484 18,705 3,007 8,635 2,631 4,341 7,060 1,845 4,031 1,907 10,579 0 0 0 0 0 0 223 577 25,221 487 626 0 989 1,602 274 632 364 3,685 0 0 0 0 0 0 1,424 3,022 72,406 217 403 227 552 366 429 346 270 720 0 0 0 0 0 0 2,601 4,074 370,576 no no no no no no no no no X X X Public X X X Private X X X X X X X X X X All Students MD X DVM PhD Brown University School of Medicine Bryant College Johnson & Wales University New England Institute of Technology Providence College Rhode Island College Rhode Island School of Design Roger Williams University Salve Regina University University of Rhode Island MA/MS Universities and Colleges Degrees Granted BA/BS RHODE ISLAND Federal R&D Funds Received in FY 2002 (Obligations) X X X X X X RHODE ISLAND 1 Allen University Anderson College Benedict College Bob Jones University a Charleston Southern University The Citadel Claflin University Clemson University Coastal Carolina University Coker College College of Charleston Columbia College Columbia International University Converse College Erskine College Francis Marion University Furman University Johnson & Wales University-Charleston Lander University Limestone College Medical University of South Carolina School of Medicine Morris College Newberry College North Greenville College Presbyterian College Sherman College of Straight Chiropractic South Carolina State University Southern Wesleyan University University of South Carolina Aiken Columbia School of Medicine Spartanburg Voorhees College Winthrop University Wofford College 0 0 972,394 0 0 0 143,200 27,271,470 212,464 0 2,136,579 0 0 0 0 179,148 491,933 0 0 0 92,117,028 85,323,004 0 0 0 0 0 3,918,911 0 X X X X X X X X X X X X X X X X X X X X X X X X X 0 35,237,886 3,248,573 0 389,445 0 0 X X X X X X X X X X X X X X X X X X X X X HBCU Land Grant Public Private MD PhD DVM Degrees Granted MA/MS Universities and Colleges BA/BS SOUTH CAROLINA Federal R&D Funds Received in FY 2002 (Obligations) X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X DC X X X X 1890 X X X X X X X X X X X X Undergraduate Students All Students Federal Federal R&D Funds Number R&D Funds Per Capita Per Capita 1,226 1,226 0 0 1,450 1,450 0 0 2,938 2,938 331 331 4,150 0 3,531 0 2,682 2,444 0 0 4,001 2,100 0 0 1,460 1,460 98 98 17,101 13,975 1,595 1,951 4,965 4,771 43 45 1,089 1,089 0 0 11,617 9,934 184 215 1,476 1,285 0 0 1,052 642 0 0 1,437 720 0 0 948 588 0 0 3,513 2,822 51 63 3,252 2,767 151 178 1,381 1,381 0 0 2,710 2,505 0 0 2,067 2,067 0 0 2,297 400 40,103 230,293 Number Graduate & First Professional Degree Students Federal Number R&D Funds Per Capita 0 0 0 0 0 0 619 0 238 0 1,901 0 0 0 3,126 8,724 194 1,095 0 0 1,683 1,270 191 0 410 0 717 0 360 0 691 259 485 1,014 0 0 205 0 0 0 1,897 48,559 Faculty Federal R&D Funds Per Capita 36 0 109 0 147 6,615 416 0 213 0 150 0 82 1,746 1,235 22,082 311 683 118 0 454 4,706 153 0 60 0 76 0 74 0 198 905 248 1,984 53 0 169 0 54 0 1,143 80,592 FFRDC Operator Number no no no no no no no no no no no no no no no no no no no no no 986 721 1,378 1,184 329 4,467 2,166 0 0 0 0 0 877 0 986 721 1,378 1,184 0 3,487 1,996 0 0 0 0 0 1,124 0 0 0 0 0 329 980 170 0 0 0 0 0 3,999 0 60 46 108 85 36 227 107 0 0 0 0 0 17,264 0 no no no no no no no 3,282 23,000 0 1,532 3,139 15,506 0 2,273 143 7,494 0 4,702 229 2,005 0 17,575 no no 3,993 756 6,306 1,106 0 515 0 0 3,899 756 4,838 1,106 0 515 0 0 94 0 1,468 0 0 0 0 0 287 38 267 87 0 10,249 0 0 no no no no NOTE: The data above does not include the awards totalling $4,408,009 that were awarded to the South Carolina Universities Research and Education Foundation, which is a consortium of public universities and colleges located in South Carolina. Enrollment information from IPEDS College Opportunities On-Line. Enrollment information not available from IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. Faculty data provide via personal communication with the Admissions Office at Bob Jones University. a SOUTH CAROLINA 1 135,000 350,000 0 0 0 0 0 0 0 0 1,988,341 7,450,501 0 7,444,350 6,877,606 X X X X X X X X X X X X X X X X X X X X X X X X X X HBCU Public Land Grant Private X X X All Students Number MD X X X X X X X X X X X X X X DVM MA/MS Augustana College Black Hills State University Dakota State University Dakota Wesleyan University Mount Marty College National American University Northern State University Oglala Lakota College Presentation College Sinte Gleska University South Dakota School of Mines & Technology South Dakota State University University of Sioux Falls University of South Dakota School of Medicine PhD Universities and Colleges Degrees Granted BA/BS SOUTH DAKOTA Federal R&D Funds Received in FY 2002 (Obligations) X X X X 1,807 3,921 2,013 687 1,168 1,379 3,088 1,270 615 895 2,425 9,260 1,332 8,569 Undergraduate Students Federal R&D Funds Per Capita 75 89 0 0 0 0 0 0 0 0 820 805 0 869 Number 1,774 3,431 1,841 687 1,069 1,347 2,649 1,156 615 848 2,074 7,817 1,122 5,363 Federal R&D Funds Per Capita 76 102 0 0 0 0 0 0 0 0 959 953 0 1,388 Graduate & First Professional Degree Students Number 33 490 172 0 99 32 439 114 0 47 351 1,443 210 3,206 Federal R&D Funds Per Capita 4,091 714 0 0 0 0 0 0 0 0 5,665 5,163 0 2,322 Faculty Number 113 121 114 61 102 46 95 204 46 187 154 586 96 294 Federal R&D Funds Per Capita 1,195 2,893 0 0 0 0 0 0 0 0 12,911 12,714 0 25,321 FFRDC Operator no no no no no no no no no no no no no no SOUTH DAKOTA 1 Aquinas College Austin Peay State University Baptist Memorial College of Health Sciences Belmont University Bethel College Bryan College Carson-Newman College Christian Brothers University Church of God Theological Seminary Crichton College Cumberland University East Tennessee State University School of Medicine Fisk University Freed-Hardeman University Johnson Bible College King College Knoxville College a Lambuth University Lane College Lee University LeMoyne-Owen College Lincoln Memorial University Lipscomb University Martin Methodist College Maryville College Meharry Medical College School of Medicine Memphis College of Art Middle Tennessee State University Milligan College Rhodes College Southern Adventist University Southern College of Optometry Tennessee State University Tennessee Technological University Tennessee Temple University Tennessee Wesleyan College Trevecca Nazarene University Tusculum College Union University University of Memphis University of Tennessee System Chattanooga Knoxville b Martin Health Science Center (Memphis) School of Medicine 0 0 0 0 0 0 0 408,000 0 0 0 2,759,595 2,541,027 1,830,284 0 0 0 0 0 0 0 0 0 0 0 0 39,293,507 21,981,183 0 1,504,761 0 172,927 0 0 9,885,108 522,824 0 0 0 0 0 12,076,305 193,974 50,970,117 0 38,809,355 36,888,853 X X X X X X X X X X X X X X X X X X X X X X X X HBCU Public Private Land Grant Number X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X OPT X X X X X X X 1890 X X X X X X X X All Students MD DVM PhD MA/MS Universities and Colleges Degrees Granted BA/BS TENNESSEE Federal R&D Funds Received in FY 2002 (Obligations) X X X X X X X X X Undergraduate Students Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator 626 7,033 482 3,129 945 611 2,195 2,123 247 1,043 1,471 11,331 0 0 0 0 0 0 0 192 0 0 0 244 626 6,617 482 2,617 840 611 1,991 1,659 0 1,043 908 9,328 0 0 0 0 0 0 0 246 0 0 0 296 0 416 0 512 105 0 204 464 247 0 563 2,003 0 0 0 0 0 0 0 879 0 0 0 1,378 78 280 44 379 44 61 128 187 20 57 127 930 0 0 0 0 0 0 0 2,182 0 0 0 2,967 no no no no no no no no no no no no 845 1,870 678 684 300 903 675 3,511 734 1,774 2,621 631 1,026 885 2,166 0 0 0 0 0 0 0 0 0 0 0 0 44,399 819 1,414 588 669 300 903 675 3,325 734 942 2,396 631 1,026 164 2,235 0 0 0 0 0 0 0 0 0 0 0 0 239,595 26 456 90 15 0 0 0 186 0 832 225 0 0 721 70,396 0 0 0 0 0 0 0 0 0 0 0 0 54,499 61 97 39 68 38 77 114 241 59 135 115 37 87 239 30,005 0 0 0 0 0 0 0 0 0 0 0 0 164,408 no no no no no no no no no no no no no no 299 20,073 899 1,551 2,201 480 8,664 8,653 699 786 1,819 1,794 2,544 20,332 0 75 0 111 0 0 1,141 60 0 0 0 0 0 594 265 18,130 789 1,535 2,099 0 7,060 7,099 682 786 1,159 1,557 1,965 15,612 0 83 0 113 0 0 1,400 74 0 0 0 0 0 774 34 1,943 110 16 102 480 1,604 1,554 17 0 660 237 579 4,720 0 774 0 10,808 0 0 6,163 336 0 0 0 0 0 2,559 17 963 64 205 126 51 540 506 30 44 71 58 227 1,133 0 1,563 0 844 0 0 18,306 1,033 0 0 0 0 0 10,659 no no no no no no no no no no no no no no 8,485 26,033 5,954 2,011 23 1,958 0 19,299 7,105 20,124 5,532 112 27 2,533 0 346,512 1,380 5,909 422 1,899 141 8,626 0 20,437 549 2,304 210 147 353 22,122 0 264,009 no no no no TENNESSEE 1 HBCU Public Land Grant X X X Private X X X DVM 58,700 290,296 X 223,742,350 X 172,685,765 All Students Number MD PhD University of Tennessee System (cont.) Space Institute (Tullahoma) c University of the South Vanderbilt University School of Medicine Degrees Granted MA/MS Universities and Colleges BA/BS TENNESSEE Federal R&D Funds Received in FY 2002 (Obligations) X X X X 268 1,442 10,338 Federal R&D Funds Per Capita 219 201 21,643 Undergraduate Students Number 0 1,329 6,077 Federal R&D Funds Per Capita 0 218 36,818 Graduate & First Professional Degree Students Number 268 113 4,261 Federal R&D Funds Per Capita 219 2,569 52,509 Faculty Number 33 142 2,487 Federal R&D Funds Per Capita 1,779 2,044 89,965 FFRDC Operator no no no a Student enrollment data from Peterson's Black American Colleges and Universities http://www.petersons.com/blackcolleges/profiles/knoxville.asp?sponsor=13. Faculty data from Knoxville College website http://www.knoxvillecollege.edu/framesetaroundtown.htm. b Includes an award going to the Nashville extension of the Knoxville campus. c Faculty data from University of Tennessee Space Institute website http://www.utsi.edu/Faculty/facindex.html. TENNESSEE 2 160,000 0 198,802 0 0 16,000 0 273,931,037 272,426,074 760,612 0 0 0 0 0 0 0 0 0 0 0 0 0 0 37,800 2,097,915 92,716 0 56,125 0 0 78,654 0 100,000 25,158,055 0 217,486 998,057 0 5,070,715 3,179,769 0 0 0 0 0 630,656 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X HBCU Land Grant Public Private X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X Number X X X X X X X X X X All Students MD X X X PhD X X X X X X DVM MA/MS Abilene Christian University Amberton University Angelo State University Arlington Baptist College Art Institute of Dallas Austin College Austin Presbyterian Theological Seminary Baylor College of Medicine School of Medicine a Baylor University College of Saint Thomas More Concordia University-Austin Criswell College b Dallas Baptist University Dallas Christian College Dallas Theological Seminary DeVry University-Irving East Texas Baptist University Episcopal Theological Seminary of the Southwest Hardin-Simmons University Houston Baptist University Howard Payne University Huston-Tillotson College Institute for Christian Studies c Jarvis Christian College Lamar University LeTourneau University Lubbock Christian University McMurry University Midwestern State University Northwood University Our Lady of the Lake University Parker College of Chiropractic Paul Quinn College Rice University St Edward's University Saint Mary's University of San Antonio Sam Houston State University Schreiner College Southern Methodist University Southwest Texas State University Southwestern Adventist University Southwestern Assemblies of God University Southwestern Baptist Theological Seminary d Southwestern Christian College Southwestern University Stephen F Austin State University Degrees Granted BA/BS TEXAS Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X X DC X X X X X X X X X X X X X X X X X Undergraduate Students Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator 4,673 1,675 6,266 240 1,424 1,261 259 1,211 34 0 32 0 0 13 0 226,202 4,234 657 5,833 240 1,424 1,227 0 0 38 0 34 0 0 13 0 0 439 1,018 433 0 0 34 259 1,211 364 0 459 0 0 471 0 226,202 250 59 276 22 78 99 16 1,547 640 0 720 0 0 162 0 177,072 no no no no no no no no 14,221 14 844 449 4,302 281 1,607 3,569 1,509 113 2,276 2,829 1,521 618 86 571 11,214 3,098 1,823 1,378 5,969 1,114 3,324 694 828 4,367 4,151 4,135 12,996 806 10,266 23,517 1,191 1,738 3,149 197 1,320 11,569 53 0 0 0 0 0 0 0 0 0 0 0 0 0 0 66 187 30 0 41 0 0 24 0 121 5,761 0 53 77 0 494 135 0 0 0 0 0 55 12,190 14 799 335 3,340 281 0 3,569 1,509 0 1,902 1,953 1,521 618 48 571 10,271 2,807 1,701 1,378 5,288 1,114 2,196 0 828 2,728 3,369 2,613 11,273 791 5,836 20,179 1,163 1,607 298 197 1,320 10,300 62 0 0 0 0 0 0 0 0 0 0 0 0 0 0 66 204 33 0 41 0 0 36 0 121 9,222 0 83 89 0 869 158 0 0 0 0 0 61 2,031 0 45 114 962 0 1,607 0 0 113 374 876 0 0 38 0 943 291 122 0 681 0 1,128 694 0 1,639 782 1,522 1,723 15 4,430 3,338 28 131 2,851 0 0 1,269 375 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2,225 319 0 0 0 0 70 0 0 15,350 0 143 579 0 1,145 953 0 0 0 0 0 497 841 8 83 36 81 34 58 174 107 9 157 129 134 56 11 41 546 309 80 110 295 58 264 62 49 631 300 337 541 84 732 1,052 90 86 96 18 154 534 904 0 0 0 0 0 0 0 0 0 0 0 0 0 0 922 3,842 300 0 510 0 0 298 0 2,041 39,870 0 645 1,845 0 6,927 3,023 0 0 0 0 0 1,181 no no no no no no no no no no no no no no no no no no no no no no no no no no no no no no no no no no no no no no TEXAS 1 94,889,514 0 403,940 0 13,922,263 13,922,263 3,029,129 7,887,608 1,040,780 0 638,358 0 0 2,090,695 99,785 0 2,561,198 14,044,231 8,985,562 8,381,658 969,000 218,015 212,306 0 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X 3,388,494 X 6,262,646 0 X X X X X X X X X X X X X X X X X X X 5,884,347 140,822,610 900,797 12,375,854 11,588,248 3,184,600 0 8,742,507 2,553,428 101,688,198 77,354,824 X X X X X X X X X X HBCU Public Private Land Grant Number X X 156 0 no X 44,618 7,988 7,369 1,366 973 2,127 0 55 0 14,309 36,603 4,498 5,966 1,366 62 2,592 0 68 0 224,553 8,015 3,490 1,403 0 911 11,839 0 288 0 15,282 2,024 338 295 77 221 46,882 0 1,369 0 62,997 no no no no no X X 1890 X X X X X 6,148 6,747 8,027 1,243 3,373 6,675 398 8,054 511 1,473 8,119 25,573 1,788 493 1,169 130 0 189 0 0 260 195 0 315 549 5,025 5,003 5,387 6,715 845 2,609 5,395 0 6,885 511 1,473 6,485 21,269 463 605 1,464 155 0 245 0 0 304 195 0 395 660 19,407 1,145 1,360 1,312 398 764 1,280 398 1,169 0 0 1,634 4,304 1,325 2,646 5,800 793 0 836 0 0 1,788 0 0 1,567 3,263 6,782 315 262 428 51 161 232 35 405 36 129 291 1,216 777 9,616 30,105 2,432 0 3,965 0 0 5,162 2,772 0 8,801 11,550 11,564 no no no no no no no no no no no no no 2,939 7,928 2,589 3,518 330 27 82 0 1,714 4,405 2,383 1,255 565 49 89 0 1,225 3,523 206 2,263 791 62 1,031 0 236 443 314 243 4,106 492 676 0 no no no no X X X X 33,007 7,738 9,704 1,927 2,624 409 539 1,524 0 0 25,230 4,128 9,643 893 2,434 535 1,011 1,534 0 0 7,777 3,610 61 1,034 190 1,737 1,156 242,493 0 0 2,039 246 295 91 326 6,624 16,963 50,143 0 0 no no no no no X X 27,858 821 4,288 122 7,628 0 21,675 16 1,836 156 391,415 0 6,183 805 2,452 548 7,780 0 1,111 202 239 3,050 31,003 0 no no no X X X X X X X X X X 21,180 50,616 9,373 12,454 16,220 13,640 2,409 19,881 3,728 3,284 278 2,782 96 994 714 233 0 440 685 30,965 16,329 38,609 8,607 7,490 13,642 11,971 1,780 16,856 2,696 332 360 3,647 105 1,652 849 266 0 519 947 306,290 4,851 12,007 766 4,964 2,578 1,669 629 3,025 1,032 2,952 1,213 11,728 1,176 2,493 4,495 1,908 0 2,890 2,474 34,447 992 3,124 621 1,037 799 537 125 803 274 1,037 5,932 45,078 1,451 11,934 14,503 5,930 0 10,887 9,319 98,060 no no no no no no no no no no X X X X DO X X X X X X X FFRDC Operator 0 X OPT Number Federal R&D Funds Per Capita 805 X X Number Faculty Federal R&D Funds Per Capita 0 X X X X Number Federal R&D Funds Per Capita 1,993 DC X X X X X Federal R&D Funds Per Capita Graduate & First Professional Degree Students 0 X X X X X X Undergraduate Students 2,798 X X X X X X 13,505,363 4,172,832 14,792,069 0 0 DVM X All Students MD 0 X PhD MA/MS Sul Ross State University Texas A&M University System College Station Commerce Corpus Christi Galveston Health Science Center e School of Medicine Kingsville Prairie View A&M University Tarleton State University Texarkana Texas A&M International University (Laredo) West Texas A&M University Texas Chiropractic College Texas Christian University Texas College Texas Lutheran University Texas Southern University Texas Tech University Texas Tech University-Health Sciences Center School of Medicine f Texas Wesleyan University Texas Woman's University Trinity University University of Dallas University of Houston System Houston (main campus) Clear Lake Downtown Victoria University of Mary Hardin-Baylor University of North Texas System Denton (main campus) Health Science Center at Fort Worth University of Saint Thomas University of Texas System Arlington Austin Brownsville Dallas El Paso Pan American Permian Basin San Antonio Tyler Health Science Center-Houston School of Medicine g Degrees Granted BA/BS TEXAS Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X TEXAS 2 HBCU Land Grant Public Private Undergraduate Students Federal R&D Funds Per Capita Federal R&D Funds Per Capita Graduate & First Professional Degree Students Federal R&D Funds Per Capita Faculty Federal R&D Funds Per Capita FFRDC Operator X X X X X 2,665 30,546 896 90,855 1,769 46,018 1,348 60,390 no X X X X X X X 48 1,927 2,864,061 41,980 48 562 2,864,061 143,941 0 1,365 0 59,263 8 17,184,363 1,578 51,264 no no X X X X X 1,554 104,664 215 756,502 1,339 121,470 1,662 97,863 no X X X X X X 4,283 5,569 584 129 0 0 3,519 5,028 584 157 0 0 764 541 0 722 0 0 391 410 47 1,410 0 0 no no no Number MD DVM PhD 81,405,984 70,927,736 137,474,907 80,894,637 78,144,249 162,647,874 162,430,979 551,271 0 0 All Students MA/MS University of Texas System (cont.) Health Science Center-San Antonio School of Medicine h MD Anderson Cancer Center Medical Branch-Galveston School of Medicine i Southwestern Medical Center at Dallas School of Medicine j University of the Incarnate Word Wayland Baptist University Wiley College Degrees Granted BA/BS TEXAS Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X X X X Number Number Number a The Baylor College of Medicine consists of the Medical School, the Division of Allied Health Sciences, and the Graduate School of Biomedical Sciences, all of which are eligible to receive federal R&D funds. Only the federal R&D funds going to the School of Medicine are specified here. Note that these funds are included in the total provided for the Baylor College of Medicine on the line above. Enrollment and Faculty information from CollegeView.com. Enrollment information not available from IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. c In the fall of 2001, the Institute for Christian Studies became the Austin Graduate School of Theology. d Faculty data from CollegeView.com. e Includes the Baylor College of Dentistry. b f The Texas Tech University - Health Sciences Center consists of the School of Medicine, the School of Allied Health, the School of Nursing, the School of Pharmacy, and the Graduate School of Biomedical Sciences, all of which are eligible to receive federal R&D funds. Only the federal R&D funds going to the School of Medicine are specified here. Note that these funds are included in the total provided for the Texas Tech University - Health Sciences Center on the line above. g The University of Texas Health Science Center - Houston consists of the School of Medicine, the Graduate School of Biomedical Sciences, and the Program for the Master of Science in Clinical Research, all of which are eligible to receive federal R&D funds. Only the federal R&D funds going to the School of Medicine are specified here. Note that these funds are included in the total provided for the Health Science Center - Houston on the line above. h The University of Texas Health Science Center - San Antonio consists of the School of Medicine, the Dental School, the Graduate School of Biomedical Sciences, the School of Allied Health Sciences, the School of Nursing, as well as the Affiliated Schools and Colleges of Pharmacy and Public Health, all of which are eligible to receive federal R&D funds. Only the federal R&D funds going to the School of Medicine are specified here. Note that these funds are included in the total provided for the Health Science Center - San Antonio on the line above. i The University of Texas Medical Branch - Galveston consists of the School of Medicine, the School of Nursing, the School of Allied Health Sciences, and the Graduate School of Biomedical Sciences, all of which are eligible to receive federal R&D funds. Only the federal R&D funds going to the School of Medicine are specified here. Note that these funds are included in the total provided for the Medical Branch - Galveston on the line above. j The University of Texas Southwestern Medical Center at Dallas consists of the Medical School, the Allied Health Sciences School, and the Graduate School of Biomedical Sciences, all of which are eligible to receive federal R&D funds. Only the federal R&D funds going to the School of Medicine are specified here. Note that these funds are included in the total provided for the Southwestern Medical Center at Dallas on the line above. TEXAS 3 X X X HBCU X Land Grant X X X X Public X Private X X X All Students Number MD X X X DVM PhD 7,497,029 0 154,795,096 94,336,624 52,797,411 102,068 150,000 0 BA/BS Brigham Young University Southern Utah University University of Utah School of Medicine Utah State University Utah Valley State College Weber State University Westminster College Degrees Granted MA/MS UTAH Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X X X X X X X X X X Undergraduate Students Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator 32,771 6,095 27,668 229 0 5,595 29,815 5,884 22,180 251 0 6,979 2,956 211 5,488 2,536 0 28,206 1,333 291 2,319 5,624 0 66,751 no no no 23,001 22,609 16,873 2,474 2,295 5 9 0 19,295 22,609 16,619 1,979 2,736 5 9 0 3,706 0 254 495 14,246 0 591 0 790 1,205 703 244 66,832 85 213 0 no no no no UTAH 1 Bennington College Burlington College Castleton State University Champlain College College of St Joseph Goddard College Green Mountain College Johnson State College Lyndon State College Marlboro College Middlebury College Norwich University Saint Michael's College School for International Training Southern Vermont College University of Vermont School of Medicine Vermont Technical College 0 0 0 0 0 0 0 0 0 0 2,136,543 0 0 0 0 71,957,411 55,148,661 0 X X X X X X X X X X X X X X X X X X X X X X X X HBCU Public Private Land Grant DVM X X X X X X X X X X X X X X All Students Number MD PhD MA/MS Degrees Granted BA/BS VERMONT Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X X X X X X X X X X X X Undergraduate Students Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Faculty Federal R&D Funds Per Capita Number Number Federal R&D Funds Per Capita FFRDC Operator 673 234 1,656 2,539 482 617 659 1,590 1,267 426 2,334 2,512 2,630 540 456 10,078 0 0 0 0 0 0 0 0 0 0 915 0 0 0 0 7,140 537 234 1,542 2,539 313 317 659 1,387 1,244 331 2,328 2,028 2,021 0 456 8,589 0 0 0 0 0 0 0 0 0 0 918 0 0 0 0 8,378 136 0 114 0 169 300 0 203 23 95 6 484 609 540 0 1,489 0 0 0 0 0 0 0 0 0 0 356,091 0 0 0 0 48,326 113 61 85 194 55 87 63 56 56 37 284 116 217 32 44 1177 0 0 0 0 0 0 0 0 0 0 7,523 0 0 0 0 61,136 no no no no no no no no no no no no no no no no 1,272 0 1,272 0 0 0 72 0 no VERMONT 1 X X X X X X X X X X X X HBCU X X X X X X X X X X X X X X X X Public X X X X X X Land Grant X 167,559,784 113,855,400 0 79,317,379 52,359,055 0 0 55,767,661 X X X X X X Private X Number X X X X X X X X X X X X X X X 0 0 0 0 5,110 0 18,314 0 28,097 no no no no no no no no no 150 1,079 920 24,897 1,026 5,787 1,091 17 15,562 6,162 4,114 1,937 270 1,564 3,475 4,481 6,721 19,627 9,142 1,150 727 2,689 1,790 555 2,451 445 738 4,369 0 0 0 1,056 0 1,750 0 0 79 20 0 31 0 21 0 15 465 757 6 0 0 56 0 0 163 0 480 76 150 989 920 15,802 1,026 4,965 818 0 14,590 5,391 3,560 1,733 0 1,489 2,041 4,171 5,963 13,098 8,061 1,150 727 56 1,790 555 1,361 445 738 3,663 0 0 0 1,663 0 2,040 0 0 84 23 0 35 0 22 0 16 525 1,134 7 0 0 2,679 0 0 294 0 480 90 0 90 0 9,095 0 822 273 17 972 771 554 204 270 75 1,434 310 758 6,529 1,081 0 0 2,633 0 0 1,090 0 0 706 0 0 0 2,890 0 12,321 0 0 1,267 160 0 295 0 432 0 217 4,126 2,276 53 0 0 57 0 0 367 0 0 469 0 90 87 1,658 103 393 118 12 938 266 221 194 31 155 344 297 455 934 551 137 96 120 206 43 358 29 116 474 0 0 0 15,853 0 25,771 0 0 1,313 464 0 310 0 209 0 226 6,874 15,909 104 0 0 1,250 0 0 1,117 0 3,052 699 no no no no no no no no no no no no no no no no no no no no no no no no no no no no X 22,739 7,369 13,764 12,174 8,975 18,670 1,265 132,458 no X X 1,480 25,001 0 3,173 1,480 17,148 0 4,625 0 7,853 0 10,100 101 2,662 0 29,796 no no 969 1,311 28,203 0 0 1,977 969 1,311 21,593 0 0 2,583 0 0 6,610 0 0 8,437 133 144 2,393 0 0 23,304 no no no X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X FFRDC Operator 244 103 96 33 315 90 725 145 212 X X X X X X Number Federal R&D Funds Per Capita 0 0 0 0 6,999 0 7,044 0 9,455 DO X X X X Faculty 633 0 0 83 230 0 1,885 284 630 X X X Number Federal R&D Funds Per Capita 0 0 0 0 312 0 2,369 0 397,100 X X Number Federal R&D Funds Per Capita 1,763 851 1,260 256 5,158 648 5,604 1,020 15 X X Federal R&D Funds Per Capita Graduate & First Professional Degree Students 0 0 0 0 299 0 1,773 0 9,235 X X Undergraduate Students 2,396 851 1,260 339 5,388 648 7,489 1,304 645 X X X X X X X X X All Students MD X X X X X X X X DVM 0 0 0 0 1,609,743 0 13,277,563 0 5,956,505 5,956,505 0 0 0 26,284,574 0 10,128,090 0 0 1,231,493 123,529 0 60,098 0 32,400 0 67,227 3,127,852 14,858,665 57,048 0 0 150,000 0 0 400,000 0 354,066 331,348 PhD MA/MS Averett College Bluefield College Bridgewater College Christendom College a Christopher Newport University College of Health Sciences College of William and Mary Eastern Mennonite University Eastern Virginia Medical School School of Medicine Edward Via Virginia College of Osteopathic Medicine b Emory & Henry College Ferrum College George Mason University Hampden-Sydney College Hampton University Hollins University Institute of Textile Technology James Madison University Liberty University Longwood University Lynchburg College Marine Corps University c Mary Baldwin College Marymount University Mary Washington College Norfolk State University Old Dominion University Radford University Randolph-Macon College Randolph-Macon Woman's College Regent University Roanoke College Saint Paul's College Shenandoah University Southern Virginia College Sweet Briar College University of Richmond University of Virginia Charlottesville School of Medicine College at Wise Virginia Commonwealth University School of Medicine Virginia Intermont College Virginia Military Institute Virginia Polytechnic Institute and State University Degrees Granted BA/BS VIRGINIA Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X X X VIRGINIA 1 2,774,001 378,506 0 0 141,368 X HBCU Public Land Grant Private All Students Number MD X X X DVM X X X X X PhD BA/BS Virginia State University Virginia Union University Virginia University of Lynchburg d Virginia Wesleyan College Washington & Lee University Degrees Granted MA/MS VIRGINIA Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X X X X X 1890 X X X 4,638 1,712 257 1,412 2,072 Undergraduate Students Federal R&D Funds Per Capita 598 221 0 0 68 Number 3,853 1,377 257 1,412 1,712 Federal R&D Funds Per Capita 720 275 0 0 83 Graduate & First Professional Degree Students Number 785 335 0 0 360 Federal R&D Funds Per Capita 3,534 1,130 0 0 393 Faculty Number 300 79 64 119 258 Federal R&D Funds Per Capita FFRDC Operator 9,247 4,791 0 0 548 no no no no no NOTE: The amounts above do not include all or part of the awards totalling $2,399,512 that went to the Virginia Graduate Marine Science Consortium based in Charlottesville. The latter is an organization comprised of higher education institutions in Virginia that offer graguate programs in marine science. Since 1981, the consortium has included the College of William and Mary, Old Dominion University, University of Virginia, and Virginia Polytechnic Institute and State University. a Enrollment information from CollegeView.com. Enrollment information not available from IPEDS Enrollment at Title IV participating, degree-granting institutions: United States, Fall 2001. Faculty data from Peterson's. b The first class of students for Edward Via Virginia College of Osteopathic Medicine entered in 2003. See http://www.aacom.org/colleges/vcom.asp. c Faculty data from Marine Corps University website http://www.mcu.usmc.mil/mcu/Bios/Civilian_Faculty/index.htm. d Degree information and student enrollment data from Peterson's Black American Colleges and Universities http://www.petersons.com/blackcolleges/profiles/valynchburg.asp?sponsor=13. Faculty data from Virginia University of Lynchburg website http://www.vulonline.net/faculty_full.html. VIRGINIA 2 Antioch University-Seattle Bastyr University Central Washington University City University Eastern Washington University Evergreen State College Gonzaga University Henry Cogswell College Heritage College Northwest College of the Assemblies of God Pacific Lutheran University St Martin's College Seattle Pacific University Seattle University Trinity Lutheran College University of Puget Sound University of Washington Seattle School of Medicine Bothell Tacoma Walla Walla College Washington State University at Pullman a Western Washington University Whitman College Whitworth College a 518,105,691 250,935,417 0 0 0 50,038,009 2,905,766 292,126 46,213 X X X X X X X X X X X X X X X Number Federal R&D Funds Per Capita FFRDC Operator 0 612 3,379 0 1,376 836 498 0 357 0 0 0 0 110 0 566 48 114 507 308 352 214 263 11 27 121 259 64 180 480 23 345 0 4,930 3,392 0 3,807 883 2,867 0 6,602 0 0 0 0 603 0 400 no no no no no no no no no no no no no no no no X 37,412 13,849 26,860 19,289 10,552 49,100 4,698 110,282 no X X 1,679 1,998 1,823 21,073 12,409 1,439 2,107 0 0 0 2,375 234 203 22 1,494 1,651 1,577 17,476 11,647 1,439 1,878 0 0 0 2,863 249 203 25 185 347 246 3,597 762 0 229 0 0 0 13,911 3,813 0 202 75 82 141 1,838 973 170 107 0 0 0 27,224 2,986 1,718 432 no no no no no no no X X X X X Faculty 605 919 509 4,548 974 226 1,515 0 499 20 281 273 787 2,629 0 244 X X X X X X X X X X X Number Federal R&D Funds Per Capita 0 2,839 207 0 168 47 224 0 246 0 0 0 0 86 0 53 X X X Number Federal R&D Funds Per Capita 211 198 8,317 3,045 7,958 4,001 3,359 258 725 1,046 3,145 1,201 2,828 3,352 114 2,604 X X Federal R&D Funds Per Capita Graduate & First Professional Degree Students 0 503 195 0 150 45 155 0 146 0 0 0 0 48 0 48 X X Number Undergraduate Students 816 1,117 8,826 7,593 8,932 4,227 4,874 258 1,224 1,066 3,426 1,474 3,615 5,981 114 2,848 X X X HBCU X X Public X X X X X X Land Grant X Private X X X X X X X DVM X X X X X X X X X X X X X X X X All Students MD 0 562,073 1,719,831 0 1,340,182 188,868 754,000 0 178,241 0 0 0 0 289,407 0 138,003 PhD BA/BS Universities and Colleges Degrees Granted MA/MS WASHINGTON Federal R&D Funds Received in FY 2002 (Obligations) X Enrollment and faculty data for Washington State University at Pullman includes enrollment data for Washington State University at Spokane, Washington State University at Tri-Cities, and Washington State University at Vancouver. WASHINGTON 1 Alderson-Broaddus College Bethany College Bluefield State College Concord College Davis & Elkins College Fairmont State College Glenville State College Marshall University School of Medicine Mountain State University Ohio Valley College Salem International University Shepherd College University of Charleston West Liberty State College West Virginia State College West Virginia School of Osteopathic Medicine West Virginia University Morgantown (main campus) School of Medicine Institute of Technology (Montgomery) Parkersburg West Virginia Wesleyan College Wheeling Jesuit University X X X X X X X HBCU 43,677,607 10,646,187 0 0 0 14,531,591 Land Grant X Public X X X X X X X Private X Number X X X X X X X X X X X X X X X X X X X X X X All Students MD X X X X X X X X DVM 0 0 0 1,000,000 0 27,102 200,000 7,717,634 2,581,852 1,500,000 0 0 0 1,000,000 0 1,672,041 0 PhD MA/MS Universities and Colleges Degrees Granted BA/BS WEST VIRGINIA Federal R&D Funds Received in FY 2002 (Obligations) 1890 DO X X X X X X X X X X X Undergraduate Students Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Federal R&D Funds Per Capita Number FFRDC Operator 802 774 2,768 3,072 588 6,724 2,143 16,036 0 0 0 326 0 4 93 481 741 774 2,768 3,072 588 6,724 2,143 11,862 0 0 0 326 0 4 93 651 61 0 0 0 0 0 0 4,174 0 0 0 0 0 0 0 1,849 88 63 213 189 65 436 179 1,013 0 0 0 5,291 0 62 1,117 7,619 no no no no no no no no 2,525 453 541 4,391 1,150 2,633 4,835 294 594 0 0 0 870 0 346 0 2,422 453 456 4,391 1,091 2,633 4,835 0 619 0 0 0 917 0 346 0 103 0 85 0 59 0 0 294 14,563 0 0 0 16,949 0 0 0 216 16 59 140 83 166 282 47 6,944 0 0 0 12,048 0 5,929 0 no no no no no no no no 22,774 1,918 16,121 2,709 6,653 6,565 1,974 22,126 no 2,374 3,340 1,592 1,466 0 0 0 9,912 2,353 3,340 1,537 1,249 0 0 0 11,635 21 0 55 217 0 0 0 66,966 173 172 122 127 0 0 0 114,422 no no no no WEST VIRGINIA 1 Alverno College Beloit College Cardinal Stritch College Carroll College Carthage College Concordia University-Wisconsin Edgewood College Lakeland College Lawrence University Maranatha Baptist Bible College Marian College of Fond du Lac Marquette University Medical College of Wisconsin School of Medicine a Milwaukee School of Engineering Mount Mary College Mount Senario College Northland College Ripon College St Norbert College Silver Lake College University of Wisconsin System Eau Claire Green Bay LaCrosse Madison School of Medicine Milwaukee Oshkosh Parkside Platteville River Falls Stevens Point Stout Superior Whitewater Viterbo College Wisconsin Lutheran College Wisconsin School of Professional Psychology 500,000 41,853 800,000 0 0 0 0 0 0 0 0 4,194,544 81,926,851 80,151,361 565,895 40,929 0 70,000 0 400,000 0 891,808 311,413 520,391 364,986,252 112,443,954 10,338,743 403,407 520,359 380,000 0 214,598 1,044,808 0 97,877 0 0 0 X X X X X X X X X X X X X X X X X X X X X X X X X X X X X X HBCU X X X X Public X X X X X X X Land Grant X X X X X X Private X X X X X X X X X X X X X All Students Number MD X DVM X X X X X X X X X X X X PhD MA/MS Universities and Colleges Degrees Granted BA/BS WISCONSIN Federal R&D Funds Received in FY 2002 (Obligations) Undergraduate Students Federal R&D Funds Per Capita Number Federal R&D Funds Per Capita Graduate & First Professional Degree Students Number Federal R&D Funds Per Capita Faculty Number Federal R&D Funds Per Capita FFRDC Operator X X X X X X X X X X X X X 1,952 1,273 5,855 2,921 2,345 4,810 2,110 3,588 1,323 776 2,559 10,832 1,235 256 33 137 0 0 0 0 0 0 0 0 387 66,338 1,779 1,273 3,123 2,680 2,259 3,921 1,632 3,344 1,323 753 1,629 7,499 0 281 33 256 0 0 0 0 0 0 0 0 559 0 173 0 2,732 241 86 889 478 244 0 23 930 3,333 1,235 2,890 0 293 0 0 0 0 0 0 0 0 1,258 66,338 196 138 915 114 187 163 198 277 166 51 76 1,002 1,006 2,551 303 874 0 0 0 0 0 0 0 0 4,186 81,438 no no no no no no no no no no no no no X X X X X X X 2,563 1,216 672 794 903 2,131 920 221 34 0 88 0 188 0 2,246 1,080 672 794 903 2,059 663 252 38 0 88 0 194 0 317 136 0 0 0 72 257 1,785 301 0 0 0 5,556 0 188 162 60 48 84 109 98 3,010 253 0 1,458 0 3,670 0 no no no no no no no 10,802 5,851 9,650 40,922 83 53 54 8,919 10,282 5,484 8,492 29,861 87 57 61 12,223 520 367 1,158 11,061 1,715 849 449 32,998 557 221 464 3,860 1,601 1,409 1,122 94,556 no no no no 24,216 11,033 4,964 5,600 5,880 8,832 8,052 2,842 10,549 2,623 716 48 427 37 105 68 0 24 130 0 9 0 0 0 19,952 9,393 4,830 5,362 5,440 8,409 7,319 2,434 9,349 1,714 716 0 518 43 108 71 0 26 143 0 10 0 0 0 4,264 1,640 134 238 440 423 733 408 1,200 909 0 48 2,425 246 3,883 1,597 0 507 1,425 0 82 0 0 0 1,217 593 286 302 327 458 412 174 517 168 48 32 8,495 680 1,819 1,258 0 469 2,536 0 189 0 0 0 no no no no no no no no no no no no X X X X X X X X X X X X X X X X X X a The Medical College of Wisconsin consists of the School of Medicine and the Graduate School of Biomedical Sciences, both of which are eligible to receive federal R&D funds. Only the federal R&D funds going to the School of Medicine are specified here. Note that these funds are included in the total provided for the Medical College of Wisconsin on the line above. WISCONSIN 1 HBCU Land Grant Public X Private X All Students Number MD PhD 18,144,227 X DVM BA/BS University of Wyoming Degrees Granted MA/MS WYOMING Universities and Colleges Federal R&D Funds Received in FY 2002 (Obligations) X X 12,366 Undergraduate Students Federal R&D Funds Per Capita 1,467 Number 8,907 Federal R&D Funds Per Capita 2,037 Graduate & First Professional Degree Students Number 3,459 Federal R&D Funds Per Capita 5,246 Faculty Number 901 Federal R&D Funds Per Capita 20,138 FFRDC Operator no WYOMING 1 REFERENCES Davey, Michael E., and Richard E. Rowberg, Challenges in Collecting and Reporting Federal Research and Development Data, Congressional Research Service Report to Congress, January 31, 2000. Eiseman, Elisa, Kei Koizumi, and Donna Fossum, Federal Investment in R&D, MR1639.0-OSTP, RAND Corporation, Santa Monica, CA, July 2002. “Federal Procurement Report 2002,” available at www.fpdc.gov/fpdc/ FPR2002a.pdf. Fossum, Donna, Lawrence Painter, Valerie Williams, Allison Yezril, Elaine Newton, and David Trinkle, Discovery and Innovation: Federal Research and Development Activities in the Fifty States, District of Columbia, and Puerto Rico, MR-1194OSTP/NSF, RAND Corporation, Santa Monica, CA, 2000. Mowery, David, and Nathan Rosenberg, “The U.S. National Innovation System,” in Richard R. Nelson, ed., National Innovation Systems, Oxford University Press, 1993. National Science Board, Federal Research Resources: A Process for Setting Priorities, National Science Foundation, October 11, 2001. National Science Foundation, Division of Science Resources Statistics, “Federal Funds for Research and Development: Fiscal Years 2000, 2001, and 2002,” NSF 02-321, Arlington, VA, June 2002. Popper, Steven W., and Caroline S. Wagner, New Foundations for Growth: The U.S. Innovation System Today and Tomorrow, RAND Corporation, Santa Monica, CA, 2002. U.S. Department of Education, National Center for Education Statistics, Integrated Postsecondary Education Data System (IPEDS), collected in Spring 2002 and released in December 2003. Walshok, Mary L., Edward Furtek, Carolyn W. B. Lee, and Patrick H. Windham, Building Regional Innovation Capacity: The San Diego Experience, Industry & Higher Education, Vol. 16, No. 1, February 2002, pp. 27–42. 59